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Investigation of Trench Gate IGBTs in MMC based VSC for HVDC Trench technology applied for bulk power transmission KRUPHALAN TAMIL SELVA KTH ROYAL INSTITUTE OF TECHNOLOGY INFORMATION AND COMMUNICATION TECHNOLOGY DEGREE PROJECT IN ELECTRICAL ENERGY CONVERSION, SECOND LEVEL STOCKHOLM, SWEDEN 2018

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Investigation of Trench Gate IGBTs in MMC based VSC for HVDC

Trench technology applied for bulk power transmission

KRUPHALAN TAMIL SELVA

KTH ROYAL INSTITUTE OF TECHNOLOGY

I N F O R M A T IO N A N D C O M M U N I C A T I O N T E C H N O L O G Y

DEGREE PROJECT IN ELECTRICAL ENERGY CONVERSION, SECOND LEVEL

STOCKHOLM, SWEDEN 2018

Investigation of Trench Gate IGBTs in MMC based VSC for HVDC

Trench technology for MMC VSC

Kruphalan Selva

2018-10-11

Master’s Thesis

Examiner Dr. Hans Peter-Nee

Academic adviser Cristina La Verde

KTH Royal Institute of Technology

School of Electrical Engineering

Department of Electrical Energy Conversion

SE-100 44 Stockholm, Sweden

Abstract | i

Abstract

The following is a thesis project involving investigation of applicability of trench type IGBTs in present and future VSC based HVDC convertors. The work involves three major sections – theoretical loss evaluation of adoption of Trench technology (both IGBT and BIGT) for HVDC Light® applications, testing the Trench IGBT prototype with existing gate units and finalizing with a hypothesis and a practical solution for unexplained turn-on phenomenon observed during testing. The thesis concludes with the suggestion of suitable driving mechanisms (e.g. reduced number of current sources and removal of active gate snubbers) which shall result in both simpler and more cost effective driving compared to the present employed methods.

Keywords

Trench-IGBT, VSC, HVDC, IGBT Driving Methods

Sammanfattning | iii

Sammanfattning

Följande avhandling är en studie om tillämpligheten av trench type IGBTer i nuvarande och framtida

VSC baserade HVDC konverterare. Arbetet omfattar tre övergripande delar – teoretisk förlustberäkning

vid tillämpning av trench teknologi (både IGBT och BIGT) till HVDC Light applikationer, prov av Trench

IGBT prototyp med befintliga gate enheter och slutligen en hypotes och praktisk lösning till oförklarliga

turn-on fenomen som observerats under prövning. Avhandlingen avslutas med en sammanfattning över

lämpliga drivningsmekansimer (t.ex om antal strömkällor och borttagning av aktiv snubber vid gate

enheten) som torde resultera både i enklare och kostnadseffektivare drivning jämfört metoder som

tillämpas idag

Nyckelord

Trench-IGBT, VSC, HVDC, IGBT drivningsmekansimer

Acknowledgments | v

Acknowledgments

I would like to extend my deep gratitude to Dr. Hans Peter-Nee and Dr. Jürgen Hafner for the

opportunity to work in this subject area. Beginning with a summer visit to the ABB HVDC, Ludvika in

2015 , they were instrumental in helping me flourish my grounds here. As a research intern in 2016 and

a thesis effort in 2017. I extend my thankfulness to Annika Lokrantz, André Bodin and Gopichand

Bopporaju to getting me started on my journey here at Ludvika.

The thesis, I gladly thank Ingemar Blidberg of Valves Development department, my supervisor and

guide on whose inputs I have steered the thesis and to mention his career expertise and experience

exceeds my age by 10 years at the time of writing this thesis should give a picture of the tremendousness

of expertise that I was given access to. The momentum I have gained during the few months in this this

field of technology has been invaluable and I thank my colleagues and a wonderful team for that. It would

be a miss not to mention Mika Sepannen for his help in testing and hour long discussions about scientific

regards, setting up the high power equipment I was enbled to use. I thank Daniel Johannesson for his

takes on interesting behavior of the Trench-technology during experimentation.

I also extend my gratitude to Munaf Rahimo, Chiara Corvace and Arnost Kopta who provided their

inputs and set direction on the start of the thesis.

Also to mention are Dr. Nathaniel Taylor, Dr. Rajeev Thottappillil, Patrik Janus for their excellent

support and inputs during the times at KTH. I also owe it to the wonderful times and discussion in the

Electrical Power Conversion Laboratory’s coffee table with Simon Nee, Nichlas and Jesper who have

always merried me with their discussions and lively company.

Ludvika, February 2018 Kruphalan Tamil Selva

6 | Table of contents

Table of contents

Abstract ......................................................................................................... i

Acknowledgments .................................................................................... v

Table of contents ...................................................................................... vi

List of Figures ............................................................................................ ix

List of Tables .............................................................................................. xi

List of acronyms and abbreviations ................................................... 1

1 Introduction ......................................................................................... 2

1.1 Motivation for DC over AC .................................................................................... 2

1.2 HVDC Light® Technology ..................................................................................... 2

1.3 HVDC Light® Topologies ...................................................................................... 3

1.4 Main Motivation ........................................................................................................ 5

1.5 Scope of the Thesis................................................................................................... 5

2 IGBT Overview .................................................................................... 7

2.1 Operational Overview ............................................................................................. 7

2.2 The Trench Gate IGBT ............................................................................................. 8

2.3 Fine tuning the IGBT for optimal losses ....................................................... 10

2.3.1 Trench vs Normal Summary ............................................................ 10

2.3.2 IGBT and thin wafer technology: .................................................... 11

3 Loss Evaluation for an MMC system ........................................... 14

3.1 Power Losses........................................................................................................... 14

3.2 Operating conditions............................................................................................ 15

3.3 Conduction Loss ..................................................................................................... 16

3.3.1 IGBT Conduction Losses .................................................................... 18

3.3.2 Diode Conduction Losses................................................................... 18

3.3.3 Other conduction losses ..................................................................... 18

3.3.4 DC voltage dependent losses............................................................ 19

3.3.5 Losses in DC capacitors ...................................................................... 19

3.4 Switching Losses .................................................................................................... 19

3.4.1 IGBT Switching losses ......................................................................... 19

3.4.2 Diode switching losses ....................................................................... 20

4 Loss Evaluation in HVDC Light® Generation 5 ...................... 22

4.1 Trend in Loss figures............................................................................................ 30

4.2 Translation in terms of cost savings: ............................................................. 31

Introduction 7

vii

5 Single Pulse Test of a Semiconductor Switch. ......................... 32

5.1 Turn on as a Circuit Perspective: .................................................................... 33

5.2 Turn Off as a Circuit Perspective ..................................................................... 35

5.3 IGBT Safe Operating Area ................................................................................... 37

5.3.1 Forward bias safe operating area (FBSOA) ................................ 38

5.3.2 Reverse bias safe operating area (RBSOA) ................................. 39

5.4 Optimization of IGBT Switching Characteristics ....................................... 39

5.4.1 Low ON state losses ............................................................................. 39

5.4.2 Low switching losses ........................................................................... 40

5.5 IGBT Turn-On switching loss ............................................................................ 40

5.6 IGBT Turn-Off switching loss ............................................................................ 40

5.7 Diode Turn-OFF switching loss ........................................................................ 41

5.8 Turn On as a Semiconductor Perspective: ................................................... 41

6 Practical Testing Single Pulse Tests .......................................... 46

6.1 Gate Drivers Employed ....................................................................................... 46

6.1.1 Voltage source driving ........................................................................ 46

Circuit for Measurement ................................................................................... 48

6.2 Commutation Inductance ................................................................................... 48

6.3 Current measurement ......................................................................................... 49

6.4 Voltage measurement .......................................................................................... 49

6.5 Measurement Summary ...................................................................................... 50

6.6 Equipment Summary ........................................................................................... 51

6.7 Heating of DUT ....................................................................................................... 51

6.8 Currents and Voltages of Test........................................................................... 52

7 Comments on the observed measurements ............................ 54

7.1 Reduction of Gate driving currents ................................................................ 54

8 Unknown Oscillations ..................................................................... 56

8.1 Discussions on the oscillations ........................................................................ 56

8.1.1 Gate side causes .................................................................................... 57

8.1.2 Device side causes ................................................................................ 57

9 Observed Test Results .................................................................... 60

10 Summary of Work Done ................................................................. 64

10.1 Further studies ....................................................................................................... 64

10.2 Conclusion ................................................................................................................ 65

References ................................................................................................. 67

List of Figures | ix

List of Figures

Figure 1: Simple scehmatic of 2 level convertor .............................................................................. 4

Figure 2: Essence of obtaining a sine from a modulated 2 level convertor ....................................... 4

Figure 3: Structure of an MMC ......................................................................................................... 5

Figure 4: Figure depicting the transistor-FET coupling on the IGBT structure [5]............................ 7

Figure 5: Cell pitch and gate depth seen in 3-dimensional perspective in a MOSFET[6]................... 8

Figure 6: Trench IGBT cross section [5] .......................................................................................... 9

Figure 7: Punch through structure of IGBT. ................................................................................... 12

Figure 8: SPT technology exhibiting lower Eoff and lower Vce ......................................................... 13

Figure 9 : Carrier Profile in SPT and SPT+ technologies [14] ......................................................... 13

Figure 10: Classification of losses in a valve. Semiconductor losses playing a significant role is color coded for emphasis. ..................................................................................... 16

