ISO 60-Day Compliance Matrix · Attachment A ISO 60-Day Compliance Matrix 1 # FERC ORDER FERC INSTRUCTION Response/Tariff Section Modified Filing/ Posting 1. October 30, …

Attachment A ISO 60-Day Compliance Matrix

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# FERC ORDER FERC INSTRUCTION Response/Tariff SectionModified

Filing/ Posting

1. October 30, 1997,81 FERC ¶ 61,222(“October 30Order”)Staging PlanSection(beginning at61,442)

81 FERC at 61,444

ISO directed to delete from Tariff andrelated agreements all provisions notintended to be effective when the ISOcommences operations and directed to fileat least 60 days prior to effective date,under section 205, provisions for whichimplementation has been staged.

Staged provisions removedfrom tariff and relatedagreements.

November 21, 1997 205filing/ December posting.

2. October 30 Order,81 FERC,ISO PrinciplesSection (beginningat 61,446)

81 FERC at 61,452

ISO must remove the residencyrequirement from its Bylaws.

Changes on hold pendingresolution of Bylaw issues; a90-day extension of time isbeing requested.

3. October 30 Order,81 FERC at 61,453

ISO Bylaws must be modified to removethe continuing Oversight Board functions,consistent with November 26 Order

[ISO directed to provide governance anddispute resolution procedures that do notinvolve the Oversight Board in November26 Order, 77 FERC at pp. 61,817-18.]

Changes on hold pendingresolution of Bylaw issues; a90-day extension of time isbeing requested.


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Filing/ Posting

4. October 30 Order,81 FERC at 61,454n.108

ISO directed to include a clean (noblacklined) version of the ISO Bylaws in itscompliance filing.

Changes on hold pendingresolution of Bylaw issues.(See Items 2 and 3, above,and 46, below.)


ISO directed to revise the Governors Codeof Conduct to require that each Governorfile a publicly available annual disclosurestatement that identifies all of his/herinvestments in Market Participants, brokendown by ISO Governing Board classstructure.

Changes made.


ISO directed to modify its Code of Conductfor employees so that all ISO employeesmust divest themselves of all securitiesissued by a Market Participant within sixmonths of that person becoming anemployee of the ISO (or six months fromthe date of this order for existingemployees).

Changes made.


ISO directed to add phrase to bothSections 2.3.3.4 and 2.3.3.9.1 “consistentwith Section 2.3.3.1.”

Sections 2.3.3.4 and2.3.3.9.1

Originally made inDecember posting p. 34and 37.See also April posting atpp. 36 and 40.


ISO directed to add additional sentence toISO Tariff Section 2.3.3.5 regardingadvance notice for maintenance outages.

Section 2.3.3.5 Originally made inDecember posting p. 34.See also April posting atp. 37.


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Filing/ Posting


ISO directed to revise the parentheticalphrase in Section 2.3.5.1.3 to read, “ormore stringent criteria as the ISO mayimpose pursuant to Section 2.3.1.3.2.”

Section 2.3.5.1.3 modified. Originally made inDecemberposting p. 40. See alsoApril posting at p. 44.

10. October 30 Order,81 FERC,Existing ContractsSection (beginningat 61,463)

81 FERC at 61,471

ISO directed to revise Section 2.4.4.4.3 ofISO Tariff to remove provision regardingdenying Non-Converted Rights holders theopportunity (flexibility) to exercise theirwithin-the-hour scheduling rights underExisting Contracts.

Modified section (also seeSP Protocol).

Originally made inDecember postingp. 48 and Appendix L,beginning at p. 557.See also April posting atp. 53 and Appendix L atp. 600.

11. October 30 Order,81 FERC, ISOTariff/ CongestionManagement.Section (beginningat 61,474)

81 FERC at 61,478

ISO directed to file specific practices andprocedures, including cost calculations, thatthe ISO will use on the ISO OperationsDate to resolve Intra-Zonal Congestion.ISO directed to modify Tariff to incorporatethese changes.

ISO currently only managesIntra-Zonal Congestion inreal-time. See Sections7.2.6.2, 7.2.6.3 and DP 7.4and 8.4.

Originally made inDecember posting pp.168, 442 and 444. Seealso April posting at pp.179, 479 and 480.


