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Technische Universität Dresden Fakultät Umweltwissenschaften Investigation of a polyether trisiloxane surfactant: Environmental fate and homologue specific trace analysis from surface water Dissertation zur Erlangung des akademischen Grades Doctor rerum naturalium (Dr. rer. nat.) Vorgelegt von M. Sc. Amandine Michel Geboren am 11. November 1986 in Metz Gutachter: Herr Prof. Dr. Eckhard Worch, Technische Universität Dresden Herr Prof. Dr. Heinz-Jürgen Brauch, DVGW-Technologiezentrum Wasser Karlsruhe Herr Prof. Dr. Martin Jekel, Technische Universität Berlin Tag der Verteidigung: 28.07.2015

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Page 1: Investigation of a polyether trisiloxane surfactant ...€¦ · Investigation of a polyether trisiloxane surfactant: Environmental fate and homologue ... for their trace determination

Technische Universität Dresden

Fakultät Umweltwissenschaften

Investigation of a polyether trisiloxane surfactant: Environmental fate and homologue specific trace analysis from surface water

Dissertation zur Erlangung des akademischen Grades

Doctor rerum naturalium (Dr. rer. nat.)

Vorgelegt von

M. Sc. Amandine Michel

Geboren am 11. November 1986 in Metz

Gutachter:

Herr Prof. Dr. Eckhard Worch, Technische Universität Dresden

Herr Prof. Dr. Heinz-Jürgen Brauch, DVGW-Technologiezentrum Wasser Karlsruhe

Herr Prof. Dr. Martin Jekel, Technische Universität Berlin

Tag der Verteidigung: 28.07.2015

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Acknowledgments

I wish to express my sincere thanks to Prof. Brauch for allowing me to work in his department

at the DVGW–Technologiezentrum Wasser (TZW) and to Prof. Worch for supervising this

PhD and having allowed me to be a PhD student at the TU Dredsen – Institute of Water

Chemistry. Without their support this work would not have been possible. I am grateful to Dr.

Frank Thomas Lange for his support throughout this work. Thank you for keeping the door

open and for always finding some time for valuable open discussions.

I acknowledge funding from the German Association for Gas and Water (DVGW - Deutscher

Verein des Gas- und Wasserfaches e.V.), and the travelling grant from the GDCh –

Gesellschaft Deutscher Chemiker e.V..

Thanks to all the people who contributed to this work: Dr. Markus Godejohann and Li-Hong

Tseng from Brucker BioSpin, Prof. Michael Burkhardt, Conrad Dietschweiler and Martina

Böni from the UMTEC, people from CHT R. Beitlich for their cooperation and for providing

HANSA ADD 1055, and last but not least Dr. Oliver Happel for the great picture of

superspreading.

I originally did not have in mind to make a PhD and only during my master thesis I realized

that research can be exciting. A special thanks to Dr. Scheurer and Dr. Sacher.

Special thanks to all the people in TZW for their friendly welcome and for giving me the wish

to stay longer in Germany: Carola, the two Michaels, Andrea, Birgit, Brigitte, Thomas, Beat,

Martin, Ralf, Sybilla, Hans, Astrid… and all the others.

I have learnt a lot during this PhD and not only about silicones, HPLC-MS/MS, and

environmental fate. When I decided to move to Karlsruhe and start an internship in Germany,

it was because I was forced to for my diploma. In the end, the PhD and the life in Germany

have been very positive experiences and it made me realize that life is unexpected and full of

surprises. Special thanks to the people who made this PhD such a nice time:

Stephany, thank you for all the good moments we spent together. If Karlsruhe was a very

positive experience it’ s in a great part thanks to you.

Doro, the best flat mate! Thank you for your kind support, for all the nice moments together,

games, and discussions. Thank you for making flat sharing such a positive experience.

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Sarah, for your friendly help during loooong sampling trips on the Neckar, and for supporting

me even when I was in bad mood!

Florian for all the times I could just pop up your office and complain that nothing works! It

may have been boring for you but it has helped me a lot.

Brigitte for dinners, support during the time in TZW and for giving me the wish to travel

more and more!

To my family and friends,

My parents

Jouni

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ABSTRACT

Thanks to their adaptability and high efficiency compared to traditional carbon based

surfactants, silicone surfactants are a success in many different applications, from pesticides

to cosmetics, polyurethane foam, textile and car care products. In spite of those numerous

applications, no analytical method existed for their trace determination in environmental

samples and no data have been available regarding their environmental occurrence and fate.

An analytical method for the trace analysis of trisiloxane surfactants in the aqueous

environment was developed and validated. The method, based on liquid-liquid extraction and

HPLC-MS/MS, reaches limits of quantification in the ng L-1 range and allows an individual

quantification of every homologue of the targeted trisiloxane surfactant. The newly developed

analytical method was applied to analyze 40 river water samples. The targeted trisiloxane

surfactant was detected in 14 samples, between 1 ng L-1 and 100 ng L-1. The results showed

that the studied trisiloxane surfactant does not ubiquitously occur in the aquatic environment

in measurable concentrations, but can reach surface waters on a local scale.

In order to assess the persistence of the trisiloxane surfactant in surface waters, its hydrolysis

was studied in the lab, under various conditions (temperature, pH, and concentration). The

half-lifes at pH 7 and 2 mg L-1 were found to be between 29 days and 55 days at 25°C and

between 151 days and 289 days at 12°C. Taking only into account the hydrolysis, these

results indicate that the trisiloxane surfactant could persist several weeks in surface waters. A

degradation product of the trisiloxane surfactant was tentatively identified by high resolution

mass spectrometry.

When used as agricultural adjuvants, trisiloxane surfactants may reach the soil compartment

and might further leach to ground water. The behavior of the trisiloxane surfactant on soil was

therefore investigated to assess the possibility to reach ground water. With a sorption batch

equilibrium method, distribution coefficients between water and soil (Kd, Koc, and Kclay) were

estimated for two standard soils (loam and sandy loam) and for every homologue of the

trisiloxane surfactant. The obtained values for Kd were between 15 L kg-1 and 135 L kg-1,

indicating that the trisiloxane surfactant is only slightly mobile in soil. To further investigate

the possibility of leaching to ground water after application on agricultural fields, the leaching

in soil was simulated in the lab in a soil column. The experimental settings were designed to

simulate a worst case scenario where the application of the trisiloxane surfactant is done on

quartz sand and is immediately followed by a heavy rainfall. Even in these conditions, less

than 0.01 % of the initially applied trisiloxane surfactant leached through 20 cm of quartz

sand. Based on the Kd values and the results of the leaching in soil column, the studied

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trisiloxane surfactant is considered to be unlikely to leach to ground water after application as

an agricultural adjuvant.

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TABLE OF CONTENTS  

ABSTRACT .............................................................................................................................. iii 

TABLE OF CONTENTS ........................................................................................................... v 

LIST OF PUBLICATIONS .................................................................................................... viii 

LIST OF FIGURES .................................................................................................................... x 

LIST OF TABLES .................................................................................................................. xiii 

ABBREVIATIONS ................................................................................................................. xiv 

CHAPTER 1: General introduction ........................................................................................... 1

1. The challenge of water resources protection .......................................................................... 3

2. Assessing the environment risk of a chemical ....................................................................... 4

2.1. Environmental risk assessment ....................................................................................... 4

2.2. Ecotoxicity ...................................................................................................................... 4

2.3. Predicting the potential exposure to a chemical ............................................................. 4

3. Organosilicon compounds in the environment ....................................................................... 9

3.1. Definitions and applications ........................................................................................... 9

3.2. Organosilicon compounds in the environment ............................................................. 10

3.2.1. Environmental occurrence and fate of volatile methylsiloxanes .......................... 10

3.2.2. Environmental occurrence and fate of polydimethylsiloxanes ............................. 12

3.2.3. Environmental occurrence and fate of polyethermethylsiloxanes ........................ 13

4. Silicone surfactants .............................................................................................................. 14

4.1. Structure, properties, and applications ......................................................................... 14

4.2. The targeted trisiloxane surfactant ............................................................................... 17

4.2.1. Entry routes into the environment and expected environmental fate ................... 17

4.2.2. Occurrence in the environment ............................................................................. 19

4.2.3. Toxicty and ecotoxicity ........................................................................................ 20

5. Objectives ............................................................................................................................. 24

References ................................................................................................................................ 26

CHAPTER 2: Development of a liquid chromatography tandem mass spectrometry method

for trace analysis of trisiloxane surfactants in the aqueous environment: an alternative strategy

for quantification of ethoxylated surfactants ............................................................................ 34

Abstract .................................................................................................................................... 36

1. Introduction .......................................................................................................................... 37

2. Experimental ........................................................................................................................ 40

2.1. Reagents and material ................................................................................................... 40

2.2. Sample preparation ....................................................................................................... 40

2.3. Liquid chromatography-mass spectrometry ................................................................. 40

2.4. Method validation ......................................................................................................... 41

3. Results and discussion .......................................................................................................... 43

3.1. Characterization of the stock solution .......................................................................... 43

3.1.1. Theoretical approach: Poisson distribution ........................................................... 43

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3.1.2. Experimental data: single mass spectrometry ....................................................... 44

3.2. Liquid chromatography ................................................................................................ 48

3.3. Validation ..................................................................................................................... 51

Conclusion ................................................................................................................................ 54

Acknowledgment ..................................................................................................................... 55

References ................................................................................................................................ 55

Appendix A. Supplementary data ............................................................................................ 58

A.1 Theoretical approach: Poisson distribution .................................................................. 58

A.2 Experimental approach: LC-SPE-NMR/MS ................................................................ 59

A.2.1. Materials and method ........................................................................................... 59

A.2.2. Results and discussion ......................................................................................... 59

References ................................................................................................................................ 62

CHAPTER 3: Homologue specific analysis of a polyether trisiloxane surfactant in German

surface waters and study on its hydrolysis ............................................................................... 63

Abstract .................................................................................................................................... 65

1. Introduction .......................................................................................................................... 66

2. Experimental ........................................................................................................................ 68

2.1. Chemicals and standards .............................................................................................. 68

2.2. Sample preparation and analysis by liquid chromatography-mass spectrometry......... 68

2.3. Sampling method .......................................................................................................... 69

2.4. Quality control .............................................................................................................. 70

2.4.1 Calibration blanks .................................................................................................. 70

2.4.2 Laboratory blanks .................................................................................................. 70

2.4.3 Calibration ............................................................................................................. 70

2.4.4 Limits of quantification ......................................................................................... 70

2.4.5 Isobaric interference .............................................................................................. 70

2.4.6 Matrix effects ......................................................................................................... 71

2.5. Degradation by hydrolysis ............................................................................................ 71

3. Results and discussion .......................................................................................................... 72

3.1. Environmental samples................................................................................................. 72

3.2. Degradation by hydrolysis ............................................................................................ 79

3.2.1 Initial recoveries .................................................................................................... 79

3.2.2 Degradation kinetics .............................................................................................. 79

Conclusion ................................................................................................................................ 86

Acknowledgments .................................................................................................................... 87

References ................................................................................................................................ 87

Appendix A: Supplementary data ............................................................................................ 90

A.1 Discussion on the choice of container for hydrolysis study as a function of pH.......... 90

A.2 Description of the identification of degradation products by HPLC-ESI-TOF ............ 95

CHAPTER 4: Mobility of a polyether trisiloxane surfactant on soil: soil/water distribution

coefficients and leaching in a soil column ............................................................................... 97

Abstract .................................................................................................................................... 99

1. Introduction ........................................................................................................................ 100

2. Materials and methods ....................................................................................................... 102

2.1. Chemicals ................................................................................................................... 102

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2.2. HPLC-MS/MS analysis .............................................................................................. 102

2.3. Soil extraction ............................................................................................................. 103

2.4. Sorption experiments .................................................................................................. 103

2.4.1 Soils ..................................................................................................................... 103

2.4.2 Preliminary experiment ........................................................................................ 104

2.4.3 Sorption kinetics .................................................................................................. 104

2.4.4 Sorption isotherms ............................................................................................... 104

2.5. Leaching in soil column ............................................................................................. 104

3. Results and discussion ........................................................................................................ 106

3.1. Sorption using a batch equilibrium method ................................................................ 106

3.1.1 Preliminary experiment ........................................................................................ 106

3.1.2 Sorption kinetics .................................................................................................. 106

3.1.3 Sorption isotherms ............................................................................................... 109

3.2. Leaching in soil column ............................................................................................. 114

3.2.1 Acesulfame as a tracer ......................................................................................... 114

3.2.2 The trisiloxane surfactant HANSA ADD 1055 ................................................... 115

Conclusion .............................................................................................................................. 119

Acknowledgments .................................................................................................................. 119

References .............................................................................................................................. 120

Appendix A ............................................................................................................................ 122

References .............................................................................................................................. 132

SUMMARY AND CONCLUSION ....................................................................................... 133

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LIST OF PUBLICATIONS

PEER REVIEWED PUBLICATIONS

Michel, A.; Brauch, H.-J.; Worch, E.; Lange, F. T.; 2012. Development of a

liquid chromatography tandem mass spectrometry method for trace analysis

of trisiloxane surfactants in the aqueous environment: An alternative

strategy for quantification of ethoxylated surfactants. Journal of

Chromatography A 1245, 46-54.

Michel, A.; Brauch, H.-J.; Worch, E.; Lange, F. T.; 2014. Homologue

specific analysis of a polyether trisiloxane surfactant in German surface

waters and study on its hydrolysis. Environmental Pollution 186, 126-135.

CONFERENCE/WORKSHOP PROCEEDINGS

Michel, A.; Böni, M.; Dietschweiler, C.; Worch, E.; Brauch, H.-J.; Lange,

F. T.; 2013. Trisiloxane surfactants: trace analysis in the aquatic

environment and first insight into their environmental behavior. Vom

Wasser 111, 67-102.

Michel, A.; Böni, M.; Dietschweiler, C.; Worch, E.; Brauch, H.-J.; Lange,

F. T.; 2013. Trisiloxane surfactants: trace analysis in the aquatic

environment and first insight into their environmental behavior. Wasser

2013, Goslar, Abstract Book, 146-149.

Michel, A.; Worch, E.; Brauch, H.-J.; Lange, F. T.; 2013. First method for

the trace analysis of trisiloxane surfactants in surface waters and first

detection in river water. 8th Micropol & Ecohazard, Zurich, Programme and

Abstract Book, 64-65.

Michel, A.; Worch, E.; Brauch, H.-J.; Lange, F. T.; 2012. A method for

trace analysis of trisiloxane surfactants in aqueous environmental samples.

Wasser 2012, Neu-Ulm, Abstract Book, 175-179.

CONFERENCES/WORKSHOP CONTRIBUTIONS

Oral presentation at the Micropol and Ecohazard, Zürich, Switzerland, June

17-20, 2013.

Oral presentation at the Jahrestagung der Wasserchemischen Gesellschaft,

Goslar, Germany, May 06-08, 2013.

Oral presentation at the ANAKON, Essen, Germany, March 04-07, 2013.

Oral presentation at the Forum Wasseraufbereitung, Karlsruhe, Germany,

October 16, 2012.

Poster at the Society of Environmental Toxicology and Chemistry (SETAC)

World Congress, Berlin, Germany, May 20-24, 2012.

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Poster at the Jahrestagung der Wasserchemischen Gesellschaft, Ulm,

Germany, Mai 14-16, 2012.

Oral presentation at the 3rd Workshop on Organosilicones in the

Environment, Burlington, Ontario, Canada, May 8-9, 2012.

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LIST OF FIGURES

CHAPTER 1

Figure 1: Schematic representation of the distribution of a chemical between the four

environmental compartments.

Figure 2: The steps of an environmental risk assessment.

Figure 3: Chemical structures of the three categories of organosilicon compounds having

noteworthy environmental loading.

Figure 4: Schematic representation of PDMS degradation by depolymerization, until the

dimethylsilanediol.

Figure 5: General chemical structure of the most common silicone surfactants.

Figure 6: (a) Wetting of a leaf by water with (lower part) and without (upper part)

trisiloxane surfactant. (b) Proposed situation at the spreading edge of an aqueous

droplet of trisiloxane surfactant on a hydrophobic surface.

Figure 7: Daphnia magna (a, image credit: Hajime Watanabe) and pimphales promelas (b,

image credit: Joseph Tomelleri)

CHAPTER 2

Figure 1: General chemical structure of silicone surfactants.

Figure 2: Schematic representation of the synthesis route of trisiloxane surfactants.

Figure 3: Mass spectra obtained by direct infusion of the trisiloxane surfactants at 0.5 mg L-

1 in MeOH/20 mM aqueous ammonium acetate solution 1/1 (v/v). a: MD (́-

(CH2)3-(EO)n-OH)M. b: MD (́-(CH2)3-(EO)n-O CH3)M.

Figure 4: Comparison of the individual concentrations of homologues in the stock solution

calculated with theoretical ( ) and experimental ( ) approaches. a: MD (́-(CH2)3-

(EO)n-OH)M. b: MD (́-(CH2)3-(EO)n-O CH3)M. The numbers on top of each

point give the absolute percentage difference between the results obtained by the

two approaches.

Figure 5: HPLC-MS/MS extracted ion chromatograms of a mixture MD (́-(CH2)3-(EO)n-

OH)M and MD (́-(CH2)3-(EO)n-OCH3)M at 0.1 mg L-1 (total surfactant

concentration) on two different Kinetex C18 columns. a: new Kinetex C18. b:

used Kinetex C18.

Figure 6: HPLC-MS/MS chromatograms of a mixture of the trisiloxane surfactants at

0.1 mg-1 (total surfactant concentration) with a PolymerX column. A: MD (́-

(CH2)3-(EO)n-OH) M. B: MD (́-(CH2)3-(EO)n-OCH3)M.

Figure S 1: 1H-NMR spectra between 0 ppm and 4 ppm for homologue n = 6, with peaks

attribution and integration.

Figure S 2: Comparison of the oligomeric distribution of MD (́-(CH2)3-(EO)n-OCH3)M

determined by theoretical Poisson distribution ( ), MS measurements ( ) and LC-

SPE-NMR/MS ( ).

CHAPTER 3

Figure 1: Chemical structures of the silicones considered to have noteworthy environmental

loading.

Figure 2: Sampling sites on the Neckar River and two of its tributaries, between Rottenburg

am Neckar and Besigheim.

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Figure 3: Oligomeric concentrations of MD (́-(CH2)3-(EO)n-OCH3)M in the Neckar River at

Esslingen (sampled on 16.07.12) determined with external calibration of the entire

method including sample preparation and with standard addition.

Figure 4: Oligomeric distribution of MD (́-(CH2)3-(EO)n-OCH3)M in the standard solution

at 75 ng L-1 ( ) and in the river water samples collected on the 16.07.12: ( )

Neckar at Deizisau, ( ) Neckar at Esslingen, ( ) Neckar at Poppenweiler, and ( )

Fils at Plochingen.

Figure 5: Graphical representation of ln(C/C0) as a function of time for the homologues

n = 6, n = 8, n = 10, and n = 12, for pH 7 and 9 and temperature tested in the

study: ( ) 12°C, ( ) 25°C, and ( ) 50°C.

Figure 6: Comparison of the hydrolysis rates of MD (́-(CH2)3-(EO)8-OCH3)M in buffers at

pH 7 and Ph 9 and in sterilized river water (filtrated and non-filtrated)

Figure 7: Evolution of the oligomeric distribution of MD (́-(CH2)3-(EO)n-OCH3)M during

the hydrolysis test at pH 9, 12°C.

Figure 8: Proposed hydrolysis reaction of MD (́-(CH2)3-(EO)n-OCH3)M and relative

evolution of the concentrations of the trisiloxane surfactant homologue MD (́-

(CH2)3-(EO)4-OCH3)M ( ) and the identified degradation product ( ) over time

for the experiment at pH 9, 12°C.

Figure S 1: Initial recoveries plotted over the air/water contact surface.

Figure S 2: Graphical representation of ln(C/C0) as a function of time for the homologues

n = 5, n = 7, n = 9, and n = 11, for all conditions of pH and temperature tested in

the study: ( ) 12°C, ( ) 25°C, and ( ) 50°C.

Figure S 3: Identified degradation products of MD (́-(CH2)3-(EO)n-OCH3)M.

Figure S 4: A: HPLC-MS/MS chromatograms of direct injections of MD (́-(CH2)3-(EO)n-

OCH3)M at 20 µg L-1 (Figure S4 a) and Triton X-100 at 1 mg L-1 (Figure S4 b).

CHAPTER 4

Figure 1: (a) Chemical structure of the three main trisiloxane surfactants used in agriculture.

M stands for (CH3)3-Si-O1/2-, D’ for O1/2-Si(CH3)(R )́-O1/2-, and EO for

OCH2CH2. (b) Wetting of a leaf by water with (lower part) and without (upper

part) trisiloxane surfactant.

Figure 2: Distribution of every homologue of MD (́-(CH2)3-(EO)n-OCH3)M between the

aqueous phase and the soil together with the mass balance on soil 2.4 and 5M.

Figure 3: Sorption isotherm of MD (́-(CH2)3-(EO)7-OCH3)M on soil 2.4 and 5M.

Figure 4: Relative breakthrough curve (Figure 4a) and cumulated breakthrough curve

(Figure 4b) for acesulfame.

Figure 5: Relative breakthrough curve (Figure 5a) and cumulated breakthrough curve

(Figure 5b) for MD (́-(CH2)3-(EO)7-OCH3)M.

Figure 6: Distribution of MD (́-(CH2)3-(EO)7-OCH3)M in different segments of the soil

column. Duration of the experiment: 6 d, volumetric flow rate: 11.2 mL min-1,

total amount of water applied: 51 L.

Figure S 1: MD (́-(CH2)3-(EO)n-OCH3)M sorption kinetics on soils 2.1, 2.4, and 5M at three

soil/solution ratios (1/10, 1/25, and 1/50) as determined during the preliminary

experiments.

Figure S 2: Partition of MD (́-(CH2)3-(EO)n-OCH3)M between the aqueous phase and the soil

and mass balance for all homologues on soil 2.4.

Figure S 3: Partition of MD (́-(CH2)3-(EO)n-OCH3)M between the aqueous phase and the soil

and mass balance for all homologues on soil 5M.

Figure S 4: Sorption isotherms for all homologues of MD (́-(CH2)3-(EO)n-OCH3)M on soil

2.4.

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Figure S 5: Sorption isotherms for all homologues of MD (́-(CH2)3-(EO)n-OCH3)M on soil

5M.

Figure S 6: Acesulfame concentration and conductivity measured on side samples at 5 cm and

35 cm depth during a preliminary experiment with a 70 cm long quartz sand

column.

Figure S 7: Acesulfame concentration in the side samples taken at 5 cm, 10 cm, and 15 cm.

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LIST OF TABLES

CHAPTER 1

Table 1: Classes of affinity of organic chemicals for the different environmental

compartments in relation to the physico-chemical characteristics of the substance.

Table 2: Comparison of the log Kow values for a few PEMS and PDMS.

Table 3: Toxicity of PEMS compounds to various aquatic organisms.

CHAPTER 2

Table 1: Description of the target trisiloxane surfactants: abbreviations, chemical structures

and CAS numbers.

Table 2: Precursor ions, product ions and corresponding MS parameters (DP declustering

potential, CE collision energy, CXP cell exit potential).

Table 3: Results of the validation: LOQs, correlation coefficients, sample preparation

recovery, RSDs and matrix effects for all analytes.

CHAPTER 3

Table 1: Concentrations of individual homologues of MD (́-(CH2)3-(EO)n-OCH3)M in

different environmental samples collected in 2012 and 2013.

Table 2: Hydrolysis rate constants, reaction half-life, correlation coefficients, and

activation energy for the hydrolysis of MD (́-(CH2)3-(EO)n-OCH3)M under the

different conditions tested in this study; na: not applicable.

Table S 1: Characteristics of the tested containers and initial recoveries (average over two

replicates ± standard deviation) for aqueous solutions of MD (́-(CH2)3-(EO)n-

OCH3)M at 2 mg L-1.

CHAPTER 4

Table 1: Sorption coefficient (Kd in L kg-1), organic carbon normalized sorption coefficient

(Koc in L kg-1), clay content normalized sorption coefficient (Kclay in L kg-1),

Freundlich sorption coefficient (KadsF µg1-1/n(cm³)1/ng-1), regression constants

(nads), and correlation coefficients (Rads²) for all homologues of MD (́-(CH2)3-

(EO)n-OCH3)M on both soils studied.

Table S 1: Limits of quantification obtained by direct injection on the HPLC-MS/MS system

and after liquid-liquid extraction.

Table S 2: Parameters of the chromatographic separations performed during analysis of

MD (́-(CH2)3-(EO)n-OCH3)M and acesulfame by HPLC-MS/MS.

Table S 3: Characteristics of the soils used in the sorption experiments.

Table S 4: Characteristics of the quartz sand used for the leaching in soil column

experiments.

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xiv

ABBREVIATIONS

AAS Atomic Absorption Spectrometry

ACN Acetonitrile

AOF Adsorbable Organic Fluorine

AOX Adsorbable Organic Halogens

BCF Bioconcentration Factor

CE Collision Energy

CES European Silicone Center

CFTA Cosmetic, Toiletry and Fragrance Association

CMC Critical Micellar Concentration

cVMS Cyclic Volatile Methylsiloxanes

CXP Cell Exit Potential

D4 Octamethylcyclotetrasiloxane

D5 Decamethylcyclopentasiloxane

D6 Dodecamethylcyclohexasiloxane

DIN Deutsches Institut für Normung

DMSD Dimethylsilanediol

DP Declustering Potential

DVGW Deutscher Verein des Gas- und Wasserfaches e.V.

ECz Effective Concentration at z %

EO Ethylene Oxide

EPA Environment Protection Agency

EQC Equilibrium Criterion Model

ESI Electrospray Ionization

EU European Union

H Henry’ s constant

HPLC High Performance Liquid Chromatography

INCI International Nomenclature of Cosmetics Ingredients

LC Liquid Chromatography

LCx Lethal Concentration x

LDPE Low Density Polyethylene

LOD Limit of Detection

LOQ Limit of Quantification

LUFA Landwirtschaftliche Untersuchungs- und Forschungsanstalt

MeOH Methanol

MRM Multiple Reaction Mode

MS Mass spectrometry

MW Molecular weight

MWD Molecular Weight Distribution

NEC No Effect Concentration

NEL No Effect Level

NMR Nuclear Magnetic Resonance

NOEC No Observed Effect Concentration

NOESY Nuclear Overhauser Effect Spectroscopy

NPEO Nonylphenol Ethoxylates

OECD Organization for Economic Co-operation and Development

PDMS Polydimethylsiloxanes

PE Polyethylene

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xv

PEC Predicted Environmental Concentration

PEG Polyethylene Glycol

PEMS Polyethermethylsiloxanes

PFA Perfluoroalkoxy Polymer

pH Potentia Hydrogenii

PNEC Predicted No Effect Concentration

PO Propylene oxide

PP Polypropylene

PPG Polypropylene glycol

PTFE Polytetrafluoroethylene

RSD Relative Standard Deviation

S Solubility

SPE Solid Phase Extraction

STP Sewage Treatment Plant

T Temperature

THF Tetrahydrofurane

TMB Trimethoxybenzene

TMS Trimethylsilanediol

TOC Total Organic Carbon

TOF Time Of Flight

UV Ultra Violet

VMS Volatile Methylsiloxanes

WWTP Wastewater Treatment Plant

wt% Si Weight percentage of Si in the polyethermethylsiloxane product

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Chapter 1

General introduction

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TABLE OF CONTENTS

1.  The challenge of water resources protection ...................................................................... 3 

2.  Assessing the environmental risk of a chemical ................................................................ 4 

2.1.  Environmental risk assessment .................................................................................... 4 

2.2.  Ecotoxicity ................................................................................................................... 4 

2.3.  Predicting the potential exposure to a chemical .......................................................... 4 

3.  Organosilicon compounds in the environment................................................................... 9 

3.1.  Definitions and applications ........................................................................................ 9 

3.2.  Organosilicon compounds in the environment .......................................................... 10 

3.2.1.  Environmental occurrence and fate of volatile methylsiloxanes ....................... 10 

3.2.2.  Environmental occurrence and fate of polydimethylsiloxanes .......................... 12 

3.2.3.  Environmental occurrence and fate of polyethermethylsiloxanes ..................... 13 

4.  Silicone surfactants .......................................................................................................... 14 

4.1.  Structure, properties, and applications ...................................................................... 14 

4.2.  The targeted trisiloxane surfactant ............................................................................ 17 

4.2.1.  Entry routes into the environment and expected environmental fate ................. 17 

4.2.2.  Occurrence in the environment .......................................................................... 19 

4.2.3.  Toxicity and ecotoxicity ..................................................................................... 20 

5.  Objectives ......................................................................................................................... 24 

References ................................................................................................................................ 26 

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1. The challenge of water resources protection

Access to clean drinking water and sanitation is recognized as a human right by the United

Nations since 2010. Indeed, in Western Europe almost 100 % of the population has access to

drinking water that meets the World Health Organization quality standards (World Health

Organization and United Nations Children’s Fund, 2000). Reaching this high quality has only

been possible through continuous, substantial investment in water research and protection;

continuing this investment is essential to assure the availability of high-quality drinking water

for the community also in the future.

