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Inhibition, Anxiety and the Development of
Auditory Hallucinations
Georgie Paulik
B.Sc. (Hons.) (Psychology)
School of Psychology
University of Western Australia
This thesis is presented for the degree of Doctor of Philosophy and
as a partial requirement for the degree of Masters of Psychology (Clinical)
of the University of Western Australia.
2008
ii
iii
ABSTRACT
Auditory hallucinations (AHs) are one of the most common symptoms of
schizophrenia, and are associated with high levels of distress, functional impairment,
and need for care. However, current understanding of the exact causes – and thus
treatment – of AHs is still in its infancy. Recently, Badcock and colleagues proposed a
cognitive dual-deficit model of AHs, which stipulates that intentional inhibition deficits
underlie the intrusive and unintentional nature of AHs, while context memory binding
deficits explain the source misattribution (Waters, Badcock, Michie, & Maybery, 2006).
While this model seems to best explain the different features of AHs, the precise
components of inhibitory control involved, and the evident role of negative affect in the
production of AHs, have not been empirically examined. Thus, the first two aims of this
thesis were to clarify the critical component(s) of inhibitory control specifically related
to AHs, and to examine the relationships between negative affect (chiefly anxiety), AHs
and inhibitory control. Finally, AHs are also commonly reported by individuals in the
general population, consistent with a continuum approach to AHs. Accordingly, the
third aim of this thesis was to investigate whether similar relationships exist between
hallucinatory-type experiences, inhibitory processes and negative affect in both
hallucination predisposition and schizophrenia.
The first study presents the findings from two related investigations of
hallucination predisposition. The first of these investigations used confirmatory factor
analysis (N = 589) to identify the specific features of hallucination predisposition in the
general population (measured using the revised Launay-Slade Hallucination Scale;
Bentall & Slade, 1985), and found that intrusiveness was a defining feature of all three
components obtained. The second investigation examined relationships between
negative affect and separate components of hallucination predisposition (N = 462), and
identified a consistent association between anxiety – but not depression or stress – and
all three components, possibly reflecting a relationship with the intrusiveness of
experiences in hallucination predisposition.
Empirical studies have shown that intrusive mental events are the product of
failed cognitive inhibition (Friedman & Miyake, 2004). Given the intrusive nature of
hallucination preposition, the second and third studies, together, aimed to dissociate the
critical inhibitory components involved in hallucination predisposition. This was
achieved through the administration of tasks differentially assessing intentional
inhibition (Inhibition of Currently Irrelevant Memories [ICIM] task; Schnider, Valenza,
iv
Morand, & Michel, 2002), unintentional inhibition (Brown-Peterson [B-P] variant task;
Kane & Engle, 2000) and intentional resistance to interference (directed ignoring task
[DI] task; Connelly, Hasher, & Zacks, 1991) to high (N = 26) and low (N = 25)
hallucination predisposed participants. The findings support the Badcock et al. model of
– and thus the continuum approach to – AHs, since the hallucination predisposed group
exhibited difficulties with intentional, but not unintentional, forms of cognitive control,
with intentional inhibition being the only form of cognitive control uniquely related to
hallucination predisposition.
Anxiety has been empirically linked to both intrusive cognitions and inhibition
difficulties (Wood, Mathews, & Dalgleish, 2001). The fourth study aimed to investigate
whether anxiety exacerbates intentional inhibition difficulties in both high (N = 28) and
low (N = 33) hallucination predisposed participants. A music mood induction paradigm
was used to compare participants’ performance on the ICIM task following an anxious
induction in one condition and a neutral induction in another. Overall there was a non-
significant pattern of effects of state anxiety on intentional inhibition, possibly due to
the modest magnitude and duration of the induced mood states. However, the study
revealed a significant relationship between intentional inhibition and trait anxiety
(which was independent of hallucination predisposition) allowing the possibility that
more severe or longer lasting changes in anxiety may indeed exacerbate difficulties with
intentional inhibition.
The final study sought to determine whether the pattern of relationships between
AHs, inhibitory impairments and anxiety in schizophrenia are similar to those found in
hallucination predisposition. The same three cognitive tasks previously employed
(ICIM, B-P, and DI) were administered to schizophrenia (N = 61) and healthy control
(N = 34) participants. Schizophrenia participants overall exhibited difficulties
intentionally resisting interference from distracting stimuli, however did not have
difficulties [intentionally or unintentionally] inhibiting task-irrelevant memory traces.
Consistent with the continuum approach, AHs were related only to difficulties with
intentional inhibition, and these difficulties existed independently from anxiety
(although anxiety was related to intentional inhibition) and were unrelated to other
schizophrenia symptoms.
Together, the studies support the first component of Badcock et al.’s dual-deficit
model of AHs, with hallucinatory experiences in both hallucination predisposition and
schizophrenia associated with specific intentional inhibition impairments. The findings
also suggest that while anxiety may contribute to the production of AHs by exacerbating
v
existing intentional inhibition impairments, it is likely that anxiety has additional routes
of influence. These findings provide strong support for the continuum approach to AHs.
The implications of these findings and possible avenues for future research are
discussed.
vi
REFERENCES
Bentall, R. P., & Slade, P. D. (1985). Reliability of a scale measuring disposition
towards hallucination: A brief report. Personality and Individual Differences, 6,
527-529.
Connelly, S. L., Hasher, L., & Zacks, R. T. (1991). Age and reading: The impact of
distraction. Psychology and Aging, 6, 533-541.
Friedman, N. P., & Miyake, A. (2004). The relations among inhibition and interference
control functions: A latent-variable analysis. Journal of Experimental
Psychology: General, 133, 101-135.
Kane, M. J., & Engle, R. W. (2000). Working-memory capacity, proactive interference,
and divided attention: Limits on long-term memory retrieval. Journal of
Experimental Psychology: Learning, Memory, and Cognition, 26, 336-358.
Schnider, A., Valenza, N., Morand, S., & Michel, C. M. (2002). Early cortical
distinction between memories that pertain to ongoing reality and memories that
don't. Cerebral Cortex, 12, 54-61.
Waters, F. A. V., Badcock, J. C., Michie, P. T., & Maybery, M. T. (2006). Auditory
hallucinations in schizophrenia: Intrusive thoughts and forgotten memories.
Cognitive Neuropsychiatry, 11, 65-83.
Wood, J., Mathews, A., & Dalgleish, T. (2001). Anxiety and cognitive inhibition.
Emotion, 1, 166-181.
vii
TABLE OF CONTENTS
Abstract……………………………………………………………………………… iii
(Table of Contents)
Manuscripts and publications generated from this thesis…………………………… xiii
Declaration for theses containing published work ……………………………….… xv
Acknowledgements…………………………………………………………………. xvii
INTRODUCTION………………………………………………………………..... 1
Chapter 1: An overview of schizophrenia, auditory hallucinations, inhibition and
negative affect………………………………………………………………………. 3
Abstract……………………………………………………………………………… 3
Schizophrenia…………………………………...…………………………………... 4
Auditory hallucinations…………………………………………………………...… 8
Definition……………………………………………………………………. 8
Auditory hallucinations in schizophrenia..……………...………..………..… 8
Auditory hallucinations in other clinical populations……………………….. 9
Auditory hallucinations in the general population………………………..… 10
Explanatory models of auditory hallucinations …………………………..… 13
Mental imagery…………………………………………...……….… 13
Inner speech…………………………………..…………………...… 14
Socio-psychological theories……………………………………...… 16
Dopamine……………………………………………………………. 17
Dual deficit model: Intentional inhibition and context memory…….. 19
Negative affect…………………………………………………………………….… 22
Definition………………………………………………………………….… 22
Negative affect and schizophrenia…………………………………….......… 23
Negative affect and auditory hallucinations ……….……………………...… 24
The role of negative affect in the onset and maintenance of auditory
hallucinations………………………………………………………... 24
Negative affect and the phenomenology of auditory hallucinations… 26
Key processes under investigation…………………………………………………... 29
Cognitive inhibition…………………………………………………………. 29
Anxiety and depression …………………………………………………….. 31
viii
Aims and organization of thesis………………………………………………….…. 33
References…………………………………………………………………………... 36
PREDISPOSITION TO HALLUCINATIONS………………………………….. 59
Foreword to Chapter 2…………………………………………………………….… 61
Chapter 2: The multifactorial structure of the predisposition to hallucinate and
associations with anxiety, depression and stress………………………………..... 63
Abstract…………………………………………………………………………….... 63
Introduction………………………………………………………………………….. 64
Study 1……………………………………………………………………………..... 65
Method………………………………………………………………………. 66
Participants………………………………………………………...... 66
Measures…………………………………………………………….. 66
Model definition for confirmatory factor analysis………………...... 66
Results and discussion…………………………………………………….… 67
Study 2………………………………………………………………………………. 68
Method………………………………………………………………………. 69
Participants………………………………………………………….. 69
Measures…………………………………………………………….. 69
Results and discussion………………………………………………………. 70
General discussion………………………………………………………………….. 72
Acknowledgements……………………………………………………………….… 75
References…………………………………………………………………………… 76
PREDISPOSITION TO HALLUCINATIONS AND INHIBITORY CONTROL… 79
Foreword to Chapters 3 and 4……………………………………………………..… 81
Chapter 3: Poor intentional inhibition in individuals predisposed to
hallucinations……………………………………………………………………….. 83
Abstract……………………………………………………………………………… 83
Introduction………………………………………………………………………….. 84
Method………………………………………………………………………………. 85
Participants……………………………………………………………...…… 85
Measures………………………………………………………………..…… 86
ix
Inhibition of currently irrelevant memories (ICIM) task……………. 86
Additional measures……………………………………………….... 87
Procedure…………………………………………………………………………..... 87
Results………………………………………………………………………….….… 88
Descriptive statistics……………………………………………………….… 88
ICIM task………………………………………………………………….… 88
Encoding and recognition in run 1…………………………...……… 89
Target detection in runs 2 and 3…………………………………….. 89
Intentional inhibition in runs 2 and 3……………………………...… 90
Signal detection analysis…………………………………………..… 90
Response times for run 1……………………………………………. 90
Response times for runs 2 and 3…………………….…………….… 91
Discussion…………………………………………………………………………… 92
Acknowledgements………………………………………………………….……… 96
References…………………………………………………………………………… 97
Chapter 4: Dissociating the components of inhibitory control involved in
predisposition to hallucinations………………………………………………...…. 101
Abstract……………………………………………………………………………… 101
Introduction……………………………………………………………………..…... 102
Method……………………………………………………………………………..... 104
Participants………………………………………………………………….. 104
Measures…………………………………………………………………...… 105
Directed ignoring………………………………………………….… 105
Brown-Peterson variant……………………………………………… 105
Additional measures……………………………………………….... 106
Procedure……………………………………………………………………. 107
Results…………………………………………………………………………….… 107
Descriptive statistics……………………………………………………….... 107
Directed ignoring task………………………………………………………. 108
Reading time……………………………………………………….... 108
Intrusions…………………………………………………………..... 109
Multiple choice questions: Foil errors and accuracy…………….….. 110
Brown-Peterson Variant Task…………………………………………….… 110
Word recall………………………………………………………….. 110
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Intrusions in recall………………………………………………...… 111
Discussion…………………………………………………………………………… 111
Acknowledgements…………………………………………………………………. 115
References…………………………………………………………………………… 116
ANXIETY, INHIBITION, AND HALLUCINATION PREDISPOSITION…… 119
Foreword to Chapter 5………………………………………………………………. 121
Chapter 5: Effects of anxiety on the intentional inhibition of currently irrelevant
memories: A hallucination predisposition study ………….……….……………. 123
Abstract……………………………………………………………………………… 123
Introduction…………………………………………………………………………. 124
Method…………………………………………………………………………..…... 126
Participants……………………………………………………………..……. 126
Measures…………………………………………………………………..… 126
Inhibition of currently irrelevant memories (ICIM) task……………. 126
Mood induction procedure………………………………………..…. 127
Mood measures……………………………………………………… 127
Additional measures……………………………………………….... 128
Procedure……………………………………………………………………. 128
Results………………………………………………………………………….…… 129
Descriptive statistics………………………………………………..……….. 129
Efficacy of mood induction procedure…………..…………………….……. 130
Intentional inhibition and hallucination predisposition..…………………….. 131
Effects of anxiety on ICIM task performance…………………….…..…...… 132
Encoding and recognition………………………………………..….. 132
Intentional inhibition and target detection in run 2…………….…… 133
Response times for run 1………………………………..…………… 133
Response times for run 2………………………………..…………… 134
Trait anxiety and intentional inhibition in run 2…………..………… 134
Discussion…………………………………………………………………………… 134
Acknowledgements……………………………………………………………….… 138
References………………………………………………………………………..…. 139
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AUDITORY HALLUCINATIONS, INHIBITION AND ANXIETY IN
SCHIZOPHRENIA……………………………………………………………….. 145
Foreword to Chapter 6………………………………………………………….…… 147
Chapter 6: Inhibitory dysfunction, anxiety and auditory hallucinations…….… 149
Abstract……………………………………………………………………………… 149
Introduction……………………………………………………………………..…... 150
Anxiety and inhibitory control…………………………………………….... 151
Anxiety and auditory hallucinations………………………………………… 152
Hypotheses……………………………………………………………...…… 153
Method……………………………………………………………………………..... 153
Participants………………………………………………………………..… 153
Measures…………………………………………………………………….. 154
Inhibition of currently irrelevant memories (ICIM) task…………… 154
Directed ignoring (DI) task…………………………………………. 155
Brown-Peterson variant (B-P) task...……………………………….. 156
Clinical interviews…………………………………………………... 157
Additional measures……………………………………………….... 157
Procedure……………………………………………………………………. 158
Data Analysis………………………………………………………………... 158
Results………………………………………………………………………………. 159
Descriptive statistics………………………………………………………… 159
Schizophrenia- and control group comparisons…………………………….. 160
ICIM task performance………………..……………………………. 160
Intentional inhibition (false alarms: FA)………………….… 160
Target detection (Hits)…………………………………….… 160
DI task performance………………………………………………… 161
Reading time (RT)…………………………………………... 162
Intrusions……………………………………………….…… 162
Comprehension…………………………………………….... 162
B-P task performance……………………………………………..… 163
Correlations between anxiety and inhibition indices…………………...…… 163
Correlations between anxiety and schizophrenia-related symptoms………... 163
Correlations between schizophrenia-related symptoms and inhibition
indices..…………………………………………………………………...…. 164
xii
Discussion…………………………………………………………………………… 165
Acknowledgements…….…………………………………………………………… 171
References…………………………………………………………………………... 172
GENERAL DISCUSSION……………………………………………………….... 177
Chapter 7: General Discussion………………………………………………….… 179
Review of thesis aims…………………………………………………………..…… 179
Cognitive control and hallucinatory experiences…………………………………… 180
Summary of findings and interpretation.………………………………….… 180
Critical examination of findings……………………………………….……. 183
Strengths, limitations and implications for future research……………….… 186
Clinical implications………………………………………………………… 189
Summary………………………………………………………………….…. 190
Anxiety and hallucinatory experiences……………………………………………… 190
Summary of findings and interpretation.……………………………….…… 190
Critical examination of findings ………………………………………...….. 193
Strengths, limitations and implications for future research……………….… 195
Clinical implications………………………………………………………… 197
Summary…………………………………………………………………..… 197
The hallucination continuum………………………………………………………... 198
Summary of findings and interpretation.……………………………………. 198
Critical examination of findings …………………………………………..... 200
Strengths, limitations and implications for future research…………….…… 200
Clinical implications………………………………………………………… 203
Summary………………………………………………………………..…… 203
Final comments…………………………………………………………………..….. 204
References…………………………………………………………………………… 206
APPENDICES……………………………………………………………………… 217
Appendix A: Words used in the Brown-Peterson variant task (Chapters 4 and 6).… 218
Appendix B: Stories and comprehension questions used in the directed ignoring task
(Chapter 4)…………………………………………………………………………… 221
Appendix C: Stories and comprehension questions used in the directed ignoring task
(Chapter 6)………………………………………………………………………...… 232
Appendix D: Dissociating the components of inhibitory control associated with
auditory hallucinations in schizophrenia…………………………………………….. 247
xiii
MANUSCRIPTS AND PUBLICATIONS GENERATED FROM THIS THESIS
This thesis consists of a collection of papers prepared in journal format, supplemented
by a general introduction, chapter forewords connecting the papers, and a general
discussion. The papers and publications presented in this thesis are as follows:
Chapter 2
Paulik, G., Badcock, J., & Maybery, M. (2006). The multifactorial structure of the
predisposition to hallucinate and associations with anxiety, depression and
stress. Personality and Individual Differences, 41, 1067 – 1076.
Chapter 3
Paulik, G., Badcock, J., & Maybery, M. (2007). Failure to inhibit currently irrelevant
memories in individuals predisposed to hallucinations. Cognitive
Neuropsychiatry, 12, 457-470.
Chapter 4
Paulik, G., Badcock, J., & Maybery, M. (2008). Dissociating the components of
inhibitory control involved in predisposition to hallucinations. Cognitive
Neuropsychiatry, 13, 33-46.
Chapter 5
Paulik, G., Badcock, J., & Maybery, M. (2008). Effects of anxiety on the intentional
inhibition of currently irrelevant memories: A hallucination predisposition study.
Unpublished manuscript, University of Western Australia.
Chapter 6
Paulik, G., Badcock, J., & Maybery, M. (2007). Inhibitory dysfunction, anxiety and
auditory hallucinations. Manuscript submitted for publication to the Journal of
Abnormal Psychology (October 2007).*
* Based on feedback from two journal reviwers a revised version of this manuscript was
written and is included in the Appendices (Appendix D): Paulik, G., Badcock, J., &
Maybery, M. (2007). Dissociating the components of inhibitory control associated with auditory
hallucinations in schizophrenia. Manuscript submitted for publication to Cognitive
Neuropsychiatry (May 2008).
xiv
xv
DECLARATION FOR THESES CONTAINING PUBLISHED WORK AND/OR
WORK PREPARED FOR PUBLICATION
Please sign one of the statements below.
1. This thesis does not contain work that I have published, nor work under review for
publication.
2. This thesis contains only sole-authored work, some of which has been published
and/or prepared for publication under sole authorship.
3. This thesis contains published work and/or work prepared for publication, some of
which has been co-authored.
In all of the studies included in this thesis (see the previous section Manuscripts and
Publications Generated From This Thesis for details), study design, task development,
participant recruitment and testing, data entry, analysis, interpretation, and preparation
and revision of manuscripts were conducted by the candidate. There are two minor
exceptions. The original software programs for the computer-administered tasks
reported in Chapters 2 to 6 were developed with the assistance of Matt Huitson,
however the candidate was in charge of task development/design and made most
subsequent modifications to the programs. In addition, approximately half of the
experimental testing for the study reported in Chapter 5 was completed by a research
assistant (trained and supervised by the candidate) since the testing phases for the
experiments reported in Chapters 5 and 6 unavoidably overlapped.
The additional authors on the included manuscripts give permission for the publications
produced during the primary author’s candidature to be included in this thesis.
___________________________ ________________________
Georgina Paulik (candidate) Date
___________________________ ________________________
Johanna Badcock (co-supervisor) Date
___________________________ ________________________
Murray Maybery (co-supervisor) Date
xvi
xvii
ACKNOWLEDGEMENTS
I would like to sincerely thank the following people, for without their wisdom,
encouragement and humour, the fruition of this thesis may never have been.
First and foremost, I would like to thank my two supervisors, Johanna Badcock
and Murray Maybery. I greatly admire Jo’s unmatched drive and dedication to research,
which have inspired me to further pursue my own passion for schizophrenia research
and clinical practice. Her razor sharp intellect, enthusiasm, and compassion have been
invaluable. Murray has been my stable rock. His door has always been open to me,
whether for thesis guidance, calamity control or to share a laugh. His encouragement,
patience and calmness have been instrumental to the development of this thesis. I would
also like to thank both Jo and Murray for having trust and confidence in me to complete
the final six months of this thesis interstate. This has brought me tremendous happiness.
I am also indebted to the Schizophrenia Research Institute and the Ron and
Peggy Bell Foundation, who provided encouragement and financial support for this
project; Matt Huitson, for his programming assistance and infinite patience; Flavie
Waters, for setting the bar extremely high; Alan Bland and Sarah Howell, for their
recruitment expertise; and John Dean, for his enthusiastic diagnostic interview training.
My most heartfelt thanks goes out to all of the project’s participants, especially
to the individuals who confided in me their intimate experiences of life and the trials of
schizophrenia. Thank you to these people for their inspirational courage. I truly hope
that this research may contribute to these individuals finding hope and relief.
My friends have also played a vital role in the fruition of this thesis. I would like
to say a special thank you to: my psychology gals, Mel, Suzie, Sian, and Amanda, for
the endless support and countless laughs we have shared over our monthly ‘co-
supervision’ dinners; Russell and Nic, for enforcing Friday beer o’clock; my Capoeira
family, who have helped me to find the balance I so needed; and my dear friend
Hannah, for the laughs, the beer, the backgammon and for most generously
transforming her home into my office.
Finally, I would like to thank the people who I hold most dear to my heart: my
partner and best friend, Johnny Pascall, who challenges me everyday to seek the
unattainable and give back my weight in love; and my family, in particular my mum
Debbie, who has been my pillar of strength and inspiration throughout life. I am
beholden to these people, and eternally thankful for their immeasurable contributions to
my life.
xviii
Chapter 1
1
INTRODUCTION
Chapter 1
2
Chapter 1
3
Chapter 1
An overview of schizophrenia, auditory hallucinations,
inhibition and negative affect
ABSTRACT
The aim of this chapter is to summarize the relevant theoretical and empirical
literature pertaining to the critical phenomena under investigation in this thesis: namely,
auditory hallucinations, cognitive inhibition, and negative affect. In the first section, the
epidemiology and clinical characteristics of schizophrenia will be briefly reviewed,
followed by a more detailed literature analysis of auditory hallucinations (AHs). The
phenomenological findings from studies of AHs in schizophrenia, other clinical
populations, and the general population will be reviewed in turn. The most widely
debated and researched cognitive, socio-psychological, and biological-based models of
AHs will then be reviewed. The third section examines the literature on negative affect
in schizophrenia, and and its potential roles in AHs more specifically. In this section,
the literature regarding negative affect as a trigger, a maintenance mechanism, a
determinant of content, and a by-product of AHs will be sequentially reviewed. The
fourth section discusses the literature (from studies of the healthy population) pertaining
to the two key constructs related to AHs that are under investigation in this thesis:
cognitive inhibition and negative affect. Finally, an outline, and the aims, of the
proceeding chapters will be presented.
Chapter 1
4
SCHIZOPHRENIA
Schizophrenia, from the Greek roots schizo ("split") and phrene ("mind"), is a
common and often disabling mental disorder which occurs in all races and cultures at an
incidence rate of between 0.4% and 0.6%, and is equally common in men and women
(American Psychiatric Association [APA], 2000; Bhugra, 2005; Goldner, Hsu, Waraich,
& Somers, 2002). Sufferers commonly have low social and occupational functioning,
widespread neuro-cognitive impairment, poor quality of life, and a reduced life
expectancy (Elvevag & Goldberg, 2000; Huppert, Weiss, Lim, Pratt, & Smith, 2001;
Jablensky et al., 1999). Needless to say, the costs of schizophrenia to the sufferer, the
sufferer‟s family and their social network are immense, both emotionally and
financially. The costs of schizophrenia however do not end there. Despite its relatively
low prevalence, the direct annual financial costs of schizophrenia to the Australian
government ranks in the top three of mental illnesses, costing government around $653
million per annum (based on calculations from 2001; Australian Institute of Health and
Welfare, 2002). The poor quality of life had by most individuals with schizophrenia, as
well as the financial costs of the disorder, emphasise the importance of improving our
understanding, and thus prevention and treatment, of schizophrenia and the associated
distressing and disabling symptoms, such as hallucinations.
Schizophrenia is diverse in symptom presentation and course. The prodromal
phase – that is, the period of time prior to the first full-blown psychotic episode when
there is some evidence of social, cognitive, and affective changes taking place – most
commonly begins during late adolescence, and lasts anywhere between several weeks
and several years (Addington et al., 2007). Most individuals who develop schizophrenia
will have their first full-blown psychotic episode in young adulthood (Castle, Wessely,
Der, & Murray, 1991). The primary symptoms in schizophrenia have been classified or
described in terms of positive (or productive) symptoms and negative (or deficit)
symptoms (Crow, 1980; Liddle, 1987). Positive symptoms include hallucinations (a
perceptual experience in the absence of corresponding external stimuli, including
auditory, visual, tactile, olfactory and gustatory percepts), delusions (a strongly held and
fixed belief that is not founded on true evidence and is not ordinarily accepted by other
members of the person's culture), and thought disorder (disorganised thinking and
speech), although the latter of these is often classified in a third class of symptoms aptly
termed disorganised symptoms, which includes chaotic and catatonic speech, thought,
and behaviour (Peralta & Cuesta, 2001). Negative symptoms are so-named because they
Chapter 1
5
are considered to be the loss or absence of normal traits or abilities, and include features
such as flat or blunted affect, poverty of speech (alogia), an inability to experience
pleasure (anhedonia), and lack of motivation (avolition).
The diverse range of symptoms and symptom groupings has led to the
development of a sub-classificatory system for schizophrenia specified in the
Diagnostic and Statistical Manual of Mental Disorders (DSM; APA, 2000).
Accordingly, five sub-types of schizophrenia are recognised: paranoid type,
disorganized type, catatonic type, undifferentiated type, and residual type (where
positive symptoms are present, but of low intensity). Reflecting the vast clinical
diversity of schizophrenia, several other classificatory systems have been developed
(e.g., Harris, Gordon, Bahramali, & Slewa-Younan, 1999; Liddle, 1987; Peralta &
Cuesta, 2001), including the proposal that the standard diagnostic criteria for
schizophrenia be modified to include cognitive impairments (Keefe & Fenton, 2007). In
addition to the diverse primary symptoms of schizophrenia, many secondary symptoms
and co-morbid disorders also occur in schizophrenia, including substance abuse, mood
disorders, anxiety disorders, and personality disorders (Kavanagh et al., 2004;
McGlashan, 1987; Svirskis et al., 2005; also see the Negative Affect and Schizophrenia
section). Many of these symptoms/disorders appear to develop in response to the
primary symptoms (i.e., substance abuse as a coping strategy), while others may reflect
some shared etiological components (be it genetics, neurological, cognitive, or psycho-
social) between the two disorders/symptoms. One of the central aims of the present
thesis was to explore the co-morbidity between heightened negative affect and
hallucinations specifically (the literature pertaining to this area will be explored later in
this chapter).
Similar to symptom presentation, the course of schizophrenia is also highly
variable. A large scale Australian study recently showed that only 8% of individuals
with psychosis have a single psychotic episode with full recovery, 49% have multiple
psychotic episodes with either good recovery (21%) or partial recovery (28%) during
phases of remission, and 43% remain chronically ill but experience little deterioration
(20%) or constant functional decline and increase in symptom severity (23%)
(Jablensky, 2000; Jablensky et al., 2000). These statistics are similar to the outcomes
reported by the World Health Organisation (Barbato, 1998). The global standard
treatment for schizophrenia is psychoactive („antipsychotic‟) medications, which are
commonly classified as either „typical‟ (traditional) or „atypical‟ (novel) and take
around 7-14 days to have an effect. Antipsychotic medications are found to be most
Chapter 1
6
effective at reducing or eliminating positive symptoms, however they have little impact
on negative symptoms (Leucht, Wahlbeck, Hamann, & Kissling, 2003). A large
minority of individuals will respond well to antipsychotic medications, having few if
any symptoms when medicated. However, the current available medications do not
resolve all psychotic symptoms for most schizophrenia individuals, and often the side
effects can be more disabling than the symptoms themselves (side effects can include
headaches, dizziness, weight gain, anxiety, aggression, suicidal acts, sedation, blurred
vision, and salivation, movement, urinary, cardiovascular and endocrine problems),
resulting in poor compliance and consequential relapse (Barbato, 1998; Conley & Kelly,
2001). In addition to medications, numerous socio-psychological interventions have
also been found effective in increasing the quality of life of individuals with
schizophrenia, often by increasing coping and social resources, decreasing the level of
associated distress and functional impairment, treating co-morbid disorders, and even
helping to reduce the severity of positive symptoms (e.g., Farhall, Greenwood, &
Jackson, 2007; Jenner & van de Willige, 2001; Jenner, van de Willige, & Wiersma,
1998; Kuipers et al., 1998; Mihalopoulos, Magnus, Carter, & Vos, 2004; Mojtabai,
Nicholson, & Carpenter, 1998; Pilling, Bebbington, Kuipers, & etal, 2002; Turkingtona
et al., 2008; Wiersma, Jenner, Nienhuis, & van de Willige, 2004; Wiersma, Jenner, van
de Willige, Spakman, & Nienhuis, 2001; Wykes et al., 2003). Of the most common and
efficacious of these socio-psychological interventions are cognitive behaviour therapy,
social skills training, psycho-education, family therapy, cognitive remediation training,
and vocational rehabilitation. Despite their shown clinical and cost effectiveness,
government supported standard treatment for schizophrenia does not include socio-
psychological interventions in most countries (Milner & Valenstein, 2002).
As with many other complex disorders, such as cancer and HIV, there is still
much to learn about the underlying causes of schizophrenia. Studies suggest that
genetics, early environment, neurobiology, cognitive and socio-psychological processes
are all important contributing factors. Genetic studies suggest that multiple genes are
involved in schizophrenia inheritance, some of which may also contribute to the
diathesis of other psychological disorders, such as bipolar disorder (Craddock,
O'Donovan, & Owen, 2006; O'Donovan, Williams, & Owen, 2003; Owen, Craddock, &
O'Donovan, 2005). Prenatal research has found an increased risk of schizophrenia
linked to winter and spring births (Davies, Welham, Chant, Torrey, & McGrath, 2003)
and prenatal exposure to infections (Brown, 2006). Studies examining neurotransmitters
(chemical messengers responsible for transmitting information within the central
Chapter 1
7
nervous system) in schizophrenia have implicated the dysregulation of dopamine
(Laruelle, Abi-Dargham, Gil, Kegeles, & Innis, 1999) and other related
neurotransmitters, such as glutamate (Konradi & Heckers, 2003), in the onset and
maintenance of psychosis. Neuroimaging studies have shown structural and functional
differences between the central nervous system of individuals with schizophrenia and
healthy controls (at a group level of comparison). The most commonly reported
structural difference is the enlargement of the ventricles (Johnstone, Crow, Frith,
Husband, & Kreel, 1976), and the most common functional differences are found in the
frontal lobes, temporal lobes, and hippocampus (Green, 2001). These functional
differences are linked to the specific cognitive deficits associated with schizophrenia,
including impairments in the mental processes involved in executive control, language
and memory (for reviews, see Aleman, Hijman, de Haan, & Kahn, 1999; Elvevag &
Goldberg, 2000; Green, 2006; Harrison et al., 2007; McCarley, Niznikiewicz et al.,
1999; Merlotti, Piegari, & Galderisi, 2005; Ragland, Yoon, Minzenberg, & Carter,
2007). Many of these cognitive difficulties have been documented in prodromal and at-
risk individuals, who have not yet transitioned into full-blown psychosis (e.g., Eastvold,
Heaton, & Cadenhead, 2007; Niendam et al., 2006; Smith, Sohee, & Cornblatt, 2006).
Furthermore, different cognitive difficulties have been empirically linked to specific
symptoms seen in schizophrenia, implicating a role of cognition in the production of
those symptoms (e.g., Carter, Robertson et al., 1996; Garety & Freeman, 1999; Langdon
& Coltheart, 2000; Waters, Badcock, Michie, & Maybery, 2006). Finally, socio-
psychological stressors, such as bereavement/loss, trauma, poverty, migration, family
dysfunction, and unemployment, are associated with increased risk of developing
schizophrenia, with such stressors often preceding the onset of the first psychotic
episode (Read, van Os, Morrison, & Ross, 2005; Selten, Cantor-Graae, & Kahn, 2007;
van Os, Krabbendam, Myin-Germeys, & Delespaul, 2005). Most theories of
schizophrenia aetiology propose a diathesis-stress type model, which contends that
individuals will be “at-risk” when certain genetic/biological markers are present (the
„diathesis‟), however the disorder will only be “triggered” in the occurrence of a
significant life stressor (the „stress‟), which pushes the individual beyond some sort of
critical threshold.
Despite the continual progression in our understanding of schizophrenia, there is
growing debate over the validity and usefulness of studying schizophrenia as a unitary
condition, since both the genotypic and phenotypic presentation of the disorder seems to
vary. Thus, many researchers have instead sought to understand the underlying causes
Chapter 1
8
of specific symptoms or symptom groupings of schizophrenia (Bentall, 2003), such as
auditory hallucinations, and thus far, the cognitive literature has provided much support
for this method of research (e.g., Carter, Robertson, Chaderjian, O'Shora-Celaya, &
Nordahl, 1994; Seal, Aleman, McGuire, & Seal, 2004). The present thesis has adopted
this approach, endeavouring to further identify and dissociate the cognitive and affective
processes involved in the onset of auditory hallucinations.
AUDITORY HALLUCINATIONS
Definition
Auditory hallucinations (AHs) are broadly defined as auditory sensory
experiences that occur in the absence of external stimuli that is perceived by the
individual as a true perception (Gelder, Gath, & Mayou, 1993), that is of non-self origin
(Nayani & David, 1996a), and beyond the individual‟s control (Bentall, 1990). The
defining features that hallucinatory experiences share with other everyday unwanted
mental events (including thoughts, impulses and images), are that they are intrusive,
unwanted, uncontrollable, and interrupt ongoing reality (Morrison, 2005; Slade &
Bentall, 1988).
Auditory Hallucinations in Schizophrenia
AHs are one of the most common symptoms experienced by individuals with
schizophrenia, with approximately 74% of individuals with schizophrenia experiencing
an AH at some stage during the course of their illness (Sartorius, Shapiro, & Jablensky,
1974). In schizophrenia, although non-verbal AHs are frequently experienced (i.e.,
music and environmental sounds), the hearing of voices is the most common form of
AH, and are typically personal and negative in content, with individuals commonly
reporting that their voices are commanding, critical and even abusive (Haddock,
McCarron, Tarrier, & Faragher, 1999; Nayani & David, 1996a). Thus, it is not
surprising that the experience of AHs is often confronting and distressing, possibly
accounting – at least in part – for the high rates of co-morbid psychopathology and
heightened risk of suicide (Alpert & Silvers, 1970; Carter, Mackinnon, & Copolov,
1996; Close & Garety, 1998; Delespaul, deVries, & van Os, 2002; Hustig & Hafner,
Chapter 1
9
1990; Johns, Hemsley, & Kuipers, 2002; Walsh et al., 1999). Active voice hearers
typically hear their voices between once a week to continuously, voices can be
perceived to originate from either outside or inside the head, and voices can vary
according to gender (though male voices predominate), identity (though most often the
identity is of someone known to the individual) and even accent (Haddock et al., 1999;
Nayani & David, 1996a). The grammatical construction of voices also varies; second
person (i.e. “you are a slob”), third person (i.e. “he‟s going to bed”), or purely
descriptive non-personal comments (i.e. “the grass is green”) are most common, though
first person narration also occurs. Despite the diversity of AHs, voice hearers most
commonly report that they have limited control over their AHs, that the voices are most
likely to occur when alone, and that their voices are a similar loudness to one‟s own
speaking voice (Haddock et al., 1999; Nayani & David, 1996a).
Auditory Hallucinations in Other Clinical Populations
Although typically associated with schizophrenia, auditory hallucinations can
also occur in mood disorders - during major depressive and manic episodes – and
anxiety disorders, in particular posttraumatic-stress disorder (PTSD). For instance,
research has shown that between 50% and 80% of individuals with bipolar disorder
(during a manic episode), and between 10% and 30% of individuals with major
depressive disorder, experience psychotic symptoms, including AHs (Carlson &
Goodwin, 1973; Johnson, Horwath, & Weissman, 1991; Ohayon & Schatzberg, 2002),
and that the presence of psychotic symptoms is related to the severity of the manic or
depressive episode (Abrams & Taylor, 1981; Ohayon & Schatzberg, 2002). A recent
study of AHs in schizophrenia and „psychotic depression‟, reported similar
phenomenological qualities of AHs for both diagnostic groups, and moreover, anxiety
was the strongest predictor of hallucination intensity irrespective of diagnosis,
suggesting that anxiety may play a similar role in the production of AHs in
schizophrenia and mood disorders (Delespaul et al., 2002). The most consistently
reported difference between the AHs experienced in schizophrenia and mood disorders
is that a greater percentage of hallucinations are mood-congruent in mood disorders than
in schizophrenia, such that the content of the hallucination is consistent with depressive
or manic themes (e.g., Coryell & Tsuang, 1985; Coryell, Tsuang, & McDaniel, 1982;
Fennig, Bromet, Karant, Ram, & Jandorf, 1996; Winokur, Scharfetter, & Angst, 1985).
For instance, in depression hallucinated voices are typically negative in content,
Chapter 1
10
berating the voice hearer for his/her short comings, while in mania the voices are
typically grandiose in content, commonly taking the identity of God or other
influential/famous individuals (APA, 2000).
The predisposition to hallucinations and the occurrence of AHs in individuals
with schizophrenia have also been linked to traumatic life experiences (e.g., Hardy et
al., 2005; Morrison & Petersen, 2003; Read et al., 2005). Consistent with this, PTSD is
characterised by intrusive hallucinatory-type flashbacks of the trauma, and – although
less common – full-blown hallucinatory experiences, with the content of most AHs
related to the trauma (APA, 2000; Hamner, 1997; Hamner et al., 2000; Kastelan et al.,
2007). It has been documented that as many as 40% of combat veterans with PTSD
have co-morbid psychotic symptoms, and that the severity of PTSD and psychotic
symptoms correlate (Hamner, 1997).
Hallucinations are also frequently reported by individuals with tinnitus
(predominantly non-verbal AHs; Johns et al., 2002), Alzheimer‟s disease (both visual
and auditory hallucinations; Bassiony & Lyketsos, 2003), and patients with traumatic
brain injury, primarily associated with damage to the temporal and frontal areas
(predominantly verbal AHs; Fujii & Ahmed, 2002a, 2002b). Intoxication from psycho-
active substances (such as LSD, amphetamines, steroids and cocaine) and medications
that increase dopamine activity in the brain (such as Levodopa – an anti-Parkinson‟s
medication) also often produce psychotic-like symptoms, including AHs (Aggernaes,
1972; Kershner & Wang-Cheng, 1989; Laruelle et al., 1999).
Auditory Hallucinations in the General Population
There is strong evidence that a symptom continuum exists for AHs between
individuals from the general population and individuals with full-blown psychosis
(Choong, Hunter, & Woodruff, 2007; Shevlin, Murphy, Dorahy, & Adamson, 2007).
Numerous large scale community projects have reported an annual prevalence rate for
AHs of around 4%, and that between 10% and 25% of individuals in the general
population report having experienced an hallucination (not including hallucinatory
experiences during altered states of consciousness) at some stage during their lives, of
whom less than half have received any psychological services or met diagnosis for a
mental illness (Johns, Nazroo, Bebbington, & Kuipers, 1998; Kendler, Gallagher,
Abelson, & Kessler, 1996; Ohayon, 2000; Romme, Honig, Noorthoorn, & Escher,
1992; Sidgewick, Johnson, Myers, & et-al., 1894; Tien, 1991). These prevalence rates
Chapter 1
11
are similar for children and adolescents (Altman, Collins, & Mundy, 1997; Escher,
Delespaul, Romme, Buiks, & Van Os, 2003; McGee, Williams, & Poulton, 2000). It has
been found that the AHs experienced by healthy non-clinical individuals have all the
reality characteristics necessary to classify them as actual hallucinations according to
Slade and Bentall‟s (1988) definition: namely, they (a) occur in the absence of
corresponding external stimuli, (b) have the full impact of a real perception, and (c) are
not amenable to direct voluntary control (Barrett & Caylor, 1998).
There is considerable support for the conjecture that hallucinatory experiences
occur in a continuous – rather than discontinuous – fashion. For instance, the life
experiences preceding the first hallucinatory experience (i.e. trauma, stress and drug
use) and demographic characteristics (i.e. age, education, occupational and marital
status) are similar for hallucinating individuals in the general population and those who
have schizophrenia (e.g., Honig et al., 1998; Ohayon, 2000; van Os, Hanssen, Bijl, &
Ravelli, 2000; van Os, Park, & Jones, 2001). Furthermore, the AHs experienced by non-
clinical and clinical individuals share many phenomenological characteristics, such as
type, form, pragmatics and perceived reality characteristic (Barrett & Caylor, 1998;
Choong et al., 2007; Honig et al., 1998; Leudar, Thomas, McNally, & Glinski, 1997).
Nevertheless, several differences have been documented, possibly contributing to, or
predicting the need for care. For instance, Honig et al. (1998) interviewed patient voice
hearers (schizophrenia or dissociative disorder diagnoses) and healthy non-patient voice
hearers about the characteristics of – and affective responses to – their AHs. Although
the hallucinatory experiences of the groups were similar in form, there were some
significant differences: more of the voices experienced by patients had a negative
content, while the voices of non-patient participants were predominantly positive;
patients were also afraid of their voices, while non-patients were not upset by their
voices; and patients reported having less control over their voices than non-patients.
Similar differences in appraisals and emotional consequences have been reported
between child patient and non-patient voice hearers (Escher, Romme, Buiks, Delespaul,
& van Os, 2002). Also consistent with this finding, a large scale community study
conducted by Tien (1991) found that the majority of healthy individuals who
experienced AHs reported that their AHs were not distressing or functionally impairing.
Despite the reported differences in emotional content and affective responses to AHs by
patient and non-patient voice hearers, high levels of anxiety and depression are reported
in both hallucinating groups (Barrett & Etheridge, 1994; McGee et al., 2000; Ohayon,
Chapter 1
12
2000), suggesting that affective disturbance may play a similar role in the onset and/or
maintenance of AHs across the continuum.
Given the high prevalence of hallucinatory experiences reported in the general
population, the Launay-Slade Hallucination Scale (LSHS: Launay & Slade, 1981,
revised by Bentall & Slade, 1985; LSHS-R) was developed to identify and study
healthy individuals „predisposed‟ to hallucinatory experiences. The scale includes items
that enquire about vivid and intrusive everyday cognitions (i.e. “no matter how hard I
try to concentrate, unrelated thoughts always creep into my mind”) as well as full-blown
hallucinatory experiences (i.e. “I often hear a voice speaking my thoughts aloud”). This
scale has since been used in over 40 published studies, translated into several different
languages, and used in both non-clinical and clinical (including schizophrenia) samples.
Serper and colleagues (Serper, Dill, Chang, Kot, & Elliot, 2005) administered the
LSHS-R to healthy undergraduate students, and schizophrenia individuals who did and
did not experience AHs, and found an almost identical factor-analytic solution of the
LSHS-R items for all three groups, suggesting a similar architecture of hallucinatory
experiences in schizophrenia and the general population.
The research suggests that although the experience of AHs in the general
population may predispose people to developing psychosis, it is not indicative of
psychosis (Barrett & Etheridge, 1994), further indicating that AHs occur on a symptom
– rather than a disorder-based – continuum. The overwhelming evidence that
hallucinatory-type experiences span across a continuum suggests that similar cognitive
and affective processes may underlie the development of AHs in both the general
population („hallucination predisposed‟ individuals) and schizophrenia (Johns & van
Os, 2001; Verdoux & van Os, 2002). Indeed, several studies have already found
evidence of this (e.g., Aleman, Nieuwenstein, Bocker, & de Haan, 2000; Allen,
Freeman, Johns, & McGuire, 2006; Allen et al., 2005; Laroi, Van der Linden, &
Marczewski, 2004; Levine, Jonas, & Serper, 2004; Morrison & Petersen, 2003; van't
Wout, Aleman, Kessels, Laroi, & Kahn, 2004). These observations support the study of
hallucinatory-type experiences in the general population, which is useful since it not
only helps to avoid over testing schizophrenia samples, but also permits the study of
AHs in the absence of confounding variables associated with schizophrenia, such as the
effects of medication, other symptoms, institutionalisation, and the associated general
cognitive impairments. In this thesis, specific cognitive and affective variables
associated with AHs will be investigated in both hallucination predisposition and
schizophrenia.
Chapter 1
13
Explanatory Models of Auditory Hallucinations
Several different classes of explanatory models have been developed to explain
the onset and maintenance of AHs in schizophrenia. The most widely debated of these
include two single-deficit cognitive accounts (mental imagery theories and inner speech
theories), socio-psychological accounts, and the biological-based theories involving
dopamine. Finally, I will present a dual-deficit cognitive account of AHs based on
deficits in intentional inhibition and context memory, which I will advocate best
accounts for the complex nature of AHs.
Mental Imagery
One of the earliest explanatory models of AHs posited that such experiences are
the product of aberrantly vivid auditory imagery. According to this conjecture, these
vivid imaginal auditory experiences are so life-like that the individual assumes, without
doubt, that the experience is real; that they are actually hearing someone speaking
(Laroi & Woodward, 2007; Seal et al., 2004). Of the 20 or so studies that have
empirically tested this model of AHs in schizophrenia, only two have provided concrete
support for this account (for a review, see Seal et al., 2004). Mintz and Alpert (1972)
reported that significantly more schizophrenia participants who experienced AHs rated
an imaginal auditory exercise (imaginal listening to the song „White Christmas‟) as
more vivid than did schizophrenia participants who did not experience AHs. Similarly,
Young and colleagues (Young, Bentall, Slade, & Dewey, 1987) found that both
hallucinating psychiatric patients and hallucination predisposed individuals were more
likely to hear suggested sounds than control participants; although such findings could
equally denote increased suggestibility. However, studies using other auditory imagery
tasks and subjective ratings of auditory imagery have not been able to substantiate the
implications drawn from these studies (e.g., Aleman, Bocker, Hijman, de Haan, &
Kahn, 2003; Evans, McGuire, & David, 2000; Slade, 1976a; Starker & Jolin, 1982). By
and large, these studies have reported that hallucinating individuals have normal
vividness of auditory imagery.
The dearth of empirical support for the vivid auditory imagery model of AHs led
to a contrasting mental imagery account: reduced vividness of visual imagery.
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According to this account, if individuals have reduced vividness of visual imagery, and
the visual modality is the preferred imaginal modality, then bizarre auditory imagery
with normal vividness would – by comparison – seem vivid and consequently
misinterpreted as a true perception (Slade, 1976a; Starker & Jolin, 1982). This model of
AHs has also received limited empirical support (e.g., Aleman et al., 2003). Moreover,
the theoretical basis of mental imagery accounts has been criticised for not adequately
explaining the source misattribution aspect of AHs: namely, there is no evidence that
the vividness of imagined events has any impact on an individuals‟ interpretation of an
event as imagined or real (Bentall, 1997). However the strength of these theories lies in
their ability to explain the varying perceptual qualities of AHs (such as the variation in
identity and narrative stance of verbal AHs, and the presence of non-verbal AHs) which
other single deficit theories struggle to do; perhaps explaining how these accounts have
held their position amongst the most debated models of AHs to date (Laroi &
Woodward, 2007).
Inner Speech
Possibly the most widely researched explanatory approach to AHs to date is the
inner speech (or „verbal self-monitoring‟) model, which conceptualises AHs as inner
speech that has been misattributed to a non-self origin due to self-monitoring
dysfunction (e.g., Frith, 1996; see Allen, Aleman, & McGuire, 2007 for review).
Several different accounts of how, and at what stage, this breakdown in self-monitoring
occurs have been proposed, however they all share the basic premise that the system
(often referred to as forward modelling or corollary discharge) which monitors our
intention to produce action/speech/thought is defective, and thus inner speech appears
unintended, and consequently is not identified as belonging to the self (Blakemore,
Wolpert, & Frith, 2002; Seal et al., 2004).
The empirical findings pertaining to the inner speech model have been
somewhat inconsistent. Although – as the inner speech account would predict – studies
have reported low subjective ratings of control and intentionality of self-generated
words during experimental tasks given by hallucinating individuals with schizophrenia
(Baker & Morrison, 1998; Morrison & Haddock, 1997), these studies have been
criticised for their reliance on the assumption that humans are capable of consciously
and reliably reporting on complex cognitive processes (Seal et al., 2004). More
objective measures of verbal self monitoring have required participants to discriminate
Chapter 1
15
between self-generated and other-generated speech while they are talking, with
uncertainty experimentally manipulated in various ways (Cahill, 1996; Goldberg, Gold,
Coppola, & Weinberger, 1997; Johns & McGuire, 1999; Johns et al., 2001). Only two
of the four studies using this paradigm found that hallucinating schizophrenia
participants were more likely to misattribute self-generated speech than non-
hallucinating schizophrenia participants (Johns & McGuire, 1999; Johns et al., 2001).