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Filing/ Posting


ISO must delete Tariff Sections 2.5.22.8,7.2.1.4.2, 7.2.4.1.3, 7.2.6.1, 7.2.6.1.1through 7.2.6.1.6, 7.3.2 and 7.3.2.1(sections regarding Intra-Zonal Congestionnot in effect on ISO Operations Date).

As noted above, the ISOcurrently manages Intra-Zonal Congestion only inreal-time. The GridOperations Charge outlinedin Section 7.3.2 is necessaryto recover these real-timecosts. Consequently,Sections 2.5.22.8, 7.2.1.4.2and 7.3.2 should not bedeleted. In addition, Section7.3.1.4 needs to be modifiedto delete provisions notapplicable on the ISOOperations Date.

Originally reflect inDecember posting atpp. 91, 162, 164, 168,175. See also Aprilposting at pp. 97, 173,174, 178, 188.Modification to Section7.3.1.4 included incompliance Tariff at p.181.


ISO directed to file all Intra-ZonalCongestion Management protocols, at thetime the tariff provisions are refiled.

To be filed when stagedaspects of Inter-ZonalCongestion Management areimplemented (See itemsabove).


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Filing/ Posting


ISO required to permit a participant tosubmit Ancillary Services bids andAdjustment Bids for the same capacity inthe Day-Ahead and Hour-Ahead Markets.

As discussed in AmendmentNo. 6, the ISO currentlypermits participants tosubmit bids in this fashionand Section 26.2 of the ISOTariff waives any chargesthat would be incurred underSection 2.5.26 of the Tariff.The ISO is currentlyevaluating the necessarysoftware changes topermanently implement thisrequirement. The ISO hasincluded this item in itsrevised Staging Plan 4.

To be included inRevised Staging Plan 4to be filed at the end ofJune, 1998.


ISO should revise its Tariff to reflect achange that the procedure utilized for theCongestion Management market is thesame procedure as used for the AncillaryServices. Auction process, i.e. more thanone bid for the same sequentially orderedcapacity.

If unable to implement by ISO OperationsDate, the ISO should indicate whyimplementation must be delayed and atwhat date it expects to implement thechange.

(See response to Item 14.) To be included in RevisedStaging Plan 4 to be filedat the end of June, 1998.


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Filing/ Posting


ISO required to announce additionalinformation about Advisory Redispatch,consistent with Day-Ahead informationidentified in Section 6.1.2.2.2, to be postedon WEnet (ISO Home Page).

To be included inRevised Staging Plan 4to be filed at the end ofJune, 1998.


ISO directed to incorporate sectionsequivalent to (v) and (vi) into the AppendixA Master Definition of Adjustment Bid (thatclarifies the form of an Adjustment Bid thata load would submit).

Definition modified. Originally made inDecember postingpp. 253-254.


ISO directed to make publicly available thealgorithm that it uses to manage Inter-ZonalCongestion.

A description of the algorithmwill be posted on the ISOHome Page. The model andsoftware are proprietaryinformation.

To be reflected inposting of compliancefiling.


ISO directed to modify the Tariff to explicitlystate the process by which Adjustment Bidsleft standing after the close of the Hour-Ahead market become SupplementalEnergy bids in the balancing market.

Adjustment Bids do notbecome SupplementalEnergy bids in the ISOmarket structure (asexplained in the firstparagraph of SBP 4).

20. October 30 Order,81 FERC, Tariff/Congestion ZonesSection (beginningat 61,482)

81 FERC at 61,484

ISO directed to modify the definition of GridOperations Charge so that it is consistentwith ISO Tariff provisions (i.e. 7.3.2)pertaining to the calculation/assignment ofIntra-Zonal Congestion costs.

Modified Section 7.3.2. Originally reflected inDecember posting at p.175. See also Aprilposting at p. 188.


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Filing/ Posting

21. October 30 Order,81 FERC at 61,484-485

ISO directed to amend the ISO Tariff tospecify (1) timing for resolving Inter-ZonalCongestion between Inactive and ActiveZones (i.e. process occurs when?before/after/simultaneously with?) and (2)the manner in which the associated costsare calculated.

The ISO does not resolve orcharge for Inter-ZonalCongestion between Activeand Inactive Zones.


