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IN THE UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF TEXAS
MARSHALL DIVISION
HUAWEI TECHNOLOGIES CO. LTD.,
Plaintiff,
v.
T-MOBILE US, INC. and
T-MOBILE USA, INC.,
Defendants,
NOKIA SOLUTIONS AND NETWORKS US
LLC, NOKIA SOLUTIONS AND NETWORKS
OY, TELEFONAKTIEBOLAGET LM
ERICSSON, and ERICSSON INC.,
Intervenors.
Civil Action No. 2:16-cv-00056-JRG-RSP
JURY TRIAL DEMANDED
JOINT CLAIM CONSTRUCTION AND PREHEARING STATEMENT
Plaintiff Huawei Technologies Co. Ltd., Defendants T-Mobile US, Inc. and T-Mobile
USA, Inc., and Intervenors Nokia Solutions and Networks US LLC, Nokia Solutions and Networks
Oy, Telefonaktiebolaget LM Ericsson, and Ericsson Inc. hereby submit this Joint Claim
Construction and Prehearing Statement in the above-styled consolidated cases pursuant to P.R. 4-
3 and this Court’s Docket Control Order regarding U.S. Patent Nos. 8,537,779; 8,638,750; and
8,031,677.
I. P.R. 4-3(a): The Construction of Claim Terms, Phrases, or Clauses on Which the
Parties Agree.
None.
II. P.R. 4-3(b): Each Party’s Proposed Constructions.
The parties’ proposed constructions, intrinsic, and extrinsic evidence are attached hereto
Case 2:16-cv-00056-JRG-RSP Document 110 Filed 12/08/16 Page 1 of 7 PageID #: 931
NSN779-1023, Page 1
2
as Exhibit A. The chart in Exhibit A identifies the intrinsic and extrinsic evidence that the
respective parties presently intend to rely upon in support of their proposed constructions or to
oppose any other party’s proposed constructions. Each party also reserves the right to cite to
intrinsic and/or extrinsic evidence cited by another party.
III. P.R. 4-3(c): The Anticipated Length of Time Necessary for the Claim Construction
Hearing.
The parties respectfully request that the Court allot 3 hours for the claim construction
hearing.
IV. P.R. 4-3(d): Whether Any Party Proposes to Call One or More Witnesses.
At the present time, no party proposes to call witnesses for live testimony at the claim
construction hearing. NSN, T-Mobile & Ericsson have provided a brief summary of their experts’
opinions in Exhibit A below. Huawei has provided a brief summary of its expert’s opinions in
Exhibit B. The parties agree to submit expert testimony via declarations. The party submitting
expert testimony need not disclose it prior to attaching the declaration as an exhibit to its claim
construction brief. The parties agree to forego depositions of the claim construction experts for
use at the Markman hearing.
V. P.R. 4-3(e): A List of Any other Issues That Might Appropriately Be Taken Up at a
Prehearing Conference.
The parties are not presently aware of any issues which might be taken up at a prehearing
conference.
Dated: December 8, 2016 Respectfully submitted,
By: /s/ Neil Warren Ruffin Cordell
Texas Bar No. 04820550
Linda Kordziel
DC Bar No. 446386
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3
FISH & RICHARDSON P.C.
1425 K Street, N.W., 11th Floor
Washington, D.C. 20005
Telephone: (202) 783-5070
Facsimile: (202) 783-2331
Thomas H. Reger II
Texas Bar No. 24032992
Carl E. Bruce
Texas Bar No. 24036278
David B. Conrad
Texas Bar No. 24049042
Jane Du
Texas Bar No. 24076355
FISH & RICHARDSON P.C.
1717 Main Street, Suite 5000
Dallas, TX 75201
Telephone: (214) 747-5070
Facsimile: (214) 747-2091
David Barkan
California Bar No. 160825
Neil Warren
California Bar No. 272770
FISH & RICHARDSON P.C.
500 Arguello Street, Suite 500
Redwood City, CA 94063
Telephone: (650) 839-5070
Facsimile: (650) 839-5071
Kevin Su
Massachusetts Bar No. 663726
FISH & RICHARDSON P.C.
One Marina Park Drive
Boston, MA 02210
Telephone: (617) 542-5070
Facsimile: (617) 542-8906
COUNSEL FOR PLAINTIFF HUAWEI TECHNOLOGIES CO. LTD.