Figure 11: Generalized V-I curve for the IGBT ............................................................................... 16

Figure 12: Generalized V-I curve with resistance slope depiction ................................................... 17

Figure 13: Plots depicting significant reduction in conduction losses with trench technology ....... 25

Figure 14: Plots depicting significant reduction in conduction losses with trench technology ....... 26

Figure 15: Plots depicting significant reduction in conduction losses with trench technology ....... 27

Figure 16: Plots depicting significant reduction in conduction losses with trench technology ....... 28

Figure 17: Plots depicting significant reduction in conduction losses with trench technology ....... 29

Figure 18 : Loss trend in increasing current and active power....................................................... 30

Figure 19: Figure showing extensive savings as convertor utilization increases. ........................... 31

Figure 20: Circuit of a single pulse tester. ...................................................................................... 32

Figure 21: IGBT turn-on switching characteristics ........................................................................ 34

Figure 22: Turn on event and its corresponding current path. ...................................................... 35

Figure 23: IGBT turn-off switching characteristics. ....................................................................... 36

Figure 24: Current path during DUT turn-off. ................................................................................ 37

Figure 25: IGBT safe operating area (SOA) .................................................................................... 38

Figure 26: IGBT Turn-on showing gate-voltage bump and diode reverse recovery on an inductive load [5]. ................................................................................................. 44

Figure 27: Rg driving basic circuit ................................................................................................. 47

Figure 28: Rg driving parameters influence. Source: Generic application notes of an IGBT. ........... 47

Figure 29: Preliminary runs of the turn-on. ................................................................................... 55

Figure 30: Oscillogram showing the current source switch overs during turn-off. ......................... 55

Figure 31: DUT Current and Voltage are depicted here. The turn-on exhibits a certain anomaly which is termed as turn-on notch/dip/’kink’ interchangeably. Voltage and current levels not depicted as this phenomenon varies across the ranges and is not unique to this level..................................................................... 56

Figure 32: Turn-on exhibiting a current dip in discussion. ............................................................ 60

Figure 33: Reduced current dip relative to the turn-on in Fig. 32 .................................................. 61

Figure 34: Reduced current dip relative to the the turn-on in Fig. 32 and Fig. 33 .......................... 61

Figure 35: Worsened current dip. See Fig. 32-34 ........................................................................... 62

List of Tables | xi

List of Tables

Table 2 : Table summarizing in a much generalized way of the difference between trench and planar technology. .....................................11

Table 3: Ambient condition of the valve. ......................................................... 15

Table 4: Summary of devices and Valve operating parameters ....................... 22

Table 5 : Devices undertaken for the study and their associated parameters .. 23

Table 6 : Different IGBTs and their characteristic for loss calculations ........... 24

Table 7 : Semiconductor losses in the convertor ............................................. 25

Table 8: Semiconductor losses in the convertor .............................................. 26

Table 9: Semiconductor losses in the convertor .............................................. 27

Table 10: Semiconductor losses in the convertor ........................................... 28

Table 11: Semiconductor losses in the convertor ............................................ 29

Table 12: Cost savings on employing Trench technology per station .............. 31

Table 13: List of instruments employed for measurements. ........................... 50

Table 14: List of passive components used...................................................... 51

Table 15: Temperature gradient between the DUT position and the AUX position ..................................................................................... 52

Table 16: Voltage and current combinations to conduct the test ..................... 52

Table 17: Current notch and current dependence ........................................... 58

Introduction | 1

List of acronyms and abbreviations

Aux Auxiliary Device

BIGT Bi-mode Insulated Gate Transistor

CTL Cascaded Two Level

DUT Device Under Test

Eoff_IGBT Turn-off energy of the IGBT on inductive switching with Aux device as a diode.

Eon_IGBT Turn-on energy of the IGBT on inductive switching with Aux device as a diode.

Erec_d Reverse recovery energy of the diode

Generation 5 HVDC Light® Generation 5

GU Gate Unit

HVDC High Voltage Direct Current

Ice Collector-Emitter current

IGBT Insulated Gate Bipolar Transistor

NPT Non Punch Through

PT Punch Through

RT Room temperature

SC Short Circuit

SPT Soft Punch Through

SVC Static VAR Compensator

Vcc Capacitor Bank Voltage (in pulse test circuit)

Vce Collector-emitter voltage

Vge Gate-Emitter Voltage

2 | Introduction

Chapter 1

Thesis Introduction and Scope

1 Introduction

1.1 Motivation for DC over AC

HVDC technology has been taking shape rapidly in various topologies and with the improvement of

semiconductor technology. All the developments are aimed at increasing the efficiency of power

transmission and conversion. It is interesting to note that DC lines can be operated at higher voltage

levels for the same power when compared to AC. This is because the power equivalence in an AC system

is provided by the RMS of a current for AC whereas maximum current for the DC. This means that AC

lines require more insulation clearance for the same power when compared to DC. Hence, the power

capacity can be directly increased exploiting this phenomenon. In an AC cable, an increase in the cable

length means an increase in the capacitive current. The cable hits a theoretical limit for length where

the capacitive currents can be more than the rated current of the entire line. In comparison, DC cables

have no such theoretical limit. There is also no inductive voltage drop as in AC lines. For these reasons

DC power transmission is ever increasing in its popularity. There is also a proliferation of renewable

energy sources (photovoltaics, wind farms and the likes) which need DC interconnection and power

transfer between significant distances.

1.2 HVDC Light® Technology

HVDC Light® is a HVDC transmission/reception technology with the core principle of self-commutation

involving IGBTs. It distinctly differs from its sister lineup called the HVDC Classic system where the working

principle is line commutation involving thyristors. This is because the currents can be turned on and off by the

control of the semiconductor valves unlike the Classic technology where a strong network is needed to commute

the currents [1]

HVDC Light® technology as the name implies is utilized for systems involving power transfer and control in

a short span of area and the technical requirements per se in comparison to the classic technology are much less.

The technology consists of the sending and receiving end stations with IGBT based convertors at their heart and

DC transmission lines for interconnection. This is in stark contrast to HVDC classic technology where power is

usually transmitted to very long distances and power handling involves interconnection of normal operational

grids. A short summary is provided in table 1.

Introduction 3

3

HVDC Light® HVDC Classic

Convertor Valve Technology Voltage Source Convertor

Line Commuted Convertor

Switches Employed IGBTs / BIGTs Thyristors

Power Handling 50-2500 MW 8000 MW

Employed Areas Offshore Plants to Land/ Wind Bulk power transmission

Table 1: A preliminary overview of HVDC technologies [2].

1.3 HVDC Light® Topologies

• Convertor topologies are extremely important in dictating the losses and flexibility of operation in a

HVDC system. They dictate the frequency at which the valves may be operated, the position of placement

of various core components and dictate the limitations of operation of a system [2] [3].

• A topology may allow for numerous switches with low switching frequency or high frequency with lesser

switches requirement of additional/lesser capacitors etc., voltage sharing among sub-modules. And

therefore are sole dictating factors of how a semiconductor switch maybe employed. It is therefore

important to know how the Trench Device may be a suitable candidate for the upcoming MMC.

• A very primitive run through of the type of topologies in operation is presented below to highlight the

significance of the discussion above. Each topology marks a significant mark in introduction of a

semiconductor switch / improvement with demand (topology) feeding the research in semiconductor

technology and its availability helping shaping new and better topologies every day .

Generation 1

• Generation 1 is a 2-level convertor. The voltage levels alternate between two levels in a controlled

modulation relatively with high frequency of approximately 2 kHz.

• The DC side has a ground zero to keep the harmonic content less and mitigate EMC problems.

• Such a configuration relatively highly losses due to the high frequency switching and the particular

topology. Employed switches were of 2500V/700A.

4 | Introduction

Figure 1: Simple scehmatic of 2 level convertor

Figure 2: Essence of obtaining a sine from a modulated 2 level convertor

Generation 2

• The switch ratings were improved to 2500 V/2000 A and employed in a 3-level convertor topology.

• This generation improved harmonic performance by reduced switching frequency and new

semiconductors.

• Losses are guaranteed to be less than 1.8% (station losses).

Generation 3

• Introduces a two level convertor again with optimized PWM pattern.

• Losses are guaranteed to be less than 1.4 % (station losses).

Generation 4

• This generation employs 4500V/2000 A IGBTs in the form of Cascaded Two Level Convertor.

• A general trend of higher voltage class IGBT’s being introduced is observed.

• Switching frequency were reduced hence enabling the reduction of losses up to 50 percent.

Introduction 5

5

Generation 5

Figure 3: Structure of an MMC

• Generation 5 is the topology for which the loss figures are calculated in the thesis.

1.4 Main Motivation

The main motivation of the thesis will be to investigate Trench based IGBTs as a viable device for HVDC

Light® Generation 5 system of VSC based MMC.

1.5 Scope of the Thesis

-Run preliminary loss calculations on HVDC Light® Generation 5 VSC Valve template with now present values

of trench devices.

-Document the Trench Device for their performance (Eon_IGBT, Eoff_IGBT and Erec_diode for the diode) in single pulse

testing.

- Record any anomaly (investigate for oscillations / snappiness / runaway conditions) in

behavior of the trench device with the present system of driving and propose changes and

suitable adaptations for successful and optimized switching of the device as an effort for inputs

for development.