However, both of these studies reported self-generated speech recognition difficulties in
all schizophrenia participants relative to healthy control participants, which is difficult
to reconcile with a single deficit account of AHs, since one would expect all individuals
with verbal self-monitoring deficits to experience AHs. Interestingly, Allen et al. (2004)
found that hallucinating schizophrenia participants had greater propensity to
misattribute self-generated speech than non-hallucinating schizophrenia participants and
healthy controls when the speech was played back to the participant after a delay (not
while the participant was speaking), thus not requiring immediate verbal self-
monitoring. This raises the possibility that the previous studies findings may instead
reflect an external source attribution bias.
Imaging studies have documented activation of the temporal cortical areas of the
brain during AHs (see Allen et al., 2007 for review), which are usually activated during
auditory-verbal perception and imagery (McGuire, Silbersweig, & Frith, 1996;
McGuire, Silbersweig, Murray et al., 1996). These findings have been interpreted as
evidence supporting both the inner speech and vivid mental imagery (as outlined above)
accounts of AHs. Likewise, imaging studies have also found that language production
areas of the brain, such as Broca‟s area (e.g., McGuire, Shah, & Murray, 1993; McGuire
et al., 1995), are activated during AHs. However, these neural associations have not
been consistently reported (e.g., Woodruff et al., 1997), and furthermore, these areas of
the brain are often activated in tasks not eliciting inner speech (Silbersweig & Stern,
1996), giving rise to doubts about the inner speech implications drawn from these
neurological findings.
One of the greatest limitations to the inner speech accounts of AHs, is that they
do not cope well with explaining several of the phenomenological features of AHs: for
instance, why the perceptual qualities of AHs can vary, why voices are often
familiar/known to the voice hearer, why most hallucinated voices speak in second or
third person (since inner speech is typically first person), why AHs can be perceived as
originating outside the head, or the occurrence of non-verbal AHs. In addition, such
accounts do not adequately explain why some thoughts are perceived by the voice
Chapter 1
16
hearer as their own while other thoughts are perceived as having a non-self origin, and
furthermore, how the voice hearer can converse (using correctly identified inner speech)
with the „voices‟. Consequently, a single-deficit inner speech account does not provide
an adequate explanation of AHs, although the research pertaining to this conjecture has
contributed immensely to our current understanding of AHs. Furthermore, while it
seems evident that inner-speech mechanisms cannot be the primary (or only) cause of
AHs per se, it is acknowledge that AHs may be made up of misidentified inner-speech
(in addition to other misidentified cognitions, such as memories).
Socio-Psychological Theories
Several models of AHs have highlighted the social and psychological aspects of
the experience of AHs, rather than the cognitive and neurological processes traditionally
speculated on. These theories generally emphasise the involvement of cognitive biases –
maladaptive beliefs, evaluations and interpretations about their aberrant experiences - in
the generation and maintenance of AHs (e.g., Beck & Rector, 2003; Garety, Kuipers,
Fowler, Freeman, & Bebbington, 2001). For instance, numerous socio-psychological
models have been proposed – and some supporting evidence has been found – that
positive symptoms (including AHs) are maintained by (1) cognitive biases, such as an
externalising attribution bias, jumping to conclusions, belief inflexibility, belief
confirmation bias, abnormal meta-cognitive beliefs regarding the uncontrollability of
thoughts, increased self-focused attention, and circular and emotion-based reasoning;
(2) impaired problem solving processes causing the individual to fail to collect more
data, look for errors, search for alternative explanations, or reappraise attributions; and
(3) social isolation and other „safety behaviours‟ (behaviours which assist avoidance of,
and escape from, feared situations), which prevent the individual from obtaining counter
evidence (Baker & Morrison, 1998; Beck & Rector, 2003; Bentall, 1990; Bentall,
Baker, & Havers, 1991; Garety & Freeman, 1999; Garety et al., 2001; Morrison, 1998;
Morrison, 2001; Morrison & Haddock, 1997). These socio-psychological processes are
thought to contribute to AHs by increasing the likelihood that a percept will be
attributed to an external source and prevent the individual from questioning this
attribution. Many of the proposed cognitive biases are also thought to increase resulting
negative affect, which in turn acts to trigger further AHs (Morrison, 1998). Langdon
and Coltheart (2000) have posited that different cognitive biases lead to different types
of delusions and hallucinatory experiences.
Chapter 1
17
Originating from psychoanalytic explanations of AHs (Freud, 1924; Gillibert,
1968), several alternative modern socio-psychological models of AHs propose that
intrusive cognitions that threaten the integrity of the individual (causing „cognitive
dissonance‟) are automatically rejected by the individual as belonging to – or a product
of – one‟s own mind, and consequently are attributed to an external source (e.g., Baker
& Morrison, 1998; Kapsambelis, 2005; Morrison, 2001; Morrison & Wells, 2003).
Although Morrison and colleagues have found evidence that voice hearers have meta-
cognitive beliefs regarding punishment, responsibility, uncontrollability, and the
unacceptability of negative thoughts (Baker & Morrison, 1998; Morrison & Wells,
2003), there has been no documented evidence that meta-cognitive beliefs impact on an
individuals‟ attribution of the source of an event to self or other.
Socio-psychological theories are important as they incorporate aspects of how
the individual relates to their hallucinatory experiences, which most cognitive models
neglect to do, and importantly, most of these approaches provide clear targets for socio-
psychological therapeutic intervention. However, by and large, socio-psychological
models do not account for many of the existing neurological anomalies associated with
AHs, nor do they explain much of the phenomenological variation in AHs. In addition,
while these theories contribute to our understanding of the possible maintaining factors
involved in AHs, their ability to explain the onset of AHs is often limited (or omitted
altogether), and those models which have speculated on the possible processes involved
in the onset of AHs have not been adequately tested (e.g., Beck & Rector, 2003).
Dopamine
Aberrant hypo-activity of dopamine D2 receptors has been implicated in the
onset and maintenance of positive symptoms, along with the dysregulation of other
neurotransmitters, such as γ-amino butyric acid (commonly referred to as GABA), that
interact with dopamine receptors (see David, 1999, for review). The neurotransmitter
dopamine has been implicated in a wide range of functions, including memory,
attention, problem-solving, reward prediction and incentive salience attributions derived
from pleasure (Berridge & Robinson, 1998). Kapur has provided an explanatory
account of the mechanism of dopamine in the production of psychotic symptoms
(Kapur, 2003; Kapur, Mizrahi, & Li, 2005) – namely, that the excess of dopamine in
schizophrenia results in the assignment of aberrant salience to external objects/events
and internal representations in the absence of a contextual drive, causing irrelevant and
Chapter 1
18
unrelated events and cognitions to appear pertinent and related. According to Kapur
(2003, p. 13), „hallucinations reflect a direct experience of the aberrant salience of
internal representations‟, while delusions are the individual‟s attempt to make sense of
the aberrantly salient experience.
The majority of evidence linking aberrant dopamine activity to AHs comes from
the finding that drugs that increase dopamine activity (including amphetamines,
cocaine, and Levodopa) can produce hallucinations (e.g., Laruelle et al., 1999).
Likewise, neuroleptic medications (e.g., some antipsychotics) found to decrease
dopamine activity have been found to reduce or stop AHs in many – though not all –
individuals with schizophrenia (Lieberman, Kane, & Alvir, 1997). Schizotypal
personality studies have demonstrated significant correlations between levels of plasma
and cerebrospinal fluid homovanillic acid (HVA; used as an indirect measure of
dopamine) and psychotic-like symptoms (Siever et al., 1991; Siever et al., 1993). Some,
though little, empirical attention has been given to the operational workings of
dopamine on the cognitive or affective processes involved in the production of AHs. In
one of these studies, Myin-Germeys and colleagues (Myin-Germeys, Marcelis,
Krabbendam, Delespaul, & van Os, 2005) used an experience sampling method to
measure momentary fluctuations in stress and psychotic experiences, and measured
indirect changes in dopamine activity through plasma HVA levels, in first-degree
relatives of schizophrenia individuals and control participants. In first-degree relatives,
but not control participants, HVA reactivity modified the relationship between
psychotic experiences and daily stress. These results were interpreted as evidence that
dopamine may mediate the trigger-type role of stress in the onset and maintenance of
psychotic experiences (i.e., less stress may be necessary to trigger the psychotic
experience), which is consistent with Kapur‟s aberrant salience account.
While it is indisputable that dopamine plays an important role in the production
of AHs, the particular cognitive process(es) on which it exerts its influence in
schizophrenia is still largely unknown. However, the finding that medications thought to
regulate dopamine activity are not effective at ceasing AHs altogether or in all
individuals suggests that dopamine may not influence all (or indeed perhaps any)
cognitive processes involved in AHs, but rather – as Kapur (2003) posits – make
internal cognitions aberrantly salient, rendering them more difficult to dismiss or
inhibit, thus contributing to their intrusive, unintentional and uncontrollable nature.
Chapter 1
19
Dual Deficit: Intentional Inhibition and Context Memory Deficits
There has been growing concern that single-deficit accounts of AHs are
insufficient at explaining such complex and diverse mental events (e.g., Nayani &
David, 1996b; Waters, Badcock, Michie et al., 2006). This led Badcock, Waters,
Maybery and Michie to formulate and test a dual-deficit account of AHs (Badcock &
Maybery, 2005; Waters, Badcock, Michie et al., 2006). Their model argues that at least
two cognitive deficits are critical to experiencing AHs: an intentional cognitive
inhibition deficit (Badcock, Waters, Maybery, & Michie, 2005; Waters, Badcock,
Maybery, & Michie, 2003) and a deficit in binding of contextual memory (Waters,
Badcock, & Maybery, 2006b; Waters, Maybery, Badcock, & Michie, 2004). This model
posits that a failure to inhibit or suppress irrelevant cognitions (including memories and
other currently active mental associations) results in this information intruding into
conscious thought. This component of the model explains the intrusive, involuntary and
uncontrollable aspects of the hallucinatory experience. Accordingly, these intrusive
cognitions are then misidentified as being of non-self origin because the contextual
information required for correct recognition and identification is missing or incomplete
due to a deficit in contextual binding. The binding of all three crucial sources of
contextual information (source, spatial, temporal) to memories is essential for correct
identification of retrieved memories since it informs the individual, for example, who
the memory is of (source), where the recalled event took place (spatial), and when the
recalled event took place (temporal) (Chalfonte & Johnson, 1996). According to
Badcock and colleagues, in most cases the loss of contextual information is not absolute
(since the context memory difficulties stem specifically from defective binding of
contextual information, as opposed to a complete failure to encode, store or retrieve
contextual information), explaining why some parts of the original memory may be
retained and recognised, such as the identity of the voice.
Badcock and colleagues have tested and provided empirical support for both
components of their dual-deficit model. They demonstrated a specific relationship
between AH severity and intentional cognitive inhibition in individuals with
schizophrenia using two different cognitive control tasks (Badcock et al., 2005; Waters
et al., 2003). In the first of these tasks, the Hayling Sentence Completion Test (Burgess
& Shallice, 1996), participants were required to provide a single word ending to a
sentence that was neither the most suited response (Type A errors) nor semantically
related (Type B errors). Waters et al. (2003) found that the severity ratings of AHs – but
Chapter 1
20
not delusions or negative symptoms – correlated significantly with Type A errors,
suggesting that people with frequent AHs find it more difficult to actively inhibit
prepotent responses than those with less severe or no AHs. In the second intentional
inhibition task, the Inhibition of Currently Irrelevant Memories task (ICIM; Schnider &
Ptak, 1999), participants were presented with a series of pictures and were asked to
identify when a picture was repeated within the current run. As there were several runs
and the same pictures were presented on each run, participants had to intentionally
suppress the memory traces of pictures shown in previous runs in order to avoid
mistaking previous-run items as having already been presented on the current run (with
failed inhibition measured by the number of false alarms made on runs subsequent to
run 1). As predicted, Waters et al. (2003) found that the severity of AHs – but not
delusions or negative symptoms – was significantly correlated with the number of false
alarms made on runs 2-4, but not run 1 (which does not require inhibition, since items
are novel). In a more recent paper, Badcock et al. (2005) re-analysed the results from
the ICIM task using a between group approach and found that intentional inhibition
difficulties were specific to hallucinating individuals. Specifically, they reported that
hallucinating schizophrenia participants made significantly more FAs on the inhibitory
runs than either non-hallucinating schizophrenia participants or healthy control
participants, while the inhibitory performance of non-hallucinating schizophrenia
participants and control participants did not significantly differ.
Additional evidence supporting the inhibitory control aspect of the Badcock et
al. model comes from the neuro-imaging literature. Regions in the frontal lobes, such as
dorsolateral prefrontal cortex, the cingulate gyrus, and the orbitofrontal cortex (OFC),
have been associated with different forms of inhibitory control (e.g., Aron, Robbins, &
Poldrack, 2004; Dias, Robbins, & Roberts, 1997; Fuster, 1997; Konishi et al., 1999;
Wyland, Kelley, Macrae, Gordon, & Heatherton, 2003), with the OFC found to be
involved in ICIM task performance (Schnider & Ptak, 1999; Schnider, Treyer, & Buck,
2000; Treyer, Buck, & Schnider, 2003). Furthermore, imaging research has found that
the OFC and cingulate gyrus are activated during AHs (e.g., Copolov et al., 2003;
Lennox, Park, Jones, & Morris, 1999; Silbersweig et al., 1995), supporting the link
between AHs and inhibitory control.
While contextual binding deficits associated with AHs were first investigated by
Badcock and colleagues, context memory difficulties more broadly have been
documented extensively in the schizophrenia literature, and more recently, have been
specifically linked to hallucinations following the single-deficit context memory
Chapter 1
21
conjecture developed by Nayani and David in 1996 (Brebion et al., 1999; Brebion,
Gorman, Amador, Malaspina, & Sharif, 2002; Guillem et al., 2003; Servan-Schreiber,
Cohen, & Steingard, 1996). Nayani and David (1996b) theorized that auditory
hallucinations are composed of fragments of memories of speech which fail to be
correctly recognised as memories because the information needing to identify the
memory‟s origins and context is missing or fragmented due to context memory
impairments. Furthermore, much of the cognitive evidence used to support the inner
speech models of AHs equally supports the context memory conjecture. For instance,
the documented failure of hallucinating individuals to correctly identify the source of
speech/actions/thoughts after a period of delay could be the product of faulty context
memory for these prior events/cognitions, particularly given that several of these studies
have also found that hallucinating individuals have difficulties with source
identification of actions/speech generated by another person (e.g., Brebion et al., 2000;
also see the Inner Speech section).
To overcome the ambiguity of the principal mechanism causing difficulties on
source attribution tasks, Badcock and colleagues manipulated the source attribution
paradigm to isolate deficits of contextual memory binding (Waters et al., 2004). The
context binding task they developed was administered over two test sessions. In each
session participants performed or watched pairings of household items. Five minutes
after the end of the second session, participants‟ memory for pairs of items (content), for
who paired the items (source) and for when the items were paired (temporal) was tested.
In their first publication, individuals with schizophrenia were shown to retrieve fewer
individual contextual (source or temporal) features of the event than healthy controls
(Waters et al., 2004). In a second publication (Waters, Badcock et al., 2006b) they
reported that significantly more hallucinating schizophrenia participants had context
memory impairments on this task than non-hallucinating schizophrenia participants,
although many participants in the non-hallucinating group still exhibited such
difficulties. However, one of the key strengths of multi-deficit models is that they
account for how an individual with schizophrenia who does not experience AHs could
have one (but not all) of the contributing cognitive deficits, since the experience of AHs
requires the specific combination of all principal deficits involved. Likewise, it can
explain the overlap of cognitive deficits with similar schizophrenia symptoms, such as
delusions and other intrusive cognitions (e.g., Badcock, Waters, & Maybery, 2007).
The proposal that AHs are fragments of memories can explain many of the well
documented variations in the perceptual qualities of AHs, such as identity/familiarity,
Chapter 1
22
gender, form of verb (i.e., first, second or third person), loudness, location, and accent,
as well as the occurrence of non-verbal AHs. This proposal of AHs as misidentified
memories is supported by neuroimaging studies that that have found hippocampal
activation during AHs (Copolov et al., 2003; Silbersweig et al., 1995; Takebayashi,
Takei, Mori, & Suzuki, 2002), since the hippocampus plays a critical role in the
formation and retrieval of relational memories (see Aggleton & Brown, 1999 for
review). In addition, a recent neuroimaging study of perception of externally generated
human speech in schizophrenia found that the pattern of brain activation associated with
AHs was most consistent with models of AHs as mis-remembered memories of speech
(Copolov et al., 2003). Although, for the said reasons, I believe that the Badcock et al.
dual-deficit model of AHs represents a significant improvement on earlier models and
more readily explains the complexity and diversity of AH experiences, the model does
not (yet) adequately address the well documented involvement of negative affect
(namely, anxiety and depression) in the onset and maintenance of AHs (Freeman &
Garety, 2003; also see the Negative Affect section). Furthermore, although the model
argues that a specific form of cognitive control impairment is associated with AHs,
namely intentional cognitive inhibition, the specificity of this claim has not yet been
empirically examined (although previous research has failed to document a link
between AHs and unintentional forms of inhibitory control; e.g., Peters et al., 2000).
These two aspects of the model will be investigated in this thesis.
NEGATIVE AFFECT
Definition
The term affect will be used throughout this thesis to encompass a wide range of
emotion-related phenomena, with the preceding term negative describing emotion-
related experiences that are generally perceived as being unpleasant. According to Gross
(1998), affect is the „superordinate category for valanced states, including emotions
such as anger and sadness.., moods such as depression and euphoria, dispositional states
such as liking and hating, and traits such as cheerfulness and irascibility‟ (p. 273). The
following review will focus primarily on depression and anxiety, since these affective
states have been linked most closely to the positive symptoms of schizophrenia.
Chapter 1
23
Negative Affect and Schizophrenia
Given the intrusive nature of positive symptoms and the negative impact the
disorder typically has on the individual‟s social and occupational life, it is not surprising
that high rates of co-morbid depression and anxiety have been documented across the
lifespan of the disorder. Some schizophrenia studies have shown as many as two thirds
of individuals report being depressed and/or anxious (Huppert & Smith, 2001; Siris,
1995). Furthermore, the rate of suicide in schizophrenia is 10 times higher than in the
general population, with 10% of sufferers taking their own lives (APA, 2000; Limosin,
Loze, Philippe, Casadebaig, & Rouillon, 2007). Other studies have shown that
depression and anxiety are characteristic of the prodromal phase of psychosis, evident
even prior to symptom onset. Two large-scale prodromal studies reported that between
57% and 76% of individuals had depressive symptomatology, and between 62% and
86% of individuals had high levels of anxiety (Birchwood et al., 1989; Herz & Melville,
1980). Such findings suggest that negative affective disturbances may not only be a
consequence of the frightening and disabling symptoms of schizophrenia but may be
important causal factors. Furthermore, neuroimaging studies of individuals with
schizophrenia have shown abnormal volumes in areas of the brain involved in the
production and modulation of emotion and storing of emotion-cued memories: the
amygdala, thalamus, hippocampus and insula (Aleman & Kahn, 2005; McCarley, Wible
et al., 1999; Wright et al., 2000).
Until recently, the study of affective disturbance in schizophrenia has almost
exclusively focused on negative symptoms, since the most common negative symptoms,
namely flat affect and anhedonia, respectively mimic the behavioural and subjective
emotional experience of depression (Bentall, 2003). Researchers in the area have sought
to determine whether these symptoms are independent of, or merely part of, the high co-
morbidity of depression in schizophrenia. Refuting the speculated link between negative
symptoms and negative affect, empirical studies have typically found that schizophrenia
individuals with these negative symptoms do not differ from controls or schizophrenia
individuals without negative symptoms on subjective ratings of the valence and arousal
of their experiences of emotional stimuli (e.g., Berenbaum & Oltmanns, 1992;
Burbridge & Barch, 2007; Myin-Germeys, Delespaul, & deVries, 2000). Despite this
empirical focus, studies have consistently found depression and anxiety to be more
closely related to positive symptoms than negative symptoms (e.g., Guillem,
Pampoulova, Stip, Lalonde, & Todorov, 2005; Norman & Malla, 1991; Norman, Malla,
Chapter 1
24
Cortese, & Diaz, 1998; Norman & Malla, 1994; Smith, Fowler et al., 2006; Tibbo,
Swainson, Chue, & LeMelledo, 2003). The literature pertaining to affect and delusions
will not be reviewed in this thesis, however in a recent literature review, Freedman and
Garety (2003) concluded that the content of delusions „are a direct representation of
emotional concerns, and that emotion contributes to delusion formation and
maintenance‟ (pg. 923). The following subsection will review the literature which has
examined the specific relationship(s) between negative affect and AHs.
Negative Affect and Auditory Hallucinations
Auditory hallucinations are predominantly pessimistic in content and intrusive in
nature, and are most often perceived by the individual as confronting and distressing
(Nayani & David, 1996a), potentially explaining the high co-occurrence of AHs with
depression, anger, fear, anxiety, low self-esteem, and suicide (Alpert & Silvers, 1970;
Carter, Mackinnon et al., 1996; Close & Garety, 1998; Delespaul et al., 2002;
Gallagher, Dinan, Sheehy, & Baker, 1995; Hustig & Hafner, 1990; Johns et al., 2002;
Walsh et al., 1999). However, in recent years it has become increasingly evident that
negative affect plays more than one role in an hallucinatory event. Negative affect may
be a trigger, a maintenance mechanism, a determinant of content, and a by-product. The
literature pertaining to each of these roles will be reviewed.
The Role of Negative Affect in the Onset and Maintenance of Auditory Hallucinations
Depression and anxiety have not only been found to accompany the experience
of AHs, but have also been found to precede the initial – and subsequent – onset of
AHs, suggesting that emotional disturbance plays a direct causal role in the onset of
AHs (e.g., Allen & Agus, 1968; Delespaul et al., 2002; Myin-Germeys, Delespaul, &
van Os, 2005; Nayani & David, 1996a; Slade, 1976b). For instance, in a
phenomenological survey of AH experiences in individuals with a psychotic disorder
conducted by Nayani and David (1996a), 52% reported feelings of sadness and 45%
reported having anxiety-related bodily sensations (i.e., churning or butterfly sensations
in their stomach) prior to the onset of hallucinatory episodes. Overcoming the potential
limitations of using a retrospective design, Delespaul and colleagues (2002) employed a
time-sampling procedure and found that hallucinating individuals with schizophrenia or
Chapter 1
25
„psychotic depression‟ reported a rise in anxiety levels immediately prior to the onset of
a hallucinatory episode, with anxiety restoring to baseline levels shortly after the
episode ceased. Furthermore, this study found that anxiety was the strongest predictor
of hallucination severity – more so than depression-related mental states – irrespective
of diagnosis. Another time-sampling study found that increases in psychosis intensity
(including AHs) was associated with daily life stress in both schizophrenia participants
and their first degree relatives, but not control participants (Myin-Germeys, Delespaul et
al., 2005), providing further evidence of an interplay between negative affect and the
mechanisms or „diathesis‟ underlying psychotic symptoms. In a much earlier study,
Allen and Agus (1968) demonstrated in a series of case studies that AHs could be
induced in individuals with schizophrenia by stimulating the somatic symptoms that
often accompany anxiety and panic attacks. Providing further support, clinical studies
have found that by effectively reducing anxiety and depression in patients with
schizophrenia through cognitive-behavioural intervention or antidepressant medication,
the severity of AHs is also reduced (e.g., Cornblatt, Lencz, & Obuchowski, 2002;
Cornblatt et al., 2007; Kuipers et al., 1998; Slade, 1972, 1973).
Studies examining the emergence of psychosis in at-risk and community
samples have largely found that depression, anxiety, stress and trauma are amongst the
strongest predictors of psychosis onset (e.g., Bebbington et al., 1993; Cunningham,
Miller, Lawrie, & Johnstone, 2005; Goodwin, Fergusson, & Horwood, 2004; Jones,
Rodgers, Murray, & Marmot, 1994; Svirskis et al., 2005; Tien & Eaton, 1992; Yung et
al., 2003). Studies examining the temporal order of symptom emergence in the
prodromal phase have reported that depressive symptoms precede all other
schizophrenia-specific and non-specific symptoms, while anxiety symptoms do not
appear until prior to positive symptom onset (Hafner et al., 2005). In line with this
finding, the few studies that have examined the initial onset of hallucinations
specifically, report that anxiety disorders and anxious mood are strong predictors of
hallucination onset, more so than depression (e.g., Krabbendam et al., 2002; Nayani &
David, 1996a; Tien & Eaton, 1992), while both anxiety and depression are related to the
continuation of AHs (Escher et al., 2002). Furthermore, in a series of studies conducted
by Krabbendam and colleagues, they reported that the presence of depressed mood was
able to predict the onset of psychosis in individuals who already experience AHs in the
general population, and furthermore that this relationship was partly mediated by
negative and delusional appraisals of hallucinatory experiences (Krabbendam et al.,
2005; Krabbendam & van Os, 2005). Taken together, these separate findings implicate
Chapter 1
26
the involvement of anxiety in the initial and subsequent onset of AHs, and the
involvement of depression in the onset of psychosis more generally, with both likely to
contribute to the maintenance of hallucinations by shaping cognitive appraisals of
aberrant experiences (Freeman & Garety, 2003; Garety et al., 2001; Kuipers et al., 2006;
Yung & McGorry, 1996).
Several socio-psychological and cognitive theories have been proposed to
explain the involvement of negative affect in the onset and maintenance of AHs, which
can be organised into two main categories: (1) direct theories, those that argue that
affect may trigger the underlying mechanisms (or some of) involved in the development
of AHs (rather than advocating that affect is the underlying mechanism), and (2)
indirect theories, those that argue that hallucinations are a form of defence mechanism
against negative emotion (for an example, see the „cognitive dissonance‟ conjecture
briefly explained in the section on Socio-Psychological Theories of AHs) (Freeman &
Garety, 2003). Direct theories have received the most support in the literature (Freeman
& Garety, 2003). These models typically propose some form of maintenance cycle,
often in which negative affect influences or biases a person‟s interpretations/
appraisals/beliefs about their AHs (i.e., beliefs regarding malevolence, omnipotence,
and controllability of voices) which further exacerbates negative affect, and in turn
triggers further AHs (e.g., Chadwick & Birchwood, 1994; Garety et al., 2001; Morrison,
1998; Morrison, 2001; Slade, 1976a). While these theoretical accounts address how
negative affect may contribute to the maintenance of AHs and further affective distress,
there has been little explanation of how – the precise mechanisms by which – emotions
contribute to the onset of AHs (Bentall, 2003; Freeman & Garety, 2003).
Negative Affect and the Phenomenology of Auditory Hallucinations
It has been proposed that the mood state preceding an AH may have a direct
influence on the phenomenological characteristics of the hallucinatory experience
(Freeman & Garety, 2003; Nayani & David, 1996b). For instance, Garety et al. (2001)
proposed that the emotions which trigger AHs and the emotions caused by AHs, feed
back into the content of voices, such that the content of an AH is a reflection of the
affective state. Nayani and David‟s (1996b) model of AHs as misidentified memories
(resulting from contextual memory deficits) presented earlier, has been used to explain
the mechanisms involved. They propose that because memories are organised in a
Chapter 1
27
semantic network, affect laden memories that are congruent with an individual‟s current
mood state will be automatically activated and retrieved if the emotional intensity of the
current mood is above the critical activation threshold. Accordingly, a mood such as
anxiety or paranoia may result in the automatic retrieval of memories of threat or abuse.
According to Nayani and David (1996b), a vicious cycle emerges making AHs
increasingly more frequent and severe, since the re-pairing of the emotion with the
memory reinforces the triggering emotion, the memory (or at least the misidentification
of the memory as a „voice‟), and the memory-emotion link, making the memory more
readily accessible.
Numerous studies have provided partial empirical support for Nayani and
David‟s (1996b) conjecture that AHs are misidentified memories. For instance, Nayani
and David‟s (1996a) survey study found that 61% of voice hearers can identify their
voices as people they know (and a further 15% report familiarity). Additionally, several
studies have found that the content of AHs experienced by individuals who have
experienced trauma are predominantly negative and paranoid, and are typically related
to – or flash backs of – the traumatic event itself (Hardy et al., 2005; Honig et al., 1998;
Read & Argyle, 1999). However, the empirical evidence supporting the specific link
between mood state and AH content has been somewhat inconsistent. In support,
several studies have reported significant correlations between depression/self-esteem
and negative/distressing content of AHs in schizophrenia (e.g., Smith, Fowler et al.,
2006). However, studies that have examined the prevalence of mood-congruent AHs in
different clinical populations have reported that while most AHs experienced in mood
disordered samples are mood-congruent, the AHs experienced in schizophrenia are both
mood-congruent and mood-incongruent (e.g., Fennig et al., 1996; Winokur et al., 1985).
However, a limitation of mood congruency studies is that „mood‟ is typically
determined by a single trait measure or by diagnostic label, rather than a measure of
ones mood state at the time of the hallucinatory episode. Similar to Nayani and David‟s
(1996b) conjecture, it has been proposed that the content of AHs reflect affect-triggered
self-schemas (Freeman & Garety, 2003), and indeed several studies have found that the
content of AHs reported by individuals with schizophrenia is closely tied to the
individual‟s self-schema, self esteem and social status (e.g., Close & Garety, 1998;
Hayward, 2003). However, these findings are not inconsistent with Nayani and David‟s
proposal, since memories are thought to be linked to a person‟s self-schema,
reciprocally activating one another.
Chapter 1
28
The relationship between negative affect and the phenomenology of AHs is
thought to be a reciprocal one, with several aspects of the AH experience contributing to
one‟s affective response. It has long been assumed that the predominantly negative
content of AHs is primarily responsible for the resulting distress. However, research
findings suggest that the relationship between AH phenomenology and affective
responding is more complex than this (Soppitt & Birchwood, 1997). Honig et al. (1998)
compared the AHs of patient and non-patient voice hearers and reported that only
patients found their voices distressing. The two AH features distinguishing these groups
was the amount of negative content (patients reported predominantly negative content)
and perceived control over voices (patients reported little control), suggesting that
content and control may influence affective responding. Similar findings have also been
reported in samples of patient and non-patient adolescent voice hearers (Escher et al.,
2002). Similarly, one study reported that 26% of schizophrenia participants experienced
enjoyable AHs, and that these AHs were positive or neutral in content and controllable
(Sanjuan, Gonzalez, Aguilar, Leal, & van Os, 2004). It is possible however that
perceived control over AHs is more integral to the affective response than content
(Nayani & David, 1996a). Johns et al. (2002) compared the AHs experienced by
individuals with tinnitus and schizophrenia, and found that the tinnitus participants
predominantly experienced non-verbal AHs (music, singing, birds, etc) with positive or
neutral content, while the schizophrenia participants mainly head voices with negative
content. Despite these differences in form and content, both groups reported high levels
of resulting distress, which was primarily attributed in both groups to the perceived
uncontrollability of their AHs.
In addition to content and control, studies have also linked affective responses to
AHs to the individual‟s beliefs regarding the voice‟s omnipotence and
malevolence/benevolence (Birchwood & Chadwick, 1997; Chadwick & Birchwood,
1994; Morrison, Nothard, Bowe, & Wells, 2004; Soppitt & Birchwood, 1997) and the
perceived social rank/social power of the voice relative their own (Birchwood et al.,
2004; Birchwood, Iqbal, & Upthegrove, 2005; Vaughan & Fowler, 2004).
In sum, these studies have taught us that the relationship between affect and AH
phenomenology is both complex and reciprocal in nature. It is clear however that
emotion is an important precursor to the onset on AH, yet the precise mechanisms by
which emotions contribute to the production of AHs is still unknown (Bentall, 2003;
Freeman & Garety, 2003). The relationship between negative affect and the cognitive
Chapter 1
29
processes purportedly involved in the onset of AHs will thus be investigated in this
thesis.
KEY PROCESSES UNDER INVESTIGATION
Cognitive Inhibition
The group of cognitive processes that will be explored in relation to
hallucinatory-type experiences in this thesis is inhibition, which forms part of the
Badcock and colleagues dual-deficit model of AHs (Waters, Badcock, Michie et al.,
2006). The term „inhibition‟ is often used as an umbrella term to cover a family of
cognitive processes which permit the suppression of previously activated – but currently
goal-irrelevant – cognitive contents, cognitive processes (such as attention), and
behavioural or motor actions, and the resistance to goal-competing distracting stimuli
(Harnishfeger, 1995; Wilson & Kipp, 1998). There is considerable evidence that the
processes included under this umbrella term primarily operate independently of one
another. Firstly, performance scores on many (if not most) tasks theorised to measure
„inhibition‟ do not correlate significantly with one another, however performance scores
on „inhibition‟ tasks found to share certain critical features (such as the level of
involvement of working memory and conscious thought, and the nature of the to-be-
suppressed event/stimuli) have been found to correlate significantly (Friedman &
Miyake, 2004; Kramer, Humphrey, Larish, Logan, & Strayer, 1994; Tipper & Baylis,
1987). Secondly, different clinical populations thought to be characterised by
„inhibition‟ deficits (such as Attention-deficit hyperactivity disorder [ADHD] and
Alzheimer‟s) are only impaired on some types of inhibition tasks (e.g., Amieva,
Phillips, Della Sala, & Henry, 2004; Nigg, Butler, Huang-Pollock, & Henderson, 2002).
Thirdly, different forms of inhibitory control are found to develop at different stages in
childhood (Dempster, 1993; Harnishfeger, 1995; Hasher, Lustig, & Zacks, 2007;
Wilson & Kipp, 1998). Finally, neuro-imaging and brain lesion studies have shown that
different forms of inhibitory control correspond with different neural circuits and
regions, all primarily located in the prefrontal cortex (e.g., Aron et al., 2004; Dias et al.,
1997; Fuster, 1999; Konishi et al., 1999; Starkstein & Robinson, 1997; Stuss et al.,
1999; Wyland et al., 2003). This evidence suggests that researchers should specify
which form of inhibitory control is under investigation, and select tasks accordingly. To
facilitate this separation, several theorists have developed inhibition taxonomies, and
Chapter 1
30
although they use different terminology, the key components largely overlap (e.g.,
Clark, 1996; Dempster, 1993; Friedman & Miyake, 2004; Harnishfeger, 1995; Nigg,
2000).
One of the most applied and empirically supported taxonomies of inhibitory
processes was proposed by Harnishfeger (1995). According to this system, inhibitory-
related processes can be classified according to three dimensions. The first dimension
concerns whether the to-be-suppressed event/stimuli is inhibited intentionally (when an
event/stimulus is recognised by the individual as being goal-irrelevant and consequently
is consciously suppressed) or unintentionally (occurring prior to/without conscious
awareness). Evidence for this distinction comes from the findings that unintentional
forms of inhibition develop earlier (around age 5) than intentional forms of inhibition
(around age 7; see Wilson & Kipp, 1998 for review), and secondly, from studies
reporting impaired performance on measures of intentional, but not unintentional,
inhibition in ADHD and Alzheimer‟s disease (Amieva et al., 2004; Nigg et al., 2002).
The second dimension concerns whether inhibition operates on or at a cognitive
(controlling mental processes) or behavioural (controlling impulses or motor responses)
level. Supporting this distinction, (1) cognitive and behavioural control tasks have been
shown to load on separate factors using latent-variable analysis (Friedman & Miyake,
2004), (2) developmental studies have shown that the acquisition of behavioural
inhibitory control begins earlier (from the first year of life) than cognitive inhibitory
control (which begins in the elementary years; see Harnishfeger, 1995 for review), and
(3) cognitive and behavioural control processes are thought to involve different neural
areas, for example the OFC is involved in cognitive inhibition, and the dorsolateral
prefrontal cortex is involved in behavioural inhibition (Dias et al., 1997; Friedman &
Miyake, 2004; West, 1996). The final dimension concerns the distinction between
processes that require inhibition (an active suppression process operating in working
memory) or resistance to interference (a gating mechanism that prevents irrelevant
information from entering working memory). Evidence for this distinction comes from
several sources: (1) neuro-imaging research has found distinct neural regions involved
in these two control processes (e.g., Stuss et al., 1999); (2) studies have found
differences in the involvement of working memory in these related processes (Kramer et
al., 1994); (3) developmental research has reported that the development of interference
control (but not inhibition) relies on/coincides with the increase in memory capacity
(see Harnishfeger, 1995 for review); and (4) inhibition and interference control tasks
Chapter 1
31
have been shown to load on separate factors using latent-variable analysis (Friedman &
Miyake, 2004).
According to the Badcock et al. dual-deficit model of AHs, the inhibitory
control impairments specific to AHs in schizophrenia would be classified, according to
Harnishfeger‟s (1995) taxonomy, as impairments in intentional cognitive inhibition,
since an AH is operating on a conscious and cognitive level and prevention of the
experience requires the inhibition of cognitions already held within working memory
(Badcock et al., 2005). Additional reasoning for this distinction comes from the neuro-
imaging research which has implicated the involvement of the OFC in both AHs and
this specific form of inhibitory control (Schnider et al., 2000; Silbersweig et al., 1995).
Although Badcock and colleagues have provided evidence connecting AHs to
intentional cognitive inhibition impairments in individuals with schizophrenia (see the
previous section: Dual Deficit: Intentional Inhibition and Context Memory Deficits), the
specificity of their proposal has not yet been tested. Consequently, the specificity of this
component of the dual-deficit model of AHs will be investigated in this thesis.1
Anxiety and Depression
The second domain under investigation in this thesis in relation to AHs and
inhibition processes is affective disturbance – specifically, anxiety and depression.
Anxiety and depression are similar, yet distinct affective constructs (Endler,
Macrodimitris, & Kocovski, 2003). It has been proposed that anxiety and depression
have both shared features (namely, general distress) and distinct features, which include
the somatic tension and arousal specific to anxiety and the anhedonia and low positive
affect specific to depression (Clark & Watson, 1991). Evidence that anxiety and
depression are distinct constructs comes not only from factor analyses of related
symptoms (e.g., Endler et al., 2003), but also from the documentation of distinct
cognitive biases associated with each, such as the automatic selective attention to, and
selective memory for, threat-related stimuli in anxiety, and the conscious/strategic
1 Because Harnishfeger‟s (1995) taxonomy makes the distinction between processes requiring
„inhibition‟ and „resistance to interference‟, the terms „cognitive control‟ and „inhibitory
control‟ will be used throughout this thesis when referring to the full range of inhibition-related
cognitive processes.
Chapter 1
32
selective memory for negative events in depression (see MacLeod & Rutherford, 1998;
Mathews & MacLeod, 2005 for reviews). However, possibly reflecting the symptom
overlap, the normal positive interpretation bias is absent in both anxiety and depression
(see Mathews & MacLeod, 2005 for a review). The distinction between state (current
emotion/mood) and trait (emotional temperament or disposition) forms – and thus,
measures – of both anxiety and depression has received empirical support in the
literature (e.g. Endler et al., 2003; Heinrich & Spielberger, 1982; Puliafico & Kendall,
2006). Despite this, most studies of affect do not address this conceptual distinction
(hence, it was excluded from the Negative Affect literature review).
Intrusive, task-irrelevant cognitions (i.e. thoughts, images and impulses) have
been widely documented in clinical and non-clinical studies of anxiety and depression
(e.g., Freeston et al., 1994; Hackmann, Surawy, & Clark, 1998; Seibert & Ellis, 1991;
Wegner & Zanakos, 1994). In anxiety disorders, the nature and content of the intrusion
varies (i.e., images or flashbacks of trauma in PTSD, compulsions often related to
cleanliness in obsessive-compulsive disorder, and worrisome thoughts about daily life
in generalised anxiety disorder), while in depression, the intrusions are typically
ruminative thoughts and memories that are self-deprecating in content. Importantly,
intrusive cognitions have been both theoretically and empirically linked to impaired
inhibitory control (Friedman & Miyake, 2004; Kramer et al., 1994; Schnider & Ptak,
1999), and thus, it is not surprising that studies have found inhibition difficulties in both
anxious and depressed populations (Mathews & MacLeod, 2005). However, the few
studies which have shown inhibitory difficulties in depression have found that they are
specific to the inhibition of emotional stimuli (Hertel & Gerstle, 2003; Joormann, 2004;
Lau, Christensen, Hawley, Gemar, & Segal, 2007; Power, Dalgleish, Claudio, Tata, &
Kentish, 2000; Waters, Badcock, & Maybery, 2006a), rather than a general inhibition
difficulty as documented in hallucinating individuals with schizophrenia (Badcock et
al., 2005). The inhibitory difficulties linked to anxiety on the other hand are more
robust, with studies showing both threat-specific and non-specific inhibition difficulties,
seemingly dependant on the type of inhibitory process under investigation and possibly
on the anxiety population tested (e.g., Amir, Coles, & Foa, 2002; Amir, Foa, & Coles,
1998; Badcock et al., 2007; Dorahy, McCusker, Loewenstein, Colbert, & Mulholland,
2006; Enright & Beech, 1993; Hopko, Ashcraft, Gute, Ruggiero, & Lewis, 1998; Wood,
Mathews, & Dalgleish, 2001). For instance, anxiety-related difficulties on unintentional
inhibition tasks are primarily threat-specific (Amir, Coles, Brigidi, & Foa, 2001;
Heinrichs & Hofmann, 2004), and different diagnostic (anxiety) groups show different
Chapter 1
33
patterns of difficulties on „resistance to interference‟ tasks (i.e., social phobia studies
show threat-specific impairments, while trauma studies show general non-specific
impairments; Amir et al., 2002; Amir et al., 1998; Wood et al., 2001).
As reviewed, both anxiety and depression have been differentially linked to
different stages across the development of schizophrenia, and AHs more specifically. It
is likely that these affective constructs have numerous different roles and operational
relationships within schizophrenia, some of which may be related to their shared- and
others to their distinct characteristics, most likely explaining why anxiety has been more
consistently linked to the onset of hallucinatory episodes than depression (e.g.,
Delespaul et al., 2002). This thesis will investigate – in both hallucination predisposition
and schizophrenia – the relationship between these affective states, cognitive inhibitory
processes, and AHs.
AIMS AND ORGANISATION OF THESIS
There were three general aims of this thesis. The first aim was concerned with
the intentional inhibition component of Badcock and colleague‟s dual-deficit model for
AHs: specifically, to dissociate the particular components of cognitive control (defined
using Harnishfeger‟s (1995) inhibition taxonomy) related to AHs in both hallucination
predisposition and schizophrenia. The second aim was to investigate the role of negative
affect (namely, anxiety and depression) in AHs, specifically with relation to the
cognitive control processes thought to contribute to the production of AHs. The third
aim was to investigate the continuum approach to hallucinatory-type experiences with
respect to the key constructs under investigation. The continuum approach predicts that
similar, though less severe, cognitive and affective disturbances may underlie the
development of hallucinatory-type experiences in healthy hallucination predisposed
individuals, as found in hallucinating individuals with schizophrenia.
The study presented in Chapter 2 of this thesis confirmed the multifactorial
structure of hallucinatory predisposition assessed with the LSHS-R, and further found
that anxiety (but not depression or stress) was consistently related to all components of
hallucination predisposition, even when controlling for the shared variance with
depression and stress. Consequently, the following studies in this thesis focused
exclusively on the role of anxiety in hallucinatory-type experiences. This decision was
also supported by the documentation of heightened anxiety at the onset of AH episodes
Chapter 1
34
and the established links between anxiety and general (non-threat specific) inhibitory-
related impairments.
Chapter 3 and Chapter 4 aimed to dissociate the components of cognitive
control involved in hallucination predisposition. The study presented in Chapter 3
provided support for the continuum approach to AHs, presenting findings of intentional
inhibition difficulties in healthy hallucination predisposed individuals – similar to those
documented in hallucinating individuals with schizophrenia (Badcock et al., 2005;
Waters et al., 2003). These intentional inhibition difficulties could not be explained by
other schizophrenia-related symptoms or state anxiety, suggesting that this inhibition
difficulty is specific to AHs and exists even in the absence of anxiety (though does not
rule out the possibility that anxiety may exacerbate these difficulties). In the study
reported in Chapter 4, we administered tasks measuring intentional resistance to
interference and unintentional inhibition to the same high and low hallucination
predisposed participants tested in Chapter 3. The study found evidence implicating the
involvement of intentional, rather than unintentional, forms of cognitive control in
hallucination predisposition. However, unlike the findings of intentional inhibition
difficulties reported in Chapter 3, the findings from Chapter 4 suggest that difficulties
with intentional resistance to interference may be a common mechanism underlying
anxiety and positive schizophrenia symptoms more generally.
The study presented in Chapter 5 sought to examine the possible effects of state
anxiety on the intentional inhibitory performance of healthy non-clinical individuals
using a music mood induction paradigm, and furthermore, to investigate whether
anxiety‟s effects were similar for hallucination predisposed individuals. The study
replicated the findings of intentional inhibition difficulties in hallucination
predisposition (as reported in Chapter 3), however did not find strong evidence that
state anxiety impairs intentional inhibition. However, whilst the mood induction
procedure was shown to be effective, the size and duration of the effects were modest.
Thus, either more marked or longer lasting changes in anxiety may impair inhibition
performance. Trait anxiety, however, was related to intentional inhibition, even when
controlling for state anxiety and hallucination predisposition.
The study reported in Chapter 6, sought to dissociate the specific components of
cognitive control related to AHs in schizophrenia, and further investigate the
involvement of anxiety in this relationship, by administering the same cognitive control
tasks employed in Chapters 3 and 4 to schizophrenia participants and healthy control
participants. Similar to the findings reported in the hallucination predisposition
Chapter 1
35
investigations, AH severity (but not delusions or negative symptoms) in schizophrenia
participants was specifically related to intentional inhibition, however unlike the
findings from Chapter 4, neither AHs nor delusions were related to intentional
resistance to interference. Although anxiety was related to both AH severity and
intentional inhibition, the correlations between each of these constructs remained
significant when partialling out the shared variance for the third construct. The findings
suggest that while anxiety may exacerbate existing impairments in intentional
inhibition, anxiety must also contribute to the production of AHs through a separate, as
yet unknown, mechanism.
The findings of this thesis and implications for the Badcock and colleagues dual-
deficit model of AHs are discussed in Chapter 7. Methodological strengths and
limitations of the studies, as well as clinical implications and suggestions for future
research are also discussed.
Chapter 1
36
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59
PREDISPOSITION TO HALLUCINATIONS
60
Foreword to Chapter 2
61
FOREWORD TO CHAPTER 2
It is commonly believed that hallucinatory experiences exist on a continuum,
with normal mental events experienced by healthy individuals on one end (including
intrusive and vivid thoughts, memories or day dreams), and full-blown auditory
hallucinations (AHs) experienced by individuals with schizophrenia on the other (e.g.,
Bentall & Slade, 1985; Choong, Hunter, & Woodruff, 2007; Johns & van Os, 2001;
Shevlin, Murphy, Dorahy, & Adamson, 2007; Verdoux & van Os, 2002). Supporting
this conjecture, it has been found that a large minority of healthy individuals (10 to
25%) who do not meet criteria for schizophrenia also report having had one or more
hallucinatory experiences when not in an altered state of consciousness (Johns, Nazroo,
Bebbington, & Kuipers, 1998; Tien, 1991). The continuum approach to AHs predicts
that analogous experiences across the continuum share similar features and underlying
mechanisms, contributing to the rationale behind the study of AHs in a non-clinical
population. An advantage of studying hallucinatory-type experiences in the general
population (termed ‘hallucination predisposition’) is that it permits the examination of
these experiences in the absence of possible confounds associated with schizophrenia.
The Launay-Slade Hallucination Scale (LSHS: Launay & Slade, 1981, revised by
Bentall & Slade, 1985; LSHS-R) was developed specifically to facilitate this type of
research.
Chapter 2 presents the findings from two related studies into the features of, and
affective associations with, hallucination predisposition. The aim of the first study was
to clarify the defining characteristics of the components underlying hallucination
predisposition (measured using the LSHS-R) in a large non-psychiatric sample using
confirmatory factor analysis. The aim of the second study was to examine the
association between depression, anxiety, and stress and the separate components of
hallucinatory predisposition. The results from these two studies helped to identify the
affective construct most consistently associated with hallucination predisposition, and
furthermore, facilitated speculation into the underlying mechanisms involved in the
examined relationships.
Foreword to Chapter 2
62
REFERENCES
Bentall, R. P., & Slade, P. D. (1985). Reliability of a scale measuring disposition
towards hallucination: A brief report. Personality and Individual Differences, 6,
527-529.
Choong, C., Hunter, M. D., & Woodruff, P. W. (2007). Auditory hallucinations in those
populations that do not suffer from schizophrenia. Current Psychiatry Reports,
9, 206-212.
Johns, L. C., Nazroo, J. Y., Bebbington, P., & Kuipers, E. (1998). Occurrence of
hallucinations in a community sample. Schizophrenia Research, 29, 23-23.
Johns, L. C., & van Os, J. (2001). The continuity of psychotic experiences in the general
population. Clinical Psychology Review, 21, 1125-1141.
Launay, G., & Slade, P. D. (1981). The measurement of hallucinatory predisposition in
male and female prisoners. Personality and Individual Differences, 2, 221-234.
