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Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M. Bazzi Advanced Power Electronics and Electric Drives Lab (APEDL) ECE Department and Center for Clean Energy Engineering UTC-IASE Seminar 03/14/2014 1 4/7/2014 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

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Page 1: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

Intelligent Fault Diagnosis and Recovery in

Power Electronic Systems

Weiqiang Chen and Ali M. Bazzi

Advanced Power Electronics and Electric Drives Lab (APEDL)

ECE Department and Center for Clean Energy Engineering

UTC-IASE Seminar

03/14/2014

1 4/7/2014 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Page 2: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

• Motivation

• Methodology

• Simple Logic

• Fuzzy Logic

• Testing Platform

• Model Validation

• Results

• Conclusions and Future Work

4/7/2014 2 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Outline

Page 3: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

• Power electronics have penetrated many systems in

various fields

• Internal and external faults leading to system failures

are unavoidable

4/7/2014 3 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Motivation

Electric ship propulsion system. Source: ship-

technology.com

Electric car.

Source: teslamotors.com

Page 4: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

• The general area of energy systems can have critical

applications where loss of energy conversion cannot

be tolerated

• Of interest are power electronic systems that can:

• Recover and self heal

• Adapt to their surrounding

• Achieve high reliability

• Have local intelligent control

4/7/2014 4 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Motivation

Failing capacitor

Source: clemson.edu

IGBT Failure

Source: microwaves101.com

Page 5: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

• There exist several fault diagnosis methods in

energy systems, utilizing:

• Fuzzy control theory

• Wavelet theory

• Random forests and hidden Markov models

• D-Matrices, etc.

• There is need to tie some of the fault diagnosis ideas

with power electronic systems

• There is also need to achieve a recovery strategy

4/7/2014 5 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Motivation

Page 6: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

• For fault diagnosis, information is needed about the

converter under study:

• Model-based approach

• Sensor-based approach

• Combination of both

• Sensors are useful for near-real-time monitoring but:

• Minimal additional sensors should be introduced for

cost purposes

• Simple and cost-effective sensors are more desirable

4/7/2014 6 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Methodology

Page 7: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

• Recovery can be achieved using a parallel converter:

• The parallel converter should not be stressed as the

primary converter

• There is no need to have duplicate controllers,

sensors, and circuit boards

• It is logical to utilize parallel power components in the

same converter instead.

• Safety-critical systems and many other systems

accept some cost increase for reliability

• Parallel components should be offline until engaged to

replace a failed component

4/7/2014 7 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Methodology

Page 8: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

• Assumptions:

• The system has slow dynamics to achieve a new set

point –Many power electronic applications have fast

switching dynamics but slow set point changes (e.g.

solar micro-inverter)

• There exists basic sensing capability in the system

• Power electronic topology is known, not a black box

• Faults occur in components, failures occur in the

system after certain faults. Component faults can be

considered as failures at a component level

4/7/2014 8 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Methodology

Page 9: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

4/7/2014 9 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Methodology

• Define the following:

• M measurements exit for essential voltages and/or

currents.

• P quantities are evaluated per measurement

• Thus, Q measured quantities where 𝑄 = 𝑀 × 𝑃

• N components are susceptible to faults

• Each component has K fault conditions

• Thus, Y different faults could occur in the system,

where 𝑌 = 𝑁 × 𝐾.

Page 10: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

4/7/2014 10 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Methodology Simple Logic

• A measured quantity is assessed online or in real-

time and compared to a pre-determined threshold.

• A decision is made by comparing each of the Q

quantities to its respective threshold.

• Example: an average voltage changes by a certain %

from the expected nominal

• Threshold comparison yields a logic result: 1 or 0

• 1: Q is more than the acceptable threshold

• 0: Q is less than the acceptable threshold

• The decision for Q inputs takes the form of a Q-bit

number: 𝑍 = 2𝑄 − 1 combinations per fault.

