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____________________EXECUTIVE SUMMARY____________________Investment and Trading Professional with over seven years of experience in a variety of progressively responsible roles. Significant expertise in financial analysis, complex modeling, operations and asset management. Acknowledged throughoutcareer for capacity to cultivate strategic relationships and build trust, whilesimultaneously steering positive bottom-line results. Challenge driven. Series7 and 63 NASD Certified.

____________________PROFESSIONAL BACKGROUND____________________01/01/-1 to Present - Analyst/Team Manger

Wachovia Securities, Richmond, VA 2006* Planned study of RISK problems and procedures, such as organizational change,communications, information flow, and integrated production methods* Served as liaison for over 6000 brokers, analyzing customer assets and requirements for future products.* Mentored and trained eight new associates and the management team during corporate merger in St. Louis, ensuring 100% knowledge transfer and continuity of services. Authored updated standard operating procedures in order to adapt to newcompany culture.* Selected to work with risk department in mapping out workflow processes and productivity measures.* Planned study of RISK problems and procedures, such as organizational change,communications, information flow, and integrated production methods* Managed a team of six asset management traders, assisting customers with inqui

ries and growing the business to over $7B* Developed and implemented new trading operations and policies that automated processes and streamlined the operations by over 50%.* Created process to streamline trading for municipal bonds and CDs, providing immediate information to Fixed Income traders and mitigating risk.* Led the day-to-day operations of up to $705M in trades, handling high level trades of up to $650M individually

01/01/-1 to Present - Associate Agency TraderWachovia Securities, Richmond, VA 2004

* Led the expeditious and accurate order entry of listed and over-the-counter equity trades totaling $100,000 daily.* Monitored executions through to the floor and reconciled over 12 inventory acc

ounts totaling over $10M.* Maintained daily trading and error reports for Senior Traders, providing back-up to the e-mail trading system.* Managed the process of zero balancing the error report for over 500 trades daily, including the documentation and reporting.* Created and implemented records management process for data security and retention, insuring compliance with federal and state regulations.

01/01/-1 to Present - Bolt/Bore Sr. SpecialistWachovia Securities, Richmond, VA 2003

* During largest merger in financial services history, developed process and procedures to integrate asset allocations from both firms.* Prepared manuals and trained six associates in use of new forms, reports, proc

edures and equipment, according to organizational policy. Served as subject matter expert for branches and brokers.* Communicated with 10 departments and senior management to resolve problems andexpedite work.

2001 to 2003 - Cash/Margin SpecialistWachovia Securities, Richmond, VA

* Received Associate of the Year award twice, being recognized by CEO.* Created training program for 30 new associates, facilitating classes and authoring policies and procedures; this was utilized by other departments for subject

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matter expertise in Cash/Margin.* Monitored activity in over 2500 accounts to ensure compliance with firm, federal, and exchange regulations* Identified and issued calls for additional money or securities in all margin accounts for over 1000 brokers within regulatory timeframes.* Monitored market movement and its impact on margin accounts, providing information to over 100 branch associates* Handled ACAT issues, Reorg items, and Option report.

____________________EDUCATION____________________1994Virginia Commonwealth University, RichmondAttended Business Classes

____________________VOLUNTEERJUNIOR ACHIEVEMENT,____________________2001 to 2001 - Teacher Assistant

Richmond, VATrading Trainer for Elementary School