One main challenge for providing clean drinking water arises from the chemical pollution of

the raw waters used for drinking water production (Schwarzenbach et al., 2006; Jekel et al.,

2013). We use in our everyday life an enormous amount of products from the chemical and

pharmaceutical industries. In the EU, more than 100 000 chemicals are registered and

between 30 000 and 70 000 are in daily use (Schwarzenbach et al., 2006). Many of these

chemicals enter natural waters as a consequence of release during their production, storage,

transport, use, and/or disposal. For example, pharmaceutical and personal care products end

up in wastewaters and wastewater treatment plants (WWTPs) after consumer use (Daughton

and Ternes, 1999). However, the commonly applied treatments fail to remove all of them, and

consequently, some of them are released to the aquatic environment within WWTPs effluents.

Pesticides enter the environment by other patterns: after application on agricultural fields,

they may reach natural waters via leaching or runoff for example (Vasiljevic et al., 2013).

The entry paths of chemicals into the environment are diverse but the common result is the

ubiquitous contamination of natural waters by synthetic chemicals. The numerous substances

of anthropogenic origin present in water at low concentrations (µg L-1 or ng L-1) are referred

to as micropollutants (Kümmerer, 2011). Pharmaceuticals, personal care products, pesticides,

contrast media, surfactants, perfluorinated compounds, or engineered nanomaterials

(Kümmerer, 2013) are examples of micropollutants commonly found in natural waters.

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2. Assessing the environmental risk of a chemical

2.1. Environmental risk assessment

A compound’s risk for the environment is evaluated as the combination of its toxicity and

exposure. Toxicity is defined as the hazard of a substance which can cause poisoning and

exposure as the amount of chemical a given organism may be exposed to. Both factors are

required for a compound to represent an environmental risk. A highly toxic compound does

not represent risk if the exposure is negligible, nor does excessive exposure to a compound

with virtually no toxicity. On the contrary, a compound with low toxicity but excessive

exposure can represent a risk, as can a compound with high toxicity and infrequent exposure.

2.2. Ecotoxicity

Ecotoxicology is the science of contaminants in the biosphere and their effects on constituents

of the biosphere (Newman and Unger, 2002). In order to determine the effects of a given

chemical on the constituents of the biosphere, a variety of toxicity tests have been derived

(Jørgensen, 2010). Some of them involve experiments with subsets of natural systems like

microcosms for example, but the majority of them have been confined to studies in the

laboratory on a limited number of test species. The aim is to answer two key problematics: i)

Which hazards are associated with the application of the chemical? Answering this question

involves gathering data on neurological, mutagenic, endocrine disruption, and carcinogenic

effects. ii) What is the relation between dose and response? This implies knowledge of no

effect concentration (NEC), LCx values (the concentration that is lethal to x % of the

organisms considered), and ECz values (the concentration giving the indicated effect to z % of

the organisms considered). Based on those values, the most probable level of no effect, no

effect level (NEL) is assessed. The extrapolation of experimental laboratory data to real

situations implies a certain level of uncertainty, taken into account by applying safety factors

(typically from 50 to 100) to the NEL. This leads to the commonly used PNEC (predicted no

effect concentration), derived for the different environmental compartments (water, soil, air,

biota, and sediments).

2.3. Predicting the potential exposure to a chemical

The potential exposure to a chemical depends on its persistence and distribution patterns in

the environment. When a compound is released into the environment, it is subject to different

processes that can be classified into two categories: the processes that leave the structure of

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the chemical unchanged (transport and mixing within an environmental compartment, transfer

between the different compartments), and those that transform the chemical (chemical,

photochemical and biological transformations). Understanding the environmental fate of a

compound therefore requires characterizing the processes by which the chemical moves and is

transformed in the environment (United States Environmental Protection Agency, 2013;

Schwarzenbach et al., 2003).

Figure 1: Schematic representation of the distribution of a chemical between the four environmental

compartments. (Linde, 1994)

To understand and predict the distribution of a compound in the environment, a few key

parameters, representing partitioning of the compound between the four environmental

compartments (air, water, soil, and biota) in equilibrium situations are commonly used. In real

situations, partitioning equilibrium is often not reached but those parameters are very useful to

determine a compound’s tendency to accumulate in particular environmental compartments

(Hites and Raff, 2012; Schwarzenbach et al., 2003).

The Henry’s law constant (H) is the ratio of a compound’s partial pressure above water

to its water solubility. The higher the Henry’s law constant, the more likely the

compound volatilizes from water into air.

The solubility, S, is a measure of the maximum amount of chemical that can be

dissolved in water.

Sorption on soil or sediments is measured by the solid/water partition coefficient Kd,

which is the ratio of the compound’s concentration on the solid to its concentration in

water. For organic contaminants, the extent of sorption on soil and sediments often

strongly depends on the organic carbon content of the soil and therefore the organic

carbon normalized sorption coefficient (Koc) is commonly used.

Chemical

Soil/Sediments

Atmosphere

Water Biota

H

S

Kd /Koc

BCF

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The bioconcentration factor (BCF) is an indicator of how much of a chemical will

accumulate in living organisms. Fishes are good examples of living organisms in

equilibrium with their surroundings. The BCF can be defined as a partition coefficient

for the concentration of an organic compound in the fish relative to its concentration in

water.

The partitioning of a compound between the different environmental compartments is largely

dependent on the compound polarity (Hites and Raff, 2012; Schwarzenbach, 2003; Benjamin,

2002). The oxygen atom is for example more electronegative than the hydrogen atom. This

means that in a water molecule the oxygen attracts electrons more than the hydrogens do. As a

result, although water molecules are electrically neutral overall, they do have local regions of

finite charge. Because of this separation of charges, the molecule is referred to as being polar.

When a polar molecule A is dissolved into a polar solvent, like water, attractions between

electron poor parts of A and electrons rich sites of water take place. In contrast, non-polar

molecules interact only weakly with water molecules. The electrostatic interactions between

A and water stabilize A molecules in water and make their dissociation favorable. Molecules

whose dissolution is favorable are called hydrophilic (water-loving), and those whose

dissolution is unfavorable are called hydrophobic (water-hating). Polar molecules are

generally hydrophilic, while non-polar compounds are often hydrophobic. In the environment,

polar molecules are more likely to partition to polar media, like water, while non-polar

molecules tend to partition to non-polar media such as lipids in biota, soil, or sediments.

A model system containing water and n-octanol is commonly used as a measure of the

hydrophobicity of molecules. The n-octanol/water partition coefficient (Kow1) describes the

partition of a compound between n-octanol, a non-polar solvent, and water, a polar solvent. A

large Kow value means that the chemical has a higher affinity for non-polar environments than

for polar environments.

Many of the partition coefficients described previously are related to the Kow. For example the

soil/water partition coefficient Koc is related to Kow by a log-log relationship of the type:

log Koc = a·log Kow + b (a and b being constants). Similar relationships have been described

for the bioconcentration factor or the solubility (Schwarzenbach, 2003).

1 Kow = solute n-octanol

[solute]water; [solute]n-octanol being the concentration of the solute in n-octanol and

[solute]water being the concentration of the solute in water.

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Based on the physico-chemical properties of a chemical, a rough prediction of the

environmental fate can be made according to the following classification (Vighi and

Calamari, 1993).

Table 1: Classes of affinity of organic chemicals for the different environmental compartments in relation

to the physico-chemical characteristics of the substance.

Affinity Air

H in Pa m3 mol-1 Water

S in g L-1 Soil

Koc in L kg-1 Biota

Kow

Low < 10-3 < 10-3 <1 <10-3

Medium 10-3 - 1 10-3 - 1 1 – 103 103 - 105

High >1 >1 >103 >105

In each environmental compartment, the degradation of the chemical is governed by chemical

and/or biological processes. Chemical processes generally occur in water and in the

atmosphere and involve oxidation, reduction, hydrolysis, and photolysis. Biological

mechanisms in soil and living organisms utilize oxidation, reduction, hydrolysis, and

conjugation to degrade chemicals.

For a more precise analysis and for the estimation of the predicted environmental

concentrations (PECs), computer models are commonly applied. For example the “fugacity

model” uses for prediction a standard “unit of world” of 1 km² divided into six compartments

(air, water, soil, sediments, suspended solids, aquatic biomass). In this model, the fugacity is

used to describe mathematically the rates at which chemicals diffuse or are transported

between phases (McKay, 2001). With physico-chemical parameters as input parameters, the

fugacity model predicts the concentration of a chemical in every environmental compartment.

Different complexity levels can be applied. The level I fugacity model considers a one-time

input of chemical, no reaction, system at equilibrium, fugacity equal in all phases. The level

III fugacity model considers a constant emission of the chemical, system at steady state, and

includes first-order reactions (hydrolysis, photolysis, redox, and biolysis). Generally speaking

and independently from the level of complexity applied, the computer models aim at

predicting the environmental concentrations of a chemical and are therefore a useful tool to

assess the potential exposure to a chemical.

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As summarized in Figure 2, the environmental risk assessment of a chemical requires

information both on the toxicological properties of the considered substance and on its

environmental fate.

Figure 2: The steps of an environmental risk assessment

Knowledge on the environmental fate of the compound is required at an early stage of the

environmental risk assessment. The toxicity tests can then be better targeted towards those

environmental compartments for which the exposure is expected to be the highest.

Basic data on the environmental fate

Effect assessment

PNEL/PNEC

Identification of hazard

PEC

Environmental Risk Assessment

Toxicity

Exposure

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3. Organosilicon compounds in the environment

Current research on the environmental risk assessment of micropollutants focuses mainly on

pesticides, pharmaceuticals, personal care products, or more recently engineered nano-

particles. However, other chemicals, intensively used and potentially reaching the

environment have been very little under concern. The starting point of this work was the

observation that organosilicon compounds are used in many products of daily life, from

personal care products to façade paint or pesticides but in spite of this widespread use, their

environmental impact has been very little investigated so far. This section 3 gives an overview

of the organosilicon compounds and point out the knowledge gap on their environmental

occurrence and fate.

3.1. Definitions and applications

Organosilicon compounds (silicon based substances in which at least one organic group is

directly bonded to silicon via a Si-C bond (Rösch et al., 2000)) are man-made compounds and

do not exist naturally. Organosilicon compounds are divided into two groups: monomeric

compounds and polymers. Among polymers, silicones are commercially the most important.

The name silicone refers to all chemical substances in which silicon atoms are linked via

oxygen atoms, each silicon bearing one or several organic groups (Moretto et al., 2000). In

industrially important silicones, the organic groups are methyl. The name “silicone” was first

mentioned by Frederick S. Kipping in analogy with the carbon based ketones (Klosowski and

Wolf, 2009). It was kept afterwards for all siloxanes although it was soon understood, by

Kipping himself, that ketones and silicones have very different chemical structures and very

different properties (Robinson and Kipping, 1908).

The silicone family includes a large variety of products. An infinite number of substances can

be created by modifying the nature of the organic substituent attached to the silicon or the

polymerization degree of the siloxane chain. According to the European Silicone Center

(CES), it exists around 2000 forms of silicone (European Silicones Centre, 2004) and the

active research in the field indicates that new silicones are likely to appear in the near future.

Their application fields have been reviewed in details elsewhere (Andriot et al., 2007).

Briefly, one can mention: food, textile, construction, electronics, medical, coatings,

transportation (cars and airplanes), pulp and paper, and adhesives. Silicones are present in

every segment of our everyday life, from contact lenses to façade paint, from dry cleaning to

food or from cosmetics to baking forms.

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3.2. Organosilicon compounds in the environment

Although silicones are increasingly used in many consumers and industrial products, the

knowledge on their environmental occurrence and fate is scarce. Because of the diversity of

silicones, the evaluation of their environmental occurrence and fate is a substantial task and

has to be limited to the most relevant compounds. Based on exposure ranking, three

categories of organosilicon compounds are considered to have noteworthy environmental

loading (Figure 3, Allen et al., 1997):

volatile methylsiloxanes (VMS), including cyclic volatile methylsiloxanes (cVMS) and

linear volatile methylsiloxanes

polydimethylsiloxanes (PDMS),

and polyethermethylsiloxanes (PEMS).

PDMS

R = H, CH3, C(O)CH3

PEMS

VMS

Figure 3: Chemical structures of the three categories of organosilicon compounds having noteworthy

environmental loading.

3.2.1. Environmental occurrence and fate of volatile methylsiloxanes

cVMS find their main applications as carriers and emollients in personal care products and as

starting agents for the production of PDMS (Graiver, Farminer, and Narayan 2003; Wang et

al. 2013; Buser, 2015). cVMS meet the criteria defined by the United Nation Environment

Programme for persistent, bioaccumulative and toxic substances (Environment Canada and

Health Canada, 2008a, 2008b, 2008c; United Nations, 2009; Stockholm Convention). cVMS

are potentially released into the environment during their manufacture, use and disposal.

Based on their physico-chemical properties, essentially on their high volatility (Henry´s law

xx 5

x y

n m

OR

xx < 5

x

x < 7

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constant estimated between 3.4 and 32 ) and hydrophobicity (water solubility between 2.1

µg L-1 and 2000 µg L-1), and on the results of computer modelling (Environment Canada and

Health Canada, 2008a, 2008b, 2008c; Kaj et al., 2005a; Hughes et al., 2012), cyclic siloxanes

are expected to end up mainly in the atmosphere and in sediments.

cVMS from D3 to D6 have been detected in the atmosphere, at various locations in the world,

in the ng m-3 range (Genualdi et al., 2011; McLachlan et al., 2010; Kierkegaard and

McLachlan, 2010; Kaj et al., 2005b; Brooke et al., 2009; Environment Canada and Health

Canada, 2008a, 2008b, 2008c, Kaj et al., 2005a; Buser et al., 2013; Krogseth et al., 2012;

Yucuis et al., 2013). Higher concentrations were found around highly populated areas (Wang

et al., 2001), and especially around WWTPs and landfills (Cheng et al., 2011). The detection

of D5 in the Arctic confirmed that it is subject to long-range atmospheric transport (Genualdi

et al. 2011; Krogseth et al., 2012; Warner et al., 2010). The dominant decay mechanism of

cVMS in the atmosphere is the reaction with OH radicals (Atkinson, 1991; Sommerlade et al.,

1993; Graiver et al., 2003). This reaction leads to the formation of silanols that are removed

mainly by wet deposition (Whelan et al. 2004). Taking only into account the reaction with OH

radicals at 7.7·105 molecule cm-3, the atmospheric life time of D5 is estimated at ~10 days and

~30 days for D3 (Atkinson, 1991).

cVMS may reach the aquatic environment partly because of an incomplete removal in

WWTPs. The measured removal rates of cVMS in WWTPs were found to be between 80 %

and 100 % (Wang et al., 2013; Buser, 2015; Bletsou et al., 2013; Xu et al., 2013). In a recent

paper (Bletsou et al., 2013), D3 and D4 were found to be not removed, while D5 was removed

at 35 % and D6 and D7 at 97 % (applied treatments: primary sedimentation, activated sludge

process, and secondary sedimentation). The elimination during wastewater treatment is

mainly due to volatilization and sorption to sludge. cVMS have been mentioned as emerging

contaminants in water (Richardson and Ternes, 2011) but only little data is available

regarding their occurrence in the aquatic compartment. In river waters, the measured

concentrations range from below the LOQ to the low ng L-1 range. (Different LOQs from one

study or another: from 20 ng L-1 to 120 ng L-1). (Environment Canada and Health Canada,

2008a, 2008b, 2008c, Kaj et al., 2005a; Brooke et al., 2009; Kaj et al., 2005b; Schlabach et

al., 2007; Sparham et al., 2008; Sparham et al., 2011; Companioni-Damas et al., 2012). In

water, D5 is not biodegradable (Whelan et al., 2010) and its hydrolysis at pH 7 is limited

(half-life 449 days at pH 7 and at 9°C) (Brooke et al., 2009). The elimination mainly comes

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from volatilization and adsorption to dissolved and particulate organic carbon (Sparham et al.,

2011; Whelan et al., 2009; Whelan et al., 2010). The concentrations of cVMS in sediments

are generally lower than 100 ng g-1 dry weight and are higher downstream from important

urban areas. (Kaj et al., 2005b; Brooke et al., 2009, Environment Canada and Health Canada,

2008a, 2008b, 2008c, Kaj et al., 2005a; Schlabach et al., 2007; Sparham et al., 2011; Zhang et

al., 2011). Currently, no data exists regarding the occurrence of cVMS in drinking water.

Cyclic siloxanes may reach the soil compartment through the amendment of biosolids on

fields. D5 and D6 were detected in several Spanish soils (agricultural, industrial and sludge

amended soils), with concentrations between 5 ng g-1 and 500 ng g-1 dry weight (Sanchez-

Brunete in 2010). Measurements of two soil samples from the Faroe Islands did not reveal the

presence of cVMS (LOQs between 2 ng L-1 and 10 ng L-1) (Kaj et al., 2005b). The elimination

of cVMS from soil may come from a combination of volatilization and degradation (Xu and

Chandra, 1999; Xu, 1999). The relative importance of each phenomenon varies with the

conditions, especially with the soil moisture. The degradation mechanism on soil starts with a

surface catalyzed ring-opening hydrolysis to form linear oligomeric diols until

dimethylsilandiol.

The environmental behavior of linear polydimethylsiloxanes depends on its polymerization

degree i.e. its molecular mass. The environmental fate of low molecular weight PDMS

(0 < n < 4) is very similar to the one of cVMS and that is why cVMS and linear VMS are

often studied together. Linear VMS (0 < n < 3) have been measured in air, soil, sediment, soil,

surface water, and sewage water and were only rarely detected (Kaj et al., 2005a; 2005b).

Generally speaking their concentrations were lower than the one of cVMS. As expected based

on the water solubility of PDMS, the higher is the molecular weight of PDMS, the higher is

the concentrations in sludge and sediments and the lower the concentrations in atmosphere

and water (Kaj et al., 2005b; Bletsou et al., 2013; Cheng et al., 2011; Genualdi et al. 2011;

Kaj et al., 2005a; Schlabach et al., 2007).

3.2.2. Environmental occurrence and fate of polydimethylsiloxanes

When high molecular weight PDMS reaches WWTPs, it partitions rather to sludge because of

its hydrophobicity. The removal efficiency of PDMS is between 70 % and 95 % (Fendinger et

al., 1997; Bletsou et al., 2013). In a monitoring program of eight WWTPs in North America

(Fendinger et al., 1997), the concentration of PDMS in effluents was below 5 µg L-1 and the

sludge concentrations were between 290 mg kg-1 and 5155 mg kg-1. The fate of PDMS then

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depends on the fate of the sludge. It could eventually enter the environment if the sludge is

amended on fields. This expected fate explains why most of the studies on PDMS in the

environment focus on its soil degradation (Carpenter et al., 1995; Griessbach and Lehmann,

1999; Lehmann et al., 1994a; Lehmann et al., 1994b; Lehmann et al., 1995; Lehmann and

Miller, 1996; Lehmann et al., 1998a; Lehmann et al., 1998b; Lehmann et al., 2000; Powell et

al., 1999; Sabourin et al., 1996; Stevens, 1998; Xu et al., 1998). On soils, PDMS undergoes

hydrolysis catalyzed by clay minerals and dimethylsilanediol is formed.

Figure 4: Schematic representation of the degradation of PDMS by depolymerization, until the

dimethylsilanediol. Modified from Griessbach and Lehmann, 1999.

In some WWTPs, the sludge is used to produce biogas by anaerobic digestion. The obtained

biogas contains mainly methane and carbon dioxide and is combusted to generate heat and

electricity. In a context of fossil fuel depletion, energy import dependence, and climate

change, energy recovery from WWTPs is an emerging topic and biogas, as source of

renewable energy, is one possible answer (Stutton et al. 2011). Present as impurities,

siloxanes hamper the production of biogas (Dewil et al., 2006; Appels et al., 2011, Rasi et al.,

2011). During anaerobic digestion, the siloxanes contained in the WWTP sludge volatilize

into the biogas and precipitate as micro crystalline silica during the combustion process. This

phenomenon can cause serious damage to the moving parts of the engine and hampers the use

of biogas. Finding a solution to this issue would increase the efficiency and the profitability of

biogas production. Several technical solutions are currently investigated but so far no fully

satisfying answer has been found and more research would be needed.

3.2.3. Environmental occurrence and fate of polyethermethylsiloxanes

On the contrary to VMS and PDMS, PEMS have not been much investigated yet and data on

their environmental occurrence and fate is scarce. The following section summarizes the

existing knowledge on PEMS.

OHSi

OHnSi

OH2+

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4. Silicone surfactants

4.1. Structure, properties, and applications

All surfactants have in common an asymmetrical chemical structure with a combination of a

hydrophobic and a hydrophilic moiety (Knepper and Berna, 2003). This particular chemical

structure is the origin of their surface active properties. Surfactants decrease the surface

tension of aqueous solutions and tend to partition at the interfaces, for example at the interface

between water and oil. In the case of silicone surfactants, the hydrophobic moiety consists of

a permethylated siloxane chain. Several types of hydrophilic moieties can be attached to the

siloxane chain: non-ionic groups like polyoxyethylene, polyoxyethylene/polyoxypropylene, or

saccharides, anionic moieties like sulfate for instance, cationic groups like quaternary

ammonium groups, or zwitterionic moieties with betaines. Polyethermethylsiloxanes (PEMS)

are the most common silicone surfactants. They consist of a siloxane backbone (the

hydrophobic part), a spacer (CH2CH2CH2), and a combination of ethylene oxide groups

(OCH2CH2), propylene oxide groups (OCH2CHCH3), constituting the hydrophilic part. The

general structure of PEMS is shown in Figure 5.

Figure 5: General chemical structure of the most common silicone surfactants.

The properties of PEMS can be adapted to a specific application by changing the

polymerization degree of the siloxane chain (x and y), the length and the composition of the

polyether chain (n and m), and the nature of the end capping group (R). Increasing the number

x y

n m

OR

Hydrophobic part

Hydrophilic part

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of ethylene oxide groups increases for instance the water solubility. The possible tailorization,

together with the higher efficiency of silicone surfactants to reduce surface tension of aqueous

solutions compared to traditional carbon based surfactants, made the PEMS successful in

various applications: from polyurethane foam production to personal care products or

pesticides.

For the production of polyurethane foam: The silicone surfactants used during the

production of polyurethane foam perform various tasks. They stabilize the foam bubbles in

the flexible foam or they emulsify the ingredients in the rigid foam. The possibility to adapt

their physico-chemical properties to a specific need is a key point for their use in polyurethane

foam production. The application of silicone surfactants for the production of polyurethane

foam have been reviewed by Snow and Stevens (1999).

In personal care products: The high adaptability of the silicone surfactant structure is one

reason for their success in personal care products. Many organic substituents can be attached

to the siloxane chain, depending on the desired properties: anionic groups like phosphates,

sulfates, carboxylates, sulfosuccinates, sulfonates or thiosulfates; amphoteric groups like

betaines (good antistatic agent); cationic groups like quaternary ammonium groups: non-ionic

groups like alcohol ethoxylates, esters or alkanolamides. The obtained properties for each

type of substituent have been detailed by Floyd (1999). According to the International

Nomenclature of Cosmetics Ingredients (INCI) from the Cosmetic, Toiletry and Fragrance

Association (CFTA), when alcohol ethoxylate is the organic moiety, the silicone surfactant is

named with the following acronyms:

polyethermethylsiloxanes: Dimethicone copolyol

PEG x dimethicone when it contains only EO (m = 0)

PEG/PPG-x/y dimethicone when it contains EO and PO (n and m ≠ 0).

Dimethicone copolyol is used for its ability to decrease the surface tension, as wetting agent,

conditioners, glosser, emulsifier and foam builder. The example of application of PEMS to a

bath foam formulation is quite interesting and illustrates how the formulator uses the physico-

chemical properties to meet the needs or desires of the consumer. PEMS possess a so-called

cloud-point i.e. a temperature above which the substance is not soluble in water anymore and

causes the aqueous solution to become cloudy or milky. If the right silicone surfactant is used,

it is possible to create bath oil which is clear and transparent at ambient temperature and

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which causes a bathtub of hot water to become milky (Vick, 1984). The exact cloud-point can

be adapted by choosing the correct EO/PO ratio.

As agricultural adjuvants: Application in agriculture was mentioned for the first time by

Jansen (Jansen, 1973). Trisiloxane surfactants are nowadays increasingly used as agricultural

adjuvants in combination with herbicides, fungicides, insecticides, nutrients, or growth

regulators for their ability to improve the activity and application characteristics of the active

substance. They reduce the value of surface tension of water from 72 mN m-1 to 22 mN m-1

(at 24°C and 0.1 %) and promote a rapid and important spreading on hydrophobic surfaces

like leaves (Knoche et al., 1991; Penner et al., 1999). This effect gave them the name of

superspreaders or superwetters. The mechanism of superspreading is not fully understood yet

but seems to be related to the ability of the surfactant to form bilayer aggregates. An

illustration of spreading on a leaf, with and without silicone surfactant is shown in Figure 6. A

schematic representation of the situation at the spreading edge of an aqueous droplet

containing trisiloxane surfactant is also represented, as suggested in the review of Venzmer

(2011).

Figure 6: (a) Wetting of a leaf by water with (lower part) and without (upper part) trisiloxane surfactant.

(b) Proposed situation at the spreading edge of an aqueous droplet of trisiloxane surfactant on a

hydrophobic surface.

Among all silicone surfactants, trisiloxane surfactants containing an average of 7.5 EO groups

(x = 1, y = 0, n = 7.5, m = 0) have been found to be the optimum structure for agricultural

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applications. The methyl capped trisiloxane surfactant (R = CH3, Figure 5) is the subject of

the great majority of the research on silicone surfactants as agricultural adjuvants. It is often

referred to with one of its commercial names: Silwet® L77 (x = 1, y = 0, n = 7.5, m = 0,

R = CH3). Trisiloxane surfactants are used as tank mix at concentrations around 0.01 %.

4.2. The targeted trisiloxane surfactant

Among all PEMS, the present work focuses on trisiloxane surfactants (x = 1, y = 0, n = 7.5,

m = 0)2. Existing data on the environmental occurrence, fate and toxicity of trisiloxane

surfactants is scarce. Based on its applications, especially in agriculture, and its physico-

chemical properties (relatively high polarity compared to others PEMS), trisiloxane

surfactants are expected to be released to the environment and may reach natural waters.

4.2.1. Entry routes into the environment and expected environmental fate

Entry routes into the environment: Knowing the uses of trisiloxane surfactants, several

potential entry routes to the environment can be hypothesized. On the one hand, trisiloxane

surfactants may reach the soil compartment and eventually reach natural waters when they are

used as agricultural adjuvants. On the other hand, their use in personal care products imply

that trisiloxane surfactants may reach WWTPs and eventually surface waters if the applied

treatments in WWTPs fail to eliminate 100 % of the incoming trisiloxane surfactant. Other

entry routes can also be hypothesized: environmental release related to the production,

accidental contamination, or improper disposal.

Expected environmental fate: The hydrophobicity of a chemical is very important to predict

its environmental fate (Toshio, 2001). Log Kow values have been estimated for a few silicone

surfactants and for PDMS by using the prediction method from Molinspiration available

online 3.

2 The analytical method described in chapter 2 includes two trisiloxane surfactants: a methyl capped trisiloxane surfactant (x = 1, y = 0, n = 7.5, m = 0, R = CH3) and a hydrogen capped trisiloxane surfactant (x = 1, y = 0, n = 7.5, m = 0, R = H). However, NMR confirmation of the EO oligomeric distribution have been performed only for the methyl capped trisiloxane surfactant. The composition of the analytical standard is therefore only known with certainty for one trisiloxane surfactant. Moreover, the initial screening of surface water samples have not revealed any detectable hydrogen capped trisiloxane surfactant. As a consequence, it was decided to focus further investigations on the environmental occurrence and fate of the methyl capped trisiloxane surfactant, even if the analytical method originally included two trisiloxane surfactants. 3 http://www.molinspiration.com/services/logp.html

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Table 2: Comparison of the log Kow values for a few PEMS and PDMS (chemical structures, see Figure 5).

Methyl capped polyether silicone surfactants PDMS

x 1 1

0

y 0 9

1 2 3 4

m 0 0

0

n 4 5 6 7 8 9 10 11 12 7

0

log Kow 3.9 3.7 3.5 3.3 3.1 2.9 2.7 2.5 2.3 6.0

5.2 5.6 5.9 6.3

The predicted log Kow values for a few PEMS and PDMS (Table 2) show that the

hydrophilicity increases when the number of ethylene oxide groups increases and when the

siloxane chain length decreases. With a short siloxane chain (three silicon atoms) and a

relatively long hydrophilic moiety (on average 7.5 ethylene oxide groups), the targeted

trisiloxane surfactant is one of the most polar PEMS. The trisiloxane surfactant is also clearly

more polar than PDMS having no hydrophilic moiety (x = 0). Finally on the contrary to VMS,

the targeted trisiloxane surfactant is not volatile. Consequently, among organosilicon

compounds with noteworthy environmental loading (PDMS, VMS, and PEMS), the targeted

trisiloxane surfactant is expected to be the more likely to be mobile in the environment and to

reach the aquatic environment.

In the aquatic environment, hydrolysis is thought to be an important elimination mechanism

of trisiloxane surfactants. This hypothesis is based on several studies showing that trisiloxane

surfactants are sensitive to hydrolysis. However, most of those studies have been focused on

the stability in pesticide formulations, under acidic conditions, and at high concentrations,

from 0.1 g L-1 to 1 g L-1 (Knoche et al., 1991; Radulovic et al., 2009; Radulovic et al., 2010).

Moreover, the hydrolysis has been investigated by measuring the evolution of surface tension

over time, but since nothing is known on the surface activity of the by-products and

degradation products, those measurements are not specific and could have led to a wrong

interpretation.