ISO directed to clarify the procedures thatwill be used when allocating transmissioncapacity on a pro-rata basis (i.e. will ISOmaintain balanced Schedules for each SCwhen it reduces SC’s Generation due toinsufficient transmission capacity).

Modified Scheduling Protocolsection 10.2.

Originally reflected inDecember posting atpp. 595-596. See alsoApril posting at pp. 642-643.

23. October 30 Order,81 FERC, Tariff/TransmissionExpansion Section(beginning at61,486)

81 FERC at 61,489

ISO ordered to delete prescriptive phrase inSection 3.2.7.3, “(calculated on thebasis...such Wheeling Revenues areattributable).”

Modified section. Originally reflected inDecember posting at p.126. See also Aprilposting at pp. 133-134.


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Filing/ Posting

24. October 30 Order,81 FERC, Tariff/Ancillary ServicesSection (beginningat 61,489)

81 FERC at 61,493

(a) ISO directed in its compliance filing toexplain why it must stage Ex Post price tocompensate Ancillary Services providersfor Imbalance Energy.

(b) ISO directed to delete posted Tariffprovisions regarding compensation forImbalance Energy that will not be in effecton ISO Operations Date.

[ISO will file to implement compensation 60days before it is ready to implement thisprovision.]

(a) Added Section 23.

(b) Amendment No. 6modified Section 2.5.23.See Section 23.2.1 in theApril posting.

(a)-(b): These items areno longer staged. Asprovided in Amendment6, the ISO utilizes a newadjustable BEEPinterval, currently set at10 minutes. SeeAmendment No. 6Attachment A at pp. 1-26.


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Filing/ Posting


ISO directed to modify its Tariff so that SCswill pay the additional costs of AncillaryServices caused by real time changes intheir Demand (relative to scheduleddemand). This directive pertains to the useof Metered Demand versus ScheduledDemands.

The ISO currently utilizesmetered Demands fordetermining the costs paidby SCs for Black Start andVoltage Support services.The remaining AS are paidbased on scheduledDemand. Use of MeteredDemand for ReplacementReserves is already includedin Revised Staging Plan 4.The ISO will initiate astakeholder process toevaluate the use of meteredDemands for Spinning, Non-Spinning and Regulationservices. This subject ishighly technical and wouldrequire substantial softwarerevisions which may becostly.

Stakeholder process willbe added to the RevisedStaging Plan 4 to befiled at the end of June,1998.


ISO directed to replace the phrase “FERC-jurisdictional utilities” in Section 2.5.7.3 with“public utilities under the FPA.”

Modified section. Originally reflected inDecember postingp. 64. See also Aprilposting at p. 69.


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Filing/ Posting

27. October 30 Order,81 FERC 61,496

ISO required to reflect clarificationsrecommended by BPA (BPA at 17) relatingto Sections 2.5.16 and 2.5.17 and thedefinition of Non-Spinning Reservescontained in the ISO Tariff.

Sections 2.5.16 and 2.5.17are modified. Item inStaging Plan 3 has beencompleted. Definition ofNon-Spinning Reserves notamended because definitionalready takes into accounttime needed to synchronize.

Included in complianceTariff at pp. 75-80.


(a) ISO required to notify FERC via itsStaging Plan reports on the status of itselectronic dispatch capabilities.

(b) To the extent the ISO is unable toperform this function at ISO OperationsDate, ISO directed to permit the dispatch ofall Ancillary Services resources by phoneor fax.

(a) No further complianceaction required.

(b) Sections 2.5.6.2 and2.5.22.10 have beenmodified.

(a) Originally filed inStaging Plan 1 onNovember 21, 1997.Revised Staging Plan 4to be filed at the end ofJune, 1998.

(b) Included incompliance Tariff atpp. 64-65 and 95.

29. October 30 Order,81 FERC, Tariff/Access ChargeSection (beginningat 61,500)

81 FERC at 61,505

ISO should modify Section 7.1.3 of theTariff to state that to the extent a TO hasexisting transmission service contracts forthe delivery of its power requirements, thatTO has satisfied the Self-sufficiency testuntil such time as those contracts havebeen terminated.

Modified section. Originally reflected inDecember postingat p. 155. See also Aprilposting at p. 164.