Shevlin, M., Murphy, J., Dorahy, M. J., & Adamson, G. (2007). The distribution of
positive psychosis-like symptoms in the population: A latent class analysis of
the National Comorbidity Survey. Schizophrenia Research, 89, 101-109.
Tien, A. Y. (1991). Distribution of hallucinations in the population. Psychiatric
Epidemiology, 26, 287-292.
Verdoux, H., & van Os, J. (2002). Psychotic symptoms in non-clinical populations and
the continuum of psychosis. Schizophrenia Research, 54, 59-65.
Chapter 2
63
Chapter 2
The multifactorial structure of the predisposition to hallucinate
and associations with anxiety, depression and stress 1
ABSTRACT
Depression, anxiety and stress are commonly experienced by individuals
predisposed to hallucinations and often accompany hallucinations in patients with
schizophrenia. Analogous to hallucinatory experiences themselves, hallucination
predisposition is measured as a multidimensional construct, though many competing
structures have been proposed. Few studies have examined the association between
negative affect and the individual subcomponents of hallucination predisposition. This
paper describes two related studies: the first aimed to confirm the multifactorial
structure of hallucinatory predisposition assessed with the Launay-Slade Hallucination
Scale-Revised (LSHS-R; Bentall & Slade, 1985); the second study aimed to examine
the association between depression, anxiety, and stress and the separate components of
hallucinatory predisposition in a non-psychiatric population. The first study showed that
a 3-factor model of hallucination predisposition (Waters, Badcock, & Maybery, 2003a)
was superior to two competing models. The second study showed that anxiety was most
consistently related to the predisposition to hallucinate, being associated with all three
of the LSHS-R components, even after the variance shared with the other two affective
constructs was partialled out. The possible influence of anxiety on cognitive
mechanisms (in particular, intentional inhibition) potentially involved in hallucination
predisposition was discussed.
Keywords: Hallucination predisposition; Launay-Slade Hallucination Scale-Revised
(LSHS-R); Inhibition; Affect; Depression; Anxiety; Stress
1 This chapter is a reproduction of the following article: Paulik, G., Badcock, J., & Maybery, M.
(2006). The multifactorial structure of the predisposition to hallucinate and associations with
anxiety, depression and stress. Personality and Individual Differences, 41, 1067 – 1076.
Chapter 2
64
Auditory hallucinations occur in patients with schizophrenia and in a substantial
minority (10 to 25%) of the general population (e.g., Tien, 1991), suggesting that
hallucinatory experiences form a continuum with normal psychological functioning
(Slade & Bentall, 1988). Recently there has been a growing interest in the empirical
examination of hallucinations in healthy individuals predisposed to hallucinations. Such
individuals do not have any form of psychosis, but may experience ‘clinical’
hallucinations and/or a high frequency/severity of ‘subclinical’ hallucinatory-type
experiences, which refer to cognitions (thoughts, memories or day dreams) similar to
hallucinations in their intrusiveness, vividness, and seemingly uncontrollable nature,
though distinguishable from hallucinations in their intact source information (i.e.,
recognised as being of self origin) (Serper, Dill, Chang, Kot, & Elliot, 2005).
One of the most frequently used measures of hallucinatory predisposition in the
general population is the Launay-Slade Hallucination Scale (LSHS: Launay & Slade,
1981), as revised by Bentall and Slade in 1985 (LSHS-R). Analogous to hallucinatory
experiences themselves, hallucination predisposition is measured by the LSHS-R as a
multidimensional construct, assessing both clinical and sub-clinical hallucinatory-type
experiences (e.g., Aleman, Nieuwenstein, Boecker, & De Haan, 2001; Levitan, Ward,
Catts, & Hemsley, 1996; Serper et al., 2005; Waters, Badcock, & Maybery, 2003a).
However, the precise number and nature of the subcomponents describing hallucination
predisposition is debateable and reported factor structures of the LSHS-R are
inconsistent (Aleman et al., 2001; Serper et al., 2005; Waters et al., 2003a), making it
difficult to investigate how the different components of hallucination predisposition
(based on the LSHS-R) differentially relate to other constructs, such as emotions.
High levels of negative affect, especially depression, anxiety and stress, have
been documented consistently both prior to and in association with hallucinatory
experiences (Delespaul & Van Os, 2005; for review see Freeman & Garety, 2003). Such
findings suggest that emotional disturbance may play a direct role in the onset of
hallucinations or that some of the processes involved in hallucinations may be mediated
or moderated by affective arousal (Slade & Bentall, 1988). This does not, however,
preclude the experience of emotion as a bi-product of the hallucinatory experience,
which to date has received the majority of attention in the research literature (e.g., Close
& Garety, 1998). In addressing the paucity of research on the role of negative affect in
the onset of hallucinations, Freeman and Garety (2003) recommended examining the
role of emotions in individuals prior to full symptom development. Indeed, high levels
of negative affect have also been shown in healthy individuals predisposed to
Chapter 2
65
hallucinations (e.g., Allen et al., 2005; Lewandowski et al., 2006; Morison, Wells, &
Nothard, 2000, 2002; van't Wout, Aleman, Kessels, Laroi, & Kahn, 2004; Young,
Bentall, Slade, & Dewey, 1986). However, limited research has been conducted to
examine whether negative affect relates to all, or only some, of the components of
hallucination predisposition.
This paper presents two related studies. The aim of Study 1 was to evaluate the
different factor structures of the LSHS-R reported in previous non-patient studies. The
aim of the second study was to investigate whether all or only some of the
subcomponents characteristic of hallucination predisposition relate to separate measures
of negative affect - namely depression, anxiety and stress – in an undergraduate sample.
STUDY 1
Three previous factor analytic studies of the 12-item LSHS-R have reported that
either a two-factor structure or (different) three-factor structures best capture the multi-
dimensional nature of the experience in healthy (non-patient) individuals. Waters et al.
(2003a) administered the LSHS-R to 562 undergraduate students and, using principal
components analysis (PCA), obtained three factors: (1) vivid mental events (items 1-7);
(2) hallucinations with a religious theme (items 10-12); and (3) auditory and visual
(perceptual) hallucinatory experiences (items 7-9 and 12). More recently, Serper et al.
(2005) administered the LSHS-R to 363 undergraduate students and, using principal
axial factor analysis, reported two factors: (1) a ‘subclinical’ factor (items 1-7; similar to
the Waters et al. ‘vivid mental events’ component); and (2) a ‘clinical’ factor (items 7-
12; a composite of the Waters et al. ‘perceptual hallucinatory experiences’ and
‘religious hallucinatory experiences’ components). In contrast, Aleman et al. (2001)
administered a Dutch version of the LSHS-R to 243 undergraduate students and, using
PCA, obtained three components dissimilar to those obtained in the other two studies:
(1) tendency towards hallucinatory experiences (items 1, 2, 7-10, and 12); (2) subjective
externality of thought (items 3, 4 and 11); and (3) vivid daydreams (items 5, 6 and 12).
The aim of Study 1 was to consolidate the latent structure of the LSHS-R in a
large English speaking undergraduate sample, by using confirmatory factor analysis to
compare the different factor structures reported in these three previous studies to find
the model of best fit.
Chapter 2
66
Method
Participants
Participants were 589 first year psychology students (384 females). This
imbalanced gender ratio is common in studies using an undergraduate psychology
sample (e.g., Aleman et al., 2001; P. F. Lovibond & S. H. Lovibond, 1995; Waters et
al., 2003a). Mean age was 19 years (SD = 4.12 years).
Measures
The 12 LSHS-R items are scored on a 5-point scale (from 0 = certainly does not
apply to me, to 4 = certainly applies to me) (Bentall & Slade, 1985) and describe either
clinical hallucinatory experiences (e.g., item 8 ‘In the past, I have had the experience of
hearing a person’s voice and then found that no one was there’ and item 11 ‘In the past I
have heard the voice of God speaking to me’) or sub-clinical, intrusive mental events
(e.g., item 5 ‘The sounds I hear in my daydreams are usually clear and distinct’). The
LSHS-R has good reliability and validity (Aleman, Nieuwenstein, Bocker, & de Haan,
1999; Levitan et al., 1996).
Model Definition for Confirmatory Factor Analysis
Allocation of LSHS-R items to factors for the three models was based on the
heaviest loading, to avoid overlap of factors. The one exception was for item 12 in the
Waters et al. (2003a) model, as there was only a .01 difference in loadings on the
second and third factors (the next smallest difference in cross loadings was .10).
Consequently, item 12 was assigned to both factors 2 and 3 for this model. Accordingly,
items 1-6, items 7-9 and 12, and items 10-12 formed the three factors in the Waters et
al. (2003a) model, items 1-6 and items 7-12 formed the two factors in the Serper et al.
(2005) model, and items 1, 2, 7-10 and 12, items 3, 4 and 11, and items 5 and 6 formed
the three factors in the Aleman et al. (2001) model.
Chapter 2
67
Results and Discussion
All 12 LSHS-R items in the current study attained endorsement frequencies
above 1%, consequently no items were excluded from the analysis (Morrison et al.,
2000). The mean LSHS-R total score was 15.79 (SD = 8.18), which is comparable to
data reported for other Australian university samples (Waters et al., 2003a). There was
no significant gender difference in LSHS-R total scores, t (573) = 1.10, p > .05.
To compare the fit of the three different factor structures for the LSHS-R, the
data were analysed in LISREL (version 8.52) using maximum likelihood estimation and
a scaled chi-square statistic was calculated (Satorra & Bentler, 1988). We used the fit
indices recommended by Hu and Bentler
(1998) to evaluate
the results of the
comparative factor analysis. Based on common practice in using these indices, the
following criteria for an acceptable model fit were employed: root mean square error of
approximation (RMSEA) < .05, standardized root mean residual (SRMR) < .08, and
comparative fit index (CFI) > .90.
In the first step of the analyses, the difference in the scaled chi squared statistics
revealed the Aleman et al. (2001) three-factor model to be a better fit than the Serper et
al. (2005) two-factor model (see Table 1)2. In the second step, the Waters et al. (2003a)
three-factor model was found to be a better fit than the Aleman et al. (and thus the
Serper et al.) model. Furthermore, all three fit indices for the Waters et al. (2003a)
model met the set criteria, indicating that this three-factor structure provides an
acceptable fit to the data. Accordingly, hallucination predisposition when measured
using the LSHS-R seems to be best characterized by three features: (1) the experience of
vivid mental events, such as thoughts and day dreams, that are recognized as self-
generated, (2) perceptual (auditory and visual) hallucinatory experiences, and (3)
religious hallucinatory experiences.
2 An alternative model based on Serper et al.’s (2005) theoretical model (rather than assigning
items to factors by loading size) – in which item 7 formed part of the ‘subclinical’ rather than
the ‘clinical’ factor – was also tested. A significantly better fit was obtained for Serper et al.’s
theoretical model than for the Aleman et al. (2001) three-factor solution, although the best fit
remained with the Waters et al. (2003) three-factor model.
Chapter 2
68
Table 1
Goodness-of-Fit Indices for Three Models for the LSHS-R (N = 589)
Serper et al. (2005)
2 factor structure
Aleman et al. (2001)
3 factor structure
Waters et al. (2003)
3 factor structure
S-B χ2 267.45* 261.46* 108.31*
df 53 51 50
χ2
diff - 5.98 153.15*
∆ df - 2 1
RMSEA .08 .08 .04
SRMR .11 .14 .06
CFI .85 .79 .93
Note. S-B χ2
= Satorra-Bentler Scaled Chi-square; df = degrees of freedom; RMSEA =
root mean square error of approximation; SEMR = standardized root mean square
residual; CFI = comparative fit index.
* p < .05.
STUDY 2
As documented in hallucinating patients with schizophrenia (e.g., Delespaul et
al., 2002), high levels of affective disturbance have been reported in healthy individuals
predisposed to hallucinations (e.g., Allen et al., 2005; van't Wout et al., 2004; Young et
al., 1986). While Allen et al. (2005) reported a significant positive correlation between
LSHS-R total scores and measures of anxiety, depression, and stress, Morrison and
colleagues (2000, 2002) reported somewhat different patterns of findings. In the first of
Morrison et al.’s studies (2000), visual, but not auditory, hallucinatory-type experiences
significantly correlated with measures of anxiety and depression when using a 16-item
extension of the LSHS, while in the second study (2002), the reverse was found when
using a 24-item extension of the LSHS. However, on closer inspection, the items
forming the auditory subscales in the two studies were quite different, with most
auditory items in the first study describing ‘subclinical’ experiences, and most auditory
items in the second study describing more ‘clinical’ hallucinatory experiences. These
results raise the possibility that negative affect is related to some, but not all, of the
subcomponents – and underlying mechanisms – of hallucination predisposition.
In addition, whilst previous studies have employed measures of depression,
anxiety and/or stress as model constructs of negative affect, it seems possible that
Chapter 2
69
anxiety may play a particularly important role in hallucination predisposition. Allen et
al. (2005) found that whilst all three affect measures were significantly correlated with
LSHS-R total scores, only anxiety made a significant unique contribution to the
prediction of LSHS-R scores when a regression analysis was performed. Unfortunately,
these authors did not examine the relative importance of anxiety, depression and stress
in terms of the separate components of hallucination predisposition. Consequently, the
current study investigated whether the three subcomponents that best characterize
hallucination predisposition, as shown in Study 1, differentially relate to separate
measures of negative affect - namely depression, anxiety and stress.
Method
Participants
Participants were 462 first year psychology students (324 women), none of
whom participated in Study 1 (slightly lower Ns indicated below reflect missing
responses). Mean age was 18.39 years (SD = 2.76 years).
Measures
The 12-item LSHS-R was administered (Bentall & Slade, 1985) together with
the 21-item state version of the Depression Anxiety Stress Scales (DASS; S. H.
Lovibond & P. F. Lovibond, 1995) to obtain state measures of depression, anxiety, and
stress (stress, as measured by the DASS, is characterised by persistent tension,
irritability, and frustration). For the DASS, participants indicate how much each
statement applied to them over the past week using a 4-point scale (0 = did not apply to
me at all, to 3 = applied to me very much, or most of the time). The items for each scale
are summated and then multiplied by two, yielding a scale score range of 0 to 42. The
DASS scales have excellent internal consistency and good discriminant validity
(Brown, Chorpita, Korotitsch, & Barlow, 1997; S. H. Lovibond & P. F. Lovibond,
1995), and the DASS Depression and Anxiety scales show good convergent validity
with other scales that discriminate between depression and anxiety (P. F. Lovibond & S.
H. Lovibond, 1995).
Chapter 2
70
Results and Discussion
Across the several measures, 38 univariate outliers (scores more than 3 SDs
from the mean) were identified and trimmed to 3 SDs from the mean. No multivariate
outliers (scores with a significant Mahalanobi’s distance, p < .001) were found. Mean
scores on the questionnaires were 14.84 (SD = 7.64, N = 461) for the LSHS-R, 8.60 (SD
= 7.81, N = 459) for DASS-Depression, 7.42 (SD = 6.33, N = 460) for DASS-Anxiety,
and 12.67 (SD = 8.35, N = 459) for DASS-Stress. There was no gender difference in
LSHS-R total scores (t(458) = 0.62, p > .05), DASS-Depression scores (t(456) = 0.20, p
> .05) or DASS-Anxiety scores (t(457) = 0.65, p > .05). There was however, a
significant gender difference on the DASS-Stress scale (t(456) = 2.81, p < .05), with
females (M = 13.37, SD = 8.39) scoring higher than males (M = 11.00, SD = 8.06).
To obtain estimated component scores for each student using the regression
approach, a PCA was performed (pre-selecting three components to be extracted) with
orthogonal rotation (Varimax with Kaiser normalization). The three components
extracted accounted for 57% of the variance and were identical to those obtained by
Waters et al. (2003a). This further confirms the outcome of the comparative factor
analysis in Study 1.
Total scores on the LSHS-R correlated significantly with the DASS-Depression
(r = .29, p < .05, N = 458), DASS-Anxiety (r = .34, p < .05, N = 459), and DASS-Stress
(r = .30, p < .05, N = 458) scores. Next we investigated whether all, or only some, of the
subcomponents characteristic of hallucination predisposition relate to depression,
anxiety and stress (see Table 2). The DASS-Anxiety scale showed modest but
consistent and significant associations with all three LSHS-R components, which
suggests that anxiety may influence a common mechanism underpinning all three
components. In contrast, both DASS Depression and Stress scores correlated
significantly with the LSHS-R vivid mental events component and the perceptual
hallucinations component, but not with the religious hallucinations component. It has
been documented that individuals who attribute religious meaning to hallucinations and
delusions (irrespective of their content) are less distressed by such experiences than
individuals who do not (Davies, Griffin, & Vice, 2001; Peters, Day, McKenna, &
Orbach, 1999). This may explain why individuals who score high on the religious
hallucinations component did not score particularly highly on the DASS Depression and
Stress scales.
Chapter 2
71
Table 2
Pearson Correlations (N = 458) and Partial Correlations (df = 450) Between DASS
Scales and LSHS-R Components
Control
Variables
Vivid mental
events
Perceptual
hallucinatory
experiences
Religious
hallucinatory
experiences
Depression .184* .217* .069
Anxiety .082 .089 -.020
Stress .073 .117* .047
Anxiety .200* .253* .144*
Depression .116* .168* .136*
Stress .096* .170* .149*
Stress .197* .210* .053
Depression .113* .098* .014
Anxiety .100* .066 -.049
* p < .05.
Intercorrelations among the DASS scales ranged from .57 to .62 (p < .05),
consequently partial correlations were obtained (see Table 2) to determine whether the
observed relationships with the LSHS-R components remained significant once the
shared variance of the affective measures was partialled out. The results indicate that the
association between depression and the LSHS-R components was largely shared with
the other affective measures, since the correlations between DASS-Depression and the
LSHS-R components generally failed to reach significance when anxiety or stress were
controlled for (with the exception of the perceptual hallucinations component when
controlling for stress). The most robust association for DASS-Stress was with the vivid
mental events component since it remained significant even when the shared variance
with anxiety or depression was partialled out. This finding is consistent with existing
studies linking stress and intrusive cognitions concerning external events (e.g.,
Horowitz, 1975). Finally, the results indicate that anxiety is most consistently related to
predisposition to hallucinate, as the correlations between DASS-Anxiety and all three
LSHS-R components remained significant when depression or stress were controlled. It
should be noted that although several of the correlations between the LSHS-R
components and the DASS subscales reached significance, the size of these effects was
not large.
Chapter 2
72
GENERAL DISCUSSION
Study 1 showed that hallucination predisposition, when measured using the
LSHS-R, is best characterized by three features: (1) vivid mental events recognized as
self-generated (i.e. day dreams or thoughts), (2) auditory and visual hallucinatory
experiences where the source is externally attributed, and (3) hallucinatory experiences
with a religious theme (again where the source is externally attributed). This model,
previously described by Waters et al. (2003a), demonstrated a significantly better fit to
the data than either Serper et al.’s (2005) two-factor model or Aleman et al.’s (2001)
three-factor model, and was clearly reproduced in the second study, using a new data
set. The multifactorial nature of vulnerability to hallucinations suggests that more than
one mechanism may be involved in the development of hallucinations.
Confirming previous findings (Allen et al., 2005), all three measures of negative
affect based on the DASS scales correlated positively with total scores on the LSHS-R.
Notably, Allen et al. (2005) showed that anxiety was particularly important to
hallucination predisposition since of the DASS subscales, DASS-Anxiety was the only
significant predictor of LSHS-R total scores. Study 2 replicated and extended these
findings, with DASS-Anxiety consistently correlating with all three LSHS-R
components, even when variance shared with DASS Depression or Stress was partialled
out. Previous studies investigating the relationship between symptoms of schizophrenia
and affect have more consistently reported significant correlations between positive
symptoms (such as hallucinations) and anxiety rather than depression (e.g., Norman,
Malla, Cortese, & Diaz, 1998). Particularly relevant to the current study, Tien and Eaton
(1992) conducted a one year follow-up study of at-risk individuals and found that initial
assessment of anxiety, but not depression, predicted the subsequent development of
schizophrenia and the onset of hallucinations and delusions.
The current findings are based on correlations; consequently, the direction of
causality can not be assured. It is plausible, therefore, that people who have
hallucination-type experiences may develop heightened levels of anxiety as a result of
these intrusive cognitions. However, at least two reasons suggest the need to consider
the role of anxiety in the development, rather than solely as a consequence, of
hallucinatory experiences. First, participants in the current study vary only in their
predisposition to hallucinate but are not necessarily currently hallucinating, therefore,
increased anxiety in this sample is not readily explained as a consequence of active
hallucinations. Second, Delespaul and colleagues (2002) showed (in patients) that at the
Chapter 2
73
end of a hallucinatory episode, levels of anxiety tend to fall, rather than rise, whilst
immediately prior to the onset of a hallucination, anxiety increases, suggesting its
involvement in the development of the experience.
Anxiety consistently correlated with all three LSHS-R components suggesting
that it may influence an underlying mechanism common to all three components. One
characteristic that all three LSHS-R components share – and thus, anxiety may
influence – is that they relate to intrusive mental events (what differentiates these
components is the attribution of agency and explanatory themes). It may be, therefore,
that anxiety modulates or exacerbates a primary deficit of cognitive control leading to
intrusive mental events (e.g., by increasing the intensity of this process above a critical
threshold; Slade, 1976; Slade & Bentall, 1988). Previous research has shown that
intrusive cognitions are the product of impaired inhibitory control (Kramer, Humphrey,
Larish, Logan, & Strayer, 1994). Poor inhibition has been documented in anxiety
disordered samples (e.g., Badcock, Waters, & Maybery, 2007; Hopko, Ashcraft, Gute,
Ruggiero, & Lewis, 1998), potentially explaining why some anxiety disordered patients
report experiencing spontaneous intrusive images when under heightened arousal (e.g.,
Hackmann, Surawy, & Clark, 1998). Furthermore, intentional inhibition deficits have
also been documented in hallucinating patients with schizophrenia (Waters, Badcock,
Maybery, & Michie, 2003b). Consequently, one possibility may be that in the onset of
hallucinatory-type experiences, anxiety may operate by directly impairing inhibition or
exacerbating an existing inhibition deficit, a conjecture that warrants further research.
The current study is not without its limitations. Firstly, the findings are based on
an undergraduate psychology student sample, and thus may not be representative of the
healthy population at large. Also, there was a greater number of females than males in
the current study, however similar gender ratios were reported for two of the three
previous LSHS-R factor analytic studies (Aleman et al., 2001; Waters et al., 2003a),
ruling out gender differences as the cause of the different factor structures. Furthermore,
no gender differences were found for mean LSHS-R scores in either study. As a non-
clinical sample was used, it is possible that LSHS-R and DASS scores may have been
attenuated, possibly contributing to the small effect sizes reported in Study 2. Future
studies may wish to replicate this study using a clinical mood-disordered sample to
provide a cleaner examination of the emotion-hallucination predisposition link.
The finding that depression, anxiety and stress correlate with predisposition to
hallucinations has important practical and theoretical implications. Firstly, attaining a
comprehensive cognitive-affective profile of hallucination-prone individuals may help
Chapter 2
74
to guide early interventions for psychosis. It may be important to treat negative affective
states, especially anxiety, in addition to psychotic symptoms in the earliest phases of
psychosis. Secondly, these findings may limit the interpretations of studies employing
the LSHS-R to compare high and low-risk groups on cognitive tasks, since differential
group performance may reflect differences in affective profile, rather than the
vulnerability to hallucinate. In order to avoid this limitation, future studies should
control for differences in negative affect.
Chapter 2
75
ACKNOWLEDGEMENTS
This work was supported by the Neuroscience Institute of Schizophrenia and
Allied Disorders (NISAD), utilising funding from the Ron and Peggy Bell Foundation.
Many thanks to Milan Dragovic for his help with the factor analysis, and Mike Stevens
for his help in the scoring of the DASS data.
Chapter 2
76
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Examining the contribution of emotion and reasoning. British Journal of
Clinical Psychology, 44, 127-132.
Badcock, J. C., Waters, F. A. V., & Maybery, M. T. (2007). On keeping (intrusive)
thoughts to one's self: Testing a cognitive model of auditory hallucinations in
obsessive compulsive disorder. Cognitive Neuropsychiatry, 12, 78-89.
Bentall, R. P., & Slade, P. D. (1985). Reliability of a scale measuring disposition
towards hallucination: A brief report. Personality and Individual Differences, 6,
527-529.
Brown, T. A., Chorpita, B. F., Korotitsch, W., & Barlow, D. H. (1997). Psychometric
properties of the Depression Anxiety Stress Scales (DASS) in clinical samples.
Behaviour Research and Therapy, 35, 79-89.
Close, H., & Garety, P. (1998). Cognitive assessment of voices: Further developments
in understanding the emotional impact of voices. British Journal of Clinical
Psychology, 37, 173-188.
Davies, M. F., Griffin, M., & Vice, S. (2001). Affective reactions to auditory
hallucinations in psychotic, evangelical and control groups. British Journal of
Clinical Psychology, 40, 361-370.
Delespaul, P., deVries, M., & van Os, J. (2002). Determinants of occurrence and
recovery from hallucinations in daily life. Social Psychiatry and Psychiatric
Epidemiology, 37, 97-104.
Freeman, D., & Garety, P. A. (2003). Connecting neurosis and psychosis: The direct
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Kramer, A. F., Humphrey, D. G., Larish, J. F., Logan, G. D., & Strayer, D. L. (1994).
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Launay, G., & Slade, P. D. (1981). The measurement of hallucinatory predisposition in
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79
PREDISPOSITION TO HALLUCINATIONS AND
INHIBITORY CONTROL
80
Foreword to Chapters 3 and 4
81
FOREWORD TO CHAPTERS 3 AND 4
The previous chapter confirmed the multidimensional nature of hallucination
predisposition in a non-psychiatric population, and that anxiety, more so than
depression or stress, was consistently related to all three of the identified dimensions.
We speculated that the feature common to all three of the found components of
hallucination predisposition is intrusiveness. The research literature has linked everyday
intrusive cognitions to impaired inhibition (Friedman & Miyake, 2004; Kramer,
Humphrey, Larish, Logan, & Strayer, 1994), and consistent with this, impaired
intentional inhibition has been linked to auditory hallucinations (AHs) in schizophrenia
(Badcock, Waters, Maybery, & Michie, 2005; Waters, Badcock, Maybery, & Michie,
2003). Thus, leading on from the previous chapter‟s findings, the next two chapters
investigate the proposal that similar impairments in intentional inhibition found in
schizophrenia will be present in healthy hallucination predisposed individuals,
consistent with a continuum approach to AHs. Although anxiety will be measured and
controlled for in the following two chapters (to test the specificity of the findings to
hallucination predisposition), a more detailed investigation of the relationships between
anxiety and both hallucinatory-type experiences and inhibitory control in hallucination
predisposition and schizophrenia will be left until Chapters 5 and 6, respectively.
Chapter 3 investigates whether similar intentional inhibition difficulties are
found in hallucination predisposition as found in hallucinating individuals with
schizophrenia (Badcock et al., 2005; Waters et al., 2003). This was achieved by
administering a modified version of one of the intentional inhibition tasks used in
Badcock and colleagues‟ schizophrenia studies.
Chapter 4 aimed to clarify the critical component(s) of inhibitory control
specifically related to hallucination predisposition, through the administration of
cognitive tasks thought to measure different forms of cognitive control to high and low
hallucination predisposed participants. This study was important since Badcock and
colleagues‟ (Waters, Badcock, Michie, & Maybery, 2006) dual-deficit model of AHs
specifies that the cognitive control difficulties specifically linked to AHs are both
intentional (as opposed to unintentional) and inhibitory (as opposed to resistance to
interference) in nature: however, the specificity of this supposition has not yet been
examined in hallucination predisposition or schizophrenia.
Foreword to Chapters 3 and 4
82
REFERENCES
Badcock, J. C., Waters, F. A. V., Maybery, M. T., & Michie, P. T. (2005). Auditory
hallucinations: Failure to inhibit irrelevant memories. Cognitive
Neuropsychiatry, 10, 125-136.
Friedman, N. P., & Miyake, A. (2004). The relations among inhibition and interference
control functions: A latent-variable analysis. Journal of Experimental
Psychology: General, 133, 101-135.
Kramer, A. F., Humphrey, D. G., Larish, J. F., Logan, G. D., & Strayer, D. L. (1994).
Aging and inhibition: Beyond a unitary view of inhibitory processing in
attention. Psychology and Aging, 9, 491-512.
Waters, F. A. V., Badcock, J. C., Maybery, M. T., & Michie, P. T. (2003). Inhibition in
schizophrenia: Association with auditory hallucinations. Schizophrenia
Research, 62, 275-280.
Waters, F. A. V., Badcock, J. C., Michie, P. T., & Maybery, M. T. (2006). Auditory
hallucinations in schizophrenia: Intrusive thoughts and forgotten memories.
Cognitive Neuropsychiatry, 11, 65-83.
Chapter 3
83
Chapter 3
Poor intentional inhibition in individuals predisposed to
hallucinations 1
ABSTRACT
Introduction: Intentional inhibition deficits have been found in hallucinating
individuals with schizophrenia using the Inhibition of Currently Irrelevant Memories
(ICIM) task. This study sought to investigate whether similar difficulties are found in
healthy individuals predisposed to hallucinations. Methods: The Launay-Slade
Hallucination Scale-Revised (LSHS-R) was completed by 589 undergraduate students,
from which high- and low-predisposed groups were drawn. On the ICIM task,
participants were asked to identify within-run picture repetitions, requiring them to
inhibit memory traces of the same items seen in previous runs. Results: Compared to the
low LSHS-R group, the high LSHS-R group showed significantly increased false
alarms on critical “inhibitory” runs (incorrectly identifying previous-run items as
within-run repetitions), but no group differences were found in first-run false alarms or
in the identification of within-run targets. These results were specific to hallucination
predisposition and could not be explained by other schizophrenia-related characteristics.
Conclusions: Individuals predisposed to hallucinations show subtle, though consistent
difficulties with intentional inhibition similar to patients with hallucinations. These
findings demonstrate a continuity of cognitive processes in individuals predisposed to
hallucinations and in patients with schizophrenia who hallucinate, consistent with a
common neurodevelopmental pathway.
Keywords: Hallucination predisposition; Hallucinations; Schizophrenia; Intentional
inhibition
1 This chapter is a reproduction of the following article: Paulik, G., Badcock, J., & Maybery, M.
(2007). Failure to inhibit currently irrelevant memories in individuals predisposed to
hallucinations. Cognitive Neuropsychiatry, 12 (5), 457-470.
Chapter 3
84
Hallucinations in schizophrenia have been linked to impaired intentional
inhibition both in theory and empirically (e.g. Badcock, Waters, Maybery, & Michie,
2005; Frith, 1979; Waters, Badcock, Maybery, & Michie, 2003; Waters, Badcock,
Michie, & Maybery, 2006). For example, in a recent study conducted by Waters and
colleagues (2003), the frequency of auditory hallucinations, but not other symptoms,
was found to be inversely related to the ability to intentionally suppress irrelevant
memories, assessed using the Inhibition of Currently Irrelevant Memories task (ICIM;
Schnider & Ptak, 1999), suggesting that hallucinations occur when strongly activated
memories intrude into consciousness and become confused with ongoing reality. The
ICIM task is a repeated, continuous recognition task, in which participants are asked to
identify picture repetitions within the current run. Waters et al. (2003) presented four
runs, with the same set of pictures used in each, but with the repeated „target‟ items
varying across runs. Consequently, after the first run participants must intentionally
suppress the memory traces of pictures shown in previous runs (and are explicitly
instructed to “forget that you have already seen the pictures”) to avoid making false
alarms (FAs). Therefore, the number of FAs on the second and subsequent runs
measures one‟s ability to inhibit memories that are no longer relevant. In contrast,
performance on the first run does not require inhibition; rather it depends on the ability
to encode new pictures for recognition (Schnider, Valenza, Morand, & Michel, 2002).
Badcock, Waters, and Maybery (2007) also noted that current hallucinators, relative to
non-hallucinators, made significantly more FAs on distractors that had been targets on
previous runs, suggesting that the presence of auditory hallucinations in patients may
involve a failure to suppress previously relevant memories.
Many researchers have proposed that the symptoms of schizophrenia, such as
hallucinatory experiences, occur on a continuum including schizophrenia patients and
normal individuals with schizotypic traits (Meehl, 1989; Slade & Bentall, 1988). The
Launay-Slade Hallucination Scale – Revised (LSHS-R; Bentall & Slade, 1985; Launay
& Slade, 1981) is commonly used to examine the hallucinatory-type experiences of
individuals in the normal population. Healthy individuals predisposed to hallucinations
may never develop full-blown schizophrenia, however hallucination predisposition may
share a common neuro-developmental pathway with schizophrenia and thus,
predisposed individuals may exhibit similar (though milder) clinical, cognitive,
emotional and biological characteristics as individuals with schizophrenia. Indeed,
studies using the LSHS-R have shown that the features characterising hallucination
predisposition parallel those described in patient populations (e.g. Allen, Freeman,
Chapter 3
85
Johns, & McGuire, 2006; Laroi, Van der Linden, & Marczewski, 2004; Paulik,
Badcock, & Maybery, 2006; Serper, Dill, Chang, Kot, & Elliot, 2005). One of the main
advantages of studying a non-clinical predisposed sample is that it avoids confounding
variables such as medication status, effects of institutionalisation, and other symptoms
and general cognitive deficits associated with the clinical disorder.
The aim of the current study was to investigate whether healthy individuals
predisposed to hallucinations have difficulties with intentional inhibition, consistent
with such difficulties reported for individuals with schizophrenia (Waters et al., 2003).
We used a more difficult version of the ICIM task suitable to assess intentional
inhibition in healthy individuals (as recommended by Schnider et al., 2002) and
predicted that individuals with high LSHS-R scores would produce more FAs on critical
inhibitory runs than would individuals with low LSHS-R scores. Response times were
also examined as a potentially sensitive measure of the relative difficulty involved in
correctly rejecting distractors (CR) and identifying targets (Hits). In addition, we were
interested in whether individuals with high LSHS-R scores also show specific
difficulties suppressing responses to previously relevant (but currently irrelevant) items,
as reported in individuals with schizophrenia (Badcock et al., 2005). We expected that
there would be no group differences in encoding/learning or target recognition, as
assessed by FAs on run 1 or Hits overall.
Finally, the specificity of any inhibition difficulties was assessed by including
measures of other schizotypal characteristics (namely, delusional thinking and
anhedonia) and anxiety. Although high levels of anxiety and depression are common in
individuals with high LSHS-R scores (e.g. Allen et al., 2005; Paulik et al., 2006),
anxiety was of particular interest in the current study as it has been shown to correlate
with all components of the LSHS-R, independent of depression (Paulik et al., 2006),
and has been linked to both intrusive cognitions (Kramer, Humphrey, Larish, Logan, &
Strayer, 1994) and deficits of intentional inhibition (Badcock et al., 2005; Hopko,
Ashcraft, Gute, Ruggiero, & Lewis, 1998).
METHOD
Participants
Five hundred and eighty nine undergraduate psychology students completed the
LSHS-R (Bentall & Slade, 1985). To obtain high and low LSHS-R groups, a random
Chapter 3
86
sample of students who scored in the upper 10% (scores above 26) and lower 10%
(scores below 6), were invited to take part in the study. Twenty-eight high scorers and
25 low scorers responded to this invitation and completed the study. The exclusion
criteria included a personal history of psychosis, poor English, poor visual acuity, head
injury or neurological disorder resulting in marked cognitive dysfunction, or an IQ
below 85. Accordingly, two participants from the high LSHS-R group were excluded
from analysis. The remaining 51 participants comprised 18 females and seven males in
the low LSHS-R group and 17 females and nine males in the high LSHS-R group (see
Table 1 for ages).
Measures
Inhibition of Currently Irrelevant Memories (ICIM) Task
The ICIM task is a continuous recognition task, originally developed by
Schnider and Ptak (1999) for use with a clinical population. The current study used a
version of the task that was adapted by Schnider et al. (2002) for use with a healthy
adult population. The creators of this latter version made it more difficult than the
original version used by Waters et al. (2003), by increasing the number of presentations
from 52 to 85, reducing the maximum number of presentations of target pictures from
seven to three, and increasing the total number of targets from four to 36. The task was
administered on a computer with a touch screen monitor. Our version consisted of three
runs, each involving the sequential presentation of 85 black and white line drawings
(Snodgrass & Vanderwart, 1980). Twenty-eight pictures occurred only once in a run,
whilst six occurred twice, and 15 occurred three times, yielding 49 first presentations in
a run (distractors), 21 second presentations, and 15 third presentations (36 targets in
total). Each picture was presented in the centre of the screen for 2000 ms, with a 700 ms
interstimulus interval. There was a 30 s break between the first and second runs and a
five minute break between the second and third runs. In each run, participants were
asked to indicate as rapidly as possible (by pressing keys marked „yes‟ or „no‟), whether
each picture had been presented previously within the current run. The second and third
runs used the same picture set as the first run; only the presentation order and the
pictures selected to be targets changed. In these runs, participants were explicitly
instructed to “forget that you have already seen the pictures”. The first run required the
learning and recognition of new items, while on the second and third runs participants
Chapter 3
87
were explicitly asked to forget – thus, requiring them to intentionally inhibit – what they
had seen in previous runs. The dependent variables were the number of FAs and Hits,
and the response times for correct responses to targets (Hits) and distractors (correct
rejections, CR) for each of the three runs.
Additional Measures
The LSHS-R (Bentall & Slade, 1985) was used to identify individuals
predisposed to hallucinations. The 12 LSHS-R items are rated on a 5-point scale (0 =
certainly does not apply to me, 4 = certainly does apply to me), yielding a total score of
0 to 48. IQ was estimated from the Wechsler Abbreviated Scale of Intelligence (WASI)
vocabulary and matrix reasoning subtests (Wechsler, 1999). The anxiety subscale of the
short form of the Depression Anxiety Stress Scales (DASS; Lovibond & Lovibond,
1995) assessed state anxiety (score range 0-42). The Peters Delusions Inventory (PDI;
Peters, Joseph, & Garety, 1999) measured delusional thinking (score range 0-402), while
the introvertive anhedonia subscale of the Oxford-Liverpool Inventory of Feelings and
Experiences (O-LIFE; Mason, Claridge, & Jackson, 1995) assessed schizotypal
personality features that closely correspond to negative schizophrenic symptomotology
(score range 0-27).
Procedure
Ethical approval was obtained from the University of Western Australia Human
Research Ethics Committee and written informed consent was obtained from each
participant prior to testing. Participants were tested individually and offered course
credit points or $20 reimbursement for time/expenses.
2 The PDI was administered in the standard way, in which additional ratings are made for items
responded to affirmatively. Data from these additional ratings are not reported.
Chapter 3
88
RESULTS
Descriptive Statistics
Across the 816 data points, 10 single data points (one from the OLIFE, six from
the ICIM FA data set, and three from the ICIM Hit data set) were identified to be
univariate outliers (more than 3 SDs from their respective LSHS-R group mean) and
were removed. No multivariate outliers (Cook‟s distance) were detected.
LSHS-R group means and standard deviations for the additional measures are
summarized in Table 1. Substantial group separation was obtained on the LSHS-R.
There was also a significant group difference on WASI IQ scores favouring the high
LSHS-R group; consequently IQ scores were entered into subsequent analyses as a
covariate. The high LSHS-R group also obtained significantly higher scores on the PDI
and the DASS-Anxiety subscale, but there was no significant group difference on the O-
LIFE introvertive anhedonia subscale. Thus, where significant effects were found, PDI
and DASS-Anxiety scores were used as additional covariates to test the specificity of
the results.
Table 1.
LSHS-R Group Means, SDs, and T-tests for the Additional Measures
* p < .05
ICIM Task
Figure 1 shows the mean number of FAs and Hits for the two groups. Consistent
with Waters et al. (2003) patient study, performance on run 1 was analysed separately
Low LSHS-R Group
(n = 25)
High LSHS-R Group
(n = 26)
Mean SD Mean SD t
Age 19.08 2.63 19.65 3.55 0.65p
LSHS-R 2.80 1.71 31.69 2.74 44.99*
WASI 112.32 8.71 119.15 7.34 3.04*
PDI 4.72 3.45 16.04 6.56 7.67*
DASS-Anxiety 4.32 4.61 10.77 6.88 3.92*
O-LIFE introvertive
anhedonia
3.32 2.93 5.44 4.65 1.93p
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89
from performance on runs 2 and 3 throughout, since the task requirements on the first
run are different from those on subsequent runs (namely, only runs 2 and 3 involve the
inhibition of previously relevant items)
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
1 2 3
Run
FA
s
g
Low LSHS-R High LSHS-R(a)
24
26
28
30
32
34
36
1 2 3Run
Hits
g
Low LSHS-R High LSHS-R
(b)
Figure 1. Mean number of false alarms (FAs) (a), and Hits (b) in runs 1-3 for the high
and low LSHS-R groups on the ICIM task (error bars represent one SE of the mean).
Encoding and Recognition in Run 1
The two groups did not differ significantly when univariate ANCOVAs were
conducted on the run 1 data for Hits, F(1,49) = 1.67, MSE = 2.12, p > .05, and FAs,
F(1,48) = 2.83, MSE = 0.82, p > .05, suggesting no initial differences in the processing
of targets and distractors.
Target Detection in Runs 2 and 3
Interestingly, when examining the Hits data from runs 2 and 3 using a 2 (LSHS-
R Group: high, low) x 2 (Run: 2, 3) ANCOVA, a main effect of Group was found,
F(1,45) = 7.70, MSE = 17.89, p < .05, with the high LSHS-R group making more Hits
than the low LSHS-R group (Fig. 1b). No other effects were significant. This pattern of
results remained the same with the inclusion of PDI or DASS-Anxiety scores as
covariates.
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90
Intentional Inhibition in Runs 2 and 3
In contrast to run 1, when the number of FAs made on runs 2 and 3 were
examined in a 2 (LSHS-R Group: high, low) x 2 (Previous-run status: target, distractor)
ANCOVA, there was a significant Group main effect, F(1,43) = 7.51, MSE = 8.69, p <
.05, with the high LSHS-R group making more FAs than the low LSHS-R group (Fig.
1a). No effects involving Previous-run status were significant. This pattern of results
remained the same when either PDI or DASS-Anxiety scores were included as
additional covariates.
Signal Detection Analysis
No significant group differences in detection sensitivity (measured using d′) or
response criterion (measured using beta; β) were found when separate univariate
ANCOVAs were performed on run 1. Similarly, a 2 (LSHS-R Group: high, low) x 2
(Run: 2, 3) ANCOVA with d′ as the dependent measure revealed no significant main or
interaction effects. Consistent with the reported group differences for Hit and FA rates
on the inhibitory runs, a 2 (LSHS-R Group: high, low) x 2 (Run: 2, 3) ANCOVA
conducted on the β values showed a significant Group main effect only (F(1,43) = 8.03,
MSE = 15.73, p < .05), with the high LSHS-R group (M = 0.02, SD = 1.10) obtaining a
smaller β (greater inclination to respond „yes‟) than the low LSHS-R group (M = 0.81,
SD = 0.86). This pattern of findings remained unchanged when PDI and DASS-Anxiety
scores were entered into the analyses as additional covariates.
Response Times for Run 1
Response times (RT) were examined using median times for correct responses
(Hits and CR)3. A 2 (LSHS-R Group: high, low) x 2 (Response: CR, Hit) ANCOVA on
run-1 data showed a significant Response main effect, F(1,46) = 7.64, MSE = 1916.23,
p < .05, and a significant Response x Group interaction, F(1,46) = 8.23, MSE =1916.23,
p < .05 (see Fig. 2 for means). Simple effect analyses showed that the high LSHS-R
group took significantly longer to make a CR than the low LSHS-R group, F(2,48) =
6.47, MSE = 8444.61, p < .05, whilst there was no significant group difference on Hit
3 Two participants‟ RT data were excluded due to errors in the RT recording program.
Chapter 3
91
RTs. However, when PDI or DASS-Anxiety scores were added separately into the
analysis as additional covariates, the Response x Group interaction was no longer
significant.
660
680
700
720
740
760
780
800
820
1 2 3Run
Res
po
nse
Tim
e (m
s)
p
CR Hit
(a) Low LSHS-R group
660
680
700
720
740
760
780
800
820
1 2 3Run
Res
po
nse
Tim
e (m
s)
)
pCR Hit
(b) High LSHS-R group
Figure 2. Mean RT for the low LSHS-R group (a) and high LSHS-R group (b) for Hits
and correct rejections (CR) in runs 1-3 of the ICIM task (error bars represent one SE of
the mean).
Response Times for Runs 2 and 3
Similar analyses of RTs on runs 2 and 3 again revealed a significant main effect
for Response, F(1,46) = 5.98, MSE = 3482.34, p < .05, and a significant Group x
Response interaction, F(1,46) = 11.55, MSE = 3482.34, p < .05, with simple effect
analyses showing elevated RTs for the high LSHS-R group relative to the low LSHS-R
on CRs, F(2,48) = 6.95, MSE = 7581.49, p < .05, but not on Hits (see Fig. 2). Unlike the
effects for run 1, these effects remained significant even when PDI and DASS-Anxiety
scores were entered separately into the analysis as additional covariates. As displayed in
Fig. 2, the high LSHS-R group were significantly slower at making CRs than Hits on
runs 2 and 3, F(1,23) = 7.44, MSE = 2955.33, p < .05 (this effect was not significant on
run 1), while the trend (though not significant) for the low LSHS-R group was in the
opposite direction, consistent with that previously reported in the literature of normal
student control groups (Schnider et al., 2002).
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DISCUSSION
The hypothesis tested in the current study was that if individuals predisposed to
hallucinations have difficulties intentionally inhibiting strongly activated memory
traces, then the high LSHS-R group would produce more FAs on critical inhibitory runs
(namely, runs 2 and 3) than the low LSHS-R group on the ICIM task. The data obtained
supported this prediction. This group difference could not be explained by (i) poor task
comprehension, (ii) difficulties encoding or identifying repeated pictures, or (iii) an
overall response bias to say „yes‟, since there were no significant group differences in
d′, β, FA or Hit rates on run 1. Furthermore, these findings could not be explained by
group differences in intellectual ability, levels of state anxiety, or other symptom-like
features of schizophrenia (specifically, delusions or anhedonia). Thus, similar to
hallucinating individuals with schizophrenia (Waters et al., 2003), individuals
predisposed to hallucinations show subtle, but consistent difficulties with the voluntary
inhibition of currently irrelevant memories. The current findings may indicate that the
capacity to suppress irrelevant memories varies in a continuous fashion in the healthy
population (i.e. is trait like).
While the present study replicated the link between intentional inhibition
difficulties and hallucinatory experiences, Badcock et al. (2005) reported that
hallucinating patients made significantly more FAs on inhibition runs than non-
hallucinating patients when the distractors had been targets on previous runs, suggesting
that intentional inhibition deficits in hallucinating patients may involve a failure to
suppress previously relevant cognitions. However, the current study found no evidence
that healthy hallucination-predisposed individuals were especially prone to FAs on
previous-run targets. One explanation of this discrepancy in FA patterns may be that
different processes produce intrusions in patients and healthy individuals who
hallucinate. However, the current study used a more difficult version of the ICIM task
to that used in the Waters et al. (2003) patient study, which may also explain this
discrepancy. Namely, in the current study, there were a greater number of targets and
targets were repeated less often. Consequently, all stimuli in the current ICIM task may
have been perceived by participants as „relevant‟, since it was difficult to predict which
items would become targets. It is recommended that future research compare patients
and predisposed individuals on identical versions of the ICIM task to better characterize
similarities and differences in inhibition abilities between these two populations. It
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93
should be noted however, that both experimental and neuroimaging research suggests
that the ICIM version used in the current study involves the same fundamental cognitive
processes as the original version (Schnider & Ptak, 1999; Schnider et al., 2002; Treyer,
Buck, & Schnider, 2003).
Unexpectedly, the high LSHS-R group made significantly more Hits on the
critical inhibitory runs. Together with the increase in FA rates on these runs, this
indicates a change in response bias, which was confirmed in the signal detection
analysis. Importantly, however, the current data also provides novel insight into the
processes driving this change. Examination of response times clearly showed the
relative activation (or salience) of targets was greater in the high LSHS-R group, even
in the first run. Thus at the start of run 2, but not before, individuals in the high LSHS-
group face greater ambiguity in distinguishing highly activated, but currently irrelevant
pictures, from repeated targets in the current run, resulting in an increase in FA and Hit
rates. This view is consistent with Kapur‟s (2003) conjecture that individuals who
hallucinate (or are predisposed to hallucinate) have aberrantly salient memory traces.