Page 11: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

f11 f1K f21 f2K fN1 fNK

q11 cij cij cij cij cij cij cij cij cij

cij cij cij cij cij cij cij cij cij

q1P cij cij cij cij cij cij cij cij cij

q21 cij cij cij cij cij cij cij cij cij

cij cij cij cij cij cij cij cij cij

q1P cij cij cij cij cij cij cij cij cij

qM1 cij cij cij cij cij cij cij cij cij

cij cij cij cij cij cij cij cij cij

qMP cij cij cij cij cij cij cij cij cij

4/7/2014 11 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Methodology Simple Logic

Measurement 1

1

2

P

Measurement 2

1

2

P

Measurement M

1

2

P

Q=MP

Component 1

1

2

K

Component 2

1

2

K

Component N

1

2

K

Y=NK

Measurements and

related quantities Components’ fault

conditions

Page 12: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

f11 f1K f21 f2K fN1 fNK

q11 cij cij cij cij cij cij cij cij cij

cij cij cij cij cij cij cij cij cij

q1P cij cij cij cij cij cij cij cij cij

q21 cij cij cij cij cij cij cij cij cij

cij cij cij cij cij cij cij cij cij

q1P cij cij cij cij cij cij cij cij cij

qM1 cij cij cij cij cij cij cij cij cij

cij cij cij cij cij cij cij cij cij

qMP cij cij cij cij cij cij cij cij cij

4/7/2014 12 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Methodology Simple Logic

Measurement 1

1

2

P

Measurement 2

1

2

P

Measurement M

1

2

P

Q=MP

Component 1

1

2

K

Component 2

1

2

K

Component N

1

2

K

Y=NK

Measurements and

related quantities Components’ fault

conditions

L D2 S2 C SB SB’

O S O S O S O S O S O S

IL

RMS 1 0 0 1 1 1 1 1 0 1 1 1

MEAN 1 0 0 1 1 1 1 1 1 1 1 1

THD 1 1 1 1 1 1 1 1 1 0 1 1

VS2

RMS 1 0 1 0 0 1 1 0 0 0 0 0

MEAN 1 0 0 0 0 1 0 0 0 0 0 0

THD 1 1 1 1 1 1 1 1 1 0 1 1

VC

RMS 1 0 1 1 1 1 1 1 0 1 0 1

MEAN 1 1 1 1 1 1 1 1 1 1 1 1

THD 0 0 1 1 0 1 1 0 1 1 1 1

VB

RMS 1 0 1 0 1 1 1 1 1 1 1 0

MEAN 1 0 1 1 1 1 0 1 0 1 0 0

THD 0 0 0 1 0 0 1 1 1 1 1 0

VB’

RMS 1 0 1 0 1 1 1 1 1 0 1 1

MEAN 1 0 1 1 1 1 0 1 0 0 0 1

THD 0 0 0 1 0 0 1 1 1 0 1 1

Page 13: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

4/7/2014 13 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Methodology Simple Logic

• If two rows are identical,

then one of the measured

quantities can be eliminated

(redundant information)

• If two or more columns are

identical two or more

faults should both be

reported

f11 f1K f21 f2K fN1 fNK

q11 cij cij cij cij cij cij cij cij cij

cij cij cij cij cij cij cij cij cij

q1P cij cij cij cij cij cij cij cij cij

q21 cij cij cij cij cij cij cij cij cij

cij cij cij cij cij cij cij cij cij

q1P cij cij cij cij cij cij cij cij cij

qM1 cij cij cij cij cij cij cij cij cij

cij cij cij cij cij cij cij cij cij

qMP cij cij cij cij cij cij cij cij cij

• Advantage: simple implementation

• Disadvantage: threshold wait time and sensitivity to

threshold selection

Page 14: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

4/7/2014 14 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Methodology Fuzzy Logic

• Measured quantities vary with time and waiting for a

threshold might not be practical

• Membership functions can be defined for ranges of

various quantities

• Decisions can be made on “how close” is the

combination of various quantities to a specific fault

condition

• Advantage: faster response, more intelligent decision

making

• Disadvantage: model-based and requires significant

setup time

Page 15: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

4/7/2014 15 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Methodology Fuzzy Logic