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/s/ Mark D. Selwyn
Mark D. Selwyn
(California Bar No. 244180)
Kathryn D. Zalewski
(California Bar No. 263119)
WILMER CUTLER PICKERING
HALE AND DORR LLP
950 Page Mill Road
Palo Alto, California 94304
(650) 858-6000
Joseph J. Mueller
(Massachusetts Bar No. 647567)
Cynthia Vreeland
(Texas Bar No. 20625150
Massachusetts Bar No. 635143)
WILMER CUTLER PICKERING
HALE AND DORR LLP
60 State Street
Boston, MA 02109
(627) 526-6000
Michael E. Jones
SBN: 10929400
POTTER MINTON, PC
110 North College, Suite 500
Tyler, Texas 75702
Tel. 903-597-8311
Fax 903-593-0846
Email: [email protected]
ATTORNEYS FOR DEFENDANTS T-
MOBILE US, INC. AND T-MOBILE
USA, INC.
/s/ John Haynes
John Haynes (GA Bar No. 340599)
Patrick Flinn (GA Bar No. 264540)
Michael C. Deane (GA Bar No. 498195)
Nicholas Tsui (GA Bar No. 982502)
ALSTON & BIRD LLP
1201 W. Peachtree St.
Atlanta, GA 30309-3424
Telephone: (404) 881-7000
Facsimile: (404) 881-7777
Email: [email protected]
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Email: [email protected]
Email: [email protected]
Email: [email protected]
Michael J. Newton (TX Bar No. 24003844)
Derek Neilson (TX Bar No. 24072255)
ALSTON & BIRD LLP
2800 N. Harwood St., Suite 1800
Dallas, Texas 75201
Telephone: (214) 922-3400
Facsimile: (214) 922-3899
Email: [email protected]
Email: [email protected]
M. Scott Stevens (NC Bar No. 37828)
Ross R. Barton (NC Bar No. 37179)
Linda Chang (NC Bar No. 44290)
Robert Caison (NC Bar No. 46632)
Samuel Merritt (NC Bar No. 47945)
M. Joseph Fernando (NC Bar No. 49199)
ALSTON & BIRD LLP
Bank of America Plaza
101 South Tryon Street, Suite 4000
Charlotte, NC 28280-4000
Telephone: (704) 444-1000
Facsimile: (704) 444-1111
Email: [email protected]
Email: [email protected]
Email: [email protected]
Email: [email protected]
Email: [email protected]
Email: [email protected]
Marsha E. Diedrich (CA Bar No. 93709)
ALSTON & BIRD LLP
333 South Hope Street
16th Floor
Los Angeles, CA 90071
Telephone: (213) 576-1000
Facsimile: (213) 576-1100
Email: [email protected]
Thomas Davison (FL Bar No. 55687)
ALSTON & BIRD LLP
The Atlantic Building
950 F Street, NW
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Washington, DC 20004-1404
Telephone: (202) 239-3300
Facsimile: (202) 239-3333
Email: [email protected]
Deron R. Dacus
Texas State Bar No. 790553
THE DACUS FIRM, P.C.
821 ESE Loop 323, Suite 430
Tyler, TX 75701
Telephone: (903) 705-1117
Facsimile: (903) 581-2543
Email: [email protected]
COUNSEL FOR INTERVENORS
NOKIA SOLUTIONS AND
NETWORKS US LLC AND NOKIA
SOLUTIONS AND NETWORKS OY.
By: /s/ Phillip B. Philbin
Phillip B. Philbin
State Bar No. 15909020
Jamie H. McDole
State Bar No. 24082049
Charles M. Jones II
State Bar No. 24054941
Michael D. Karson
State Bar No. 24090198
Hamilton C. Simpson
State Bar No. 24083862
HAYNES AND BOONE, LLP
2323 Victory Avenue, Suite 700
Dallas, Texas 75219
Tel.: (214) 651-5000
Fax: (214) 651-5940
Email:
ATTORNEYS FOR INTERVENORS
TELEFONAKTIEBOLAGET LM
ERICSSON AND ERICSSON INC.
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CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the above and foregoing document has
been served on December 8, 2016 to all counsel of record who are deemed to have consented to
electronic service via the Court’s CM/ECF system per Local Rule CV-5(a)(3).