Indeed, consistent with this conjecture, the high LSHS-R group were also (i)
significantly slower to make a CR than a Hit on the critical inhibition runs, but not on
run 1, and (ii) significantly slower to make CRs (but not Hits) than the low LSHS-R
group on the inhibitory runs. Furthermore, these results could not be accounted for by
other factors such as intelligence, anxiety, anhedonia or delusional thinking. However,
the high LSHS-R group were also slower to reject distractors than the low LSHS-R
group on run 1, though unlike on the inhibition runs, this effect appeared to be related to
other factors such as heightened anxiety and delusional thinking, both of which
commonly co-occur in individuals at increased risk for schizophrenia and in the
schizophrenia prodrome (Morrison, Wells, & Nothard, 2002; Paulik et al., 2006;
Svirskis et al., 2005). These results point to a mechanism underpinning the conclusion
that “a cognitive style characterized by a tendency to worry increases the risk for newly
developed psychotic symptoms” (Krabbendam & van Os, 2005, p.185), since
difficulties rejecting distracting anxious thoughts may provide the source for intrusions
which hallucination-predisposed individuals have specific difficultly later suppressing.
An alternative explanation of the current study‟s findings may be that the high
LSHS-R group made more FAs on the inhibitory runs because of difficulties monitoring
– or accessing memories of – the temporal context of the stimuli. Although the authors
recognise that this task does require some degree of temporal monitoring,
electrophysiological evidence has shown that the process of inhibiting currently
Chapter 3
94
irrelevant memories involves distinct neural regions from those involved in temporal
monitoring (e.g., Cabeza et al., 1997; Schnider et al., 2002; Treyer et al., 2003), and that
the regions involved in temporal monitoring are not activated during performance of
inhibitory runs of the ICIM task, or related to FAs on these runs (Schnider & Ptak,
1999; Schnider et al., 2002; Treyer et al., 2003). However, it would be advantageous if
future studies employ tasks that tap intentional inhibition where there is minimal
demand on temporal or contextual memory.
Hallucinatory experiences, by nature, are very similar to everyday unwanted
mental intrusions (such as intrusive thoughts, images or impulses), in that they are
intrusive, uncontrollable, unwanted and interrupt ongoing reality (Morrison, 2005;
Nayani & David, 1996). It was been proposed that both the content and an individual‟s
appraisal (interpretation) of an unwanted mental intrusion differentiates the intrusions
experienced by non-clinical individuals from those experienced by individuals with
clinical disorders, such as obsessive-compulsive disorder (OCD) (Clark & Rhyno, 2005;
Morrison, 2005). Accordingly, Morrison (2005) proposed that one of the key
differences between hallucinations and non-psychotic mental intrusions is the
attribution of source, namely, hallucinations are appraised as coming from an external
source rather than one of self-origin. Research conducted by Badcock et al. (2007)
however, suggests that one of the essential differences between hallucinations and non-
psychotic intrusions may also be the form of cognitive control underpinning the
intrusions. While empirical research has shown that both clinical and non-clinical
unwanted mental intrusions are the product of impaired cognitive inhibitory control
(Enright & Beech, 1993; Friedman & Miyake, 2004; Vasterling, Brailey, Constans, &
Sutker, 1998), Badcock et al. (2007) found that the pattern of impaired performance of
an OCD group was qualitatively different to that of a group of hallucinating individuals
with schizophrenia tested on the same measures of intentional inhibitory control. It will
thus be important for future research to investigate the specific components of the
inhibitory process (such as intentionality) that are related to hallucinatory experiences
and those that are related to other unwanted mental intrusions.
It should be noted that the findings reported in the current study are based on an
undergraduate psychology student sample, and thus may not be representative of the
healthy population (including individuals predisposed to hallucinations) at large. Since
the patterns of findings reported suggest that aberrantly salient memory traces may
contribute to the intentional inhibition difficulties found in the high LSHS-R group, it is
recommended that future studies employ tasks that measure the activation of memory
Chapter 3
95
traces independent of intentional inhibition demands. This may help further clarify the
processes involved in the development of hallucinatory-type experiences in both healthy
individuals predisposed to hallucinations and hallucinating individuals with
schizophrenia.
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ACKNOWLEDGEMENTS
This work was supported by the Schizophrenia Research Institute, utilising
funding from the Ron and Peggy Bell Foundation. We also thank Matt Huitson for his
help with task programming.
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Chapter 4
Dissociating the components of inhibitory control involved in
predisposition to hallucinations 1
ABSTRACT
Introduction: We have previously linked hallucinations in schizophrenia and
hallucination predisposition to poor intentional inhibition. However, these previous
studies have not systematically investigated the separable dimensions of inhibitory
control involved, namely, intentional versus unintentional, and inhibition versus
resistance to interference. The aim of this study was to clarify the critical component(s)
of inhibitory control specifically related to hallucination predisposition. Methods: The
Launay-Slade Hallucination Scale-Revised (LSHS-R) was completed by 589
undergraduate students, from which high- (n = 28) and low- (n = 25) hallucination
predisposition groups were drawn. Participants were administered tasks measuring
unintentional inhibition (Brown-Peterson variant task) and intentional resistance to
interference (directed ignoring [DI] task). Results: The high LSHS-R group showed
significant difficulties relative to the low LSHS-R group on the DI task only; although
these differences did not remain significant when controlling for anxiety or delusional
thinking. Regression analyses showed that anxiety, but not delusional thinking,
independently contributed to variance in DI task performance above that accounted for
by hallucination predisposition. Conclusions: Intentional rather than unintentional
control of intrusive cognitions appears to play an important role in hallucination
predisposition. The results indicate that difficulties with the intentional resistance to
interference from concurrent external distractors may be a common mechanism
underlying positive schizophrenia symptoms and anxiety. However, given previous
findings reported by Paulik, Badcock and Maybery (2007) we propose that hallucination
predisposition is also characterized by a difficulty with the active suppression of
intrusive cognitions – that is, intentional inhibition – which is not shared with anxiety or
delusional symptoms.
1 This chapter is a reproduction of the following article: Paulik, G., Badcock, J., & Maybery, M.
(2008). Dissociating the components of inhibitory control involved in predisposition to
hallucinations. Cognitive Neuropsychiatry, 13, 33-46.
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Keywords: Hallucination predisposition; Hallucinations; Schizophrenia; Inhibition;
Resistance to interference; Cognitive intrusions
Hallucinatory experiences have traditionally been linked to psychotic disorders,
such as schizophrenia. However, it is now clear that hallucinatory experiences are
relatively common in the general population, including among children and adolescents
(e.g., Johns, Nazroo, Bebbington, & Kuipers, 1998; McGee, Williams, & Poulton, 2000;
Tien, 1991). Furthermore, compared to other psychotic-like symptoms occurring in the
general community, hearing voices and nonverbal hallucinations are differentially
associated with a need for care (Bak et al., 2005). Given the frequency and significance
of hallucinatory experiences in the normal population it is increasingly important to
understand the cognitive mechanisms underpinning the predisposition to hallucinate.
Unwanted mental intrusions – defined as ‘thoughts, images or impulses that are
experienced as unwanted and uncontrollable and interrupt ongoing reality’ (Morrison,
2005, p. 175) – characterise several different clinical populations, such as obsessive-
compulsive disorder (OCD), generalised anxiety disorder (GAD), and posttraumatic-
stress disorder (PTSD), though are also frequently experienced by individuals in the
general population (Purdon & Clark, 1993; see Clark & Rhyno, 2005, for a review).
Conventional definitions of unwanted mental intrusions stipulate that the experience is
attributed to the self, an internal source (Clark & Rhyno, 2005). However, several
authors have proposed that hallucinations are a form of intrusive cognition, as they are
unwanted, uncontrollable, and interrupt ongoing reality (Morrison, 2001; Nayani &
David, 1996). Adopting a meta-cognitive approach, Morrison (2005) proposed that a
key difference between hallucinations and non-psychotic unwanted mental intrusions is
the attribution (or appraisal) of source: hallucinations are appraised as coming from an
external source.
Whilst source attribution is clearly an important factor distinguishing between
everyday (non-psychotic) intrusions and hallucinations, this postulation may downplay
important differences in dysfunctional mechanisms of cognitive control underlying
different forms of intrusions. Empirical findings suggest that everyday intrusive
cognitions are a product of poor inhibitory control (e.g., Friedman & Miyake, 2004;
Kramer, Humphrey, Larish, Logan, & Strayer, 1994), and that inhibition deficits occur
in clinical populations characterised by intrusive cognitions, such as OCD (e.g.,
Badcock, Waters, & Maybery, 2007; Enright & Beech, 1993) and PTSD (e.g.,
Vasterling, Brailey, Constans, & Sutker, 1998). Although impaired intentional
inhibition has also been empirically linked to the frequency of auditory hallucinations in
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103
individuals with schizophrenia (e.g., Badcock, Waters, Maybery, & Michie, 2005;
Waters, Badcock, Maybery, & Michie, 2003; Waters, Badcock, Michie, & Maybery,
2006), Badcock et al. (2007) found that the pattern of impaired performance for this
group was qualitatively different to that of an OCD group tested on the same measures.
This finding suggests that hallucinations and other intrusive cognitions (such as those
experienced in OCD), differ not only with regard to the appraisal of source and content,
but also in terms of the nature of the dysfunction in inhibitory control.
The aim of the current study was to clarify the critical component(s) of
inhibitory control specifically related to hallucination predisposition. Harnishfeger
(1995) developed a taxonomy of inhibition that categorises inhibitory processes
according to three dimensions: (1) intentional (consciously suppressed) or unintentional
(automatically suppressed); (2) cognitive (controlling mental processes) or behavioural
(controlling motor responses or impulses); and (3) inhibition (an active suppression
process operating in working memory) or resistance to interference (a gating
mechanism that prevents irrelevant information from entering working memory). Based
on this taxonomy, Waters and colleagues (2003, 2006) have argued that auditory
hallucinations are specifically associated with impairments in intentional cognitive
inhibition, and indeed have found empirical evidence of this relationship in individuals
with schizophrenia. Importantly, Paulik, Badcock and Maybery (2007) recently
extended these findings to show similar difficulties in healthy, young adults
(undergraduates) predisposed to hallucinations. However, a potential weakness of these
studies is the failure to systematically investigate the separable dimensions of inhibitory
control involved, namely intentionality and inhibition/resistance to interference2.
In showing that hallucination predisposed individuals perform poorly on a task
assessing intentional cognitive inhibition, Paulik et al. (2007) leave open several
possibilities, that is, that those predisposed to hallucinations may have difficulties (a) in
any cognitive control process intentional in nature (irrespective of whether it involves
inhibition or resistance to interference), (b) in any process involving inhibition rather
than interference control (irrespective of whether it is intentional or unintentional in
nature), or (c) more selectively, in only those processes that are both intentional and
involve inhibition. Therefore, the current study employed two cognitive inhibition tasks,
one that demands intentional resistance to interference (the directed ignoring task; DI,
2 Given that hallucinations are a cognitive experience, it appears reasonable to assume that the
inhibitory difficulties involved in their production are occurring on a cognitive – as opposed to a
behavioural – level.
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Connelly, Hasher, & Zacks, 1991) and one that demands unintentional inhibition (the
Brown-Peterson variant task; B-P, Kane & Engle, 2000), and administered them to the
same sample as tested by Paulik et al. (2007). This sample comprised groups of high
and low scoring participants on a measure of hallucination predisposition (the Launay-
Slade Hallucination Scale-Revised [LSHS-R], Bentall & Slade, 1985). Thus, if
intentionality is the key dimension involved in the development of hallucinations, then
the high LSHS-R group should perform worse than the low LSHS-R group on the DI
task but not the B–P task. Alternatively, if the critical dimension concerns inhibition of
irrelevant information (impartial to whether this operates on an intentional or
unintentional level), then performance of the high LSHS-R group should be worse than
the low LSHS-R group on the B-P task but not on the DI task. However, if it is the
specific combination of intentional inhibition that is integral to the experience of
hallucinations, as Waters and colleagues propose, then the high LSHS-R group should
not be impaired on either task. Finally, in order to investigate the specificity of these
predicted inhibitory difficulties to hallucination predisposition, we also examined
associations with anxiety, sub-clinical delusional ideation and negative schizotypal
traits.
METHOD
Participants
The participants recruited in the current study were the same as those recruited
in Paulik et al. (2007). Five hundred and eighty nine undergraduate psychology students
completed the 12-item LSHS-R. To obtain a high (n = 28) and low (n = 25) LSHS-R
group, a random sample of students from the upper (scores above 26) and lower (scores
below 6) deciles of the undergraduate sample was invited to take part in the second
phase of the study. The exclusion criteria included a personal history of psychosis, poor
English, poor visual acuity, head injury or neurological disorders resulting in marked
cognitive dysfunction, and an IQ below 85. Accordingly, two participants from the high
LSHS-R group were excluded from analysis, and one participant’s data (from the high
LSHS-R group) on the directed ignoring task was deleted due to visual discrimination
difficulties. Of the remaining 51 participants, there were 18 females and seven males in
the low LSHS-R group (mean age = 19.08, SD = 2.63), and 17 females and nine males
in the high LSHS-R group (mean age = 19.65, SD = 3.55).
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Measures
Directed Ignoring (DI; Connelly, Hasher, & Zacks, 1991)
In this task, participants read aloud ten short stories (two practice and eight test
stories) printed in italics (20-point Arial). Half the stories were for the distractor
condition and half for the control condition. In the distractor condition, four distractor
words (which were semantically or thematically related to the story) printed in regular
(non-italicised) font appeared 15 times each, interspersed among the words in the story
(a total of 60 distractors per story). The stories were matched on distractor word length
(4-8 characters) and frequency (Kucera & Francis, 1967) and target passage length (125
words, comprising between 7 and 10 sentences). Participants were asked to read out
loud only the words printed in italics. In the control condition no distractor items were
included in the text, though 60 blank spaces matching the average length of distractor
items were inserted into the passages to control visual scanning requirements between
conditions. Four multiple-choice questions followed each story (on a separate screen) to
assess comprehension, each with four alternative answers, all of which were plausible,
although only one was correct. Each multiple-choice question had one of the distractor
items as a plausible, but incorrect, response choice (a foil). The condition (distractor or
control) paired with each story and the order in which the stories were presented were
counterbalanced across participants. Reading time, the number of distractor items read
aloud (intrusions), and the number of foils chosen on the multiple-choice questions were
used to index intentional control of interference. Accuracy on the multiple-choice
questions was used to assess text comprehension.
Brown-Peterson Variant (B-P; Kane & Engle, 2000).
This task is thought to measure a specific type of unintentional inhibition named
proactive inhibition, which is the ability to automatically inhibit memory intrusions of
previously learnt – and no longer relevant – information when recalling new
information belonging to the same category (Solso, 1995). In each of the five blocks of
this task, participants viewed, read aloud, and attempted to recall three lists, each
comprising ten serially presented words (see Kane & Engle, 2000, for details). All lists
within a block were comprised of words from the same semantic category, and all lists
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(within and between blocks) were matched for average word length (maximum length
of 10 letters) and frequency (Battig & Montague, 1969). The categories selected were
four-footed animals, vehicles, occupations/professions, fruits, and sports. After each list
was presented (at a rate of one word every 2 s) a distractor task was performed for 15 s.
Participants were required to count backwards by two’s from a number presented on the
screen (which disappeared after 1500 ms), at a pace that was set by the sounding of
beeps (played every 1500 ms). A green screen with the word "Recall" centred on it then
appeared for 20 s, during which the participant was asked to recall aloud as many words
from the previous list as possible in any order. A beep and red screen with the word
"Stop" centred on it appeared for 2 s to prompt the participant to stop recall before the
next list of words was presented. To ensure that participants were not actively
rehearsing items during the distractor task, responses to this task were recorded and
participants’ results were excluded from analysis if their accuracy rate was less than
75% (all participants managed to attain this accuracy level). In this proactive inhibition
task, the cognitive overflow of previously - but not currently - relevant items from the
same category increases from list one (when there is no overflow to inhibit) to list three.
Thus, the recall of each of the three lists summated across blocks (which we expect to
decrease from list 1 to 3), and the number of intrusions (items recalled from previous
lists) were used to measure inhibition.
Additional Measures
The LSHS-R (Bentall & Slade, 1985) was used to confirm the identification of
individuals predisposed to hallucinations. The 12 LSHS-R items are rated on a 5-point
scale (0 = certainly does not apply to me, 4 = certainly does apply to me), yielding a
total score of 0 to 48 (for an evaluation of this scale, see Paulik et al., 2006). IQ was
estimated from the Wechsler Abbreviated Scale of Intelligence (WASI) vocabulary and
matrix reasoning subtests (Wechsler, 1999). The 7-item anxiety subscale of the short
form of the Depression Anxiety Stress Scales (DASS; Lovibond & Lovibond, 1995)
assessed state anxiety (score range 0-42). The 40-item Peters Delusions Inventory (PDI;
Peters, Joseph, & Garety, 1999) measured delusional thinking (total score range 0-40).
The 27-item introvertive anhedonia subscale of the Oxford-Liverpool Inventory of
Feelings and Experiences (O-LIFE; Mason, Claridge, & Jackson, 1995) assessed
schizotypal personality features that closely correspond to negative schizophrenic
symptomatology (score range 0-27).
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Procedure
Ethics approval for the project was obtained from the University of Western
Australia Human Research Ethics Committee and written informed consent was
obtained from each participant prior to testing. The tasks reported on in the current
study were administered along with the cognitive inhibition task reported in Paulik et al.
(2007). The order of the tasks was counterbalanced across participants. Participants
were tested individually and offered course credit points or $20 reimbursement for
time/expenses.
RESULTS
Descriptive Statistics
Participants’ scores on single measures were excluded if they were identified to
be three or more SDs away from their respective LSHS-R group mean. Four single data
points were deleted from the data file accordingly (one from each of the following
variables: OLIFE, B-P errors, DI intrusions, and DI control RT). The data were scanned
for multivariate outliers using Cook’s distance, and no cases were identified. An alpha
level of .05 was used throughout the analyses.
A summary of the two LSHS-R groups’ performance on the additional measures
is presented in Table 1. As expected, substantial group separation was obtained on the
LSHS-R. There was also a significant group difference on WASI IQ scores favouring
the high LSHS-R group. Consequently, to control for these differences in intellectual
ability, IQ scores were entered into the subsequent analyses as a covariate. The high
LSHS-R group also obtained significantly higher scores than the low LSHS-R group on
the PDI and DASS-Anxiety subscale but there was no significant group difference on
the O-LIFE introvertive anhedonia subscale. Thus, where significant effects were found
on key measures, PDI and DASS-Anxiety scores were used as additional covariates to
test the specificity of the results.
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Table 1
LSHS-R Group Means, SDs, and T-tests for the Additional Measures
Low LSHS-R Group
(n = 25)
High LSHS-R Group
(n = 26)
Mean SD Mean SD t
LSHS-R 2.80 1.71 31.69 2.74 44.99*
WASI 112.32 8.71 119.15 7.34 3.04*
PDI 4.72 3.45 16.04 6.56 7.67*
DASS-Anxiety 4.32 4.61 10.77 6.88 3.92*
O-LIFE introvertive
anhedonia
3.32 2.93 5.44 4.65 1.93
* p < .05
Directed Ignoring Task
Reading Time
Mean reading times were submitted to a 2 (LSHS-R Group: high, low) x 2
(Story condition: control, distractor) ANCOVA. The Story condition main effect was
significant (F(1,46) = 28.33, MSE = 44.21, p < .05), and as expected all participants
took longer to read the distractor stories than the control stories. The Group main effect
was not significant, though the Group x Story condition interaction effect was
significant (F(1,46) = 4.50, MSE = 44.21, p < .05), with simple effect analyses showing
that the high LSHS-R group was significantly slower at reading the distractor stories
than the low LSHS-R group (F(1,48) = 3.95, MSE = 158.22, p < .05), whilst there was
no significant group difference for reading time of control stories (see Table 2 for group
means and SEs). When PDI and DASS-Anxiety scores were entered separately into the
analysis as additional covariates, the Group x Story condition interaction effect was no
longer significant.
To investigate whether these two additional variables independently relate to
intentional resistance to interference, hierarchical multiple regression analyses were
performed on the data. The dependent variable was constructed by subtracting control
RT from distractor RT. The first set of independent variables entered into the analyses
was LSHS-R group (as a binary variable) and WASI-IQ, and together they significantly
contributed to the prediction of the dependent variable (R2 = .305, p < .05). While
DASS-Anxiety made a significant additional contribution to the variance accounted for
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when it was entered next into the equation (R2 change = .061, p < .05), delusional
ideation (PDI) did not (R2 change = .042, p > .05). Thus, it appears that while anxiety
makes a modest unique contribution to resistance to interference (in addition to any
effect shared with hallucination predisposition), the relationship that sub-clinical
delusional ideation may have with this form of cognitive control is shared with
hallucination predisposition.
Table 2
LSHS-R Group Means and Standard Errors (Adjusted for Group Differences in IQ) on
the Measures of Cognitive Control
Low LSHS-R Group
(n = 25)
High LSHS-R Group
(n = 26)
Mean SE Mean SE
Directed Ignoring
Reading time (s) – control stories 41.53 1.11 41.91 1.14
Reading time (s) – distractor stories 60.25 2.59 66.90 2.65
Intrusions 2.68 0.62 4.95 0.61
Foil errors 1.37 0.23 1.35 0.24
Brown-Peterson variant
Words recalled a – list 1 28.31 1.06 31.32 1.04
Words recalled – list 2 22.80 1.10 24.00 1.07
Words recalled – list 3 17.23 1.00 19.01 0.98
Total intrusions b 4.08 0.65 3.85 0.64
Note. a Total number of words correctly recalled (5 blocks of 10 words summed).
bNumber of previous list items incorrectly recalled (lists 2 and 3 summed).
Intrusions
When an ANCOVA with the single factor of LSHS-R group was conducted on
the number of intrusions recorded from the distractor condition, it showed that the high
LSHS-R group read out loud significantly more of the distractor items than did the low
LSHS-R group, F(1,49) = 6.32, MSE = 8.44, p < .05 (see Table 2 for group means and
SEs). When DASS-Anxiety or PDI scores were entered into the analysis as an additional
covariate, the Group effect no longer reached significance. Hierarchical regression
analyses were used to investigate whether these additional variables independently
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relate to this index of intentional resistance to interference. The first set of independent
variables entered into the analyses was LSHS-R group and WASI-IQ, and together they
made a significant, but modest contribution to the prediction of the dependent variable
(R2 = .123, p < .05). Neither DASS-Anxiety (R
2 change = .010, p > .05) nor PDI (R
2
change = .041, p > .05) significantly contributed to the variance accounted for when
either were subsequently entered into the regression equation. The number of intrusions
significantly correlated with reading time for distractor stories (r = .308, p < .05, N =
49) – but not control stories (r = .034, p > .05, N = 48) – and also correlated with the
number of foil errors in the multiple choice comprehension questions (r = .287, p < .05,
N = 49), supporting its validity as an index of interference.
Multiple-choice Questions: Foil Errors and Accuracy
There was no significant group difference in the total number of distractor items
chosen as the correct response (foil errors) on the multiple choice questions of the
distractor stories, F(1,49) = 0.001, MSE = 1.24, p > .05 (see Table 2 for group means
and SEs). To assess story comprehension, participant’s overall accuracy (percent of
answers correct) was calculated for each story condition. When a 2 (LSHS-R group:
high, low) x 2 (Story condition: control, distractor) ANCOVA was performed, no
significant main or interaction effects were found, indicating that story comprehension
was not influenced by the presence of distractors for either LSHS-R group. Over-all
accuracy (percentage correct) was high for both the high (M = 89.59, SD = 6.36) and
low (M = 89.71, SD = 4.91) LSHS-R groups, indicating that both groups had good
comprehension of the passages.
Brown-Peterson Variant Task
Word Recall
The number of words correctly recalled in each list (summed across the 5
blocks) was recorded for each participant. A 2 (LSHS-R Group: high, low) x 3 (List: 1,
2, 3) ANCOVA showed a significant List main effect, F(2,49) = 3.34, MSE = 9.87, p <
.05, with post hoc pair-wise comparisons revealing a significant difference in recall
between all three lists, with the number of items correctly recalled progressively
decreasing from lists 1 to 3 (see Table 2 for group means and SEs). Neither the Group
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main effect nor the List x Group interaction effect was significant. An identical pattern
of results was obtained when 2 (LSHS-R Group: high, low) x 2 (List: 1, 2; or 1, 3)
ANCOVAs were conducted as suggested by Friedman and Miyake (2004).
Intrusions in Recall
The number of words incorrectly recalled from the previous within-block lists
was recorded for each participant (thus only recall errors in lists 2 and 3 were of
interest). When a 2 (LSHS-R Group: high, low) x 2 (List: 2, 3) ANCOVA was
performed, no significant main or interaction effects were found (see Table 2 for
summated means and SEs).
DISCUSSION
The main findings of the current research are consistent with the proposal that
deficits of intentional (i.e. voluntary) cognitive control play an important role in the
production of hallucinations. ‘The distinction between an action that is intentional and
one that is not seems to have something to do with the consciousness of the goal of the
actions’ (Brown, 1989, p. 113). In line with this view, the current data from the B-P
task shows that when the requirement to inhibit is unintentional (automatic), no LSHS-
R group differences in performance are found. Rather, as expected, all participants show
a steady decrease in ability to recall words from the same category across consecutive
lists. One previous study by Peters, Pickering and Hemsley (1994) reported a correlation
between LSHS total scores (not specifically selecting high and low scorers) and
unintentional inhibition, however, the specific task used (a negative priming task) fails
to correlate with more established measures of unintentional inhibition (Friedman &
Miyake, 2004), and additionally, the sample size (N = 28) in their study may not have
been large enough to generate a full range of LSHS scores. Furthermore, Peters and
colleagues (2000) did not find a significant correlation between the frequency of
auditory hallucinations and unintentional inhibition in individuals with schizophrenia
using this same negative priming task.
In contrast, when the task requires deliberate (i.e. intentional) control of
interference from concurrent distractors – as in the DI task – the high LSHS-R group
had distinct difficulties; showing increased intrusions and reading times on distractor
stories despite equivalent text comprehension and reading time of control stories.
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Waters et al. (2003) and Paulik et al. (2007) have previously argued that auditory
hallucinations in schizophrenia and healthy young adults arise as a result of failures of
intentional cognitive inhibition specifically. The current results support and refine this
proposal. Our findings suggest that in addition to the difficulties with active suppression
(intentional ‘inhibition’, as found in Paulik et al., 2007), individuals predisposed to
hallucinations also have difficulty with gating external information (intentional
‘interference control’, as measured on the DI task). However, LSHS-R group
differences on the measure of interference control were no longer significant once
variation in state anxiety or sub-clinical delusional ideation were controlled for.
Regression analyses were subsequently conducted to investigate whether anxiety and
sub-clinical delusional ideation uniquely contributed to variance in intentional
resistance to interference, over and above the variance that hallucination predisposition
accounted for. These results showed that anxiety made a modest, but significant unique
contribution to resistance to interference – as measured by RTs (but not intrusions) – in
addition to any contribution shared with hallucination predisposition. Thus, anxiety may
serve to exacerbate existing intentional resistance to interference difficulties in
individuals prone to hallucinations and/or delusional ideation. This supposition is
supported by the findings that problems gating concurrent, distracting information are
common in high anxious samples (found using the DI task; Chong, 2003; Hopko,
Ashcraft, Gute, Ruggiero, & Lewis, 1998). The regression analyses, however, revealed
that sub-clinical delusional ideation (PDI) did not make a unique contribution to
intentional resistance to interference, and thus, it seems that the relationships that
hallucination proneness and sub-clinical delusional ideation have with intentional
resistance to interference are interrelated. For instance, a problem in resistance to
interference might be a precursor to both hallucinations and delusional ideation, with
each symptom having additional specific precursors (e.g., impairments in intentional
inhibition for hallucinations). Indeed, Paulik et al. (2007) demonstrated a specific
difficulty with the intentional inhibition of previously relevant distractors in
hallucination predisposed individuals using the same sample as the current study even
when differences in sub-clinical delusional ideation and anxiety were controlled for.
Taken together, these findings suggest that both sub-clinical and clinical (as
demonstrated by Waters et al., 2003) hallucinatory experiences involve a similar
mechanism, that is, a difficulty with intentionally suppressing unwanted cognitions
already held in working memory. However, further research is needed to examine in
greater detail the two different forms of intentional control discussed here, especially
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since no published studies (to our knowledge) have investigated the relationship
between intentional resistance to interference and schizophrenia-related symptoms in a
clinical sample.
The clinical implications of the finding that cognitive control difficulties in
hallucination-prone individuals (and possibly hallucinating individuals with
schizophrenia) are operating at an intentional level are two-fold. Difficulties with
intentional inhibition may lead to – at least in some individuals – greater intentional
efforts to suppress unwanted mental intrusions (termed ‘thought suppression’), which
has been shown to lead to paradoxical effects of increased availability – and thus,
increased frequency – of the unwanted cognition (thought, memory, image, etc.)
(Wegner & Zanakos, 1994). Therefore, interventions aimed at teaching hallucination-
prone and actively hallucinating individuals more effective cognitive control strategies
(to replace ‘thought suppression’), such as active-acceptance and distraction-based
strategies (Farhall & Gehrke, 1997; Morrison & Wells, 2000), may help to reduce the
availability and frequency of unwanted mental intrusions entering working memory.
It should be noted that the findings reported in the current study are based on an
undergraduate psychology student sample, and thus may not be representative of the
healthy population at large. In addition, it is possible that the absence of a significant
group difference on foil errors on the DI comprehension task may have occurred
because the questions were not difficult enough for an undergraduate sample (accuracy
was close to ceiling), or because recognition was assessed using an explicit memory
test, which previous researchers have claimed under-represents attention paid to
irrelevant stimuli (Connelly, Hasher, & Zacks, 1991). Finally, it should be noted that
studies using the DI task have not traditionally included intrusions as a measure of
interference control. Although this intrusion measure correlated significantly with the
other key measures on this task, it is possible that it is also measuring another form of
inhibitory control (namely, behavioural, or pre-potent-response inhibition; Friedman &
Miyake, 2004), which may explain the inconsistency between the outcomes of the two
regression analyses (namely, why hallucination predisposition accounted for less of the
variance in this measure than the reading time variable, and why anxiety did not make
an independent contribution to its prediction). To further understand the cognitive
mechanisms underpinning unwanted mental intrusions, it will be important for future
research to investigate the dissociable components of inhibitory control specifically
related to different types of cognitive intrusions (i.e. flashbacks, intrusive thoughts,
Chapter 4
114
impulses, etc.) and different clinical disorders characterised by unwanted mental
intrusions, such as OCD, GAD, PTSD and schizophrenia.
Chapter 4
115
ACKNOWLEDGEMENTS
This work was supported by the Schizophrenia Research Institute, utilising
funding from the Ron and Peggy Bell Foundation. We also thank Matt Huitson for his
help with task programming.
Chapter 4
116
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Wechsler, D. (1999). Wechsler Abbreviated Scale of Intelligence. San Antonio, USA:
Psychological Corporation.
Wegner, D. M., & Zanakos, S. (1994). Chronic thought suppression. Journal of
Personality, 62, 615-640.
119
ANXIETY, INHIBITION, AND
HALLUCINATION PREDISPOSITION
120
Foreword to Chapter 5
121
FOREWORD TO CHAPTER 5
The results presented in Chapter 3 and 4 identified that the cognitive control
difficulties specific to hallucination predisposition (not shared with other schizophrenia-
related symptoms) is intentional cognitive inhibition. The results of the second study
presented in Chapter 2 identified that state anxiety – but not depression or stress – is
consistently related with all components of hallucination predisposition. It was
speculated that the one feature common to all three of the hallucination predisposition
components is intrusiveness. Similar to hallucinatory-type experiences, everyday
intrusive cognitions have been empirically linked to failures of inhibitory control
(Friedman & Miyake, 2004; Kramer, Humphrey, Larish, Logan, & Strayer, 1994), and
what is more, anxiety has been empirically linked to both increased intrusive cognitions
and poor inhibitory control (e.g., Amir, Coles, & Foa, 2002; Badcock, Waters, &
Maybery, 2007; Hackmann, Surawy, & Clark, 1998; Hopko, Ashcraft, Gute, Ruggiero,
& Lewis, 1998; Wood, Mathews, & Dalgleish, 2001). Although the findings reported
in Chapter 3 suggest that the intentional inhibition difficulties found in hallucination
predisposition exist independent of state anxiety, it remains possible that anxiety may
exacerbate these existing inhibition difficulties, since the degree of variation in state
anxiety in the previous study may not have been high enough to influence (impair)
inhibitory ability.
The aim of Chapter 5 was to examine the direct effects of anxiety on intentional
inhibitory performance in healthy individuals, and to also investigate whether
hallucination predisposed individuals are more susceptible to the cognitive effects of
anxiety than most. A music mood induction paradigm was employed to sequentially
induce, in separate phases, an anxious and a neutral mood state in high and low
hallucination predisposed individuals, and compare inhibitory performance following
each form of induction. Since the duration of mood induction effects is restricted, it was
only possible to administer one cognitive task following each mood induction phase.
The Inhibition of Currently Irrelevant Memories (ICIM) task employed in Chapter 3
was selected, since the findings from the two previous chapters suggest that intentional
inhibition difficulties are most consistently – and specifically – related to hallucination
predisposition. Trait anxiety was also investigated in Chapter 5, since there is some
evidence that trait and state anxiety have different effects on – or relationships with –
cognitive processes (e.g., Heinrich & Spielberger, 1982; Puliafico & Kendall, 2006).
Foreword to Chapter 5
122
REFERENCES
Amir, N., Coles, M. E., & Foa, E. B. (2002). Automatic and strategic activation and
inhibition of threat-relevant information in posttraumatic stress disorder.
Cognitive Therapy and Research, 26, 645-655.
Badcock, J. C., Waters, F. A. V., & Maybery, M. T. (2007). On keeping (intrusive)
thoughts to one's self: Testing a cognitive model of auditory hallucinations in
obsessive compulsive disorder. Cognitive Neuropsychiatry, 12, 78-89.
Friedman, N. P., & Miyake, A. (2004). The relations among inhibition and interference
control functions: A latent-variable analysis. Journal of Experimental
Psychology: General, 133, 101-135.
Hackmann, A., Surawy, C., & Clark, D. M. (1998). Seeing yourself through others'
eyes: A study of spontaneously occurring images in social phobia. Behavioural
and Cognitive Psychotherapy, 26, 3-12.
Heinrich, D. L., & Spielberger, C. D. (1982). Anxiety and complex learning. In I. G.
Sarason & C. D. Spielberger (Eds.), Stress and anxiety (series in clinical and
community psychology) (Vol. 4, pp. 145-165). New York: Wiley & Sons.
Hopko, D. R., Ashcraft, M. H., Gute, J., Ruggiero, K. J., & Lewis, C. (1998).
Mathematics anxiety and working memory: Support for the existence of a
deficient inhibition mechanism. Journal of Anxiety Disorders, 12, 343-355.
Kramer, A. F., Humphrey, D. G., Larish, J. F., Logan, G. D., & Strayer, D. L. (1994).
Aging and inhibition: Beyond a unitary view of inhibitory processing in
attention. Psychology and Aging, 9, 491-512.
Puliafico, A. C., & Kendall, P. C. (2006). Threat-related attentional bias in anxious
youth: A review. Clinical Child and Family Psychology Review, 9, 162-180.
Wood, J., Mathews, A., & Dalgleish, T. (2001). Anxiety and cognitive inhibition.
Emotion, 1, 166-181.
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Chapter 5
Effects of anxiety on the intentional inhibition of currently
irrelevant memories: A hallucination predisposition study 1
ABSTRACT
Anxiety has been strongly implicated in the onset of hallucinatory episodes.
Both hallucinatory experiences (in schizophrenia and hallucination predisposition) and
anxiety disorders have been empirically linked to difficulties intentionally suppressing
unwanted cognitions. The current study had three aims: (1) to replicate the finding of
intentional inhibition difficulties in healthy individuals predisposed to hallucinations;
(2) to investigate the impact of anxiety on intentional inhibitory performance; and (3) to
examine a possible interaction between anxiety and intentional inhibition in high- and
low hallucination-predisposed individuals. In this study, undergraduate students
psychometrically identified as having a high (N = 28) or low (N = 33) hallucination
predisposition were compared on an intentional inhibition task both when in an anxious
and when in a neutral mood state, using a music mood induction procedure. The results
replicated previous findings that hallucination predisposed individuals have intentional
inhibition difficulties. There were no significant overall or between group differences on
intentional inhibition in the anxious and neutral mood conditions. These results suggest
that state anxiety in non-clinical individuals does not impair intentional inhibition.
However, whilst the mood induction procedure was shown to be effective, the size and
duration of the effects were modest. Consequently, either more marked or longer lasting
changes in anxiety may impair inhibition performance. Consistent with this
interpretation, trait anxiety was found to correlate significantly with intentional
inhibition, even when controlling for state anxiety and hallucination predisposition.
Keywords: Hallucination predisposition; Hallucinations; Anxiety; Mood induction;
Intentional inhibition
1 This chapter is a reproduction of the following article: Paulik, G., Badcock, J., & Maybery, M.
(2008). Effects of anxiety on the intentional inhibition of currently irrelevant memories: A
hallucination predisposition study. Unpublished manuscript, University of Western Australia.
Chapter 5
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You hear a voice saying “pick up that knife, you idiot”. It‟s a young man‟s
voice, he sounds angry and he seems to be close by. You start to reply, then look
around. No one is there.
Auditory hallucinations (AHs) are complex, cognitive intrusions. They arise
with a compelling sense of reality but in the absence of corresponding external
stimulation. They are predominantly negative in content, and are typically experienced
as uncontrollable, unwanted and intrusive (Nayani & David, 1996; Slade & Bentall,
1988). The impact on a person‟s wellbeing can be devastating, with the severity of AHs
being associated with anxiety, depression, anger, fear, stress, low self-esteem, and a
heightened risk of suicide (e.g., Alpert & Silvers, 1970; Close & Garety, 1998; Hustig
& Hafner, 1990; Walsh et al., 1999). However, anxiety in particular, has not only been
found to accompany the experience of AHs, but to also precede hallucinatory episodes,
suggesting that emotional disturbance may play a direct causal role in the onset of AHs
(e.g., Delespaul, deVries, & van Os, 2002). Strengthening this conjecture, Slade (1972,
1973) showed that by effectively reducing anxiety in individuals with schizophrenia
through behavioural intervention, the frequency of AHs was also significantly reduced.
Although AHs are traditionally associated with schizophrenia, recent studies
have shown that as many as 10-25% of healthy individuals will experience an AH at
some stage during their lives (Tien, 1991). This has prompted the study of
hallucinatory-type experiences in the general population (Choong, Hunter, & Woodruff,
2007). This type of research permits the study of hallucinatory experiences in the
absence of the possible confounding variables associated with schizophrenia, such as
other schizophrenia-related symptoms, medications, institutionalisation, and general
cognitive decline. The most commonly used measure of hallucination predisposition is
the revised Launay-Slade Hallucination Scale (LSHS-R: Bentall & Slade, 1985a;
Launay & Slade, 1981). Studies employing this instrument have found that similar
features define the hallucinatory experience in both healthy individuals predisposed to
hallucinations and individuals with schizophrenia (Serper, Dill, Chang, Kot, & Elliot,
2005). For example, in one of our previous studies (Paulik, Badcock, & Maybery, 2006)
we found that anxiety, depression and stress were all related to hallucination
predisposition and, similar to the hallucinatory experiences of individuals with
schizophrenia (Norman, Malla, Cortese, & Diaz, 1998), anxiety was most strongly and
consistently related to hallucination predisposition.
Auditory hallucinations in schizophrenia and hallucination predisposition have
been linked to difficulties with intentional cognitive inhibition, that is, difficulties
Chapter 5
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intentionally suppressing previously relevant information held in working memory. In
two related papers, Badcock and colleagues (Badcock, Waters, Maybery, & Michie,
2005; Waters, Badcock, Maybery, & Michie, 2003) reported that this inhibitory
impairment is not a general feature of schizophrenia but is associated with increased
severity of AHs specifically. More recently, we showed a similar, though somewhat
milder, difficulty of intentional inhibition in healthy young adults (undergraduates) with
high scores on the LSHS-R (Paulik, Badcock, & Maybery, 2007). Importantly, given
the evidence that anxiety has also been linked to numerous forms of inhibitory control
(e.g., Amir, Coles, & Foa, 2002; Badcock, Waters, & Maybery, 2007; Dorahy,
McCusker, Loewenstein, Colbert, & Mulholland, 2006; Enright & Beech, 1993; Hopko,
Ashcraft, Gute, Ruggiero, & Lewis, 1998; Wood, Mathews, & Dalgleish, 2001), it is
interesting to note that this difficulty remained even when controlling for state anxiety.
However, it is feasible that the degree of variation in state anxiety during this study was
not high enough to influence (impair) inhibitory ability, thus leaving open the
possibility that heightened levels of anxiety may exacerbate performance difficulties.
The first aim of the current study was to replicate the finding of intentional
inhibition difficulties in healthy individuals predisposed to hallucinations on the
Inhibition of Currently Irrelevant Memories task. The second aim was to examine
whether higher levels of state anxiety may impair this particular form of inhibition in
non-clinical healthy individuals, since the only previous study which investigated, and
found evidence for, a relationship between anxiety and intentional inhibition tested a
clinical sample – specifically, obsessive-compulsive disorder (Badcock et al., 2007).
The third aim of the current study was to investigate whether high hallucination
predisposed individuals are more susceptible to the effects of anxiety on intentional
inhibitory performance than low hallucination predisposed individuals. To achieve these
aims, a music mood induction procedure was adopted to experimentally manipulate
anxious and neutral moods, rather than relying on natural and often minor fluctuations
in mood state. Mood induction procedures have been effectively employed to
investigate the effects of anxiety on cognitive processes and can clearly indicate a
causal role of anxiety on inhibitory impairment, if present (e.g., Gray, 2001; Shackman
et al., 2006; Shapiro & Lim, 1989). The relationship(s) between trait (dispositional)
anxiety and the key variables will also be investigated.
Chapter 5
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METHOD
Participants
Nine hundred and eighty five undergraduate psychology students completed the
LSHS-R (Bentall & Slade, 1985b) as part of their course requirements. Twenty nine
participants from the upper 15% (scores ≥ 24), and 33 participants from and lower 15%
(scores ≤ 7) of the distribution responded to an invitation to take part in the current
study, which formed the high and low LSHS-R groups, respectively. Exclusion criteria
included a personal history of psychosis, bipolar disorder or ADHD2, poor English, poor
visual acuity, head injury or neurological disorder resulting in marked cognitive
dysfunction, or an IQ below 85. Accordingly, one participant from the high LSHS-R
group was excluded from the analysis. This yielded a final high LSHS-R subgroup
comprised of 16 females and 12 males (mean age = 18.68, SD = 2.06) and a low LSHS-
R subgroup comprised of 18 females and 15 males (mean age = 19.03, SD = 2.16).
Measures
Inhibition of Currently Irrelevant Memories (ICIM) Task
The ICIM task (Schnider, Valenza, Morand, & Michel, 2002) is a repeated
continuous recognition task, which we have previously examined in individuals with
schizophrenia (Waters et al., 2003) and in hallucination predisposition (Paulik et al.,
2007). The task was presented in two blocks: one following each mood induction (see
the Procedure section). Each block consisted of two runs (separated by a 30 s break),
each involving the sequential presentation of 85 black and white line drawings on a
computer screen (Snodgrass & Vanderwart, 1980; Szekely et al., 2003). Twenty-eight
pictures occurred only once in a run, whilst six occurred twice, and 15 occurred three
times, yielding 49 first presentations in a run (distractors), 21 second presentations, and
15 third presentations (36 targets in total). Different pictures were used in each of the
two blocks, however, the blocks were matched on picture frequency, visual complexity,
name agreement, recognition response times, and the number of different categories the
2 A current diagnosis (self report) of ADHD was included as an exclusion criteria, since
empirical studies have reported cognitive inhibition deficits in individuals with ADHD (e.g.,
Barkley, 1997) and stimulant medications used to treat ADHD may interfere with the RT data.
Chapter 5
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pictures were drawn from (Szekely et al., 2004). Each picture was presented in the
centre of a computer screen for 2 s, with a 700 ms interstimulus interval. In each run,
the participants‟ task was to indicate as quickly and accurately as possible (by pressing
„yes‟ or „no‟ keys) whether they had already seen each picture within the current run.
The second run used the same picture set as the first run, however, the presentation
order and pictures selected to be targets changed. On this run, participants were
explicitly asked to forget the pictures they had seen on the first run. Thus, the first run
required the learning and recognition of novel items, while the second run also required
participants to intentionally inhibit the memory of pictures that had been seen on the
previous run. The dependent variables were the number of false alarms (FA: incorrectly
selecting a distractor) and Hits (correct detection of a target), together with the response
times (RTs) for correct responses to targets (Hits) and distractors (correct rejections,
CR) for both runs. The number of FAs on run 2 specifically is assumed to reflect the
failure to inhibit memories of pictures that are currently irrelevant.
Mood Induction Procedure
A music mood induction procedure was selected based on previous
demonstrations that music has a significant and enduring effect on mood state in both
males and females (Albersnagel, 1988; Clark, 1983). Two seven-minute excerpts were
taken from two pieces of classical music, Stravinsky‟s „The Rite of Spring (Part 2: The
Sacrifice)‟ and Fauré‟s „Opus 19‟, which have been used in previous research and found
to be effective in engendering anxious and neutral mood states, respectively
(Albersnagel, 1988; Shapiro & Lim, 1989; Stober, 1997). An additional two-minute
excerpt was taken from Fauré‟s „Opus 19‟ to restore mood state back to a neutral state
following the anxiety induction procedure.
Mood Measures
Two visual analogue mood scales (VAMS) – each using an18 cm line marked 0
to 30 – were used to assess momentary anxiety (with the words „anxious‟ and „relaxed‟
as anchor points) and momentary depression (with the words „depressed‟ and „happy‟ as
anchor points). Visual analogue mood scales are less likely to interfere with mood
induction effects than longer scales, have a high test-retest reliability (e.g., Kreindler,
Levitt, Woolridge, & Lumsden, 2003), and moderate to high concurrent validity when
Chapter 5
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compared to more extensive mood scales (e.g., Cella & Perry, 1986). Trait anxiety was
measured using the relevant subscale of the short form Depression, Anxiety and Stress
Scales (DASS; Lovibond & Lovibond, 1995). This subscale has seven items, which are
rated (“in a typical week in the past 12 months”) on a four point scale (0 = “Did not
apply to me at all”, 3 = “Applied to me very much, or most of the time”), which are
multiplied by two, yielding a score range of 0 to 42. The trait version of the DASS is
shown to have moderate long-term (3-8 year) re-test reliability (Lovibond, 1998).
Additional Measures
The LSHS-R (Bentall & Slade, 1985b) was re-administered at time of testing to
confirm the reliability of group allocation to high and low LSHS-R subgroups. The 12
LSHS-R items are rated on a 5-point scale (0 = certainly does not apply to me, 4 =
certainly does apply to me), yielding a total score of 0 to 48. Intelligence was estimated
from the Wechsler Abbreviated Scale of Intelligence (WASI) vocabulary and matrix
reasoning subtests (Wechsler, 1999). The short 21-item version of the Peters Delusions
Inventory (PDI-21; Peters, Joseph, Day, & Garety, 2004) measured delusional thinking
(total score range 0-21), while the introvertive anhedonia subscale of the Oxford-
Liverpool Inventory of Feelings and Experiences (O-LIFE; Mason, Claridge, &
Jackson, 1995) assessed schizotypal personality features that closely correspond to
negative schizophrenic symptomotology (score range 0-27).
Procedure
Ethics approval was obtained from the University of Western Australia Human
Research Ethics Committee and written informed consent was obtained from each
participant prior to testing. Participants were tested individually and offered course
credit points or $20 reimbursement for time/expenses.
Each participant underwent both the anxious and the neutral mood induction
procedures. At the start of the testing session, participants completed the trait-anxiety,
delusional thinking, and schizotypy questionnaires. The WASI subtests were
administered in between the two mood induction phases. Following each of the mood
induction procedures, participants immediately completed one block of the ICIM task.
Both the order of the mood induction conditions and the assignment of the ICIM blocks
to the mood induction conditions were counterbalanced across participants. Participants
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rated their state anxiety and depression six times using the VAMS: immediately prior to
each mood induction, immediately following each mood induction, and immediately
after each ICIM block. Participants were asked to listen to a two-minute excerpt from
the neutral-mood music after completing the ICIM task that followed the anxiety mood
induction in order to restore mood back to a neutral mood state. At the end of the testing
session, participants were also offered (only one accepted) to watch a 30 minute episode
of a comical television show – Mr Bean – if they were still feeling anxious.
RESULTS
Descriptive Statistics
Twelve univariate outliers (single data points more than 3 SDs from the
participants‟ respective LSHS-R group mean) and three multivariate outliers
(Mahalanobis distance, p < .001) were identified and removed prior to analysis of the
data. Table 1 presents LSHS-R group means together with questionnaire and IQ results.