IGBT Overview | 7

Chapter 2

IGBT Overview and the Trench Technology

2 IGBT Overview

IGBT entered the electronics market in the early 1980s. The IGBT was developed as a direct competitor to the then

existing BJTs [4]. The primary aim was to address the low current gain of the BJTs in High Voltage applications. Also in

another perspective, the usage of MOSFET structure for gate control and having the current capabilities of the BJTs proved

to be a massive success in the power industry. This points to very low on state voltages and better control of the devices.

As time progressed, attributing to many developments in manufacturing, packaging and semiconductor technology

developments IGBT are defacto choices in many area of power oriented applications presently. E.g., Drives and HVDC

applications.

2.1 Operational Overview

As mentioned above, the IGBT is a direct adoption of the power MOSFET with a minor change on the emitter side. It’s

modified to p-n-p junction template of a BJT while maintaining the MOS gate at the top of the chip. The building block of an

IGBT is a MOSFET, parasitic thyristor and a bipolar transistor. When the gate is provided with the appropriate voltage, just

like in the MOSFET, a channel ‘open up’ on the surface of the p-region below the gates. The holes from the p-region (IGBT

collector) partly combine with the electrons from the channel and this constitutes the MOS channel current that acts as the

trigger for the BJT that between J1 and J2. The remaining holes are transported via the space charge region into the IGBT

emitter (or T1’s collector)

Figure 4: Figure depicting the transistor-FET coupling on the IGBT structure [5].

8 | IGBT Overview

2.2 The Trench Gate IGBT

The trench type IGBT is a consequence of three requirements. An IGBT is usually limited by the parasitic-thyristor that

could latch up the device. Naturally, the devices’ footprint that could also affect the thermal capabilities and ergo the current

limitation.

1) The requirement for a Lower Vce (lower losses)

2) Reduction of the turn-off losses

3) The requirement of a higher current density capacity during operation (better device in terms

of performance capability).

Figure 5: Cell pitch and gate depth seen in 3-dimensional perspective in a MOSFET[6]

One of the natural ways to bring about the increase in the current density is the scaling of the IGBT (increase number

of IGBT per chip area). This can be done by reduction the size of a single IGBT structure to a suitable size and thereby

increasing the number of effective current capacity. However, there is a particular limit to this solution as current densities

can get larger and thermal capacities maybe a problem.

One of the many other ways that this could be established is by an intelligent solution would be to optimize the gate

structures to accommodate more IGBTs on the same chip area. If there is a possibility to etch the gates vertically into the

chip and not horizontally, while effectively maintaining considerably equal MOS channel lengths for the ‘control’ of the main

channel currents, it should result in better utilization of available chip area [5].

The trench structure was developed with this context of requirement. This proof of concept can easily be verified time

after time by simulations of simplest templates[7]. The concept of trench gates have been existent for a long time from but

their development and applicability has taken a long time attributing it to manufacturing bottlenecks and possibilities.

9

Figure 6: Trench IGBT cross section [5]

Since the structure of the gate has been modified, the device’s behavior exhibits behavioral changes too. The loss

reductions can be bought about my addressing many other aspects such as Module stray aspects[8], better internal current

distribution and current pathways both in terms of packaging[9] and semiconductor design (better conductivity

modulation)[10],and as mentioned above, the gate structures themselves. At high voltages and currents with constricted

chip area, these aspects become increasingly important[11]. Trench along with its improved losses and performance figure

have shortcomings in certain areas such as short-circuit performance [5], controllability and lifetime issues due to the

inherent structure of the gates. This thesis in the practical section (Chapter 6) is aimed at investigating these aspects and

to investigate the necessary adaptations needed to be made for easier migration of present IGBT driving systems to a trench

one.

10 | IGBT Overview

2.3 Fine tuning the IGBT for optimal losses

The above mentioned discussion talked about how changing the gate structure had brought about drastic changes in

the loss figures of the switch. Working on the base regions of the device can provide for loss optimizations too. The

parameters that need to be aimed for are the recombination times at the base region for better turn-off performances.

However, as a tight knit system, such an optimization is heavily connected to the blocking voltages of the device thereby

directly affecting the device voltage capability itself.

It is therefore interesting to discuss technologies that address these parts of the equation and can be considered

landmark development in the field of IGBTs.

ABB has been constantly improving the performances (Voltage, current ratings and losses) in its IGBT design often first

reflected in medium voltage industrial plug and play operation packaging named HiPak.

2.3.1 Trench vs Normal Summary

A summary of trench and planar gate cell relative to each other is presented here

Planar Gate Trench Gate

Gate Structure Placement Horizontal to base

Vertical to base

On-State Voltage Low Relatively low

Latch up Probability High Low

11

Channel resistance Higher Lower

Gate Capacitance Low Relatively Higher

Gate Power Consumption Low High

Controllability Good Relatively challenging due to

excessive gate capacitance

Manufacturing /

Production Feasibility

Easy Expensive

Table 1 : Table summarizing in a much generalized way of the difference between trench and planar technology.

Development on the conductivity modulation:

Conductivity modulation purely depends on the semiconductor technologies and is not the exact scope of this thesis.

However, a basic overview is discussed in these sections and a literature survey has been performed with articles

2.3.2 IGBT and thin wafer technology:

The thinner the wafer of IGBT, the better its performance in a generic sense (lower on-state drops and the likes). A

trend towards thinner wafers proves advantageous in many aspects. However, on thinning wafers requires higher field

stress withstand capacities for a given voltage. And there has been a rising trend in need for higher voltage switches.

Hence, intelligent technologies such as NPT and SPT (and FS) come into the picture. However, chronologically, Punch

through was the first to begin with.

The original PT structure:

The PT type is evident from its structural overview. It is characterized by a thick layer of p+ substrate below an n+

buffer layer (termed the punch-through layer). The presence of a n+ buffer layer renders the E-field to punch through during

a turn off event thereby cutting the tail current short in an IGBT. On an explanatory note, during the turn-off, if the field is

high enough across the collector-emitter of the IGBT, the field can trespass the n+ buffer layer and reverse bias the BE

junction of the internal pnp transistor to turn-off. Hence, they usually have lower turn-off losses. But there is a slight loss

in degree of controllability of the internal pnp transistor structure as it masks itself due to the inherent high gain achieved

on the CB junction by the n+ doping over the p+ substrate. This means that the trans-conductance of the internal MOSFET

cannot be controlled well. When added to the fact that PT IGBT exhibit lower Vce at higher temperatures, paralleling them

can be extremely challenging. PT IGBTs have lesser reverse voltage breakdown relative to their NPT counterparts. Hence,

12 | IGBT Overview

on an application point of view, PT devices are preferred where voltage reversal events are less and the device does not

need to support reverse voltages. The devices are usually of higher cost due to the epitaxial growth method employed for

die fabrication.

Figure 7: Punch through structure of IGBT.

Non Punch Through IGBT:

The NPT is distinctly different from the PT that it has no ‘buffer’ layers for the field to punch through. Also this makes

it viable to have thinner p+ substrates thereby reducing the chip’s thickness. On a fabrication point of view, this is

advantageous as simple float-zone methods can be adopted which are much cheaper compared to epitaxial growth method

employed for the PT devices.

However, as they have no PT layer, the tail currents are relatively longer exhibiting relatively higher turn-off losses.

Also, the Vce slightly higher due to lower gain on the internal transistor structure. In contrast to the PT device, as the trans-

conductance of the MOSFET is now well controllable, NPT devices are excellent candidates for short ratings. Vce increases

with temperature making it very suitable for paralleling the devices.

13

Soft Punch Through and Field Stop technologies:

The SPT (Soft Punch Through) [12] [13] and the FS (Field Stop) concepts combine the best aspects of PT and NPT for

optimal performance of the IGBT. The IGBT is managed to be fabricated as thin (or even thinner) as a NPT for lower Vce and

a lightly doped buffer layer is introduced to ‘stop’ the field as in a PT device as explained in previous section.

Figure 8: SPT technology exhibiting lower Eoff and lower Vce

These technologies have been iterated for improvement over the years, such as SPT, SPT+ [14], SPT++, Carrier Storage

[15], EP and the likes. All of these iterations include a proper study of operating conditions and catering the doping profiles

and chip thickness for the best performance but the underlying concept remains the same.

Figure 9 : Carrier Profile in SPT and SPT+ technologies [14]

As manufacturing technologies have been drastically improved [16], more complex structures [17] [18] of IGBT are

being developed with the best performances the history has ever seen.

One such packaged combination is that of combining the enhanced trench gate technology with a SPT+ template of the

IGBT design, the TSPT+ 3,3kV/1800A IGBT.

14 | Loss Evaluation for an MMC system

Chapter 3

Loss evaluation in an MMC system

3 Loss Evaluation for an MMC system

Any convertor valve is a succeeding factor in the context of technological employment in real world

if and only if it possess a significant motivating aspect for cost efficiency. And the losses in the convertor

setup are one of the foremost aspects that determine this. It is therefore important extreme importance

in placed in the accuracy of measurement in the losses that appears during the operation.

A simple method in a very crude sense would be to evaluate the losses during the nominal operation

of the convertor by finding the difference in the transmitted and received power at any instance.

However, with HVDC systems that are presently in employment, losses are rather minimal and to obtain

such small factor in contrast to the magnitude of measured quantities will not make sense in the

fundamental principle of measurement and will not give a clear picture of the weights contributing

factors to the losses.

Hence, it becomes important to deconstruct the losses to various segments in the convertor and the

sum up the losses from a bottom-up approach. When these individual segments are considered for loss

calculations, the loss figures are more accurate because the variables involved are have direct relevance

to operational aspect of the block and not of the system.