Measurement 1

1

2

P

Measurement 2

1

2

P

Measurement M

1

2

P

Controller 1

Controller 2

Controller M

Input Output

Fault

Detection

SignalCorrelation System

Input membership function

Output membership function

Fuzzy Logic System

Page 16: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

• Solar PV micro-inverter

• Includes DC/DC and DC/AC stages

• Open- and short-circuit faults are

mimicked using series and parallel

switches

4/7/2014 16 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Testing Platform

SOC

SSC

Component

Page 17: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

4/7/2014 17 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Testing Platform

Analog output

Digital input

Compiling

Decoding

Page 18: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

• Redundant power components are introduced in

highlighted components

• Redundant components are

engaged using a decision made

by the fault diagnosis algorithm

4/7/2014 18 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Testing Platform

Fault Detection &

Intelligent Recovery

Primary

Component

Parallel

ComponentSensor

Switch Sn

Switch B

Sensor

Controlled Redundancy

Page 19: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

DC/DC converter nominal output voltage

Steady-state of DC/DC converter nominal output voltage

4/7/2014 19 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Model Validation Converter (Plant) with Open-Loop Control

Simulations Experiments

Page 20: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

MOSFET OC condition

MOSFET SC condition

4/7/2014 20 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Simulations Experiments

Model Validation Converter (Plant) with Open-Loop Control

Page 21: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

Simple Logic Fuzzy Logic

4/7/2014 21 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Results

Cout SC Cout SC

S2 OC S2 OC

Page 22: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

Simple Logic Fuzzy Logic

4/7/2014 22 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Results

Cout OC Cout OC

L SC L SC

Page 23: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

Simple Logic Fuzzy Logic

4/7/2014 23 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Results

Cout OC Cout OC

L SC L SC

Page 24: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

Simple Logic Fuzzy Logic

4/7/2014 24 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Results

Fault

Occurrence

Time t0 (s)

Fault

Detection

Time t1-

t0(s)

Fault

Recovery

Time t2-

t1(s)

L OC 0.6 0.4875 0.0424

D2 OC 0.6 1.1878 0.0639

S2 OC 0.6 0.4897 0.0441

Cout

OC 0.6 0.0255 0.0643

SB OC 0.6 0.0472 0.0161

SB' OC 0.6 0.0394 0.0159

L SC 0.6 0.0660 0.0056

D2 SC 0.6 0.0167 0.0636

S2 SC 0.6 0.9835 0.2377

Cout

SC 0.6 0.0195 0.0631

SB SC 0.6 0.0165 0.0618

SB' SC 0.6 0.0165 0.0629

Method

Fault Occurrence Time t0 (s)

Fault Detection Time t1-

t0(s)

Fault Recovery Time t2-

t1(s) L OC 0.6 0.0080 0.0450

D2 OC 0.6 0.0100 0.0300

S2 OC 0.6 0.0088 0.0312

Cout OC

0.6 0.0080 0.0643

SB OC 0.6 0.0130 0.0070

SB' OC 0.6 0.0130 0.0070

L SC 0.6 0.0035 0.0065

D2 SC 0.6 0.0083 0.0717

S2 SC 0.6 0.0067 0.0133

Cout SC

0.6 0.0066 0.0631

SB SC 0.6 0.0165 0.0618

SB' SC 0.6 0.0165 0.0629

Page 25: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

4/7/2014 25 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)

Conclusions & Future

Work

• Both methods show ability to accurately diagnose

faults and engage redundancy

• Faster diagnosis time is achieved with the more

intelligent fuzzy logic, at the cost of setup time

• Recovery time is independent of the diagnosis

method as it depends on the system response

• A special case is when the fault is detected while the

system is still close to nominal operation

• Implementation on an FPGA is currently in progress

Page 26: Intelligent Fault Diagnosis and Recovery in Power Electronic Systems · 2016-03-09 · Intelligent Fault Diagnosis and Recovery in Power Electronic Systems Weiqiang Chen and Ali M

Questions?

4/7/2014 26 Copyright © 2014 – Advanced Power Electronics & Electric Drives Lab (APEDL)