As expected, substantial group separation was obtained on LSHS-R scores collected at
the time of experimental testing. The high LSHS-R group also obtained significantly
higher scores on the PDI and the DASS-trait anxiety, but there was no significant group
difference on WASI-IQ or the O-LIFE introvertive anhedonia subscale.
Table 1
LSHS-R Group Means, SDs, and T-tests for the Additional Measures
Low LSHS-R group
(N = 33)
High LSHS-R group
(N = 28)
Mean SD Mean SD t
LSHS-R total a 3.67 1.93 33.03 3.65 40.15*
WASI IQ 109.42 10.14 111.14 10.34 0.65
DASS anxiety 2.94 3.09 14.21 9.28 6.49*
PDI total 4.19 2.52 11.25 2.88 10.14*
OLIFE introvertive
anhedonia
5.66 5.61 7.46 5.10 1.30
* p < .05
Note. a The LSHS-R scores presented are the scores obtained at time of testing.
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Efficacy of Mood Induction Procedure
For both mood induction conditions, a 2 (LSHS-R Group: low, high) x 3
(Induction Phase: pre-induction, post-induction, post-ICIM completion) x 2 (Rated
Mood: anxiety, depression) ANOVA was conducted using VAMS ratings (see Figures
1a and 1b for overall means and SEs). When Mood Order (anxiety induction versus
neutral induction administered first) was entered into the analyses of VAMS mood
ratings as an additional between subjects variable, no main or interaction effects
involving Mood Order were significant, consequently, this factor was not included in
subsequent analyses.
As seen in Figure 1a, in the analysis of data from the anxiety mood induction
condition, the main effects of Rated Mood (F (1,57) = 6.40, MSE = 21.54, p < .05) and
Induction Phase (F (2,57) = 28.93, MSE = 12.37, p < .05) were significant. The
Induction Phase x Rated Mood interaction effect was also significant (F (2,57) = 14.68,
MSE = 5.29, p < .05), with post hoc paired t-tests showing that for both anxiety and
depression ratings, negative affect was significantly higher both immediately following
the anxiety mood induction and after the proceeding ICIM task than at the pre-induction
phase, although anxiety ratings – but not depression ratings – had significantly
decreased from the post-induction to the post-ICIM task phase (although as seen in
Figure 1a, anxiety ratings at the post-ICIM task phase still remained higher than
depression ratings). No effects involving LSHS-R Group were significant. These results
show that the anxiety mood induction was equally effective for both LSHS-R groups,
had a greater effect on anxiety than depression, and that the effects were partially
maintained until the end of the ICIM task.
As seen in Figure 1b, in the analysis of data from the neutral mood induction
condition, there was a significant Induction Phase main effect (F (2,56) = 12.31, MSE =
15.75, p < .05. In addition, there was also a significant LSHS-R Group x Induction
Phase x Rated Mood interaction effect (F (2,56) = 3.21, MSE = 8.16, p < .05). Post hoc
paired t-tests – conducted separately for the high and low LSHS-R groups – showed that
for both groups, anxiety ratings were significantly lower following the neutral mood
induction (but not at the post-ICIM task phase) than at the pre-induction phase, although
the low – but not the high – LSHS-R group‟s anxiety ratings had significantly increased
from the post-induction phase to the post-ICIM task phase (returning to pre-induction
levels). For the depression ratings, the post hoc paired t-tests showed that while there
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131
were no significant differences in ratings across the induction phases for the low LSHS-
R group, the high LSHS-R group‟s depression ratings were also reduced following the
neutral mood induction. This LSHS-R group difference may be attributable to the high
LSHS-R group‟s significantly higher pre-induction depression ratings than the low
LSHS-R group (t (58) = 3.02, p < .05). These findings indicate that the neutral mood
induction was effective; anxiety ratings were significantly reduced following the neutral
mood induction for both LSHS-R groups (although the duration of the mood induction
was limited), and the reduction was specific to anxiety – rather than reducing negative
affect more generally – for the low LSHS-R group.
(a) (b)
Figure 1. Entire sample mean anxiety and depression VAMS ratings across the three
induction phases for (a) the anxiety mood induction condition, and (b) the neutral mood
induction condition (error bars represent one SE of the mean).
Intentional Inhibition and Hallucination Predisposition
A one-tailed (planned comparison) t-test was employed to test the prediction
that healthy individuals highly predisposed to hallucinations exhibit poorer intentional
inhibition than individuals with lower predisposition. The results confirmed that the
high LSHS-R group made significantly more FAs on run 2 (mean = 9.18, SD = 4.94)
than the low LSHS-R group (mean = 7.03, SD = 4.53), t (57) = 1.74, p < .05,
successfully replicating the findings reported by Paulik et al. (2007).
15
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Pre-Induction Post-Induction Post-ICIM task
Induction Phase
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Anxiety Rating Depression Rating
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19
20
21
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Anxiety Rating Depression Rating
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Effects of Anxiety on ICIM Task performance
Encoding and Recognition
Performance on run 1 requires the learning and recognition of novel pictures.
The effect of mood induction on FAs in run 1 was examined using a 2 (LSHS-R Group:
high, low) x 2 (Mood Induction: neutral, anxiety) ANOVA (see Table 2 for means and
SDs). No effects were significant. When the same analysis was conducted using run 1
Hits (target detection), again no effects were significant. These findings suggest that
neither anxious mood nor hallucination predisposition affects the ability to learn and
recognise new targets in memory.
Table 2
LSHS-R Group Means and SDs for FAs, Hits, and Reaction Times (ms) for Correct
Responses on the ICIM Task for the Anxiety and Neutral Mood Conditions
Low LSHS-R Group
(N = 33)
High LSHS-R Group
(N = 28)
Mean SD Mean SD
Anxiety – FA Run 1 1.52 1.52 1.37 1.33
Neutral – FA Run 1 1.22 1.13 1.82 1.52
Anxiety – FA Run 2 3.94 3.10 4.93 2.98
Neutral – FA Run 2 3.31 2.19 4.25 2.80
Anxiety – Hit Run 1 33.22 1.91 33.37 2.51
Neutral – Hit Run 1 33.50 1.83 33.48 2.61
Anxiety – Hit Run 2 30.82 3.61 32.74 2.31
Neutral – Hit Run 2 32.25 2.50 32.48 2.78
Anxiety – CR RT Run1 732.61 87.36 747.50 99.93
Neutral – CR RT Run 1 718.77 93.68 722.79 91.31
Anxiety – Hit RT Run 1 736.21 73.87 713.27 89.16
Neutral – Hit RT Run 1 736.85 85.88 710.41 76.49
Anxiety – CR RT Run 2 787.58 91.08 755.39 68.18
Neutral – CR RT Run 2 786.80 97.33 775.13 94.12
Anxiety – Hit RT Run 2 764.61 74.16 728.29 75.70
Neutral – Hit RT Run 2 765.47 90.29 732.29 90.80
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Intentional Inhibition and Target Detection in Run 2
Unlike run 1 performance, run 2 requires participants to intentionally inhibit
memories of previous-run pictures. As predicted, the number of FAs made on run 2 was
somewhat higher following anxious mood induction (mean = 4.31, SD = 2.99)
compared to neutral mood induction (mean = 3.75, SD = 2.54), however, a 2 (LSHS-R
Group: high, low) x 2 (Mood Induction: neutral, anxiety) ANOVA showed that this
difference was not statistically significant, F (1,57) = 2.41, MSE = 3.89, p = .126. Note
that the main effect of LSHS-R group in this analysis is in essence the same test as the
one-tailed t-test reported in the Intentional Inhibition and Hallucination Predisposition
section above, and thus, will not be repeated again here. The interaction of mood
induction and LSHS-R group was non-significant, suggesting that anxious mood did not
differentially affect the high and low LSHS-R groups‟ inhibitory performance on the
ICIM task (see Table 2 for details). A 2 (LSHS-R Group: high, low) x 2 (Mood
Induction: neutral, anxiety) ANOVA on the number of Hits made on run 2 revealed no
significant effects, indicating that target detection was similar in both LSHS-R groups
and not differentially affected by mood induction (see Table 2 for group means).
Response Times for Run 1
To investigate the effects of mood induction on RTs for encoding and
recognition of novel neutral pictures, a 2 x (LSHS-R Group: high, low) x 2 (Mood
Induction: neutral, anxiety) x 2 (Response: CR, Hit) ANOVA was conducted using
participants‟ median RTs for correct responses on run 1 (see Table 2 for details). No
main effects were significant, however, the LSHS-R Group x Response interaction
effect was significant, F (1,59) = 6.14, MSE = 2875.67, p < .05. Post-hoc t-tests
conducted within each group showed that there was a significant difference between CR
and Hit RTs for the high LSHS-R group only, with this group making Hits significantly
faster than CRs, F (1,27) = 7.09, MSE = 2144.22, p < .05. Furthermore, the Mood
Induction x Response interaction effect was also significant, F (1,59) = 5.17, MSE =
967.18, p < .05. Post hoc paired t-tests showed that RTs for CR were slower during the
anxious (mean = 739.44, SD = 92.85) than the neutral (mean = 720.61, SD = 91.85)
mood induction, whilst the mood induction conditions did not have significantly
different effects on RTs for Hits. Given the significant LSHS-R group differences on
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PDI and DASS-trait Anxiety scores, to test the specificity of these findings, the main
analysis was repeated with these scores included as covariates. When DASS-trait
Anxiety was included as a covariate, the results did not change. However, when PDI
scores were added as a covariate, the Mood Induction x Response interaction effect was
no longer significant (all other effects remained unchanged).
Response Times for Run 2
To investigate the effects of mood induction on RTs when inhibition demands
were introduced to the task, a 2 x (LSHS-R Group: high, low) x 2 (Mood Induction:
neutral, anxiety) x 2 (Response: CR, Hit) ANOVA was conducted using participants‟
median RTs for correct responses on run 2 (LSHS-R group means and SDs are reported
in Table 2). As expected, given the introduced inhibition demands, the Response main
effect was significant (F (1,58) = 13.55, MSE = 3376.90, p < .05), with participants
responding slower to make a CR (mean = 777.12, SD = 81.43) than a Hit (mean =
747.28, SD = 75.50) overall. No other effects were significant.
Trait Anxiety and Intentional Inhibition in Run 2
DASS-trait anxiety was significantly correlated with the number of FAs made
on run 2 of the ICIM task (r = .34, p < .05, N = 59) but not run 1 (r = .08, p > .05, N =
59) following anxious mood induction, though not following neutral mood induction
(FA run 2 r = .16, p > .05, N = 59; FA run 1 r = .10, p > .05, N = 59). This correlation
remained significant when controlling for current state anxiety (VAMS post-anxiety
induction rating; partial r = .36, p < .05, N = 55). Interestingly, this correlation also
remained significant when LSHS-R scores were controlled for (partial r = .30, p < .05,
N = 55), suggesting that hallucination predisposition and trait anxiety have independent
relationships with intentional inhibition.
DISCUSSION
The current study successfully replicated the primary finding reported by Paulik
et al. (2007) of intentional inhibition difficulties in hallucination predisposed
individuals. Overall, the high LSHS-R group made significantly more FAs on the
inhibitory run – but not on run 1 – than the low LSHS-R group. However, there were
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several differences of note regarding the additional inhibition-related indices between
the current study and our previous predisposition study. Although all participants were
slower to correctly reject distractors than to correctly identify targets (Hits) on the
inhibitory run in the current study, unlike in our previous study (Paulik et al., 2007), this
was not unique to the high LSHS-R group, and furthermore the high LSHS-R group was
not significantly slower to make a CR on the inhibitory run than the low LSHS-R group,
both of which we would expect if intentional inhibition difficulties also slow inhibition
(when successful) in hallucination predisposed individuals. These discrepancies in
findings may be attributable to the reduction in the number of runs from 3 (in Paulik et
al., 2007) to 2 (in the present study), which was done to permit two administrations and
so that the task would be short enough not to outlive the duration of the mood
manipulation effects. This modification may have decreased the sensitivity of the task to
individual differences in inhibitory ability, since the amount of exposure to – and thus
salience of – each item increases across the runs.
The present study also utilized a mood induction procedure in order to examine
whether high levels of anxiety caused a reduction in the intentional inhibitory ability of
healthy non-clinical individuals, and whether this effect is similar for high- and low
hallucination predisposed individuals. The music mood induction procedure was found
to be reasonably effective in engendering anxious and neutral mood states: both LSHS-
R groups were equally sensitive to the procedure, and the effects were specific to
anxiety (not negative affect in general). However, it must be noted that the duration and
magnitude of the mood induction effects were modest – a common problem with mood
induction designs – which limits the conclusions which can be drawn from the results.
The current study did not find any strong evidence that state anxiety impairs
intentional inhibition in healthy individuals, irrespective of their hallucination
predisposition. Specifically, participants did not make significantly more FAs and were
not significantly slower to make CRs on run 2 in the anxious condition than in the
neutral condition. Given the modest magnitude and limited duration of the mood
manipulation, these findings must be taken with caution. In particular, it must be noted
that the pattern of FA means was in the predicted direction for both LSHS-R groups,
leaving open the possibility that much higher levels of anxiety may have led to impaired
inhibitory performance.
With respect to the third aim of the current study, the absence of a significant
interaction between LSHS-R group and mood induction condition in the analysis of FA
run 2 data suggests that individuals who are predisposed to hallucinatory-type
Chapter 5
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experiences are no more susceptible to the influence that anxiety has on intentional
inhibition (if any) than non-predisposed individuals. Despite the absence of significant
effects involving mood state on cognitive performance, it will be important for future
research to investigate whether anxiety influences other cognitive processes found to be
involved in AHs, such as context memory (Anderson & Shimamura, 2005; Waters,
Badcock, & Maybery, 2006) and reasoning (Allen et al., 2005), since studies have
clearly shown state anxiety to be involved – at some level – in the onset of AHs (e.g.,
Delespaul et al., 2002).
Somewhat surprisingly, the most interesting findings concerning anxiety arose
from the analysis of trait anxiety. Trait anxiety was found to correlate significantly with
FAs made on the inhibitory run (but not run 1) of the anxious mood condition. This
relationship was independent of state anxiety. Indeed, the majority of studies that have
documented a link between anxiety and inhibitory impairments have compared high and
low trait anxious individuals, or clinically anxious and control participants (e.g., Amir,
Coles, Brigidi, & Foa, 2001; Amir et al., 2002; Badcock et al., 2007; Enright & Beech,
1993; Hopko et al., 1998; Wood et al., 2001). The current study‟s finding suggests that
the inhibition impairments previously documented in clinically anxious individuals may
be related to their anxious disposition, rather than their characteristically high levels of
state anxiety, potentially explaining the absence of significant mood related effects on
the ICIM task in the current study. High trait anxious individuals are said to be
characterised by the propensity to believe that intrusive cognitions (varying from
reoccurring unwanted thoughts to AHs) should and must be controlled, and thus, make
intentional efforts to suppress them (Wells & Carter, 2001). However, it has been well
established that most intentional efforts to suppress unwanted cognitions are
unsuccessful; paradoxically, such intentional efforts often increase the availability – and
thus, frequency – of the unwanted cognition (Wegner & Zanakos, 1994). This may
explain the relationship between trait anxiety and intentional inhibition found in the
current study. We make no speculation however as to which may arise first – the
anxious predisposition (and accompanying beliefs about the necessity to control
intrusive cognitions) or poor intentional inhibitory control – since the relationship is
most likely bi-directional, both maintaining the other. Finally, the correlation between
trait anxiety and intentional inhibition remained significant when controlling for
hallucination predisposition, suggesting that hallucination predisposition and trait
anxiety have independent relationships with intentional inhibition. Thus, it may be that
individuals with a high anxious disposition are characterised by poor inhibitory control,
Chapter 5
137
which, when coupled with additional impairments such as context memory binding
(Waters, Badcock, Michie, & Maybery, 2006), may lead to an increased risk of
hallucinatory experiences. However, the independent nature of these relationships
suggests that the inhibitory difficulties experienced by hallucination predisposed
individuals are not always linked to an anxious predisposition, and vice versa.
The current study has several limitations to note. A limitation that has already
been highlighted is that the duration and magnitude of the mood induction effects were
modest, and thus, the level of arousal required to have an effect on cognition may not
have reached a critical threshold (especially near the end of the task). Indeed, previous
mood induction studies have found that the effects of mood on cognition are most
prominent for the individuals for whom the mood induction elicits the highest level of
anxiety (e.g., Gray, 2001). Finally, the ICIM task may not have been challenging
enough to detect anxiety‟s effect on inhibitory performance. Wood, Mathews and
Dalgleish (2001) found that high trait anxious individuals had difficulties resisting
interference from distracting information, but only when there was an increase in mental
load due to dual processing demands. However, the second run of the ICIM does
require multiple cognitive operations, since the participants are explicitly instructed to
forget the previous-run items while simultaneously having to perform the continuous
recognition task.
Although more research is required to establish the role of state and trait anxiety
in the onset and maintenance of hallucinatory experiences, the clinical implications
from the current study‟s findings should not be overlooked. The current study did not
find evidence that state anxiety impairs intentional inhibition, suggesting that state
anxiety does not substantially contribute to hallucinatory-type experiences in the
healthy population by causing or exacerbating inhibitory control difficulties. This
suggests that anxiety must be influencing the predisposition for hallucinatory
experiences through additional neuro-cognitive mechanisms, and thus, interventions for
voice hearers may be most effective if both anxiety management and cognitive control
strategies (to replace unhelpful compensatory coping strategies, such as suppression) are
targeted. It will be important for further research to investigate the relationships
between hallucinatory experiences, inhibition, and anxiety in individuals with
schizophrenia, since the operational relations between these three variables may differ
in individuals who have developed full blown psychotic symptoms.
Chapter 5
138
ACKNOWLEDGEMENTS
This work was supported by the Schizophrenia Research Institute, utilising
funding from the Ron and Peggy Bell Foundation. We also thank Sophie Dosvik and
Dana Sidoruk for their help with the testing of participants, Prof. Colin MacLeod for his
contribution to the interpretation of the mood induction outcomes, Matt Huitson for his
help with task programming, and Joyce Chong for providing the music excerpts.
Chapter 5
139
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AUDITORY HALLUCINATIONS, INHIBITION
AND ANXIETY IN SCHIZOPHRENIA
146
Foreword to Chapter 6
147
FOREWORD TO CHAPTER 6
So far, the results of our previous investigations have identified that healthy
individuals predisposed to hallucinations have difficulties with intentional, but not
unintentional, forms of inhibitory control, with intentional inhibition being the only
form of inhibitory control uniquely related to hallucination predisposition. Anxiety has
been empirically linked to inhibitory control difficulties in the literature (e.g., Badcock,
Waters, & Maybery, 2007; Hopko, Ashcraft, Gute, Ruggiero, & Lewis, 1998; Wood,
Mathews, & Dalgleish, 2001), and consistent with this, the findings from Chapter 5
revealed a significant relationship between intentional inhibition and trait anxiety (and a
non-significant pattern of effects of state anxiety on intentional inhibitory control).
Although Badcock and colleagues have already documented a relationship between
intentional inhibition difficulties and auditory hallucinations (AH) in schizophrenia
(Badcock, Waters, Maybery, & Michie, 2005; Waters, Badcock, Maybery, & Michie,
2003), the relationships between AHs, other forms of cognitive control and anxiety have
not yet been investigated in this clinical population.
Chapter 6 investigates the relationships between different forms of cognitive
control (using the same measures employed in Chapter 3 and 4), anxiety, and
schizophrenia-related symptoms (including AHs) in individuals with schizophrenia. The
cognitive task performance of schizophrenia and control participants was also
compared. Furthermore, the findings from this study permitted speculation regarding
the continuity of cognitive and affective dysfunction across the hallucination
continuum, through the (non-statistical) comparison of the results obtained in Chapter 6
with those reported in previous chapters. This comparison is elaborated on in the
General Discussion.
Due to unforeseeable circumstances, the testing phases of Chapters 5 and 6
overlapped, and thus, the decision of which measures to include in Chapter 6 was based
on previous chapter findings and an analysis of a preliminary data set from the study
reported in Chapter 5 (which unfortunately did not match the final outcomes of the
study). Thus, a measure of state (not trait) anxiety was administered. This decision was
also made with the knowledge that state anxiety has been found to increase immediately
prior to the onset of a hallucinatory episode, implicating a role in AH production
(Delespaul, deVries, & van Os, 2002).
Foreword to Chapter 6
148
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Badcock, J. C., Waters, F. A. V., Maybery, M. T., & Michie, P. T. (2005). Auditory
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Neuropsychiatry, 10, 125-136.
Delespaul, P., deVries, M., & van Os, J. (2002). Determinants of occurrence and
recovery from hallucinations in daily life. Social Psychiatry and Psychiatric
Epidemiology, 37, 97-104.
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Mathematics anxiety and working memory: Support for the existence of a
deficient inhibition mechanism. Journal of Anxiety Disorders, 12, 343-355.
Waters, F. A. V., Badcock, J. C., Maybery, M. T., & Michie, P. T. (2003). Inhibition in
schizophrenia: Association with auditory hallucinations. Schizophrenia
Research, 62, 275-280.
Wood, J., Mathews, A., & Dalgleish, T. (2001). Anxiety and cognitive inhibition.
Emotion, 1, 166-181.
Chapter 6
149
Chapter 6
Inhibitory dysfunction, anxiety and auditory hallucinations 1
ABSTRACT
Intentional inhibition impairments have been associated with auditory
hallucinations (AHs) in schizophrenia and hallucination predisposition in healthy
individuals and may explain their intrusive/uncontrollable nature. Anxiety has been
strongly linked to intrusive cognitions and may contribute to this impairment. The aims
of this study were to dissociate the critical component(s) of inhibitory control
specifically related to AHs and to investigate the role of anxiety in these difficulties.
Two measures of intentional control and one measure of automatic inhibition were
administered to schizophrenia (N = 61) and healthy control (N = 34) participants.
Schizophrenia participants were impaired on intentional resistance to interference but
not intentional or unintentional inhibition. However, AH severity (but not delusions or
negative symptoms) specifically correlated with intentional inhibition. Anxiety was
positively correlated with both AH severity and intentional inhibition. These findings
support a specific deficit of intentional inhibition underlying AHs in schizophrenia. The
data also provides evidence that anxiety may exacerbate (though cannot entirely account
for) impairments in intentional inhibition. Finally, the findings suggest that anxiety also
contributes to AH severity via a separate, as yet unknown, mechanism.
Keywords: Schizophrenia; Auditory hallucinations; Cognitive inhibition; Anxiety
1 This chapter is a reproduction of the following article: Paulik, G., Badcock, J., & Maybery, M.
(2007). Inhibitory dysfunction, anxiety and auditory hallucinations. Manuscript submitted for
publication (October 2007).
Chapter 6
150
By definition, auditory hallucinations (AHs) are intrusive, unwanted, and
uncontrollable mental events that interrupt ongoing reality (Morrison, 2005). In this
regard, they can be conceptualised as a type of unwanted mental intrusion. However,
one thing that differentiates AHs from both other types of intrusive cognitions (which
include thoughts, images or impulses) experienced by healthy non-clinical individuals
as well as the unwanted intrusions characteristic of particular clinical populations (such
as posttraumatic-stress disorder (PTSD) and obsessive-compulsive disorder (OCD);
Clark & Rhyno, 2005), is that they are perceived as being of non-self origin (Morrison,
2005). Nevertheless, given the commonalities, it seems plausible that the cognitive
mechanism/dysfunction underpinning everyday unwanted mental events may also
contribute to the experience of AHs. Empirical findings suggest that both clinical and
everyday intrusive cognitions are a product of poor inhibitory control (Amir, Coles, &
Foa, 2002; Badcock, Waters, & Maybery, 2007; Friedman & Miyake, 2004; Kramer,
Humphrey, Larish, Logan, & Strayer, 1994; Schnider & Ptak, 1999). It is interesting to
note therefore that recent empirical studies have also provided evidence tying
intentional inhibitory impairments to an increase in severity of hallucinations in
schizophrenia (Badcock, Waters, Maybery, & Michie, 2005; Waters, Badcock,
Maybery, & Michie, 2003) and heightened predisposition to hallucinations in healthy
individuals (Paulik, Badcock, & Maybery, 2007).
Badcock and colleagues recently developed - and have provided empirical
support for - a dual-deficit model of AHs (Badcock et al., 2005; Waters, Badcock,
Michie, & Maybery, 2006), which contends that at least two cognitive deficits are
critical to experiencing AHs: an intentional inhibition deficit (Badcock et al., 2005;
Waters et al., 2003) and a deficit in binding of contextual memory (Waters, Maybery,
Badcock, & Michie, 2004). This model posits that a failure to intentionally inhibit
irrelevant thoughts and memories results in this information intruding into
consciousness, which may explain the shared features of AHs and other types of
intrusive cognitions. According to the model, these intrusive cognitions are
subsequently misidentified as being of non-self origin because the contextual
information that is required for correct recognition and identification is incomplete due
to a deficit in contextual binding, accounting for the source attribution difference
between AHs and other intrusive cognitions (Badcock et al., 2007). According to this
model, the cognitive control difficulties involved in producing AHs operate on a
strategic, intentional level, which, according to the inhibition taxonomy developed by
Harnishfeger (1995), is defined as ‘cognitive intentional inhibition’. According to
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151
Harnishfeger’s (1995) taxonomy, inhibitory processes can be categorised according to
three dimensions: (1) cognitive (controlling mental processes) or behavioural
(controlling impulses or motor responses); (2) intentional (consciously suppressed) or
unintentional (automatically suppressed); and (3) inhibition (an active suppression
process operating in working memory) or resistance to interference (a gating
mechanism that prevents irrelevant information from entering working memory).
Two of our most recent studies aimed to dissociate the components of
inhibitory control that are related to hallucination predisposition (Paulik et al., 2007;
Paulik, Badcock, & Maybery, 2008).We found that healthy individuals highly
predisposed to hallucinatory-like experiences exhibited a similar difficulty to
hallucinating individuals with schizophrenia on the Inhibition of Currently Irrelevant
Memories (ICIM) task, which requires the intentional inhibition of previously – but not
currently – relevant items (Paulik et al., 2007). Paulik et al (2008) then examined
whether this intentional inhibition impairment was rooted in difficulties with (a) any
intentional cognitive control process (irrespective of whether it involves inhibition or
resistance to interference), (b) any process involving inhibition rather than interference
control (irrespective of whether it is intentional or unintentional in nature), or (c) only
those processes that are both intentional and involve inhibition. This was achieved by
administering two cognitive tasks that differentially measured intentional resistance to
interference (directed ignoring [DI] task) and unintentional inhibition (Brown-Peterson
[B-P] task; Kane & Engle, 2000) to the same sample of high and low hallucination
predisposed participants tested on the intentional inhibition (ICIM) task (as reported in
Paulik et al., 2007). Whilst there was evidence that poor intentional resistance to
interference is linked to positive symptoms of psychosis in general, the main conclusion
was that hallucination predisposition is related to cognitive control difficulties that are
both intentional and involve inhibition (Paulik et al., 2008). Such an approach has not
yet been attempted in the investigation of schizophrenia. Consequently the current study
was designed to test the notion that the severity of hallucinations in individuals with
schizophrenia is linked to impaired intentional inhibition but is not related to
unintentional inhibition, by using the same range of cognitive control measures used in
our previous studies of hallucination predisposition.
Chapter 6
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Anxiety and Inhibitory Control
High levels of anxiety have been shown to increase task-irrelevant unintentional
intrusive cognitions (e.g., Freeston et al., 1994; Hackmann, Surawy, & Clark, 1998),
and several of the anxiety disorders are characterised by intrusive cognitions. For
example, PTSD is characterised by intrusive recollections and flashbacks of the
experienced trauma (including thoughts, images and perceptions), and OCD is
characterised by intrusive and persistent thoughts, impulses, and/or images (World
Health Organization [WHO], 1993). Consequently, it is not surprising that these
disorders, and anxiety in general, have also been linked to impaired inhibitory control.
However, anxiety has not been found to relate to all types of inhibitory processes.
Anxiety has been empirically linked to both intentional resistance to interference (e.g.,
Amir et al., 2002; Hopko, Ashcraft, Gute, Ruggiero, & Lewis, 1998; Wood, Mathews,
& Dalgleish, 2001) and intentional inhibition (Badcock et al., 2007) - although the latter
has only been investigated in a sample of OCD participants, and thus it remains
unknown whether anxiety relates to this form of inhibitory control in individuals
without an anxiety disorder. In contrast, unintentional forms of inhibitory control have
not been empirically linked to anxiety (e.g., Heinrichs & Hofmann, 2004). Therefore,
any examination of the proposed link between intentional cognitive control and the
severity of auditory hallucinations must investigate the influence of variations in
anxiety. This is particularly important in view of the substantial evidence directly
linking anxiety and auditory hallucinations (Freeman & Garety, 2003).
Anxiety and Auditory Hallucinations
It has been consistently reported in the literature that heightened levels of
anxiety are common in hallucinating individuals with schizophrenia (e.g., Norman,
Malla, Cortese, & Diaz, 1998), and in fact anxiety has even been found to predict the
development of schizophrenia and the onset of hallucinations in at-risk individuals (e.g.,
Tien & Eaton, 1992). Furthermore, a recent time-sampling study found that
hallucinating individuals with schizophrenia reported a rise in their anxiety levels
immediately prior to the onset of a hallucinatory episode, with anxiety returning to a
baseline level shortly after the cessation of the episode (Delespaul, deVries, & van Os,
2002). Whilst it is generally accepted that heightened anxiety is not necessary for
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hallucinations to occur, such findings suggest that it may play an important role in the
onset and/or maintenance of hallucinatory experiences. Based on the studies reviewed
above, it seems plausible that anxiety may affect the severity of AHs by exacerbating
existing cognitive control difficulties. Thus, the second aim of the current study is to
investigate the relationship that anxiety has with inhibitory processes and schizophrenia
symptomatology.
Hypotheses
The current study was designed to test the hypotheses that (a) schizophrenia
participants will perform more poorly than control participants on intentional – but not
unintentional - cognitive control measures due to the high prevalence of positive
symptoms (which are linked to these cognitive control difficulties); (b) within the
schizophrenia group, intentional inhibition (as measured by the ICIM task) will
correlate positively with the severity of AHs, but not delusions or negative symptoms;
(c) within the schizophrenia group, intentional resistance to interference (as measured
by the DI task) will correlate positively with both positive symptom scores (namely,
AHs and delusions), but not negative symptoms; and (d) within the schizophrenia
group, unintentional inhibition (as measured by the B-P task) will not correlate with any
of the schizophrenia symptom measures. With regard to the second aim of the study we
hypothesize that (a) anxiety will correlate positively with intentional – but not
unintentional – cognitive control measures; and (b) anxiety will also correlate positively
with the severity of AHs, but not delusions or negative symptoms. Furthermore, we
intend to explore the interrelationships between anxiety, cognitive control, and
schizophrenia-related symptoms.
METHOD
Participants
Sixty nine individuals meeting International Classification of Diseases (ICD-10;
WHO, 1993) criteria for schizophrenia (n = 57) or schizoaffective disorder (n = 12)
were recruited through the Centre for Clinical Research in Neuropsychiatry (CCRN)
from Graylands Hospital and related outpatient clinics and hostels in Perth, Western
Australia. Two schizophrenia participants were subsequently excluded because the
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diagnosis provided by their treating psychiatrist was not confirmed at interview
(according to ICD-10 criteria) at the time of testing. Control participants were 39
healthy individuals who had participated in previous research at CCRN, and were
initially recruited from the Perth community via a random telephone recruitment
screening procedure set up at CCRN. Inclusion criteria for all participants included
fluency in English (attended an English speaking school since age 6), and being aged 18
– 60 years. The exclusion criteria for all participants included hospital admission for a
drug or alcohol rehabilitation program within the past 12 months, poor visual acuity
(compromising task performance), neurological disorders, serious head injury, and a
pre-morbid full-scale IQ (estimated from the National Adult Reading Test – 2nd
edition
[NART]; Nelson & Willison, 1991) below 75. Additional exclusion criteria for control
participants included a personal or family history of bipolar disorder or any form of
psychosis, a current diagnosis of OCD, PTSD (ascertained at interview), or Attention-
Deficit Hyperactivity Disorder (self-report)2. Participants were not excluded for other
unrelated psychological disorders. Based on these criteria, six schizophrenia participants
and five control participants were excluded from the study. Of the remaining
participants, there were 12 females and 49 males in the schizophrenia group (47 right
handed, 7 left handed, 7 ambidextrous), and six females and 28 males in the control
group (26 right handed, 3 left handed, 5 ambidextrous). Of the schizophrenia
participants, 88.5% were taking antipsychotic medications (69% atypicals only, 8%
typicals only, and 11.5% typicals and atypicals) and 84% were out-patients at the time
of testing.
Measures
Inhibition of Currently Irrelevant Memories (ICIM) Task (Schnider, Valenza, Morand,
& Michel, 2002)
The ICIM task is a repeated continuous recognition memory task involving three
runs in the current version (Paulik et al., 2007). In each run, 85 black and white line
drawings (Snodgrass & Vanderwart, 1980) were presented serially on a computer screen
2 Empirical studies have reported cognitive inhibition deficits in samples of ADHD, OCD and
PTSD individuals (e.g., Amir et al., 2002; Badcock et al., 2007; Barkley, 1997); thus, to reduce
the noise in the control group, this was included as an exclusion criteria. There were no
incidents reported in case notes of current ADHD, OCD or PTSD in the schizophrenia group.
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from which the participant had to detect those pictures that were repeated (targets).
Repeated presentation is assumed to increase the strength of activation of the internal
representation (memory trace). Each picture was presented for 2 s, with a 700 ms
interstimulus interval. Some of the pictures were shown only once (28), and others were
shown two (6) or three times (15) in a run; yielding 49 distractors (first presentations)
and 36 targets (21 second presentations and 15 third presentations) in each run.
Participants responded as accurately and rapidly as possible (by pressing keys marked
‘yes’ or ‘no’) whether each picture had or had not already been presented within the
current run. There was a 30 s break between runs 1 and 2, and a 5 minute break
between runs 2 and 3. The second and third runs consisted of the same set of pictures
used in run 1, however the pictures selected as targets and the order changed. On the
second and third runs participants were explicitly asked to forget that they had already
seen the pictures and to identify repeated pictures within the current run only. Thus,
performance on run 1 requires encoding and recognition only, whilst runs 2 and 3 also
demand the intentional suppression of responses to targets from previous runs.
Intentional inhibition is reflected in the number of false positive responses (false alarms:
FAs) made on runs 2 and 3, that is, the number of first presentations on the current run
mistaken as targets. However, FAs on run 1 were also examined, since they reflect
recognition ability. General recognition was measured by the number of correctly
identified targets (Hits) made on all three runs.
Directed Ignoring (DI) Task (Connelly, Hasher, & Zacks, 1991)
In our modified version of the conventional DI task, participants read aloud 14
short stories (two practice and 12 test stories), with or without distractor text. There
were three conditions (four test stories in each): control, distractor-new, and distractor-
old. The two distractor conditions were developed to examine whether the previous
relevance of the to-be-ignored text differentially impacted on schizophrenia and control
participants’ ability to resist interference. In each condition, participants were instructed
to read aloud only target text - printed in italicised font (20-point Arial). In the distractor
conditions, an unrelated story printed in regular (non-italicised) font was interwoven
into the target story passage, such that the flow of target text was disrupted by the
insertion of a segment of distractor text, with the first word of distracting text fitting
with the sentence flow of target text. In the distractor-old condition, the distractor story
was the story that had been read (target) in the previous passage. Half of the distractor-
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old stories followed stories read in the control condition, and half followed stories read
in the distractor-new condition. In the distractor-new condition, the distracting story had
never been read before. In the control condition, blank spaces matching the average
length of a distracting text section were inserted into the passages to control visual
scanning requirements between conditions. Target and distractor stories were matched
on length (125 words, comprising between 7 and 10 sentences), and sections of target
and distractor text were 3-9 words in length. After each story, participants were
presented with two multiple-choice questions to assess comprehension, each with four
alternative answers (all plausible, though only one correct). Each comprehension
question had part of the distractor story’s content as a plausible, but incorrect, response
choice (a foil). The order in which the stories were presented was counterbalanced
across participants. The indices of intentional resistance to interference were reading
time (control and distractor stories) and reading time interference (RT-Interference: the
difference between distractor reading time and control reading time), intrusions (the
number of distractor text sections read aloud on each distractor story, including sections
that were only partially read aloud, summated across stories), and the percentage of foils
(of the total incorrect responses) chosen on the multiple-choice questions. Overall
accuracy on the multiple-choice questions was used to assess text comprehension.
Brown-Peterson Variant (B-P) Task (Kane & Engle, 2000)
This task was included as a measure of unintentional inhibition. In this task,
participants read aloud and attempted to recall three lists of words, each list comprising
of ten serially presented words (at a rate of one word every 2 s) on a computer screen
(see Paulik et al., 2008, for details). All lists within a block were comprised of words
from the same semantic category (either four-footed animals, occupations, or fruits),
and all lists were matched for average word length and frequency (Battig & Montague,
1969). After each list, a distractor task was performed for 15 s. Participants were
required to count backwards by two’s from a number presented on the screen, at a pace
set by an auditory signal every 1500 ms. Participants were then asked to recall aloud as
many words from the previous list as possible in any order in 20 s. To ensure that
participants were not actively rehearsing items during the distractor task, participants
with a counting accuracy rate of less than 70% were excluded. Four schizophrenia
participants’ results were excluded from the analysis of this task accordingly. In this
type of unintentional inhibition task, the participant must automatically inhibit memory
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intrusions of previously learnt – but no longer relevant – items (from previous lists)
when recalling new items belonging to the same category (Solso, 1995). Thus, the
cognitive overflow of [within block] previous list items increases from list one (no
overflow) to list three (maximum overflow). Inhibition was measured by the summated
accuracy of recall (across blocks) of each of the three lists (which we expect to decrease
from list 1 to 3) in the analyses directed at group comparisons and list 1 recall minus list
3 recall (which we had termed B-P Inhibition) in correlational analyses.
Clinical Interviews
Diagnosis for the schizophrenia group was confirmed using the Diagnostic
Interview for Psychosis (DIP; Castle et al., 2006). Items from the DIP were compiled to
obtain a current delusion score with a score range of 0 – 8 (items included in this score
were Thought Insertion, Thought Broadcast, Thought Withdrawal, Delusions of
Passivity, Delusions of Influence/Reference, Grandiose Delusions, and Bizarre
Delusions), and a current negative symptom score with a score range of 0 – 6 (items
included in this score were Restricted Affect, Blunted Affect, Rapport Difficult to
Establish, Thought Blocking, Poverty of Speech, and Restricted Quantity of Speech).
The auditory hallucinations (AH) subscale from the Psychotic Symptom Rating Scales
(PSYRATS; Haddock, McCarron, Tarrier, & Faragher, 1999) is an 11-item interview
(each item is rated on a 5-point rating scale, from 0 to 4) from which an AH severity
score (based on frequency, duration and loudness) was obtained (Haddock et al., 1999)
for those participants who reported hearing voices during the past four weeks (which is
the time frame stipulated by the PSYRATS). Haddock et al’s (1999) previous factor
analysis study showed that each item on the AH severity scale had a high factor loading
(.53 to .78) and excellent inter-rater reliability (0.98 to 1). The short version of the Mini
International Neuropsychiatric Interview (MINI; Sheehan et al., 1997) was administered
to control participants to screen for psychological disorders, including schizophrenia.
Additional Measures
Pre-morbid full-scale IQ was estimated from the NART (Nelson & Willison,
1991). The Digit Span subtest of the Wechsler Adult Intelligence Scale – 3rd
edition
(WAIS-III; Wechsler, 1997) was used as a measure of working memory. State anxiety
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was measured with the 7-item anxiety subscale of the Hospital Anxiety Depression
Scale (HADS; Zigmond & Snaith, 1983), which has a score range of 0 - 21.
Procedure
Ethics approval for the project was obtained from the North Metropolitan Area
Mental Health Service Ethics Committee. The DI task was administered last in the
cognitive testing session because some participants found the task difficult and/or tiring,
which occasionally resulted in task non-completion. Testing took approximately 2 hours
for control participants and 3 hours for schizophrenia participants. Control participants
were offered $20 and schizophrenia participants $25 for reimbursement of
time/expenses.
Data Analysis
The design and approach to data analysis adopted in the current study follows
the analyses carried out in Waters et al.’s (2003) schizophrenia study. The first round of
analyses focused on group level comparisons (schizophrenia vs. control) on the three
cognitive control tasks in order to investigate whether inhibitory difficulties were
present in the schizophrenia sample. Interrelationships between anxiety (measured using
HADS) and the various inhibition indices were investigated across the entire sample
using Pearson’s correlation coefficients. Subsequent to this, correlations between
HADS-Anxiety and symptom scores (PSYRATS-AH and DIP sub-scores) were
computed. The final and most important stage of the data analysis was the investigation
of the relationships between the inhibition indices and the symptom scores, again using
correlations. The latter two correlational analyses were performed within the sample of
actively hallucinating schizophrenia participants (N = 34). This subgroup was used to
maintain sample consistency across all correlations involving schizophrenia-related
symptom scores, since only those schizophrenia participants who reported hearing
voices over the past four weeks could be administered the PSYRATS-AH.
Schizophrenia participants with and without hallucinations did not differ significantly
on any of the variables reported in Table 1, or with regard to antipsychotic medications,
in- versus out-patient status, or DIP symptom scores.
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RESULTS
Descriptive Statistics
Fifteen single data points were identified as univariate outliers (≥ 3 SDs away
from their respective group mean) and deleted from the data file. The data were scanned
for multivariate outliers using Cook’s distance, and two cases from the schizophrenia
group were identified and subsequently excluded from the analyses that included both
these variables (variables: DIP negative symptom score and ICIM FAs on both runs 2
and 3).
As seen in Table 1, there was no significant difference between the control and
schizophrenia participants on age, however the schizophrenia group had a significantly
lower mean level of education, lower pre-morbid IQ (NART), poorer working memory
(WAIS-III Digit Span), and higher levels of state anxiety (HADS-Anxiety) than the
control group. Consequently, in the following group comparisons where significant
effects were found, these variables were entered into the analyses separately as
covariates to examine any possible confounding effects.
Table 1
Group Means, SDs, and T-tests for the Demographic Characteristics and Additional
Measures
Controls (N = 34) Schizophrenia (N = 61)
t-tests Mean SD Mean SD
Age (yrs) 41.35 11.85 38.00 10.01 1.46
Education a (yrs) 12.56 1.99 11.40 1.88 2.77*
Length of illness (yrs) 15.67 9.23 -
Age of Illness Onset (yrs) 22.33 6.20 -
NART-IQ 109.65 8.80 98.18 10.49 5.38*
Digit Span scaled score 11.62 2.77 8.59 2.43 5.53*
HADS-Anxiety 4.21 3.07 8.77 4.43 5.33*
* p < .05
Note. NART-IQ = full scale WAIS-III IQ estimated from the National Adult Reading
Test; HADS = Hospitalised Anxiety and Depression Scale. a Highest level of education
completed (secondary and tertiary education only).
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Schizophrenia- and Control Group Comparisons
ICIM Task Performance
One control participant and four schizophrenia participants did not complete the
ICIM task. As in previous studies, run 1 was analysed separately from the inhibitory
runs (run 2 and 3) (Paulik et al., 2007; Waters et al., 2003). Group means and SDs for
FAs and Hits are presented in Table 2.
Intentional Inhibition (False Alarms: FA)
When a univarite ANOVA was performed on run 1 FAs, no significant group
differences were found, indicating that the schizophrenia and control participants were
equally able to identify and correctly reject novel pictures. A repeated measures
ANOVA performed on FAs made on runs 2 and 3 revealed a significant Run main
effect only (F(1, 83) = 21.36, p < .05), with more FAs being made on run 2 than run 3 in
general. The absence of any significant Group effects indicates that poor intentional
inhibition is not related to schizophrenia in general.
Target Detection (Hits)
When a univarite ANOVA was performed on run 1 Hits, there was a significant
Group main effect (F(1, 88) = 8.89, p < .05), with controls having a higher Hit rate than
individuals with schizophrenia. The effect remained significant when any of the
additional measures were entered separately into the analysis as covariates. Similarly,
repeated measures ANOVA on runs 2 and 3 Hit data also produced a significant Group
main effect (F(1, 85) = 12.03, p < .05), suggesting that overall the schizophrenia
participants had poorer recognition of repeated pictures than the control participants. No
other effects were significant. This Group main effect remained significant when the
additional measures were entered separately into the analysis as covariates.
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Table 2
Group Means, SDs, and T-tests for the Performance Indices of the Cognitive Inhibition
Tasks
Controls (N = 34) Schizophrenia (N = 61)
Mean SD Mean SD
ICIM FA Run 1 1.38 1.43 1.43 1.30
ICIM FA Run 2 5.38 2.76 5.91 4.46
ICIM FA Run 3 3.64 2.73 4.87 4.48
ICIM Hit Run 1 a 34.61 1.95 32.96 2.78
ICIM Hit Run 2 31.55 2.77 28.20 3.82
ICIM Hit Run 3 30.73 3.68 28.53 4.85
DI Control RT (s) 43.34 5.41 55.48 10.65
DI Distractor RT (s) 80.54 22.71 112.36 32.70
DI Intrusions 4.88 3.54 15.38 12.19
DI Control Errors b
12.50 9.23 16.08 9.45
DI Distractor Errors b
7.17 8.45 18.69 17.38
DI Foil Errors c 24.07 28.47 25.64 25.55
B-P List 1 Recall 5.99 1.29 4.58 1.28
B-P List 2 Recall 4.13 1.14 2.79 1.07
B-P List 3 Recall 3.26 1.19 1.92 0.91
* p < .05
Note. ICIM = Inhibition of Currently Irrelevant Memories task; B-P = Brown-Peterson
variant task; DI = Directed Ignoring task. a
Maximum number of hits in each run is 36.
bPercentage of incorrect responses on comprehension questions.
c Percentage of foil
errors of total incorrect responses on comprehension questions.
DI Task Performance
Preliminary analyses of the two different distractor story conditions (distractor-
new and distractor-old) showed there was no significant differences between these
conditions on any of the outcome variables, thus, the data from these conditions were
combined in the following analyses. Seven schizophrenia participants did not complete
the DI task.
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Reading Time (RT)
Repeated measures ANOVA was used to compare the groups on their reading
time of control and distractor stories. As expected, there was a significant Story main
effect (F(1, 82) = 299.10, p < .05), with all participants taking longer to read the
distractor stories than the control stories, and a significant Group main effect (F(1, 82) =
35.31, p < .05), with schizophrenia patients’ reading times slower than controls’. There
was also a significant Group x Story interaction (F(1, 82) = 16.62, p < .05); examination
of the data showed that whilst schizophrenia participants were significantly slower than
control participants on both story conditions, this difference was greater on the
distractor condition (see Table 2), suggesting that schizophrenia participants were more
sensitive than control participants to the adverse effects of distracting information on
RT. The pattern of results remained the same when any of the additional measures were
entered separately into the analysis as covariates.
Intrusions
A univariate ANOVA conducted on the number of distracting excerpts read
aloud (intrusions), revealed that the schizophrenia participants made more intrusions
than the control participants overall (F(1, 81) = 22.45, p < .05), which remained
significant when the additional variables were entered into the analysis separately as
covariates.
Comprehension
A repeated measures ANOVA comparing the two groups on the percentage of
incorrect responses on the comprehension questions for the control and distractor
conditions, revealed a significant Group main effect (F(1, 82) = 13.86, p < .05), and
Story x Group interaction effect (F(1, 82) = 4.20, p < .05). Post-hoc t-test revealed that
the schizophrenia participants only made significantly more comprehension errors than
the control participants on the distractor stories, suggesting that the two groups’
comprehension was comparable for stories read free of distraction, while the presence
of distracting text compromised the schizophrenia participants’ comprehension more so
than the control participants’. The group main effect remained significant, while the
interaction effect did not, when the additional variables were entered into the analysis
separately as covariates. A univariate ANOVA of foil errors revealed no significant
differences between the groups.
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B-P Task Performance
As expected, when a repeated measures ANOVA was conducted on correct list
recall (lists 1- 3), there was a significant List main effect (F(2, 178) = 291.50, p < .05),
with post hoc tests showing that recall progressively decreased across each list,
reflecting the build up of same-category intrusions across lists. As reported in Table 2,
the control participants also correctly recalled significantly more items per list overall
than the schizophrenia participants, F(1, 89) = 42.60, p < .05. The absence of a
significant List x Group interaction effect suggests that schizophrenia participants did
not have unintentional inhibition difficulties relative to control participants. The pattern
of results remained the same when any of the additional measures were entered into the
analysis as covariates.