Sorption on soil or sediments is a major factor influencing the transport and degradation of

chemicals in the environment. A study already exists on the soil/water distribution of one

trisiloxane surfactant (R = C(O)CH3) but the lack of a specific analytical method led to

ambiguous results (Griessbach et al. 1997; Griessbach et al. 1998). The test substance was a

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trisiloxane surfactant, 14C-radiolabelled at the terminal methyl group of the hydrophilic

moiety, and the detection was performed by liquid scintillation counting. The

sorption/desorption experiments concluded that the trisiloxane surfactant is immobile on soil

(KF between 8 µg1-1/n(cm³)1/ng-1 and 75 µg1-1/n(cm³)1/ng-1) (Griessbach et al. 1997). However

soil column leaching experiments revealed the presence of 14C-radiolabelled substance in the

leachate. The lack of a specific analytical method prevented discrimination between the

trisiloxane surfactant and its degradation products (Griessbach et al. 1998) and no definitive

conclusion could be draw from the results.

Based on their usage and their physico-chemical properties trisiloxane surfactants are

expected to be released to the environment and to partition between water, soil, and

sediments. However existing data are scarce and do not allow to get a full picture of the

environmental fate of trisiloxane surfactants. To increase our knowledge on the environmental

fate of this category of compounds and based on the expected environmental fate described

above, the present work was focused on two environmental compartments: surface waters and

soil.

4.2.2. Occurrence in the environment

Very little data exist on the occurrence of trisiloxane surfactants in the environment. The latter

have never been analyzed in the aquatic environment, neither in soil, air or biota.

Recently, three trisiloxane surfactants (R = H, CH3, and C(O)CH3) have been analyzed in

honey, pollen, and beeswax (Chen and Mullin, 2013). None of the trisiloxane surfactants was

detected in honey (method detection limits: 0.53 ng g-1, 0.60 ng g-1, 0.56 ng g-1 for the methyl,

acetyl, and hydroxyl end capped trisiloxane surfactants, respectively). The average total

trisiloxane surfactant concentration was 116 ng g-1 in beeswax and 18 ng g-1 in pollen. The

methyl capped trisiloxane surfactant has been detected in 6 pollen samples out of 10, with an

average concentration of 15 ng g-1 (8 ng g-1 – 22 ng g-1) and in 5 beeswax samples out of 10,

with an average concentration of 75 ng g-1 (11 ng g-1 – 153 ng g-1).

One reason for the lack of information on the environmental occurrence of trisiloxane

surfactants comes from the fact that until recently no analytical method for their trace analysis

in environmental matrices was available.

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4.2.3. Toxicity and ecotoxicity

Pests: Most of the existing studies on the toxicity of trisiloxane surfactants focus on the

toxicity to pests, especially of the methyl capped trisiloxane surfactant. The latter is toxic to

arthropod pests including two-spotted spider mites, aphids, citrus leafminers, tephritid fruit

flies and armyworms (Shapiro et al., 1998; Cocco and Hoy, 2008; Tipping et al., 2003;

Cowles et al., 2000; Imai et al., 1995; Chandler, 1995; Purcell and Schroeder, 1996).

According to Cowles (2000), its mode of action is related to its surfactant properties: it acts as

an extremely active soap and thereby permits water to infiltrate spider mites’s respiratory

system. In addition, when the trisiloxane surfactant enters the body, it can interact with nerve

and cell membranes and disrupt their function.

The aphicidal effects of the methyl capped trisiloxane surfactant depend on several factors:

i) The type of plant on which it is applied. According to Cowles (2000), higher

concentrations of the trisiloxane surfactant were required to kill mites on strawberry

leaves than on bean leaves. This may come from the differences in the ability of the

surfactant to wet the leaf surface, and therefore to surround and get in contact with the

mites.

ii) The rapidity of the evaporation: When evaporation is inhibited, (by a high relative

humidity or the presence of a compound which inhibit evaporation like calcium

chloride, glycerin or sodium carboxymethyl cellulose), a continuous watery film can

spread over the aphid and stay long enough to induce suffocation (Imai, 1995).

iii) The size of the insect: As suggested by Imai (1995), the insecticidal effect of the

trisiloxane surfactant is probably limited to small insects due to the difficulty to

sustain a watery film on the entire body surface of bigger insects.

Non-target species: Unpublished data from the industry has been compiled by Powell and

Carpenter (1997). Information on the toxicity of one trisiloxane surfactant (x =1, y = 0,

R = CH3) to several aquatic organisms is also available from several Material Safety Data

Sheets (MSDSs). Available data on the toxicity of silicone surfactants to aquatic organisms is

summarized in Table 3.

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Chapter 1

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Table 3: Toxicity of PEMS compounds to various aquatic organisms

Compound Species Test

Effect

Concentration

(mg L-1)

Reference

PEMS 1

Pow

ell

and

Car

pent

er, 1

997

MW = 31 400 g mol-1 Sewage microorganisms IC50 (glucose metabolism) 297 m

Wt % Si = 6.7 Bacteria (Photobacterium phosphorem) EC50 (Microtox®) >455 m

EO and PO Green algae (Selenastrum capricornutum) 96-h EC50 (growth inhibition) 623 m

PE substitution = 8.8 M % Duck weed (Lenna gibba) 7-dEC50 (frond number) >977 m

R = C(O)CH3 Water flea (Daphnia magna) 48-h LC50 (static) >960 m

Rainbow trout (Onchorhynchus mykiss) 96-h LC50 (static) >884 m

Zebra fish (Brachidanio rerio) 96-h LC50 (static) >500 m

Zebra fish (Brachidanio rerio) 105-d LC50(15-d renewal) >10 m

PEMS 2

Pow

ell

and

Car

pent

er, 1

997

MW = 3100 g mol-1 Bacteria (Photobacterium phosphorem) EC50 (Microtox®) >455 m

Wt % Si = 11.4 Blue-green algae (Anabaena flos-aquae) 96-h EC50 (growth inhibition) 755 n

EO only Green algae (Selenastrum capricornutum) 96-h EC50 (growth inhibition) 746 m

PE substitution = 25 M % Duck weed (Lenna gibba) 7-dEC50 (frond number) >1020 m

R = H Brine shrimp (Artemia salina) 24-h LC50 (static) >500 n

Water flea (Daphnia magna) 48-h LC50 (static) >930 m

Water flea (Daphnia magna) 48-h LC50 (static) 816 n

Water flea (Daphnia magna) 48-h LC50 (static) 311 n

Water flea (Daphnia magna) 48-h LC50 (flow-through) 486 n

Water flea (Daphnia magna) 21-d LC50(7-d renewal) >10 n

Bluegill sunfish (Lepomis macrochirus) 96-h LC50 (static) >1000 n

Rainbow trout (Onchorhynchus mykiss) 96-h LC50 (static) 860 m

Rainbow trout (Onchorhynchus mykiss) 96-h LC50 (static) 250 n

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Compound Species Test

Effect

Concentration

(mg L-1)

Reference

PEMS 3

Pow

ell

and

Car

pent

er, 1

997 MW = 3600 g mol-1 Bacteria (Photobacterium phosphorem) EC50 (Microtox®) >455 m

Wt % Si = 20.7 Green algae (Selenastrum capricornutum) 96-h EC50 (growth inhibition) 741 m

EO only Duck weed (Lenna gibba) 7-dEC50 (frond number) >1010 m

PE substitution = 8.1 M % Water flea (Daphnia magna) 48-h LC50 (static) >960 m

R = C(O)CH3 Rainbow trout (Onchorhynchus mykiss) 96-h LC50 (static) 115 m

PEMS 4

Pow

ell

and

Car

pent

er, 1

997

MW = 672 g mol-1 Water flea (Daphnia magna) 48-h LC50 (static) 41 n

Wt % Si = 9.8 Fathead minnow (Pimphales promelas) 96-h LC50 (static) 4 n

EO only

PE substitution = 34 M %

R = C(O)CH3

PEMS 5

EO only

x = 1

y = 0

R = CH3

Rainbow trout (Onchorhynchus mykiss) 96-h LC50 4.5

MS

DS

(M

omen

tive

, GE

,

Nuf

arm

, DeS

ango

sse)

96-h NOEC 3.2

Water flea (Daphnia magna) 48-h LC50 24

48-h EC50 37

48-h NOEC 25

Water flea (Daphnia similis) 48-h EC50 22.61

48-h NOEC 10

Zebra fish (Brachidanio rerio) 96-h NOEC 0.56

Bluegill (Lepomis macrochirus) 96-h LC50 6

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Chapter 1

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Compound Species Test Effect

Concentration

(mg L-1)

Reference

PEMS 5

MS

DS

(M

omen

tive

, G

E,

Nuf

arm

, D

eSan

goss

e)

Spirilum volutans 120 min-MEC (uncoordinated mobility in 90 % of the population)

> 0.201

Green algae (Selenastrum capricornutum) 96-h EC50 5.5 96-h NOEC 1

m = measured concentration, n = initial concentration, MW = molecular weight, wt % Si = weight % of Si in the PEMS product, PE substitution = degree of polyether substitution on the copolymer in mole %, R = polyether endcap.

Figure 7: Daphnia magna (a, image credit: Hajime Watanabe) and pimphales promelas (b, image credit: Joseph Tomelleri)

a  b

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Most of the data presented in Table 3 relate to high molecular weight silicone surfactants

(PEMS 1 to PEMS 3 have MW > 3000). They indicate that the trisiloxane surfactant (PEMS

5) is more toxic to aquatic organisms than high MW silicone surfactants. However, the mode

of action of silicone surfactants on aquatic invertebrates is unknown (Stark and Walthall,

2003).

5. Objectives

The overall objective of this work is to fill the lack of knowledge on the environmental

occurrence and fate of silicone surfactants and to evaluate their possibility to contaminate

natural waters. The present work is more specifically focused on one trisiloxane surfactant

(y = 0, x = 1, m = 0, average n = 7.5, R = CH3).

The first task was to develop an analytical method allowing the determination of the

trisiloxane surfactant at low concentrations (ng L-1 range) in environmental samples. Two

main challenges had to be overcome: the lack of analytical standards and the oligomeric

nature of the trisiloxane surfactant. The only standard available was a mixture of homologues,

each having a different and unknown concentration. The first step of the method development

was the characterization of the oligomeric distribution, i.e. the determination of the exact

composition of the standard, based on mathematical description of the Poisson distribution

and on experimental measurements by MS and NMR.

The next aim was to analyze surface waters to get information on the occurrence of trisiloxane

surfactants in surface waters. Internal standards are commonly used in analytical chemistry to

compensate for losses of analyte during sample preparation or any variation of intensity

during detection by mass spectrometry. It is common to use the isotopically labeled analyte as

an internal standard. Such compounds are currently not commercially available for trisiloxane

surfactants and this was the main hardship faced during the application of the analytical

method to environmental samples. The lack of internal standard made the method sensitive to

variations of sensitivity of the mass spectrometer. To overcome this problem, a control

sample of known concentration was analyzed at regular intervals (every ten samples) during

the analysis sequence. With this control sample, the intensity of the signal could be controlled

and samples with inadequate intensity could be identified and discarded. This resulted in a

decreased number of environmental samples and unfortunately limited the amount of results

that could be produced on trisiloxane surfactants in the aquatic environment.

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For a better understanding of the fate in the aquatic compartment, the degradation by

hydrolysis was studied under environmental relevant conditions of pH and temperature

according to the OECD guideline 111. The aim of this study was to confirm that hydrolysis is

a relevant elimination mechanism of trisiloxane surfactants from the environment. The rates

of degradation by hydrolysis were compared in various conditions of pH, temperature,

concentrations, and in different matrices (pure water, river water, and filtrated river water).

The third part of the work was dedicated to the study of the mobility of the trisiloxane

surfactant on soil. In order to predict the partition between water and soil and to evaluate the

possibility of leaching or runoff, the sorption behavior was studied based on the OECD

guideline 106. Furthermore, to clarify the possibility of leaching through soil after application

as agricultural adjuvant, leaching in soil column experiments were carried out.

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Chapter 2

Development of a liquid chromatography tandem

mass spectrometry method for trace analysis of

trisiloxane surfactants in the aqueous

environment: an alternative strategy for

quantification of ethoxylated surfactants

Published in Journal of Chromatography A, 1245 (2012) 46-54

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TABLE OF CONTENTS

Abstract .................................................................................................................................... 36 

1.  Introduction ...................................................................................................................... 37 

2. Experimental ........................................................................................................................ 40 

2.1  Reagents and materials ............................................................................................... 40 

2.2  Sample preparation ..................................................................................................... 40 

2.3  Liquid chromatography-mass spectrometry ............................................................... 40 

2.4  Method validation ....................................................................................................... 41 

3.  Results and discussion ...................................................................................................... 43 

3.1  Characterization of the stock solution ......................................................................... 43 

3.1.1  Theoretical approach: Poisson distribution ........................................................ 43 

3.1.2  Experimental data: single mass spectrometry .................................................... 44 

3.2  Liquid chromatography ............................................................................................... 48 

3.3  Validation .................................................................................................................... 51 

Conclusion ................................................................................................................................ 54 

Acknowledgment ..................................................................................................................... 55 

References ................................................................................................................................ 55 

Appendix A: Supplementary data ............................................................................................ 58 

A.1 Theoretical approach: Poisson distribution ................................................................... 58 

A.2 Experimental approach: LC-SPE-NMR/MS ................................................................. 59 

A.2.1 Materials and method ............................................................................................. 59 

A.2.2 Results and discussion ............................................................................................ 59 

References ................................................................................................................................ 62 

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Abstract

Trisiloxane surfactants, often referred to as superspreaders or superwetters, are added to

pesticides to enhance the activity and the rainfastness of the active substance by promoting

rapid spreading over hydrophobic surfaces. To fill the lack of data on the environmental

occurrence of these compounds, we have developed and validated a method for their trace

analysis in the aqueous environment. The method is based on liquid-liquid extraction

followed by liquid chromatography and tandem mass spectrometry. The oligomeric

distribution of trisiloxane surfactant in a reference solution was determined by a theoretical

calculation and by experimental measurements. Based on these results, the quantification was

performed by comparison with a calibration made with a single homologue instead of a

mixture of homologues. This approach avoids a time-consuming synthesis of pure

homologues and reduces the risk of wrong estimation of the concentration because of

different response factors of the sample and the standard. Such an approach could be applied

to the quantification of other ethoxylated surfactants following a similar distribution. The

validation was performed from 2 ng L-1 to 250 ng L-1 (total surfactant concentration) in

deionized water, tap water, and river water (Rhine water). Knowing the oligomeric

distribution of the polymer in the reference solution, the corresponding calibration ranges

were estimated for individual homologues. Limits of quantification were found to be between

0.37 ng L-1 and 15 ng L-1. The total recovery of sample preparation was between 77 % and

116 %. Matrix effects were lower than 10 % with river water and the relative standard

deviation evaluated over ten identical samples of spiked river water was below 12 %.

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1. Introduction

Because of their outstanding surface properties, silicone surfactants or

polyethermethylsiloxanes (PEMS) are today added to a broad range of products, e.g.

pesticides, cosmetics, polyurethane foams, textiles and fibers, paints and coatings, and car

care products. They were first commercialized in the 1950s for the production of polyurethane

foam and this application is still their largest commercial market. In addition, their high

efficiency to reduce surface tension and their adaptability led to a diversification of their

applications (Hill, 1999; Chandra, 1997). Like all other surfactants, PEMS are composed of a

hydrophilic and a hydrophobic part. The hydrophobic part is made of a flexible polysiloxane

backbone, and the hydrophilic part of neutral PEMS is composed of a spacer, ethylene oxide

units (EO), propylene oxide units (PO) and an end group (R). The general structure of silicone

surfactants is shown in Figure 1 (Hill, 1999). The molecule can be tailored toward a specific

application by changing the polymerization degree of the siloxane chain (x and y), the length

of the polyether chain (n and m), and the end group. Increasing the number of EO groups

increases, for example, the water solubility of the molecule (Vick, 1984).

R = H, CH3, C(O)CH3

Figure 1: General chemical structure of silicone surfactants.

Trisiloxane surfactants (x = 1, y = 0, and m = 0) are used as agricultural adjuvants to increase

the activity and the rainfastness of pesticides. They are often referred to as superspreaders or

superwetters because of their ability to promote rapid spreading over the hydrophobic surface

of leaves (Ananthapadmanabhan, 1990; Hill, 1998; Penner et. al., 1999; Radulovic et. al.,

2009; Venzmer, 2011; Zhu, 1994). Even if the mechanism of superspreading is not fully

understood yet, studies have proven that the best wetting agents contain between 2 and 5

silicon atoms (Kanner et. al., 1967). Trisiloxane surfactants are water soluble and may reach

surface waters after their application in agriculture by runoff and emissions through

x y

n m

OR

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wastewaters from cleaning of the spray equipment. The growing interest for silicone based

agricultural adjuvants raises the question of their occurrence in the aqueous environment.

Only a few scientific articles are related to trisiloxane surfactants in the environment: A

HPLC-MS/MS method has been developed to characterize one silicone based agricultural

adjuvant and has been applied to investigate its foliar uptake and its degradation (Bonnington,

2000; Bonnington et. al., 2004). The behavior of silicone polyether in different soils has been

simulated (Griessbach et. al., 1997; Griessbach et. al., 1998), but to the best of our knowledge

no measurements of environmental concentrations of trisiloxane surfactants have been

performed and no method for trace analysis of trisiloxane surfactants in environmental

samples has been described. Most of the literature on the environmental occurrence and fate

of organosilicones is dedicated to polydimethylsiloxanes (PDMS) (Chandra, 1997) and cyclic

siloxanes. Since a few years, cyclic siloxanes have been appearing as new subject of concern

because of their toxic properties and their persistence in the environment (Nordic Council of

Ministers, 2005; Environment Canada, 2008; Environment Agency, 2009; Kierkegaard et. al.,

2010; McLachlan et. al., 2010). By hydrolysis of the siloxane chain of trisiloxane surfactants,

silanols with Si-OH function(s) can be formed and can condensate to form various linear or

cyclic siloxanes. Cyclic siloxanes have been described as degradation products of trisiloxane

surfactants (Bonnington, 2000) and it is likely that the degradation process of PEMS leads to

the formation of cyclic siloxanes, like octamethylcyclotetrasiloxane (D4) and

decamethylcyclopentasiloxane (D5). The first step for further research on the environmental

occurrence and the fate of trisiloxane surfactants is to be able to analyze them at low

concentrations (ng L-1) in complex matrices. This study describes the development and

validation of a method for trace analysis of trisiloxane surfactants in the aqueous

environment. The target molecules of the novel method are described in Table 1. According

to the silicone nomenclature (Hill, 1999), they are denoted MD´(-(CH2)3-(EO)n-OCH3)M and

D´(-(CH2)3-(EO)n-OH)M where M = (CH3)3-Si-O1/2-, D´ = O1/2-Si(CH3)(R´)-O1/2- with

R´ = -(CH2)3-(EO)n-OR and EO = OCH2CH2. MD´(-(CH2)3-(EO)n-OCH3)M is well-known

under its commercial name, Silwet® L77 (originally Union Carbide, now Momentive).

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Table 1: Description of the target trisiloxane surfactants: abbreviations, chemical structures and CAS

numbers. Abbreviation with silicone nomenclature

MD´(-(CH2)3-(EO)n-OH)M MD´(-(CH2)3-(EO)n-OCH3)M

CAS N° 67674-67-3 27306-78-1

Chemical structure

Trisiloxane surfactants used in agriculture are commercialized as mixtures of homologues,

with an average number of 7.5 ethylene oxide groups (Venzmer, 2011). The comparison of

the oligomeric distribution of the surfactant in commercial products and in environmental

samples may be important to identify the origin of trisiloxane surfactants in the environment

and to understand their degradation (Ventura and deVoogt, 2003). We have therefore chosen

to develop a method which quantifies every homologue separately and allows obtaining

information on the oligomeric distribution of the polymer. The development of such a method

faces the lack of standards of individual homologues. The lack of standards is a recurring

problem for the analysis of surfactants (Petrovic et. al., 2001) and two main strategies are

usually applied (deVoogt and Knepper, 2003). A first possibility is to use a commercial

mixture as standard. In this case, the accuracy of the results depends on the similarity of the

molecular weight distribution (MWD) in the standard and the sample. If the oligomeric

composition in the sample differs from the one in the standard, the response factors may be

different and this approach can lead to a wrong estimation of the concentration in the sample.

The second option is to synthesize pure oligomers of the target surfactant, but this synthesis is

time-consuming and requires characterizing the purity of the obtained product. The method

described in this work proposes an alternative strategy. The individual concentrations in a

reference solution were estimated by two approaches: i) a theoretical calculation based on the

Poisson distribution of ethylene oxide polymers and ii) an experimental determination by

single mass spectrometry. By combining the two approaches, a reference solution where all

concentrations are known was generated and was used as a standard for quantification. This

approach constitutes a reliable alternative to overcome the lack of analytical standards.

n n

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2. Experimental

2.1 Reagents and materials

Reference substances of the two trisiloxane surfactants were provided by ABCR (Karlsruhe,

Germany). Each trisiloxane surfactant is a mixture of homologues with different numbers of

ethylene oxide groups. The average number of ethylene oxide units is 7.5 (Venzmer, 2011)

but various chain lengths are present in the product and homologues constitute a so-called

oligomeric distribution. Stock solutions were prepared at 1000 mg L-1 and 1 mg L-1 (total

surfactant concentration) in methanol. They were then stored at -18 °C. All organic solvents

used for the analysis were HPLC-grade. Their purity was at least 99.8 %. Methanol and

dichloromethane were provided by Carl Roth GmbH (Karlsruhe, Germany), tetrahydrofurane

and isopropanol were purchased from Merck (Darmstadt, Germany) and acetonitrile was

obtained from Scharlau S.L. (Sentmenat, Spain). Ultrapure water was produced by an Arium

611 UV laboratory water purification system from Sartorius (Göttingen, Germany).

Ammonium acetate was purchased from Fluka (Steinheim, Germany, purity higher than

98.0 %). All glassware was treated in a pyrolysis oven from Carbolite (Hope Valley, England)

at 550 °C for 60 min before use.

2.2 Sample preparation

200 mL of water sample were placed in a 250 mL glass bottle and 20 mL of dichloromethane

were added. The sample was stirred on a magnetic stirrer for 30 min before pouring it into a

separating funnel of 250 mL. The glass bottle was rinsed with 5 mL dichloromethane which

was added to the separating funnel. After decantation, the organic phase was collected in a

glass vial, blown down to dryness under a gentle nitrogen stream and then reconstituted with

250 µL methanol and 250 µL ultrapure water. In the case of spiked water samples, the spiked

volume of stock solution was kept below 0.01 % to avoid modifying the extraction recoveries

by adding methanol. The spiked water was homogenized by 5 min stirring before liquid-liquid

extraction.

2.3 Liquid chromatography-mass spectrometry

The analysis was performed by using a model 1200 HPLC system (Agilent Technologies,

Waldbronn, Germany) coupled with a triple-quadrupole mass spectrometer. The HPLC unit

was equipped with a solvent cabinet, a micro vacuum degasser, a binary pump, a high-

performance autosampler with 54 vial plates and a temperature controlled column

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compartment. The separation was carried out on a PolymerX RP-1 column

(250 mm × 4.6 mm i.d., 5 µm, 100 Å) from Phenomenex. The injection volume was set at

40 µL, the flow rate was 0.8 mL min-1 and the column compartment was regulated at 20 °C.

The solvents were: (A) 48 % acetonitrile, 40 % water 10 mM ammonium acetate, 6 %

methanol, 6 % tetrahydrofurane, (B) tetrahydrofurane. The elution gradient started with

100 % of solvent A and decreased to 40 % of A within 24 min. This composition was held for

3 min before going back to initial conditions. The column was equilibrated at 100 % of A for

8 min between each run. The detection was achieved with a triple quadrupole mass

spectrometer API 4000 Q-Trap (Applied Biosystems/MDS Sciex Instruments, Concord,

Canada) equipped with an ESI source and used in multiple reaction monitoring (MRM). The

mass spectrometer operated in positive ionization mode and silicone surfactants were detected

as ammonium adducts. Two product ions were used for every homologue: One for

quantification (m/z 103 for MD´(-(CH2)3-(EO)n-OCH3)M and m/z 147 for MD´(-(CH2)3-

(EO)n-OH)M) and one for confirmation. The MS parameters were determined successively

for the two target trisiloxane surfactants by direct infusion of each surfactant homologue

mixture at a total concentration of 0.5 mg L-1 in MeOH/20 mM aqueous ammonium acetate

solution and are summarized in Table 2. The settings of the ESI source were: ion spray

voltage: 5.5 kV, heater temperature: 500°C, collision gas: medium, ion source gas 1/2:

70/90 psi and curtain gas: 30 psi. Data acquisition was performed with Analyst software

(version 1.5.1). An extracted ion chromatogram was generated for every homologue and the

area obtained by integration of the peak was used for quantification. The attribution of a peak

in a sample was confirmed by the retention time, the presence of the two products ions, and

the ratio between the two products ions.

2.4 Method validation

A ten-point calibration between 2 ng L-1 and 250 ng L-1 (total surfactant concentration) was

established by applying the whole sample preparation procedure to ten samples of deionized

water spiked with trisiloxane surfactants standards. The limit of quantification (LOQ) was

calculated with the SQS software (version 2.01) according to DIN 32645 (Deutsches Institut

für Normung, 1994). The absolute recovery of the whole sample preparation was calculated at

20 % and 80 % of the calibration range by comparing the peak area of the calibration points

with the peak area of a direct injection. Relative standard deviation (RSD) was evaluated on

ten replicates at two different concentrations. Similar procedures (calibration, recovery and

LOQ determinations) were performed in river water (river Rhine) and tap water (Karlsruhe) to

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Chapter 2

42

determine matrix impact on linearity, recovery and LOQs. To estimate the matrix effect on

ionization in the interface of the mass spectrometer, a blank sample of river Rhine water was

extracted and trisiloxane surfactants were spiked to the extract, after its evaporation. The

sample was compared to a direct injection at the same concentration. The eventual loss of

compound during evaporation of the extract was also estimated by comparing a sample spiked

before and after evaporation.

Table 2: Precursor ions, product ions and corresponding MS parameters (DP declustering potential, CE

collision energy, CXP cell exit potential).

Precursor ion Product ion DP (V) CE (eV) CXP (V)

MD´(-(CH2)3-(EO)n-OCH3)M 488.4

103.1 381.2

86 35 23

18 10

532.5 102.9 147.1

91 35 29

18 8

576.5 103.0 147.0

91 41 33

26 28

620.5 103.0 147.0

101 45 37

18 8

664.5 102.9 221.1

131 51 51

20 44

708.4 103.0 221.1

91 43 63

18 22

752.5 103.2 221.1

106 49 63

8 14

796.4 103.0 147.1

146 51 41

18 8

840.8 103.0 221.1

76 51 73

18 16

MD´(-(CH2)3-(EO)n-OH)M 474.5

147.0 189.1

51 39 33

8 12

518.6 147.1 321.1

71 39 23

14 8

562.4 147.1 365.1

86 37 23

10 10

606.7 147.1 409.2

91 39 25

8 12

650.6 147.0 453.2

96 41 27

8 14

694.5 147.1 77.0

106 43 77

8 14

738.6 147.0 191.1

96 43 39

8 12

782.7 147.0 191.1

116 45 43

8 12

826.6 147.1 191.1

81 47 43

8 12

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Chapter 2

43

3. Results and discussion

3.1 Characterization of the stock solution

Quantitative analytical methods are based on the comparison of a sample with a calibration

made by successive dilutions of a standard of known concentration. No analytical standards of

individual homologues were available for trisiloxane surfactants but the individual

concentrations in a reference solution were estimated by two approaches: A theoretical

approach and experimental measurements.

3.1.1 Theoretical approach: Poisson distribution

The theoretical molecular weight distribution of the homologues of trisiloxane surfactants

can be predicted by knowing the synthesis route. The different steps and the

different reagents are simplified in Figure 2.

Figure 2: Schematic representation of the synthesis route of trisiloxane surfactants.

Since trisiloxane surfactants are synthesized by reaction of 1,1,1,3,5,5,5-

heptamethyltrisiloxane with an allyloxypolyetheroxide containing an average of 7.5 ethylene

oxide groups (reaction (3)) (Kanner et. al., 1967; Union Carbide Corporation, 1967), the

oligomeric distribution is expected to be centered on 7.5. In addition, the synthesis route

indicates that the oligomer composition of trisiloxane surfactant directly depends on the

oligomer composition of R-O-[EO]n-H. As demonstrated by Flory (Flory, 1940), ethylene

oxide polymers obtained by reaction (1) follow a Poisson distribution. The expected MWD of

the trisiloxane surfactants is therefore a Poisson distribution centered on 7.5. A mathematical

treatment of the problem leads to equations (1) and (2) and allows calculating the theoretical

concentrations of all homologues in the stock solution (1 mg L-1):

)!1n(M

M

1

n1n

1n

(1)

Si O Si O Si

CH3CH3

CH3

CH3

CH3

CH3

CH3

H

CH2 CH CH2 EO O R Si O Si O Si

CH3CH3

CH3

CH3

CH3

CH3

CH3

CH2

CH2

CH2

EO

O

R

R O EO H

CH2 CH CH2 XO

R = H, CH3

X = undisclosed halogen

n n

n-1

R O EO H

n

(1) (2) (3)

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Chapter 2

44

L/mg11n

ntot

(2)

βn is the mass concentration of the homologue containing n ethylene oxide groups (in mg L-1),

Mn is the molecular weight of homologue n (in g mol-1) and ν is the number of propagating

units reacted per initiator. The detailed calculation is presented in the supplementary material.

Measurements by single mass spectrometry (Figure 3) were carried out to compare

experimental data to the distribution calculated by mathematical treatment. The

concentrations estimated by theoretical and experimental approaches are compared in

Figure 4.