Ambient conditions for each blocks also therefore gain immense importance in the loss calculation

involved. The following is adopted from IEC-62751.

3.1 Power Losses

A generalized loss model cannot be provided for the convertors as a thumb rule due to the presence

of numerous number of topologies and intricacies. Every individual VSC system must have its own

detailed formulation of loss calculation procedure. But in all VSC convertors, there are two main loss

contributing factors.

1) Conduction Losses

2) Switching losses

The losses can be clubbed as follows:

1) IGBT conduction losses

2) IGBT switching losses

3) Diode conduction losses

4) Diode turn-off losses

5) Snubber losses

6) Valve Electronics power consumption

15

7) Losses in DC capacitors of the Valve

8) DC voltage dependent losses

9) Other Valve conduction losses

3.2 Operating conditions

The losses depend on the operational state of convertor. The important parameters of reference are

ambient temperature, atmospheric pressure, humidity, coolant temperature, transmission conditions

(active and reactive powers) and the likes. Upon unavailability of such data, a standard reference shall

be maintained.

Parameter Condition

Dry-bulb temperature 200 C

Wet-bulb temperature 140 C

Atmospheric pressure 101,3 kPa

Table 2: Ambient condition of the valve.

The valve losses will be calculated assuming all the redundant cells are in operation. It is therefore

interesting to note that this will give the highest VSC valve loss while the losses per level is not the highest

(as it occurs when the redundant cells are bypasses/shorted).

16 | Loss Evaluation for an MMC system

Figure 10: Classification of losses in a valve. Semiconductor losses playing a significant role is color coded for emphasis.

3.3 Conduction Loss

When the IGBT or a diode conducts, there is a small amount of forward voltage drop. The product of

this voltage drop and the current through the device gives raise to ‘conduction losses’. The forward drop

is FV and

( )CE satV in IGBTs.

Figure 11: Generalized V-I curve for the IGBT

Losses

Switching losses

IGBT Diode

Conduction Losses

IGBT Diode

Losses in DC Capacitors

D.C Voltage dependent

losses

Other conduction

losses

Other losses

Snubber circuit losses

17

Mathematically,

For the IGBT,

2

_ ( )

0

1( ). ( ). ( )

2cond IGBT Igbt CE sat IgbtP I t V I d t

For the Diode

2

_

0

1( ). ( ). ( )

2cond D D F DP I t V I d t

The other approach for loss calculation would be to take into account the semiconductors’

characteristics value during their switched on state which shall be piecewise linear approximated into

two components, namely the threshold voltage Vo and slop resistance Ro. Therefore the conduction

losses can be formed as

2

0 0cond av RMSP V I R I

Figure 12: Generalized V-I curve with resistance slope depiction

where

Vo is the knee voltage

Ro is the slope resistance of the switch

Irms is operational current of the switch

Iav is the DC equivalent of the switch current

18 | Loss Evaluation for an MMC system

3.3.1 IGBT Conduction Losses

The loss in IGBT is computed as mentioned above. Unlike 2 level convertors where the number of

IGBTs are directly multiplied to per-IGBT loss to get the total loss, the loss calculation for an MMC is

complex. Since the currents are different in each cell/submodule vary, each cell has to be taken into

account for its averaged and rms currents for the loss calculation and then finally summed together.

2

0 0IGBT T Tav T TrmsP V I R I

Where

0TV is the IGBT threshold voltage

0TR is the IGBT slope resistance

TavI is the mean IGBT current

TrmsI is the rms IGBT current

3.3.2 Diode Conduction Losses

The loss calculation for the diode is similar to that of IGBTs (or a comparable device in the main

switch).

2

0 0D D Dav D DrmsP V I R I

Where

0DV is the Diode threshold voltage

0DR is the Diode slope resistance

DavI is the mean Diode current

DrmsI is the rms Diode current

3.3.3 Other conduction losses

In addition to the main switching elements and the DC capacitors, the convertor losses also appear

at the bursars, various terminals and interconnections. The required inputs would simply be the

resistivity of the conducting element and the value of current passing through it.

Hence the loss is expressed as,

_ .cond others vrms sP I R

19

Where

vrmsI is the operational current

sR is the resistivity of the object in concern

3.3.4 DC voltage dependent losses

3.3.5 Losses in DC capacitors

Losses in DC capacitors can be separated into two components although they are express as a single

compenent for convenience purpose. The two types of losses appearing in a capacitors would be

1) Resistive or ohmic loss

2) The dielectric loss

Resistive losses appear as a result of conduction during charging and discharging phases in the

operation. The metallic contacts and internal leads give raise to these losses.

Dielectric losses on the other hand appear due to the periodic polarization of the dielectric material.

Both the losses are combined to a single term that ESRR .

ESRR is a function of frequency and almost

(most of the time) very much close to the value of the series internal resistance of the capacitor.

3.4 Switching Losses

As depicted in Fig. 10, switching losses can be split into two. Naturally arising as a result of the

MMC consisting of two functional semiconductor elements that switch. The diode and the IGBT.

3.4.1 IGBT Switching losses

The switching loss is obtained by the summation of the turn-on and turn-off energies of the

total number of IGBT’s employed (if series connection is employed, they are taken into account

as well) to the total number of MMC cells in the corresponding valve. The switching energies

20 | Loss Evaluation for an MMC system

need to be calculated in the then relevant operating conditions such as voltage current and

junction temperature of the IGBT.

_ , 1_ , , 2_ , , 1_ , , 1_ ,1 1. . [ ]

tc sN N

IGBT Switching c on T j k on T j k off T j k off T j kj kP f N E E E E

Where,

tcN is the number of MMC blocks per valve.

cN is the number of series connected IGBTs per position.

sN is the number of switching cycles

, 1_ ,on T j kE is the turn-on energy of the IGBT T1 in j-th block for the k-th turn-on event.

, 2_ ,on T j kE is the turn-on energy of the IGBT T2 in j-th block for the k-th turn-on event.

, 1_ ,off T j kE is the turn-off energy of the IGBT T1 in j-th block for the k-th turn-off event.

, 2_ ,off T j kE is the turn-off energy of the IGBT T2 in j-th block for the k-th turn-off event.

3.4.2 Diode switching losses

The diode energy recovery energy for all the diodes in the valve in and upon operation is the

diode switching loss.

Similar to the IGBT, the loss can be expressed as

_ , 1_ , , 2_ ,1 1. . [ ]

tc sN N

Diode Switching c rec D j k rec D j kj kP f N E E

Where,

tcN is the number of MMC blocks per valve.

cN is the number of series connected diodes per position.

sN is the number of switching cycles

, 1_ ,rec D j kE is the recovery energy of the diode D1 in j-th block for the k-th turn-off event.

, 1_ ,rec D j kE is the recovery energy of the diode D2 in j-th block for the k-th turn-off event.

21

22 | Loss Evaluation in HVDC Light® Generation 5

Chapter 4

Loss Evaluation in HVDC Light® Generation 5

4 Loss Evaluation in HVDC Light® Generation 5

The MMC consists of a number of sub-cells capable of producing a part voltage of the entire

system in steps. The level of voltage of each sub-cell and that of the system and the number of

sub-cells vary from systems to systems and according to design requirement.

In this particular loss calculation scenario, few examples of real world projects are considered

so a real world loss figure can be extracted. The cases are as follows

System

Voltage

(kV)

Semiconductor

Employed

Example

Cell

voltage

(kV)

Active

Power

(MW)

Reactive

Power

(MVar)

640 Planar BIGT 2.8

350 to

700

-230 to

230

640 Trench –BIGT 2.8

640 Planar-IGBT 1.8

640 Trench-IGBT 1.8 Table 3: Summary of devices and Valve operating parameters

In the above test case scenario, all of the system characteristics are kept constant while

changing only the number of devices to meet the system voltage levels. By reducing the

operational cell voltage, the number of cells need to be increased and this may cause increased

on state loss in the system. However, the switching losses are reduced and to establish this

trade-off will be the challenge of the system design.

The loss-calc program is designed for loss calculation employing BIGTS as the main switching

element. The device characterization (thermal and electrical) has been performed and its

parameters are readily employed for calculation.

However, the possible characteristic values of a trench type BIGT is used for the calculation

instead. The main parameters that would be of interest are as follows. As an initial estimate, the

on state voltage drop (Vce on) is reduced by 600mV. The value is chosen according to inputs

from CHSEM.

The device circuit and operating conditions from which the data for input to the loss calculation

is extracted as follows:

23

Parameter

ABB

Trench –

BIGT (A)

ABB

BIGT (B)

ABB

Trench –

IGBT (C)

ABB

Planar –

IGBT (D)

Device X

Trench

(E)

Voltage - VCES

(V) 4500 4500 3300 3300 3300

DC Collector

Current - IC

(A)

2000 2000 1800 1500 1800

Gate side

resistance

(Ω)

1.8 1.8 1.0 1.0 4.7 -5.6

Gate-emitter

capacitance

(nF)

330 330 330 330 132

Gate voltage

(V) +/- 15 +/- 15 +/- 15 +/- 15 +/- 15

Loop

inductance

(nH)

150 150 100 100 80

Device

Temperature

(0C)

125 125 150 150 150

Load type Inductive

load

Inductive

load

Inductive

load

Inductive

load

Inductive

load Table 4 : Devices undertaken for the study and their associated parameters

Between the test conditions that has 150 nH and 100 nH, a marginal approximation is made to

the loss conditions as they are tested at 1500 C and 1250 C respectively. The rise in switching

losses by the increased inductive conditions (100 nH150 nH) can be compensated by a rough

approximation to be equal when they need to be run at 250 C lower. Device E is shown as a

representative case of trench IGBT in HiPak form in general market existence from other

manufacturers [20-24].

