Introduction - University of Web viewAmmunition and components for ML1, ML2 & ML12, Fuze settings for ML3 . ML4 . Bombs, torpedoes, rockets, ... (explosives & chemicals) and related

United Nations Security Council & Australian Autonomous SanctionsHigher Degree by Research – Compliance & Risk Assessment Form

INTRODUCTIONFrom 1 July 2011, the Autonomous Sanctions Act 2011 has provided a new framework designed to strengthen Australia's existing autonomous sanctions by consolidating them to a single piece of legislation. The sanctions framework includes regulations designed to drive a strict liability regime under which Australian organisations (including universities) could be liable for a breach if they are unable to demonstrate that they have taken ‘reasonable precautions’ and ‘exercised due diligence’ in the development and implementation of Autonomous Sanctions (AS) related policies, procedures, and educational/training programs.

Sanctions are coercive or punitive measures imposed by governments as a means of influencing regimes to alter their behaviour. Australia imposes two main types of sanctions measures:

Multilateral sanctions based on resolutions made by the United Nations Security Council; and Australian Autonomous Sanctions.

Sanctions impose restrictions on activities related to designated individuals and entities, with designated products, or in designated locations. A number of university activities may give rise to risks under sanctions laws.

The University of Tasmania and its staff are obliged to comply with the sanctions as they apply to countries where there is prohibition on providing a 'sanctioned-service', and will breach the Act if they are unable to demonstrate that they have taken 'reasonable precautions' and exercised 'due diligence'. The Autonomous Sanctions regime imposes serious penalties for breaching sanctions laws. The University could be liable for fines of up to $1.7 Million or three times the transaction value (whichever is higher). Individual staff members can also be personally liable, with a maximum of 10 years imprisonment and/or fines of up to $425,000 or three times the transaction value.

PURPOSEThe purpose of this Form is to undertake a risk assessment to ensure an application for admission and/or scholarship for a Higher Degree by Research (HDR) does not breach any of Australia's international sanctions. All proposed or nominated supervisors must be involved in the special assessment of applications from citizens of sanctioned countries that they wish to support for an offer of admission. Supervisors must also sign this assessment form and the form must be endorsed by the Head of School and the Associate Dean or Director of Research (ADDR) of the appropriate Faculty or Institute.

CURRENT SANCTIONS REGIMESAustralian sanction laws implement United Nations Security Council (UNSC) sanctions regimes and

Australian autonomous sanctions regimes. The sanctions regimes currently implemented under Australian

Autonomous Sanctions Compliance & Risk Assessment Form V2016.06.22 1

http://dfat.gov.au/international-relations/security/sanctions/sanctions-regimes/pages/sanctions-regimes.aspx

sanction laws are shown in the diagram below:

Last Updated: 9 September 2016

NOTE: International Sanctions can be subject to frequent, rapid and significant changes by the Australian Government. Accordingly, this Form is also subject to change.


SECTIONS TO COMPLETE (GRADUATE RESEARCH ADMINISTRATION OFFICER TO COMPLETE CHECKLIST)The following is a guide of what sections of this form need to be completed, depending on the applicant’s citizenship. Please check the sections that need to be completed for this applicant;

☒ Section A: All Applicants☒ Section B: All Applicants☒ Section C: All Applicants☐ Section D1: Citizens of Iran☐ Section D2: Citizens of Syria☐ Section D3: Citizens of Russia, Crimea & Sevastopol☐ Section D4: Citizens of Democratic People’s Republic of Korea☐ Section D5: Citizens of all other sanctioned countries/regimes☒ Assessment & Approvals: All Applicants

Please ensure that the information is complete, true and accurate to the best of your knowledge. Failure to do so will result in significant delays of this Autonomous Sanctions review and the application for admission/scholarship for entry into a Higher Degree by Research program at the University of Tasmania.