3.1.2 Experimental data: single mass spectrometry

Adducts of MD´(-(CH2)3-(EO)n-OCH3)M with NH4+, K+, Na+ and H+ are reported

(Bonnington, 2000). In this work, ammonium acetate was added to the HPLC solvents to

simplify the spectra by promoting the formation of only one type of adduct. This salt was

chosen for its compatibility with the ESI source of the mass spectrometer and because

polyethylene oxide is known to have a strong complexation ability toward K+, which has a

similar radius as NH4+ (Yanagida et. al., 1977; Yanagida et. al., 1978). Figure 3 shows the

addition of ten multi channel analysis obtained by direct injection of the target compounds at

0.5 mg L-1 in MeOH/20 mM aqueous ammonium acetate solution 1/1 (v/v). Like every

polymer containing EO units, a characteristic pattern was obtained with equidistant signals at

Δm/z 44. The homologues below n = 3 for MD´(-(CH2)3-(EO)n-OCH3)M and n = 4 for MD´(-

(CH2)3-(EO)n-OH)M) could not be distinguished from the background noise.

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Chapter 2

45

Figure 3: Mass spectra obtained by direct infusion of the trisiloxane surfactants at 0.5 mg L-1 in

MeOH/20 mM aqueous ammonium acetate solution 1/1 (v/v). a: MD (́-(CH2)3-(EO)n-OH)M.

b: MD (́-(CH2)3-(EO)n-OCH3)M.

The mass spectra could be used to estimate the MWD and the individual concentrations of all

homologues but this calculation required two assumptions. The first approximation is that the

response of the detector is the same for every homologue, which means that the intensity

measured by single MS for homologue n is directly proportional to its molar concentration:

In = B × cn (3)

m/z in Da

200 400 600 800 1000

Inte

nsit

y in

cps

0

5e+6

1e+7

2e+7

2e+7

n = 13870.6

n = 8650.6

n = 9694.5

n = 10738.6

n = 7606.7

n = 6562.4

n = 5518.6

n = 4474.5

n = 11782.7

n = 12826.6

n = 14914.7

n = 15958.6

m/z in Da

200 400 600 800 1000

Inte

nsit

y in

cps

0

5e+6

1e+7

2e+7

2e+7

n = 13884.7

n = 8664.6

n = 9708.6

n = 10752.8

n = 7620.6

n = 6576.7

n = 5532.4

n = 4488.5

n = 11796.7

n = 12840.7

n = 14928.8

n = 3442.5 n = 15

972.7

a

b

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Chapter 2

46

Where In is the intensity measured on the mass spectrum (in cps) (Figure 3), cn is the molar

concentration of homologue n (in mol L-1) and B is a common constant to all homologues.

With nMnβ

nc , equation (3) could be written:

In = B × n

n

M

(4)

Another expression of βn could be deduced from equation (4) by introducing the ratio In/In-1:

1n1n

nn1nn

MI

MI

(5)

The second approximation consisted of limiting the calculation to the homologues which

could be detected by MS (3 ≤ n ≤ 15 for MD´(-(CH2)3-(EO)n-OCH3)M and 4 ≤ n ≤ 15 for

MD´(-(CH2)3-(EO)n-OH)M) and assuming that the concentrations of all other homologues

could be neglected. Equation (5) can thus be written:

4or 3 4or 3 4or 3

nnn β

M I

MIβ (6)

To calculate all βn, a boundary condition was required: Since the amount of trisiloxane

surfactant used to prepare the stock solution was known, the overall mass concentration (βtot

in mg L-1) was known:

βtot =

15

4or3nnβ = 1 mg L-1 (7)

The set of equations formed by (6) and (7) allows estimating the concentrations in the stock

solution by using the intensities measured by mass spectrometry, weighted by the molecular

masses of individual homologues. Calculated concentrations are represented by squares in

Figure 4. Figure 4 compares the concentrations obtained by theoretical and experimental

determinations. The percentage difference was calculated as the standard deviation between

the concentrations obtained with the two approaches divided by the mean value. Further

method development was limited to 4 ≤ n ≤ 12. Outside this range, individual

concentrations of the homologues were lower than 5 % of the total concentration of

surfactant. In addition, high deviations were observed. For MD´(-(CH2)3-(EO)n-OCH3)M,

within the 4 ≤ n ≤ 12 range, the deviation between the concentrations calculated with

experimental and theoretical approaches were lower than 10 % (except for n = 4). This

homologue was however kept in the method to keep certain symmetry of the distribution.

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Chapter 2

47

Figure 4: Comparison of the individual concentrations of homologues in the stock solution calculated with

theoretical ( ) and experimental ( ) approaches. a: MD (́-(CH2)3-(EO)n-OH)M;

b: MD (́-(CH2)3-(EO)n-OCH3)M. The numbers on top of each point give the absolute percentage difference

between the results obtained by the two approaches.

The very good correlation between the theoretical and experimental approaches confirmed

the validity of the two assumptions: The contribution of expelled homologues was

negligible and the response of the mass spectrometer did not strongly differ from one

homologue to the other. Because of the good agreement between the concentrations

obtained with different approaches, the calculated composition of the stock solution could

Number of ethylene oxide groups

5 10 15 20

Con

cent

rati

on i

n µ

g L

-1

0

50

100

150

200

106%

30%

2%

5%1% 14%

27%

15%

24%

8%

3%16%

Number of ethylene oxide groups

5 10 15 20

Con

cent

rati

on i

n µ

g L

-1

0

50

100

150

200

19%

2%

3%

3% 8%

6%

9%

3%

1%

11%

55% 77%

12%

a

b

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Chapter 2

48

be considered as reliable and the Poisson distribution appeared as a good model of the

MWD of trisiloxane surfactants. Regarding MD´(-(CH2)3-(EO)n-OH)M, the deviations

between the theoretical and experimental concentrations within the 4 ≤ n ≤ 12 range were

higher than for MD´(-(CH2)3-(EO)n-OCH3)M. The difference was however lower than

30 % (except for the homologue n = 4), which indicates a reasonable correlation between

the two approaches. Since it was impossible to assert which distribution is closer to reality,

both were kept for further method development. Each quantification was made by referring

to both reference concentrations and the difference was taken as an estimation of the

uncertainty on the concentration. Knowing the oligomer composition of the stock solution,

one calibration could be generated for each homologue, based on the individual

concentration in the reference solution and on the area integrated from the extracted ion

chromatogram. Without analytical standards for individual oligomers of trisiloxane

surfactants and internal standards, the method should be described as semi-quantitative.

Since our purpose was to provide a first screening of the occurrence of trisiloxane

surfactants in environmental waters, this approach was considered as suitable and reliable

enough.

Additional LC-SPE-NMR/MS measurements were performed and support the oligomeric

distribution of MD´(-(CH2)3-(EO)n-OCH3)M measured by MS and calculated by Poisson

distribution. The results are given in the supplementary material.

3.2 Liquid chromatography

The chromatographic separation was first developed on a Kinetex C18 column

(100 mm × 2.1 mm i.d., 2.6 µm 100 Å) from Phenomenex with isocratic conditions at 60 % of

a ternary mixture (80 % ACN, 10 % MeOH, 10 % THF) and 40 % of water with 20 mM

ammonium acetate. This column was chosen among other tested columns because it allowed a

baseline separation of homologues (Figure 5a). This ability to separate molecules with very

similar structures (the difference between two homologues only consists in one ethylene oxide

group) may be explained by the narrow particles size distribution and by the nature of the not

fully porous silica particles of the Kinetex column. However, a quick loss of the

chromatographic performance of the Kinetex C18 appeared when analyzing samples of

silicone surfactants. 60 consecutive injections of a sample at 0.1 mg L-1 in MeOH/water 1/1

(v/v) (total surfactant concentration) led to a decrease of the resolution from 1.7 to 0.5 for

MD´(-(CH2)3-(EO)n-OH)M homologues and from 3.0 to 2.0 for MD´(-(CH2)3-(EO)n-OCH3)M

homologues. Two successive measurements of one sample (trisiloxane surfactants at

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Chapter 2

49

0.1 mg L-1 in MeOH/water 1/1 (v/v)) on the same HPLC-MS/MS system but on two different

Kinetex C18 columns (new and used) proved that the HPLC column aging was responsible

for this loss of performance (Figure 5a and 5b). An important difference of intensity was

noticed between the two chromatograms. The loss of chromatographic performance could

have led to co-elutions of homologues and thus to ion suppression.

Figure 5: HPLC-MS/MS extracted ion chromatograms of a mixture MD (́-(CH2)3-(EO)n-OH)M and

MD (́-(CH2)3-(EO)n-OCH3)M at 0.1 mg L-1 (total surfactant concentration) on two different Kinetex C18

columns. a: new Kinetex C18. b: used Kinetex C18.

Time in min

10 20 30 40

Inte

nsit

y in

cps

0

1e+5

2e+5

3e+5

4e+5

5e+5

n=4

n=5

n=7

n=8

n=9

n=10

n=11

n=12

n=3n=4

n=6

n=7n=9

n=10

n=11

n=6

n=8 n=5

MD´(-(CH2)3-(EO)n-OCH3)-M

MD´(-(CH2)3-(EO)n-OH)M

Time in min

10 20 30 40

Inte

nsit

y in

cps

0

1e+5

2e+5

3e+5

4e+5

5e+5

MD´(-(CH2)3-(EO)n-OCH3)M

MD´(-(CH2)3-(EO)n-OH)M

a

b

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Chapter 2

50

A degradation of performance of an HPLC column during the analysis of silanols has already

been mentioned in literature (Dorn, 1994) and was believed to be due to a strong interaction

between silanols and the silica-based stationary phase of the column. Based on these findings,

a polymeric column made of polystyrene divinylbenzene was chosen for the separation of

trisiloxane surfactants and showed a good stability of the chromatographic performance. A

chromatogram obtained with the polymeric column for MD´(-(CH2)3-(EO)n-OCH3)M and

MD´(-(CH2)3-(EO)n-OH)M is represented in Figure 6.

Figure 6: HPLC-MS/MS chromatograms of a mixture of the trisiloxane surfactants at 0.1 mg-1 (total

surfactant concentration) with a PolymerX column. a: MD (́-(CH2)3-(EO)n-OH)M.

b: MD (́-(CH2)3-(EO)n-OCH3)M.

Time in min

12 14 16 18 20

Inte

nsit

y in

cps

0.0

2.0e+4

4.0e+4

6.0e+4

8.0e+4

1.0e+5

1.2e+5

1.4e+5

n = 4

n = 5

n = 6

n = 7

n = 8

n = 9

n = 10

n = 11

n = 12

a

Time in min

16 18 20 22

Inte

nsit

y in

cps

0

10000

20000

30000

40000

n = 4

n = 5

n = 6

n = 7

n = 8

n = 9

n = 10

n = 11

n = 12

b

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Chapter 2

51

The separation obtained with the polymeric column is not as good as the one obtained with

the Kinetex column but this may not influence the quantification since the latter is performed

on extracted ion chromatograms. Possible competition between homologues in the source of

the mass spectrometer may be limited since homologues are still separated from each other.

3.3 Validation

Contamination of samples is common during the analysis of silicones (Smith and Parker,

1991). Even if the combination of liquid-liquid extraction and HPLC-MS/MS makes the

described method selective, it is important to keep this problem in mind when analyzing

trisiloxane surfactants. Silicone surfactants are used in many personal care products under the

denomination dimethicone copolyol (Floyd, 1999). A sample of a commercial hair styling

product containing dimethicone copolyol was analyzed to check the presence of the target

trisiloxane surfactants and the possibility of contamination from the operator. The sample was

prepared by diluting 1 g of product in 1 mL of MeOH/water 1/1 (v/v) and was analyzed with

HPLC-(ESI)-MS/MS and HPLC-(ESI)-TOF. The HPLC-MS/MS measurements of the sample

and the comparison with a sample of the same cosmetic spiked with the reference substances

showed the presence of MD´(-(CH2)3-(EO)n-OCH3)M (confirmation with retention time and

ratio between the quantification and confirmation product ions). The measurement with

HPLC-(ESI)-TOF confirmed with the exact mass and the isotopic pattern that

MD´(-(CH2)3-(EO)n-OCH3)M was present. These experiments proved that contaminations

from personal care products are possible. In order to prevent contamination, all personal care

products with the mentioned dimethicone copolyol were avoided. To make sure that no

problems of contamination by an external source of trisiloxane surfactants occurred, six blank

samples of deionized water and tap water were analyzed by following the whole analytical

procedure. No peaks with signal to noise ratios higher than ten were observed. Results of the

validation are summarized in Table 3. Calibrations were performed from 2 ng L-1 to

250 ng L-1 (overall surfactant concentration). Knowing the oligomeric distribution of the

reference solution (cf. Section 3.1.2), the corresponding concentrations of individual

homologues were estimated. For example for MD´(-(CH2)3-(EO)7-OCH3)M, the calibration

was from 0.29 ng L-1 to 37 ng L-1. Calibrations lines were obtained by plotting the area of the

peak determined from the extracted ion chromatogram of the considered homologue versus its

individual concentration and were fitted with linear least square regression. The correlation

coefficients were found to be higher than 0.990, except for homologues with n = 10, 11, 12 of

both trisiloxanes in deionized water, for which they were between 0.966 and 0.988. The

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Chapter 2

52

linearity of the calibration curves was considered as satisfactory in the considered

concentrations range.

LOQ values were calculated from the residual standard deviation of the calibration lines

obtained with the two approaches used to characterize the reference solution (Poisson

distribution and single MS measurements). The given LOQ corresponds to a mean value and

the standard deviation was taken as the error on the determination. The LOQ were found to be

between 0.36 ng L-1 (MD´(-(CH2)3-(EO)4-OCH3)M in tap water) and 15.2 ng L-1

(MD´(- (CH2)3-(EO)9-OCH3)M in river water). Another method for the estimation of the LOQ

is to choose the lowest concentration that can be measured with a signal to noise ratio of at

least ten. For example for MD´(-(CH2)3-(EO)7-OCH3)M, the LOQ determined in tap water

with the signal to noise ratio would be 0.3 ng L-1 while the LOQ calculated with the DIN

method was 1.6 ng L-1. The higher LOQ obtained according to DIN 32645 is more

conservative and was therefore chosen for the estimation of the LOQ.

The total recovery of the sample preparation procedure was found to be between 77 %

(MD´(-(CH2)3-(EO)12-OH)M in river water, at 20 % of the calibration range) and 116 %

(MD´(-(CH2)3-(EO)12-OCH3)M in tap water, at 20 % of the calibration range). No significant

variation of the total recovery was observed between 20 % and 80 % of the calibration range

and between the three tested matrices. The total recovery does not discriminate between the

losses during sample preparation and ion suppression/enhancement in the interface of the

mass spectrometer. Since no internal standards were available for trisiloxane surfactants, it

was important to estimate matrix effects. For this purpose, a blank sample of river Rhine

water was extracted according to the liquid-liquid extraction procedure described in

Section 2.2. The extract was blown down to dryness and was spiked with trisiloxane

surfactants standards. The obtained sample was compared to an external standard and the

percentage difference was calculated as the ratio of the standard deviation over the mean

value. The results were always lower than 10 % indicating that no significant matrix effect

occurred in the tested matrix. The losses of compound during evaporation of the extract were

also estimated by comparing samples spiked before and after evaporation. No losses higher

that 10 % were observed. Relative standard deviation was estimated at 20 % and 80 % of the

calibration range by applying the whole analytical procedure to ten identical samples of river

Rhine water spiked with trisiloxane surfactants. RSD was calculated as the ratio of the

standard deviation to the mean value and was found to be between 3 % and 12 %.

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Chapter 2

53

Table 3: Results of the validation: LOQs, correlation coefficients, sample preparation recovery, RSDs and matrix effects for all analytes. LOQ (ng L-1) Correlation coefficient Recovery (%) RSD (%)

Matrix effect (%)

Deionized water Tap water River water Deionized

water Tap

water River water

Deionized water Tap water River water River water River water

n MS Poisson LOQ

Std dev

MS Poisson LOQ Std dev

MS Poisson LOQ Std dev

50

ng L-1 200

ng L-1 50

ng L-1 200

ng L-1 50

ng L-1 200

ng L-1 50

ng L-1 200

ng L-1 50

ng L-1 200

ng L-1

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

4 1.58 2.06 1.8 0.3 0.31 0.40 0.36 0.06 0.47 0.61 0.5 0.1 0.9983 0.9999 0.9999 113 87 111 107 104 97 4 6 6 4

5 3.56 3.66 3.6 0.07 1.01 1.04 1.03 0.02 1.02 1.05 1.04 0.02 0.9983 0.9999 0.9999 108 87 113 108 96 99 3 7 3 3

6 5.41 5.19 5.3 0.2 0.74 0.71 0.73 0.02 1.48 1.42 1.45 0.04 0.9983 1.0000 0.9999 114 86 109 105 98 99 3 8 5 4

7 6.22 6.45 6.3 0.2 1.54 1.59 1.57 0.04 1.66 1.72 1.69 0.04 0.9980 0.9999 0.9999 108 85 109 105 97 99 3 10 3 3

8 6.66 7.42 7.0 0.5 2.51 2.79 2.7 0.2 1.37 1.53 1.5 0.1 0.9974 0.9996 0.9999 100 84 115 105 100 97 5 9 3 3

9 8.70 9.46 9.1 0.5 4.79 5.21 5.0 0.3 14.6 15.8 15.2 0.9 0.9943 0.9983 0.9845 102 85 111 107 97 101 3 8 3 4

10 11.99 10.59 11 1 7.50 6.62 7.1 0.6 1.20 1.06 1.1 0.1 0.9881 0.9953 0.9999 104 86 114 109 91 98 3 7 4 2

11 9.37 9.02 9.2 0.2 5.78 5.68 5.73 0.07 0.81 0.78 0.80 0.02 0.9823 0.9930 0.9999 104 83 113 107 91 104 4 9 2 2

12 6.20 6.29 6.3 0.06 3.36 3.40 3.38 0.03 0.43 0.44 0.44 0.01 0.9785 0.9933 0.9999 107 82 116 106 80 99 7 12 5 6

MD

´(-(

CH

2)3-

(EO

) n-O

H)M

4 0.29 0.60 0.4 0.2 0.46 1.38 0.9 0.7 0.26 0.54 0.4 0.2 0.9998 0.9996 0.9999 106 83 101 103 91 98 4 6 1 3

5 0.81 1.06 0.9 0.2 0.83 1.57 1.2 0.5 0.86 1.12 1.0 0.2 0.9999 0.9999 0.9999 101 83 101 104 89 99 5 6 2 4

6 1.61 1.64 1.6 0.02 0.99 1.44 1.2 0.3 1.30 1.32 1.31 0.01 0.9998 0.9999 0.9999 96 83 108 105 94 100 4 8 1 3

7 3.59 3.58 3.7 0.1 1.01 1.54 1.3 0.4 1.50 1.58 1.54 0.06 0.9993 0.9999 0.9999 94 84 110 105 91 101 3 9 3 3

8 5.18 5.14 5.2 0.03 1.55 2.23 1.9 0.5 1.59 1.57 1.58 0.01 0.9988 0.9999 0.9999 93 83 110 106 83 100 4 9 2 4

9 11.04 9.45 10 1 1.50 1.86 1.7 0.3 1.81 1.55 1.7 0.2 0.9944 0.9999 0.9999 91 83 109 106 79 101 4 8 0 2

10 16.87 12.35 15 3 5.30 5.59 5.4 0.2 1.64 1.20 1.4 0.3 0.9842 0.9984 0.9999 90 82 109 106 81 103 4 9 2 2

11 14.68 11.12 13 3 3.53 2.86 3.7 0.2 1.07 0.81 0.9 0.2 0.9748 0.9984 0.9999 88 82 110 101 79 105 5 9 0.5 2

12 9.86 8.38 6 6 4.12 5.12 4.6 0.7 0.58 0.49 0.54 0.06 0.9662 0.9930 0.9999 89 83 105 105 77 103 4 11 1 3

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54

Conclusion

A method for the trace analysis of two trisiloxane surfactants in the aqueous environment has

been developed and validated. The combination of a clean-up and concentration step, HPLC

separation, and detection by tandem mass spectrometry ensures specificity and sensitivity to

the method, which makes it suitable for the analysis of complex environmental samples. The

quantification by comparison with a calibration based on a single homologue instead of a

mixture of homologues avoids a wrong estimation of the concentrations in the sample because

of different response factors of sample and standard. This individual quantification of

homologues was possible due to the characterization of the oligomer composition of a

reference solution with the theoretical Poisson distribution and with MS measurements. This

approach could be extended to the quantification of other ethoxylated surfactants, supposed to

follow a similar Poisson distribution.

No concentrations of trisiloxane surfactants higher than the LOQ were found in the Karlsruhe

tap water and the river Rhine water used for method development but no conclusion on the

environmental occurrence of these compounds could be drawn only on these first results. The

aim of the work was to make available a method for the trace analysis of trisiloxane

surfactants in environmental waters and further screening of different environmental waters is

ongoing. Positive detections are expected when going toward the sources of emission of these

compounds. In addition, as shown by a preliminary lab experiment (data not shown) the

degradation process of trisiloxane surfactants by hydrolysis may lead to the formation of more

polar degradation products which may be found in environmental waters.

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55

AcknowledgmentThis work was financially supported by the German Association of Gas and Waterworks

(Deutscher Verein des Gas- und Wasserfaches e.V. DVGW), project W2/01/10. We thank

Markus Godejohann and Li-Hong Tseng from Brucker BioSpin, Rheinstetten, for performing

the LC-SPE-NMR/MS measurements.

References

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Bonnington, L.S., 2000. Analysis of organosilicone surfactants and their degradation products, PhD Thesis, University of Waikato, Hamilton, New Zealand.

Bonnington, L.S., Henderson, W., and Zabkiewicz, J.A., 2004. Characterization of synthetic and commercial trisiloxane surfactants materials. Appl. Organomet. Chem. 18, 28.

Chandra, G., 1997. Organosilicon Materials, Springer-Verlag, Berlin Heidelberg New York.

Deutsches Institut für Normung e.V., 1994. DIN 32645 Chemical analysis – Decision limit, detection limit and determination limit; estimation in case of repeatability; terms, methods, evaluation, Beuth, Berlin.

Dorn, S.B., and Frame, E.M.S., 1994. Development of a high-performance liquid chromatographic-inductively coupled plasma method for speciation and quantification of silicones: from silanols to polysiloxanes. Analyst 119, 1687.

de Voogt, P., and Knepper, T.P., 2003. Quantification and quality assurance in surfactant analysis, pp. 443, in: Comprehensive Analytical Chemistry, Analysis and Fate of Surfactants and the Aquatic Environment, Knepper, T.P. (Ed.), Elsevier, Amsterdam.

Environment Agency, 2009. Environmental Risk Assessment Report: Octamethylcyclotetrasiloxane, http://publications.environment-agency.gov.uk/PDF/SCHO0309BPQZ-E-E.pdf (accessed Nov. 2011).

Environment Canada 2008. Screening Assessment for the Challenge Octamethylcyclotetrasiloxane (D4), http://www.ec.gc.ca/substances/ese/eng/challenge/batch2/batch2_556-67-2.cfm (accessed Nov. 2011).

Flory, P.J., 1940. Molecular size distribution in ethylene oxide polymers. J. Am. Chem. Soc. 62, 1561.

Floyd, D.T., 1999. Silicone Surfactants: applications in the personal care industry, pp. 181, in: Silicone surfactants, Surfactants science series, Vol 86, Hill, R.M. (Ed.), Marcel Dekker Inc, New York.

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Griessbach, E.F.C., Copin, A., Deleu, R., and Dreze, P., 1997. Mobility of a siliconepolyether studied by adsorption and desorption isotherms and soil thin-layer chromatography. Sci. Total Environ. 201, 89.

Griessbach, E.F.C., Copin, A., Deleu, R., and Dreze, P., 1998. Mobility of a siliconepolyether studies by leaching experiments through disturbed and undisturbed soil columns. Sci. Total Environ. 221, 159.

Hill, R.M., 1998. Superspreading. Curr. Opin. Colloid Interface Sci. 3, 247.

Hill, R.M., 1999. Silicone surfactants, Surfactants science series, Vol. 86, Marcel Dekker Inc, New York.

Kanner, B., Reid, W.G., and Petersen, I.H., 1967. Synthesis and properties of siloxane-polyether copolymer surfactants. Ind. Eng. Chem. Prod. R.D. 6, 88.

Kierkegaard, A., and McLachlan, M.S., 2010.Determination of decamethylcyclopentasiloxane in air using commercial solid phase extraction cartridges. J. Chromatogr., A. 1217, 3557.

McLachlan, M.S., Kierkegaard, A., Hansen, K.M., van Egmond, R., Christensen, J.H., and Skjoth, C.A., 2010. Concentration and fate of decamethylcyclopentasiloxane (D5) in the atmosphere. Environ. Sci. Technol. 44, 5365.

Nordic Council of Ministers 2005. Siloxanes in the Nordic Environment, http://www.norden.org/en/publications/publikationer/2005-593 (accessed Nov. 2011).

Penner, D., Burow, R., and Roggenbuck, F.C., 1999. Use of organosilicone surfactants as agricultural adjuvants, pp. 241, in: Silicone surfactants, Surfactants science series, Vol 86, Hill, R.M. (Ed.), Marcel Dekker Inc, New York.

Petrovic, M., and Barcelo, D., 2001. Analysis of ethoxylated nonionic surfactants and their metabolites by liquid chromatography/atmospheric pressure ionization mass spectrometry. J. Mass Spectrom. 36, 1173.

Radulovic, J., Sefiane, K., and Shanahan, M.E.R., 2009. Superspreading and wetting behavior of trisiloxanes. J. Bionic Eng. 6, 341.

Smith, A.L., and Parker, R.D., Trace analysis involving silicones, pp. 71, in: The analytical chemistry of silicones, Chemical analysis: A Series of Monographs on Analytical Chemistry and Its Applications, Vol 112, Smith, A.L. (Ed.), John Wiley & Sons Inc, 1991.

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Ventura, F., and de Voogt, P., Separation and detection, pp. 51, in: Comprehensive Analytical Chemistry, Analysis and Fate of Surfactants and the Aquatic Environment, Knepper, T.P. (Ed.), Elsevier, Amsterdam, 2003.

Venzmer, J., 2011. Superspreading - 20 years of physicochemical research. Curr. Opin. Colloid Interface Sci. 16, 335.

Vick, S.C., 1984. Structure property relationships for silicone polyalkyleneoxide copolymers and their effects on performance in cosmetics. Soap Cosmet. Chem. Spe. 60, 36.

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Chapter 2

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Yanagida, S., Takahashi, K., and Okahara, M., 1977. Metal-ion complexation of noncyclic poly(oxyethylene) derivatives, I. Solvent extraction of alkali and alkaline earth metal thiocyanates. Bull. Chem. Soc. Jpn. 50, 1386.

Yanagida, S., Takahashi, K., and Okahara, M., 1978. Metal-ion complexation of noncyclic poly(oxyethylene) derivatives. II. PMR studies of the complexation with alkali and alkaline-earth metal cations. Bull. Chem. Soc. Jpn. 51, 1294.

Zhu, S., Miller, W.G., Scriven, L.E., and Davis, H.T., 1994. Superspreading of water – silicone surfactant on hydrophobic surfaces. Colloids Surf., A. 90, 63.

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58

Appendix A: Supplementary data

A.1 Theoretical approach: Poisson distribution

Flory described in 1940 the MWD of ethylene oxide polymers obtained from the reaction of

ethylene oxide with ethylene glycol and by successive additions of ethylene oxide (Flory,

1940):

OH CH2CH2 OH

O

OH CH2CH2 O H

O O

OH CH2CH2 O H

2 3

The numbers of molecules of the different sizes must be represented by a Poisson distribution

so that:

ν1n

n e1)!(n

νN

with n [1; ]

Nn is the number of molecules possessing n ethylene oxide groups and ν is the number of

propagating units reacted per initiator. According to Flory, ν is the average number of

ethylene oxide groups minus one. From this relation, the ratio of Nn-1 to Nn can be expressed

as:

ν1n

N

N

n

1n

(S1)

On the other hand, Nn is proportional to the mass concentration, βn so that the ratio n

1n

N

N

can also be written as a function of the mass concentrations:

n1n

1nn

n

1n

βM

βM

N

N

(S2)

βn is the mass concentration of molecules with n ethylene oxide groups and Mn is the

molecular weight of homologues with n ethylene oxide groups.

Combining equations (S1) and (S2) allows expressing βn as:

1)!(nM

Mνββ

1

n1n

1n

(S3)

Since the total amount of trisiloxane surfactant used to prepare the stock solution is known,

the total mass concentration is known:

mg/L1ββ1n

ntot

(S4)

etc.

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Chapter 2

59

The combination of equations (S3) and (S4) allows calculating the theoretical concentrations

of all homologues in the stock solution.

