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Page 1: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

General rights Copyright and moral rights for the publications made accessible in the public portal are retained by the authors and/or other copyright owners and it is a condition of accessing publications that users recognise and abide by the legal requirements associated with these rights.

Users may download and print one copy of any publication from the public portal for the purpose of private study or research.

You may not further distribute the material or use it for any profit-making activity or commercial gain

You may freely distribute the URL identifying the publication in the public portal If you believe that this document breaches copyright please contact us providing details, and we will remove access to the work immediately and investigate your claim.

Downloaded from orbit.dtu.dk on: Mar 22, 2020

Installation Qualification, Performance Qualification and Routine Control

Miller, Arne

Publication date:2011

Document VersionPublisher's PDF, also known as Version of record

Link back to DTU Orbit

Citation (APA):Miller, A. (Author). (2011). Installation Qualification, Performance Qualification and Routine Control.Sound/Visual production (digital)

Page 2: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

Medical Devices Sterilization for ManufacturersMedical Devices Sterilization for Manufacturers

Cameron Quality ConsultantsCameron Quality Consultants

Validation and routine control ofValidation and routine control ofili i b i di iili i b i di isterilization by irradiationsterilization by irradiation

Arne MillerRi ø Hi h D R f L b tRisø High Dose Reference LaboratoryRisø DTUTechnical University of DenmarkDK-4000 RoskildeDenmark

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 11

Denmark

Page 3: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

Medical Devices Sterilization for ManufacturersMedical Devices Sterilization for Manufacturers

Cameron Quality ConsultantsCameron Quality Consultants

Content of presentation:Content of presentation:pp

InInstallationstallation Qualification Qualification -- IQIQ

Operational Operational Qualification Qualification -- OQOQ

•• Performance QualificationPerformance Qualification -- PQPQPerformance Qualification Performance Qualification PQPQ

Process Control and MonitoringProcess Control and Monitoring

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 22

Page 4: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

Medical Devices Sterilization for ManufacturersMedical Devices Sterilization for Manufacturers

Cameron Quality ConsultantsCameron Quality Consultants

Installation qualificationInstallation qualification

undertaken to demonstrate that the sterilization equipment has undertaken to demonstrate that the sterilization equipment has q pq pbeen supplied and installed in accordance with specification.been supplied and installed in accordance with specification.

Whether or not data are “in accordance with their specification”Whether or not data are “in accordance with their specification”Whether or not data are in accordance with their specification Whether or not data are in accordance with their specification depends on agreementdepends on agreement

Measurements often the same as for Operational QualificationMeasurements often the same as for Operational QualificationMeasurements often the same as for Operational QualificationMeasurements often the same as for Operational Qualification

Responsibility:Responsibility: Facility OperatorFacility Operator

ISO 11137ISO 11137--1, sect 9.11, sect 9.1

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 33

Page 5: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

Medical Devices Sterilization for ManufacturersMedical Devices Sterilization for Manufacturers

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Operational qualificationOperational qualification

•• -- carried out by irradiating appropriate test material to carried out by irradiating appropriate test material to demonstrate the capability of the equipment to deliver the demonstrate the capability of the equipment to deliver the sterilization process that has been defined.sterilization process that has been defined.p fp f

•• -- provides baseline data to show consistent operation of the provides baseline data to show consistent operation of the facilityfacilityfacilityfacility

Responsibility: Facility OperatorResponsibility: Facility Operator

ISO 11137ISO 11137--1, sect 9.21, sect 9.2

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 44

Page 6: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

Medical Devices Sterilization for ManufacturersMedical Devices Sterilization for Manufacturers

Cameron Quality ConsultantsCameron Quality Consultants

Operational qualification GammaOperational qualification Gammap qp q

•• dose distribution in reference dose distribution in reference d ( )d ( )product(s)product(s)

•• dose as function of dwell timedose as function of dwell time•• process interruptionprocess interruption•• process interruptionprocess interruption•• mix of productsmix of products

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 55

Page 7: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

Medical Devices Sterilization for ManufacturersMedical Devices Sterilization for Manufacturers

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OQ gamma cont..OQ gamma cont..

Gamma FacilityGamma FacilityLayoutLayout

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 66

Page 8: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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OQ OQ gammagammagammagammacont..cont..

Placement ofof dosimeters

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 77

Page 9: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

Medical Devices Sterilization for ManufacturersMedical Devices Sterilization for Manufacturers

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OQ Gamma cont..OQ Gamma cont..

Dose distributionDose distributionin reference productin reference product

Isodose curvesIsodose curves

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 88

Page 10: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

Medical Devices Sterilization for ManufacturersMedical Devices Sterilization for Manufacturers

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OQ gamma cont..OQ gamma cont..