24 | Loss Evaluation in HVDC Light® Generation 5

Semiconductor

Employed

Device

nominal

operation

voltage

(V)

Vce (V) Vce at

1/3rd

nominal

current

(V)

Eon

(J)

Eoff

(J)

Erec

(J)

Vf(V) Vf at

1/3rd

nominal

diode

current

(V)

A 2800 2.54

(600mV

reduction)

~1.8 11.1 12.3 9.1 2.51 1.75

B 2800 3.14 2 11.1 12.3 9.1 2.51 1.75

C 1800 3.1 1.8 3.1 3.7 2.7 2.5 1.5

D 1800 3.6 1.85 3.1 3.7 2.7 2.5 1.5 Table 5 : Different IGBTs and their characteristic for loss calculations

25

Table 6 : Semiconductor losses in the convertor

Figure 13: Plots depicting significant reduction in conduction losses with trench technology

* BiGT conduction loss refers to the conduction loss when the BiGT is in IGBT mode of conduction (current flow is from the collector to emitter

and where Vge is above threshold voltage, here Vge=15V)

536

1054

751

1297

1025

1379

1377

1734

0

200

400

600

800

1000

1200

1400

1600

1800

2000

BIGT/IGBT Conduction Loss Total Semiconductor Loss

Loss

es in

kW

P=490 Q=0 I=453 A

T BIGT (A)

P BIGT (B)

T IGBT (C)

P IGBT (D)

P 490

Q 0

I 453

BIGT/IGBT

Conduction Loss*

(kW)

Total

Semiconductor

Losses

(kW)

Device A 536 1054

Device B 751 1297

Device C 1025 1379

Device D 1377 1734

26 | Loss Evaluation in HVDC Light® Generation 5

Table 7: Semiconductor losses in the convertor

Figure 14: Plots depicting significant reduction in conduction losses with trench technology

889

1612

1160

1928

1631

2193

2138

2704

0

500

1000

1500

2000

2500

3000

IGBT/BIGT Conduction Loss Total Semiconductor Loss

Loss

es in

kW

P=700 Q=0 I=656 A

T BIGT (A)

P BIGT (B)

T IGBT (C)

P IGBT (D)

P 700

Q 0

I 656

BIGT/IGBT

Conduction

Loss

(kW)

Total

Semiconductor

Losses

(kW)

Device A 889 1612

Device B 1160 1928

Device C 1631 2193

Device D 2138 2704

27

P 350

Q 0

I 321

BIGT/IGBT

Conduction Loss

(kW)

Total

Semiconductor

Losses

(kW)

Device A 344 709

Device B 510 888

Device C 679 943

Device D 930 1196

Table 8: Semiconductor losses in the convertor

Figure 15: Plots depicting significant reduction in conduction losses with trench technology

344

709

510

888

679

943

930

1196

0

200

400

600

800

1000

1200

1400

IGBT/BIGT Conduction Loss Total Semiconductor Loss

Loss

es in

kW

P=350 Q=0 I=321 A

T BIGT (A)

P BIGT (B)

T IGBT (C)

P IGBT (D)

28 | Loss Evaluation in HVDC Light® Generation 5

Table 9: Semiconductor losses in the convertor

Figure 16: Plots depicting significant reduction in conduction losses with trench technology

973

1757

1393

2183

1903

26292370

3191

0

500

1000

1500

2000

2500

3000

3500

IGBT/BIGT Conduction Loss Total Semiconductor Loss

Loss

es in

kW

P=700 Q=230 I=717 A

T BIGT (A)

P BIGT (B)

T IGBT (C)

P IGBT (D)

P 700

Q 230

I 717

BIGT/IGBT

Conduction Loss

(kW)

Total

Semiconductor

Losses

(kW)

Device A 973 1757

Device B 1393 2183

Device C 1903 2629

Device D 2370 3191

29

Table 10: Semiconductor losses in the convertor

Figure 17: Plots depicting significant reduction in conduction losses with trench technology

888

1690

1160

2018

1647

23082158

2823

0

500

1000

1500

2000

2500

3000

IGBT/BIGT Conduction Loss Total Semiconductor Loss

Loss

es in

kW

P=700 Q=-230 I=655 A

T BIGT (A)

P BIGT (B)

T IGBT (C)

P IGBT (D)

P 700

Q -230

I 655

BIGT/IGBT

Conduction Loss

(kW)

Total

Semiconductor

Losses

(kW)

Device A 888 1690

Device B 1160 2018

Device C 1647 2308

Device D 2158 2823

30 | Loss Evaluation in HVDC Light® Generation 5

Figure 18 : Loss trend in increasing current and active power.

4.1 Trend in Loss figures

From the calculations hence performed, it can be clearly seen as the conduction losses dominate

the convertor loss in the present trending multilevel topologies, an improvement brought in the

on-state loss makes significant difference for the better (observed from the comparative case

between Trench and Planar BIGTs). The trench technology is proving to be useful in this regard.

The switching losses although remaining fairly constant, the drop in the forward voltage drop

is tremendously advantageous.

With the case of lower voltage and higher number of devices, the addition of device on-state

voltages drive the system into higher losses. However, as the switching voltages are reduced,

the switching losses are extremely low. Hence, a faster switching topology can be adopted on

this class. Custom doping and optimization needs to be further investigated as the conduction

losses as the total semiconductor losses are not way off each other when compared to planar

BIGT.

0

200

400

600

800

1000

1200

1400

P 350 P 490 P 700

Loss

es in

kW

Operating Active Power (kW)

Conduction Loss Trend

P BIGT

T BIGT

31

4.2 Translation in terms of cost savings:

It is roughly estimated that 1 kW loss in convertor equates to SEK 20,000-40,000 (according to

recent trend in Utilities). The reference 1 GW system* when in its various operating conditions

provide the following economic savings as presented in Table.12.

Case

No

P

(MW)

Q

(MVar)

Cost on

using

Device A

(Trench)

(SEK)

Cost on

using

Device B

(Planar)

(SEK)

Loss

Difference

(kW)

Cost

saved/station

With 20k

SEK/kW

(SEK)

1 490 0 21,080,000

25,940,000

243 4,860,000

2 700 0 32,240,000

38,560,000

316 6,320,000

3 350 0 15,960,000

17,760,000

90 1,800,000

4 700 -230 33,800,000

40,360,000

328 6,560,000

5 700 230 35,140,000

43,660,000

426 8,520,000

Table 11: Cost savings on employing Trench technology per station

Figure 19: Figure showing extensive savings as convertor utilization increases.

Hence, a clear advantage in cost savings is seen with adoption of trench technology (with

regards to the present Generation 5 configuration.)

*No. of cells and station information not explicitly mentioned. Aprrox 3000 SEK savings per device is seen.

0

2

4

6

8

10

12

14

16

18

20

P 350 P 490 P 700 P 700 Q230

Savings in Million SEK

20,000 SEK /kW

30,000 SEK/kW

40,000 SEK/kW

32 | Single Pulse Test of a Semiconductor Switch.

Chapter 5

Single Pulse Test of a Semiconductor Switch

5 Single Pulse Test of a Semiconductor Switch.

A single pulse test is a standardized test routine to obtain the switching performance*

characteristics of a semiconductor switch in question. Here the test procedure and the

associated and expected device behavior is charted out. The diode which is included in the

semiconductor module is a crucial aspect to the overall device performance. Hence, a single

pulse test of this nature would include the performance characteristics of the diode taken into

account as well. A generalized single pulse test circuit is depicted in Fig 20*. Observe that the

DUT (Device-Under-Test) is in a position such that the voltage source negative and the emitter

are in same potential. This is for practical measurement purposes and shall be discussed later

in this section.

Figure 20: Circuit of a single pulse tester.

* Chapter 5, Figure courtesy – [Internal Document].

33

5.1 Turn on as a Circuit Perspective:

The turn-on characteristics of a generic IGBT is shown in Figure 21. The stages of turn-on in a

circuit point of view is discussed here. Assume the IGBT is in Off-state and the inductor L carries

the load current.

From t0 to t1, the gate increases in voltage. As soon as the gate voltage reaches the threshold

voltage, the IGBT current start increasing. As the current now flows through the IGBT (t1-t2), it

forms a loop with the discharging capacitive bank and so the loop inductance takes a certain

voltage drop. This is observed as a momentary dip in the Vce. As Vce = Vcc-Vlsigma. Although the

IGBT now has reached the rated load current, the current keeps increasing due to the Diode’s

inertia to turn-off. This phase t2-t3 constitutes for the diode characteristics. From t3 – t4 the

diode slowly starts to resist conduction as it is now sufficiently and effectively reverse biased.

Also around this phase, the voltage stops dropping on the IGBT. From t3-t4 is the voltage fall on

the IGBT has two slopes. The first one is due to the effect of increasing current and now

conducting IGBT. The second (and slower) slope is the charging phase of the gate-collector

capacitor that establishes a full turn-on. This observed by the fact that the gate voltage is held

constant during this phase (t4-t5) when the gate is charged by a constant current source.