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Filing/ Posting

30. October 30 Order,81 FERC, Tariff/SchedulingPractices andProceduresSection (beginningat 61,506)

81 FERC at 61,509-510)

ISO directed to revise Section 2.2.6.4 of theTariff regarding Inter-SchedulingCoordinator Trades (specific languageincluded).

Modified section.Proposed language differsslightly from directive inorder to refer to ISOProtocols.

Originally reflected inDecember posting at p.12. See also Aprilposting atpp. 12–13.


ISO should amend Sections 2.5.20.1 and2.5.28 to provide that an SC’s OperatingReserve requirement be reduced by theamount of system firm capacity purchasedfrom outside the ISO Control Areaconsistent with WSCC standards.

Section 2.5.20.1 modified(Section 2.5.28 modified tocross-reference to Section2.5.20.1).

Originally reflected inDecember posting atpp. 79-80. See alsoApril posting at pp. 85-86.


ISO directed to add a subpart (f) to Section2.5.20.7 (specific language given).

[Note: posting no longer includes subpart(e). Unnecessary since Ancillary Servicesprocured on a zonal basis.]

New subpart (e) added toSection 2.5.20.7.

Included in complianceTariff at p. 86.

33. October 30 Order,81 FERC,Other Tariff IssuesSection (beginningat 61,510)

81 FERC at 61,512

ISO required to amend Section 2.3.3.5.3 toallow an operator to request an after-the-fact explanation of ISO instructions.

Modified section. Originally reflected inDecember posting atp. 35. See also Aprilposting at p. 38.


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Filing/ Posting


ISO directed to file a proposal forestablishing the Administrative Price tobecome effective when ISO operationscommence.

(See Section 2.3.2, et seq.)

In Amendment No. 6 the ISOmodified Section 2.3.2 toclarify the circumstancesunder which the ISO willdeclare a systememergency. This changemodified the conditionsunder which the ISO willimpose an AdministrativePrice. Section 2.3.2.3.3,which clarifies how theAdministrative Price will beestablished, is furthermodified to clarify howCongestion charges will beassessed.

Included in complianceTariff at pp. 29-31.


ISO directed to clarify the Tariff provisions(i.e. 10.2.4 and 10.6.6.2 -- regardinggrandfathering End-Use meters of ISOmetered entities and SCs) with PG&E’ssuggested language.

Modified sections. Originally reflected inDecember posting at p.183 and 192. See alsoApril postingpp. 197-198 andpp. 206-207.


ISO required to provide definitions of newterms identified by Turlock (ISO MeteredEntity and Scheduling Coordinator MeteredEntity).

New defined terms added. Originally reflected inDecember posting atpp. 282 and 309. Seealso April postingp. 324 and 347.


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Filing/ Posting


ISO directed to make conforming changesto Tariff [Sections 10.2.5 and 5.2.3.1 – seeSoCal Edison comment/language ]regarding permitting ISO Metered Entitiesto access the ISO administered systemdatabase for meter data as suggested bySoCal Edison.

Currently, due to softwarelimitation and securityconsiderations, only one SChas access to a particularentity’s meter data.However, the PX posts anddisseminates all meter datainformation to the PXParticipants, which shouldaddress Edison’s concernsand provide Edison with therequisite data.

Revised Staging Plan 4to be filed at the end ofJune 1998.


ISO directed to conform definition ofUncontrollable Forces in Master Definitionsto match the first paragraph of section 15 ofthe Tariff.

Definition section modified. Originally reflected inDecember posting inpp. 319-320. See alsoApril posting at pp. 355-356. Included incompliance Tariff at p.356.


ISO should amend definition of Tie-PointMeter to recognize the meters located at anISO/UDC boundary.

Definition section modified. Originally reflected inDecember posting atpp. 315-316. See alsoApril posting at p. 352.


ISO (as well as PG&E and Oakland)directed to clarify the status of the 115kVline on the ISO Register.

The referenced 115kV linehas been deleted from theISO Register.


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Filing/ Posting

41. October 30 Order,81 FERC, Tariff/Liability Section(beginning at61,517)

81 FERC at 61,520

(a) ISO should modify Section 14.3 of theISO Tariff by adding the words “orintentional wrongdoing” after the word“negligence.”

(b) ISO should modify Section 14.3 of theISO Tariff by adding the phrase, “to theextent permitted by law.”

(a) Modified section.

(b) Modified section.