Dose mappingDose mapping

Dose maps must be made with fully loaded irradiation chamberDose maps must be made with fully loaded irradiation chamber

Range of densities of reference product must cover extremes of Range of densities of reference product must cover extremes of products to be irradiatedproducts to be irradiated

Additional measurement:Additional measurement:

ff f i iff f i i−− effect of process interruptioneffect of process interruption

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 99

Page 11: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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OQ gamma cont..OQ gamma cont..

Dose mappingDose mapping

Dose mapping shall be carried out on a sufficient number Dose mapping shall be carried out on a sufficient number of irradiation containers to allow determination of theof irradiation containers to allow determination of theof irradiation containers to allow determination of the of irradiation containers to allow determination of the distribution and variability of dose between containersdistribution and variability of dose between containers

Dose mapping must be repeated when significant changes Dose mapping must be repeated when significant changes of the irradiation plant are madeof the irradiation plant are made e ge g source changesource changeof the irradiation plant are made, of the irradiation plant are made, e.g. e.g. source changesource change

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 1010

Page 12: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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Operational qualification Electron beamOperational qualification Electron beam

•• CharacteristicCharacteristic parameters toparameters to bebe measuredmeasuredCharacteristicCharacteristic parameters to parameters to bebe measuredmeasured

•• dosedose distribution reference distribution reference productproduct•• scanscan widthwidthscan scan widthwidth•• energyenergy•• dosedose as as functionfunction of speed, of speed, currentcurrent, , beambeam

widthwidth•• beambeam spotspot

i t tii t ti•• processprocess interruptioninterruption

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 1111

Page 13: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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OQ EOQ E--beam cont..beam cont..

Placement of dosimeters Placement of dosimeters in reference productin reference product

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 1212

Page 14: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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OQ EOQ E--beam cont..beam cont..

Dose distribution Dose distribution i fi fin reference in reference productproduct

Limits for acceptable variations can bedefineddefined.

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 1313

Page 15: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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OQ EOQ E--beam cont..beam cont..

Scan width (=extended beam width)Scan width (=extended beam width)

Limits for acceptable variationsvariations can bedefined.

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 1414

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OQ EOQ E--beam cont..beam cont..

EnergyEnergy

Wedge and stack for energy measurementWedge and stack for energy measurementWedge and stack for energy measurementWedge and stack for energy measurement

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 1515

Page 17: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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OQ EOQ E--beam cont..beam cont..

Typical depthTypical depth--dose curvedose curveTypical depthTypical depth--dose curvedose curve

Energy Energy –– range range relationshipsrelationshipsrelationshipsrelationships

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 1616

Page 18: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

Medical Devices Sterilization for ManufacturersMedical Devices Sterilization for Manufacturers

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OQ EOQ E--beam cont..beam cont..

Dose as a function Dose as a function of of Dose = f(I/V*Sw)

-- beambeam currentcurrent (I)(I)-- convconv speed (V)speed (V)-- beambeam widthwidth ((SwSw))

y = 1129,8x - 0,1538R2 = 0 9996

7080

-- beambeam widthwidth ((SwSw)) R 0,9996

30405060

se, k

Gy

0102030

Do

00,000 0,010 0,020 0,030 0,040 0,050 0,060 0,070

I/(V*Sw)

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 1717

Page 19: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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OQ EOQ E--beam cont..beam cont..

Beam spot patternBeam spot pattern

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 1818

Page 20: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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OQ EOQ E--beam cont..beam cont..

Process interruptionProcess interruption

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Page 21: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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OQ EOQ E--beam cont..beam cont..

EE--beam OQ should be repeated when significant changes of thebeam OQ should be repeated when significant changes of theEE beam OQ should be repeated when significant changes of the beam OQ should be repeated when significant changes of the irradiation plant are made that may influence dose or dose irradiation plant are made that may influence dose or dose distribution.distribution.

It is recommended to repeat OQ at regular intervals, e.g. annually It is recommended to repeat OQ at regular intervals, e.g. annually i d t d t t i t t tii d t d t t i t t tiin order to demonstrate consistent operation.in order to demonstrate consistent operation.

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 2020

Page 22: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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Performance qualificationPerformance qualificationConcerns dose mapping of real productConcerns dose mapping of real product

t id tif th l ti d it d f i i d it id tif th l ti d it d f i i d ito identify the location and magnitude of minimum and maximum to identify the location and magnitude of minimum and maximum dosesdoses

andandandand

to determine the relationship between the min and max doses and the to determine the relationship between the min and max doses and the routine doseroutine dose

Responsibility: Primary ManufacturerResponsibility: Primary Manufacturer

ISO 11137ISO 11137--1, sect 9.31, sect 9.3

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Page 23: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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Performance qualification ..cont..Performance qualification ..cont..