/s/ Neil Warren
Neil Warren
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EXHIBIT A
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NSN779-1023, Page 8
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NSN779-1023, Page 10
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NSN779-1023, Page 11
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NSN779-1023, Page 12
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 6 of 41 PageID #: 943
NSN779-1023, Page 13
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 7 of 41 PageID #: 944
NSN779-1023, Page 14
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 8 of 41 PageID #: 945
NSN779-1023, Page 15
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 9 of 41 PageID #: 946
NSN779-1023, Page 16
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 10 of 41 PageID #: 947
NSN779-1023, Page 17
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 11 of 41 PageID #: 948
NSN779-1023, Page 18
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 12 of 41 PageID #: 949
NSN779-1023, Page 19
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 13 of 41 PageID #: 950
NSN779-1023, Page 20
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 14 of 41 PageID #: 951
NSN779-1023, Page 21
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 15 of 41 PageID #: 952
NSN779-1023, Page 22
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 16 of 41 PageID #: 953
NSN779-1023, Page 23
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 17 of 41 PageID #: 954
NSN779-1023, Page 24
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 18 of 41 PageID #: 955
NSN779-1023, Page 25
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 19 of 41 PageID #: 956
NSN779-1023, Page 26
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 20 of 41 PageID #: 957
NSN779-1023, Page 27
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 21 of 41 PageID #: 958
NSN779-1023, Page 28
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 22 of 41 PageID #: 959
NSN779-1023, Page 29
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 23 of 41 PageID #: 960
NSN779-1023, Page 30
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 24 of 41 PageID #: 961
NSN779-1023, Page 31
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 25 of 41 PageID #: 962
NSN779-1023, Page 32
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 26 of 41 PageID #: 963
NSN779-1023, Page 33
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 27 of 41 PageID #: 964
NSN779-1023, Page 34
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 28 of 41 PageID #: 965
NSN779-1023, Page 35
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 29 of 41 PageID #: 966
NSN779-1023, Page 36
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 30 of 41 PageID #: 967
NSN779-1023, Page 37
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 31 of 41 PageID #: 968
NSN779-1023, Page 38
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 32 of 41 PageID #: 969
NSN779-1023, Page 39
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 33 of 41 PageID #: 970
NSN779-1023, Page 40
Case 2:16-cv-00056-JRG-RSP Document 110-1 Filed 12/08/16 Page 34 of 41 PageID #: 971
NSN779-1023, Page 41
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EXHIBIT B
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Summary of Opinions by Huawei’s Claim Construction Expert, Dr. Jonathan Wells
If T-Mobile or NSN submits expert testimony as identified in its P.R. 4-2 and 4-3
disclosures, Huawei intends to submit a declaration from its claim construction expert,
Dr. Jonathan Wells, with its reply claim construction brief. Huawei will rely on Dr.
Wells’ opinions in opposing Defendants’ proposed constructions and rebutting
Defendants’ expert’s opinions. Huawei provides herein a brief description of the
substance of Dr. Wells’ proposed testimony.
Dr. Wells has been asked to consider the following topics with respect to the
Patents-in-Suit:
a) The level of ordinary skill in the art with respect to U.S. Patent No. 8,638,750
(the “’750 Patent”), U.S. Patent No. 8,537,779 (the “’779 Patent”); and U.S.
Patent No. 8,031,677 (the “’677 Patent”); as well as
b) How the claim terms listed in Exhibit A would have been understood by one
of ordinary skill in the art at the time of the respective inventions, in light of
the intrinsic and extrinsic evidence.
I. Level of Ordinary Skill in the Art
1. Dr. Wells will address the level of ordinary skill in the art with respect to
the ’750, ’779, and ’677 Patents.
II. Patent Terms
a. “Create Bearer Request message” (’779 Patent, Claim 4)
2. To the extent Defendants offer expert testimony in support of their
construction of this term, Dr. Wells will respond to Defendants’ assertion that “Create
Bearer Request” means “a message titled Create Bearer Request” and will opine that a
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person of ordinary skill in the art would not have understood the term in this manner
with reference to the claims, figures, specification, prosecution history or prior art of the
’779 Patent. Dr. Wells will opine that a person of ordinary skill in the art would have
understood consistent with its plain meaning. Dr. Wells may rely on the representative
support as identified by Huawei in Exhibit A and any other materials identified by
Defendants or Intervenors.
b. “attach request” (’750 Patent, Claims 2, 3, 8, 9, 14, & 15)
3. To the extent Defendants offer expert testimony in support of their
construction of this term, Dr. Wells will respond to Defendants’ assertion that “attach
request” is indefinite or lacks written description and will opine that a person of
ordinary skill in the art would not have considered this term to lack a written
description with reference to the claims, figures, specification, and prosecution history
of the ’779 Patent. Dr. Wells will opine that a person of ordinary skill in the art would
have understood this term consistent with its plain meaning. Dr. Wells may rely on the
representative support as identified by Huawei in Exhibit A and any other materials
identified by Defendants or Intervenors.
c. “Create Default Bearer Request Message” (’750 Patent, Claims
4, 10, 17)
4. To the extent Defendants offer expert testimony in support of their
construction of this term, Dr. Wells will respond to Defendants’ assertion that “Create
Default Bearer Request” means “a message titled Create Default Bearer Request” and
will opine that a person of ordinary skill in the art would not have understood the term
in this manner with reference to the claims, figures, specification, prosecution history or
prior art of the ’750 Patent. Dr. Wells will opine that a person of ordinary skill in the art
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would have understood consistent with its plain meaning. Dr. Wells may rely on the
representative support as identified by Huawei in Exhibit A and any other materials
identified by Defendants or Intervenors.