A.2 Experimental approach: LC-SPE-NMR/MS

A.2.1 Materials and method

The chromatographic separation was carried out on a PolymerX RP-1 (250 mm × 4.6 mm i.d.,

5 µm, 100 Å) from Phenomenex connected to a model 1100 HPLC system (Agilent

Technologies, Waldbronn, Germany). 50 µL of MD´(-(CH2)3-(EO)n-OCH3)M at 49.3 mg/mL

in water/MeOH 1/1 were injected on the column. The mobile phase consisted of solvent A:

20 mM aqueous ammonium acetate and solvent B: ACN/MeOH/THF 80/10/10 with 10 mM

ammonium acetate. The flow rate was 0.9 mL/min and the column was kept at ambient

temperature. The elution was made under isocratic conditions (60 % solvent B during 31 min)

followed by an increase of solvent B to 70 % at 43 min. These conditions were kept for 6 min

before increasing B to 90 % from 50 to 55 min. The return to initial conditions was made

within 1 min. Compounds eluted from the column were diluted with water supplied by a

makeup pump (flow rate 1.5 mL/min) and were trapped on Hypersphere GP SPE cartridges,

10 × 2 mm (Spark, Emmen, Holland) which were then dried with nitrogen and eluted into a

3 mm NMR tube with around 180 µL of CD3CN containing 0.27 mg/mL of

trimethoxybenzene (TMB). NMR data were acquired on a Bruker Avance III 600 MHz

spectrometer equipped with a 5 mm QNP cryo probe. For each measurement, 128 scans were

accumulated into 32 k data points with a sweep width of 12 kHz using a 1D version of the

NOESY pulse sequence for double solvent suppression.

A.2.2 Results and discussion

To confirm the MWD calculated with a Poisson distribution and measured by MS, LC-SPE-

NMR/MS was applied to MD´(-(CH2)3-(EO)n-OCH3)M. 1H-NMR spectra were acquired for

each detectable homologue (2 < n < 10) after separation by liquid chromatography and

concentration by solid phase extraction. An example of 1H-NMR spectrum for homologue

n = 6 with peaks attribution is presented in Figure S 1.

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60

Figure S 1: 1H-NMR spectra between 0 ppm and 4 ppm for homologue n=6, with peaks attribution and

integration.

Trimethylsilanol usually taken as a reference was not suitable here because of the overlap

with the signals of the target analytes, it was thus replaced by TMB. Si(CH3)3 and Si-CH3

were chosen for quantification because of the possibility to assign them with certainty and

because of the high intensity of these signals: they represent 18 and 3 protons, respectively.

After integration of the peaks, the quantification was performed by comparison with TMB.

NMR is an absolute technique since the intensity of a signal does not depend on the analyte

but is only proportional to the number of protons of the molecule and its molar

concentration. The area of a peak (A) can therefore be expressed as a function of the mass

concentration (β), the molecular weight (M) and the number of protons (n´):

n´M

βCA (S5)

with C a common constant for all analytes. equation S5 can be applied to the standard

(denoted with a subscript s) and to homologue n (denoted with a subscript n) to calculate

the mass concentration of every homologue:

nn´nMnA

sMsAsn´sβ

nβ (S6)

The mass concentrations of individual homologues in the sample were calculated with

equation (S6) and are represented in Figure S 2 together with the MWD determined by MS

OCH3O

CH3

OCH3

CH3

Si

O

Si

O

Si

CH3

CH2CH2CH2EO

CH3CH3

CH3CH3

CH3OCH36

OCH3O

CH3

OCH3

CH3

Si

O

Si

O

Si

CH3

CH2CH2CH2EO

CH3CH3

CH3CH3

CH3OCH36

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Chapter 2

61

measurements and calculated with the Poisson distribution. A different scale was used for

the NMR data because they do not correspond to the same sample as the two other

distributions. Even if the concentrations do not refer to the same sample, one can notice the

good correlation between the shapes of the three distributions, which supports the validity

of the two assumptions set in 3.1.2. However, the concentrations determined by NMR were

much lower than the concentrations expected from the volume injected on the HPLC

column and the concentration of the sample used. One possible explanation would be the

low recovery of MD´(-(CH2)3-(EO)n-OCH3)M by SPE. Because of this limitation, the

distribution determined by NMR was just given here as a confirmation but was not used for

quantification.

Figure S 2: Comparison of the oligomeric distribution of MD (́-(CH2)3-(EO)n-OCH3)M determined by

theoretical Poisson distribution ( ), MS measurements ( ) and LC-SPE-NMR/MS ( ).

Number of ethylene oxide groups

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Con

cent

rati

on i

n th

e st

ock

solu

tion

in

µg/

L

0

20

40

60

80

100

120

140

160

Con

cent

rati

on c

alcu

late

d fo

r N

MR

exp

erim

ents

in

mg/

L

0

100

200

300

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Chapter 2

62

References

Flory, P.J., 1940. J. Am. Chem. Soc. 62, 1561.

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Chapter 3

63

Chapter 3

Homologue specific analysis of a polyether

trisiloxane surfactant in German surface waters

and study on its hydrolysis

Published in Environmental Pollution, 186 (2014) 126-135

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TABLE OF CONTENTS

Abstract .................................................................................................................................... 65 

1.  Introduction ...................................................................................................................... 66 

2.  Experimental .................................................................................................................... 68 

2.1  Chemicals and standards .......................................................................................... 68 

2.2  Sample preparation and analysis by liquid chromatography-mass spectrometry .... 68 

2.3  Sampling method ...................................................................................................... 69 

2.4  Quality control .......................................................................................................... 70 

2.4.1  Calibration blanks .............................................................................................. 70 

2.4.2  Laboratory blanks ............................................................................................... 70 

2.4.3  Calibration .......................................................................................................... 70 

2.4.4  Limits of quantification ...................................................................................... 70 

2.4.5  Isobaric interference ........................................................................................... 70 

2.4.6  Matrix effects ..................................................................................................... 71 

2.5  Degradation by hydrolysis ....................................................................................... 71 

3.  Results and discussion ...................................................................................................... 72 

3.1  Environmental samples ............................................................................................ 72 

3.2  Degradation by hydrolysis ....................................................................................... 79 

3.2.1  Initial recoveries ................................................................................................. 79 

3.2.2  Degradation kinetics ........................................................................................... 79 

Conclusion ................................................................................................................................ 86 

Acknowledgments .................................................................................................................... 87 

References ................................................................................................................................ 87 

Appendix A: Supplementary data ............................................................................................ 90 

A.1 Discussion on the choice of containers for hydrolysis study as a function of pH ......... 90 

A.2 Description of the identification of degradation products by HPLC-ESI-TOF ............ 95 

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Abstract

The occurrence of a polyether trisiloxane surfactant in the ng L-1 range in German surface

waters is reported for the first time. The studied surfactant does not ubiquitously occur in the

aquatic environment in measurable concentrations but can reach surface waters on a local

scale. As a first step towards the understanding of the environmental fate, the hydrolysis was

studied according to the OECD guideline 111. It confirmed that the trisiloxane surfactant is

sensitive to hydrolysis and that the hydrolysis rate strongly depends on the pH and the

temperature. If one takes only into account the hydrolysis, the trisiloxane surfactant could

persist several weeks in river water (the half-life in water is approximately 50 days at pH 7,

25°C, and an initial concentration of 2 mg L-1). A degradation product, more polar than the

initial trisiloxane surfactant, was tentatively identified by high resolution mass spectrometry.

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1. Introduction

With 236, 000 tons produced in North America in 2009 (Oxford Economics for the Silicones

Environmental, Health and Safety Council of North America, 2010), silicones are an

important category of chemicals, represented in every segment of our everyday life. Food,

drugs, construction materials or personal care products contain silicones (Andriot et al.,

2007). This widespread use raises the question of their environmental impact. The assessment

of the environmental impact of silicones is a substantial task because of the variety of

compounds. The name “silicone” refers to all chemical substances in which silicon atoms are

linked via oxygen atoms, each silicon bearing one or several organic groups (Moretto et al.,

2000). Three categories of silicones have been suggested to have noteworthy environmental

loading (Figure 1): volatile methylsiloxanes (VMS), polydimethylsiloxanes (PDMS), and

polyethermethylsiloxanes (PEMS) (Allen et al., 1997).

PDMS

R = H, CH3, C(O)CH3

PEMS

VMS

Figure 1: Chemical structures of the silicones considered to have noteworthy environmental loading.

The two former categories, VMS and PDMS, have been studied extensively (Graiver et al.,

2003; Wang et al., 2013), but the knowledge on the environmental occurrence and fate of

PEMS is lacking (Powell and Carpenter, 1997). The aim of this paper is to fill this lack with a

study of the occurrence and fate of PEMS in the aquatic environment. In particular, we target

one trisiloxane surfactant (CAS: 27306-78-1) (x = 1, y = 0, 4 ≤ n ≤ 12, m = 0, R = CH3),

denoted MD´(-(CH2)3-(EO)n-OCH3)M. M stands for (CH3)3-Si-O1/2-, D’ for O1/2-Si(CH3)(R´)-

O1/2-, with R´ = -(CH2)3-(EO)n-OR and EO = OCH2CH2. Trisiloxane surfactants are

increasingly used in different sectors and recent studies raised concern about their effects on

non-target organisms: trisiloxane surfactants have been found to be toxic to mites (Cowles et

xx 5

x y

n m

OR

xx < 5

x

x < 7

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67

al., 2000) and to disturb the olfactory learning of honey bees (Ciarlo et al., 2012), one of the

multiple potential factors considered with regards to honey bees colony loss.

MD´(-(CH2)3-(EO)n-OCH3)M can enter the environment through various routes. It is used as

an adjuvant for pesticides because it improves the activity and the rainfastness of pesticides

(Venzmer, 2011). When spread on fields, MD´(-(CH2)3-(EO)n-OCH3)M may reach the soil

compartment and could reach natural waters by leaching or runoff. Another possible route for

MD´(-(CH2)3-(EO)n-OCH3)M to enter the environment is via the disposal of personal care

products containing MD´(-(CH2)3-(EO)n-OCH3)M (Floyd, 1999). After use, they are

discharged to wastewaters and MD´(-(CH2)3-(EO)n-OCH3)M reaches wastewater treatment

plants (WWTPs). If the elimination in WWTPs is not complete, MD´(-(CH2)3-(EO)n-OCH3)M

could reach natural waters via WWTP effluents. Also other entry routes to the aquatic

environment can be hypothesized: accidental contamination or improper disposal of

wastewaters coming from the washing of pesticide tanks. Once in the environment, the

partitioning of MD´(-(CH2)3-(EO)n-OCH3)M depends on its physico-chemical properties.

Hydrophilicity is frequently associated with mobility and preferential partition to the water

phase in the environment (Food and Agriculture Organization of the United Nations, 1989).

With a short hydrophobic part (three silicons) and a highly hydrophilic organic moiety (no

polyoxypropylene groups), MD´(-(CH2)3-(EO)n-OCH3)M is one of the most hydrophilic

PEMS. Based on the expected entry routes to the environment and its hydrophilicity,

MD´(-(CH2)3-(EO)n-OCH3)M is expected to reach the aquatic environment.

In the aquatic environment, hydrolysis is thought to be an important elimination mechanism.

This hypothesis is based on several studies showing that trisiloxane surfactants are sensitive to

hydrolysis. However, most of those studies have been focused on the stability in pesticide

formulations, under acidic conditions, and at high concentrations, from 0.1 g L-1 to 1 g L-1

(Knoche et al., 1991; Radulovic et al., 2009; Radulovic et al., 2010). Moreover, the hydrolysis

has been investigated by measuring the evolution of surface tension over time, but since

nothing is known on the surface activity of the by-products and degradation products, those

measurements are not specific and could have led to a wrong interpretation of the results.

Regarding the toxicity of trisiloxane surfactants to the aquatic environment, data are scarce

and only the acute toxicity has been investigated.: The No Observed Effect Concentration

(NOEC) has been found at 0.56 mg L-1 for Zebra Fish (96 h exposure time) and at 3.2 mg L-1

for Rainbow Trout (96 h exposure time); regarding the toxicity to algae, the NOEC to

Selenastrum capricornutum was determined at 1 mg L-1 (96 h exposure); and the NOECs were

10 mg L-1 and 25 mg L-1 for Daphnia similis and Daphnia magna, respectively (both 48 h

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exposure).Generally speaking, the knowledge on the environmental occurrence, fate and

toxicity of trisiloxane surfactants is scarce. The aim of this paper is to provide the first

measurements of a trisiloxane surfactant in surface waters, to investigate the importance of

hydrolysis as an elimination mechanism from the aquatic environment and to provide a

tentative identification of degradation products by high resolution mass spectrometry.

2. Experimental

2.1 Chemicals and standards

Reference substance of the trisiloxane surfactant was purchased from ABCR (Karlsruhe,

Germany). Stock solutions were prepared at 11 g L-1, 1 g L-1, 10 mg L-1, 1 mg L-1, and

0.1 mg L-1 (total surfactant concentration) in methanol and were stored at -18 °C. The

alkylphenol ethoxylate (Triton™ X-100 laboratory grade, average molecular weight:

625 g mol-1) was obtained from Sigma-Aldrich (Steinheim, Germany). All organic solvents

used for the analysis were HPLC-grade. Their purity was at least 99.8 %. Methanol and

dichloromethane were provided by Carl Roth GmbH (Karlsruhe, Germany), tetrahydrofurane

and isopropanol were purchased from Merck (Darmstadt, Germany) and acetonitrile was

obtained from Scharlau S.L. (Sentmenat, Spain). Ultrapure water was produced by an Arium

611 UV laboratory water purification system from Sartorius (Göttingen, Germany).

Ammonium acetate was purchased from Fluka (Steinheim, Germany, purity > 98.0 %),

sodium hydroxide, potassium chloride, potassium dihydrogene phosphate, boric acid, and

calcium chloride were obtained from Merck (Darmstadt, Germany) and had a purity of

minimum 99 %. All glassware was treated in a pyrolysis oven (model LHT6 / 120 from

Carbolite (Hope Valley, United Kingdom) at 550 °C for 60 min before use.

2.2 Sample preparation and analysis by liquid chromatography-mass

spectrometry

The sample enrichment and the analysis by HPLC-ESI-MS/MS were performed according to

Michel et al. (2012). Briefly, the sample was extracted by liquid-liquid extraction with

dichloromethane, the extract was blown down to dryness and reconstituted with 300 µL of a

mixture of 80 % ACN/10 % MeOH/10 % THF 10 mM ammonium acetate and 200 µL

aqueous 10 mM ammonium acetate solution. The HPLC unit is a 1200 HPLC system (Agilent

Technologies, Waldbronn, Germany) equipped with a solvent cabinet, a micro vacuum

degasser, a binary pump, a high-performance autosampler with 54 vial plates and a

temperature controlled column compartment. The separation was carried out on a PolymerX

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69

RP-1 (250 mm × 4.6 mm i.d., 5 µm, 100 Å) from Phenomenex with a flow rate of

800 µL min-1. The eluents were: A: a quaternary mixture including 40 % of aqueous 10 mM

ammonium acetate solution, 48 % ACN, 6 % THF, and 6 % MeOH and B: THF. The gradient

started with 100 % of eluent A over 8 min, decreased to 40 % over 16 min and was held for

3 min before going back to 100 %. The detection was achieved with a triple quadrupole mass

spectrometer API 4000 Q-Trap (Applied Biosystems/MDS Sciex Instruments, Concord,

Canada) equipped with an ESI source and used in multiple reaction monitoring (MRM) mode.

The mass spectrometer was operated in positive ionization mode and silicone surfactants were

detected as ammonium adducts. Data acquisition was performed with the Analyst software

(version 1.5.1). An extracted ion chromatogram was generated for every homologue and the

area obtained by integration of the peak was used for quantification.

2.3 Sampling method

The sample collection procedure followed the DIN standard 38402-15 (Deutsches Institut für

Normung, 2010). Due to their structures, surfactant molecules tend to accumulate at boundary

layers: water/air or water/sediments (González-Mazo et al., 2003; Knepper et al., 2003; Van

der Linden, 1992). Special care was therefore taken not to sample the water/air surface and

not to change the suspended solids fraction around the sampling point, for instance by moving

the bottom sediments. Samples were taken approximately at 20 cm from the surface by

introducing the bottle upside down in the water and by inverting it at 20 cm depth, allowing

the water to flow in. The bottles were filled without headspace and were immediately stored

in an ice-box. Generally speaking, it was avoided to collect samples where the water quality

was not typical of the water body (close to the river side, in stagnant zones, or, generally, in

any zone where the water is non-homogeneous). To fulfill this requirement, the samples were

taken directly in the middle of the water bed when possible or at least 3 m away from the river

bank by using a 3 m long arm. After arrival in the lab, the samples were stored at 4 °C and

were analyzed within a week. The stability of MD´(-(CH2)3-(EO)n-OCH3)M during storage of

river water samples was tested by analyzing one Neckar sample (Esslingen (10), 16.07.12,

Table 1 and Figure 2) directly after arrival in the lab and after one week of storage. For all

homologues, the two determined concentrations were not significantly different

(4.1 ± 0.1 ng L-1 and 4.2 ± 0.2 ng L-1 for example for the homologue n = 7), indicating that no

significant degradation occurs in this time scale under the applied storage conditions.

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2.4 Quality control

2.4.1 Calibration blanks

Every sequence of environmental samples began with two direct injections of deionized water

to check the absence of contamination in the solvents or in the HPLC-MS/MS system. A

blank sample (direct injection of deionized-water) was also always run after the calibration to

verify that no memory effect occurred. The absence of peak in any of the blanks confirms the

absence of contamination and memory effect in the HPLC-MS/MS system.

2.4.2 Laboratory blanks

For every set of environmental samples, two blanks samples of deionized water were prepared

simultaneously with river water samples and allowed verifying the absence of contamination

during sample preparation.

2.4.3 Calibration

The quantification of MD´(-(CH2)3-(EO)n-OCH3)M was performed by comparison with a 10-

points calibration in the range 2 ng L-1 - 250 ng L-1 (total surfactant concentration). The

calibration was performed over the whole sample preparation procedure so that the liquid-

liquid extraction recovery was taken into account.

2.4.4 Limits of quantification

The LOQs were defined according to the German standard DIN 32645 (Deutsches Institut für

Normung, 1994), based on the residual standard deviation of the calibration data.

2.4.5 Isobaric interference

The possibility of isobaric interference with an ethoxylated surfactant, Triton® X-100 was

tested. Certain homologues of Triton® X-100 (octylphenol ethoxylate with a number of

ethylene oxide groups between 6 and 14) have nearly the same molecular masses as the

targeted homologues of MD´(-(CH2)3-(EO)n-OCH3)M. Moreover, the structures of the two

ethoxylated surfactants present some similarities so that a similar retention time and

fragmentation pattern by MS/MS could be expected. A solution of Triton® X-100 at 1 mg L-1

was analyzed with the HPLC-MS/MS method described previously (obtained chromatogram

in supplementary material). A few peaks were detected with the transitions of

MD´(-(CH2)3-(EO)n-OCH3)M, but the retention times were several minutes different and not

all transitions recorded for MD´(-(CH2)3-(EO)n-OCH3)M were observable for Triton® X-100.

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The retention time and the presence of two transitions with a correct ratio ensure selectivity of

the analysis. The best proof of the identity of MD´(-(CH2)3-(EO)n-OCH3)M in the river water

samples would be measurements with high resolution mass spectrometry, for instance time-

of-flight mass spectrometry (TOF-MS), and confirmation by the exact mass and the isotopic

pattern. However, the lower sensitivity of the TOF compared to triple quadrupole mass

spectrometer did not allow for this confirmation in environmental samples.

2.4.6 Matrix effects

Since internal standards are currently not available for trisiloxane surfactants, the possibility

of signal suppression or enhancement due to matrix effects was investigated. The standard

addition method was applied to a Neckar sample (Esslingen (10), 16.07.12, Table 1 and

Figure 2). The sample was fortified with different volumes of a 0.1 mg L-1 stock solution of

MD´(-(CH2)3-(EO)n-OCH3)M to reach five different total surfactant concentrations

(0 ng L-1, 20 ng L-1, 40 ng L-1, 60 ng L-1, and 80 ng L-1).

2.5 Degradation by hydrolysis

The degradation by hydrolysis was carried out according to the OECD guideline 111

(Organisation for Economic Cooperation and Development, 2004). Two buffer solutions (pH

7 and pH 9) were prepared from sodium hydroxide, boric acid, potassium chloride, and

potassium phosphate in ultrapure water. Their pH values were adjusted at 7.0 ± 0.1 and 9.0 ±

0.1 and 100 mL of the buffered solutions were placed in polypropylene (PP) bottles (VWR,

Bruchsal, Germany): 8 bottles for pH 7 and 8 bottles for pH 9. The solutions were autoclaved

(Laboklav 55-195 from Steriltechnik AG, Detzel Schloss/Satuelle, Germany) at 121°C and

1.5 bars for 20 min. At the beginning of the experiment, 18 µL of a stock solution of

MD´(-(CH2)3-(EO)n-OCH3)M at 11 g L-1 in MeOH was spiked to reach a starting

concentration of 2 mg L-1 (total surfactant concentration) in all bottles except four blanks.

After homogenization, the buffered solutions of the test substance were sampled to determine

the initial concentration of MD´(-(CH2)3-(EO)n-OCH3)M. The test vessels were then kept in

the dark at different temperatures (12°C, 25°C, and 50°C) and the test was allowed to proceed

for 30 days or until 99 % of hydrolysis, whichever applied first. Samples were regularly taken

(every day during one week and then once a week) and analyzed to determine the

concentration of MD´(-(CH2)3-(EO)n-OCH3)M. To ensure a reproducible volume during

sampling, all sampled solutions were allowed to reach room temperature right before

sampling. To maintain sterility, the sampling was performed in a laminar flow cabinet (model

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Golden Line GL-130, Kojair, Vilppule, Finland). Aliquots (500 µL) were taken with a sterile

pipet tip, blown down to dryness under nitrogen, and reconstituted with 300 µL of 10 mM

ammonium acetate solution in 80 % ACN / 10 % THF / 10 % MeOH and 200 µL of aqueous

10 mM ammonium acetate. The HPLC-ESI-MS/MS analysis was performed according to

Michel et al. (2012). A new calibration was prepared from the stock solutions for every new

sequence of samples.

3. Results and discussion

3.1 Environmental samples

The measured concentrations of MD´(-(CH2)3-(EO)n-OCH3)M are summarized in Table 1.

The individual oligomeric concentrations range from below the LOQ up to 96 ng L-1

(homologue n = 7, Neckar Deizisau, 27.02.12, Figure 2). To the best of our knowledge, this is

the first time that a trisiloxane surfactant is detected in surface waters. The screening of

several German rivers was initiated in 2012 and revealed the occurrence of the trisiloxane

surfactant in the Neckar River, for the first time in February 2012. This first result was

confirmed by additional samples from the same area (Deizisau in March 2012, Poppenweiler

in May 2012 and Besigheim in April 2012). The repeated detection of

MD´(-(CH2)3-(EO)n-OCH3)M in the Neckar River suggested the presence of one or several

point source. To obtain more specific information on the occurrence of the trisiloxane

surfactant in this area, an additional sampling, specifically dedicated to this zone, was carried

out in July 2012. Samples were taken between Rottenburg am Neckar and Besigheim, at

sampling sites routinely used by our local partner for the water quality surveillance (Figure 2).

The trisiloxane surfactant was again positively detected. The identification of the origin of the

trisiloxane surfactant in the Neckar River was not possible because of the diversity and

density of activities in this area. The land utilization in this part of the state of Baden-

Württemberg is dominated by agriculture (54 %) (Ministry of the Environment, Climate

Protection and the Energy Sector Baden-Würtemberg, 2009). MD´(-(CH2)3-(EO)n-OCH3)M is

known to have applications in agriculture and the runoff from agricultural fields could be a

source of trisiloxane surfactant in the Neckar River. On the other hand, this region is heavily

industrialized and densely populated (910 inhabitants per km² against 235 inhabitants per km²

on average in Germany) (Baden-Würtemberg Umweltministerium, 2009). Several WWTPs

treating domestic and industrial wastewaters are located along the Neckar River and their

effluents could be a source of trisiloxane surfactant. The identification of the point source(s)

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would require a precise knowledge on the origin of the influents from each WWTP and a

closer sampling campaign.

One of the first question rising from the positive detection of a chemical in river water is to

know if it represents a threat to the aquatic environment. The toxicity of the trisiloxane

surfactant has been studied on several aquatic organisms. The No Observed Effect

Concentration (NOEC) has been found at 0.56 mg L-1 for Zebra Fish (96 h exposure time) and

at 3.2 mg L-1 for Rainbow Trout (96 h exposure time); regarding the toxicity to algae, the

NOEC to Selenastrum capricornutum was determined at 1 mg L-1 (96 h exposure); and the

NOECs were 10 mg L-1 and 25 mg L-1 for Daphnia similis and Daphnia magna, respectively

(both 48 h exposure).

If one refers to the acute toxicity data existing for MD´(-(CH2)3-(EO)n-OCH3)M, the

concentrations of trisiloxane surfactant measured in the Neckar should not be a threat for the

aquatic species. However, more specific information would be needed on the chronic toxicity

of MD´(-(CH2)3-(EO)n-OCH3)M and on its bioaccumulation factor.

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Table 1: Concentrations of individual homologues of MD (́-(CH2)3-(EO)n-OCH3)M in different environmental samples collected in 2012 and 2013.

Concentration in ng L-1 River

(sampling point number)

km Date GPS coordinates pH

value Conductivity

in µS/cm n = 4 n=5 n=6 n=7 n=8 n=9 n=10 n=11 n=12

LOQs (ng L-1) 0.4 1.0 0.7 1.6 2.7 5.0 7.1 5.7 3.4 Neckar Kiebingen (1) n.a. 16.07.12 N48°28.822’ E 8°58.288’ 8.01 696 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Tübingen (2) n.a. 16.07.12 N48°31.077’ E 8°04.431’ 8.18 703 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Pliezhausen (5) n.a. 16.07.12 N48°33.097’ E 9°12.276’ 8.14 724 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Wernau (8) n.a. 16.07.12 N48°42.086’ E 9°25.071’ 8.47 703 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Plochingen (9) n.a. 16.07.12 N48°42.781’ E 9°24.328’ 8.47 700 1 <LOQ 0.7 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Deizisau (6) 200 27.02.12 N48°43.248’ E 9°22.730’ n.a. n.a. 32 50 77 96 66 48 42 37 22 26.03.12 n.a. n.a. 8 10 12 9 6 <LOQ <LOQ <LOQ <LOQ 16.07.12 8.36 689 5 4 4 3 <LOQ <LOQ <LOQ <LOQ <LOQ 25.02.13 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Esslingen (10) n.a. 16.07.12 N48°43.106’ E 9°20.916’ 8.34 687 5 5 5 4 3 <LOQ <LOQ <LOQ <LOQ Poppenweiler (11)

165 21.05.12

N48°54.700’ E 9°15.054’ n.a. n.a. 2 4 5 4 4 <LOQ <LOQ <LOQ <LOQ

16.07.12 7.85 717 1 <LOQ 0.9 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Besigheim (12) 137 23.04.12 N49°00.052’ E 9°08.821’ n.a. n.a. 2 2 3 2 <LOQ <LOQ <LOQ <LOQ <LOQ 21.05.12 n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ 16.07.12 7.85 727 0.4 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ 11.02.13 1 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Kochendorf 104 24.04.12 N49°12.940’ E 9°12.598’ n.a. n.a. 2 2 3 3 <LOQ <LOQ <LOQ <LOQ <LOQ 22.05.12 n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ 05.06.12 n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ 12.02.13 n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Steinlach* Derendingen (4) n.a. 16.07.12 N48°29.052’ E 9°03.936’ 7.92 484 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Dußlingen (3) n.a. 16.07.12 N 48°27.260’ E 9°03.335’ 8.5 488 <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Fils* Plochingen (7) n.a. 16.07.12 N48°42.211’ E 9°25.550’ 8.65 620 14 10 8 5 <LOQ <LOQ <LOQ <LOQ <LOQ

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Koersch* Friedrichsmühle 022 20.03.12 n.a. n.a. n.a. 1 <LOQ 1 <LOQ <LOQ <LOQ <LOQ <LOQ <LOD 16.04.12 n.a. n.a. 2 2 2 2 <LOQ <LOQ <LOQ <LOQ <LOQ Kocher* Kochendorf 905 24.04.12 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Ruhr Dumberg n.a. 18.02.13 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ 18.03.13 n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Rhein Karlsruhe 359 04.02.13 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ 21.02.13 n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ 04.03.13 n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Worms 443 21.02.13 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Köln 685.8 12.02.13 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Düsseldorf 732.1 12.02.13 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Duisburg 757.9 19.03.13 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Dahme Berlin n.a. 31.07.12 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Müggelsee Berlin n.a. 31.07.12 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Donau Ulm 803 04.02.13 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ 04.02.13 n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ 04.03.13 n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ Elbe Riesa n.a. 13.03.13 n.a. n.a. n.a. <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ <LOQ

n.a. data not available for this sample *Neckar tributary. The concentrations of the homologues are the average of two replicates.

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Figure 2: Sampling sites on the Neckar River and two of its tributaries, between Rottenburg am Neckar

and Besigheim.

The standard addition method applied to sample 10 (Esslingen, 16.07.12, Table 1 and

Figure 2) showed a clear signal suppression in this sample. Figure 3 compares the individual

oligomeric concentrations obtained for this sample with an external calibration of the entire

method including sample extraction and with the standard addition method. The error bars

correspond to the standard deviation of two replicates.

Stuttgart

Reutlingen

Ludwigsburg

Esslingen am Neckar

Plochingen

Wernau

(Neckar)

Pliezhausen

Besigheim

Tübingen

Rottenburg

am Neckar

PlochingenDeizisau

Wernau

(Neckar)

Esslingen am

Neckar

Fils

Steinlach

Neckar

Poppenweiler

(1)

(2)

(3)

(5)

(6)

(7)(8)

(9)(10)

(11)

(12)

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Figure 3: Oligomeric concentrations of MD (́-(CH2)3-(EO)n-OCH3)M in the Neckar River at Esslingen

(sampled on 16.07.12) determined with external calibration of the entire method including sample

preparation and with standard addition.