Purpose of dose mappingPurpose of dose mapping

-- to demonstrate that: to demonstrate that:

•• D (min)D (min) D (Steril) and D (max)D (Steril) and D (max) D (acceptable)D (acceptable)•• D (min) D (min) D (Steril) and D (max) D (Steril) and D (max) D (acceptable)D (acceptable)

•• D (min) determined by sterilization requirementsD (min) determined by sterilization requirements

•• D (max) determined by radiationD (max) determined by radiation--induced changes in productinduced changes in product

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Performance qualification ..cont..Performance qualification ..cont..

Strategies for dose mappingStrategies for dose mapping-- based on:based on:

OQ measurementsOQ measurements Inhomogeneous product distribution, orientation, voids, Inhomogeneous product distribution, orientation, voids,

i t fi t finterfaces.interfaces. ExperienceExperience

Processing categoriesProcessing categories

Limitations of dose mappingLimitations of dose mapping

Ability to measure “the true” value of D(min) or D(max)Ability to measure “the true” value of D(min) or D(max) Location of dosimeterLocation of dosimeter

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 2323

Location of dosimeterLocation of dosimeter Resolution of dosimeter systemResolution of dosimeter system

Page 25: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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Performance qualification ..cont..Performance qualification ..cont..Performance qualification ..cont..Performance qualification ..cont..

Examples from real lifeExamples from real lifeExamples from real life …..Examples from real life …..

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Page 26: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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Dose map examplesDose map examplesDose map examplesDose map examples

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 2525

Page 27: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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Measurement UncertaintyMeasurement Uncertainty

Performance qualification ..cont..Performance qualification ..cont..Measurement UncertaintyMeasurement Uncertainty

Dose mapping shall be carried out using representative irradiation Dose mapping shall be carried out using representative irradiation containers sufficient in number to determine the variability of dose containers sufficient in number to determine the variability of dose ff y fff y fbetween containersbetween containers

Practical approach:Practical approach:

Either dose map in detail 3Either dose map in detail 3--10 containers10 containers

orororor−− dose map in detail one dose map in detail one cntainercntainer−− repeat measurement of D (min) and D (max) in several (e.g. 10) repeat measurement of D (min) and D (max) in several (e.g. 10) p ( ) ( ) ( g )p ( ) ( ) ( g )

containers containers −− evaluate measurement uncertainty taking into account all evaluate measurement uncertainty taking into account all

t i t tt i t t

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 2626

uncertainty components.uncertainty components.

Page 28: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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Performance qualification ..cont..Performance qualification ..cont..

Setting Process LimitsSetting Process Limits

Select process parametersSelect process parametersp pp p

gamma:gamma: e.g. timer settinge.g. timer setting ee--beam:beam: e.g. conveyor speed e.g. conveyor speed

so that D(min) will exceed D(sterile) and so that D(min) will exceed D(sterile) and so that D(max) will not exceed D(acceptable)so that D(max) will not exceed D(acceptable)

Select process limits based on the measured uncertainty.Select process limits based on the measured uncertainty.

Practical approachPractical approach select process parameters so that D(min) is two standard select process parameters so that D(min) is two standard

d i ti hi h th D(d i ti hi h th D( t ilt il))

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 2727

deviations higher than D(deviations higher than D(sterilsteril))

Page 29: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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Performance qualification ..cont..Performance qualification ..cont..

Selection of uncertainty Selection of uncertainty limits for process controllimits for process control

Normal distribution

1

limits for process controllimits for process control0,8

0,4

0,6

Prob

abili

ty

0,2Limit based onLimit based on2 standard deviations2 standard deviations

0-4 -3 -2 -1 0 1 2 3 4

Standard deviations

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Page 30: Installation Qualification, Performance Qualification and ... · Installation qualification undertaken to demonstrate that the sterilization e qqpuipment has been supplied and installed

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Performance qualification ..cont..Performance qualification ..cont..

Repetition of Performance Qualification Dose MapRepetition of Performance Qualification Dose Map

Only needed if product is changed Only needed if product is changed or if facility is changedor if facility is changedy gy g

review of documentation at defined intervals is recommended, review of documentation at defined intervals is recommended, e g every 3 yearse g every 3 yearse.g. every 3 yearse.g. every 3 years

Copenhagen Medical Devices consulting apsCopenhagen Medical Devices consulting aps 22 September 200322 September 2003 2929