SECTION A: APPLICANT DETAILS (TO BE COMPLETED BY THE GRADUATE RESEARCH ADMINISTRATION OFFICER)Family Name: Given Name(s): Sanctioned Country of Citizenship:

Date of Birth: UTAS ID:

1. Does the applicant have dual (Australian or other) citizenship? ☐ Yes ☐ No2. Is the applicant a Permanent Resident of Australia? ☐ Yes ☐ No3. Does the applicant hold an Australian Humanitarian VISA? ☐ Yes ☐ No4. Does the applicant’s name appear on the DFAT Consolidated List? ☐ Yes ☐ No5. Does the applicant hold a sponsorship OR receive financial support from an

institution/government located in a sanctioned country?☐ Yes ☐ No

If YES, please provide details:


http://dfat.gov.au/international-relations/security/sanctions/Pages/consolidated-list.aspx

http://www.dfat.gov.au/international-relations/security/sanctions/sanctions-regimes/Pages/sanctions-regimes.aspx



SECTION B: PROGRAM INFORMATION (TO BE COMPLETED BY THE PRIMARY SUPERVISOR)B1: HDR Program & SupportProposed School/Centre:

Choose an item.

In the Degree Program:

☐ Doctor of Philosophy (PhD)

☐ Professional Doctorate

☐ Master by Research

Course Code: Primary Supervisor:

B2.1: Title of Proposed Project

B2.2: Project Description (Please ensure this description is non-technical and can be understood by a non-discipline specific person. DO NOT copy and paste the project proposal from the Application Part 1 document, this is insufficient for this compliance and risk assessment to be undertaken, this form will be sent back to you to be corrected and may cause delays in the application process.)

B3: Classification of Research (as per Australian Bureau of Statistics guidelines)

☐ Pure basic research**☐ Strategic basic research


http://www.abs.gov.au/ausstats/[email protected]/0/22e4c184ca111129ca25697e0018fd78?OpenDocument

☐ Applied research☐ Experimental development**DFAT apply the definition of ‘basic scientific research’ as: ‘experimental or theoretical work undertaken principally to acquire new knowledge of the fundamental principles of phenomena or observable facts, not primarily directed towards a specific practical aim or objective’, and is therefore ‘insufficiently specialised to constitute “technical” training’.

B4.1: Does the proposed project involve the use, development, or training/technical advice in the use, development or maintenance of any of the following ‘arms or related material’? (Tick all that apply)

Weapons, ammunition, military vehicles and equipment ☐ Yes ☐ No

Any spare parts or accessories for weapons, military vehicles, equipment and/or technology

☐ Yes ☐ No

Paramilitary or law enforcement equipment (e.g. body armour, anti-riot gear, restraints etc)

☐ Yes ☐ No


B4.2: Does the proposed project involve technology or software which has already been made available without restrictions upon its further dissemination (i.e. is already in the public domain)?☐ Yes☐ No


B4.2: Does the proposed project involve or require any external organisations?(in terms of funding, intellectual property, research collaboration or deliverables)

☐ Yes☐ No




SECTION C: AUTONOMOUS SANCTIONS LEGISLATIONS COMPLIANCE (TO BE COMPLETED BY THE PRIMARY SUPERVISOR)ALL APPLICANTSC1.1: Please consider the goods & technologies included on The Australia Group Common Control Lists.Goods and technologies on the List:

Chemical weapons precursors; Dual-use chemical manufacturing facilities and equipment and related technologies and software; Dual-use biological equipment and related technology and software; Biological agents; Plant pathogens; and Animal pathogens.

Does the research topic or project involve, or could it be reasonably expected to involve, any of the goods and technologies included on those Lists?