I=Cge*dVc/dt

When I is held constant, the voltage gradient is constant assuming C remains

fairly constant.

34 | Single Pulse Test of a Semiconductor Switch.

IC

VGE

ICP

VCE

ID VD

t

t0

0

PON

VCE (V)

IC (A)

VGE (V)

VGE(th)

Irrp

VD (V)

ID (A)

t0 t1t2 t3 t4 t5

t

PON (W)

(a)

(b)

(c)

VDP

Figure 21: IGBT turn-on switching characteristics

35

Figure 22: Turn on event and its corresponding current paths.

5.2 Turn Off as a Circuit Perspective

The turn-off switching characteristics of IGBT, diode characteristics and turn-off switching

losses are shown in Figure 23. Assume initially the IGBT is in on condition and the current

through the inductor L and IGBT is I0 at the instant of receiving the turn off command. During

this instant the voltage across the diode D is Vdc and it doesn’t carry any current.

Again consider a constant current turn-off circuit is implemented for the gate. The turn off is

initiated at t=t0. The gate stars discharging and the voltage on the gate starts falling between

t=t0 and t=t1. As the gate is discharging furthermore, the minimum charge requirements to

keep the current flowing is hit and the IGBT starts turning off. This means an increase on the

IGBT voltage Vce from zero (ideal) or on-state voltage (realistic devices). However, no change in

the current is observed. The voltage rise exhibits a faster gradient after t=t2 and continues to

rise and reach V=Vdc. However, as the circuit loop inductance is carrying this current, there is

an inductive voltage contribution that spikes the effective device voltage above the capacitive

bank voltage. This constitutes as the voltage overshoot during turn-off and can be a limiting

factor in driving speeds of an IGBT. The current on the device drops with a relatively faster

gradient until between t=t3 and t=t5 as the diode starts conducting as it is sufficiently forward

biased at this stage. After t=t5, the current falls with a much slower rate as this is an inherent

36 | Single Pulse Test of a Semiconductor Switch.

characteristic of the BJT structure that is present in the IGBT. The gate voltage proceeds to fall

to the negative voltage/clamp level.

IC

VGE

VCE

IDVD

t

t0

0

POFF

VCE (V)

IC (A)

VGE (V)

VD (V)

ID (A)

t0 t1 t2 t3 t4 t5 t6

t

POFF (W)

(a)

(b)

(c)

Figure 23: IGBT turn-off switching characteristics.

37

Figure 24: Current path during DUT turn-off.

5.3 IGBT Safe Operating Area

The safe operating area (SOA) defines the voltage and current levels in which the device can be

operated without damage. The SOA curve is a graphical depiction of this region. As the device

is expected to be operated in both forward conduction and reverse blocking states, the SOA

characteristics is defined for both modes of operation as FBSOA (Forward-Bias-SOA )and

RBSOA (Reverse-Bias-SOA).

38 | Single Pulse Test of a Semiconductor Switch.

Figure 25: IGBT safe operating area (SOA)

5.3.1 Forward bias safe operating area (FBSOA)

The FBSOA can be analyzed by looking at four corners of the characteristics in the V-I plane.

The curve is shifted to the right because of the inherent voltage drop of the IGBT. There is a

definitive minimum voltage for the IGBT to hold the current. There is a linear fashion until the

rated current of the device. The device then enters into the linear mode. This is region of very

low device current and higher device voltage. There are possibilities of the device exhibiting

thermal-runaways due to lowering of threshold voltage as the device heats up. This is an

opposite phenomenon to the positive temperature coefficient exhibited by the IGBTs. The

current limitation is on Maximum Pulsed Current ICM. The voltage limitation appears as the

collector-emitter voltage limitation of the device VCES . Usually the operational Vce will be

approximately 50% or less (if the device is over dimensioned). This is to accommodate the fault

voltages appearing on the device which is usually twice the rated operational value of the device

(this depends on the type of topology employed). The right top of the plane depicts the

limitation of the power dissipation capacity of the device.

VCES

IC

ICM

VCE

iC

VCES

ICM

VCE

iC

1000V/µS

2000V/µS

3000V/µS

DC

10-5sec

10-3sec

10-4sec

(a) (b)

39

5.3.2 Reverse bias safe operating area (RBSOA)

The RBSOA is very much rectangular due to the operational power involved in the reverse

operational state. However, they could still be limited with the dVce/dt factor.

The power levels are snubbed down by dv/dt limitations. Otherwise, the device could end

latching up (See problems with IGBT fast turn-off).

5.4 Optimization of IGBT Switching Characteristics

Ideally the gate unit should control IGBT in such a way that the following performance

parameters are achieved.

1. Low ON state (conduction) losses.

2. Low switching (turn-on and turn-off) losses.

3. Safe operating area (SOA) operation.

4. Low EMI and EMC.

The control methods to achieve the above mentioned performance parameters are described

in the following sections.

5.4.1 Low ON state losses

The gate voltage necessarily needs to be maintained at the highest admissible voltage to

maintain the least possible channel resistance. And this needs to be applied at the fastest

possible rate to avoid unnecessary losses.

40 | Single Pulse Test of a Semiconductor Switch.

5.4.2 Low switching losses

The switching losses as discussed in section 5.2 involves the IGBT Turn-On loss, IGBT Turn-Off

loss and Diode Turn-Off loss.

5.5 IGBT Turn-On switching loss

The area between t1 and t5 gives the loss profile for the turn-on energy of the device. A

reduction in t1 to t5 interval can lead to lower losses (subsequently, the area between t1 and t5

in figure 21 ). This is done by increasing the dIc/dt . However, a very high di/dt will result in

higher Overshoot on the Ic . This is limited by the SOA as discussed in the previous section. Also,

a diode has a definite limit on the recovery dv/dt. Usually, in modern IGBT packages, the

performance of the IGBT is limited by the diode.

5.6 IGBT Turn-Off switching loss

Area under the triangular waveform shown in Figure 23 is Turn-OFF switching loss energy of

an IGBT. It can be observed from the figure that the switching loss occurs between t1 and t6 time

periods. The peak of the loss is somewhere between t2 and t4. The switching loss can be reduced

by reducing area under the curve i.e. by reducing the base and height of the triangle.

The device can be turned-off faster by discharging the gate-emitter capacitance faster.

However, this would result in a very fast DVce/dt. There is a physical limitation on this as this

would lead to the latch up of the IGBT due to the presence of parasitic thyristor (refer Chapter

3). This is improving with improved IGBT technology but it is important to note this for non-

destructive operation of the device. Another contributing factor to this limitation is the loop

inductance that causes the voltage overshoot. Hence a check on the optimal dIc/dt is very

important.

41

5.7 Diode Turn-OFF switching loss

The diode turn-off loss is a direct indication of the inertia exhibited by the diode during the

commutation of current between the IGBT and the diode. It’s an indication of the speed of the

diode. Hence a watch on the diode peak current and the voltage overshoot thereof must always

be kept in check.

5.8 Turn On as a Semiconductor Perspective:

For the hard switching, the turn on and turn off events become important as switching losses

contribute significantly to the operation of the device. It is usually the case that there is a

thorough limitation on the speeds of turn and turn off. Higher speeds bring EMC and field issues

and lower speeds bring about higher losses. In most cases, the turn on losses of the IGBT are

more than the turnoff losses even after exclusion of the diode recovery losses. The turn off

losses on the other hand depend on the quantum of space charge in the drift region of the IGBT.

Hence, the losses optimized by maximizing the rate of extraction for the charges, with a

definitive limit on its rate of extraction for a healthy turn-off process. Another limitation during

turn off that might be noteworthy to point out is the voltage overshoot that appears due to the

stray inductance in the circuit.

The turn on process could be studied by dividing the process into 4 stages

Stage 1: Raise of Vge to threshold voltage

Stage 2: Increasing of Ic

Stage 3: IGBT Current overshoot / Diode Recovery phase

Stage 4: Miller Plateau

Stage 5: Vce Approaching Steady states

42 | Single Pulse Test of a Semiconductor Switch.

Phase 1:

In this phase, since the geV is below the threshold of the device (or because the MOS channel

isn’t fully open yet), the device is off. The capacitance seen from the gate is the gate-emitter

capacitance. The miller capacitance is too small to be detected as of now yet. Hence, the

equivalent circuit can be represented by a simple RC circuit.

The raise times can therefore be estimated to the time constant of g geR C .With the Trench IGBT,

these times are expected to be higher than that of the planar IGBT because of the increased gate

capacitance.

Phase 2 and Phase 3:

Once geV reaches the threshold voltage, the MOS Channel begins to open up. This allows the

electrons to flow into the drift region. Hence, holes are simultaneously injected from the

collector side and carrier levels build up in the region which was previously not depleted. This

allows for the IGBT capacitance to be discharged and the collector voltage begins to decrease.

This voltage drop is taken on by the Inductance in the circuit as current conduction in the circuit

has allowed for its inclusion in circuit perspective. The diode starts reversing and to be fully

shut off, all the charge has to be extracted. The diode current falls as this happens. The inertia

of the diode during the recovery phase appears as the peak current during IGBT turn on process.

The IGBT turn on performance is usually limited in this phase by the limitation of the diode to

dissipate power. If the diode is unable to reverse as fast or holds an excessive amount of ‘carrier

charges’ the losses increase or the device becomes ‘snappy’. The snappy behavior is a well-

recognized aspect in a semiconductor development project and often the limiting factor in a

switch’s turn-on speeds. As this phenomenon is primarily a function of the current gradient,

parasitic aspects also come into picture. An appreciable change in the gradient of the current

can cause significant voltage across the diode even with less inductive component in the

diode/package terminals. The excessive DiodeV that appears as a result can break the device.