Originally reflected inDecember posting atp. 238. See also Aprilposting p. 254.


ISO directed to modify Sections 14.1 and14.2 so not to provide any limitation onliability of the ISO in cases of its negligenceor intentional wrongdoing.


43. October 30 Order,81 FERC, Tariff/TransmissionLosses Section(beginning at61,520)

81 FERC at 61,522

ISO directed to delete portion of Section7.4.3 that would allow the ISO torecalculate ex Post GMM because the ISOwas not intending to implement on ISOOperations Date.



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Filing/ Posting

44. October 30 Order,81 FERC, Tariff/OvergenerationSection (beginningat 61,523)

81 FERC at 61,526

ISO required to modify its treatment ofOvergeneration as follows:

(a) ISO directed to modify the ISO Tariff torequire all SCs to individually resolveproblems of excess Generation due to theirobligations with respect to RegulatoryMust-Run and Regulatory Must-TakeGeneration according to their ownprocedures and submit BalancedSchedules to the ISO in the Day-AheadMarket. (Footnote 468: requirement wouldnot apply to Intra-Zonal Congestion nor toReliability Must-Run Generation.)

(b) ISO directed to remove theOvergeneration procedures from the ISOTariff, since it is a problem that must behandled by SCs.

The ISO has removed theOvergeneration provisionsfrom the Tariff. However, inAmendment No. 6, the ISOadded provisions whichpertain to resolvingOvergeneration in real-time(as opposed to Day-Aheadand Hour-Ahead). This isappropriate since the ISOrequires procedures tomanage any Overgenerationresulting from real-timedeviations from Schedules.SCs do not have the abilityto submit Schedules in real-time and therefore cannotresolve Overgeneration.

(a) Modified Sections:2.2.7.2, 2.3.4 andSP 3.2.

(b) See above.

(a) Originally reflected inDecember posting atpp. 13, 38-39 andAppendix L at pp. 565-571. See also Aprilposting at pp. 14, 41-43and Appendix L pp. 609-617.

(b) See above.


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Filing/ Posting

45. October 30 Order,81 FERC,Monitoring Section(beginning at61,548)

81 FERC at 61,552-61,553

ISO directed to revise its monitoring planposted on WEnet (the ISO Home Page)with changes below prior to ISO OperationsDate:

(a) ISO directed to file its own plan(separate from PX) with details of its scope,data, reports, enforcement, and proposedinteraction with the PX.

(b) ISO should post on WEnet (ISO HomePage) a detailed description of the modifiedmonitoring criteria and standards as theyare developed.

(c) ISO directed to include its monitoringplan in its Tariff.

(a) Market Monitoring &Information Plan (MMIP) filedOctober 31, 1997.

(b) MMIP posted.

(c) MMIP included inAppendix L.

(See Schedule B for adetailed explanation of theISO's compliance withrespect to monitoring.)

(a)-(c): Originallyreflected in Decemberposting at Appendix L,MMIP pp. 458-480. Seealso Aprilposting, Appendix L,MMIP pp. 495-517.


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Filing/ Posting


ISO directed to clarify its Bylaws whenrefiled to incorporate the institutionalaspects of the monitoring plan.

The ISO presumes theCommission is referring tothe proposed creation of theMarket Surveillance Unit ofthe ISO. The ISO’s Bylawsdo not provide any outline ofthe organizational structureof the ISO except for theGoverning Board, Officersand certain standing andadvisory Governing BoardCommittees. The MarketSurveillance Unit does notfall under any of those areas.Therefore the ISO does notbelieve that changes arenecessary to the Bylaws.Accordingly, further guidanceis being requested.

47. October 30 Order,81 FERCTCA Section(beginning at61,558)81 FERC at 61,567-61,568

ISO directed to propose suitable language(preserving the tax-exempt status ofmunicipal debt) in its ISO Tariff compliancefiling that addresses, to the extent possible,the issues raised by LADWP, TANC,NCPA, Modesto and CMUA.

Issue under discussion withinterested parties; a 90-dayextension of time is beingrequested to permitresolution.


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Filing/ Posting

48. December 17,1997, 81 FERC ¶61,320(December 17Order)

81 FERC at 62,471& 62,477

ISO must immediately conform its filedProtocols with the ISO Tariffs consistentwith this and previous orders and post themon publicly accessible portion of WEnet(ISO Home Page). ISO required to file,under Section 205, its complete Protocolswithin sixty days of the ISO Grid OperationsDate.