☐ Yes☐ NoIf YES, please provide details:

Applicable list; The goods and/or technologies; and How the applicant’s research topic, project or otherwise necessitates their involvement with the

relevant goods or technologies

C1.2: Please consider the Defence and Strategic Goods List Amendment 2011 (maintained by the Department of Defence).Examples of goods and technologies caught on the List:

Military goods (those goods or technology that is designed or adapted for military purposes including parts and accessories thereof);

Non-military lethal goods (equipment that is inherently lethal, incapacitating or destructive such as non-military firearms, non-military ammunition and commercial explosives and initiators);

Dual-use goods (equipment and technologies developed to meet commercial needs but which may be used either as military components or for the development or production of military systems or weapons of mass destruction);

Category 0 - Nuclear Materials; Category 1 - Materials, Chemicals, Microorganisms and Toxins; Category 2 - Materials Processing; Category 3 - Electronics; Category 4 - Computers; Category 5 - Telecommunications and Information Security; Category 6 - Sensors & Lasers; Category 7 - Navigation and Avionics; Category 8 - Marine; Category 9 - Aerospace and Propulsion.


http://www.defence.gov.au/deco/DSGL.asp

http://www.australiagroup.net/en/controllists.html

http://www.australiagroup.net/en/controllists.html

See Appendix 1 for further detail.

Does the research topic or project or otherwise that the applicant is proposing involve, or could it be reasonably expected to involve, any of the goods or technologies included on that List?


Applicable goods and technologies; and How the applicant's research topic, project or otherwise necessitates their involvement with the


C1.3: Will the research project involve the use of, relate to the manufacture of, or potentially increase the sanctioned country's capacity to manufacture or use of any controlled goods listed in Appendix 1?☐ Yes☐ NoIf YES, please include provide details, including an assessment of whether the project constitutes pure/basic research or applied research.


SECTION D1: TO BE COMPLETED FOR CITIZENS OF IRAN (BY PRIMARY SUPERVISOR)D1.1: For an applicant who is a citizen of Iran, does the research project provide training in, or lead to improvements in the use, extraction, manufacture or maintenance of any of the following?

a. Any goods listed in Autonomous Sanctions (Export and Import Sanctioned Goods – Iran) Specification 2016

☐ Yes ☐ No

b. Involve or is financially supported by any of the persons or entities listed in Autonomous Sanctions (Designated Persons and Entities and Declared Persons – Iran) List 2012 ?

☐ Yes ☐ No

If YES, please provide details and how are you going to mitigate the risks identified?:

D1.2: Please consider the goods and technologies included on the Charter of the United Nations (Sanctions – Iran) (Export Sanctioned Goods) List Determination 2008.Examples of goods and technologies caught on the List:

Nuclear materials, facilities and equipment; Nuclear materials; chemicals, microorganisms and toxins; Materials processing; Electronics; Sensors & lasers; Navigation & avionic; Other dual-use goods and technologies of utility in a nuclear program.

Does the research topic or project or otherwise that the student is undertaking involve, or could it be reasonably expected to involve, any of the goods or technologies included on that List?


Applicable goods and technologies; and How the applicant's research topic, project or otherwise necessitates their involvement with the



http://www.comlaw.gov.au/Details/F2011C00901



https://www.legislation.gov.au/Details/F2016C00246

https://www.legislation.gov.au/Details/F2016C00246

https://www.legislation.gov.au/Details/C2016G00283

https://www.legislation.gov.au/Details/C2016G00283

SECTION D2: TO BE COMPLETED FOR CITIZENS OF SYRIA (BY PRIMARY SUPERVISOR)D2.1: For an applicant who is a citizen of Syria, does the research project provide training in or lead to improvements in the use, extraction, manufacture or maintenance of any of the following?

a. Gold, precious metals and/or diamonds? ☐ Yes ☐ Nob. Any goods listed in Autonomous Sanctions (Export Sanctioned Goods –

Syria) Specification 2012#?☐ Yes ☐ No

c. Any goods listed in Autonomous Sanctions (Import Sanctioned Goods – Syria) Specification 2012 and Designation 2012 ##?

☐ Yes ☐ No

d. Involve or is financially supported by any of the persons or entities listed in Autonomous Sanctions (Designated Persons and Entities and Declared Persons – Syria) List 2012

☐ Yes ☐ No

e. Newly printed or unissued Syrian denominated bank notes or newly minted or unissued Syrian denominated coinage?

