In Association With ARL - adviser- · PDF fileIn Association With ARL Adviser Rankings Limited ... Iofina PLC IS Solutions PLC Kodal Minerals PLC Latham (James) PLC Legendary

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In Association With

ARL Adviser Rankings Limited

ARL Adviser Rankings Limited

A D V I S E R S R A N K I N G S G U I D E

I S S U E 7 - J A N U A R Y 2 0 1 5

7

Auditors

AIM Advisers Rankings Guide

BDO LLP55 Baker StreetLondonW1U 7EUT: (020) 7486 5888F: (020) 7487 3686

KPMG8 Salisbury SquareLondonEC4Y 8BBT: (020) 7311 1000F: (020) 7311 3311

GRANT THORNTON UK LLPGrant Thornton HouseMelton StreetEuston SquareLondonNW1 2EPT: (020) 7383 5100F: (020) 7383 4715www.grant-thornton.co.uk

32Red PLCAccumuli PLCAdvance Frontier Markets Fund LtdADVFN PLCAllergy Therapeutics PLCAlliance Pharma PLCAllocate Software PLCAmerisur Resources PLCAmino Technologies PLCAorTech International PLCArmor Designs IncAugean PLCAvingtrans PLCBango PLCBelvoir Lettings PLCBillington Holdings PLCBiome Technologies PLCBlueRock Diamonds PLCBrady PLC

BrainJuicer Group PLCBraveheart Investment Group PLCCambridge Cognition Holdings PLCCareTech Holdings PLCChamberlin PLCCloudTag IncConcurrent Technologies PLCConstellation Healthcare Technologies IncConviviality Retail PLCCroma Security Solutions Group PLCCVS Group PLCDDD Group PLCDillistone Group PLCDods Group PLCEleco PLCElephant Capital PLCEnteq Upstream PLCentu (UK) PLCEurasia Mining PLCFlowtech Fluidpower PLCFrontier Developments PLCFrontier Mining LtdGama Aviation PLCGamma Communications PLCGETECH Group PLCGLI Finance LtdGlobo PLCGreenko Group PLCGriffin Mining LtdGVC Holdings PLCHaike Chemical Group LtdHayward Tyler Group PLCHolders Technology PLCHydrodec Group PLCHydrogen Group PLCIBEX Global Solutions PLCIDOX PLCiEnergizer LtdImaginatik PLCImmedia Group PLCIndus Gas LtdInland Homes PLCInspired Energy PLCIomart Group PLCIPPlus PLCIPSA Group PLCIXICO PLCJaywing PLCJourney Group PLCJudges Scientific PLCKea Petroleum PLCLandore Resources LtdLiDCO Group PLC

Livermore Investments Group LtdLombard Risk Management PLCLPA Group PLCMar City PLCMariana Resources LtdMetminco LtdMobile Streams PLCMobile Tornado Group PLCMoPowered Group PLCMortice LtdMXC Capital PLCNationwide Accident Repair Services PLCNetcall PLCNichols PLCNorish PLCNorthamber PLCOn-Line PLCOPG Power Ventures PLCOutsourcery PLCOvoca Gold PLCOxford Pharmascience Group PLCPapua Mining PLCParagon Entertainment LtdParallel Media Group PLCPatagonia Gold PLCPatisserie Holdings PLCPeel Hotels PLCPenna Consulting PLCPressure Technologies PLCPrime Active Capital PLCProgility PLCProgressive Digital Media Group PLCProxama PLCPublishing Technology PLCQuartix Holdings PLCRAB Special Situations Co LtdREACT Energy PLCReal Estate Investors PLCReconstruction Capital II LtdRed Leopard Holdings PLCRightster Group PLCRM2 International SARotala PLCRurelec PLCSacoven PLCSafeland PLCSagentia Group PLCSanderson Group PLCSavannah Petroleum PLCScientific Digital Imaging PLCSirius Petroleum PLCSKIL Ports & Logistics LtdSphere Medical Holding PLC

Spitfire Oil LtdStaffline Group PLCStarvest PLCSurgical Innovations Group PLCSwallowfield PLCSymphony Environmental Technologies PLCTandem Group PLCTEG Group (The) PLCTen Alps PLCTiger Resource Finance PLCTiziana Life Sciences PLCToumaz LtdTricorn Group PLCTri-Star Resources PLCTristel PLCTyraTech IncUbisense Group PLCVela Technologies PLCVianet Group PLCVolvere PLCWeatherly International PLCZambeef Products PLCZincOx Resources PLCZoo Digital Group PLC

Total AIM Clients

RANK AUDITOR JAN ‘15 OCT ‘14

1 (1) BDO 158 (155)

2 (3) KPMG 152 (146)

3 (2) GRANT THORNTON UK 149 (147)

4 (4) PRICEWATERHOUSECOOPERS 119 (114)

5 (5) DELOITTE 79 (85)

6 (6) EY 65 (68)

7 (7) BAKER TILLY 56 (55)

8 (8) CROWE CLARK WHITEHILL 39 (40)

9 (9) UHY HACKER YOUNG 31 (32)

10 (10) NEXIA SMITH & WILLIAMSON 27 (25)