Protocols modified. Originally reflected inDecember posting,Appendix L beginning atp. 353. See also Aprilposting, Appendix L,beginning at p. 389.

49. December 17Order,81 FERC at 62,470and 62,476

ISO required to promptly post the ISO Tariff(& Protocols) Amendments (filed forinformational purposes), includingmodifications ordered, on WEnet (ISOHome Page) and to make its compliancefiling not later than 60 days after thecommencement of ISO Operations.

ISO Tariff and Protocols,with the amendmentsincorporated, have beenposted.

Originally reflected inDecember posting.

50. December 17Order,81 FERC at 62,476

ISO required to modify Sections 2.5.19 and2.5.10 of the ISO Tariff as proposed byEdison (relating to selling of AncillaryServices, specifically Black Start service).

Modified Section 2.5.19.(Section 2.5.10 not modifiedbecause the Section doesnot affect the selling of BlackStart services.) (See alsoSection 5.10.5, which wasmodified consistent with thisinstruction.)

Originally reflected inDecember posting atp. 79. See also Aprilposting p. 84. (See alsoSection 5.10.5,December posting at p.147, April posting at p.156.)

51. December 17Order,81 FERC at 62,476-62,477

ISO directed to revise Section 2.5.7.4 toclearly state that Scheduling Coordinatorsmay utilize transmission service underExisting Contracts to self provide A.S.,where technically feasible and consistentwith WSCC standards.

Modified section (see alsoASRP 4.4.1 and 4.5.4).

Originally reflected inDecember posting atp. 65 and Appendix L,pp. 366-367. See alsoApril posting at p. 70 andAppendix L at pp. 402-403.


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Filing/ Posting

52. December 17Order81 FERC at 62,471-474

ISO is directed to make generic andspecific changes to Pro Forma Agreementsand refile these agreements within 60 daysafter commencement of ISO operations.

Amendments to Pro FormaAgreements have beencompleted.

March posting.

53. February 25, 1998,82 FERC ¶ 61,174(Agreements)

82 FERC at 61,621and 61,625

82 FERC at 61,622

82 FERC at 61,623

82 FERC at 61,621

This order addresses agreements filed withFERC: PGAs, RPTOAs and ICAAs.

(a) ISO directed to modify the SCAs atissue (the pro forma of which is appendedto the ISO Tariff), to comply with theDecember 17 order, post it on the WEnet(ISO Home Page) and file them within 60days of operations.

(b) ISO directed to revise PGAs to conformto the December 17th Order and file within60 days of operations date. (See ScheduleA for list of the PGAs.)

(c) ISO directed to revise RPTOAgreements to conform to the December17th Order and file within 60 days ofoperations date. (See Schedule A for list ofthe RPTO Agreements.)

(d) ISO directed to revise SCAs to conformto the December 17th Order and file within60 days of operations date. (See ScheduleA for list of the SCAs.)

(a) – (d) Amendments havebeen drafted for allagreements. Mostamendments have been sentto the other party.

Modified pro formaAgreements are postedon ISO Home Page.


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Filing/ Posting

54. February 25, 1998,82 FERC ¶ 61,180at 61,670-671

82 FERC at 61,671

ISO directed to revise UDC Agreements toconform to the December 17th Order andfile within 60 days of operations date. (SeeSchedule A for list of UDC Agreements.)

ISO directed to revise Black StartAgreement to conform to the December17th Order and file within 60 days ofoperations date. (See Schedule A for theBlack Start Agreement.)

Amendments have beendrafted for all agreements.All amendments have beensent to the other party.

55. March 12, 1998,82 FERC ¶ 61,252at 62,011-012

ISO directed to revise MSAs for ME toconform to the December 17th Order andfile within 60 days of operations date. (SeeSchedule A for list of MSAs for ME.)

Amendments have beendrafted for all agreements.Most amendments havebeen sent to the other party.

56. March 27, 1998,82 FERC ¶ 61,312(Amend 1, 2 & 3)

82 FERC at 62,240-62,243

Amendment 1 to ISO tariff to be modified toavoid charging the exports to neighboringControl Areas for Voltage Support andBlack Start and be promptly posted on theISO Home Page. The ISO is to file thechanges with its compliance filing to befiled within 60 days of the ISO OperationsDate.