2

Diode

2

dV d i=L.

dt dt

On the Gate-emitter voltage, when usually run by a voltage based driver as explained in the

previous section, a small bump might be observed right before the voltage plateaus. The reason

43

for the plateau is explained in the next section. It is interesting to discuss the bump in geV . The

capacitance exhibited by the gate-collector is inherently a function of the collector emitter

voltage. The reason for this can be studied in detail understanding interaction within

semiconductor junctions. However, it may be unnecessary for the scope here but can be dealt

in circuit perspective. The gcC increases with decrease of

ceV . Hence there is an increase in

capacitance in path of the gate charging current. A momentary inrush of charging current can

cause a voltage rise. This voltage bump is rather a ‘disadvantageous’ aspect. There is a

momentary loss of control of the geV by the driver.

geV which is the de-facto parameter for the

channel resistance is uncontrolled meaning the device turn-on in reality is uncontrolled here.

However, in realistic applications and observations, this interval and magnitude of bump is

miniscule and is acceptable. The voltage plateau (miller plateau) comes next. With discussion

pertaining to the device collector-emitter voltage, a slight bump is observed during the current

rise before the diode recovery. The voltage rises long as the current rises. This is very much due

to a combination of internal feedback between gcC ,

geV and ceV . In another mode of explanation,

the ceV will stay flat as long as the cedI

dt is constant. A slight fall in it, which often is the case in

IGBT + Diode packages these days, a relative fall in cedI

dt is observed. This fall will result in a

voltage bump that may contribute to the turn-on losses (effectively – as the diode is delayed in

picking up the voltage and pushing the IGBT voltage down)

Phase 4:

The miller plateau is observed here in this phase. After the diode has started supporting voltage

(i.e. when the plasma is swept out, or stops conduction), the IGBT voltage begins to fall as well.

The presence of the type of diode plays and important role. One needs to note that discussions

of plasma extraction here pertains only to bipolar diodes.

A quick observation of the geV along this phase will show that the voltage is almost constant.

However the gate charging current is non-zero. This means that the entirety of charging current

is utilized for charging the other capacitance, i.e. gcC . Remembering that

gcC is effectively a

negative capacitance, it’s (dis)charging leads to the leads to continual fall of ceV .

44 | Single Pulse Test of a Semiconductor Switch.

Phase 5:

The IGBT’s internal transistor begins to migrate to saturation state from the active transistor

state. This can be traced as a drop in the ceV value as the IGBT begins to sustain the current in

the transfer characteristics curve of the internal transistor between ceV and

ceI .

Figure 26: IGBT Turn-on showing gate-voltage bump and diode reverse recovery on an inductive load [5].

45

46 | Practical Testing Single Pulse Tests

Chapter 6

Practical Testing Single Pulse Tests

6 Practical Testing Single Pulse Tests

6.1 Gate Drivers Employed

To maintain optimal switching performance, the method by which the gate of the IGBT is

excited is extremely important as the device itself. The Gate-Emitter capacitance needs to be

charged by an excitation that can pump-up it’s voltage to the threshold and through the peak

voltage as efficiently and quickly as possible. And vice versa for the turn-off.

This excitation can be established by either a

1) Voltage source driving

2) Current source driving

6.1.1 Voltage source driving

A voltage source based driving (or Rg driving) involves a positive voltage source (or negative

voltage) lifting (or sinking) the gate voltage to the required value via a resistor. The resistor is

the deciding factor of the speed in which this process is carried (and hence the losses). This

kind of driving is employed in almost all applications of IGBT circuits. The reason being that it

is simple to realize and easy to implement a sufficiently effective. Areas of application include

traction and low to medium powered convertors.

47

Figure 27: Rg driving basic circuit

The selection of Rg playing a crucial role in the performance for a given voltage, its effect on the

IGBT performance is listed in the table below.

Figure 28: Rg driving parameters influence. Source: Generic application notes of an IGBT.

48 | Circuit for Measurement

6.1.2 Current source driving

Current source based driving is the type of driving employed in this thesis proceeding. The diffence from

the voltage source being that the current through the gate is maintained almost constant completely

through the turn-on and turn-off process. This is in contrast to voltasge based driving wherein the

current through the gate decays as it approaches the end of the corresponding turn-on / turn-off phase.

Circuit for Measurement

The test circuit is essentially the same as the circuit that has been described in Chapter 5. The

discharge source is a capacitive bank Vcc that discharges itself through a commuting inductance Ls and

into the secondary part of the circuit which has a freewheeling diode parallel with a load inductor (Lk)

in series with the DUT (Device Under Test). In this setup, the device in the axillary position and the DUT

are the same, as each DUT has a specific type of diode associated with it. For the Trench Device, the diodes

are FCE type and the planar has FSA diodes attached to them.

6.2 Commutation Inductance

A very low inductance Ls was achieved . The value of approximately 40nH was achieved in the bus

bar. Added to the Capacitor’s ESP (estimated series parameters), a value well under 80nH is achieved.

This was accomplished by the construction of thin bus bars with very short distance of separation

carrying currents in the opposite direction separated by an insulating medium, here a Mylar sheet.

49

Figure 28: Measurement shows 45 nH bus bar inductance excluding the capacitor banks’ ESL.

6.3 Current measurement

Current measurement were done with 2 x Rogowski coils. One around the DUT emitter position and

the other around one of the leads of the load inductor Lk. Diode currents if needed can be simply

calculated with Kirchhoff’s Laws with inbuilt math functions of the recording instrument.

6.4 Voltage measurement

The high voltage measurements are made at capacitor banks, the DUT’s collector and emitter

terminals, and across the diode (the auxiliary position).

Gate unit voltage is measured differentially using a differential amplifier.

50 | Circuit for Measurement

6.5 Measurement Summary

All measurements are captured using a Yokogawa DLM4058 (500MHz, 8 channel, 2.5GS/s)

oscilloscope. The following table provides a summary of the probes employed and their specification for

quick reference.

Probe Employed Channel Parameter Comments

on the probe

Calibration

Checked

PMK PHV 4002-3 Ch1 Capacitor

Bank Voltage

(Vcc)

1000:1 100

MHz

PMK PHV 663-L Ch2 DUT Collector

Voltage (Vc)

100:1 , 150

MHz

PMK PHV 662-L Ch3 DUT Emitter

Voltage (Ve)

100:1 250

MHz

PEM CWT

Rogowski Current

Transducer

Ch4 Inductor

Current (Il)

1 mV/A

Sensitivity

PEM CWT

Rogowski Current

Transducer

Ch5 DUT Current

(Ice)

1 mV/A

Sensitivity

RT-ZH11 Differential

Amplifier DA1855A

Gate Voltage

(Vg)

1000:1 , 400

MHz

RT-ZH11 Differential

Amplifier DA1855A

Emitter

Voltage (Ve)

1000:1 , 400

MHz

Differential

Amplifier

DA1855A

Ch6 Gate-Emitter

Voltage

100,000:

1 CMRR

100 MHz

Table 12: List of instruments employed for measurements.

51

6.6 Equipment Summary

The following passive circuit elements were used. The table gives a quick reference on their

characteristics.

Element Specification Value as last

measured

Comments

Capacitor 2.65 kV , 660 uF 615 uF Estimated

Series inductance of

30nH

2.65 kV , 660 uF 595 uF Estimated

Series inductance of

30nH

Inductor 270uH 270 uH -

Table 13: List of passive components used

6.7 Heating of DUT

500W heating elements are drilled into the metallic slabs upon which the DUT is mounted. The

auxiliary position is also aimed to be heated to the same temperature by an interconnecting aluminum

plate that is mounted onto the same metal block as the DUT.

The measure temperature gradient is documented here.

DUT Temperature (0C) Aux Temperature (0C)

25 25

27 25

35 30

38 31

75 50

52 | Circuit for Measurement

100 76

110 85

115 95

125 100

Table 14: Temperature gradient between the DUT position and the AUX position

There is a given 25 degree difference upon first instance of heating of the DUT. The primary aim was

to heat the DUT to the required temperature and maintain the AUX position in comparable near

temperature and not in exact correspondence to the DUT position. Thereby, the heating setup was

deemed okay for employment.

6.8 Currents and Voltages of Test

The test needs to be performed at the following voltages and currents. The green area is within SSOA

and the red region exceeds SSOA for preliminary testing.

I [A]

1400 1500 1600 1700 1800 1900 2000

UC [

V]

1000 - - - - -

1100 - - - - -

1200 - - - - - -

1300 - - - - - -

1400 - - - - -

1500 - - - - -

1600 - - - - - -

1700 - -

1800 - -

1900

2000

Table 15: Voltage and current combinations to conduct the test

53

54 | Comments on the observed measurements

Chapter 7

Observed measurement

7 Comments on the observed measurements

The DUT was setup as discussed in Chapter 6. When the DUT was subjected to the pulse tests, the

turn-on di/dt turned out to be much more than expected near nominal rating of the device (1500A-1800A

@1800V). After slower driving and few more tests, the gate protection mechanisms had to be overridden

for continued functioning. The tests began with room temperatures. Unusual turn-on was observed in

the Trench device. The device was swapped to planar gate to verify if the phenomenon was only from the

trench. It was confirmed to be so. Testing was continued with varied values of current driving for turn-

on and temperatures. The causing phenomenon for this effect was found out and the necessary

modification for the gate units is suggested.