The concentrations obtained by the standard addition method were between 28 % and 52 %

higher than those obtained with the external standard calibration. This could imply that the

concentrations measured in the Neckar River and given in Table 1 are underestimated and to

some extent the true concentrations are actually higher. As already stated in Michel et al.

(2012), without internal standards, the analytical method can only be considered as semi-

quantitative. Nevertheless, it gives first estimation on the environmental concentrations of

trisiloxane surfactants.

Examples of oligomeric distributions obtained in the river water samples collected in July

2012 are represented in Figure 4 and are compared to the oligomeric distribution in the

standard of the trisiloxane surfactant. For the graphical representation, all values with a signal

to noise ratio higher than 10 have been included.

Number of ethylene oxide groups

2 4 6 8 10 12 14

Con

cent

rati

on i

n ng

/L

0

2

4

6

8

10External calibrationStandard addition

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Figure 4: Oligomeric distribution of MD (́-(CH2)3-(EO)n-OCH3)M in the standard solution at 75 ng L-1 ( )

and in the river water samples collected on the 16.07.12: ( ) Neckar at Deizisau, ( ) Neckar at

Esslingen, ( ) Neckar at Poppenweiler, and ( ) Fils at Plochingen.

The oligomeric distribution in the standard of MD´(-(CH2)3-(EO)n-OCH3)M has been

determined by mathematical treatment of the Poisson distribution, full scan MS and NMR

(Michel et al., 2012) and was centered on 7.5 EO groups. In river water samples, the shape of

the oligomeric distribution was different. As confirmed by the standard addition method

(Figure 3), and by repeated measurements of the same sample, the maximum was no longer

on 7.5 EO units but on lower molecular weight homologues. A tentative explanation for the

observed shape of the oligomeric distribution is suggested by comparison with nonylphenol

ethoxylates (NPEO), another type of ethoxylated surfactants. It has been observed for NPEOs

that the sorption capacity increases with the number of EO groups (Lara-Martìn, et al., 2008).

If this is true for the trisiloxane surfactant, it means that the homologues with a long EO chain

would be more likely to be removed by adsorption to sludge, sediments or soil than the low

molecular weight homologues. Such a different adsorption could explain the change of

oligomeric distribution between the commercial product and the environmental samples.

Given the lack of data on the ecotoxicity, bioaccumulation factors, and persistence of the

different homologues, it is difficult to predict the environmental consequences of this change

of oligomeric distribution. For NPEO, it is known that the homologues with a short EO chain

are more toxic to aquatic organisms that the homologues with a long EO chain (Blasco, et al.,

2003). Nothing allows affirming that the same is true for trisiloxane surfactants.

Number of ethylene oxide groups

2 4 6 8 10 12 14

Con

cent

rati

on i

n ng

/L

0

2

4

6

8

10

12

14

16

18

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3.2 Degradation by hydrolysis

3.2.1 Initial recoveries

After first experiments showing a non-negligible adsorption of MD´(-(CH2)3-(EO)n-OCH3)M

on glass vials at 2 mg L-1 (total surfactant concentration), an alternative material was

investigated (detailed description in supplementary material Text S1, Table S1, and Figure

S1). Polypropylene bottles of 125 mL were found to be the best alternative. The initially

measured concentrations were very close to the expected concentrations (recoveries higher

than 80 %, except for the homologues n = 4 and n = 5 in buffer solution at pH 7).

3.2.2 Degradation kinetics

Hydrolysis is commonly described by a first-order kinetics and the following equations apply:

C = C0 e-kt (1)

or ln(C/C0)= -kt (2)

C is the remaining concentration of the test substance after a certain time (in mg L-1), C0 is the

initial concentration of the analyte, k is the hydrolysis rate constant (in d-1), t is the time (in d).

In Figure 5, ln(C/C0) is plotted as a function of time for all conditions applied in this study.

The curves are given for the homologues n = 6, n = 8, n = 10, and n = 12, as examples. The

curves obtained for the other homologues are given in supplementary material (Figure S2). At

pH 9 and 50 °C, more than 90 % of the initial test substance was already hydrolyzed after

1 day. The corresponding curves could therefore not be represented in Figure 5. The

hydrolysis rate was taken as the slope of the linear regression applied to the plots

ln(C/C0) = f(t) and the reaction half-time is calculated with: t1/2 = (ln 2)/k . The activation

energy (Ea in kJ mol-1) of the hydrolysis reaction was calculated based on the following

equation:

2T

1

1T

11kln 2kln

RaE

(3)

T is the absolute temperature, R is the gas constant (8.314 J mol-1 K-1). The hydrolysis rate

constant, the reaction half-life, the corresponding correlation coefficients and the activation

energy are summarized in Table 2.

The high correlation coefficients obtained at pH 9 confirm the good agreement with a first

order kinetics. At pH 7, 12°C and 25°C, the low correlation coefficients indicate that the

hydrolysis does not follow a first order kinetics law.

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Table 2: Hydrolysis rate constants, reaction half-life, correlation coefficients, and activation energy for the hydrolysis of MD (́-(CH2)3-(EO)n-OCH3)M under the

different conditions tested in this study; na: not applicable.

pH T in °C

T in K

k in d-1 t1/2 in d R² Ea in kJ mol-1

n=6 n=8 n=10 n=12 n=6 n=8 n=10 n=12 n=6 n=8 n=10 n=12 n=6 n=8 n=10 n = 12

pH 9 12 285 0.33±0.02 0.31±0.02 0.29±0.02 0.29±0.01 2 2 2 2 0.99 0.99 0.99 0.99

57 58 63 60 pH 9 25 298 0.9±0.2 0.9±0.2 0.9±0.2 0.9±0.1 0.7 0.8 0.7 0.8 0.94 0.94 0.94 0.96

pH 9 50 323 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a.

pH 7 12 285 0.005±0.007 0.004±0.005 0.002±0.005 0.003±0.005 151 198 289 210 0.08 0.07 0.04 0.06

89 75 90 77 pH 7 25 298 0.02±0.01 0.014±0.008 0.013±0.007 0.014±0.0008 29 50 55 51 0.48 0.34 0.35 0.35

pH 7 50 323 0.9±0.1 0.46±0.03 0.33±0.01 0.31±0.01 1 1 2 2 0.96 0.99 0.99 0.99

River water

pH 8 25 298 0.087±0.004 0.081±0.001 0.081±0.001 0.083±0.003 8 9 9 8 1.00 1.00 1.00 1.00 n.a. n.a. n.a. n.a.

River water filtrated

pH 8 25 298 0.105±0.005 0.101±0.002 0.102±0.002 0.102±0.002 7 7 7 7 0.99 1.00 1.00 1.00 n.a. n.a. n.a. n.a.

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Figure 5: Graphical representation of ln(C/C0) as a function of time for the homologues n=6, n=8, n=10,

and n=12, for pH 7 and 9 and temperature tested in the study: ( ) 12°C, ( ) 25°C, and ( ) 50°C.

pH 7, n=6

Time in days

0 10 20 30

ln(C

/C0)

-3

-2

-1

0

pH 7, n=8

Time in days

0 10 20 30

ln(C

/C0)

-3

-2

-1

0

pH 7, n=10

Time in days

0 10 20 30

ln(C

/C0)

-3

-2

-1

0

pH 7, n=12

Time in days

0 10 20 30

ln(C

/C0)

-3

-2

-1

0

pH 9, n = 6

Time in days

0 2 4 6 8 10

ln(C

/C0)

-3

-2

-1

0

pH 9, n = 8

Time in days

0 2 4 6 8 10

ln(C

/C0)

-3

-2

-1

0

pH 9, n = 10

Time in days

0 2 4 6 8 10

ln(C

/C0)

-3

-2

-1

0

pH 9, n = 12

Time in days

0 2 4 6 8 10

ln(C

/C0)

-3

-2

-1

0

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The hydrolysis rate clearly depends on the temperature and on the pH. The hydrolysis is faster

at pH 9 than at pH 7 and is also much faster at 50°C than at 25°C and 12°C. This confirms

that the trisiloxane surfactant is unstable at high temperatures and under alkaline conditions

but is rather stable at neutral pH and low temperatures. Those results are in good agreement

with previous observations that the surface tension of an aqueous solution of

MD´(-(CH2)3-(EO)n-OCH3)M at 0.1 % (6 < pH < 8) does not increase during at least 40 days,

indicating that no significant degradation occurs during this time period (Knoche et al., 1991).

Figure 6: Comparison of the hydrolysis rates of MD (́-(CH2)3-(EO)8-OCH3)M in buffers at pH 7 and pH 9

and in sterilized river water (filtrated and non-filtrated)

To be closer to environmental conditions, the hydrolysis was studied in sterilized river water

(Neckar river, pH 8) and sterilized filtrated river water. The curves obtained in deionized

water and river water are compared in Figure 6. In the samples of river water (pH 8), the

hydrolysis was faster than at pH 7 and slower than at pH 9, confirming the important

influence of the pH value on the hydrolysis rate. No significant difference was observed

between the filtrated and non-filtrated samples. Generally, in German rivers, the pH is around

8 and the temperature lies in the range 0°C - 25°C. Based on the results obtained in this study,

if one takes only into account the hydrolysis as an elimination mechanism, the trisiloxane

surfactant could persist several weeks in river water.

Additional experiments were conducted to check the influence of the concentration of

MD´(-(CH2)3-(EO)n-OCH3)M on hydrolysis rate. The hydrolysis was followed at pH 7 and

Time in days

0 10 20 30

ln C

/C0

-3

-2

-1

0

1Pure water pH 7Pure water pH 9River water non filtratedRiver water filtrated

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pH 9 and at 12°C, 25°C and 50°C, at 1 g L-1 in glass containers. Although not strictly

performed under sterile conditions (no use of a laminar flow cabinet), this test showed that the

degradation was slower at 1 g L-1 than at 2 mg L-1. At 1 g L-1, the concentration of

MD´(-(CH2)3-(EO)n-OCH3)M is higher than the critical micellar concentration (CMC is

80 mg L-1 (Knoche et al., 1991)), which means that micelles and free molecules exist together

in the solution. In a micelle in aqueous solution, the hydrophilic moiety points toward the

outside of the aggregate while the hydrophobic part is in the center of the micelle, protected

from nucleophilic attacks. The fact the siloxane chain, sensitive to hydrolysis, is protected in

the center of the micelle could explain why the hydrolysis is slower when the concentration is

higher than the CMC (Lundberg and Stjerndahl, 2011). In the aquatic environment, the

concentrations of MD´(-(CH2)3-(EO)n-OCH3)M are very unlikely to be above the CMC and

this phenomenon should not be relevant at environmental concentrations.

Under certain conditions, the hydrolysis of silicones is reversible (Spivack et al., 1997) and

this feature could explain certain experimental observations. At 1 g L-1, pH 7 and 12 °C, the

measured concentrations of MD´(-(CH2)3-(EO)n-OCH3)M were not regularly decreasing as

expected but were very variable, decreasing and then increasing again with regular time

intervals. This phenomenon was also observed by other authors during the degradation of

another silicone-based surfactant at 1 g L-1 in an aqueous solution (Laubie et al., 2013). It

seems that at those high concentrations and under certain conditions of pH and temperature,

the hydrolysis of the siloxane chain is reversible and a combination of hydrolysis and

condensation takes place. However, one can assume that the condensation requires relatively

high concentrations and is therefore not relevant under environmental conditions where the

typical concentrations are in the order of a few ng L-1.

The oligomeric distribution of MD´(-(CH2)3-(EO)n-OCH3)M was followed along the duration

of the test and no significant changes were observed (Figure 7).

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84

Figure 7: Evolution of the oligomeric distribution of MD (́-(CH2)3-(EO)n-OCH3)M during the hydrolysis

test at pH 9, 12°C.

At pH 9, the hydrolysis rate constants are similar for all homologues. All homologues are

hydrolyzed simultaneously and the shape of the distribution is not much modified: the center

stays at 7.5 EO groups, as illustrated by Figure 7. At pH 7, the shape of the oligomeric

distribution seemed to be modified during the experiment. The center was at 7.5 EO in the

initial solution and at 9 EO groups after 15 days at pH 7 and 50°C. However, as described in

details in the supplementary material, this effect is most likely due to the adsorption of the

homologues with n = 4 and n = 5 on the PP bottles. The hydrolysis rate constants determined

for these two homologues are consequently not representative of the hydrolysis itself and

were dismissed from our dataset. Those observations indicate that the difference of oligomeric

distribution between the river water samples and the commercial trisiloxane surfactant does

not come from different hydrolysis rates between the homologues of

MD´(-(CH2)3-(EO)n-OCH3)M.

Number of ethylene oxide groups

2 4 6 8 10 12 14

Con

cent

rati

on i

n m

g/L

0.0

0.1

0.2

0.3

0.4Day 0Day 1Day 2Day 3Day 4Day 7Day 15Day 23Day 30

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Figure 8: Proposed hydrolysis reaction of MD (́-(CH2)3-(EO)n-OCH3)M and relative evolution of the

concentrations of the trisiloxane surfactant homologue MD (́-(CH2)3-(EO)4-OCH3)M ( ) and the identified

degradation product ( ) over time for the experiment at pH 9, 12°C.

One degradation product formed by hydrolysis could be identified (product (1) in Figure 8) by

high resolution HPLC-(ESI)-TOF measurements (experimental settings in supplementary

material) and confirms the results previously obtained by Bonnington (2000). Since no

analytical standard was available for the degradation product (1), only the qualitative increase

of concentration of the degradation product (1) was followed during the study of hydrolysis.

The decay of MD´(-(CH2)3-(EO)4-OCH3)M and the qualitative increase of degradation

product (1) during the experiment at pH 9 and 12°C are shown as example in Figure 8. The

degradation product (1) is more polar than the initial trisiloxane surfactant and is therefore

suspected to be more mobile in the environment. The identified degradation product is in

good agreement with the results obtained by Laubie et al. (2013) when studying the

degradation of a polydimethylsiloxane-graft-polyethylene oxide (a silicone surfactant

containing various number of siloxane units and several pendant polyethylene oxide groups)

Time in days

0 5 10 15 20 25 30

C/C

0 fo

r M

-D´(

EO

4-O

CH

3)M

in

%

0

20

40

60

80

100

Pea

k ar

ea /

Ini

tial

pea

k ar

ea f

or

degr

adat

ion

prod

uct

(1)

in %

0

1000

2000

3000

4000

5000

6000

2H2O 2

n n

(1) (2)

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by NMR. The degradation product (2), trimethylsilanol, is known to be eliminated by

adsorption and by oxidation by OH radicals to give finally silica. The fate of the degradation

product (1) has not been studied yet and no data exist on its toxicity.

Conclusion

The measurements reported in this study indicate that the investigated trisiloxane surfactant is

not ubiquitously in the aquatic environment in measurable concentrations but can reach

surface waters on a local scale. The measured concentrations, in the low ng L-1 range, should

not represent a threat for the aquatic environment. However, more specific data on the chronic

ecotoxicity of MD´(-(CH2)3-(EO)n-OCH3)M would be necessary to draw a conclusion on its

effects in the aquatic environment.

To provide information on the importance of hydrolysis as an elimination mechanism of the

trisiloxane surfactant from the aquatic environment, the hydrolysis was studied under relevant

conditions of pH and temperature. Several factors influencing the hydrolysis rate could be

highlighted: the pH, temperature, and concentration. The obtained results indicate that under

environmental conditions (0 - 25°C, pH close to neutrality), taking only into account the

hydrolysis, the trisiloxane surfactant could persist several weeks. To formulate a definitive

statement on its persistence in the aquatic environment, it would be necessary to study the

biodegradation additionally.

One degradation product of MD´(-(CH2)3-(EO)n-OCH3)M could be tentatively identified by

high resolution mass spectrometry. It was found to be more polar than the trisiloxane

surfactant and it is thus expected to be more mobile in the environment. Data on the

environmental occurrence, fate, and ecotoxicity of the identified degradation product are

missing. In order to fully characterize the environmental impact of trisiloxane surfactants,

more research would be necessary to characterize the environmental occurrence, fate and

toxicity of their degradation products.

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87

Acknowledgments

This work was financially supported by the German Association for Gas and Water, a

registered technical-scientific association (Deutscher Verein des Gas- und Wasserfaches e.V.

DVGW), project W 2-01-10. We thank Dr. Marco Scheurer for the TOF measurements and

for the review of the manuscript.

References

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Bonnington, L.S., 2000. Analysis of organosilicone surfactants and their degradation products. PhD thesis, University of Waikato, Hamilton, New Zealand.

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Appendix A: Supplementary data

A.1 Discussion on the choice of containers for hydrolysis study as a function

of pH

The study was initially planned to be done in brown glass bottles, but the initial recoveries,

determined on day 0, right after spiking and homogenization, were not satisfying (less than

70 %, cf. Table S1 ). Given the surface active properties of the trisiloxane surfactants,

partition to interfaces was suspected and confirmed by several tests: i) when acetonitrile was

added to the aqueous solution before sampling (100 mL ACN for 100 mL solution), the

recoveries raised to almost 100 %, suggesting that the low recoveries were due to sorption on

interfaces (air/water or glass/water) rather than a fast degradation of

MD´(-(CH2)3-(EO)n-OCH3)M. ii) The possibility of loss by evaporation during sample

preparation was eliminated since less than 10 % difference was observed between samples

spiked before and after evaporation. Different containers were then tested to avoid sorption on

interfaces and to obtain satisfying initial recoveries. The results are shown in Table S1.

Sair/water stands for the contact surface between air and the solution and Scontainer/water refers to

the contact surface between the solution and the walls of the container.

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Table S1: Characteristics of the tested containers and initial recoveries (average over two replicates ± standard deviation) for aqueous solutions of

MD (́-(CH2)3-(EO)n-OCH3)M at 2 mg L-1.

Characteristics of the tested containers Recoveries in % Diameter

cm Height

cm Sair/water

cm² Scontainer/water

cm² Total S

cm² n=4 n=5 n=6 n=7 n=8 n=9 n=10 n=11 n=12

Average over all homologues

Brown glass 7 1.7 38 37 76 63±1 58.4±0.3 61±6 66±6 67±2 68.5±0.3 62.6±0.2 67±3 66±9 64

LDPE 1) 3.7 3.7 11 43 54 86±2 84.2±0.3 89±2 89±2 91±5 97±1 85±3 91±1 87±5 89

PFA 2) 4 3.7 13 46 59 97±16 92±9 90±5 89±5 95±11 87±0 87±5 84±8 84±3 89

PP 3) white cap square

section 5 2.1 20 33 53 81±4 86±3 85±6 91±3 95±3 100±2 94±3 96±2 98±2 92

PP colored cap round

section

2.6 9 5 73 79 109±14 104±4 100±1 94±1 96±7 95±10 89±10 96±16 92±6 97

PP white cap round section buffer pH 9

4.8 5.5 18 83 101 81±15 93±13 91±12 90±10 88±8 85±6 83±5 78±5 78±4 85

PP white cap round section buffer pH 7

4.8 5.5 18 83 101 63±4 79±7 82±7 84±6 84±6 82±6 81±6 77±6 78±5 79

1) Low Density Polyethylene; 2) Perfluoroalkoxy polymer; 3) Polypropylene.

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It seemed that the size and the shape of the container should be taken into account in the

selection of the appropriate container. Especially, a correlation could be found between the

recovery and the air/water contact area (Sair/water), as shown in Figure S1, suggesting a

partition of the surfactant molecules at the water/air interface.

Figure S1: Initial recoveries plotted over the air/water contact surface.

The possibility of adsorption on the walls of the PP bottles was also investigated. For that

purpose, a PP bottle previously filled with an aqueous solution of

MD´(-(CH2)3-(EO)n-OCH3)M at 2 mg L-1 (total surfactant concentration) was rinsed with

water and then extracted with a few mL of methanol. The extract was blown down to dryness,

reconstituted with the HPLC buffers, and analyzed by HPLC-MS/MS. The amount found on

the walls were respectively 50 %, 16 %, and 6 % of the initial concentration for the

homologues with n = 4, 5, and 6 and less than 2 % for the homologues with n > 6. This

proved that a significant adsorption of the homologues with n = 4 and 5 takes place on the PP

bottles. Those observations seem to confirm that in purely aqueous solution, the surfactant

molecules tend to migrate to the interfaces air/solution and container/solution. This creates an

unhomogeneity which is not favorable to a precise determination of the concentration in the

bulk of the solution. To minimize this phenomenon, the container type is chosen to minimize

the air/solution interface. In order to be adapted to the study, several other conditions were

required. The container should be big enough to contain 100 mL, be autoclavable, and be

possible to close tightly. Taking all those criteria, polypropylene bottles with a round section

appeared as a good compromise (good recoveries for MD´(-(CH2)3-(EO)n-OCH3)M with n > 5

Air/water contact surface in cm²

0 10 20 30 40

Rec

over

y in

%

50

60

70

80

90

100

110

Brown glassLDPEPFAPP white cap square sectionPP colored cap round sectionPP white cap round section

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Chapter 3

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in an aqueous solution, possibility to be autoclaved, resistance to temperatures up to 135°C,

availability in different volumes and shapes, low price) and were selected to carry out the

study.

The partition seems to depend also on:

- the concentration: no low initial recoveries were observed for aqueous solution in brown

glass bottles at 1 g L-1 (total surfactant concentration).

- the composition of the aqueous phase: initial recoveries were higher for the aqueous

solution buffered at pH 9 than at pH 7.

The possible influence of the sorption on glass on the determined concentrations in

environmental samples was verified: For that purpose, Neckar water was taken in different

containers (brown glass, PP, and PFA) and was spiked with MD´(-(CH2)3-(EO)n-OCH3)M to

reach 50 ng L-1 (total surfactant concentration). The samples were prepared and analyzed with

the described method and the obtained peak areas were compared. No differences higher than

15 % were observed, indicating that for river water in the ng L-1 range, the type of container

used for sampling does not significantly influence the determined concentration.

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Figure S 2: Graphical representation of ln(C/C0) as a function of time for the homologues n=5, n=7, n=9,

and n=11, for all conditions of pH and temperature tested in the study: ( ) 12°C, ( ) 25°C, and ( ) 50°C.

pH 7, n = 5

Time in days

0 10 20 30

ln(C

/C0)

-3

-2

-1

0

pH 7, n = 7

Time in days

0 10 20 30

ln(C

/C0)

-3

-2

-1

0

pH 7, n = 9

Time in days

0 10 20 30

ln(C

/C0)

-3

-2

-1

0

pH 7, n = 11

Time in days

0 10 20 30

ln(C

/C0)

-3

-2

-1

0

pH 9, n = 5

Time in days

0 2 4 6 8 10

ln(C

/C0)

-3

-2

-1

0

pH 9, n = 7

Time in days

0 2 4 6 8 10

ln(C

/C0)

-3

-2

-1

0

pH 9, n = 9

Time in days

0 2 4 6 8 10

ln(C

/C0)

-3

-2

-1

0

pH 9, n = 11

Time in days

0 2 4 6 8 10

ln(C

/C0)

-3

-2

-1

0

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A.2 Description of the identification of degradation products by HPLC-ESI-

TOF

The identification of degradation products was performed by high resolution mass

spectrometry, on a HPLC-ESI-TOF system. The HPLC unit was a 1290 high performance LC

system (Agilent Technologies, Waldbronn, Germany) equipped with a solvent cabinet, a

micro vacuum degasser, a binary pump, a high-performance autosampler with two 54 vial

plates, and a temperature controlled column compartment. The separation was carried out on a

PolymerX RP-1 (250 mm × 4.6 mm i.d., 5 µm, 100 Å) from Phenomenex. The series 1290

system was coupled with a 6540 UHD Q-TOF mass spectrometer (Agilent Technologies,

Waldbronn, Germany). A one year old solution of MD´(-(CH2)3-(EO)n-OCH3)M at 1 g L-1 in

MilliQ water was analysed by HPLC-MS. A very high number of masses were observed.

Most of the masses belonged to series, where the distance between two peaks is 44 Da, which

corresponds to one CH2CH2O group. The most intense series were investigated and three

structures could be attributed thanks to the exact mass and the isotopic pattern (Figure S 3). In

the case of silicon based molecules, the high resolution mass spectrometry is especially useful

to discriminate between Si-O and CH2CH2O groups which both have a mass of 44 Da.

Figure S 3: Identified degradation products of MD (́-(CH2)3-(EO)n-OCH3)M.

In order to be detected by HPLC-ESI-MS, the degradation products have to be ionized in the

source of the mass spectrometer. Only molecules with an ethylene oxide moiety were able to

be ionized by forming NH4+ adducts. The number of degradation products that can be

identified by ESI-MS is therefore limited and other techniques would be necessary. The

corresponding masses were followed during the hydrolysis study and only the degradation

product (1) showed a significant increase of its intensity during the time scale of the study.

n n

n

(1) (2) (3)

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96

Figure S 4: a: HPLC-MS/MS chromatograms of direct injections of MD (́-(CH2)3-(EO)n-OCH3)M at

20 µg L-1 (Figure S4 a) and Triton X-100 at 1 mg L-1 (Figure S4 b).

a

2 4 6 8 10 12 14 16 18 20 22 24 26 0.0

4.0e3

8.0e3

1.2e4

1.6e4

2.0e4

2.4e4

2.8e4

Time in min

n = 4, 488/103 488/381

n = 6, 576/103 576/147

664/103

n = 8 664/221

752/103 n = 10 752/221

840/103 n = 12 840/221

Si O Si O Si

C H 2 C H 2

C H 2 (EO) n OCH 3

n = 8, 576/147

C H 3

C H 3 C H 3

C H 3

C H 3

O (EO) n OH

b

2 4 6 8 10 12 14 16 18 20 22 24 26 28

0.0

2.0e3

4.0e3

6.0e3

8.0e3

1.0e4

1.2e4

1.4e4

1.6e4

1.8e4

Time in min

n = 7, 532/147

n = 9, 620/147

n = 13, 796/147

Inte

nsit

y in

cps

Inte

nsit

y in

cps

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Chapter 4

Mobility of a polyether trisiloxane surfactant on

soil: soil/water distribution coefficients and

leaching in a soil column

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TABLE OF CONTENTS

Abstract .................................................................................................................................... 99 

1.  Introduction .................................................................................................................... 100 

2.  Materials and methods ................................................................................................... 102 

2.1  Chemicals .................................................................................................................. 102 

2.2  HPLC-MS/MS analysis ............................................................................................ 102 

2.3  Soil extraction ........................................................................................................... 103 

2.4  Sorption experiment .................................................................................................. 103 

2.4.1  Soils .................................................................................................................. 103 

2.4.2  Preliminary experiment .................................................................................... 104 

2.4.3  Sorption kinetics ............................................................................................... 104 

2.4.4  Sorption isotherms ............................................................................................ 104 

2.5  Leaching in soil column ............................................................................................ 104 

3.  Results and discussion .................................................................................................... 106 

3.1  Sorption using a batch equilibrium method .............................................................. 106 

3.1.1  Preliminary experiment .................................................................................... 106 

3.1.2  Sorption kinetics ............................................................................................... 106 

3.1.3  Sorption isotherms ............................................................................................ 109 

3.2  Leaching in soil column ............................................................................................ 114 

3.2.1  Acesulfame as a tracer ...................................................................................... 114 

3.2.2  The trisiloxane surfactant HANSA ADD 1055 ................................................ 115 

Conclusion .............................................................................................................................. 119 

Acknowledgments .................................................................................................................. 119 

References .............................................................................................................................. 120 

Appendix A ............................................................................................................................ 122 

References .............................................................................................................................. 132 

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Abstract

Polyether trisiloxane surfactants are widespread used as agricultural adjuvants because they

increase the activity and the rainfastness of pesticides. On the contrary to pesticides, the

environmental fate of agricultural adjuvants has not been much investigated, yet. Especially

for trisiloxane surfactants, the knowledge on their environmental fate is scarce. To fill this

gap, the mobility of a polyether trisiloxane surfactant on soil was studied. With a sorption

batch equilibrium method, distribution coefficients between water and soil (Kd, Koc, and Kclay)

were estimated for two standard soils (loam and sandy loam) and for every homologue of the

trisiloxane surfactant. The obtained values for Kd were between 15 L kg-1 and 135 L kg-1,

indicating that the trisiloxane surfactant is only slightly mobile in soil. The leaching in soil

column was studied in a worst case scenario where the application of the trisiloxane surfactant

was done on quartz sand and was immediately followed by a heavy rainfall. At the end of the

experiment, less than 0.01 % of the initially applied trisiloxane surfactant has leached through

20 cm of quartz sand. Based on the Kd values and on the results of the leaching in soil

column, the studied trisiloxane surfactant seems to be unlikely to reach ground water after

application as agricultural adjuvant.

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1. Introduction

Trisiloxane surfactants are increasingly used as agricultural adjuvants in combination with

herbicides, fungicides, insecticides, nutrients, or growth regulators because of their ability to

improve the activity and application characteristics of plant protection products. They reduce

the surface tension of water from 72 mN m-1 to 22 mN m-1 (at 24°C and 0.1 %) and promote a

rapid and important spreading on hydrophobic surfaces like leaves (Penner et al., 1999;

Knoche et al., 1991). This effect gave them the name of superspreaders or superwetters. The

chemical structures of the three main trisiloxane surfactants used in agriculture are

represented in Figure 1, together with an illustration of spreading on a leaf, with and without

silicone surfactant.

Figure 1: (a) Chemical structure of the three main trisiloxane surfactants used in agriculture. M stands

for (CH3)3-Si-O1/2-, D’ for O1/2-Si(CH3)(R )́-O1/2-; (b) Wetting of a leaf by water with (lower part) and

without (upper part) trisiloxane surfactant.