Correlations between Anxiety and Inhibition Indices
Within the entire sample, HADS-Anxiety correlated significantly with FAs
made on run 3 (r = .24, p < .05, N = 88), but not run 1 (r = .00, p > .05, N = 86) or run 2
(r = .10, p > .05, N = 86) of the ICIM task, suggesting that anxiety relates to intentional
inhibition of previously relevant items, but only when the items are highly salient, since
the number of previous presentations of each item increases across the runs. On the DI
task, HADS-Anxiety was significantly correlated both with RT-Interference (r = .26, p
< .05, N = 84) and the number of intrusions made on the distractor stories (r = .29, p <
.05, N = 82), but not the percentage of foil errors (r = -.03, p > .05, N = 85). On the B-P
task, HADS-Anxiety did not significantly correlate with B-P Inhibition (r = -.13, p >
.05, N = 91). These findings confirm that anxiety is related to intentional, but not
unintentional, forms of cognitive control.
Correlations between Anxiety and Schizophrenia-Related Symptoms
To rule out the possible effects of antipsychotic medication on task performance
in the correlational analyses only involving schizophrenia participants, a
chlorpromazine equivalent dosage score was calculated for each schizophrenia
participant and correlated with all the measures included (British National Formulary,
1995; Woods, 2003). The only significant correlation was found with intrusions made
on the DI task; thus, where correlations involving intrusions were significant, this
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dosage was controlled for using partial correlations. The mean score on the severity
component of the PSYRATS-AH was 6.49 (SD = 2.42).
Within the actively hallucinating schizophrenia group, HADS-Anxiety
correlated significantly with the PSYRATS-AH severity score (r = .45, p < .05, N = 34),
and thus, where significant correlations were obtained between AH severity and
inhibition indices below, partial correlations were computed controlling for HADS-
Anxiety. In contrast, HADS-Anxiety did not significantly correlate with either the
delusions symptom score (r = -.04, p >.05, N = 34) or the negative symptoms score (r =
.29, p >.05, N = 34), highlighting the unique relationship between anxiety and auditory
hallucinations.
Correlations between Schizophrenia-Related Symptoms and Inhibition Indices
As reported in Table 3, within the actively hallucinating schizophrenia group,
AH severity correlated significantly with FAs on run 3, but not with FAs on run 1 or run
2 on the ICIM task. This correlation remained significant when partialling out the
effects of HADS Anxiety (partial r = .37 p < .05, N = 29), suggesting that the
relationship between intentional inhibition and hallucination severity is independent of
the relationship these variables have with anxiety. Furthermore, the correlation between
anxiety and AH severity remained significant when controlling for FAs on run 3 (partial
r = .45 p < .05, N = 29), suggesting that anxiety must influence the severity of auditory
hallucinations through additional mechanisms other than intentional inhibition. FAs (on
any of the runs) did not correlate with any other symptom score (see Table 3).
On the DI task, neither RT-Interference, the number of intrusions, nor the
percentage of foil errors correlated significantly with the PSYRATS-AH severity score
or the DIP symptom scores (see Table 3). As reported in Table 3, B-P Inhibition did not
significantly correlate with the PSYRATS-AH severity score or either of the DIP
symptom scores.
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Table 3
Pearson Correlations for PSYRATS-AH Severity Score and DIP Symptom Scores and
Inhibition Indices on the Cognitive Inhibition Tasks (N = 33)
AH severity Delusions Negative Symptoms
ICIM FA Run 1 .00 .23 .04
ICIM FA Run 2 .21 -.02 .28
ICIM FA Run 3 .37* -.06 .29
DI RT-Interference a .07 .11 -.05
DI Intrusions -.29 -.04 -.08
DI Foil Errors b -.24 -.14 .11
B-P Inhibition c -.18 -.16 .09
* p < .05
Note. ICIM = Inhibition of Currently Irrelevant Memories task; B-P = Brown-Peterson
variant task; DI = Directed Ignoring task. a Distractor RT minus Control RT.
bPercentage of foil errors of total incorrect responses on comprehension questions.
c B-P
List 1 recall minus List 3 recall.
DISCUSSION
Auditory hallucinations are perceived as being intrusive, unwanted and
uncontrollable (Morrison, 2005). Furthermore, such experiences are typically
accompanied by high levels of anxiety and distress (Norman et al., 1998). Needless to
say, the costs of AHs to the individual can be enormous. The current study aimed to
delineate the cognitive control processes theorised to underpin these features of AHs,
and to investigate how anxiety may relate to these variables.
Consistent with the first set of hypotheses, the schizophrenia group had
difficulty on at least one form of intentional control, namely intentional resistance to
interference (DI task), and were not significantly different from controls on the measure
of unintentional inhibition (BP task). These findings suggest that difficulties in
intentional resistance to interference may play an important role in schizophrenia, which
is broadly consistent with extensive evidence of deficits in executive/volitional
behaviour in this disorder (e.g., Merlotti, Piegari, & Galderisi, 2005; Zec, 1995), whilst
automatic cognitive control processes, including automatic resistance to interference,
appear to remain relatively intact (e.g., Fleming, Goldberg, Gold, & Weinberger, 1995;
Kopp, Mattler, & Rist, 1994; Randolph, Gold, Carpenter, Goldberg, & et al., 1992).
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Somewhat surprisingly, no group differences were obtained on the intentional
inhibition (ICIM) task, which is inconsistent with the findings reported by Waters et al.
(2003). This inconsistency is likely to be attributable to the lower number of target
repetitions employed in the version of the task employed in the current study. The
salience (strength of activation of internal representation) of each item in the ICIM task
is assumed to be largely determined by the number of repeated presentations of each
item (Schnider et al., 2002). Since Waters et al. (2003) repeated targets eight times
within each run (whereas targets were repeated a maximum of three times in the current
study)3, their version of the ICIM task would be expected to yield a higher level of
internal activation for target items, which would make previous run targets more
difficult to inhibit. Nonetheless, consistent with our second set of predictions, AH
severity within the schizophrenia group was significantly and positively correlated with
difficulties in intentional inhibition, but was unrelated to difficulties with either
unintentional inhibition or intentional resistance to interference. Specifically, AH
severity was significantly associated with FAs on run 3 of the ICIM task – when item
repetition and associated inhibitory demand is presumed to be at a maximum in this
version of the task. However, a recent study by Badcock and colleagues (2005) tested –
and found support for – the premise that poor intentional cognitive inhibition is not a
general feature of schizophrenia, but rather, is linked to hallucinations specifically. The
current findings lend further support to this idea.
These results suggest that the cognitive control difficulties experienced by
schizophrenia individuals who experience AHs are both intentional (rather than
unintentional) and inhibitory (as opposed to involving resistance to interference) in
nature. The same conclusions were recently reported by us in a study examining
varieties of inhibitory control in healthy young adults predisposed to hallucinations
(Paulik et al., 2007, 2008). Together these findings are consistent with the notion of a
continuum of hallucinatory experiences linked to a common and specific impairment in
3 In our predisposition study (Paulik et al., 2007), we chose to employ the version of the ICIM
task which has fewer target repetitions but more individual targets, since Schnider’s group
(consistent with Waters et al., 2003) found that the former version was too easy for healthy
control participants, and thus, not sensitive to modest individual or group differences within a
non-clinical sample (Schnider et al., 2002). To permit direct comparisons between the findings
obtained from our earlier predisposition study and the current study on the ICIM task, we
decided to also employ this version of the ICIM task.
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intentional inhibition, which is not shared with other schizophrenia-related symptoms,
or explained by the co-occurrence of anxiety.
Paulik et al. (2008) reported that increased difficulty with intentional resistance
to interference (as measured by the DI task) was related to sub-clinical positive
symptoms (namely, hallucination-like experiences and delusional beliefs) in healthy
individuals. However, this predicted relationship was not present in the schizophrenia
group in the current study. One possible explanation for this discrepancy may be that
some (though not all) of the cognitive processes leading to clinical and sub-clinical
positive symptoms may be different. However, it is also viable that this discrepancy is
due to the changes made in the DI task stimuli. In our earlier study (Paulik et al., 2008),
distractor text was thematically related to the target text. The current study aimed to
manipulate the previous relevance of the distracting text by using the previous story’s
target text as the distracting text on half of the distractor conditions. This change was
made to make the DI task more similar - and thus comparable - to both the B-P and
ICIM tasks. However, the trade off entailed in this change was that the distractor text
was unrelated thematically to the target passage in the current study. Previous studies
have shown that some populations who experience difficulty with this task (such as the
elderly) have more pronounced difficulty with distracting text that is related to the target
text than that which is unrelated (e.g., Connelly et al., 1991). Thus, it remains possible
that a relationship between positive symptoms and intentional interference control may
be evident if the distractor interference is semantically related to the competing goal-
relevant information.
Inhibitory control aside, it is important to note that the schizophrenia group
made significantly fewer Hits on all runs of the ICIM task and had significantly poorer
recall on all lists of the B-P task than the control group. This is consistent with general
recognition (required for ICIM performance), recall (required for B-P performance) and
working memory difficulties that have been widely documented in the schizophrenia
research literature (see Aleman, Hijman, de Haan, & Kahn, 1999, for review) and is
consistent with the findings of previous schizophrenia studies employing these tasks
(e.g., Badcock et al., 2005; Fleming et al., 1995; Randolph et al., 1992; Waters et al.,
2003). The presence of these memory-based difficulties in the schizophrenia group, in
the absence of inhibition difficulties, highlights the independence of inhibitory
performance from memory functioning on the ICIM and B-P tasks in this sample.
The second aim of the current study was to investigate the relationship that
anxiety has with the other variables of interest. As predicted, it was found that for the
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entire sample anxiety was related to intentional inhibition and intentional resistance to
interference – but not unintentional inhibition. In concordance with the general findings
in the anxiety literature (e.g., Badcock et al., 2007; Hopko et al., 1998), the direction of
this relationship was such that individuals with higher levels of self-reported anxiety
had poorer intentional cognitive control than those with lower levels of anxiety. As
expected, anxiety was also significantly correlated with AH severity in schizophrenia
participants with active hallucinations, but not with other symptom scores. Although
anxiety has been linked to positive symptoms in general - but not negative symptoms -
in the schizophrenia literature (e.g., Norman et al., 1998), the few studies that have
separated the different types of positive symptoms have largely reported that the most
robust relationship exists between anxiety and AHs (e.g., Guillem, Pampoulova, Stip,
Lalonde, & Todorov, 2005). Similar to the pattern of relationships found in
hallucination predisposed individuals (Paulik et al., 2007), the relationship between AH
severity and intentional inhibition (reported above) remained significant when the
effects of anxiety were statistically controlled. It is clear that not all individuals who
experience AHs report heightened levels of anxiety immediately prior to a hallucinatory
episode (Delespaul et al., 2002; Freeman & Garety, 2003). However, when present,
anxiety’s functional role (or one of) may be to exacerbate existing deficits of intentional
inhibition, perhaps by driving the inhibitory difficulties over some form of threshold.
Interestingly, the current study also found that the association between anxiety and AH
severity remained significant when controlling for variation in intentional inhibition,
suggesting that anxiety must be contributing to AH severity through other underlying
neuro-cognitive processes, such as context memory (Sison & Mather, 2007), which
have not yet been investigated. This will be an important avenue for future research.
There are potential limitations of the current study. Firstly, as discussed, the DI
task was modified to increase its commonalities with the other cognitive control tasks;
however this has restricted our ability to make comparisons between the current
schizophrenia study and our previous hallucination predisposition study (Paulik et al.,
2008). However, it seems unlikely that group differences seen on the DI task are due to
the greater difficulty of this task. Recognition memory was clearly impaired in the
schizophrenia group on the ICIM task, suggesting that this task was more difficult for
schizophrenia than control participants, yet no differences in FAs occurred. Rather, the
emergence of group differences appears to be determined by the specific underlying
cognitive processes involved. In addition, as in our earlier studies we employed a
measure of state – rather than trait - anxiety since state anxiety has been shown to
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increase immediately prior to the onset of a hallucinatory episode, implicating a role in
AH production (Delespaul et al., 2002). However, the majority of studies that have
documented a link between anxiety and inhibitory impairments have compared high and
low trait anxious participants or individuals with clinical anxiety disorders and healthy
controls (e.g., Amir et al., 2002; Badcock et al., 2007; Hopko et al., 1998; Wood et al.,
2001). Future studies should therefore examine that the influence of trait anxiety on the
cognitive control processes involved in auditory hallucinations.
In summary, we have provided further evidence for impaired intentional
inhibition linked to the severity of AHs. Further, we show that anxiety should be
included as an important contributory factor in multifactorial models of hallucination
development. Importantly, we have identified at least one mechanism by which anxiety
exerts its effects; namely, by adding to the existing impairment of intentional inhibition.
Our findings have important clinical implications. In particular, it is clear that treatment
programs targeting hallucinatory-type experiences would be most effective if both
anxiety management and intentional cognitive control strategies were to be targeted.
Furthermore, inclusion into such treatment programs should not discriminate between
individuals who do and do not meet diagnostic criteria for schizophrenia, since our
current and previous findings (Paulik et al., 2007, 2008) suggest that at least some of the
principal cognitive and affective mechanisms underlying hallucinatory-type experiences
span across the continuum. This treatment combination may, therefore, be particularly
important in designing interventions for high risk populations, who commonly exhibit
increased anxiety and isolated symptoms, such as hallucinations, but have not yet
developed fully fledged psychosis.
Summary
Schizophrenia participants overall showed a slective difficulty intentionally resisting
external distractor interference (on the DI task), however overall they did not have
difficulties inhibiting internal cognitions (on either the ICIM or B-P task).
AH severity correlated significantly with the intentional inhibition (ICIM) task, but
not the unintentional inhibition (B-P) task or the intentional resusiatnce to interference
(DI) task. Thus, AHs are linked to cognitive control difficulties that are both
intentional (not unintentional) and inhibitory (not resistance to interference) in nature,
supporting the Badcock et al. model.
This association between AH severity and intentional inhibition was independent of
anxiety and unique to AHs (that is, intentional inhibition was unrelated to
schizophrenia overall or other schizophrenia-related symptoms).
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Anxiety correlated significantly with both AH severity and intentional inhibition,
suggesting that anxiety may exacerbate intentional inhibition deficits in hallucinating
individuals. However, anxiety remained significantly associated with AH severity
when controlling for intentional inhibition, suggesting that anxiety must influence
additional mechanisms involved in AH production, such as context memory.
This pattern of associations is similar to that found in hallucination predisposed
individuals (Paulik et al., 2007, 2008), supporting a continuum approach to AHs.
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ACKNOWLEDGEMENTS
This work was supported by the Schizophrenia Research Institute, utilising
funding from the Ron and Peggy Bell Foundation. We also thank Sarah Howell, Alan
Bland and Christina Read for assistance with participant recruitment, John Dean for the
on-going DIP training he provided, Matt Huitson for his help with task programming,
and the Western Australia Family Schizophrenia Study for providing NART scores for
participants.
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GENERAL DISCUSSION
178
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Chapter 7
General Discussion
In this chapter, the main findings pertaining to the three central aims of this
thesis are reviewed in turn. Since cognitive processes are complex and invariably
interact with additional cognitive and perceptual processes to some degree, possible
alternative interpretations of the findings pertaining to each of the three central aims
will be critiqued in the respective sections. The methodological strengths and
limitations of the completed research, suggestions for future research, and clinical
implications will also be discussed.
REVIEW OF THESIS AIMS
Auditory hallucinations (AHs) are intrusive and often distressing cognitive
experiences. Despite the pressing need for effective treatments targeting these
perturbing symptoms, the progress in treatment development has been curtailed by the
immaturity of understanding of the complex interactions between cognitive and
affective processes contributing to their production. Thus, the overall aim of this thesis
was to contribute to the collective understanding of the processes involved in AHs. This
was actuated by the empirical investigation of three central aims. The first aim was to
dissociate the particular components of cognitive control related to AHs in both
hallucination predisposition and schizophrenia. The components of cognitive control
were defined using Harnishfeger‟s (1995) inhibition taxonomy which categorises
inhibitory-related processes along three dimensions: intentional (consciously
suppressed) versus unintentional (automatically suppressed); cognitive (suppression of
cognitive contents and processes) versus behavioural (suppression of motor actions and
impulses); and inhibition (active suppression operating on the content of working
memory) versus resistance to interference (the gating of information prior to entering
working memory). This aim was formulated to test the conjecture posited by the
Badcock et al. dual-deficit model of AHs, that a specific deficit in intentional cognitive
inhibition is responsible for the intrusive and unintentional aspects of AHs (Waters,
Badcock, Michie, & Maybery, 2006). The second aim of this thesis was to investigate
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the role of negative affect (chiefly anxiety) in AHs, specifically in relation to the
cognitive control processes under investigation. The third aim was to investigate the
continuum approach to hallucinatory-type experiences with respect to the key
constructs. The continuum approach assumes that similar cognitive and affective
disturbances contribute to the production of hallucinatory-type experiences in both
healthy individuals predisposed to hallucinations and individuals with schizophrenia.
Each chapter of this thesis empirically addressed one or more of the central
thesis aims. Chapter 2 aimed to clarify the different features of hallucination
predisposition and to subsequently examine the shared and unique relationships that
anxiety, depression and stress have with these different features. The findings reported
in this chapter permitted speculation on the continuity of affective associations with
AHs across the continuum, and provided (speculative) insight into the possible
processes involved in AH production that these affective states may influence.
Together, Chapters 3 and 4 aimed to dissociate the critical components of cognitive
control specifically related to hallucination predisposition, independent of other
schizophrenia-related symptoms and anxiety. Chapter 5 investigated the relationships
between anxiety (state and trait), intentional inhibition, and hallucination predisposition.
Specifically, this study examined the effects of state anxiety on the intentional
inhibitory performance of healthy individuals with either a low or high hallucination
predisposition using a mood induction procedure. Finally, Chapter 6 aimed to dissociate
the critical components of cognitive control specifically related to AHs, and the
involvement of anxiety in the examined relationships, in schizophrenia. The same
cognitive control tasks used in Chapter 3 and 4 were employed in Chapter 6 to permit
comparison of findings in hallucination predisposition and schizophrenia, allowing
speculation regarding the continuity of cognitive and affective processes involved in the
production of hallucinatory experiences across the symptom continuum.
COGNITIVE CONTROL AND HALLUCINATORY EXPERIENCES
Summary of Findings and Interpretation
Each of the empirical chapters contributed in some way towards discerning the
particular components of cognitive control related to AHs across the continuum.
Chapter 2 (study 1) confirmed that hallucination predisposition (as measured by the
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Launay-Slade Hallucination Scale; LSHS-R; Bentall & Slade, 1985) is a
multidimensional construct. Whilst the individual dimensions differed in some aspects
(namely, content/themes and source attribution), all dimensions described intrusive
mental events. These findings were interpreted as providing indirect evidence of
inhibitory-related difficulties in hallucination predisposition, since empirical studies
have attributed everyday intrusive mental events to poor cognitive inhibitory control
(Friedman & Miyake, 2004; Kramer, Humphrey, Larish, Logan, & Strayer, 1994;
Schnider & Ptak, 1999).
The study reported in Chapter 3 directly examined intentional cognitive
inhibitory ability of psychometrically identified high and low hallucination predisposed
healthy individuals using the LSHS-R. Intentional inhibition was measured using a
modified three-run version of the Inhibition of Currently Irrelevant Memories (ICIM)
task (Schnider & Ptak, 1999; Schnider, Valenza, Morand, & Michel, 2002) employed
previously by Badcock and colleagues to examine intentional inhibitory impairments
and AHs in schizophrenia (Badcock, Waters, Maybery, & Michie, 2005; Waters,
Badcock, Maybery, & Michie, 2003). The results showed that the high hallucination
predisposed participants mistook more previous-run items as having already been seen
on the current run (false alarms; FAs) than did low hallucination predisposed
participants. This finding was interpreted as evidence of intentional inhibition
difficulties in hallucination predisposed individuals, and was replicated using a two-run
version of the ICIM task in the study reported in Chapter 5. In addition, Chapter 3 also
revealed evidence of slowing of inhibitory processes (that is, when inhibition was
executed successfully), since the high predisposed group were slower to correctly reject
previous-run items on the inhibitory runs than the low predisposed group, and were
slower to make a correct rejection than a correct identification (Hit) on the inhibitory
runs. This slowing of inhibition was not replicated in Chapter 5, however, as noted in
the Discussion section of Chapter 5, this difference may have been due to the reduction
in the number of runs, and thus item saliency. Importantly, the reported intentional
inhibition difficulties could not be explained by group differences in general cognitive
or recognition ability (since no group differences on FAs or Hits were found for run 1,
which does not require inhibition), or anxiety or other schizophrenia-related symptoms
(since the effects remained significant even when controlling for these additional
variables).
Chapter 4 sought to determine whether the inhibitory difficulties related to
hallucination predisposition are restricted to those cognitive control processes that are
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both intentional (as opposed to unintentional) and inhibitory (as opposed to resistance to
interference) in nature, through the administration of an unintentional inhibition task
(Brown-Peterson [B-P] variant task; Kane & Engle, 2000) and an intentional resistance
to interference task (directed ignoring task [DI] task; Connelly, Hasher, & Zacks, 1991)
to high and low hallucination predisposed participants. The study found no evidence of
unintentional inhibition difficulties in hallucination predisposed individuals.
Conversely, the study showed that the high hallucination predisposed individuals had
difficulty intentionally resisting interference from goal-competing external distractors;
taking longer to read passages when distractors were presented concurrently, and
reading more of these distractors aloud, than low hallucination predisposed individuals.
However, unlike the intentional inhibition difficulties reported in Chapter 3, these
difficulties did not remain significant when controlling for either delusional ideation or
anxiety, with follow-up regression analyses suggesting that difficulties with intentional
resistance to interference may be a common mechanism underlying sub-clinical positive
schizophrenia symptoms more generally (i.e., not unique to hallucination predisposition
specifically), as well as anxiety.
Chapter 6 used the same set of cognitive tasks employed in the predisposition
studies (namely, the ICIM, B-P, and DI tasks) to examine the components of cognitive
control related specifically to AHs in individuals with schizophrenia. The study found
that, as a group, schizophrenia participants were not impaired on either the intentional
or unintentional inhibition tasks, however they were impaired on the intentional
resistance to interference (DI) task relative to healthy control participants (specifically,
they had slower reading times on distractor passages and read more distractors aloud).
This finding is consistent with the extensive evidence of deficits in executive/volitional
behaviour in schizophrenia1 (Merlotti, Piegari, & Galderisi, 2005; Zec, 1995), whilst
automatic cognitive control processes, including automatic resistance to interference,
remain relatively intact (Fleming, Goldberg, Gold, & Weinberger, 1995; Kopp, Mattler,
& Rist, 1994; Randolph, Gold, Carpenter, Goldberg, & et al., 1992). However, at the
symptom level, the only form of cognitive control found to specifically correlate with
AH severity was intentional inhibitory control (specifically, FAs on the inhibitory run of
the ICIM task). Importantly, intentional inhibition was not related to delusions or
negative symptoms, demonstrating the specificity of this deficit to AHs. Furthermore
1 See the Discussion section of Chapter 6 for an outline of the likely reasons why the
schizophrenia group did not perform more poorly than the control group on the other intentional
cognitive control task (the ICIM task).
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the correlation with AH severity remained significant when controlling for anxiety,
confirming that anxiety does not cause – though may exacerbate – intentional inhibition
deficits associated with AHs. These findings are consistent with the Badcock et al. dual-
deficit model of AHs (Badcock et al., 2005), replicating and extending their previous
findings linking AH severity to impaired intentional inhibition using the ICIM task in
schizophrenia (Waters et al., 2003).
The finding that deficits of intentional inhibitory control underlie AHs
implicates the involvement of the frontal lobes in AHs, since prior neuroimaging studies
have linked various forms of inhibitory control to the activation of numerous regions of
the frontal lobe (e.g., Aron, Robbins, & Poldrack, 2004; Fuster, 1999; Konishi et al.,
1999; Wyland, Kelley, Macrae, Gordon, & Heatherton, 2003) – possibly subserved by a
series of frontal-loops (Miller & Cohen, 2001) – with the orbitofrontal cortex (OFC)
found to be specifically involved in intentional inhibition, as measured with the ICIM
task (Schnider, Treyer, & Buck, 2000). This challenges more traditional
conceptualisations of the neural origins of positive and negative symptoms, with frontal
lobe dysfunction traditionally linked exclusively to negative symptoms, and positive
symptoms primarily linked to temporal lobe dysfunction (e.g., Mattson, Berk, & Lucas,
1997; Norman, Malla, Morrison-Stewart, et al., 1997; Wible et al., 2001; Wolkin et al.,
2003; Zemishlany, Alexander, Prohovnik, et al., 1996).
Critical Examination of Findings
There are additional possible interpretations of the findings reviewed in the
previous section that must be considered. For instance, Badcock and colleagues‟
propose that, in addition to an intentional inhibition deficit, impaired binding of
contextual information (e.g., temporal and spatial information) to memories contributes
to the production of AHs (Waters, Badcock, & Maybery, 2006). Since the intentional
inhibition (ICIM) task employed in Chapters 3, 5 and 6 required participants to inhibit
memory traces of pictures presented on previous runs, an alternative interpretation of
the findings may be that individuals who experience AHs make more FAs on the latter
runs due to difficulties accessing or monitoring temporal contextual information for the
stimuli (possibly due to deficits in contextual binding). Whilst the task does require
some degree of temporal monitoring, neuroimaging and electrophysiological studies
have shown that the underlying deficit in suppressing irrelevant memories can be
distinguished from deficits in source memory or temporal order. For example,
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performance on the inhibition runs of the ICIM task involves neural regions found to be
specifically involved in cognitive inhibition, such as the OFC (Aron et al., 2004; Dias,
Robbins, & Roberts, 1997; Schnider & Ptak, 1999; Schnider et al., 2000; Treyer, Buck,
& Schnider, 2003) which has also been linked to AHs (Silbersweig et al., 1995).
Furthermore, the neural regions involved in temporal monitoring are not activated
during performance, or related to FAs, on the inhibitory runs of the ICIM task (Cabeza
et al., 1997; Schnider et al., 2000). However, future studies investigating inhibitory
control in relation to AHs would benefit from using measures which minimise the
involvement of additional processes thought to contribute to the production of AHs,
such as context memory.
Kapur (2003; Kapur, Mizrahi, & Li, 2005) proposed that hallucinations are the
direct experience of dopamine-driven aberrantly salient cognitions, such as memory
traces (see the Dopamine Theories section of Chapter 1 for a more in-depth discussion).
Accordingly, it may be argued that the association between hallucinatory experiences
and increased FAs made on the inhibitory runs of the ICIM task is due to heightened
salience of memory traces of previously seen items, making the items more difficult to
inhibit and potentially influencing their perceived current relevance. Following Kapur‟s
proposal, one would expect that individuals with hallucinations would exhibit a
recognition advantage as well as an inhibition disadvantage since dopamine-driven
salience would affect all memory traces. The results from the three chapters employing
the ICIM task are inconsistent in their pattern of recognition (Hit) data: with some
evidence of a recognition advantage in hallucination predisposed participants on later
runs, though not the first run, of the ICIM task reported in Chapter 3; no evidence of a
recognition advantage in the hallucination predisposition study reported in Chapter 5;
and although not reported in Chapter 6, there were no significant positive correlations
between Hits and AHs severity in the schizophrenia study. In addition, if all memory
traces are aberrantly salient, an association between AHs and B-P task performance
could also be expected, since this task also requires the inhibition of previously relevant
– currently irrelevant – memory traces. No such association was found in either Chapter
4 or 6. Thus, the most plausible cause of difference in findings on the B-P task and the
ICIM task is the intentionality of the inhibitory processes involved, since this is the
primary feature distinguishing the two tasks. In sum, the findings from this thesis
provide limited support for an aberrant salience explanation of the inhibition results.
However, future research might aim to experimentally manipulate variation in memory
salience in order to examine the effect on inhibitory performance. It is also clear that
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many current cognitive models of AHs, including the Badcock et al. dual-deficit model,
do not adequately specify the mechanism(s) driving the activation of the intrusive
cognitions that become AHs. Recent biologically based studies suggest that such
activation arises from the spontaneous activation of auditory cortex (Hunter et al., 2006)
and/or dopaminergic modulation of spontaneous activation (Pihan, Gutbrod, Baas, &
Schnider, 2004). Whilst such endogenous activation of neural circuits may be critical to
the initial activation of intrusive cognitions, the current thesis highlights the possibility
that subsequent cognitive mechanisms may ironically increase the activation of
representations due to repeated efforts to suppress unwanted intrusive thoughts
(Baumeister, Vohs, & Tice, 2007; Wegner & Zanakos, 1994; see the Discussion section
of Chapter 4). Such effects may represent a cognitive “kindling” of specific memories,
possibly explaining the common repetition in content of AHs.
The three cognitive control tasks employed in this thesis were not identical in all
respects besides the type of cognitive control involved. However, it seems unlikely that
these differences could explain the selective association between intentional inhibition
(measured using the ICIM task) and hallucinatory experiences. For example, the tasks
differed in the modality of the to-be-inhibited stimuli. Namely, the ICIM task presents
pictures, while both of the other tasks present printed verbal information which
participants read aloud – words for the B-P task and sentences for the DI task. However,
the mode of stimulus presentation need not have a significant effect on one‟s ability to
exert cognitive control over the to-be-inhibited stimuli, since (1) the inhibition tasks do
not require the suppression of the external stimuli themselves, but rather the suppression
of the internal representation of the stimuli, the process of which is amodal (Anderson,
Qin, Jung, & Carter, 2007; Murray et al., 2004), (2) the literature shows that participants
often sub-vocalise pictorial stimuli on visual recognition tasks, introducing a verbal
component (e.g., Prinz, 1978; Whitehouse, Maybery, & Durkin, 2006), and (3)
theoretically, one may expect that cognitive control difficulties would be more
pronounced on auditory/verbal tasks, consistent with the modality of AHs. In sum, the
significant association between impaired performance on a non-verbal task of
intentional inhibition and AHs, strongly suggests that this deficit is not restricted to the
modality of the hallucinatory experience it underlies, namely audition. The cognitive
control tasks also differed with regard to the previous relevance of the to-be-ignored
stimuli: namely, the to-be-inhibited stimuli on both the ICIM and B-P task were
previously relevant, while the distractor items of the original DI task (the version used
in Chapter 4) were novel. To investigate whether this had any effect on participants‟
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ability to intentionally resist interference, the previous relevance of distractor items was
experimentally manipulated in Chapter 6, such that on half of the distractor trials the
distracting text was the target text in the previous trial, and on half the trials the
distracting text was novel. The study found no effects involving previous relevance,
eliminating this as a confounding variable.
As reviewed in Chapter 1, two of the most widely debated cognitive accounts of
AHs are the mental imagery and inner speech theories. The findings pertaining to the
ICIM task could not be easily explained by increased auditory mental imagery, since
this would also be expected to be associated with (1) difficulties on the B-P task as well
as the ICIM task, and (2) increased recognition facilitation in addition to increased
inhibition difficulties on the ICIM task (assuming auditory/verbal mental imagery in
this task arises from sub-vocalization of picture names). However, neither of these
outcomes predicted by the increased auditory mental imagery account was obtained.
Similarly, the reduced visual mental imagery account also has difficulties explaining the
findings, since one would expect reduced Hits on all runs of the ICIM task to be
associated with AHs, which was not found on any of the studies. Since participants have
been found to sub-vocalise the names of items on visual recognition tasks, the inner
speech explanation of AHs (and thus the ICIM task findings) can not necessarily be
eliminated on the basis that the ICIM task does not involve inner speech. As previously
asserted, we do not dispel the notion that AHs may be both misidentified memories and
inner speech/thoughts, however, we argue that the primary mechanism leading to their
intrusion into consciousness is failed intentional inhibition, rather than a failure of inner
speech monitoring mechanisms per se. Consistent with this, neuroimaging studies have
shown that AHs can occur in the absence of activation of the neural substrate involved
in inner speech, suggesting other cognitive contents (i.e. memories) and processes (i.e.
inhibition) must be involved in AH production (Stephane, Barton, & Boutros, 2001).
Strengths, Limitations and Implications for Future Research
The cognitive control tasks employed were selected on the basis that they have
been utilised as cognitive control measures in multiple research domains and – unlike
cognitive control measures such as the Stroop task and negative priming tasks (Berens
& Eling, 2003; Friedman & Miyake, 2004; MacLeod, 1991) – there has been minimal
debate over the key cognitive processes involved in the tasks (e.g., ICIM task: Schnider
& Ptak, 1999; Schnider et al., 2000; Schnider et al., 2002; Treyer et al., 2003; Waters et
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al., 2003; B-P task: Burns, 2004; Friedman & Miyake, 2004; Laming, 1992; Randolph
et al., 1992; DI task: Connelly et al., 1991; Hopko, Ashcraft, Gute, Ruggiero, & Lewis,
1998; Kipp, Pope, & Digby, 1998; Phillips & Lesperance, 2003). However, there was
limited information regarding the discriminant power of each of the cognitive control
tasks employed available, leaving open the possibility that one of the tasks may have
had greater discriminant power than the others. Confirmation of the findings reported in
this thesis through the comparision of cognitive controls tasks with known and
comparable discriminant power would be of merit.
There were some minor costs associated with the methodological choices made.
For instance, the version of the ICIM task employed in this thesis was a modified
version of the ICIM task used by Badcock and colleagues in their schizophrenia studies
(Badcock et al., 2005; Waters et al., 2003). This was because the original version was
found not to be sensitive enough to detect individual differences in inhibitory ability in
healthy (non-clinical) participants. Thus, so that modest effects could be detected in the
hallucination predisposition studies, we employed a modified version of the ICIM task
developed by Schnider and colleagues (2002) for use in a non-clinical sample (see the
Measures section of Chapter 3 for modification details). The same version of the task
was used in the schizophrenia study (Chapter 6) to permit discussion of the continuity
of cognitive difficulties across the AH continuum. However, the drawback of this
decision is that any differences in outcomes between the schizophrenia study reported in
Chapter 6 and the Waters et al. (2003) study are likely – though cannot be confirmed –
to have arisen due to the changes in the number of target repetitions, and thus target
salience (see the Discussion section of Chapter 6 for a more detailed discussion).
Another potential limitation was that the highest and lowest scoring participants
on the LSHS-R were selected for comparison in Chapters 3 – 5 in order to maximise the
difference in hallucination predisposition between our comparison groups, and thus
maximise any associated cognitive differences between the groups. Although this
approach is used throughout the LSHS-R literature, the limitation of this approach is
that the group which formed the comparison for the high LSHS-R group was also on an
„extreme‟ end of the normal LSHS-R distribution, and thus it is possible that this group
may have had superior intentional inhibition, in addition to the high LSHS-R group
having inferior intentional inhibition. However, it is unlikely that the group differences
on the ICIM task reported in Chapters 3 and 5 were due to atypical performance of the
low LSHR-R group, since the low LSHS-R groups mean FA and Hit rates were
comparable to those reported from a random undergraduate sample previously tested on
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this same version of the ICIM task (Schnider et al., 2002). Nevertheless, future studies
would benefit from the inclusion of a mid scoring LSHS-R group to eliminate this
possibility. Another minor drawback is that substabce use was not screened for in the
undergraduate studies (Chapters 3 – 5). Long-term substance use has been linked to
cognitive impairments (Yucel, Lubman, Solowij & Brewer, 2007) however, previous
research that has examined the LSHS-R and substance use reported that only 8% of
undergraduate students report any association between their substance use and
experiences rated on the LSHS-R (Laroi & Van Der Linden, 2005). Furthermore, one
would expect that if substance use was higher in the high LSHS-R group (compared to
the low LSHS-R group) in the current studies, and was having an negative impact on
cognitive ability one would expect to see impaired performance across all tasks in that
group – which was not the case.
The cognitive underpinnings of hallucinations in other modalities (such as
visual, tactile, olfactory and gustatory) warrant further research. Similarly, the role of
intentional inhibition in hallucinations experienced in other clinical populations (e.g.,
Alzheimer‟s disease) also merits further investigation. In addition, future schizophrenia
studies may benefit from including a measure of disorganised symptoms, since several
schizophrenia taxonomies have grouped disorganised symptoms into a third symptom
category (e.g., Peralta & Cuesta, 2001), and interestingly, disorganised symptoms have
been previously linked to difficulties with unintentional forms of cognitive control (e.g.,
Guillem et al., 2001).
Finally, the association reported in this thesis between AHs and inhibitory
control further supports the conceptualisation of AHs as a type of cognitive intrusion
(Morrison, 2005), since everyday cognitive intrusions are also thought to be a product
of impaired cognitive control (Friedman & Miyake, 2004). However, it is possible that
other forms of cognitive intrusions – such as flashbacks (experienced in posttraumatic-
stress disorder [PTSD]), obsessive thoughts and compulsions (experienced in obsessive-
compulsive disorder [OCD]) – may be due to failure of different forms of cognitive
control. While Badcock and colleagues showed intentional inhibition difficulties (using
the ICIM task) in OCD participants relative to healthy control participants, they noted
that the pattern of performance difficulties was qualitatively different to the pattern
found for hallucinating individuals with schizophrenia, implicating both unique and
shared underlying mechanisms (Badcock, Waters, & Maybery, 2007). Future studies
should examine the different components of cognitive control related to different types
of cognitive intrusions, in both the healthy population and in different clinical disorders
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characterised by cognitive intrusions, such as schizophrenia, OCD, PTSD, and
generalised anxiety disorder. This research may assist the development of more
effective and individually tailored therapeutic interventions.
Clinical Implications
The clinical implications of the findings pertaining to the first aim of the thesis
are patent. Interventions aimed at reducing the severity of hallucinatory-type
experiences of individuals with schizophrenia and healthy hallucination predisposed
individuals should target intentional forms of inhibitory control. Direct cognitive
remediation may appear to be the most obvious approach given the intentional nature of
the impairments, however, given the paradoxical increase in unwanted cognitive
intrusions associated with repeated attempts to suppress unwanted cognitions (Wegner
& Zanakos, 1994), such an approach may be unwise. An alternative option may be to
modify maladaptive cognitive coping strategies, which may be further impairing – or
relying heavily upon – intentional inhibitory ability, such as replacing suppression-
based coping strategies with more effective coping strategies for intrusive cognitions,
such as active acceptance (Farhall & Gehrke, 1997) or distraction (Morrison & Wells,
2000). Consistent with this proposal, treatment outcome studies have shown that the
effectiveness of socio-psychological interventions for AHs, such as cognitive-behaviour
therapy, is significantly increased by the inclusion of coping training (e.g., Jenner, van
de Willige, & Wiersma, 1998; Wiersma, Jenner, van de Willige, Spakman, & Nienhuis,
2001).
Intentional inhibition deficits have also been documented in other clinical
disorders characterised by intrusive cognitions, such as OCD (Badcock et al., 2007).
While the development of effective treatments for AHs is still in its infancy, several
different socio-psychological interventions targeting intrusive obsessions and
compulsions in OCD have been developed and found to be efficacious in reducing
intrusion severity and frequency, as well as associated distress and impairment
(Abramowitz, Brigidi, & Roche, 2001; O'Connor et al., 2005). Thus, socio-
psychological treatment programs for AHs may benefit from borrowing and adapting
intervention strategies utilised in the treatment of OCD symptoms.
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Summary
In summary, the findings pertaining to the first aim of this thesis implicate the
specific involvement of intentional inhibition in the development and/or maintenance of
hallucinatory-type experiences across the symptom continuum. Furthermore, the
findings suggest that this cognitive control impairment cannot be explained by the
presence of other schizophrenia related symptoms or anxiety. This impairment may be
responsible for the intrusion of auditory mental representations into ongoing
consciousness, contributing to the perceived intrusiveness and uncontrollability of AHs,
as hypothesized in Badcock and colleague‟s dual-deficit model of AHs (Badcock et al.,
2005).
The aggregated findings suggest that unintentional inhibition is unrelated to AHs
in hallucination predisposition and schizophrenia. In contrast, the findings reported in
this thesis suggest that difficulties with intentional resistance to interference may be
related to the predisposition to positive symptoms and schizophrenia more generally,
however, such difficulties are not uniquely related to the experience of AHs. Finally, the
current findings emphasise the importance of dissociating (or at least specifying) the
cognitive control processes in all studies examining „inhibition‟, since the findings from
this thesis further illustrate that inhibition is not a unitary construct.
ANXIETY AND HALLUCINATORY EXPERIENCES
Summary of Findings and Interpretation
The second aim of the current thesis was to examine the relationships between
negative affect (anxiety in particular), dissociable forms of cognitive control, and
hallucinatory experiences across the symptom continuum. Indeed, examining the
possibility that anxiety contributes to the production of AHs through its effects on
cognitive control has not previously been investigated, and represents a novel
contribution to the literature.
The second study presented in Chapter 2 examined the shared and unique
relationships of state anxiety, depression and stress with the three components of
hallucination predisposition. Anxiety was the only affective variable to consistently
relate to all three hallucination predisposition components, even when eliminating the
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shared variance accounted for by the other affective constructs. This finding
complements the previous literature on hallucination predisposition (Allen et al., 2005),
AH onset (Delespaul, deVries, & van Os, 2002; Tien & Eaton, 1992), and reality
distortion in schizophrenia (Norman, Malla, Cortese, & Diaz, 1998). This led to the
narrowing of focus to the role of anxiety in the onset of AHs in the remaining chapters
of the thesis. The findings of Chapter 2 led to the speculation that anxiety may
contribute to the intrusive nature of AHs. Consistent with this conjecture, anxiety has
been found to increase task-irrelevant intrusive cognitions, and what is more, most
anxiety disorders are characterised by different forms of cognitive intrusions, such as
flashbacks in PTSD, and obsessional thoughts and compulsions in OCD (American
Psychiatric Association, 2000; Freeston et al., 1994; Hackmann, Surawy, & Clark,
1998; Seibert & Ellis, 1991; Wegner & Zanakos, 1994). As previously noted, intrusive
cognitions, including AHs, have been found to be the product of failed cognitive
inhibition (Badcock et al., 2005; Friedman & Miyake, 2004; Kramer et al., 1994;
Schnider & Ptak, 1999; Waters et al., 2003). However, in contrast to the current thesis,
few, if any, studies have attempted to delineate the specific variety of cognitive control
adversely affected by anxiety or in different anxiety disordered populations. This
observation is important since anxiety may influence different forms of cognitive
control in different ways.
Consistent with Chapter 2, the studies presented in Chapters 3, 4, and 5 showed
significantly higher levels of anxiety in the high than the low hallucination predisposed
individuals, and although not reported in Chapters 3 or 4, anxiety was significantly
correlated with LSHS-R scores (r = .51, p < .05, N = 51). Similarly, the study presented
in Chapter 6 showed higher levels of anxiety in schizophrenia than control participants,
and moreover, showed that anxiety was significantly correlated with AH severity, but
not delusions or negative symptoms. These findings further highlight the specific
relationship between anxiety and AHs across the symptom continuum.
This thesis was specifically interested in the relationship between anxiety and
cognitive control in the production of AHs. Where effects involving LSHS-R group
differences were significant in the analysis of cognitive control tasks in Chapters 3 and
4, state anxiety was controlled for to examine whether these effects were mediated by
anxiety. The intentional inhibition difficulties exhibited by the high hallucination
predisposed participants in Chapter 3 remained significant when controlling for
variance in anxiety, suggesting that these intentional inhibition difficulties do exist
independently of anxiety. This finding was expected given that anxiety is not invariably
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present prior to the occurrence of AHs, though does not rule out the possibility that
anxiety may exacerbate existing intentional inhibition difficulties. In contrast, as
reported in Chapter 4, the link between poor intentional resistance to interference
(measured using the DI task) and hallucination predisposition did not remain significant
when controlling for anxiety, and follow-up regression analyses showed that anxiety
independently contributed to the prediction of intentional resistance to interference
ability, above the variance shared with sub-clinical positive symptoms. This finding is
consistent with previous studies which have shown problems gating concurrent
distracting information in highly anxious samples (e.g., found using the DI task; Hopko
et al., 1998).
Together, the findings presented in Chapters 3 and 4 linked hallucination
predisposition to specific difficulties with intentional inhibition, thus, Chapter 5 aimed
to examine the possible involvement of anxiety in this relationship. A music mood
induction procedure was employed to compare ICIM task performance immediately
following an anxious mood induction and following a neutral mood induction.
Although participants made more FAs on inhibitory runs on the anxious than the neutral
mood condition, this effect of mood was not significant, possibly due to the modest
magnitude and duration of the induced mood states (a common problem with mood
induction designs). In line with this interpretation, the study revealed a significant
relationship between intentional inhibition and trait anxiety. Interestingly most of the
previous studies that have linked anxiety to cognitive impairments have compared high
and low trait anxious participants, or clinically anxious and control participants (e.g.,
Amir, Coles, Brigidi, & Foa, 2001; Amir, Coles, & Foa, 2002; Badcock et al., 2007;
Enright & Beech, 1993; Hopko et al., 1998; Wood, Mathews, & Dalgleish, 2001). This
significant association allows the possibility that more severe or longer lasting changes
in anxiety may indeed exacerbate difficulties with intentional inhibition. Evidence of a
significant correlation between state anxiety and intentional inhibition across all
participants reported in Chapter 6 supports this conjecture. However, it is equally
possible that the relationship between trait anxiety and intentional inhibition (Chapter 5)
signifies a shared common cognitive vulnerability underlying anxious (pre)disposition
and hallucination predisposition: poor intentional inhibition. Importantly, this
relationship between trait anxiety and intentional inhibition was found to be largely
independent of hallucination predisposition. Thus, although individuals with high trait
anxiety are likely to be at a heightened risk of experiencing AHs if contextual memory
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difficulties are also present (Waters, Badcock, & Maybery, 2006), high trait anxiety
alone does not equate to hallucination predisposition.
Consistent with the findings reported in Chapters 4 and 5, the schizophrenia
study reported in Chapter 6 showed that anxiety was significantly correlated with both
intentional inhibition and intentional resistance to interference across the entire sample,
but not with unintentional inhibition. This pattern of associations is consistent with the
existing literature that has linked poor intentional – but not unintentional – cognitive
control to heightened anxiety (i.e., using the ICIM task: Badcock et al., 2007; using the
DI task: Hopko et al., 1998; using the B-P task: Heinrichs & Hofmann, 2004). Since
anxiety, intentional inhibition and AH severity were all found to significantly correlate
with one another, partial correlations were used to investigate the independence of these
relationships. Similar to the findings presented in Chapter 3, the results showed that in
the schizophrenia sample, the relationship between AH severity and intentional
inhibition remained significant when controlling for anxiety, suggesting that the
intentional inhibition deficits present in schizophrenia individuals who hallucinate
(Badcock et al., 2005) are not dependent on the presence of anxiety. Interestingly, the
correlation between AH severity and anxiety also remained significant when controlling
for intentional inhibition, suggesting that anxiety must contribute to the development of
AHs through other (i.e., additional) underlying cognitive processes, such as context
memory binding (Anderson & Shimamura, 2005; Sison & Mather, 2007; Steel, Fowler,
& Holmes, 2005; Waters, Badcock, & Maybery, 2006) or reasoning (Allen et al., 2005).
Future research should therefore examine the influence of anxiety on other cognitive
processes linked to AHs.
Critical Examination of Findings
Neural network (or “connectionist”) models have often been used to explain the
intrusive cognitive symptoms characteristic of anxiety disorders (e.g., Stein &
Hollander, 1994; Stein & Ludik, 2000; Tryon, 1998). These models are similar to
Kapur‟s notion of aberrant salience; they posit that biological processes, such as the
dysregulation of the neurotransmitters dopamine and serotonin, can lead to the
spontaneous spread of activation of mood-congruent internal representations (i.e.,
memories and self-schemas), resulting in cognitive intrusions (Stein & Ludik, 2000;
Tryon, 1998). Semantic network models specifically propose that emotion will activate
– or maintain activation of – internal representations consistent with the emotion that
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has triggered it (Tryon, 1998). These accounts have been used to explain the link
between anxiety and selective attention to, and difficulty inhibiting, threat-related
stimuli (Matthews & Harley, 1996; Stein & Ludik, 2000). However, similar lines of
reasoning do not sufficiently explain the relationship between anxiety and intentional
control reported in this thesis, since the to-be-inhibited stimuli were neutral in both
tasks. Likewise, many previous studies have reported general (not threat specific)
cognitive difficulties in anxiety disordered samples (e.g., Amir et al., 2002; Amir, Foa,
& Coles, 1998; Hopko et al., 1998; Wood et al., 2001), such as the intentional inhibition
deficits in OCD reported by Badcock and colleagues (2007) using the ICIM task.
Furthermore, while we do not dispute that anxiety can automatically trigger the
activation of emotion-congruent internal representations, we argue that anxiety must
also interfere with intentional inhibition ability, since sufficient inhibitory ability should
prevent these automatically activated internal representations from intruding into
consciousness.