☐ Yes ☐ No

f. Provide technical advice or training in regard to specified crude oil, petroleum products or petrochemical products?

☐ Yes ☐ No


#Please note: In August 2013, this list was principally devoted to goods, equipment, technology and software related to crude oil, natural gas, petrochemicals, power plants for electricity production, the monitoring or interception of internet or telephone communications, and certain luxury goods. The document is subject to change, however and should be consulted when assessing all applications for admission to a graduate research degree. Any proposed additions to the goods listed as noted on the DFAT website should be taken into consideration.

##Please note: In August 2013, this list was principally devoted to chemicals, micro-organisms, toxins and materials processing goods and equipment. The document is subject to change, however and should be consulted when assessing all applications for admission to a graduate research degree.




http://www.comlaw.gov.au/Details/C2014G00120




SECTION D3: TO BE COMPLETED FOR CITIZENS OF RUSSIA, CRIMEA & SEVASTOPOL (BY PRIMARY SUPERVISOR)D3.1: For an applicant who is a citizen of Russia, Crimea or Sevastopol, does the research project provide training in or lead to improvements in the use, extraction, manufacture or maintenance of any of the following?

a. Goods, equipment, technology and software related to crude oil, natural gas, petrochemicals or power plants for electricity production

☐ Yes ☐ No

b. Goods, equipment, technology and software related to transport, telecommunications, energy production and/or the exploitation of oil, gas and mineral reserves

☐ Yes ☐ No

c. Goods, equipment, technology and software related to deep water and/or Arctic Circle oil exploration

☐ Yes ☐ No

d. Any goods listed in Schedule 1 – List of Goods of Autonomous Sanctions (Russia, Crimea and Sevastopol) Specification 2015?

☐ Yes ☐ No

e. Any goods listed in Schedule 2 – Sanctioned Commercial Activity of Autonomous Sanctions (Russia, Crimea and Sevastopol) Specification 2015?

☐ Yes ☐ No


SECTION D4: TO BE COMPLETED FOR CITIZENS OF DEMOCRATIC PEOPLE’S REPUBLIC OF KOREA (DPRK, ALSO KNOWN AS NORTH KOREA) (BY PRIMARY SUPERVISOR)D4.1: For an applicant who is a citizen of the Democratic People’s Republic of Korea (DPRK), does the research project provide training in any of the following?

a. Goods related to nuclear and/or atomic energy technology (as listed in Charter of United Nations (Sanctions – Democratic People’s Republic of Korea) Document List 2014)

☐ Yes ☐ No


D4.2: Is the applicant involved or financially supported by any of the persons or entities listed in Autonomous Sanctions (Designated Persons Entities – Democratic People’s Republic of Korea) List 2012?




https://www.comlaw.gov.au/Details/F2014L01746


http://www.comlaw.gov.au/Details/F2015L00390






SECTION D5: TO BE COMPLETED FOR CITIZENS OF ALL OTHER UNITED NATIONS & AUSTRALIAN SANCTIONED COUNTRIES/REGIMES (BY PRIMARY SUPERVISOR)D5.1: If the applicant is a citizen of a ‘sanctioned-service’ country (other than those in D1 through D4), does the research project provide training in or lead to improvements in the use, extraction, manufacture or maintenance of any of the following?

a. Military or paramilitary items or items with a military or paramilitary application?

☐ Yes ☐ No

b. Items with an application in nuclear, chemical or biological weapons programs or in the development of weapons delivery systems (such as missiles)?

☐ Yes ☐ No

c. Technical training, advice, services or assistance (including financing and financial assistance, investment, brokering or other services, and transfer of financial resources or services) related to ‘the supply, manufacture, maintenance of use of such items, or military activities generally’?

☐ Yes ☐ No

d. Rough diamonds? ☐ Yes ☐ Noe. Iraqi cultural property, other items of archaeological, historical, cultural,

rare scientific and religious importance illegally removed since August 1990?