When used as agricultural adjuvants, trisiloxane surfactants may reach the soil compartment

and could enter the aquatic environment by leaching to groundwater or by runoff from land

into surface waters (Cornejo et al., 2000; Organisation for Economic Co-operation and

Development, 2000). Knowledge of their behavior on soil is needed to estimate their potential

for leaching and runoff and therefore to assess the potential exposure of the aquatic

environment to trisiloxane surfactants. This knowledge is particularly important since data on

the toxicity of trisiloxane surfactants to the aquatic environment are scarce. The toxicity of the

trisiloxane surfactant has been studied on several aquatic organisms: The No Observed Effect

Concentration (NOEC) has been found at 0.56 mg L-1 for Zebra Fish (96 h exposure time) and

at 3.2 mg L-1 for Rainbow Trout (96 h exposure time); regarding the toxicity to algae, the

NOEC to Selenastrum capricornutum was determined at 1 mg L-1 (96 h exposure); and the

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NOECs were 10 mg L-1 and 25 mg L-1 for Daphnia similis and Daphnia magna, respectively

(both 48 h exposure). No data on the chronic toxicity of the trisiloxane surfactant to aquatic

organisms are available. On the contrary to pesticides, the behavior of adjuvants on soil has

not been much investigated yet, partly due to the lower application rates compared to the

pesticides themselves. Among non-ionic surfactants used as agricultural adjuvants, most of

the existing studies focus on alcohol ethoxylates, alkylamine ethoxylates, or alkylphenol

ethoxylates (Krogh et al., 2003), but the higher efficiency of trisiloxane surfactants to reduce

surface tension compared to carbon-based surfactants raises the question of their particular

behavior on soil. A study already exists on the fate of one trisiloxane surfactant

(R = C(O)CH3) on soil but the lack of a specific analytical method led to ambiguous results

(Griessbach et al., 1997; Griessbach et al., 1998). The test substance was a trisiloxane

surfactant, 14C-radiolabelled at the terminal methyl group of the hydrophilic moiety, and the

detection was performed by liquid scintillation counting. The sorption/desorption experiments

concluded that the trisiloxane surfactant is immobile on soil (KF between 8 µg1-1/n(cm³)1/ng-1

and 75 µg1-1/n(cm³)1/ng-1) (Griessbach et al., 1997) while a soil column leaching experiment

revealed the presence of 14C-radiolabelled substance in the leachate, without possible

discrimination between the trisiloxane surfactant or its degradation products (Griessbach et

al., 1998).

The degree of sorption on soil depends on the properties of the soil (organic matter, clay

content, metallic oxides, for example) and of the sorbate (Navarro et al., 2007). Due to the

surfactant nature of the trisiloxane, the prediction of the behavior on soil is difficult.

Surfactants contain two distinct parts, each having different physico-chemical properties and

different affinities for the soil components. To gain information on the behavior of a

trisiloxane surfactant on soil, two studies have been carried out and are reported in this paper:

sorption/desorption experiments according to the OECD guideline 106 (Organisation for

Economic Co-operation and Development, 2000) and leaching in soil column experiments.

The aim of the sorption/desorption experiments was not to elucidate the sorption mechanism

of the trisiloxane surfactant but to provide representative values of the sorption coefficients on

agricultural soils. The aim of the lysimeter experiments was to estimate its potential for

leaching throughout the soil in a worst case scenario where the application of the trisiloxane

surfactant is done on quartz sand and immediately followed by a simulated heavy rainfall. If

no leaching would be observed in this case, one could reasonably estimate that the chances for

trisiloxane surfactants to reach ground water are very low. This work focuses on one

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trisiloxane surfactant, with R = CH3 (CAS: 27306-78-1), Figure 1, denoted MD´(-(CH2)3-

(EO)n-OCH3)M in this paper.

2. Materials and methods

2.1 Chemicals

The reference substance of the trisiloxane surfactant used for the sorption experiments was

purchased from ABCR (Karlsruhe, Germany) and had a purity of 90 %. Stock solutions were

prepared in methanol and were stored at -18 °C. The soil column experiments were performed

with a commercial trisiloxane surfactant, HANSA ADD 1055, provided by CHT R. Beitlich

(Tübingen, Germany). The acesulfame potassium used as a tracer in the soil column

experiment was purchased from Fluka (Buchs, Switzerland) and the standard of acesulfame

potassium (purity > 99 %) used for analysis was purchased from Fluka (Steinheim, Germany).

All organic solvents used for the analysis were of HPLC grade. Their purity was at least

99.8 %. Methanol and dichloromethane were provided by Carl Roth GmbH (Karlsruhe,

Germany), tetrahydrofurane and isopropanol were purchased from Merck (Darmstadt,

Germany) and acetonitrile was obtained from Scharlau S.L. (Sentmenat, Spain). Ultrapure

water was produced by an Arium 611 UV laboratory water purification system from Sartorius

(Göttingen, Germany). Ammonium acetate was purchased from Fluka (Steinheim, Germany,

purity > 98.0 %) and calcium chloride was obtained from Merck (Darmstadt, Germany).

2.2 HPLC-MS/MS analysis

The analysis of MD´(-(CH2)3-(EO)n-OCH3)M was performed by HPLC-MS/MS, according to

Michel et al. (2012), either by direct injection or after liquid-liquid extraction by

dichloromethane. The sample preparation by liquid-liquid extraction with dichloromethane

was carried out as described in Michel et al. (2012). For direct injection, 500 µL of sample

were transferred in a HPLC vial, blown down to dryness under nitrogen, and reconstituted

with eluent A. The HPLC unit was a 1200 HPLC system (Agilent Technologies, Waldbronn,

Germany) equipped with a solvent cabinet, a micro vacuum degasser, a binary pump, a high-

performance autosampler with 54 vial plates and a temperature controlled column

compartment. The conditions applied for the chromatographic separation are summarized in

the Table S 2 of the supplementary material. The detection was achieved with a triple

quadrupole mass spectrometer API 4000 Q-Trap (Applied Biosystems/MDS Sciex

Instruments, Concord, Canada) equipped with an ESI source and used in multiple reaction

monitoring (MRM) mode. The mass spectrometer was operated in positive ionization mode

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103

and silicone surfactant homologues were detected as ammonium adducts. Data acquisition

was performed with the Analyst software (version 1.5.1). All glassware was treated in a

pyrolysis oven model LHT6 / 120 from Carbolite (Hope Valley, England) at 550 °C for

60 min after use. The limits of quantifications were calculated for each homologue from the

residual standard deviation of the linear calibration function. They were between 0.9 ng L-1

and 3.1 ng L-1 for the samples analyzed after liquid-liquid extraction and between 4 µg L-1

and 20 µg L-1 for the samples analyzed by direct injection. The individual values for each

homologue are given in supplementary material (Table S 1). The analytical method is

specific, sensitive and allows obtaining information on the oligomeric distribution of the

trisiloxane surfactant.

The analysis of acesulfame was performed on the same HPLC-MS/MS system as the

trisiloxane surfactant. The chromatographic conditions are summarized in the Table S 2 of the

electronic supplementary material. All samples for acesulfame were analyzed by direct

injection: to 500 µL of sample, 50 µL of internal standard (acesulfame–d4) at 0.1 mg L-1 were

added, the sample was blown down to dryness and reconstituted with 100 µL of eluent B’ and

400 µL of eluent A’ before injection of 10 µL on the HPLC-MS/MS.

2.3 Soil extraction

The soil to be extracted was weighted in an aluminum plate (Carl Roth, Karlsruhe, Germany)

and freeze-dried (Christ Beta 2-16, Osterode am Harz, Germany). The water content of the

soil was determined as the weight difference of soil sample before and after freeze-drying. For

extraction, 2 g of dried soil were weighted in a 50 mL glass flask and were sonicated for

10 min with 10 mL of methanol. The system was centrifuged and the supernatant solvent was

collected. The extraction was repeated three times and all three extracts were combined. The

final extract was blown down to dryness and reconstituted with the eluent A followed by

analysis by HPLC-MS/MS. For each soil analysis, triplicates were prepared.

2.4 Sorption experiment

2.4.1 Soils

The three standard soils, LUFA No. 2.1, 2.4, and 5M, used for the sorption experiment were

purchased from Landwirtschaftliche Untersuchungs- und Forschungsanstalt Speyer (LUFA

Speyer, Germany). The characteristics of the soils are given in supplementary material,

Table S 3.

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2.4.2 Preliminary experiment

The preliminary experiment was carried out on soils 2.1, 2.4, and 5M, and for each soil, three

soil/solution ratios were tested: 1/10: 10 g of soil; 1/25: 4 g of soil; 1/50: 2 g of soil. The

soil/solution systems were prepared by weighting the amount of soil and adding 100 mL of

CaCl2 solution at 0.01 M. After overnight equilibration (overhead shaker C. Gerhardt GmbH

& Co. KG, Königswinter, Germany), the systems were spiked with MD´(-(CH2)3-(EO)n-

OCH3)M to reach 2 mg L-1, the aqueous phases were sampled and analyzed after 4 h, 6 h,

24 h, 48 h. The aim of the preliminary experiment was to determine the best soil/solution ratio

and the time required for sorption equilibrium.

2.4.3 Sorption kinetics

According to the results of the preliminary experiment, the sorption kinetics was studied at

2 mg L-1, on soils 2.4 and 5M, and with a soil/solution ratio 1/25. The parallel method was

adopted for the study, which means that for each soil, 10 samples with the same soil/solution

ratio were prepared, as many as time intervals chosen for the study. At each sampling point

(after 2 h, 4 h, 6 h, 8 h, and 24 h), duplicates were centrifuged for 15 min at 1500 rounds min-1

(8K centrifuge from Sigma, Osterode am Harz, Germany) to separate the aqueous phase and

the solid phase. The aqueous phase was sampled and analyzed by direct injection on HPLC-

MS/MS and the solid phase was extracted and analyzed according to the procedure described

above. This procedure was repeated at each sampling point.

2.4.4 Sorption isotherms

The sorption isotherms were obtained on soils 2.4 and 5M, with a soil/solution ratio of 1/25

and using five different concentrations of trisiloxane surfactant: 2 mg L-1, 1.5 mg L-1,

1 mg L-1, 0.5 mg L-1, 0.1 mg L-1. Two replicates were prepared for each concentration. Both

the solid phase and the aqueous phase, were analyzed separately. The concentrations of

MD´(-(CH2)3-(EO)n-OCH3)M measured in each phase were used to build the sorption

isotherms.

2.5 Leaching in soil column

The leaching in soil column was studied on a lab lysimeter from EcoTech Umwelt-

Messsysteme GmbH, Bonn, Germany. The lysimeter consisted of a polypropylene cylinder of

25 cm length and 30 cm diameter, covered on top by a sprinkling head equipped with stainless

steel needles of 0.40 mm diameter, and at the bottom with a polyamide membrane with a pore

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Chapter 4

105

size of 0.45 µm. The cylinder was filled with 20 cm of medium sized quartz sand from Carlo

Bernasconi AG, Zurich, Switzerland. Characteristics of this sand are given in the

supplementary material, Table S 4. A short soil column (20 cm) was chosen for this study

based on the results of the sorption studies, indicating a strong sorption of the trisiloxane

surfactant on soil. The column was equipped with pH meters and pF meters located at 10 cm,

15 cm, and 20 cm depth. Before the beginning of the experiment, the column was filled with

quartz sand, conditioned with deionized water to reach the maximal water holding capacity,

and was then allowed to drain off by gravity for 24 h. The pore volume was calculated from

the weight difference between the water saturated column and the dry column and was

estimated at 3.42 L. The porosity, calculated as the ratio of pore volume over the total volume

of sand in the column has been estimated at 0.24. 7923 µg of HANSA ADD 1055 and 454 µg

of acesulfame were applied as 113 mL of a solution of HANSA ADD 1055 (70 mg L-1) and

acesulfame (4 mg L-1) in deionized water. The application was done with a sprayer of 500 mL

(Bürkle GmbH, Bad Bellingen, Germany). The amount of trisiloxane surfactant applied

corresponded to 1.1 L ha-1 which is approximately ten times more than the normal application

rate of HANSA ADD 1055 on agricultural fields. Immediately after application, artificial

rainfall was simulated by a peristaltic pump delivering deionized water at a constant flow rate

of 9.5 mm h-1, which corresponds to a heavy rainfall. A peristaltic pump connected at the

bottom of the lysimeter and set at -190 hPa allowed the water to leach through the column

with a constant flow. Pore water samples were taken at 5 cm, 10 cm, and 15 cm depth by

means of PTFE tubes connected to 10 mL polypropylene syringes. The leachate, i.e. the water

collected at the bottom of the column, was quantitatively collected in a 10 L polypropylene

bottle and regularly sampled: every hour during the first day, and then once or twice per day

for 6 days. Samples taken between 5 cm and 15 cm, were analyzed by direct injection on

HPLC-MS/MS, while the leachate samples were concentrated by liquid-liquid extraction

before analysis by HPLC-MS/MS. After the experiment, the soil was removed and separated

in seven segments: 0-2 cm, 2-4 cm, 4-6 cm, 6-8 cm, 8-10 cm, 10-15 cm, 15-20 cm. The sand

corresponding to each segment was carefully homogenized and was stored in freezer at -18°C

until extraction and analysis according to the method described above.

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3. Results and discussion

3.1 Sorption using a batch equilibrium method

3.1.1 Preliminary experiment

A comprehensive description of the results is given in the supplementary material

(Figure S 1). On soils 2.4 and 5M, the sorption equilibrium was reached after 24 h. On soil

2.1, no sorption equilibrium could be obtained, even after 48 h. Given that the soil 2.1 is

acidic (pH 5.2) (United States Department of Agriculture, 2013) and that

MD´(-(CH2)3-(EO)n-OCH3)M is known to be very sensitive to hydrolysis, one can assume

that the lack of sorption equilibrium reflects the degradation of MD´(-(CH2)3-(EO)n-OCH3)M.

This result suggests that in contact with wet acidic soils, the degradation of MD´(-(CH2)3-

(EO)n-OCH3)M by hydrolysis is quite fast.

3.1.2 Sorption kinetics

The kinetics of sorption on soils 2.4 and 5M is detailed in the supplementary material, Figures

S 2 and S 3. The distribution of all homologues between the aqueous phase and the soil at

sorption equilibrium (after 24 h) is shown in Figure 2, together with the mass balance.

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107

Figure 2: Distribution of every homologue of MD (́-(CH2)3-(EO)n-OCH3)M between the aqueous phase

and the soil together with the mass balance on soil 2.4 and 5M.

Both for soils 2.4 and 5M, a satisfying mass balance was obtained (between 80 % and 110 %,

except for the homologue n = 4). The total amount of test substance initially applied was

recovered, either in the soil or in the aqueous phase which means that

MD´(-(CH2)3-(EO)n-OCH3)M did not degrade during the time of the experiment. As already

described in a previous paper (Michel et al., 2014), adsorption of the homologue n = 4 on PP

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108

container is possible under certain conditions. Due to the experimental uncertainty resulting

from this phenomenon, MD´(-(CH2)3-(EO)4-OCH3)M was dismissed from the data set for the

estimation of the sorption coefficients.

It appears clearly on Figure 2 that the extent of sorption increases with the number of ethylene

oxide groups, especially for the soil 5M. This result can at first be considered as

contradictory. Since the hydrophilicity of MD´(-(CH2)3-(EO)n-OCH3)M increases with the

number of EO, it is expected that the homologues with a longer EO chain partition rather to

the aqueous phase. However, it is known from the study of other ethoxylated surfactants that

the sorption on soil is the result of different sorption mechanisms (Lara-Martín et al., 2008):

hydrophobic interactions between the hydrophobic moiety of the surfactant and the particulate

phase and hydrophilic interactions through hydrogen bonds between the EO chain and the

clay mineral of the solid phase (Krogh et al., 2003). In the case of

MD´(-(CH2)3-(EO)n-OCH3)M, all homologues have the same hydrophobic moiety. The

difference of sorption between the homologues therefore highlights the existence of

hydrophilic interactions between the EO chain and the soil.

The distribution coefficients Kd (in L kg-1) were calculated based on the following equation:

(eq)ads aq

C

(eq)adss

C

dK (1)

Csads(eq) is the content of substance sorbed on the soil at sorption equilibrium (in µg g-1) and

Caqads (eq) is the mass concentration of the substance in the aqueous phase at sorption

equilibrium (in mg L-1).

The results reported in this paper do not allow determining which mechanisms are involved in

the sorption of trisiloxane surfactant and which factor has a dominating influence. However, it

is probable that the extent of sorption depends on the organic content and the clay content of

the soil. For this reason both the organic carbon normalized coefficient (Koc) and the clay

content normalized coefficient (Kclay) (Cornejo et al., 2000) have been calculated, according

to the following equations:

%oc

100dKocK (2)

%clay

100dKclayK (3)

The obtained values of Kd, Koc, and Kclay are summarized in Table 1. The higher the Kd value,

the less likely a chemical will move throughout the soil. On soil 2.4 and 5M, log Koc for

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109

MD´(-(CH2)3-(EO)n-OCH3)M is between 3 and 4, which corresponds to a slightly mobile

compound (Food and Agriculture Organization of the United Nations, 2000).

3.1.3 Sorption isotherms

According to the Freundlich sorption equation:

(eq)adsaqC log

adsn

1

FadsK log(eq)ads

sC log (4)

Where Csads (eq) is the concentration of substance sorbed on the soil at sorption equilibrium

(in µg g-1), Caqads (eq) is the concentration of the substance in the aqueous phase at sorption

equilibrium (in µg mL-1), KadsF is the Freundlich sorption coefficient (in µg1-1/n(cm³)1/ng-1),

and nads is the regression constant. The Freundlich coefficient gives an indication on the extent

of sorption: it represents the concentration of test substance in the soil when the concentration

in the aqueous phase is equal to 1 µg mL-1. 1/nads takes into account the non-linearity of the

sorption and generally ranges between 0.7 and 1.0. KadsF, 1/nads, and the correlation

coefficients (Rads²) were determined for all homologues by fitting the experimental data to the

Freundlich equation and the obtained values are summarized in Table 1. The sorption

isotherm for the homologue n = 7 is represented as an example in Figure 3. All other sorption

isotherms are given in the supplementary material (Figure S 4 and S 5).

The correlation coefficients for the sorption isotherms are almost all above 0.99, showing that

the sorption of the trisiloxane surfactant follows the Freundlich model. The KadsF values

obtained on soil 2.4 were higher than the one obtained on soil 5M. The soil 2.4 has higher

organic carbon content and clay content, both factors which promote sorption.

If the coefficients 1/nads would be equal to one, KFads would be equal to Kd and the plot of

Csads as a function of Caq

ads would be linear. For the trisiloxane surfactant studied, 1/nads is

close to one.

The Freundlich sorption coefficient had already been measured for another trisiloxane

surfactant, MD´(-(CH2)3-(EO)7-OC(O)CH3)M, on five different soils and was found to be

between 7.4 µg1-1/n(cm³)1/ng-1 and 75.2 µg1-1/n(cm³)1/ng-1 (Griessbach et al., 1997). Direct

comparison with the current results is not possible given that the soils and the test substances

are different. However, one can notice that the values of KadsF for MD´(-(CH2)3-(EO)n-

OCH3)M and MD´(-(CH2)3-(EO)7-OC(O)CH3)M are in the same order of magnitude.

Furthermore, in the work from Griessbach et al (1997), no homologue specific Freundlich

sorption coefficients had been determined. It was therefore not possible to observe the

influence of the EO chain length on sorption.

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110

The measured Kd coefficients were compared to the Kd coefficients predicted from the Kow

values of the trisiloxane surfactant (cf chapter 1, section 4.2.1) according to the following the

equation (Gerstl and Mingelgrin, 1984):

log Kom = 4.4 + 0.72 · log Kow (5)

Where Kom = 1.724

Kd ·

%oc

100

The predicted Kd values for MD´(-(CH2)3-(EO)n-OCH3)M on the soils 2.4 and 5M were in the

range 2 104 L kg-1 – 6 105 L kg-1, several orders of magnitude away from the measured values.

The equation (5) is based on the assumptions that the organic matter of the soil is the main

factor influencing the sorption of the test substance and that the involved interactions are

mainly non-polar. The significant difference between the measured and predicted Kd values

may be a hint that the initial assumptions of the equation (5) are not applicable to the

trisiloxane surfactant. Organic matter of the soil may not be the main factor influencing the

sorption of the trisiloxane surfactant on soil and interactions others that non-polar interactions

may be involved.

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111

Figure 3 Sorption isotherm of MD (́-(CH2)3-(EO)7-OCH3)M on soil 2.4 and 5M.

To ensure reliable results in spite of the lack of internal standard, the extraction recovery and

the matrix effect were evaluated for each soil and at each concentration applied in this study.

For the extraction recovery, triplicates of fresh soil samples were spiked before extraction

with MD´(-(CH2)3-(EO)n-OCH3)M to reach the desired concentration. After freeze-drying and

extraction, the obtained samples were analyzed by HPLC-MS/MS and compared to an

external standard. The extraction yield was calculated as the ratio of peak area in the sample

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs i

n µ

g g-1

0.01

0.1

1

10

100

Sorption isotherm soil 2.4

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs

in µ

g g-1

0.01

0.1

1

10

Sorption isotherm soil 5M

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Chapter 4

112

spiked before extraction over the peak area in the external standard. The obtained extraction

recoveries were between 70 % and 90 % and were included in the calculation of the amount

of MD´(-(CH2)3-(EO)n-OCH3)M adsorbed on soil. To test the matrix effect for the analysis of

solid samples, triplicates of fresh soil samples were extracted with the previously described

procedure and MD´(-(CH2)3-(EO)n-OCH3)M was spiked after extraction at a level of

2 mg L-1. The obtained signal was compared to an external standard. Less than 10 %

difference was observed, indicating that no significant matrix effect occurs. Matrix effect for

the analysis of the aqueous phase of the soil/solution systems was tested by equilibrating

overnight a soil/solution system, separating the aqueous and solid phase by centrifugation and

by spiking the aqueous phase with MD´(-(CH2)3-(EO)n-OCH3)M at five levels of

concentrations (2 mg L-1, 1.5 mg L-1, 1 mg L-1, 0.5 mg L-1, 0.1 mg L-1) corresponding to the

five concentrations used to obtain the sorption isotherms. The spiked samples were compared

to external standards and less than 10 % difference was observed confirming the absence of

matrix effect.

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Table 1: Sorption coefficient (Kd in L kg-1), organic carbon normalized sorption coefficient (Koc in L kg-1), clay content normalized sorption coefficient (Kclay in L kg-1),

Freundlich sorption (KadsF µg1-1/n(cm³)1/ng-1), regression constants (nads), and correlation coefficients (Rads²) for all homologues of MD (́-(CH2)3-(EO)n-OCH3)M on both

soils studied.

Soil 2.4 Soil 5M

n Kd at 2 mg L-1 Koc 2 mg L

-1 Kclay 2 mg L-1 Kads

F 1/nads Rads² Kd at 2 mg L-1 Koc 2 mg L

-1 Kclay 2 mg L-1 Kads

F 1/nads Rads²

5 59 2687 227 46.2 0.9485 0.99 22 2368 196 20.1 0.9658 1.00

6 49 2214 187 39.7 0.9307 0.99 20 2092 173 18.5 0.9571 1.00

7 43 1930 163 36.4 0.9225 0.99 21 2165 179 18.2 0.9182 1.00

8 44 1998 169 36.1 0.9163 0.99 25 2656 219 21.6 0.9195 1.00

9 52 2334 197 38.2 0.8912 0.99 36 3759 311 27.2 0.8763 1.00

10 64 2896 244 42.7 0.8692 0.99 51 5345 442 33.4 0.8424 1.00

11 85 3867 326 51.0 0.8577 1.00 84 8844 731 47.1 0.8333 1.00

12 133 6039 509 58.8 0.8341 0.99 132 13862 1145 59.3 0.8178 1.00

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114

3.2 Leaching in soil column

3.2.1 Acesulfame as a tracer

In order to evaluate the leaching ability of the trisiloxane surfactant, the use of a conservative

substance applied simultaneously with MD´(-(CH2)3-(EO)n-OCH3)M was desired. In order to

be a good reference, the chosen substance must meet several criteria: it should not be retained

by the soil, it should be stable during the time scale of the experiment, and it should not

interact with the test substance. Ionic compounds are commonly used for that purpose.

However, since MD´(-(CH2)3-(EO)n-OCH3)M forms complexes with several cations (K+, Na+,

or NH4+ for instance (Bonnington, 2000)), the simultaneous application of

MD´(-(CH2)3-(EO)n-OCH3)M with a cation might change its leaching behavior. As a

consequence, acesulfame was chosen as an alternative reference. Because of its persistence

and mobility in soil, acesulfame is considered as a tracer of wastewater impact on

groundwater (Robertson et al., 2013; Van Stempvoort et al., 2011a; Van Stempvoort et al.,

2011b). One can assume that at the scale of our experiment, and with the type of soil used in

this study, acesulfame will not be degraded and will not be retained by the soil. Moreover, the

low limits of quantification reached by HPLC-MS/MS allow applying a small quantity of

acesulfame, reducing the eventual interactions with the trisiloxane surfactant. Two results

confirmed the applicability of acesulfame as a tracer in this soil column experiment: i) a

preliminary study on a quartz sand column of 70 cm depth showed that acesulfame and CsCl

leach simultaneously (graph in supplementary material, Figure S 6), ii) 100 % of the

acesulfame applied initially is found in the leachate.

The leaching of acesulfame through the column could be followed by taking side samples at

5 cm, 10 cm, and 15 cm at regular time intervals. Based on the obtained curves

(Supplementary material, Figure S 7), the water flow rate through the column was estimated

between 0.20 cm min-1 and 0.25 cm min-1.

Relative and cumulative breakthrough curves

The relative and cumulated breakthrough curves for acesulfame were determined based on the

concentrations measured in the leachate.

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Chapter 4

115

Figure 4: Relative breakthrough curve (Figure 4a) and cumulated breakthrough curve (Figure 4b) for

acesulfame.

The mass of acesulfame recovered in the leachate is around 80 %. Taking into account the

mass of acesulfame taken away when sampling at 5 cm, 10 cm, and 15 cm, the mass balance

for acesulfame reaches 100 %.

3.2.2 The trisiloxane surfactant HANSA ADD 1055

The concentrations of MD´(-(CH2)3-(EO)n-OCH3)M in the side samples taken at 5 cm, 10 cm,

and 15 cm were lower than the LOQs (direct injection). In the leachate,

Pore volumes

0 2 4 6 8 10 12 14 16

Per

cent

age

of i

niti

ally

app

lied

ac

esul

fam

e fo

und

in t

he l

each

ate

0

5

10

15

20

25

Pore volumes

0 2 4 6 8 10 12 14 16

Cum

ulat

ive

perc

enta

ge o

f in

itia

lly

appl

ied

aces

ulfa

me

foun

d in

the

lea

chat

e

0

20

40

60

80

100

a

b

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Chapter 4

116

MD´(-(CH2)3-(EO)n-OCH3)M could be quantified and the relative and cumulative

breakthrough curves could be built (Figure 5).

Relative and cumulative breakthrough curves

Figure 5: Relative breakthrough curve (Figure 5a) and cumulated breakthrough curve (Figure 5b) for

MD (́-(CH2)3-(EO)7-OCH3)M.

Peaks corresponding to MD´(-(CH2)3-(EO)n-OCH3)M were observed in the different fractions

of the leachate, indicating that a small amount of MD´(-(CH2)3-(EO)n-OCH3)M did leach

through the column. A first peak comes around 0.5 pore volumes, and a second peak comes

after 8 pore volumes. The observation of an early peak, of trisiloxane surfactant in the

Pore volumes

0 2 4 6 8 10 12 14 16

Per

cent

age

of i

niti

ally

ap

plie

d M

D´(

-(C

H2)

3-(E

O) 7-

OC

H3)

M

foun

d in

the

lea

chat

e

0.0000

0.0002

0.0004

0.0006

0.0008

0.0010

0.0012

0.0014

0.0016

0.0018

Pore volumes

0 2 4 6 8 10 12 14 16

Cum

ulat

ed p

erce

ntag

e of

ini

tial

ly a

ppli

ed M

D´(

-(C

H2)

3-(E

O) 7-

OC

H3)

M

foun

d in

the

lea

chat

e

0.000

0.001

0.002

0.003

0.004

0.005

0.006

0.007

a b

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Chapter 4

117

leachate, coming simultaneously with acesulfame, could come from the leaching of the test

substance sorbed to colloids. It is indeed known that the migration of colloids in soil can

enhance the leaching of strongly sorbing contaminants (Laegdsmand et al., 2007). However

the amount of MD´(-(CH2)3-(EO)n-OCH3)M found in the leachate represents less than 0.01 %

of the initially applied MD´(-(CH2)3-(EO)n-OCH3)M. The strong sorption of the trisiloxane

surfactant on soil was confirmed by the analysis of the soil segments.

Distribution of MD (́-(CH2)3-(EO)n-OCH3)M between soil and water

Unlike acesulfame, almost all the MD´(-(CH2)3-(EO)n-OCH3)M was recovered from the soil

(between 75 % for MD´(-(CH2)3-(EO)12-OCH3)M and 96 % for

MD´(-(CH2)3-(EO)8-OCH3)M. The distribution of MD´(-(CH2)3-(EO)7-OCH3)M in the

different segments of the soil column is shown in Figure 6.

Figure 6: Distribution of MD (́-(CH2)3-(EO)7-OCH3)M in different segments of the soil column. Duration

of the experiment: 6 d, volumetric flow rate: 11.2 mL min-1, total amount of water applied: 51 L.