An alternative interpretation of the findings presented in this thesis is that
anxiety leads to a reduction in cognitive resources. As the name suggests, „limited
resource‟ theories of anxiety propose that many of the cognitive anomalies associated
with anxiety can be attributed to a reduction in the cognitive resources available during
a state of heightened anxiety. Evidence for these theories stem from the findings that
differences in the cognitive performance of high and low anxious individuals often
(though not always) become evident once a second concurrent operation is introduced to
a task (Eysenck, 1992; Wood et al., 2001). This theory emerged as an explanation of the
well documented selective attention to threat-related information associated with
anxiety. However, other theorists have hypothesised that this selective attention occurs
because of an anxiety-induced difficulty with the inhibition of cognitive processes and
contents that are goal irrelevant, especially if the distracting information is consistent
with current concerns (Fox, 1994). If the anxiety findings reported in this thesis were
due to limited cognitive resources compromising task performance, a significant
negative correlation between anxiety and recognition (Hits) on the ICIM task would
have been expected, since the impairing effects of scant availability of resources is
unlikely to be selective as to which process it impairs. Consistent with the impaired
inhibition account, the correlations between anxiety and recognition on the ICIM task
(in all relevant chapters) were not significant.
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Strengths, Limitations and Implications for Future Research
Anxiety has been found to rise immediately prior to the onset of hallucinatory
episodes, implicating the involvement of state anxiety in the onset of AHs (Delespaul et
al., 2002). While it was hypothesised that anxiety may contribute to the development of
AHs through its influence on cognitive control, previous empirical studies linking
anxiety to poor inhibition however, have predominantly studied clinically anxious or
high trait anxious individuals. Thus, it remained unclear from the previous research
whether these cognitive control impairments are caused by fluctuations in anxiety, or
are instead an underlying cause of anxiety. Thus, one of the additional aims, and a key
strength of this thesis was to examine the relationship between state anxiety and
different forms of cognitive control in non-clinically anxious individuals. However, the
drawback of this approach was that within group variance and intensity of state anxiety
(including in the mood induction study) may not have been sufficient to capture the
effects (if any) of state anxiety on cognitive control.
As is the case with all domains of psychology, the direction of causation of
effects cannot be determined through the use of traditional correlational or between-
group designs, unless the independent variable is experimentally manipulated.
Experimental manipulation of state anxiety in the study of cognitive control processes
linked to AH has not been reported in the literature. To overcome this limitation, a
mood induction procedure was utilised in Chapter 5 to examine the direct effects of
induced anxiety on intentional inhibition performance – the method of which has been
effectively employed in other sub-fields of the anxiety and cognition literature (e.g.,
Gray, 2001; Shackman et al., 2006; Shapiro & Lim, 1989). However, a common
limitation of these procedures is that the degree of mood change elicited may not be
large, thus making it difficult to detect modest effects. Consistent with this, the size and
duration of the induced mood states in Chapter 5 were limited, leaving open the
possibility that state anxiety impairs intentional inhibition, especially given the (non-
significant) pattern of mood effects on inhibitory ability reported in Chapter 5, and the
significant correlation between state anxiety and intentional inhibition reported in
Chapter 6. Further research is required to tease apart these effects, which may be
possible if shorter cognitive control tasks are employed when using a mood induction
design, to ensure the mood induction effects outlive the duration of the task. Treatment
studies can also provide insight into the direction of causation, since one would expect
that if anxiety is causing the cognitive control impairments found in clinically anxious
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individuals, successful treatment (reduction) of anxiety would also lead to an
improvement in cognitive control ability.
Since state anxiety was chosen as the primary affective construct under
investigation in this thesis, trait anxiety was not measured in all chapters of the thesis.
Trait anxiety was measured in the mood induction study because interactions between
trait and state measures of anxiety have been reported previously in the mood induction
literature (e.g., Broadbent & Broadbent, 1988).2 Due to unforeseeable circumstances,
the testing phases of the experiments reported in Chapter 5 and 6 overlapped, and thus,
consistent with earlier chapters, only a measure of state anxiety was included in the
schizophrenia study presented in Chapter 6. However, given the association between
trait anxiety and intentional inhibition reported in Chapter 5, follow-up studies might
usefully investigate trait anxiety in a schizophrenia sample.
It is essential that further research be conducted into the numerous roles that
negative affective states, in particular anxiety and depression, play in an hallucinatory
event. Negative affect has been implicated as a trigger, a maintenance mechanism, a
determinant of content, and a by-product of AHs (Freeman & Garety, 2003). As
reviewed in Chapter 1, our overall understanding of the multifaceted and reciprocal
relationship between negative affect and AHs is still largely immature, particularly with
regard to the onset and maintenance of AHs, which has the greatest implications for
treatment and prevention. Whilst our investigations have focused exclusively on the
involvement of anxiety (subsequent to Chapter 2), previous studies have linked
depression most closely to the transition into psychosis in healthy individuals who
already experience AHs (Krabbendam, Myin-Germeys, Bak, & van Os, 2005;
Krabbendam, Myin-Germeys, Hanssen et al., 2005; Krabbendam & van Os, 2005).
While not investigated in the current thesis, further research regarding the involvement
of depression in psychosis transition is critically important, and will undoubtedly
provide further important clinical implications regarding the prevention and treatment of
psychosis, especially for healthy individuals already experiencing AHs. Finally, the
findings from this thesis also suggest that anxiety must have additional influences on the
production of AHs other than through its effects on cognitive control. Thus, a fertile
avenue for further research will be the involvement of anxiety in the initial activation of
intrusive cognitions (as hypothesised by Nayani & David, 1996), as well as its possible
2 Although not reported on in the manuscript presented in Chapter 5, there were no significant
interactions involving trait anxiety in the Efficacy of Mood Induction Procedure analyses or in
the Effects of Anxiety on ICIM Task Performance analyses.
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influence on the cognitive processes leading to source misattribution, such as in context
memory binding (Steel et al., 2005; Waters, Badcock, & Maybery, 2006).
Clinical Implications
The pattern of findings involving anxiety obtained from this thesis has important
clinical implications which should not be overlooked. Although relationships were
found between anxiety, intentional inhibition, and AHs in schizophrenia and
hallucination predisposition, these relationships were independent of one another. Thus,
while anxiety may exacerbate existing intentional inhibition deficits in individuals who
experience AHs, anxiety must be influencing additional processes involved in the onset
of AHs. Thus, treatment programs targeting AHs are likely to be most effective if both
anxiety management and inhibition remediation strategies are included. Consistent with
this view, there is some evidence to suggest that the combination of cognitive
remediation and socio-psychological therapies addressing affective disturbance is more
effective at treating the symptoms of schizophrenia than either strategy alone (Penades
et al., 2006).
Summary
In summary, the findings pertaining to the second aim of this thesis confirm the
well documented association between anxiety and hallucinatory experiences across the
symptom continuum, as well as the association between anxiety and intentional forms
of cognitive control. However, the findings suggest that the intentional inhibition
difficulties present in individuals who experience AHs are not reliant on (i.e., mediated
by) the presence of anxiety, although anxiety may serve to further exacerbate intentional
cognitive control difficulties, and thus, contribute to the maintenance of AHs. Finally,
the results also suggest that anxiety must contribute to the production of AHs through
mechanisms other than intentional inhibition. This latter finding emphasises the need
for further research into the involvement of anxiety in AH production, and also
highlights the importance of treating anxiety in addition to the remediation of
intentional inhibitory impairments in treatment programs targeting AHs.
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THE HALLUCINATION CONTINUUM
Summary of Findings and Interpretation
A continuum approach to AHs predicts that similar, though possibly less severe,
cognitive and affective anomalies underlying AHs in schizophrenia will be found in
healthy individuals predisposed to experiencing AHs. The third aim of the current thesis
was to test the continuum hypothesis with regard to the cognitive and affective variables
under investigation. This section will discuss the similarities and differences in the
results obtained in this thesis from healthy young adults predisposed to hallucinations
(Chapters 2, 3, 4 and 5) and schizophrenia individuals with hallucinations (Chapter 6) 3,
while also incorporating previous findings reported in the research literature.
There were striking similarities between hallucination predisposition (as
measured using the LSHS-R) and the experience of AHs in schizophrenia. The factor
structure of the LSHS-R in healthy individuals (reported in Chapter 2) was similar to
that previously obtained from hallucinating and non-hallucinating individuals with
schizophrenia (Serper, Dill, Chang, Kot, & Elliot, 2005), and appeared to parallel two of
the key defining features of AHs in schizophrenia, namely, intrusiveness and external
source attribution (Slade & Bentall, 1988). Finally, both in Chapter 2 and in previous
schizophrenia studies, religiously themed AHs have been linked to lower levels of
associated affective distress than most non-religious AHs (Davies, Griffin, & Vice,
2001; Peters, Day, McKenna, & Orbach, 1999). These findings are consistent with the
continuum approach to AHs since the characteristic features of the experience appear to
be similar in both patients and non-patients.
Of central importance, hallucination predisposition and AH severity in
schizophrenia were both specifically linked to impaired intentional inhibition (ICIM
task: Chapters 3, 5 and 6), but not uniquely related to intentional resistance to
interference (DI task) or unintentional inhibition (B-P task) (Chapters 4 and 6). In both
samples, these documented intentional inhibition difficulties were not related to
delusions or negative symptoms (Chapters 3 and 6). All chapters documented high
levels of anxiety associated with hallucinatory-type experiences, and in individuals
predisposed to hallucinations this association was stronger and more consistent for
3 It should be noted that the type of data analyses performed to inspect the data in the
hallucination predisposition and schizophrenia samples was not identical.
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anxiety than either depression or stress (Chapter 2), which is consistent with the
previous schizophrenia literature (Delespaul et al., 2002; Norman et al., 1998; Tien &
Eaton, 1992). Finally, despite significant relationships between anxiety and intentional
inhibition (reported in both Chapters 5 and 6), the relationship between intentional
inhibition and hallucination predisposition (Chapter 3) and AH severity in
schizophrenia (Chapter 6) remained significant when controlling for anxiety, showing
that, across the symptom continuum, the intentional inhibition difficulties that underlie
AHs are independent of anxiety.
The one major difference between the hallucination predisposition and
schizophrenia studies in this thesis of note, was that intentional resistance to
interference (as measured by the DI task) was related to sub-clinical positive symptoms
(namely, hallucinatory experiences and delusional beliefs) in healthy individuals
(Chapter 4), but was unrelated to either AH severity or delusions in individual with
schizophrenia (Chapter 6). It is possible, therefore, that there is a discrepancy between
some (but not all) of the cognitive processes leading to clinical and sub-clinical positive
symptoms. However, there are two other possible explanations for this incongruity.
Firstly, changes to the semantic relatedness of DI task stimuli (see Chapter 6,
Discussion) may have inadvertently lowered the task difficulty in the schizophrenia
study. Thus, poor resistance to interference may be related to the positive symptoms of
schizophrenia, but only when goal-relevant and goal-irrelevant information are related.
Secondly, it is possible that the found association between DI task performance and
sub-clinical positive symptoms in healthy individuals actually reflects a vulnerability to
schizophrenia more generally (i.e. schizotypy). This proposal is consistent with the
findings reported in Chapter 6, since schizophrenia participants (overall) performed
more poorly than control participants on the DI task interference indices. In further
support of this interpretation, additional correlational analyses revealed a significant
association between DI intrusions and all three sub-clinical symptom measures
administered in Chapter 4, including introvertive anhedonia (r = .36, p < .05, N = 48;
LSHS-R: r = .29, p < .05, N = 49; Peter‟s delusion inventory: r = .35, p < .05, N = 49).4
4 The relationship between the cognitive control measures and introvertive anhedonia were not
investigated in either Chapter 3 or 4, since the high and low LSHS-R groups did not differ
significantly on this measure. As a side point, the introvertive anhedonia scale did not correlate
significantly with any of the inhibition indices on either the ICIM or the B-P task.
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200
Critical Examination of Findings
As with all studies based on psychometric identification of individuals
considered to be at heightened risk for a symptom or disorder, it is necessary to consider
exactly what high scorers are at risk of. Specifically, it could be argued that the high
hallucination predisposed participants tested in Chapters 3, 4 and 5 may have been
predisposed to schizophrenia more generally (i.e., high schizotypy), rather than
hallucinations more specifically. If this were the case, the findings reported in these
studies may signify cognitive and affective vulnerability markers for schizophrenia
more generally, rather than hallucination predisposition per se, since a between-group
data analysis design was adopted, rather than examining symptom correlations.
Although there is some overlap between hallucination predisposition and schizotypy
(and indeed, using additional follow-up analyses we argued that this overlap may have
been responsible for the group effects on the DI task reported in Chapter 4), there are
several important points which refute this alternative conjecture with regard to the
intentional inhibition findings. Firstly, as reported in Chapters 3, 4 and 5, there was no
significant difference between the high and low LSHS-R groups on the measure of
introvertive anhedonia, which would be expected if this group as a whole were
vulnerable to schizophrenia (Mason & Claridge, 2006; Yung & McGorry, 1996).
Secondly, although the high LSHS-R participants had higher delusion ratings than the
low LSHS-R participants, this was expected, since AHs and delusions are found to co-
occur even in healthy individuals without psychosis (van Os, Hanssen, Bijl, & Ravelli,
2000). Thirdly, and most importantly, the LSHS-R group differences on the ICIM task
remained significant when controlling for delusional ideation, highlighting the
specificity of intentional inhibition difficulties linked to hallucination predisposition,
consistent with the schizophrenia study findings (Chapter 6).
Strengths, Limitations and Implications for Future Research
Until recently, the empirical examination of AHs has almost exclusively been
conducted in schizophrenia samples. The finding that similar affective and cognitive
disturbances are associated with hallucinatory experiences in the general population as
are found in schizophrenia, suggests that these disturbances found in schizophrenia may
not [only] be the product of the clinical symptoms themselves (i.e. distress caused by
AHs), or features associated with schizophrenia (i.e. inhibition deficits due to general
Chapter 7
201
cognitive decline), since many individuals identified through the LSHS-R as being
predisposed to hallucinations are not experiencing full-blown psychotic symptoms. This
implies that these cognitive and affective disturbances are directly involved in the
development of hallucinatory-type experiences. Likewise, support for the continuum
approach to AHs is extremely valuable, since it further validates the study of psychosis
at the symptom level, which is especially important in schizophrenia because of the
heterogeneity of its genotypic and phenotypic presentation, and the consequent ongoing
debate over diagnostic criteria and sub-grouping (Harris, Gordon, Bahramali, & Slewa-
Younan, 1999; Keefe & Fenton, 2007; Liddle, 1987; Peralta & Cuesta, 2001).
Furthermore, studying AHs in a healthy population overcomes the ethical and
methodological issues of over-testing clinical samples, and also avoids the confounding
variables often associated with testing a schizophrenia sample, such as the influence of
other symptoms, global cognitive decline, and the effects of medication and
institutionalisation.
Clearly the findings reported in the hallucination predisposition studies
(Chapters 2, 3, 4 and 5) were based on undergraduate psychology student samples, and
thus may not be representative of the healthy population at large, since undergraduate
samples typically have a higher mean IQ (or „cognitive reserve‟) than the general
population, as well as a more restricted range of ages, socio-demographic
characteristics, and educational experiences. However, this is not a major limitation for
several reasons. Firstly, one would expect, if anything, that cognitive disturbances
associated with hallucination predisposition would be reduced in a student sample
compared to a general population sample, given their higher than average IQ or
„cognitive reserve‟ that may protect them from cognitive disturbances. Secondly, it is
important to note that studies have reported similar occurrence rates of hallucinations in
student populations as in the general population (Barrett & Etheridge, 1992; Johns,
Nazroo, Bebbington, & Kuipers, 1998). To overcome this limitation, future research
should examine the relationships between hallucination predisposition, anxiety and
inhibitory control in the general population to ensure the representation validity of these
findings. In addition, the different statistical analyses employed in each of the studies
limited our ability to make direct comparisons across studies. The statistical approach
adopted in each study was chosen to address the specific aim of that study and to fit
with, or to replicate (in instance of the schizophrenia study; Waters et al., 2003), the
existing literature. Finally, the range of experimental measures selected for analysis
varied occasionally across each of the studies, again limiting some comparisons. For
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202
example, reaction times on the ICIM task were not reported in the schizophrenia study
(Chapter 6). The reason for this decision was that speed of cognitive processing and
motor response speed impairments have been well documented in schizophrenia,
making reaction time a less sensitive measure of inhibitory control (e.g., Badcock,
Williams, Anderson, & Jablensky, 2004; Gale & Holzman, 2000). In contrast, reaction
times have been found to be particularly sensitive measures of inhibitory control on the
ICIM task in healthy participants (Schnider et al., 2002), and thus were included in the
predisposition studies (Chapters 3 and 5).
The methodological obstacles faced in the experiments presented in this thesis
provide promising avenues for future research. The ability to generalise the findings to
hallucinatory experiences occurring in modalities other than the auditory modality
warrants further research. The LSHS-R was used to measure hallucination
predisposition in Chapters 2 to 5 to ensure consistency with the existing hallucination
predisposition research literature. However, the LSHS-R includes items that describe
visual hallucinatory-type experiences, and thus is not strictly a measure of
predisposition to AHs (although it should be noted that of the 12 items, only one is
visual and one does not specify a modality). Conversely, the measure of hallucinations
in the schizophrenia study was restricted to AHs, since AHs are by far the most
common type of hallucination, and consequently, severity measures of hallucinations
are largely restricted to auditory experiences (e.g., Haddock, McCarron, Tarrier, &
Faragher, 1999). However, it is possible that similar cognitive and affective
mechanisms may underlie both forms of hallucinations, since auditory and visual items
on the LSHS-R scale did not group into separate components in the factor analysis
reported in Chapter 2, and furthermore, the risk of experiencing visual hallucinations is
increased in individuals who experience AHs in both schizophrenia and the general
population (Johns et al., 2004; Liddle, 1987; Ohayon, 2000). Consistent with this,
Badcock and Maybery (2005) have mapped the Badcock et al. dual-deficit model of
AHs onto a recent dual-deficit model of visual hallucinations proposed by Collerton and
colleagues (Collerton, Perry, & McKeith, 2005). Finally, in this thesis, the separable
relationships between the different hallucination predisposition components (i.e., those
identified in Chapter 2) and the cognitive variables under investigation were not
examined, since this thesis aimed to investigate the cognitive difficulties thought to
underpin the „intrusive‟ feature of hallucinatory-type experiences, which all three
LSHS-R components shared. Similarly, anxiety was found to relate to all three LSHS-R
components, making this style of investigation unnecessary. However, future studies
Chapter 7
203
may wish to separate the LSHS-R components in the investigation and analysis of the
cognitive deficits thought to underlie the source misattribution feature of AHs (Laroi &
Woodward, 2007), such as deficits in contextual memory binding.
Clinical Implications
The collective finding that similar cognitive and affective processes underlie
hallucinatory experiences in healthy hallucination predisposed individuals and
individuals with schizophrenia suggests that treatment programs targeting hallucinatory
experiences need not include diagnostic label in the inclusion criteria. Already,
worldwide organisations, such as the Hearing Voices Network (also known as
Intervoice), sponsor therapeutic group programs that are attended by both individuals
with and without a psychotic illness (James, 2001; Romme & Escher, 2000). This
organisation strongly advocates for this within-group diversity to reduce stigma and to
promote a sharing of coping skills and advice between people who have and have not
yet learnt to cope with their „voices‟. In addition, the previously suggested treatment
combination (namely, anxiety management and treatments targeting intentional
inhibition) may be particularly useful in the prevention of psychosis onset in ultra high-
risk individuals, since these individuals often exhibit affective disturbance and isolated
symptoms, such as AHs (Mason et al., 2004). However, further research is required to
investigate whether untra high-risk individuals are characterised by similar cognitive
and affective dysfunctions, as the continuum model predicts.
Summary
Together the current findings support the continuum approach to AHs, and
suggest that there are both shared and unique mechanisms contributing to the experience
of hallucinations at different points along the AH continuum. The findings from the
studies presented in this thesis generally show more similarities than differences
between the pattern of associated cognitive and affective difficulties in healthy
hallucination predisposed individuals and hallucinating individuals with schizophrenia.
Specifically, the findings suggest that hallucinatory experiences across the continuum
are critically related to intentional inhibitory impairments (which are unrelated to other
schizophrenia-related symptoms) and heightened levels of anxiety (more so than
depression or stress). The intentional inhibition difficulties found to underpin
Chapter 7
204
hallucinatory experiences were found to occur independently from anxiety across the
symptom continuum. However, the findings confirmed the previously documented
association between anxiety and poor intentional cognitive control, suggesting that
anxiety may exacerbate existing intentional inhibition difficulties in hallucinating
individuals across the continuum.
FINAL COMMENTS
Badcock and colleague‟s cognitive model of AHs began with the proposition
that at least two cognitive deficits are integral to the production of AHs in
schizophrenia: an intentional cognitive inhibition deficit, hypothesised to contribute to
the unintended and intrusive nature of AHs, and a contextual memory binding deficit,
hypothesised to contribute to the source misattribution aspect of AHs (Badcock &
Maybery, 2005; Badcock et al., 2007; Badcock et al., 2005; Waters, Badcock, &
Maybery, 2006; Waters et al., 2003; Waters, Badcock, Michie et al., 2006). The
findings reported in this thesis compliment and extend this model, highlighting a third
component connected to the experience of AHs: anxiety. Undoubtedly this model will
continue to evolve, with future research likely to expose additional processes involved
in the production of AHs, such as the mechanisms leading to the initial activation of the
cognitions prior to their intrusion into consciousness.
Importantly, the findings reported in this thesis have shed light on the cognitive
and affective underpinnings of AHs. However, clarification is undoubtedly required
concerning the ways in which the profile of deficits advocated by the Badcock et al.
model maps from the cognitive level onto the neural level in individuals who experience
AHs. Ultimately, to achieve a full understanding of how these multiple
deficits/dysfunctions might emerge and interact during the development of AHs, the
amalgamation of unique insights gained from different methodological approaches (e.g.,
cross-sectional and longitudinal designs) will be required, as well as the integration of
information at the levels of genetics, neurobiology, cognition and behaviour.
To conclude, it is clear that understanding the mechanisms involved in the
production and maintenance of AHs is one of the most important challenges facing
schizophrenia researchers, since the experience of AHs is often frightening and
disabling, and is associated with a need for care (Bak et al., 2005). The burden of these
emotional and financial consequences of AHs to the individual, their families, and the
community at large is tremendous. While it is acknowledged that a multidimensional
Chapter 7
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understanding of AHs is only just emerging from its infancy, it is hoped that the
concepts and findings presented in this thesis have not only offered further insights into
the underpinnings of AHs, but provided a solid base upon which future research – and
ultimately, clinical interventions – can build.
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216
Appendices
217
APPENDICES
Appendices
218
APPENDIX A
Words Used in the Brown-Peterson Variant Task (Chapter 4 and 6)
Note. Categories and items taken from Battig, W. F., & Montague, W. E. (1969).
Category norms for verbal items in 56 categories: A replication and extension of the
Connecticut Category Norms. Journal of Experimental Psychology Monograph, 80, 1-
46. a The categories included in Chapter 6 (all five categories were used in Chapter 4).
A four-footed animal a
List 1 List 2 List 3
lion elephant tiger
sheep bear mouse
goat giraffe deer
squirrel rabbit leopard
donkey fox bull
buffalo moose antelope
camel lamb monkey
panther raccoon llama
rat zebra wolf
beaver rhinoceros mule
Mean Frequency (SD) 69.80 (62.75) 66.80 (51.92) 67.00 (57.42)
Mean Letters (SD) 5.50 (1.58) 5.90 (2.13) 5.20 (1.40)
Appendices
219
A name applied to a person to indicate his occupation or profession a
List 1 List 2 List 3
doctor lawyer teacher
plumber engineer dentist
policeman salesman professor
merchant scientist nurse
banker labourer accountant
physicist chemist clerk
fireman executive farmer
mechanic judge manager
architect pharmacist secretary
president minister bricklayer
Mean Frequency (SD) 56.1 (107.72) 58.70 (79.42) 55.40 (48.04)
Mean Letters (SD) 7.70 (1.25) 6.80 (1.49) 7.50 (1.9)
A fruit a
List 1 List 2 List 3
banana peach grape
apricot grapefruit plum
pineapple tomato lime
strawberry prunes watermelon
blueberry cantaloupe raspberry
mango fig avocado
raisin coconut nectarine
melon berry kumquat
lemon cherry tangerine
date blackberry papaya
Mean Frequency (SD) 75.00 (85.89) 77.10 (86.19) 71.50 (80.43)
Mean Letters (SD) 6.50 (1.90) 6.80 (2.44) 7.00 (2.21)
Appendices
220
A type of vehicle
List 1 List 2 List 3
train bus airplane
bicycle boat scooter
ship tricycle bike
tractor taxi cart
trailer jet jeep
cab skates helicopter
subway motorbike tank
carriage horse rocket
sled truck wagon
automobile van trolley
Mean Frequency (SD) 65.20 (86.23) 82.80 (103.62) 68.10 (81.40)
Mean Letters (SD) 6.00 (2.05) 5.00 (2.11) 5.90 (2.08)
A sport
List 1 List 2 List 3
golf swimming tennis
hockey soccer track
lacrosse skiing archery
volleyball ping-pong softball
fencing boxing handball
fishing rugby hunting
polo gymnastics racing
sailing squash diving
bowling boating wrestling
surfing pool skating
Mean Frequency (SD) 68.40 (51.15) 62.40 (87.44) 70.40 (96.60)
Mean Letters (SD) 6.70 (1.77) 6.60 (1.71) 6.90 (1.20)
Appendices
221
APPENDIX B
Stories and Comprehension Questions Used in the Directed Ignoring Task (Chapter 4)
Note. * = correct response; # = foil error (distractor intrusion)
Practice trial 1 (no distractors)
Target Passage
The Bank
Derek went to the bank early in the morning to avoid a queue. He wanted to open a new
account to save money. Even though it was early in the morning, there were already
several other people there waiting in line. Derek waited for twenty minutes before
being served. He wanted to open a savings account, and had to fill out several forms
before queuing in another line. The pen leaked, and Derek ended up with ink all over
his hands. By this time, it was shortly after noon. Derek spent another half an hour
waiting in line before being served again. When he finally opened the account, it was
already early in the afternoon. Derek decided to take the rest of the day off.
Comprehension Questions
1. Derek went to the bank to…
a. apply for a loan c. obtain a cheque book
b. open a savings account * d. change his personal details
2. When Derek got to the bank…
a. other people were already waiting in line * c. he ran into his friend
b. he was the first one there d. he was all hot and bothered
3. After the bank, Derek decided to…
a. go back to work c. eat breakfast
b. go back to university d. take the rest of the day off *
4. When did Derek go to the bank?
a. In the afternoon c. Early in the morning *
b. On Tuesday d. On Friday
Appendices
222
Practice trial 2 – with Distractors
Target Passage
The New Baby
Fred Wilson and his friend Ivan Southmore walked quickly down the white walkways
of the hospital. Fred was excited to be there that day. His enthusiasm was
understandable since this was the birth of his first child and he wanted to show his new
daughter off to his friend. As they arrived at the nursery window Fred gave his friend a
nudge and pointed to a small bundle right near the window. Fred pressed his face right
up against the glass and began to fog it up. “Isn‟t she absolutely beautiful?” Fred said to
his pal, “She‟s got her Daddy‟s brown eyes.” Ivan agreed and after about half an hour
of staring they decided to go and see the newborn‟s mother and share her joy.
Distractors
Frequency Letters
cousin 51 6
nurse 17 5
corridor 17 8
features 37 8
30.5 6.75
Appendices
223
Example of Target Passage with Distractors
The New Baby
Fred Wilson and his nurse cousin friend Ivan Southmore walked quickly down corridor
features the white walkways cousin features of the hospital. Fred was nurse corridor
excited to be there cousin nurse cousin that day. His enthusiasm was features nurse
understandable since this features corridor was the birth of his first cousin corridor
child and he wanted to nurse features show his new daughter off to corridor cousin his
friend. As they arrived at the corridor nurse nursery window cousin corridor Fred gave
his nurse features friend a corridor nudge and pointed to features cousin a small bundle
cousin right near the corridor nurse window. Fred pressed his cousin features face right
up against the nurse corridor glass and began to cousin features fog it up. "Isn't
features nurse she absolutely beautiful cousin?" Fred said to his nurse corridor pal,
"She's got cousin corridor her Daddy's features brown eyes." Ivan agreed and nurse
features after about half an corridor cousin hour of staring nurse they decided to go
corridor features and see the cousin newborn's nurse features mother and corridor share
her features nurse joy.
Comprehension Questions
1. Fred arrived at the hospital with…
a. the ambulance c. his friend *
b. his family d. his cousin #
2. Fred walked down the hospital…
a. walkways # c. corridors *
b. sadly d. passages
3. When they arrived at the nursery window, Fred…
a. smiled at the baby c. pointed to a small bundle *
b. felt embarrassed d. saw the nurse #
4. The baby had her Daddy‟s…
a. nose c. ears
b. features # d. eyes *
Appendices
224
Test trials (each story was presented in the distractor/control condition 50% of the time)
Target Passage
Going Walking
Jeremy lived near a eucalyptus forest. One crisp morning, he decided to take a walk in
the forest. It would be a nice short trip for that day. He packed a small bag with his
lunch and his thermos that was filled with black coffee, and set off. He loved the local
flora and fauna, and would often spend hours admiring them. As he walked through the
forest, the smell of the eucalyptus trees filled the air, and he could hear the crickets in
the distance. After a few hours, Jeremy stopped to have lunch. As he rested on the
ground, he poured coffee from his thermos. Jeremy felt instantly refreshed after sipping
his coffee. Following lunch, he continued on his tour of the forest.
Distractors
Frequency Letters
birds 31 5
tea 28 3
bush 14 4
lake 54 4
31.75 4
Comprehension Questions
1. Where did Jeremy decide to walk?
a. In a swamp c. In the bush #
b. In the park d. In the eucalyptus forest *
2. Jeremy filled his thermos with…
a. coffee * c. tea #
b. soup d. hot chocolate
3. What could he hear in the distance?
a. Frogs c. Lions
b. Crickets * d. Birds #
4. Where did he have lunch?
a. Under a pine tree c. By the lake #
b. On the ground * d. Next to the river
Appendices
225
Target Passage
The Art Gallery
Bertha McKee brushed off the droplets of water that had fallen on her as she walked
through the sprinklers to get to the art gallery. She worked there as a volunteer at the
information booth. She took her seat at the information booth and waited for the days
art viewers to arrive. Bertha loved art, and this job allowed her to see all of the different
types of art. She picked up a box of pamphlets that told of upcoming displays. When
she looked through one of the pamphlets, she became very excited. The Mona Lisa was
soon to arrive, and „Sunflowers‟, by Vincent Van Gogh, was also arriving in a few
months. Bertha could not wait for the exhibits to show at the gallery.
Distractors
Frequency Letters
museum 32 6
sculpture 11 9
paint 37 5
talent 40 6
30 6.5
Comprehension Questions
1. Bertha McKee…
a. worked at the museum # c. was looking for work
b. wasn‟t able to work d. worked at the art gallery *
2. Bertha had just walked through…
a. sprinklers * c. mud
b. a construction site d. paint #
3. When it came to art, Bertha…
a. had talent # c. preferred Rembrandt
b. loved different types of art * d. liked Monet
4. What did Bertha read about in the pamphlet?
a. Job vacancies c. Upcoming displays *
b. A sculpture exhibition # d. Art history
Appendices
226
Target Passage
The Basketball Match
Glen Taylor got two tickets to the basketball match. He took along his cousin Andrew,
who was a big fan of basketball. It was the first time that Glen had been to a match,
and he wondered how different it would be to watching it on television. When Glen
and Andrew arrived at the stadium, they found their seats. They were near the front,
and close enough to get a good look at the players on the team. The atmosphere in the
stadium was electric, as everyone cheered excitedly for the team. Glen and Andrew
joined in the cheering when their team made the shot. It was even more fantastic than
Glen had imagined, and it was far better than watching the match on television.
Distractors
Frequency Letters
mate 21 4
loud 20 4
football 36 8
winning 31 7
27 5.75
Comprehension Questions
1. Glen took along his…
a. mate # c. uncle
b. cousin * d. sister
2. Andrew was a big fan of…
a. sports c. basketball *
b. football # d. hotdogs
3. The atmosphere in the stadium was…
a. loud # c. sombre
b. boring d. electric *
4. Glen and Andrew joined in the cheering when their team…
a. made a shot * c. argued with the umpire
b. got a penalty shot d. were winning #
Appendices
227
Target Passage
The Birthday Celebration
Rebecca was soon turning nineteen, but she had not yet decided how to celebrate it. All
she wanted was a place for everyone to have a good time and enjoy good food. She did
not know which of her friends she was going to invite. She was unsure about this as her
work friends did not get along with her friends she plays netball with. She thought it
best to have several small gatherings with these different groups of friends. She would
have one gathering with her friends from work at her favourite coffee shop near work.
As for the other gathering, Rebecca‟s friend from netball suggested that she have a
small gathering down at the pub. Rebecca liked the sound of both those options.
Distractors
Frequency Letters
thirty 59 6
dancing 43 7
cafe 20 4
associates 15 10
34.25 6.75
Comprehension Questions
1. How old was Rebecca turning?
a. Nineteen * c. Thirty #
b. Seventeen d. Twenty
2. Rebecca‟s friends…
a. were all best friends c. were all very busy
b. were all business associates # d. did not get along with one another *
3. In the end, she decided to…
a. throw one big gathering c. hold two separate gatherings *
b. go dancing # d. stay at home
4. Rebecca‟s celebration with her work friends was at…
a. her house c. a nightclub
b. a coffee shop near work * d. a café #
Appendices
228
Target Passage
The Market
Every Sunday morning, Angela Cameron went to the markets and this Sunday was no
exception. Angela enjoyed going to the markets, as there were many things to see there.
Her first stop was to shop for groceries and she liked that there were several fruit and
vegetable stalls where she could pick up some supplies for the coming week. She
bought some peaches, and bananas, as well as carrots and tomatoes. Angela then
looked for a housewarming present for her friend. She could not decide between a nice
set of fluffy towels and big comfortable cushions for her friend‟s couch. In the end, she
bought the cushions for her friend, and towels for her own place. She then went home
to have a leisurely lunch.
Distractors
Frequency Letters
Friday 60 6
Supper 37 6
Fish 35 4
Flowers 23 7
38.75 5.75
Comprehension Questions
1. Angela went to the market every…
a. Friday # c. Sunday *
b. Saturday d. Monday
2. Her first stop was to shop for…
a. groceries * c. a housewarming present
b. fish # d. clothing
3. What did Angela end up buying her friend?
a. Teapot and cups c. Flowers #
b. A jumper d. Cushions *
4. What did Angela go home for?
a. Dinner c. Breakfast
b. Lunch * d. Supper #
Appendices
229
Target Passage
The Music Fan
Jason always wanted to be a rock star. He is a big fan of heavy metal music, and has
many heavy metal albums. He has been collecting albums since he was thirteen, when
he bought an ACDC album. At this age, he would lie in bed with the radio turned up
loud, and play air guitar to all the songs on the album. He dreamt of being famous and
playing guitar on stage in front of thousands of adoring fans. Jason‟s taste in music has
since matured, but he still wonders what it would be like to be a famous rock star.
Sometimes, when he thinks no one is looking, he puts ACDC on and plays air guitar
like he did when he was thirteen.
Distractors
Frequency Letters
Musician 23 8
Piano 38 5
Tapes 35 5
Concerts 39 8
33.75 6.5
Comprehension Questions
1. Jason is a big fan of…
a. jazz c. pop music
b. concerts # d. heavy metal music *
2. Since John was thirteen he has been collecting…
a. Metallica records c. music tapes #
b. rock posters d. albums *
3. When he was younger, Jason wanted to be a…
a. rock star * c. songwriter
b. musician # d. jazz musician
4. When he thinks no one is looking, he…
a. plays piano # c. dances around in the room
b. play air guitar * d. plays the drums
Appendices
230
Target Passage
The Trip
It was Charlie‟s first trip to Europe. He had been looking forward to it for a year, and
had spent the last few months planning where he would visit. Most of all, Charlie
looked forward to visiting France, and hoped to see the Eiffel Tower in Paris. He had
spent the last ten months learning to speak French, and took along his English-French
dictionary with him. When he arrived in Paris, his good friend Marc met him at the bus
terminal. Marc was French and would show Charlie around the sights of Paris. Charlie
had arrived in spring, but the weather was unexpectedly chilly for that time of year. It
was a good thing he wore his scarf and gloves to keep him warm.
Distractors
Frequency Letters
Ireland 13 7
camera 36 6
Autumn 22 6
airport 19 7
22.5 6.5
Comprehension Questions
1. Where was Charlie most looking forward to travelling to?
a. Italy c. Germany
b. Ireland # d. France *
2. What did Charlie take on the plane with him?
a Camera # c. English-French dictionary *
b. French thesaurus d. Travel guide
3. Which season was it?
a. Summer c. Autumn #
b. Spring * d. Winter
4. Charlies good friend Mark met him at…
a. midday c. the airport #
b. Notre Dame d. the bus terminal *
Appendices
231
Target Passage
The Outdoor Cinema
Space Out, a movie about aliens from Jupiter, was showing at the outdoor cinema.
Karen Dunlop arranged to meet her cousin outside the cinema before the movie. They
bought popcorn and found their seats. The aliens were new to Earth, although they had
previously been to Saturn, Mercury, and even Pluto. They had travelled much of the
solar system and wanted to learn about life on earth. The aliens came to earth on a
mission to understand how human beings function. When the movie finished, Karen
and her cousin looked around in the foyer of the cinema. There were displays on the
solar system, which were very fascinating for Karen. After admiring the displays,
Karen and her cousin left the cinema to get some dinner.
Distractors
Frequency Letters
eliminate 26 9
Mars 21 4
planet 21 6
screen 48 6
29 6.25
Comprehension Questions
1. The movie was being shown…
a. At several cinemas c. On the big screen #
b. For the first time d. At the outdoor cinema *
2. The aliens were from…
a. Mars # c. Venus
b. Neptune d. Jupiter *
3. The aliens were on a mission to…
a. Understand human beings * c. Eliminate Earth #
b. Capture human beings d. Conquer Earth
4. In the foyer of the cinema, there were displays on…
a. The pyramids of Egypt c. The solar system *
b. Planets # d. The world's oceans
Appendices
232
APPENDIX C
Stories and Comprehension Questions Used in the Directed Ignoring Task (Chapter 6)
Note: * = correct response; # = foil error (distractor intrusion)
Practice 1 – Control
Target Passage
The Zoo Visit
There are many animals to see at the zoo. In the African Savannah exhibit, you can see
giraffes running alongside wild geese. There are also rhinoceros and zebras in this
section. Tigers, lions, and cheetahs form the Great Cats exhibition. They are very
graceful animals. There is also a bird enclosure. Here, there are flamingos, pelicans,
admiring them and even penguins. Children like to watch the elephants painting and
laugh at the funny expressions that the extremely playful orang-utans make. Feeding
time for the otters is also a ground great attraction at the zoo, as the otters stand up on
their hind legs patiently awaiting their food. Sometimes, the zoo is open at night, at
which time it is best to see the nocturnal animals at play.
Comprehension Questions
1. In the bird enclosure, there are…
a. chickens c. doves
b. flamingos * d. trees
2. Children laugh at the…
a. elephants bathing c. playful orang-utans *
b. spiky hedgehog d. feeding lions
Appendices
233
Practice 2 – Distractor-New
Target Passage
The Music Fan
Jason always wanted to be a rock star. He is a big fan of heavy metal music, and has
many heavy metal albums. He has been collecting albums since he was thirteen, when
he bought an ACDC album. At this age, he would lie in bed with the radio turned up
loud, and play air guitar to all the songs on the album. He dreamt of being famous and
playing guitar on stage in front of thousands of adoring fans. Jason‟s taste in music
has since matured, but he still wonders what it would be like to be a famous rock star.
Sometimes, when he thinks no one is looking, he puts ACDC on and plays air guitar
like he did when he was thirteen.
Distractor Passage
Working with Computers
Tim Smith works with computers in a small local computer company. He performs a
variety of roles, but his main role is providing assistance to those who require
technical knowledge. Areas in which people often require assistance include graphic
design and web design, internet and email services, and database development. Tim
also assists with software installations, spreadsheets, and programming when the need
arises. When business is quiet, Tim will also work at the front desk. He enjoys the
interaction that this role allows him, as it is a nice change from working with
computers. He also enjoys the diversity of his job as it allows him to develop skills in
several different areas. In doing so, he is able to build on his computer training.
Appendices
234
Example of Target Passage with Distractors Passage integrated
The Music Fan
Jason always wanted Tim Smith works with computers to be a rock star in a small
local computing company. He is a big fan of heavy metal music, and he performs a
variety of roles has many heavy metal albums but his main role is providing
assistance. He has been collecting albums to those who require technical knowledge
since he was thirteen, when he bought areas in which people often require an ACDC
album. At this age, assistance include graphic design he would lie in bed and web
design with the radio turned up loud, and play internet and email services air guitar to
all the songs and database development on the album. Tim also assists with software
installations He dreamt of spreadsheets and programming being famous and when the
need arises playing guitar on stage when business is quiet in front of thousands of
adoring fans. Tim will also work at the front desk Jason’s taste in music has since
matured, he enjoys the interaction that but he still wonders what this role allows him it
would be like as it is a nice change from to be a famous rock star working with
computers. Sometimes, when he thinks he also enjoys the diversity of his job no one is
looking, as it allows him to develop skills he puts ACDC on in several different areas
and plays air guitar in doing so like he did when he is able to build on his computer
training he was thirteen.
Comprehension Questions
1. Jason is a big fan of…
a. nightclubs c. rock music
b. computers # d. heavy metal music *
3. Jason sometimes…
a. plays the drums c. plays air guitar when no one is looking *
b. listens to ABBA d. works on the front desk #
Appendices
235
Control 1
Target Passage
Going Bush Walking
Jeremy lived near a eucalyptus forest. One crisp morning, he decided to take a walk in
the forest. It would be a nice short trip for that day. He packed a small bag with his
lunch and his thermos that was filled with black coffee, and set off. He loved the local
flora and fauna, and would often spend hours admiring them. As he walked through
the forest, the smell of the eucalyptus trees filled the air. He could hear the birds
singing in the distance. After a few hours, Jeremy stopped to have lunch. As he
rested on the ground, he poured coffee from his thermos. Jeremy felt instantly
refreshed after sipping his coffee. Following lunch, he continued on his tour of the
forest.
Comprehension Questions
1. Jeremy filled his thermos with…
a. coffee * c. soup
b. milk d. hot chocolate
2. What could he hear in the distance?
a. Frogs c. Birds *
b. Crickets d. Lions
Appendices
236
Distractor-Old 1
Target Passage
The Art Gallery
Jamie McKee brushed off the droplets of water that had fallen on him as he walked
through the sprinklers to get to the art gallery. He worked there as a volunteer at the
information booth. He took his seat at the information booth and waited for the
viewers to arrive. Jamie loved art, and this job allowed him to see all different types
of art. He picked up a box of pamphlets that told of upcoming displays. When he
looked through one of the pamphlets, he became very excited. A sculpture exhibition
was coming in a few months time. He admired sculptors most of all because there
were so many different materials to work with. Secretly, he had always wished he had
studied sculpture himself.
Distractor Passage
Going Bush Walking
Jeremy lived near a eucalyptus forest. One crisp morning, he decided to take a walk in
the forest. It would be a nice short trip for that day. He packed a small bag with his
lunch and his thermos that was filled with black coffee, and set off. He loved the local
flora and fauna, and would often spend hours admiring them. As he walked through
the forest, the smell of the eucalyptus trees filled the air. He could hear the birds
singing in the distance. After a few hours, Jeremy stopped to have lunch. As he
rested on the ground, he poured coffee from his thermos. Jeremy felt instantly
refreshed after sipping his coffee. Following lunch, he continued on his tour of the
forest.
Comprehension Questions
1. Jamie had just walked through…
a. sprinklers * c. a eucalyptus forest #
b. a construction site d. mud
2. Jamie enjoyed…
a. viewing the paintings c. apples
b. coffee # d. sculpture most of all *
Appendices
237
Distractor-New 1
Target Passage
The Bank Queue
Derek went to the bank early in the morning to avoid a queue. He wanted to open a
new account to save money. Even though it was early in the morning, there were
already several other people there waiting in line. Derek waited for twenty minutes
before being served. He wanted to open a savings account, and had to fill out several
forms before queuing in another line. The pen leaked, and Derek ended up with ink
all over his hands. By this time, it was shortly after noon. Derek spent another half an
hour waiting in line before being served again. When he finally opened the account, it
was already early in the afternoon. Derek decided to take the rest of the day off.
Distractor Passage
The Family Picnic
The Smiths were preparing for a picnic at Cook National Park. There was always
plenty of delicious food at the picnic, including sandwiches, pizza, cinnamon buns,
salad, and even a barbecue. Aunt May, Uncle Jim, and their cousins were going to
meet them at the National Park. Packing their things into their blue car, the Smiths set
off. While in the car, Sally Smith and her brothers decided to count the types of
vehicles that passed along the way. There were several station wagons and lorries, not
to mention motorbikes, scooters, and even a golf cart! Soon, the Smiths arrived at the
park. Sally and her brothers went off to play with their cousins, while their uncle and
aunt helped unpack the large picnic basket.
Comprehension Questions
1. Why did Derek start his day early?
a. To pick up food for the picnic # c. To open a cheque account
b. To avoid a queue at the bank * d. To buy a new pen
2. After the bank, Derek decided to…
a. go back to work c. have a picnic #
b. go back to university d. take the rest of the day off *
Appendices
238
Distractor-Old 2
Target Passage
The Library Visit
Susan was taking her very active twins, Tommy and John, to the library for the first
time. They wanted to wear their favourite clothes. Tommy pulled out his fluffy blue
pants, and John found a bright red cape in the chest of play clothes. On the way to the
library, Susan told the toddlers about all the things they would see there. Both kids
loved the big storybooks. Tommy asked if there would be books on trains, while John
wanted books on witches. Susan was also glad to go to the library as she could
browse through some magazines and look for books on South American cooking. At
the library, the twins were amazed at all the books there were. They enjoyed
themselves very much.
Distractor Passage
The Bank Queue
Derek went to the bank early in the morning to avoid a queue. He wanted to open a
new account to save money. Even though it was early in the morning, there were
already several other people there waiting in line. Derek waited for twenty minutes
before being served. He wanted to open a savings account, and had to fill out several
forms before queuing in another line. The pen leaked, and Derek ended up with ink
all over his hands. By this time, it was shortly after noon. Derek spent another half an
hour waiting in line before being served again. When he finally opened the account, it
was already early in the afternoon. Derek decided to take the rest of the day off.
Comprehension Questions
1. Susan had…
a. twins * c. to wait in line #
b. triplets d. a toothache
2. Who was going on the outing?
a. Her nieces c. Ted and Tonia
b. Derek # d. Tommy and John *
Appendices
239
Control 2
Target Passage
The Basketball Match
Glen Taylor got two tickets to the basketball match. He took along his cousin
Andrew, who was a big fan of basketball. It was the first time that Glen had been to a
match, and he wondered how different it would be to watching it on television. When
Glen and Andrew arrived at the stadium, they found their seats. They were near the
front, and close enough to get a good look at the players on the team. The atmosphere
in the stadium was electric, as everyone cheered excitedly for the team. Glen and
Andrew joined in the cheering when their team made the shot. It was even more
fantastic than Glen had imagined, and it was far better than watching the match on
television.
Comprehension Questions
1. Glen took along his…
a. friend c. uncle
b. cousin * d. sister
2. The atmosphere in the stadium was…
a. boring c. sombre
b. raging d. electric *
Appendices
240
Distractor-New 2
Target Passage
The New Baby
Fred Wilson and his friend Ivan Southmore walked quickly down the white corridors
of the hospital. Fred was excited to be there that day. His enthusiasm was
understandable since this was the birth of his first child and he wanted to show his
new daughter off to his friend. As they arrived at the nursery window Fred gave his
friend a nudge and pointed to a small bundle right near the window. Fred pressed his
face right up against the glass and began to fog it up. “Isn‟t she absolutely beautiful?”
Fred said to his pal, “She‟s got her Daddy‟s brown eyes.” Ivan agreed and after about
half an hour of staring they decided to go and see the newborn‟s mother and share her
joy.
Distractor Passage
The Fishing Adventure
Ralph Dalton was alone except for his year old dog Fletch. He was a present to him
from his wife for their first anniversary and was a male golden retriever. This was the
first time he had taken the dog on a fishing trip on the Murray River. The fish were
biting that day, and Ralph caught six of the biggest silver bream he had ever seen in
just two hours. His wife would cook some of the bream for dinner, and there would
still be enough left to give to the neighbours. Fletch began barking at a dog on the
opposite shore, rocking the boat and knocking the fish overboard. Ralph gave Fletch
an annoyed look but Fletch just looked back, wagging his tail and tongue.