☐ Yes ☐ No


**Please note: These lists include chemical weapons, precursors, dual use chemical manufacturing facilities and equipment and related technology and software, dual use biological equipment and related technology and software, biological agents, plant agents, and animal pathogens.

While there may be some duplication with goods on the Defence and Strategic Goods List (DSGL) Quick Reference Guides in Appendix 1, both of these lists should be consulted when assessing all applications for admission to a higher degree research program.

D5.2: Is the applicant involved or financially supported by any of the persons or entities listed in; Autonomous Sanctions (Designated and Declared Persons – Burma) List 2012, orAutonomous Sanctions (Designated Persons and Entities and Declared Persons - Libya) List 2012, orAutonomous Sanctions (Designated Persons and Entities and Declared Persons – Ukraine) List 2014, orAutonomous Sanctions (Designated and Declared Persons – Former Federal Republic of Yugoslavia) List 2012, orAutonomous Sanctions (Designated Persons and Entities and Declared Persons – Zimbabwe) List 2012?☐ Yes


https://www.comlaw.gov.au/Details/F2015C00370









☐ NoIf YES, please provide details:


SANCTIONS COMPLIANCE – ASSESSMENT & APPROVALSRESPONSIBLE GRADUATE RESEARCH ADMINISTRATION OFFICERIt is the responsibility of the GRAO to check that all required sections of this form are completed. If this is not the case, please return the form to the Primary Supervisor to complete the missing sections.

Name of GRAO: Hub: Choose an item.

Date:

PRIMARY SUPERVISOR DECLARATIONIt is the responsibility of the Primary Supervisor to ensure all supervisors are aware of this risk assessment and compliance form. By signing this form, the Primary Supervisor confirms that all supervisors have agreed to the content within this form.

I declare that:

I am aware of the Australian Autonomous or United Nations regime and the procedures and processes put in place by this University to ensure compliance with the regime; and

I am aware that applicants who are subject to sanctions will not be approved as external candidates; and

All information and assessments provided on or appended to this Form are true and correct to the best of my knowledge, information and belief; and

If the applicant is admitted, the project, project requirements and research environment will be monitored for compliance at confirmation and progress reviews; and

Any change in the status of this project, project requirements or research environment that may affect compliance with the Autonomous Sanctions regime will be reported to the Head of School, Faculty Associate Dean of Research and the Dean of Graduate Research.

Primary Supervisor Name:

Staff ID:

School/Faculty/Institute/External

Organisation:

Signature:

HEAD OF SCHOOL DECLARATIONIt is the responsibility of the Head of School to review the information included in this compliance assessment form and to the best of their ability, ensure that it is accurate and true.

I declare that:

I am aware of the Australian Autonomous or United Nations Sanctions Regimes and this Faculty or Institute has mechanisms in place to ensure that the HDR admissions and candidature management procedures and processes put in place by the University to ensure compliance with the regimes are being followed; and

This compliance assessment of the proposed project has been completed in accordance with UTAS procedures by the Primary Supervisor, with the requisite methodological and theoretical expertise to provide a rigorous and meaningful risk assessment; and

If the applicant is admitted, appropriate procedures and processes are in place to monitor the project, project requirements and research environment and any changes will be reported to the ADDR and the Dean of Graduate Research in a reasonable timeframe.

HoS Name: Staff ID:

School/Faculty/Institute/External

Organisation:

Signature:

HoS Comments:


DELEGATED AUTHORITY ASSESSMENT (TO BE COMPLETED BY GRO/ODGR STAFF)Following a review of this compliance assessment form, and a cross-check against the relevant pieces of Autonomous Sanctions and/or United Nations legislation, the following risk rating has been determined.