50 % of the initially applied MD´(-(CH2)3-(EO)7-OCH3)M was found in the first 6 cm of soil.

Between 80 % and 95 % are contained in the first 15 cm and less than 1 % in the segment

15 cm to 20 cm. The leaching distance, i.e. the deepest soil segment in which 0.5 % of the

applied test substance was found, is in this experiment located between 10 cm and 15 cm. The

error bars represent the standard deviation over triplicate samples.

Percentage of initially applied MD´(EO7OMe)M

in different soil segments

0 5 10 15 20 25

Dep

th i

n cm

15-20

10-15

8-10

6-8

4-6

2-4

0-2

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Chapter 4

118

Based on the results of the soil column experiment, a retardation factor Rd, defined as the ratio

of the travel velocity of water over the travel velocity of the test compound, was calculated.

The travel velocity of water in the soil column was calculated at 0.07 cm min-1 based on the

following equation: porositysectioncolumnSoil

rateflowVolumetricwV

(6)

The travel velocity of the trisiloxane surfactant was estimated from its leaching distance in the

soil at the end of the experiment. After 8460 min, MD´(-(CH2)3-(EO)7-OCH3)M has reached

15 cm (Figure 6): the maximal travel velocity of MD´(-(CH2)3-(EO)7-OCH3)M in the soil

column is therefore 0.0018 cm min-1. This value corresponds to the travel velocity of the

leaching front and thus represents a maximal travel velocity. The retardation factor for

MD´(-(CH2)3-(EO)7-OCH3)M, given here as an example, is thus 38. This means that under the

conditions applied in this experiment MD´(-(CH2)3-(EO)7-OCH3)M is at least 38 times slower

that the water flow.

The soil/water distribution coefficient Kd can be calculated from the retardation factor

according to the following equation:

dKερ

1d

R (7)

Where ρ is the sand volumetric mass density (g cm-³) and ε is the porosity (dimensionless).

The organic carbon normalized distribution coefficient Koc calculated from Rd with the

equations (2) and (7) is 2901 L kg-1. The order of magnitude of this value is in good

agreement with the Koc values determined by the batch equilibrium method (1930 L kg-1

calculated with soil 2.4 and 2165 L kg-1 calculated with soil 5M).

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Chapter 4

119

Conclusion

The study presented here provides important information on the mobility of a trisiloxane

surfactant in the environment. The soil/water distribution coefficients obtained for one

trisiloxane surfactant on two standard soils (average Kd over all homologues 66 cm³ g-1 on

loam and 49 cm³ g-1 on sandy loam) indicate that the trisiloxane surfactant is only slightly

mobile in soil. This result was confirmed with a lab scale experiment simulating the leaching

of the trisiloxane surfactant after application on an agricultural field. Even in the worst case

scenario considered here (quartz sand as a test soil, heavy rainfall immediately after

application) the trisiloxane surfactant stayed in the first 15 cm of soil (after applying 51 L of

water i.e. almost 15 times the pore volume). The corresponding retardation factor (38 for the

homologue with n = 7) indicates that the trisiloxane surfactant is considerably retarded

compared to the water flow. The calculated sorption coefficients together with the results of

the lab scale simulation of leaching in soil indicate that the studied trisiloxane surfactant is

unlikely to reach ground water after application on agricultural fields.

Once adsorbed on soil, MD´(-(CH2)3-(EO)n-OCH3)M is probably degraded by hydrolysis of

the siloxane chain. At least two degradation products can be predicted (Michel et al., 2014):

trimethylsilanol and polyethersilandiol. Both predicted degradation products are more polar

and could eventually leach through soil. This interpretation would explain the observations of

Griessbach et al. (1998), who detected 14C-radiolabelled substance in leachate when studying

the leaching of 14C-radiolabelled trisiloxane surfactant through a soil column. Further research

on the environmental fate of trisiloxane surfactants should focus on degradation products,

especially the polar polyetherdisilanol.

Acknowledgments

This work was financially supported by the German Association for Gas and Water, a

registered technical-scientific association (Deutscher Verein des Gas- und Wasserfaches e.V.

DVGW), project W 2-01-10. We are grateful to CHT R. Beitlich for their cooperation and for

providing HANSA ADD 1055 for the soil column experiments. We thank Dr. Oliver Happel

for the picture of superspreading and Florian Storck for the fruitful discussions during the

elaboration of this manuscript.

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ReferencesBonnington, L.S., 2000. Analysis of organosilicone surfactants and their degradation products. PhD thesis, University of Waikato, Hamilton, New Zealand.

Cornejo, J., Jamet, P., and Mansour, M., 2000. Pesticide/soil interactions: some current research methods. Institut national de la recherche agronomique, Paris

Food and Agriculture Organization of the United Nations, 2000. Assessing soil contamination: a reference manual

Gerstl, Z., and Mingelgrin, U., 1984. Sorption of organic substances by soils and sediments. J. Environ. Sci. Health B 19, 297.

Griessbach, E.F.C., Copin, A., Deleu, R., and Dreze, P., 1997. Mobility of a siliconepolyether studied by adsorption and desorption isotherms and soil thin-layer chromatography. Sci. Total Environ. 201, 89.

Griessbach, E.F.C., Copin, A., Deleu, R., and Dreze, P., 1998. Mobility of a siliconepolyether studied by leaching experiments through disturbed and undisturbed soil columns. Sci. Total Environ. 221, 159.

Krogh, K.A., Halling-Sörensen, B., Mogensen, B.B., and Vejrup, K.V., 2003. Environmental properties and effects of nonionic surfactant adjuvants in pesticides: a review. Chemosphere 50, 871.

Knoche, M., Tamura, H., and Bukovac, M.J., 1991. Performance and stability of the organosilicone surfactant L-77: effects of pH, concentration, and temperature. J. Agric. Food Chem. 39, 202.

Laegdsmand, M., Moldrup, P., and De Jonge, L.W., 2007. Modelling of colloid leaching from unsaturated, aggregated soil. Eur. J. Soil Sci. 58, 692.

Lara-Martín, P.A., Gómez-Parra, A., and González-Mazo, E., 2008. Reactivity and fate of synthetic surfactants in aquatic environments. TrAC, Trends Anal. Chem. 27, 684.

Michel, A., Brauch, H.-J., Worch, E., and Lange, F.T., 2012. Development of a liquid chromatography tandem mass spectrometry method for trace analysis of trisiloxane surfactants in the aqueous environment: an alternative strategy for quantification of ethoxylated surfactants. J. Chromatogr. A 1245, 46.

Michel, A., Brauch, H.-J., Worch, E., and Lange, F.T., 2014. Homologue specific analysis of a polyether trisiloxane surfactant in German surface waters and study on its hydrolysis. Environ. Pollut. 186, 126.

Navarro, S., Vela, N., and Navarro, G., 2007. Review. An overview on the environmental behaviour of pesticide residues in soils. Span. J. Agric. Res. 5:357-375.Venzmer J (2011) Superspreading - 20 years of physicochemical research. Curr. Opin. Colloid Interface Sci. 16, 335.

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Organisation for Economic Cooperation and Development (OECD), 2000. OECD Guideline for the testing of chemicals, Test No. 106: Adsorption - Desorption Using a Batch Equilibrium Method.

http://www.oecd-ilibrary.org/docserver/download/9710601e.pdf?expires=1381145969&id=id&accname=guest&checksum=5B06EEC083852D5BA81BBA88A66257BD (Accessed October 2013)

Powell, D.E., and Carpenter, J.C., 1997. Polyethermethylsiloxanes, pp. 224, in: Organosilicon materials, Chandra, G. (Ed.) Springer, Berlin, Heidelberg.

Penner, D., Burow, R., and Roggenbuck, F.C., 1999. Use of organosilicone surfactants as agrichemical adjuvants, pp. 241, in: Silicone Surfactants, Surfactants science series, Vol 86, Hill R.M. (Ed.), Marcel Dekker Inc, New York.

Robertson, W.D., Van Stempvoort, D.R., Solomon, D.K., Homewood, J., Brown, S.J., Spoelstra, J., and Schiff, S.L., 2013. Persistence of artificial sweeteners in a 15-year-old septic system plume. J. Hydrol. 477, 43.

United State Department of Agriculture, Nature Resources Conservation Service, 2013. Soil survey manual.

Van Stempvoort, D.R., Roy, J.W., Brown, S.J., and Bickerton, G., 2011a. Artificial sweeteners as potential tracers in groundwater in urban environments. J. Hydrol. 401, 126.

Van Stempvoort, D.R., Robertson, W.D., and Brown, S.J., 2011b. Artificial Sweeteners in a large septic plume. Ground Water Monit. Rem. 31, 95.

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Chapter 4

122

Appendix A

Table S 1: Limits of quantification obtained by direct injection on the HPLC-MS/MS system and after

liquid-liquid extraction.

n LOQs direct injection

in µg L-1

LOQs liquid-liquid extraction

in ng L-1

4 4 0.9

5 8 1.1

6 7 1.5

7 10 2.8

8 20 2.5

9 8 3.1

10 10 0.1

11 4 2.4

12 4 0.1

Table S 2: Parameters of the chromatographic separations performed during analysis of MD (́-(CH2)3-

(EO)n-OCH3)M and acesulfame by HPLC-MS/MS.

MD (́-(CH2)3-(EO)n-OCH3)M Acesulfame

Eluent A (for MD´(-(CH2)3-(EO)n-OCH3)M) Eluent A’(for acesulfame)

40 % of aqueous 10 mM ammonium acetate solution, 48 % ACN, 6 % THF, and 6 % MeOH

20 mM aqueous ammonium acetate solution

Eluent B (for MD´(-(CH2)3-(EO)n-OCH3)M) Eluent B’(for acesulfame)

THF 20 mM ammonium acetate solution in MeOH

Flow rate 800 µL min-1 800 µL min-1 Column PolymerX RP-1

4.6 mm × 250 mm , 5 µm, 100 Å from Phenomenex

Zorbax Eclipse XDB-C8, 4.6 × 150 mm, 5 µm, from Agilent

Gradient expressed as a percentage of eluent A

0 min : 90 % 2 min : 90 % 6 min : 25 % 12 min : 25 % 17 min: 90 %

0 min : 100 % 8 min : 100 % 24 min : 40 % 27 min : 40 % 32 min: 100 %

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Chapter 4

123

Table S 3: Characteristics of the soils used in the sorption experiments.

Standard soil type # Soil 2.1 Soil 2.4 Soil 5M

Organic carbon in % C 0.66 ± 0.10 2.21 ± 0.46 0.95 ± 0.10

Nitrogen in % N 0.05 ± 0.01 0.23 ± 0.04 0.11 ± 0.02

pH value (0.01 M CaCl2) 5.2 ± 0.3 7.2 ± 0.2 7.3 ± 0.1

Cation exchange capacity (meq / 100 g) 4.1 ± 0.6 32.2 ± 4.4 17.1 ± 3.3

Particle size (mm) distribution according to German DIN (%)

<0.002 2.4 ± 0.4 26.5 ± 1.9 10.8 ± 1.2

0.002 – 0.006 1.6 ± 0.4 8.1 ± 1.0 4.4 ± 0.9

0.006 – 0.02 3.6 ± 0.4 14.8 ± 1.1 9.3 ± 1.0

0.02 – 0.063 7.0 ± 0.5 23.0 ± 1.0 21.8 ± 1.1

0.063 – 0.2 27.2 ± 0.5 19.0 ± 0.3 37.9 ± 1.5

0.2 – 0.63 55.7 ± 1.5 6.9 ± 2.2 14.5 ± 1.8

0.63 – 2.0 2.5 ± 0.4 1.7 ± 0.2 1.3 ± 0.2

Soil type Silty sand (uS) Clayey loam (tL) Loamy sand (IS)

Particle size (mm) distribution according to USDA (%)

<0.002 2.8 ± 1.0 26.2 ± 1.9 11.5 ± 1.0

0.002 – 0.05 10.5 ± 1.9 40.6 ± 0.9 30.7 ± 1.5

0.05 – 2.0 86.7 ± 1.3 33.2 ± 1.8 57.8 ± 1.4

Soil type Sand Loam Sandy Loam

Water holding capacity (g/100 g) 30.8 ± 1.9 43.8 ± 1.3 39.2 ± 2.8

Volumetric mass density (g/1000 mL) 1474 ± 28 1289 ± 32 1314 ± 68

Table S 4: Characteristics of the quartz sand used for the leaching in soil column experiments.

Volumetric mass density (kg m-³) 1500

Particle size (mm) distribution (%)

<0.100 1

0.100 - 0.315 23

0.315 - 0-6.30 74

>0.630 2

Chemical composition (%)

SiO2 97.4

Al2O3 1.35

K2O + Na2O 0.85

Loss on ignition 0.20

TiO2 0.07

CaO + MgO 0.05

Fe2O + TiO2 0.03

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Chapter 4

124

Adsorption/desorption study: preliminary experiments

For the preliminary experiment, the indirect method was used, i.e. the amount of test

substance sorbed on soil is calculated as the difference between the amount of test substance

initially applied present and the amount remaining in the aqueous phase at time t. Hence the

percentage of MD´(-(CH2)3-(EO)n-OCH3)M sorbed on soil was calculated according to the

following equation:

soilon )MOCH-(EO)-)MD´(-(CHof% 3n32 0m

100(t)adssm

Where m0 is the mass of test substance at the beginning of the test and msads is the mass of test

substance sorbed on soil at time t. msads is calculated from the concentration of test substance

in the aqueous phase at time t (Caqads (t)) following the equation:

msads = m0 – Caq

ads (t) ×V0

Soil 2.1:

Figure S 1: MD (́-(CH2)3-(EO)n-OCH3)M sorption kinetics on soils 2.1, 2.4, and 5M at three soil/solution

ratios (1/10, 1/25, and 1/50) as determined during the preliminary experiments.

Time in h

0 10 20 30 40 50 60

% o

f M

D´(

EO

n-O

Me)

M i

n th

e so

il

0

20

40

60

80

100

n=4n=5n=6n=7n=8 n=9n=10n=11n=12

Time in h

0 10 20 30 40 50 60

% o

f M

D´(

EO

n-O

Me)

M i

n th

e so

il

0

20

40

60

80

100

Soil 2.1, soil/solution ratio 1/10 Soil 2.1, soil/solution ratio 1/25

Soil 2.1, soil/solution ratio 1/50

% o

f M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M i

n th

e so

il

% o

f M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M i

n th

e so

il

Time in h

0 10 20 30 40 50 60

% o

f M

D´(

EO

n-O

Me)

M i

n th

e so

il

0

20

40

60

80

100

% o

f M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M i

n th

e so

il

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Chapter 4

125

Soil 2.4:

Soil 5M:

Figure S 1 (continued): MD (́-(CH2)3-(EO)n-OCH3)M sorption kinetics on soils 2.1, 2.4, and 5M at three

soil/solution ratios (1/10, 1/25, and 1/50) as determined during the preliminary experiments.

Time in h

0 10 20 30 40 50 60

% o

f M

D´(

EO

n-O

Me)

M i

n th

e so

il

0

20

40

60

80

100

Time in h

0 10 20 30 40 50 60

% o

f M

D´(

EO

n-O

Me)

M i

n th

e so

il

0

20

40

60

80

100

Time in h

0 10 20 30 40 50 60

% o

f M

D´(

EO

n-O

Me)

M i

n th

e so

il

0

20

40

60

80

100

Time in h

0 10 20 30 40 50 60

% o

f M

D´(

EO

n-O

Me)

M i

n th

e so

il

0

20

40

60

80

100

Time in h

0 10 20 30 40 50 60

% o

f M

D´(

EO

n-O

Me)

M i

n th

e so

il

0

20

40

60

80

100

Soil 2.4, soil/solution ratio 1/10 Soil 2.4, soil/solution ratio 1/25

Soil 5M, soil/solution ratio 1/10 Soil 5M, soil/solution ratio 1/25

Soil 5M, soil/solution ratio 1/50

Soil 2.4, soil/solution ratio 1/50

% o

f M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M i

n th

e so

il

% o

f M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M i

n th

e so

il

% o

f M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M i

n th

e so

il

% o

f M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M i

n th

e so

il

% o

f M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M i

n th

e so

il

Time in h

0 10 20 30 40 50 60

% o

f M

D´(

EO

n-O

Me)

M i

n th

e so

il

0

20

40

60

80

100

% o

f M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M i

n th

e so

il

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Chapter 4

126

As noted in the OECD guideline, the percentage of sorption should be above 20 % and

preferably above 50 % (Boesten, 1990; Organisation for Economic Co-operation and

Development, 2000), in order to minimize the relative error on the sorption coefficient. Based

on the results of the preliminary experiments, the soil/solution ratio 1/25 was selected. The

time required to reach the adsorption equilibrium was 24 h. For soil 2.1, no adsorption

equilibrium could be reach, probably due to the degradation of MD´(-(CH2)3-(EO)n-OCH3)M.

Page 143: Investigation of a polyether trisiloxane surfactant ...€¦ · Investigation of a polyether trisiloxane surfactant: Environmental fate and homologue ... for their trace determination

Chapter 4

127

Sorption study: Sorption kinetics

Figure S 2: Partition of MD (́-(CH2)3-(EO)n-OCH3)M between the aqueous phase and the soil and mass

balance for all homologues on soil 2.4.

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

n = 5 n = 6

n = 9

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoil Mass balance

n = 8

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

n = 10

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

%

of

init

iall

y ap

plie

d M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

n = 7

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

n = 11 n = 12

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

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Chapter 4

128

Figure S 3: Partition of MD (́-(CH2)3-(EO)n-OCH3)M between the aqueous phase and the soil and mass

balance for all homologues on soil 5M.

n = 5

n = 7

n = 9

n = 11

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

n = 6

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

n = 8

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

n = 10

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

n = 12

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

%

of

init

iall

y ap

plie

d M

D´(

-(C

H2)

3-(E

O) n

-OC

H3)

M

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

Time in h

0 5 10 15 20 25

% o

f in

itia

lly

appl

ied

MD

´(E

On-

OM

e)M

0

20

40

60

80

100

120

140

160Aqueous phaseSoilMass balance

% o

f in

itia

lly

appl

ied

MD

´(-(

CH

2)3-

(EO

) n-O

CH

3)M

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Chapter 4

129

Sorption isotherms:

Figure S 4: Sorption isotherms for all homologues of MD (́-(CH2)3-(EO)n-OCH3)M on soil 2.4.

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs i

n µ

g g-1

0.001

0.01

0.1

1

10

100

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs i

n µ

g g-1

0.001

0.01

0.1

1

10

100

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs i

n µ

g g-1

0.01

0.1

1

10

100

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs i

n µ

g g-1

0.01

0.1

1

10

100

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs i

n µ

g g-1

0.01

0.1

1

10

100

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs i

n µ

g g-1

0.01

0.1

1

10

100

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs i

n µ

g g-1

0.01

0.1

1

10

100

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs i

n µ

g g-1

0.01

0.1

1

10

100

Sorption isotherm

n = 5 n = 6

n = 7 n = 8

n = 9 n = 10

n = 11 n = 12

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Chapter 4

130

Figure S 5: Sorption isotherms for all homologues of MD (́-(CH2)3-(EO)n-OCH3)M on soil 5M.

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs

in µ

g g-

1

0.001

0.01

0.1

1

10

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs

in µ

g g-

1

0.01

0.1

1

10

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs

in µ

g g-

1

0.01

0.1

1

10

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs

in µ

g g-

1

0.01

0.1

1

10

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs

in µ

g g-

1

0.01

0.1

1

10

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs

in µ

g g-

1

0.01

0.1

1

10

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs

in µ

g g-

1

0.01

0.1

1

10

Sorption isotherm

Caq in µg cm-3

0.0001 0.001 0.01 0.1 1

Cs

in µ

g g-

1

0.01

0.1

1

10

Sorption isotherm

n = 5 n = 6

n = 7 n = 8

n = 9 n = 10

n = 11 n = 12

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Chapter 4

131

Leaching in soil column:

Figure S 6: Acesulfame concentration and conductivity measured on side samples at 5 cm and 35 cm

depth during a preliminary experiment with a 70 cm long quartz sand column.

The conductivity is proportional to the concentration of CsCl. As represented on Figure S 6,

the increase of concentration of acesulfame is simultaneous with the increase of concentration

of CsCl.

Figure S 7: Acesulfame concentration in the side samples taken at 5 cm, 10 cm, and 15 cm.

Time in h

1 2 3 4 5 6 7

Concentr

ation o

f acesulfam

e in µ

g/L

0

100

200

300

400

Con

du

ctivity in

µS

/cm

0

1000

2000

3000

4000

5000

6000Acesulfame 5 cm

CsCl 5 cm

Acesulfame 35 cm

CsCl 35 cm

Time in min

0 50 100 150 200 250 300

Ace

sulf

ame

conc

entr

atio

n in

µg

L-1

0

200

400

600

800

1000

1200

5 cm10 cm15 cm

Ace

sulf

ame

conc

entr

atio

n in

µg

L-1

400

300

200

100

0

1 2 3 4 5 6 7

1000

2000

3000

4000

5000

6000

0

Con

duct

ivit

y in

µS

cm

-1

Time in h

Acesulfame 5 cm CsCl 5 cm Acesulfame 35 cm CsCl 35 cm

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Chapter 4

132

References

Boesten JJTI (1990) Influence of solid/liquid ratio on the experimental for of sorption coefficients in pesticide/soil systems. Pestic. Sci. 30,31.

Organisation for Economic Co-operation and Development (OECD), 2000. OECD Guideline for the testing of chemicals: Adsorption - Desorption Using a Batch Equilibrium Method. http://www.oecd-ilibrary.org/docserver/download/9710601e.pdf?expires=1381145969&id=id&accname=guest&checksum=5B06EEC083852D5BA81BBA88A66257BD (Access October 2013)

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Summary and conclusion

133

Summary and conclusion

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Summary and conclusion

134

The current work provides new knowledge on the environmental occurrence and fate of

silicone surfactants.

As a prerequisite to any further research, an analytical method for the trace analysis of

trisiloxane surfactants in aqueous environment was developed and validated. The method,

based on liquid-liquid extraction and HPLC-MS/MS reaches limits of quantification in the

ng L-1 range and recoveries higher than 80 %. The main challenge to overcome during the

development of this new method was the lack of a proper analytical standard for trisiloxane

surfactants. Each trisiloxane surfactant is a mixture of homologues, having different unknown

concentrations. Based on the mathematical model of a Poisson distribution, MS spectrum and

NMR measurements, the oligomeric composition of the standard was characterized and the

obtained standard was used to quantify every homologue individually. This new approach is

reliable, simple, avoids a time-consuming synthesis of individual homologues, avoids wrong

estimations of the concentrations, and allows obtaining information on the shape of the

oligomeric distribution in a sample. Because of its simplicity and reliability, this approach

could be directly used for the quantification of other ethoxylated surfactants.

The second part of the work focuses on trisiloxane surfactants in surface waters. The newly

developed analytical method was applied to river water samples and one trisiloxane surfactant

was detected around 50 ng L-1 in the Neckar River. The results showed that the studied

trisiloxane surfactant does not ubiquitously occur in the aquatic environment in measurable

concentrations but can reach surface waters on a local scale. Based on their chemical

structures, trisiloxane surfactants are generally considered to be sensitive to hydrolysis.

Hydrolysis is therefore thought to be an important elimination mechanism of trisiloxane

surfactants from the aquatic environment. This assumption was tested by studying the

hydrolysis of one trisiloxane surfactant in lab conditions at different temperatures, pH, and

concentrations. The half-lifes at pH 7 and 2 mg L-1 were found to be between 29 days and

55 days at 25°C and between 151 days and 289 days at 12°C. If one takes only into account

the hydrolysis (abiotic degradation), the obtained results indicate that the trisiloxane

surfactant could persist several weeks in surface waters.

The comparison of the measured environmental concentrations and the NOEC values of one

trisiloxane surfactant indicates that at these concentrations, the trisiloxane surfactant does not

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Summary and conclusion

135

represent an acute toxicological risk for the aquatic environment. The No Observed Effect

Concentration (NOEC) has been found at 0.56 mg L-1 for Zebra Fish (96 h exposure time) and

at 3.2 mg L-1 for Rainbow Trout (96 h exposure time); regarding the toxicity to algae, the

NOEC to Selenastrum capricornutum was determined at 1 mg L-1 (96 h exposure); and the

NOECs were 10 mg L-1 and 25 mg L-1 for Daphnia similis and Daphnia magna, respectively

(both 48 h exposure). However no data are available on the chronic toxicity of the trisiloxane

surfactant to aquatic organisms.

The third part of the work addresses the behavior of one trisiloxane surfactant on soil. With a

sorption batch equilibrium method, distribution coefficients between water and soil (Kd, Koc,

and Kclay) were estimated for two standard soils (loam and sandy loam) and for every

homologue of the trisiloxane surfactant. The obtained values for Kd were between 15 L kg-1

and 135 L kg-1, indicating that the trisiloxane surfactant is only slightly mobile in soil. To

further investigate the possibility of leaching to ground water after application on agricultural

fields, the leaching in soil was simulated in the lab in a soil column. The experimental settings

were designed to correspond to a worst case scenario where the application of the trisiloxane

surfactant is done on quartz sand and is immediately followed by a heavy rainfall. Even in

these conditions, less than 0.01 % of the initially applied trisiloxane surfactant has leached

through 20 cm of quartz sand. Based on the Kd values and on the results of the leaching in the

soil column, the studied trisiloxane surfactant is considered to be unlikely to leach to ground

water after application as an agricultural adjuvant.

Overall, the current work answered the first key questions regarding trisiloxane surfactants in

the environment: their occurrence in surface water, their degradation by hydrolysis, their

behaviour on soil and the possibility to leach to ground water.

Several further research needs for trisiloxane surfactants could be identified.

To gain better knowledge on their persistence in the aquatic environment, it would be

necessary to study their biodegradation. The study of the hydrolysis reported here was carried

out under sterile conditions, in order to differentiate chemical and biological degradation.

However a degradation study including biodegradation would be more representative of

environmental conditions.

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Summary and conclusion

136

Regarding the behavior on soil, another important point to assess would be the influence of

the trisiloxane surfactant on the mobility of other substances, especially pesticides. When

applied together with plant protection products, surfactants have been found to modify the

sorption of the active substances, insecticide, herbicide or fungicide (Hua et al., 2008; Wang,

et al., 2009; Abu-Zreig et al., 1999, Krogh et al., 2003). Depending on the type of soil and the

physico-chemical properties of the substances involved (surfactant and pesticide), the

mobility of the pesticide has been found to be enhanced or hampered. Since the trisiloxane

surfactant have more “powerful” surface active properties that traditional carbon-based

surfactants, one can expect a stronger influence on the mobility of pesticides. Further research

should be dedicated to this issue.

The hydrolysis of the studied trsiloxane surfactant produces more polar degradation products.

No data are available on the environmental fate of those degradation products. Given the

broad range of application of trisiloxane surfactants, from pesticides to personal care

products, their degradation products are expected to be widely found in the environment.

More research would be necessary to understand the environmental fate of these compounds.

Organosilicon compounds represent a very important category of chemicals with high volume

of production and diverse applications. Very little information is however available regarding

the overall amount of silicones in the environment. The work carried out by Pellenbarg

between 1979 and 1997, suggests the long term persistence of siloxanes in sediments

(Pellenbarg, 1979a; Pellenbarg, 1979b; Pellenbarg, 1982; Pellenbarg and Tevault, 1986;

Pellenbarg, 1988; Pellenbarg et al., 1997). By analyzing the extractable organic silicone

content of sediments and comparing it to 210Pb dating, the evidence of a siloxane horizon

could be shown, with a clear appearance of silicone in the sediments from the 1950’ s, which

corresponds to the commercial introduction of silicones. The results suggest the persistence of

siloxanes on sediments over several decades and lead the authors to propose siloxanes as a

tracer of anthropogenic activities. The high number of different forms of silicones makes their

individual analysis tedious and a surrogate parameter would be required. Several such

surrogate parameters already exist: the total organic carbon (TOC), the adsorbable organic

halogens (AOX), or more recently the adsorbable organic fluorine (AOF) (Wagner et al.,

2013) for example. Such a method for silicones would provide valuable information on the

overall amount of silicones in the environment and would allow continuing further the work

from Pellenbarg on silicones as tracers of anthropogenic contamination.

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Summary and conclusion

137

ReferencesAbu-Zreig, M., Rudra, R.P., Dickinson, W.T., Evans, L.J., 1999. Effects of surfactants on

sorption of atrazine by soil, J. Contam. Hydrol., 36, 249.

Hua, R., Spliid, N.H., Heinrichson, K., Laursen, B., 2009, Influence of surfactants on the

leaching of bentazone in sandy loam soil, Pest Manag. Sci., 65, 857.

Krogh, K.A., Halling-Sørensen, B., Mogensen, B.B., Vejrup, K.V., 2003. Environmental

properties and effects of nonionic surfactants adjuvants in pesticides: a review, Chemosphere,

50, 871.

Pellenbarg, R., 1979a. Silicones as tracers for anthropogenic additions to sediments. Mar.

Pollut. Bull., 10, 267.

Pellenbarg, R., 1979b. Environmental poly(organosiloxanes) (silicones), Environ. Sci.

Technol., 13, 565.

Pellenbarg, R.E., 1982. Silicones in Chesapeake bay sediments. Mar. Pollut. Bull., 13, 427.

Pellenbarg, R.E. and Tevault, D.E., 1986. Evidence for a sedimentary siloxane horizon.

Environ. Sci. Technol., 20, 743.

Pellenbarg, R.E., 1988. Historical record of silicones in sediment, Sci. Total Environ., 73, 11.

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