[Amendments 2 and 3 rejected.]

Following provisionsmodified: Sections 2.5.28.5,2.5.28.6 and SABP AppendixG sections 3.8 and 3.16.

April posting at pp. 120-122 and Appendix Lpp. 729-730.


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Filing/ Posting

57. March 30, 1998, 82FERC ¶ 61,325 at62,275

82 FERC at 62,777-78

MSAs for ME accepted and made subjectto outcome of proceedings in Docket Nos.ER98-1499-000. ISO is directed to revisethese MSAs for ME to conform to theDecember 17th Order and file within 60days of operations date. (See Schedule Afor list of MSAs for ME).

MSAs for SC accepted and made subjectto outcome of proceedings in Docket Nos.ER98-1499-000. ISO is directed to revisethese MSAs for SC to conform to theDecember 17th Order and file within 60days of operations date. (See Schedule Afor list of MSAs for SC.)

ISO directed to revise the TCA, including toconform it to the October 30 Order, post therevised TCA and file it within 60 days ofoperations date.



TCA has been revised,except for issue addressedin Item 47, above. Revised TCA included

with compliance filing.


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Filing/ Posting

58. March 30, 1998,82 FERC ¶ 61,326

82 FERC at 62,286

82 FERC at 62,286

82 FERC at 62,286

82 FERC at 62,286-287

This order addresses numerous PGAs, a UDCAgreement, SC Agreements and amendmentsto Must-Run agreements.

The ISO directed to modify the pro forma SCAgreement [which is appended to the ISOTariff] to comply with the 12/17 orderedmodifications and then post the modified SCAgreement on ISO Home Page. Thereafter,ISO directed to file changes within 60 days ofthe ISO Operations Date.

PGAs accepted and consolidated withproceedings in Docket Nos. ER98-992-000.ISO directed to revise these PGAs to conformto the December 17th Order and file within 60days of operations date. (See Schedule A forlist of PGAs.)

ISO directed to revise SCAs to conform to theDecember 17th Order and file within 60 days ofoperations date. (See Schedule A for list ofSCAs.)

UDC Agreements accepted and consolidatedwith proceedings in Docket Nos. ER98-899-000. ISO directed to revise these UDCAgreements to conform to the December 17th

Order and file within 60 days of operationsdate. (See Schedule A for list of UDCAgreements.)

Amendments have beendrafted for all agreements.Most have been sent to theother party.

Modified Pro FormaAgreements currentlyposted on ISO HomePage.

59. March 30, 1998,82 FERC ¶ 61,327(March 30 Order)

(Amendment 6) Interim liability amendmentrejected (at 62,293-294). (New Section 25rejected.)

Section 25 deleted. April posting at p. 294.


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Filing/ Posting

60. March 30 Order,82 FERC at 62,294

Amendments 4, 5 & 6 to ISO Tariff (withordered modifications to Amendment 6)shall be promptly posted on the ISO HomePage and the ISO shall make itscompliance filing no later than 60 days afterISO operations commence. Compliancefiling shall reflect the ordered modificationsto the ISO Tariff and Protocols.

Posting and compliancemodifications completed.

Amendments 4, 5 and 6reflected in April posting.

61. March 30 Order,82 FERC at 62,296

ISO directed to make compliance filing ofTariff and Protocols no later than 60 daysafter ISO operations commence.

Compliance filing completed.

62. April 30, 1998, 83FERC ¶ 61,118

MSAs for ME accepted and consolidatedwith proceedings in Docket Nos. ER98-1499-000. ISO directed to revise theseMSAs for ME to conform to the December17th Order and file within 60 days ofoperations date. (See Schedule A for list ofMSAs for ME).


63. May 28, 1998,Docket Nos.EC 96-19-023 andER 96-1663-024

ISO directed to post Amendment 7 asmodified and file changes with compliancefiling due 60 days after operationscommence.

Posting and compliancemodification completed.

Compliance filing.

Documents

ISO 60-Day Compliance Matrix · Attachment A ISO 60-Day Compliance Matrix 1 # FERC ORDER FERC INSTRUCTION Response/Tariff Section Modified Filing/ Posting 1. October 30, …