RECOMMENDED RISK RATING

☐ Low-Risk Shows no discernible association or breach of Autonomous Sanctions legislationProject approved

☐ Medium-Risk

Shows a tenuous or possible association or breach of Autonomous Sanctions legislationFurther information requested from Primary Supervisor and/or advice requested from DFAT

☐ High-Risk Shows a clear association and is in breach of Autonomous Sanctions legislationProject and/or application rejected

Assessment Notes:for example, "the project seems to develop small portable optical imaging sensors for th emeasurement of bioanalytes, specifically in the areas of food and agriculture. The results of this type of research are already in the public domain.

Assessors Name: Staff ID: Divisional Area:

Signature:

DEAN OF GRADUATE RESEARCHI declare that:

I am aware of the Australian Autonomous or United Nations Sanctions Regimes and this Faculty or Institute has mechanisms in place to ensure that the HDR admissions and candidature management procedures and processes put in place by the University to ensure compliance with the regimes are being followed, and

The above recommendation is: ☐ Accept

ed ☐ Rejected

Name: Staff ID: Signature:


Any additional comments:


APPENDIX 1: DEFENCE & STRATEGIC GOODS LIST QUICK REFERENCE GUIDEOn advice from DFAT, higher degree research projects involving nationals of countries on the United Nations (UN) and Australian Autonomous Sanctions (AS) lists should be assessed to determine whether they provide technical assistance or training that assists with the manufacture, maintenance or use of certain controlled goods.

There is no single list of controlled goods, however, which applies to all sanctioned countries. Rather, Australian law gives effect to a variety of export control regimes including those related to ‘arms and related materiel’ in the Charter of the United Nations Regulations and the Autonomous Sanctions Regulations. There are, in addition, country specific sanctions, regulations and controlled goods.

To assist with the special assessment of higher degree research applications, DFAT has indicated that the Defence and Strategic Goods List may be used as a proxy, in the first instance, for a comprehensive controlled goods list.

Below is a Quick Reference Guide, in two parts, which should be used to answer Section C, Question 2 of the Higher Degree Research Compliance Assessment Form. Please note that the “Part 1—Munitions List” is included here for comprehensiveness. The vast majority of controlled goods relevant to research projects carried out at the University will appear on the Part 2—Dual Use Goods List.

The full DSGL is available at http://www.defence.gov.au/deco/DSGL.asp and may be consulted if staff assessing an application would like more detailed information on any of the goods listed in the Quick Reference Guide.

PART ONE – MUNITIONS LISTMilitary GoodsML1 Smooth bore weapons calibre <20mm

Other weapons calibre ≤ 12.7mm (calibre 0.50 inches)Components and accessories

ML2 Smooth bore weapons >20mmOther weapons calibre > 12.7mm (calibre 0.50 inches)Components and accessories

ML3 Ammunition and components for ML1, ML2 & ML12, Fuze settings for ML3ML4 Bombs, torpedoes, rockets, missiles,, other explosive devices and charges, components and accessories

Equipment for launching, deploying, decoying, disruption, detection and jammingML5 Fire control systems, components and accessories and their countermeasure equipment

Radar, surveillance, tracking systems, and their countermeasure equipmentML6 Ground vehicles and componentsML7 Chemical or biological toxic agents, ‘riot control agents’, radioactive materials, related equipment,

components, and materialsML8 ‘Energetic materials’ (explosives & chemicals) and related substancesML9 Vessels of war, special naval equipment, accessories and componentsML10 Aircraft, unmanned airborne vehicles, aero-engines and aircraft equipment, and related equipment and

componentsML11 Electronic equipment not controlled elsewhere in the Munitions List specially designed for military useML12 High velocity kinetic energy weapon systems and related equipmentML13 Armour plate, body armour, and helmets and componentsML14 Simulators and training equipmentML15 Imaging, infrared, thermal imaging and image intensifier equipment, and camerasML16 Forgings, castings and other unfinished products specially designed for any products controlled by ML1 -