7.1 Reduction of Gate driving currents

When the testing of Trench Device began at lower levels of voltages and currents, it was observed

that the turn-on process was relatively fast. Hence, the need for reduction of turn on speed was decided

on. The reason for such a fats turn-on was point traced to very high gate turn on current (approximately

13A). For a safe turn on, the required turn-on current was calculated to be just 4A.

This was attributed to the reason for the Gate Unit’s feature of initial state analysis of the DUT and

programmed decision factor of 13A.

To override this, 3 current sources ( say, I2, I3 and I4) from the GU was removed and modified for a

constant 2A source from I1.

55

Figure 29: Preliminary runs of the turn-on.

Figure 30: Oscillogram showing the current source switch overs during turn-off.

56 | Unknown Oscillations

Chapter 8

Unknown Oscillations and Issue speculations

8 Unknown Oscillations

Upon further increasing the DUT voltage (hence the effective di/dt of the turn-on), an unusual turn-

on phenomenon was noticeable. The turn-on is characterized by a distinct peak midway through the

turn-on, dips with a flat to negative di/dt (depending on the voltage level, see Table 17) and then

proceeds to rise into the overshoot region of the diode and falls back as any common switch-diode SPT

setup in an inductive commutation configuration. This is termed as the turn-on notch/dip/kink

interchangeably.

The turn-on exhibits two distinct di/dt at these two stages. The initial one being faster than the latter.

Figure 31: DUT Current and Voltage are depicted here. The turn-on exhibits a certain anomaly which is termed as turn-on notch/dip/’kink’ interchangeably. Voltage and current levels not depicted as this phenomenon varies across the ranges and is not unique to this level.

8.1 Discussions on the oscillations

The oscillations were suspected to be caused by one of the many mentioned cases bellow. The

phenomenon can be translated as momentary increase in the channel resistance of the DUT. However,

this increase in channel resistance of the DUT can be caused either from the gate side or by the collector-

57

emitter channel itself due to unconventional carrier behavior (in perspective of time) due to change in

the gate-structure.

8.1.1 Gate side Causes:

a) The external di/dt limiter

A few capacitors are paralleled to the DUT’s gate before the device reaches the threshold voltage.

This is done to keep the turn-on DUT di/dt in check (in reality, the rate of gate-emitter voltage rise). At

faster di/dt-s these capacitors have the possibility to load the actual capacitance exhibited by the DUT’s

gate. Hence, there might be a temporary loading effect from these capacitors. The charges could be

diverted onto these capacitors. The charges could exhibit a negative flow relative to the DUT’s gate and

then could increase the channel resistance by the momentary charge extraction from the gate around the

threshold region of the device. However, such a phenomenon should be a first for the Trench Gate

strcture. The effect of Cge and Cgc has studied in in section 5.4 and 5.5 in this study [19] but does not seem

to predict it. Other studies [20][21][22] that modelled the capacitance does not seem to predict this

phenomenon aswell.

b) Gate side stray inductance:

Significant capacitance is observed when the DUT is seen in a thevenin equivalence. The possibility

of an increased inductance on the gate connectors/leads can easily allow for resonance on the gate side

that could pull the gate voltage down. However the gate voltage is strongly clamped and driven by a

constant current source. Effect of internal resonance will be hard to trace in such time scales and

capacitive currents could be difficult to measure due to a PCB outlay of the circuit. This could be

investigated as a further study for the trench devices.

8.1.2 Device side causes:

a) Emitter stray inductance:

If the module is not optimized in its build, it could be a limiting factor in the operation of the switch.

The stray inductance is extremely important a factor in these time scales. Hitachi in their ongoing

proceedings have managed to reach 40-50% increase in device performances by working on the module

optimization alone.

The effect of emitter side inductance can be hypothesized as follows. During very high di/dt of the

DUT current the emitter side voltage can raise if inductance is not kept in check. This effectively brings

58 | Unknown Oscillations

down the gate-emitter voltage. This is a negative feedback effect and can prove a limitation to such a turn

on as tried in the testing. However, the same negative feedback can prove to be useful for protection (self-

stabilization) if the device exhibits unsafely fast turn-on. The reduction in effective Vge could be a useful

aspect here.

b) Semiconductor speculations:

It is very much possible to have the semiconductor construction deviated from the

requirement/optimized template for the IGBT. The difference in current slopes during turn on could be

because of the mismatch and widely off time constants associated with the MOS channel and the main

channel. As the trench has a current flow parallel to that of the MOS channel flow, unlike a planar, the

main channel current can have an influence in the control channel. In thevenin equivalents, all these

phenomena can be back modelled as increased junction capacitances with current and voltage dependent

models. This can be dealt in a different perspective from the CHSEM.

Testing on voltage/current combinations. Investigation if the dip is from saturation effects.

For a fixed voltage level, the dip appears proportionally to the current value as exhibited in the table

DUT

Voltage

(V)

DUT

Current

(I)

di/dt –

section 1

(kA/us)

di/dt –

section 2

(kA/us)

dv/dt

(kV/us)

Peak

Level

(A)

Bump

level

(A)

1000 500 3,2 0,8 0,6 675 -

1480 500 4,63 0,9 0,8 1000 -

1420 950 4,34 1 0,84 1320 1000

1300 1330 3,7 1,65 0,76 2000 1000

1538 1543 4,74 1,70 0,87 2260 1000

Table 167: Current notch and current dependence

However, for lower voltages and higher currents, the appearance of the dip is much lower in current

levels. This could be pointed out to effective device saturation in appropriate levels -The presence of

lower levels of barriers for current establishment in the n-drift region.

59

60 | Observed Test Results

Chapter 9

Optimal Driving of the Trench and Issue Solution

The following chapter discusses the action adopted for the hypothesis discussed and finally suggests

an optimal driving solution for the trench sample obtained. The issue rectification is undertaken and the

hypothesis is proved.

9 Observed Test Results

The hypothesis of the gate being loaded by the capacitors was tested.

The test immediately revealed improved switch-on performance on decreasing steps of external

di/dt limiters or capacitors.

Test 1:

1800V/1880A

990nF and 2.7A

Turn-on di/dt = 1,8kA/us

Figure 32: Turn-on exhibiting a current dip in discussion.

61

Test 2:

1800V/1800A

660nF and 2.7A

Turn-on di/dt = 6,4kA/us

Figure 33: Reduced current dip relative to the turn-on in Fig. 32

Test 3:

1800V/1800A

330nF and 2.7A

Turn-on di/dt = 6kA/us

Figure 34: Reduced current dip relative to the the turn-on in Fig. 32 and Fig. 33

62 | Observed Test Results

The turn on di/dit is also reduced by 400A/us indicating an effective utilization of the charging

capacitive current instead of external diversion from the external gate snubbers.

The second hypothesis of trying to slow down the driving in order to give enough times for ‘the

channel to open up’ for conduction was tested. In this test the device seemed to perform even more

poorly.

The current source (I1) was reduced from 2.7A to 2A. The device naturally turned on slower, but

also, the dip on the turn on was even more pronounced. The device goes for a partial turn off and then

starts conduction again. This directly gives an indication that the gate is short of charges for the proper

turn-on.

SLOWER DRIVING 2.0 A / 990nF (problem is even more pronounced)

Figure 35: Worsened current dip. See Fig. 32-34

63

64 | Summary of Work Done

Chapter 10

Discussion and Summary

10 Summary of Work Done

1) The Trench IGBT sample that was obtained was studied in terms of the gate driving requirement.

2) A motivating loss calculation was performed to prove that trench technology could be a viable

and effective candidate for the semiconductor switch being employed in upcoming HVDC

projects in relation to ABB’s template of HVDC convertors.

3) After a hypothesis was formed about the unusual turn-on behavior of the trench, it was tested

and proved.

4) A suitable modification was then suggested to steer the device to a minimal loss operation.

10.1 Further studies

1) The behavior of the trench-technology bordering the SOA can be studied. Short circuit studies

can be performed to understand its dynamics with the type of driving employed at HVDC for

relevant interest.

2) Latching of the IGBT can be studied and benchmarked against the planar technology.

3) Dynamic driving can be looked into for employment. The reference voltage levels employed for

the voltage sharing feature of the gate units can be modified to drive the device dynamically.

Meaning, the IGBT can be turned on/off at different speeds within the stages of turn on turn-off.

4) Since the driving calls for reduced gate side capacitance, Rg based driving might be even more

effective. However, the need for a faster driving in about 70 percentage of turn-on (/off) event

requires further investigation.

5) The limiting factor of the diode can be investigated in detail. Example includes the employment

of a silicon-carbide technology for the diode (such as Hitachi modules)

65

10.2 Conclusion

1) Dynamic driving with multiple (at least two) current sources is suggested to be maintained to

rectify capacitance issue.

2) The trench technology as a BIGT of higher voltage class (greater than 3.3 kV) will prove

extremely advantageous for MMC topology such as Generation 5 instead of fast-switching based

topologies.

3) No drastic need for new gate units with regards to what has been studied. Here is an opportunity

for GU cost reduction.

4) Remove external di/dt limiters in GU. Simplify gate unit. Here is an opportunity for GU cost

reduction.

5) Reduce the number of current sources to two. . Here is an opportunity for GU cost reduction.

References |

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| References

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69

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