Comprehension Questions
1. Fred arrived at the hospital with…
a. the ambulance c. his family
b. his friend * d. Ralph #
2. After half an hour of staring, they decided to…
a. go fishing # c. go see the newborn‟s mother *
b. leave d. hold the small bundle
Appendices
241
Distractor-Old 3
Target Passage
The Overseas Trip
It was Charlie‟s first trip to Europe. He had been looking forward to it for a year, and
had spent the last few months planning where he would visit. Most of all, Charlie
looked forward to visiting France, and hoped to see the Eiffel Tower in Paris. He had
spent the last ten months learning to speak French, and took along his English-French
dictionary with him. When he arrived in Paris, his good friend Marc met him at the
airport. Marc was French and would show Charlie around the sights of Paris. Charlie
had arrived in spring, but the weather was unexpectedly chilly for that time of the
year. It was a good thing he wore his scarf and gloves to keep him warm.
Distractor Passage
The New Baby
Fred Wilson and his friend Ivan Southmore walked quickly down the white corridors
of the hospital. Fred was excited to be there that day. His enthusiasm was
understandable since this was the birth of his first child and he wanted to show his
new daughter off to his friend. As they arrived at the nursery window Fred gave his
friend a nudge and pointed to a small bundle right near the window. Fred pressed his
face right up against the glass and began to fog it up. “Isn‟t she absolutely beautiful?”
Fred said to his pal, “She‟s got her Daddy‟s brown eyes.” Ivan agreed and after about
half an hour of staring they decided to go and see the newborn‟s mother and share her
joy.
Comprehension Questions
1. What was Charlie looking forward to?
a. Buying a camera c. Going to Europe *
b. Showing off his new daughter # d. Learning a second language
2. What was the name of Charlie‟s friend?
a. Ivan # c. Maurice
b. Sophie d. Marc *
Appendices
242
Control 3
Target Passage
Gardening at Home
Today was the start of autumn, and for Nora, that meant that it was time to do some
gardening in preparation for spring. Nora used to study horticulture, and had a passion
for gardening. She loved autumn as the foliage on the trees would soon turn brown.
Her first plan was to clear her lawn of the weeds that had grown over summer. Nora‟s
next plan was to plant some rosemary, mint, and basil for an edible garden. At the
nursery, Nora selected the plants she wanted, but there were so many other plants to
admire. She decided to also plant some daffodils and tulips, and settled on a pink and
yellow colour scheme for her garden. Satisfied with her purchases, Nora then went
home.
Comprehension Questions
1. Nora loved autumn because…
a. it would snow soon c. animals were preparing to hibernate
b. the weather would soon turn cold d. the foliage on the trees would soon
turn brown *
2. Nora went to the nursery to buy rosemary, mint and basil, but also bought…
a. sunflowers and roses c. daffodils and tulips *
b. a lemon tree d. gardening gloves
Appendices
243
Distractor-New 3
Target Passage
The Sunday Markets
Every Sunday morning, Angela Cameron went to the markets and this Sunday was no
exception. Angela enjoyed going to the markets, as there were many things to see
there. Her first stop was to shop for groceries and she liked that there were several
fruit and vegetable stalls where she could pick up some supplies for the coming week.
She bought some peaches, and bananas, as well as carrots and tomatoes. Angela then
looked for a housewarming present for her friend. She could not decide between a
nice set of fluffy towels and big comfortable cushions for her friend‟s couch. In the
end, she bought the cushions for her friend, and towels for herself. She then headed
back home to have a leisurely lunch.
Distractor Passage
The Outdoor Cinema
Space Out, a movie about aliens from Jupiter, was showing at the outdoor cinema.
Karen Dunlop arranged to meet her cousin outside the cinema before the movie. They
bought popcorn and found their seats. The aliens were new to Earth, although they
had previously been to Saturn, Mercury, and even Pluto. They had travelled much of
the solar system and wanted to learn about life on earth. The aliens came to earth on a
mission to understand how human beings function. When the movie finished, Karen
and her cousin looked around in the foyer of the cinema. There were displays on the
solar system, which were very fascinating for Karen. After admiring the displays,
Karen and her cousin left the cinema to get some dinner.
Comprehension Questions
1. Angela‟s first stop was to…
a. shop for groceries * c. buy a housewarming present
b. see a movie about aliens # d. get lunch
2. Angela wanted to buy a present for…
a. herself c. Karen #
b. her friend * d. her mother
Appendices
244
Control 4
Target Passage
The House Project
Phillip and Gloria purchased a house and planned to make improvements to the entire
house. Most of it was in fairly good condition, but some parts required a lot of work.
They would need to get a carpenter to build shelves in the kitchen and an electrician to
do some work in the study. The bathroom also required some work, and they decided
that buying a new bath and installing new taps for the basin would improve its
appearance. The rest of the house only needed a nice coat of paint. Phillip wanted the
interior of the house to be painted red, but Gloria preferred yellow. In the end, they
compromised and decided to paint half the walls in the house red, and the other half,
yellow.
Comprehension Questions
1. Where did Phillip and Gloria plan to make improvements?
a. The garden c. The bathroom
b. The entire house * d. The garage
2. What did they want done in the kitchen?
a. To get a dishwasher c. To have shelves built *
b. To put pot plants in d. To re-tile the floor
Appendices
245
Distractor-Old 4
Target Passage
The Birthday Celebration
Rebecca was soon turning nineteen, but she had not yet decided how to celebrate it.
She wanted a place for everyone to have a good time and enjoy good food. She did
not know which of her friends she was going to invite. She was unsure about this as
her work friends did not get along with her friends she plays netball with. She decided
to have several small gatherings with these different groups of friends. She would
have one gathering with her friends from work at a coffee shop. As for the other
gathering, Rebecca‟s friend from netball suggested that she have a gathering at the
pub. Rebecca looked forward to both occasions and was happy that she could
celebrate with all her friends.
Distractor Passage
The House Project
Phillip and Gloria purchased a house and planned to make improvements to the entire
house. Most of it was in fairly good condition, but some parts required a lot of work.
They would need to get a carpenter to build shelves in the kitchen and an electrician to
do some work in the study. The bathroom also required some work, and they decided
that buying a new bath and installing new taps for the basin would improve its
appearance. The rest of the house only needed a nice coat of paint. Phillip wanted the
interior of the house to be painted red, but Gloria preferred yellow. In the end, they
compromised and decided to paint half the walls in the house red, and the other half,
yellow.
Comprehension Questions
2. Rebecca‟s friends…
a. did not get along * c. were all very busy
b. enjoyed going to the pub d. planned to help paint her house #
3. In the end, she decided to…
a. stay at home c. hold two separate gatherings *
b. paint half the walls red # d. throw one big gathering
Appendices
246
Distractor-New 4
Target Passage
Grandma‟s Visit
Susan woke up especially early on Saturday morning so that she could prepare for her
grandma‟s visit. Her grandma lived in the country and did not travel into the city very
often as she was getting old. She looked at her watch and saw that she had four hours
until her grandma was due to arrive. She wanted to cook a delicious roast dinner,
because this was her grandma‟s favourite meal. She took the vegetables out of the
fridge, put the oven on preheat, and began scrubbing the potatoes. Susan jumped when
she heard the doorbell ring, and saw the shadow of her grandma at the front door. She
was early! Susan decided that this was a wonderful surprise and went to greet her
grandma.
Distractor Passage
The Race
It was the day of the interschool sports carnival. Katy was both nervous and excited as
she was competing in several first division races. She had won plenty of races before,
but she had only ever raced the girls in her school, who she knew she could beat. The
girl from the other schools looked scary. Katy was happy to see the familiar faces of
her parents when she was called up for her first race. She tried to recall her coach‟s
tips, but before she knew it, the start whistle had been blown and she was off. Katy did
not win her race, but she was proud to come home with two bronze medals. She
decided she would like to compete again next year.
Comprehension Questions
1. Susan wanted to…
a. go to the shops c. win a race #
b. cook a delicious roast * d. travel
2. Susan jumped when…
a. her alarm went off c. the dinner burnt
b. the start whistle blew # d. she heard the doorbell ring *
Appendices
247
APPENDIX D
Dissociating the components of inhibitory control associated
with auditory hallucinations in schizophrenia 1
ABSTRACT
Introduction: Impairments in intentional inhibition have been associated with
auditory hallucinations (AHs) in schizophrenia and with hallucination predisposition in
healthy individuals, and may explain their intrusive/uncontrollable nature. However, the
precise nature of this inhibition dysfunction has not yet been investigated in
schizophrenia. Thus, the aim of this study was to dissociate the critical component(s) of
inhibitory control specifically related to AHs in schizophrenia. Methods: Three tasks
measuring different forms of cognitive control – namely, intentional inhibition,
intentional resistance to interference, and unintentional inhibition – were administered
to schizophrenia participants with recent AHs (i.e. within the past 4 weeks; current-AH;
N = 34) or no recent AHs (i.e. not within the past 4 weeks; no-AH; N = 27), and healthy
control participants (N = 34). Results: Both current-AH and no-AH schizophrenia
participants were impaired on intentional resistance to interference but not on
intentional or unintentional inhibition compared to controls. Unexpectedly, no
significant differences occurred between the current-AH, no-AH and control groups on
intentional inhibition. However, AH severity (but not delusions or negative symptoms)
in the current-AH group significantly correlated with intentional inhibition only.
Conclusions: The results indicate that AH severity and schizophrenia more generally,
are differentially related to specific cognitive control impairments. Namely,
unintentional inhibition appears intact in schizophrenia and unrelated to AHs;
difficulties with intentional resistance to interference appear to be a more general
feature of schizophrenia, but unrelated to AHs specifically; and intentional inhibition
difficulties appear to be linked to AH severity only. Potential implications for
interventions targeting AHs are discussed.
Keywords: schizophrenia; auditory hallucinations; cognitive inhibition
1 This appendix is a revised manuscript of the study presented in Chapter 6, and has been
resubmitted for publication: Paulik, G., Badcock, J., & Maybery, M. (2007). Dissociating the
components of inhibitory control associated with auditory hallucinations in schizophrenia.
Manuscript submitted for publication to Cognitive Neuropsychiatry (May 2008).
Appendices
248
By definition, auditory hallucinations (AHs) are intrusive, uncontrollable mental events
that interrupt ongoing reality (Morrison, 2005; Slade & Bentall, 1988). In this regard,
they can be conceptualised as a type of unwanted mental intrusion. Other types of
unwanted mental intrusions, or „cognitive intrusions‟, include thoughts, images and
impulses. Although healthy non-clinical individuals also frequently experience
cognitive intrusions, they are also characteristic of particular clinical populations – such
as flashbacks typical of posttraumatic-stress disorder (PTSD), and obsessional thoughts
and impulses typical of obsessive-compulsive disorder (OCD) (Clark & Rhyno, 2005).
One primary feature that differentiates AHs from these other types of intrusive
cognitions is that AHs are perceived as being of non-self origin (Morrison, 2005).
Nevertheless, given the commonalities, it seems plausible that the cognitive
mechanism/dysfunction underpinning everyday cognitive intrusions may also contribute
to the experience of AHs. Empirical findings suggest that both clinical and everyday
intrusive cognitions are a product of poor inhibitory control (Amir, Coles, & Foa, 2002;
Badcock, Waters, & Maybery, 2007; Friedman & Miyake, 2004; Kramer, Humphrey,
Larish, Logan, & Strayer, 1994; Schnider & Ptak, 1999). It is interesting to note
therefore that recent empirical studies have also provided evidence tying intentional
inhibitory impairments to an increase in severity of hallucinations in schizophrenia
(Badcock, Waters, Maybery, & Michie, 2005; Waters, Badcock, Maybery, & Michie,
2003) and heightened predisposition to hallucinations in healthy individuals (Paulik,
Badcock, & Maybery, 2007).
Badcock and colleagues recently developed – and have provided empirical
support for – a dual-deficit model of AHs (Badcock et al., 2005; Waters, Badcock,
Michie, & Maybery, 2006), which contends that at least two cognitive deficits are
critical to experiencing AHs: an intentional inhibition deficit (Badcock et al., 2005;
Waters et al., 2003) and a deficit in binding of contextual memory (Waters, Badcock, &
Maybery, 2006). This model posits that a failure to intentionally inhibit irrelevant
thoughts and memories results in this information intruding into consciousness, which
may explain the shared features of AHs and other types of intrusive cognitions. The
second part of this model argues that these intrusive cognitions are misidentified as
being of non-self origin because the contextual information that is required for correct
recognition and identification is incomplete due to a deficit in contextual binding,
accounting for the source attribution difference between AHs and other intrusive
cognitions (Waters et al., 2006).
Appendices
249
According to the Badcock et al. model of AHs, the cognitive control difficulties
involved in producing AHs operate on a strategic, intentional level, which, according to
the inhibition taxonomy developed by Harnishfeger (1995), is defined as „cognitive
intentional inhibition‟. Harnishfeger‟s (1995) taxonomy categorises inhibitory processes
according to three dimensions: (1) cognitive (controlling mental processes) or
behavioural (controlling impulses or motor responses); (2) intentional (consciously
suppressed) or unintentional (automatically suppressed); and (3) inhibition (an active
suppression process operating in working memory) or resistance to interference (a
gating mechanism that prevents irrelevant information from entering working memory).
Validity of Harnishfeger‟s (1995) three dimensions has been supported by dissociations
reported for the different forms of inhibition using correlational designs (e.g. Earles et
al., 1997; Friedman & Miyake, 2004; Salthouse, Atkinson, & Berish, 2003; Tipper &
Baylis, 1987), clinical populations (e.g., Amieva, Phillips, Della Sala, & Henry, 2004;
Lau, Christensen, Hawley, Gemar, & Segal, 2007; Nigg, Butler, Huang-Pollock, &
Henderson, 2002), different age groups (Dempster, 1993; Harnishfeger, 1995; Hasher,
Lustig, & Zacks, 2007; Wilson & Kipp, 1998) and neuroimaging and brain lesion
studies (e.g., Dias, Robbin, & Robets, 1997; Stuss et al., 1999).
Two of our most recent studies directly compared several different types of
inhibitory control processes in healthy young adults predisposed to hallucinations
(Paulik et al., 2007; Paulik, Badcock, & Maybery, 2008). We found that healthy
individuals highly predisposed to hallucinatory-like experiences exhibited similar
difficulties to hallucinating individuals with schizophrenia (Badcock et al., 2005) on the
Inhibition of Currently Irrelevant Memories (ICIM) task, which requires the intentional
inhibition of previously – but not currently – relevant items (Paulik et al., 2007). Paulik
et al. (2008) then examined whether this intentional inhibition impairment was rooted in
difficulties with (a) any intentional cognitive control process (irrespective of whether it
involves inhibition or resistance to interference), (b) any process involving inhibition
rather than interference control (irrespective of whether it is intentional or unintentional
in nature), or (c) only those processes that are both intentional and involve inhibition.
This was achieved by administering two cognitive tasks that differentially measured
intentional resistance to interference (directed ignoring [DI] task) and unintentional
inhibition (Brown-Peterson [B-P] task; Kane & Engle, 2000) to the same sample of high
and low hallucination predisposed participants tested on the intentional inhibition
(ICIM) task (as reported in Paulik et al., 2007). Whilst there was evidence that poor
intentional resistance to interference is linked to schizotypy predisposition more
Appendices
250
generally, the main conclusion was that hallucination predisposition is related to
cognitive control difficulties that are both intentional and involve inhibition (Paulik et
al., 2008).
Given the advantages of this approach in delineating the inhibitory process(es)
specifically involved in AHs, the current study adopted the same general design in order
to determine the critical component(s) of inhibitory control underlying AHs in
schizophrenia. Thus, we administered the same range of cognitive control measures
used in our previous hallucination predisposition studies to schizophrenia participants
with recent AHs (AHs actively present during the past four weeks; „current-AH‟) or no
recent AHs (no AHs during the past four weeks; „no-AH‟), and control participants.
State anxiety was also measured and controlled for, since there is substantial evidence
directly linking anxiety and AHs (Freeman & Garety, 2003), and what is more, anxiety
has been linked to unwanted intrusive cognitions (e.g., Clark & Rhyno, 2005; Freeston
et al., 1994; Hackmann, Surawy, & Clark, 1998) and impaired cognitive control (e.g.,
Amir et al., 2002; Badcock et al., 2007; Hopko, Ashcraft, Gute, Ruggiero, & Lewis,
1998; Wood, Mathews, & Dalgleish, 2001). The presence of other schizophrenia-related
symptoms, namely delusions and negative symptoms, was also measured to test the
specificity of the relationship(s) between inhibition and AHs. Based on our previous
findings, we hypothesised that of the cognitive control measures administered, only
performance on the intentional inhibition task (ICIM) would be linked to AHs, and that
this relationship would be unique to AHs (i.e. not common to delusions or negative
symptoms). In addition, we hypothesised that schizophrenia participants overall would
perform more poorly than control participants on intentional (DI and ICIM tasks) – but
not unintentional (B-P task) – cognitive control measures, consistent with the literature
linking schizophrenia to difficulties with executive/volitional behaviour (e.g., Merlotti,
Piegari, & Galderisi, 2005; Racsmany et al., 2008; Zec, 1995).
METHOD
Participants
Sixty-nine individuals meeting International Classification of Diseases (ICD-10;
World Health Organisation, 1993) criteria for schizophrenia (n = 57) or schizoaffective
disorder (n = 12) were recruited through the Centre for Clinical Research in
Neuropsychiatry (CCRN), Graylands Hospital and related out-patient clinics and hostels
Appendices
251
in Perth, Western Australia. Two schizophrenia participants were subsequently
excluded because the diagnosis provided by their treating psychiatrist was not
confirmed on interview at the time of testing. Control participants were 39 healthy
individuals who had participated in previous research at CCRN, and were initially
recruited from the Perth community via a random telephone recruitment screening
procedure. Inclusion criteria for all participants included fluency in English (attended an
English speaking school since age 6), and being aged 18 – 60 years. The exclusion
criteria for all participants included hospital admission for a drug or alcohol
rehabilitation program within the past 12 months, poor visual acuity, neurological
disorders, serious head injury, and a pre-morbid full-scale IQ (estimated from the
National Adult Reading Test – 2nd
edition [NART]; Nelson & Willison, 1991) below
75. Additional exclusion criteria for control participants included a personal or family
history of psychosis, and a current diagnosis of Attention-Deficit Hyperactivity
Disorder (ADHD), OCD, or PTSD2. Based on these criteria, six schizophrenia
participants and five control participants were excluded from the study. Of the
remaining participants, there were 10 females and 24 males in the current-AH
schizophrenia group, two females and 25 males in the no-AH schizophrenia group, and
six females and 28 males in the control group. Of the schizophrenia participants, 88.5%
were taking antipsychotic medications (69% atypicals only, 8% typicals only, and
11.5% typicals and atypicals) and 84% were out-patients at the time of testing.
Measures
Inhibition of Currently Irrelevant Memories (ICIM) Task (Schnider, Valenza, Morand,
& Michel, 2002)
The ICIM task is a repeated continuous recognition memory task. The version of
the ICIM task used in our previous hallucination predisposition study (designed by
Schnider et al., 2002, to be sensitive enough to detect individual differences in a non-
clinical population) was employed in order to permit comparisons with these previous
findings (Paulik et al., 2007). This version has one less run, more trials per run, a greater
2 Empirical studies have reported cognitive inhibition deficits in samples of ADHD, OCD and
PTSD individuals (e.g., Amir et al., 2002; Badcock et al., 2007; Barkley, 1997); thus, to reduce
the noise in the control group, these were included in the exclusion criteria. There were no
incidents reported in case notes of current ADHD, OCD or PTSD in the schizophrenia group.
Appendices
252
number of different targets per run, and fewer repetitions per target than the original
ICIM task previously used with a schizophrenia sample (Badcock et al., 2005; Waters et
al., 2003). In each of the three runs, 85 black and white line drawings (Snodgrass &
Vanderwart, 1980) were presented serially on a computer screen. Each picture was
presented for 2 s, with a 700 ms interstimulus interval. Some of the pictures were shown
only once (28), and others were shown two (6) or three times (15) in a run; yielding 49
distractors (first presentations) and 36 targets (21 second presentations and 15 third
presentations) in each run. Participants responded as accurately and rapidly as possible
(by pressing keys marked „yes‟ or „no‟) as to whether each picture had or had not
already been presented within the current run. There was a 30 s break between runs 1
and 2, and a 5 minute break between runs 2 and 3. The second and third runs consisted
of the same set of pictures used in run 1, however the pictures selected as targets and the
order of pictures changed. On the second and third runs participants were explicitly
asked to forget that they had already seen the pictures and to identify repeated pictures
within the current run only. Thus, performance on run 1 requires encoding and
recognition only, whilst runs 2 and 3 also demand the intentional suppression of
responses to items seen only on previous runs. Intentional inhibition is reflected in the
number of false positive responses (false alarms: FAs) made on runs 2 and 3, that is, the
number of first presentations on the current run mistaken as targets. General recognition
was measured by the number of correctly identified targets (Hits) made on all three
runs. The ICIM task has been shown to have good construct validity (with AH severity
in schizophrenia participants correlating significantly with both the ICIM task and the
Haylings Sentence Completion Task, which also measures intentional inhibition; Waters
et al., 2003) and good discriminant validity (with the ICIM task not correlating
significantly with other tasks thought to measure different forms of cognitive control,
including the DI and B-P tasks3; Paulik et al., 2007, 2008). Furthermore, neuroimaging
and electrophysiological studies have shown that performance on the inhibition runs of
the ICIM task involves neural regions found to be specifically involved in cognitive
inhibition, such as the orbitofrontal cortex (Aron et al., 2004; Schnider & Ptak, 1999;
Schnider et al., 2000; Treyer, Buck, & Schnider, 2003), but not the neural regions
involved in temporal monitoring (Cabeza et al., 1997; Schnider et al., 2000).
3 These correlations were not reported in the published manuscripts (Paulik et al., 2007, 2008).
The three cognitive control measures did not correlate significantly with one another (r range =
-.01 to .18, p > .05).
Appendices
253
Directed Ignoring (DI) Task (Connelly, Hasher, & Zacks, 1991)
In the conventional DI task, participants read aloud passages printed in italics
that either have distracting (to-be-ignored) words interspersed throughout the passage
printed in non-italic font (distractor condition) or have blank spaces interspersed
throughout the passage (control condition) (see Paulik et al., 2008 for more details). In
our modified version of the DI task, there were three conditions: control, distractor-new,
and distractor-old. The two distractor conditions were developed to examine whether
the previous relevance of the to-be-ignored text differentially impacted on schizophrenia
and control participants‟ ability to resist interference. In each condition, participants
were instructed to read aloud only target text – printed in italicised font (20-point Arial).
In the distractor conditions, an unrelated story printed in regular (non-italicised) font
was interwoven into the target story passage. In the distractor-old condition, the
distractor story was the story that had been read (target) in the previous passage. Half of
the distractor-old stories followed stories read in the control condition and half followed
those read in the distractor-new condition. In the distractor-new condition, the
distracting story had never been read before. In the control condition, blank spaces
matching the average length of a distracting text section were inserted into the passages
to control visual scanning requirements between conditions. Participants read aloud two
practice and 12 test stories (four test stories from each condition). Target and distractor
stories were matched on length (125 words), and sections of target and distractor text
were 3-9 words in length. After each story, participants were presented with two
multiple-choice questions to assess comprehension, each with four alternative answers.
Each comprehension question had part of the distractor story‟s content as a plausible,
but incorrect, response choice (a foil). The order in which the stories were presented
was counterbalanced across participants. There were three interference control indices:
(1) the difference in reading time (RT) between control and distractor stories (RT-
Interference scores were calculated for the correlational analyses by subtracting
distractor RT from control RT); (2) the number of distractor text sections read aloud,
either fully or partially („intrusions‟); and (3) the percentage of foils (of the total
incorrect responses) chosen on the multiple-choice questions. Overall accuracy on the
multiple-choice questions was used to assess text comprehension. The DI task has been
shown to have good construct validity (correlating significantly with the Stroop task,
which is also said to measure intentional interference control; Earles et al., 1997;
Salthouse et al., 2003) and good discriminant validity (e.g., Earles et al., 1997; Lau et
Appendices
254
al., 2007; Paulik et al., 2007, 2008; Radvansky & Copeland, 2006; Salthouse et al.,
2003).
Brown-Peterson Variant (B-P) Task (Kane & Engle, 2000)
This task assessed unintentional inhibition. Three blocks of stimuli were
presented (rather than five – as in Paulik et al., 2008) in order to reduce the overall test
duration. (Recall patterns from our previous study indicated that the last two blocks
provided no additional discriminate power over that obtained in the first three blocks).
In each block, participants read aloud and attempted to recall three lists of words, each
list comprising of ten words presented serially (one word every 2 s) on a computer
screen (see Paulik et al., 2008, for details). All lists within a block were comprised of
words from the same semantic category (four-footed animals, occupations, or fruits),
and lists were matched for word length and frequency (Battig & Montague, 1969). After
each list, a distractor task performed for 15 s required counting backwards by twos from
a number presented on the screen, at a pace set by an auditory signal every 1500 ms.
Participants were then asked to recall aloud as many words from the previous list as
possible in any order in 20 s. To ensure that participants were not actively rehearsing
items during the distractor task, participants with a counting accuracy rate of less than
70% were excluded. Four schizophrenia participants‟ results (all from the no-AH group)
were excluded from the analysis of this task accordingly. In this type of unintentional
inhibition task, the participant must automatically inhibit memory intrusions of
previously learnt – but no longer relevant – items (from previous lists) when recalling
new items belonging to the same category (Solso, 1995). Thus, the cognitive overflow
of within-block previous list items increases from list one (no overflow) to list three
(maximum overflow). Inhibition was measured by the difference in recall accuracy
(summated across blocks) between lists 1 and lists 2 and 3 – with poor unintentional
inhibition indicated by a steep decline in recall across successive lists (although some
decline is expected in all participants). For the correlational analyses, a B-P Inhibition
score (list 1 recall minus list 3 recall) was calculated for each participant. The B-P task
has been shown to have good construct and discriminant validity (Friedman & Miyake,
2004; Paulik et al., 2007, 2008).
Appendices
255
Clinical Interviews
Diagnosis for the schizophrenia group was confirmed using the Diagnostic
Interview for Psychosis (DIP; Castle et al., 2006). A separate interview was
administered to obtain a more comprehensive measure of AH phenomenology,
including severity, since this was the construct of greatest interest to the current study.
Accordingly, the auditory hallucinations (AH) subscale from the Psychotic Symptom
Rating Scales (PSYRATS; Haddock, McCarron, Tarrier, & Faragher, 1999), which is an
11-item interview (each item is rated on a 5-point rating scale, from 0 to 4), was
administered to those participants who reported hearing voices during the past four
weeks (which is the time frame stipulated by the PSYRATS), from which an AH
severity score (based on frequency, duration and loudness) was obtained. Haddock et al.
(1999) reported that each item on the AH severity scale had a high factor loading (.53 to
.78) and excellent inter-rater reliability (0.98 to 1). Items from the DIP were compiled to
obtain a „present state‟ (during the past 4 weeks) delusion score with a score range of 0
– 8 (types of delusions included in this score were thought insertion, thought broadcast,
thought withdrawal, delusions of passivity, delusions of influence/reference, grandiose
delusions, and bizarre delusions), and a „present state‟ negative symptom score with a
score range of 0 – 6 (symptoms included in this score were restricted affect, blunted
affect, rapport difficult to establish, thought blocking, poverty of speech, and restricted
quantity of speech). The short version of the Mini International Neuropsychiatric
Interview (MINI; Sheehan et al., 1997) was administered to control participants to
screen for psychological disorders, including schizophrenia.
Additional Measures
Pre-morbid full-scale IQ was estimated from the NART (Nelson & Willison,
1991). The Digit Span subtest of the Wechsler Adult Intelligence Scale – 3rd
edition
(WAIS-III; Wechsler, 1997) was used as a measure of working memory. State anxiety
was measured with the 7-item anxiety subscale of the Hospital Anxiety Depression
Scale (HADS; Zigmond & Snaith, 1983), which has a score range of 0 - 21.
Appendices
256
Procedure
Ethics approval for the project was obtained from the North Metropolitan Area
Mental Health Service Ethics Committee. Testing took approximately 2 hours for
control participants and 3 hours for schizophrenia participants. Control participants
were offered $20 and schizophrenia participants $25 for reimbursement of
time/expenses.
Data Analysis
The approach to data analysis adopted in the current study generally follows the
analyses carried out in the Badcock et al. (2005) and Waters et al. (2003) schizophrenia
studies. The first round of analyses compared the three groups on the three cognitive
control tasks. The second round of analyses examined the correlations between AH
severity and the inhibition indices. To examine the specificity of cognitive control
difficulties associated with AH severity, correlations between the cognitive control
measures and other schizophrenia-related symptoms (DIP delusions and negative
symptoms) were obtained. All correlational analyses were performed within the current-
AH schizophrenia group (see Table 1 for PSYRATS-AH severity mean and SD). This
subgroup was used to maintain sample consistency across all correlations involving
schizophrenia-related symptom scores, since only those schizophrenia participants who
reported hearing voices over the past four weeks could be administered the PSYRATS-
AH. Schizophrenia participants with and without hallucinations did not differ
significantly on demographic characteristics or the additional measures (as reported in
Table 1), or with regard to antipsychotic medications, in- versus out-patient status, or
DIP symptom scores.
RESULTS
Descriptive Statistics
One single data point from the demographic and additional measures presented
in Table 1 (specifically, the NART-IQ score of a no-AH participant) was identified as a
Appendices
257
univariate outlier (defined here, and subsequently, as a score ≥ 3 SDs away from the
respective group mean) and was deleted from the data file. As seen in Table 1, there was
no significant difference between the control group and either schizophrenia groups on
age, however the current-AH schizophrenia group had a significantly lower mean level
of education than the control group, and both schizophrenia groups had a significantly
lower pre-morbid IQ (NART), poorer working memory (WAIS-III Digit Span), and
higher levels of state anxiety (HADS-Anxiety) than the control group. Consequently, in
the following group comparisons where significant group effects were found, these
variables were entered into the analyses separately as covariates to examine any
possible confounding effects (Wildt & Olli, 1978).
To examine the possible effects of antipsychotic medication on task performance
for schizophrenia participants, a chlorpromazine equivalent dosage score was calculated
for each schizophrenia participant and correlated with all the measures included (British
National Formulary, 1995; Woods, 2003). The only significant correlation was found
with intrusions made on the DI task; thus, where significant correlations involving DI
intrusions were found, partial correlations were examined, in which dosage was
controlled.
Appendices
258
Table 1
Group Means, SDs, and T-tests for the Demographic Characteristics and Additional Measures
1. Controls
(N = 34)
2. No-AH Sz
(N = 27)
3. Current-AH Sz
(N = 34)
t-tests
Mean (SD) Mean (SD) Mean (SD) 1. vs 2. 1. vs 3 2. vs 3.
Age (yrs) 41.35 (11.85) 38.11 (10.91) 37.91 (9.40) 1.10 1.33 0.77
Education a (yrs) 12.59 (2.03) 11.67 (1.69) 11.19 (2.01) 1.86 2.85* 0.99
Length of illness (yrs) - 15.85 (10.74) 15.53 (8.00) - - 0.13
Age of Illness Onset (yrs) - 22.26 (6.02) 22.38 (6.43) - - 0.08
PSYRATS-AH severity - - 6.49 (2.42) - - -
NART-IQ 109.64 (8.80) 100.07 (11.60) 96.64 (9.38) 3.66* 5.85* 1.27
Digit Span scaled score 11.62 (2.77) 8.41 (2.42) 8.74 (2.47) 4.74* 4.53* 0.52
HADS-Anxiety 4.21 (3.07) 8.33 (4.80) 9.12 (4.15) 4.07* 5.54* 0.68
* p < .05
Note. Sz = participants with schizophrenia; PSYRATS = Psychotic Symptom Rating Scales; NART-IQ = full scale WAIS-III IQ estimated
from the National Adult Reading Test; HADS = Hospitalised Anxiety and Depression Scale. a Highest level of education completed (secondary and
tertiary education only).
Appendices
259
Group Comparisons
ICIM Task Performance
One control participant and four schizophrenia participants did not complete the
ICIM task. From the FA and Hit data, six single data points (two from each group) were
identified as univariate outliers and were deleted from the data file. As in previous
studies, run 1 was analysed separately from runs 2 and 3 (Badcock et al., 2005; Paulik et
al., 2007; Waters et al., 2003), since unlike runs 2 and 3, performance on run 1 does not
demand intentional inhibition. Group means and SDs for FAs and Hits are presented in
Table 2.
Intentional Inhibition (False Alarms: FA)
When a univarite ANOVA was performed on run 1 FAs, no significant group
differences were found, F(2, 84) = 2.03, MSE = ,2.43 p > .05, indicating that the
schizophrenia and control participants were equally able to identify and correctly reject
novel pictures. A repeated measures ANOVA performed on FAs made on runs 2 and 3
revealed a significant Run main effect only, F(1, 83) = 19.58, MSE = 4.81, p < .05, with
more FAs being made on run 2 than run 3 in general. The absence of any significant
Group effects was not expected, however it suggests that poor intentional inhibition is
not related to schizophrenia in general.
Target Detection (Hits)
When a univarite ANOVA was performed on run 1 Hits, there was a significant
Group main effect, F(2, 86) = 4.40, MSE = 6.37, p < .05, with post hoc pairwise
comparisons showing that the control group had a higher Hit rate than either of the
schizophrenia groups. The effect remained significant when any of the additional
measures were entered separately into the analysis as covariates. Similarly, repeated
measures ANOVA on runs 2 and 3 Hit data also produced a significant Group main
effect, F(2, 85) = 7.18, MSE = 25.76, p < .05, with post hoc pairwise comparisons again
showing that the control group had a higher Hit rate than either of the schizophrenia
groups, suggesting that overall the schizophrenia participants had poorer recognition of
repeated pictures than the control participants. This Group main effect remained
significant when the additional measures were entered separately into the analysis as
covariates. No other effects were significant.
Appendices
260
Table 2
Group Means and SDs for the Performance Indices of the Cognitive Inhibition Tasks
Controls
(N = 34)
No-AH Sz
(N = 27)
Current-AH Sz
(N = 34)
Mean SD Mean SD Mean SD
ICIM FA Run 1 1.38 1.43 2.04 2.16 1.23 1.06
ICIM FA Run 2 5.38 2.76 6.50 4.63 5.97 5.21
ICIM FA Run 3 3.64 2.73 4.78 3.53 4.94 5.10
ICIM Hit Run 1 a 34.61 1.95 32.92 3.08 33.00 2.59
ICIM Hit Run 2 31.55 2.77 27.67 4.61 28.19 3.87
ICIM Hit Run 3 30.73 3.68 27.54 6.39 29.29 3.11
DI Control RT (s) 43.34 5.41 55.76 10.54 55.25 10.93
DI Distractor RT (s) 80.54 22.71 116.94 36.80 108.59 29.06
DI Intrusions 4.88 3.54 14.83 11.52 17.46 15.29
DI Control Errors b
12.50 9.23 13.77 8.37 19.20 11.53
DI Distractor Errors b
7.17 8.45 14.55 18.04 22.10 16.36
DI Foil Errors c 24.07 28.47 26.12 29.37 25.24 22.49
B-P List 1 Recall 5.99 1.29 4.53 1.39 4.61 1.21
B-P List 2 Recall 4.13 1.14 2.97 1.06 2.67 1.08
B-P List 3 Recall 3.26 1.19 1.92 0.97 1.92 0.88
* p < .05
Note. Sz = participants with schizophrenia; ICIM = Inhibition of Currently Irrelevant
Memories task; B-P = Brown-Peterson variant task; DI = Directed Ignoring task. a
Maximum number of hits in each run is 36. b Percentage of incorrect responses on
comprehension questions. c
Percentage of foil errors of total incorrect responses on
comprehension questions.
DI Task Performance
Preliminary analyses of the two different distractor story conditions (distractor-
new and distractor-old) showed there were no significant differences between these
conditions on any of the outcome variables, thus, the data from these conditions were
combined in the following analyses. Three participants from the no-AH and six from the
current-AH schizophrenia groups did not complete the DI task. Three single data points
Appendices
261
(all from the control group) were identified as univariate outliers and deleted from the
data file.
Reading Time (RT)
Repeated measures ANOVA was used to compare the three groups on their
reading time of control and distractor stories. As expected, there was a significant Story
main effect, F(1, 81) = 362.20, MSE = 282575.83, p < .05, with all participants taking
longer to read the distractor stories than the control stories. There was also a significant
Group main effect, F(2, 81) = 18.03, MSE = 601293.81, p < .05, and Story x Group
interaction, F(2, 81) = 9.04, MSE = 282575.83, p < .05. Examination of the data showed
that whilst the two schizophrenia groups were significantly slower than control
participants on both story conditions, this difference was greater on the distractor
condition (see Table 2), suggesting that schizophrenia participants were more sensitive
than control participants to the adverse effects of distracting information on RT. There
were no significant RT differences between the no-AH and current-AH schizophrenia
groups. The pattern of results remained the same when any of the additional measures
were entered separately into the analysis as covariates.
Intrusions
A univariate ANOVA conducted on the number of distracting excerpts read
aloud (intrusions) revealed a significant Group main effect, F(2, 80) = 10.95, MSE =
120.30, p < .05, with post hoc pairwise comparisons showing that the no-AH and
current-AH schizophrenia groups did not significantly differ, while both schizophrenia
groups made significantly more intrusions than the control group. This effect remained
significant when the additional variables were entered into the analysis separately as
covariates.
Comprehension
A repeated measures ANOVA comparing the three groups on the percentage of
incorrect responses on the comprehension questions for the control and distractor
conditions, revealed a significant Group main effect, F(2, 82) = 11.10, MSE = 162.28, p
< .05, with post hoc pairwise comparisons showing that the current-AH schizophrenia
group made significantly more errors on the comprehension questions overall than the
control group. No other effects were significant. The Group main effect remained
significant when the additional variables were entered into the analysis separately as
Appendices
262
covariates. A univariate ANOVA of foil errors revealed no significant differences
between the groups.
B-P Task Performance
No univariate outliers were detected. As expected, when a repeated measures
ANOVA was conducted on the number of items correctly recalled on each of lists 1 to
3, there was a significant List main effect, F(2, 176) = 296.07, MSE = 0.55, p < .05,
with post hoc tests showing that recall progressively decreased across each list,
reflecting the build up of same-category intrusions across lists. There was also a
significant Group main effect, F(2, 88) = 21.12, MSE = 2.81, p < .05, with post hoc
pairwise comparisons revealing that the control group correctly recalled significantly
more items per list overall than either of the schizophrenia groups (see Table 2 for
group means and SDs). The absence of a significant List x Group interaction effect
suggests that neither of the schizophrenia groups had unintentional inhibition difficulties
relative to the comparison groups. The pattern of results remained the same when any of
the additional measures were entered into the analysis as covariates.
Correlations between Inhibition Indices, AHs and Other Schizophrenia-Related
Symptoms
The data were scanned for multivariate outliers using Cook‟s distance (>1), and
two cases were identified and subsequently excluded from the analyses that included
both these variables (variables: DIP negative symptom score and ICIM FAs on both
runs 2 and 3). AH severity (as measured using the PSYRATS) correlated significantly
with FAs on run 3 (r = .37, p < .05, N = 32), but not with FAs on run 1 (r = .00, p > .05,
N = 31) or run 2 (r = .21, p > .05, N = 31) on the ICIM task, suggesting that the severity
of AHs is related to intentional inhibition of currently irrelevant memories, but that this
relationship may be sensitive to the degree of activation of internal representations – i.e.
the salience of memory traces – which increases across runs. On the DI task, the RT-
Interference index (r = .07, p > .05, N = 28), the number of intrusions (r = -.29, p > .05,
N = 28), and percentage of foil errors (r = -.24, p > .05, N = 28) were all unrelated to
AH severity. Similarly, AH severity did not correlate significantly with the B-P
Inhibition score (r = -.18, p > .05, N = 34). Neither the DIP delusion nor negative
symptom scores correlated significantly with any of the inhibition indices (p > .05),
Appendices
263
highlighting the unique relationship between intentional inhibition difficulties and AH
severity.
DISCUSSION
Auditory hallucinations are typically perceived as being intrusive, uncontrollable
and unwanted (Morrison, 2005), and often accompanied by high levels of distress
(Norman et al., 1998). Needless to say, the costs of AHs to the individual can be
enormous. The current study aimed to delineate the cognitive control processes
theorised to underpin these features of AHs.
The principal hypothesis that AHs would be specifically linked to intentional
inhibition difficulties, and that these difficulties would not be common to other
schizophrenia-related symptoms, was supported only partially by the findings.
According to this hypothesis, one of the findings we expected was for the current-AH
schizophrenia group – but not the no-AH schizophrenia group – to perform significantly
more poorly than the control group on the ICIM task (see Badcock et al., 2005).
However, the current study showed no significant group differences on this task. This
inconsistency between current and previous findings may be attributable to differences
in the ICIM tasks used. The salience (i.e. strength of activation of internal
representation) of each item in the ICIM task is largely determined by the number of
repeated presentations of each item (Schnider et al., 2002). In previous schizophrenia
studies using this task (Badcock et al., 2005; Waters et al., 2003) targets were repeated
eight times within each run, compared with a maximum of only three times in the
current study, hence the salience of target items – and associated inhibitory demand –
was higher than in the current study. Consequently the previous version of the ICIM
task was potentially more sensitive to inhibition difficulties. Another possible reason
for the absence of group differences on the ICIM task may be the large within-group
variability in AH history: in the no-AH schizophrenia group some patients reported
never having had an AH, while others reported frequent AHs up until a month prior to
testing whilst in the current-AH schizophrenia group some reported experiencing AHs
only once a week, while others reported experiencing AHs most of every day. Since this
within-group variability would be expected to reduce the sensitivity of between-group
comparisons, correlational analyses provided further information regarding the
relationship between AHs and cognitive control.
Appendices
264
Correlational analyses provided support for the conjecture that AHs in
schizophrenia are related to difficulties in intentional inhibition. Specifically, AH
severity significantly and positively correlated with FAs on run 3 of the ICIM task –
when item salience and associated inhibitory demand is presumed to be at a maximum
in this version of the task (again highlighting the importance of item salience on the
detection of inhibition difficulties associated with AHs). Importantly, AH severity was
not related to either intentional resistance to interference (DI task) or unintentional
inhibition (B-P task), supporting the first component of the Badcock et al. model of AH,
which contends that the cognitive control difficulties underpinning AHs in
schizophrenia are both intentional and inhibitory in nature. Furthermore, intentional
inhibition (and the other forms of cognitive control) was not related to delusions or
negative symptoms, demonstrating the specificity of this deficit to AHs.
A pattern of findings similar to that reported here was recently shown in healthy
young adults predisposed to hallucinations (Paulik et al., 2007, 2008). Together these
findings are consistent with the notion of a continuum of hallucinatory experiences
linked to a common and specific impairment in intentional inhibition. This implies that
intentional inhibition disturbances are likely to be directly involved in the development
of AHs – rather than being a product of the general cognitive decline associated with
schizophrenia – since the hallucination predisposed individuals in our previous studies
were not (yet) experiencing full-blown psychotic symptoms. Support for the continuum
approach further validates the study of psychosis at the symptom level, which is
especially important in schizophrenia because of the heterogeneity of its genotypic and
phenotypic presentation, and the consequent ongoing debate over diagnostic criteria and
sub-grouping (Keefe & Fenton, 2007; Liddle, 1987; Peralta & Cuesta, 2001).
There is a large body of evidence linking schizophrenia to deficits in
executive/volitional behaviour (e.g., Merlotti et al., 2005; Racsmany et al., 2008; Zec,
1995), whilst automatic cognitive control processes, including both automatic inhibition
and automatic resistance to interference, appear to remain relatively intact (e.g.,
Fleming, Goldberg, Gold, & Weinberger, 1995; Kopp, Mattler, & Rist, 1994; Randolph,
Gold, Carpenter, et al., 1992). Consistent with this, in the current study the
schizophrenia groups had difficulty on at least one form of intentional control, namely
intentional resistance to interference (DI task), and were not significantly different from
controls on the measure of unintentional inhibition (BP task). The absence of intentional
inhibition deficits (on ICIM task) for all schizophrenia participants may also be
attributable to the reduction in item salience on this version of the task (as previously
Appendices
265
discussed). However, it is also possible that this discrepancy between the outcomes on
the two intentional tasks may be providing evidence of differential forms of
executive/volitional difficulties related to schizophrenia. This conjecture is supported by
Badcock and colleagues (2005)‟s study since they found that non-hallucinating
schizophrenia participants did not perform any more poorly on the ICIM task than
control participants, concluding that poor intentional cognitive inhibition is not a
general feature of schizophrenia. Furthermore, in our previous hallucination
predisposition studies we found that while intentional inhibition (on the ICIM task) was
uniquely related to hallucination predisposition, intentional resistance to interference
(on the DI task) was related to schizotypy predisposition more generally. Thus, it
appears that intentional resistance to interference may be related to schizophrenia more
generally, while intentional inhibition may be related to AHs more specifically.
The cognitive process of intentional resistance to interference permits an
individual to select goal-relevant stimuli from the environment whilst ignoring goal-
irrelevant stimuli. The breakdown of this process may contribute to the development
and/or maintenance of several different symptoms and features of schizophrenia. For
instance, it may contribute to the development and/or maintenance of a selective
processing bias for external stimuli that is thematically related to – or consistent with –
an individual‟s delusional beliefs (Frith, 1979). Disruption to the processing of goal-
relevant cognitions caused by the intrusion of goal-irrelevant stimuli may also
contribute to symptoms such as thought blocking, thought perseveration, disorganised
speech, and poor concentration, and may also impede other important processes – such
as reality monitoring and reality testing – thought to be involved in positive symptom
formation (Garety, Kuipers, Fowler, Freeman, & Bebbington, 2001).
Inhibitory control aside, it is important to note that the schizophrenia group
made significantly fewer Hits on all runs of the ICIM task and had significantly poorer
recall on all lists of the B-P task than the control group. This is consistent with general
recognition, recall, and working memory difficulties that have been widely documented
in schizophrenia (see Aleman, Hijman, de Haan, & Kahn, 1999, for review). The
presence of these memory-based difficulties in the schizophrenia groups, in the absence
of inhibition difficulties, highlights the independence of inhibitory performance from
memory functioning on the ICIM and B-P tasks in this sample.
There are potential limitations of the current study. Firstly, the majority of the
schizophrenia participants were medicated at the time of testing, therefore we cannot
exclude the possibility, for example, that medication selectively improved performance
Appendices
266
on the unintentional inhibition task. Secondly, the PSYRATS-AH was administered to
obtain a comprehensive measure of AH severity, since it has good psychometric
properties and has been widely used throughout the AH literature (e.g., Drake,
Haddock, Tarrier, Bentall, & Lewis, 2007; Haddock et al., 1999). The cost of using this
measure is that it can only be administered to individuals who report having
experienced AHs during the past four weeks, and thus, the correlational analyses were
limited to the current-AH sample. While it would have been ideal to include the entire
schizophrenia sample in these analyses, it should be noted that the current-AH and no-
AH schizophrenia samples did not differ from each other on any of the demographic,
cognitive or clinical variables, suggesting that the current-AH group was an adequate
representation of a schizophrenia sample. Finally, item salience was reduced in the
version of the ICIM task used here compared to the version previously used in a
schizophrenia sample (Badcock et al., 2005; Waters et al., 2003), leaving the likely –
but uncertain – possibility that this reduced salience contributed to the absence of
predicted group differences on this task. An interesting avenue for further research may
be to manipulate memory salience on the ICIM task, to help expose the mechanisms
driving, or moderating, the inhibition difficulties associated with AHs.
The current findings have important clinical implications. Interventions aimed at
reducing the severity of hallucinatory-type experiences should target intentional forms
of inhibitory control. Direct cognitive remediation may appear to be the most obvious
approach; however, given the paradoxical increase in unwanted cognitive intrusions
associated with repeated attempts to suppress unwanted cognitions (Baumeister, Vohs,
& Tice, 2007; Wegner & Zanakos, 1994), such an approach may be unwise. An
alternative option may be to modify maladaptive cognitive coping strategies, which may
be further impairing – or relying heavily upon – intentional inhibitory ability, such as
replacing suppression-based coping strategies with active acceptance (Farhall &
Gehrke, 1997) or distraction (Morrison & Wells, 2000). Furthermore, inclusion into
such treatment programs should not discriminate between individuals who do and do
not meet diagnostic criteria for schizophrenia, since our current and previous findings
(Paulik et al., 2007, 2008) suggest that at least some of the principal cognitive
mechanisms underlying hallucinatory-type experiences span across the continuum.
Appendices
267
ACKNOWLEDGEMENTS
This work was supported by the Schizophrenia Research Institute, utilising
funding from the Ron and Peggy Bell Foundation. We also thank Sarah Howell, Alan
Bland and Christina Read for assistance with participant recruitment, John Dean for the
on-going DIP training, Matt Huitson for his help with task programming, and the
Western Australia Family Schizophrenia Study for providing NART scores for
participants.
Appendices
268
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