d. “A method for detaching a user equipment (UE) when a
handover from a 3rd generation partnership project (3GPP)
network to a non-3GPP network occurs, comprising” (’677
patent, Claim 1)
5. To the extent Defendants offer expert testimony in support of their
construction of this term, Dr. Wells will respond to Defendants’ assertion that the
preamble is limiting and will opine that a person of ordinary skill in the art would not
have understood the term this manner with reference to the claims, figures,
specification, and prosecution history of the ’677 Patent. Dr. Wells may rely on the
representative support as identified by Huawei in Exhibit A and any other materials
identified by Defendants or Intervenors.
e. “detaching, by the MME, the UE from the 3GPP network” /
“detach the UE from the 3GPP network” (’677 patent, Claims 1,
8)
6. To the extent Defendants offer expert testimony in support of their
construction of this term, Dr. Wells will respond to Defendants’ assertion that it means
“deleting the MM context of the UE by the MME” / “delete the MM context of the UE, by
the MME,” and will opine that a person of ordinary skill in the art would not have
understood the term in this manner with reference to the claims, figures, specification,
and prosecution history of the ’677 Patent. Dr. Wells will opine that a person of ordinary
skill in the art would have understood this term to mean “deleting an MM context of the
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UE by the MME” / “delete an MM context of the UE, by the MME.” Dr. Wells may rely
on the representative support as identified by Huawei in Exhibit A and any other
materials identified by Defendants or Intervenors.
III. Alleged Means-Plus-Function Terms
7. Dr. Wells will respond to Defendants’ assertion that the purported means-
plus-function claim terms proposed for construction by Defendants1 lack any
1 “a receiver . . . the receiver is configured to receive, from a user equipment (UE), an access
request message for access the 3GPP access system; . . . wherein the access request message
includes the first handover indication information indicating that the access is a handover
access” (’750 Patent, Claim 1);
“a transmitter configured to communicatively connect with the receiver, . . .the transmitter is
configured to send a resource request message to a packet data network gateway (PDN GW)
to create resources for the UE to be used in the 3GPP access system, . . . wherein, in response
to the first handover indication information being included in the access request message, the
resource request message is configured to include second handover indication information,
which indicates that the resource request message is caused by a handover access; and
wherein the second handover indication information is configured to be carried by an
indication flag of the resource request message, the indication flag including one of a
handover indication flag, a create type flag which is set to be handover create, and cause flag
which is set to be handover cause” (’750 Patent, Claim 1);
“a mobility management network device configured to be responsible for mobility management,
wherein, during a handover of a user equipment (UE) from a non-3rd Generation Partnership
Project (non-3GPP) access system to a 3GPP access system, the mobility management
network device is configured to:
receive, from the UE, an access request message for access the 3GPP access system; and send a
resource request message to a packet data network gateway (PDN GW) to request the PDG
GW to create resources for the UE to be used in the 3GPP access system, wherein the access
request message includes first handover indication information indicating that the access is a
handover access; and wherein, in response to the first handover indication information being
included in the access request message, the mobility management network device is
configured to include second handover indication information indicating that the resource
request message is caused by a handover access into the resource request message; and,
wherein the mobility management network device is configured to carry the second handover
indication information by an indication flag of the resource request message, the indication
flag including one of a handover indication flag, a create type flag which is set to be
handover create, and cause flag which is set to be handover cause” (’750 Patent, Claim 13);
“an obtaining unit, configured to receive an attach request message sent by a User Equipment
(UE) during a handover from a non 3rd Generation Partnership Project (non-3GPP) network
to a 3rd Generation Partnership Project (3GPP) network, wherein the attach request message
comprises an information element indicating handover” (’779 Patent, Claim 11);
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corresponding structure and will opine that a person of ordinary skill in the art would
have understood these terms within the context of the ’779 and ’750 Patents in the first
instance, but in any event would have understood their corresponding structures with
reference to the claims, figures, specification, and prosecution history of the ’779 and
’750 Patents. Dr. Wells may rely on the representative support as identified by Huawei
in Exhibit A and any other materials identified by Defendants or Intervenors.
“an identifying unit, configured to identify that the attach request message is due to the handover
according to the IE indicating handover” (’779 Patent, Claim 11);
“a processing unit, configured to identify a Packet Data Network Gateway (PDN GW) whose
address is used by the UE in the non-3GPP network by communicating with a Home
Subscriber Server (HSS), and request the PDN GW to initiate a bearer creation procedure”
(’779 Patent, Claim 11).
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