ML4, ML6, ML9, ML10, ML12 or ML19.ML17 Miscellaneous goods, including diving equipment, robots, ferries, containers specially designed or modified

for military use, goods treated for or providing signature suppressionML18 Production and test equipmentML19 Directed energy weapon systems, countermeasure and related equipment, (e.g. lasers and particle beam

systems)ML20 Cryogenic and superconductive equipment, as follows, and specially designed components and accessoriesML21 Software for listed goodsML22 Technology for listed goodsNon - Military GoodsML901 Non-military firearms including rifles, carbines, muskets, pistols, revolvers, shotguns, and smooth bore

weapons, not specified ML1ML902 Ammunition, projectiles and specially designed for ML901ML904 Accessories, including silencers, mountings, magazines, sights, flash suppressors, for ML901



ML905 Air guns, with specific characteristicsML908 Energetic materials other than those in ML8, excluding those specially formulated for toys, novelty goods

and fireworksML909 Detonators or other equipment for the initiation of non-military energetic materials specified in Item ML908ML910 Charges and devices containing “energetic material” specified in ML908

PART TWO – DUAL USE GOODS0 Nuclear Materials; Facilities and Equipment

Nuclear reactors, gas centrifuges, and equipment and materials especially designed for nuclear use1 Materials, Chemicals, Micro-organisms and Toxins

Toxic chemicals, viruses, bacteria, protective and detection equipment, body armour, radiation shielding windows, and metal powder production equipment

2 Materials ProcessingCrucibles, valves, robots, vibration test systems, vacuum pumps, chemical processing, and handling equipment

3 ElectronicsMicrowave components, acoustic wave devices, high energy devices, switching devices, and detonators

4 ComputersRadiation hardened computers, neural and optical computers, and related equipment.

5 Telecommunications and Information SecurityPart 1 – Telecommunications.Telecommunications systems, optical fibre cables, radio equipment, jamming equipment, and telemetry and telecontrol equipmentPart 2 – Information Security (Cryptography).Cryptographic equipment, and communications cables systems

6 Sensors and LasersMarine acoustic systems, hydrophones, imaging cameras, optical mirrors, lasers, and magnetometers

7 Navigation and AvionicsGyros, accelerometers, inertial navigation systems, and flight control systems

8 MarineSubmersible vehicles, remotely controlled manipulators, underwater vision systems, noise reduction systems, and air independent power systems

9 Aerospace and PropulsionAero gas turbine engines, rocket propulsion systems, UAVs, rocket motors, ramjet engines, sounding rockets, and acoustic vibration test equipment

Note 1 - Each of the above Dual-Use Goods categories (0-9) has the following divisions:

A. – Systems, Equipment and ComponentsB. – Test, Inspection and Production EquipmentC. – MaterialsD. – SoftwareE. – Technology

Note 2 - Materials, software and technology related to controlled goods are also controlled.

Note 3 - Terms with specific meaning are enclosed in double quotation marks where they appear throughout the DSGL document. An index of these terms appears in the front pages of the full DSGL document available at http://www.defence.gov.au/deco/DSGL.asp.

Background Information

The DSGL is identified in regulation 13E of the Customs (Prohibited Exports) Regulations 1958 as the document titled ‘Defence and Strategic Goods List’:

a) formulated and published for the purpose of paragraph 112 (2A) (aa) of the Customs Act 1901 by the Minister for Defence; and

b) dated November 1996;c) as amended by the Minister for Defence and in force from time to time. The up to date DSGL is

available at http://www.defence.gov.au/deco/DSGL.asp.

Goods included in the list may not be exported from Australia unless a licence or permission has been granted by the Minister or an authorised person and that licence or permission is produced to a Collector of Customs before exportation.




In addition, the Australian Autonomous Sanctions regime prohibits the provision of training to nationals of sanctioned countries in how to use, manufacture or maintain certain controlled goods, or how to improve the goods’ use, manufacture or maintenance. DFAT has determined that higher degree research training may pose a higher than normal risk of breaching Autonomous Sanctions regulations in these areas.


Documents

Introduction - University of Web viewAmmunition and components for ML1, ML2 & ML12, Fuze settings for ML3 . ML4 . Bombs, torpedoes, rockets, ... (explosives & chemicals) and related