11 (11) JEFFREYS HENRY 23 (22)

12 (13) PKF LITTLEJOHN 17 (16)

12 (12) WELBECK ASSOCIATES 17 (17)

14 (15) CHAPMAN DAVIS 16 (15)

15 (13) CHANTREY VELLACOTT DFK 15 (16)

16 (16) MAZARS 13 (13)

17 (17) HAYSMACINTYRE 9 (9)

18 (18) KINGSTON SMITH 7 (8)

18 (18) MOORE STEPHENS (LONDON) 7 (8)

20 (20) SHIPLEYS 5 (5)


1 (1) PRICEWATERHOUSECOOPERS 17,087 (16,364)

2 (2) KPMG 13,997 (14,738)

3 (3) DELOITTE 9,148 (9,104)

4 (4) BDO 8,755 (8,286)

5 (5) GRANT THORNTON UK 7,813 (7,984)

6 (6) EY 6,436 (6,902)

7 (7) BAKER TILLY 2,133 (2,109)

8 (9) CROWE CLARK WHITEHILL 1,164 (1,469)


10 (8) UHY HACKER YOUNG 396 (1,734)

11 (11) MAZARS 347 (357)



14 (12) CHAPMAN DAVIS 235 (356)

15 (19) REES POLLOCK 188 (161)


17 (20) HAYSMACINTYRE 175 (136)

18 (17) RBS ROEVERBROENNERSUSAT GMBH & CO 174 (177)

19 (18) JAMES COWPER 157 (162)

20 (13) MOORE STEPHENS (LONDON) 149 (301)

No. of clients Client Market Cap (£M)

8 9

Auditors Auditors

AIM Advisers Rankings Guide AIM Advisers Rankings Guide

JEFFREYS HENRY LLPFinsgate5-7 Cranwood StreetLondonEC1V 9EET: (020) 7309 2222F: (020) 7309 2309www.jeffreyshenry.com

Adams PLCAFC Energy PLCAfrican Eagle Resources PLCBaron Oil PLCdotDigital Group PLCEmerging Market Minerals PLCEmmit PLCInsetco PLCMessaging International PLCMNC Strategic Investments PLCMobilityOne LtdNew Trend Lifestyle Group PLCNostra Terra Oil & Gas Co PLCNova Resources LtdOptiBiotix Health PLCOrogen Gold PLCPremaitha Health PLCPressfit Holdings PLCTern PLCTricor PLCVenn Life Sciences Holdings PLCVerdes Management PLCZibao Metals Recycling Holdings PLC

PKF LITTLEJOHN1 Westferry CircusCanary WharfLondonE14 4HDT: (020) 7516 2200F: (020) 7516 2400www.pkf-littlejohn.com

Alecto Minerals PLCAtlantic Coal PLCChina Nonferrous Gold LtdFinnAust Mining PLCGowin New Energy Group LtdHelios Underwriting PLCHorizonte Minerals PLCInspirit Energy Holdings PLCMagnolia Petroleum PLCNoricum Gold LtdNorthcote Energy LtdOrtac Resources LtdPolemos PLCRandall & Quilter Investment Holdings LtdStrat Aero PLCStratex International PLCVipera PLC

WELBECK ASSOCIATES30 Percy StreetLondonW1T 2DBT: (020) 7467 1700www.welbeck-ca.co.uk

Alpha Returns Group PLCArmstrong Ventures PLCCA Sperati PLCCientifica PLCClear Leisure PLCKennedy Ventures PLCLeed Resources PLCLimitless Earth PLCMercer Resources PLCMineral & Financial Investments LtdMX Oil PLCPaternoster Resources PLCPires Investments PLCPlutus PowerGen PLCStratMin Global Resources PLCTengri ResourcesTouchstone Gold Ltd

CHAPMAN DAVIS LLPNo 2 Chapel CourtLondonSE1 1HHT: (020) 7357 6008F: (020) 7357 6159

CHANTREY VELLACOTT DFKRussell Square House10/12 Russell SquareLondonWC1B 5LFT: (020) 7509 9000

MAZARS LLPTower Bridge HouseSt Katharine’s WayLondonE1W 1DDT: (020) 7063 4000F: (020) 7063 4001www.mazars.co.uk

21st Century Technology PLCAccess Intelligence PLCByotrol PLCDQ Entertainment PLCHunter Resources PLCMCB Finance Group PLCMinds + Machines Group LtdNorthern Bear PLCPennant International Group PLCPortmeirion Group PLCPro Global Insurance Solutions PLCReabold Resources PLCTaliesin Property Fund Ltd

HAYSMACINTYRE26 Red Lion SquareLondonWC1R 4AGT: (020) 7969 5500F: (020) 7969 5600

KINGSTON SMITHDevonshire House60 Goswell RoadLondonEC1M 7ADT: (020) 7566 4000F: (020) 7566 4010

MOORE STEPHENS (LONDON)150 Aldersgate StreetLondonEC1A 4ABT: (020) 7334 9191F: (020) 7248 3408

SHIPLEYS10 Orange StreetHaymarketLondonWC2H 7DQT: (020) 7312 0000F: (020) 7312 0022

JAMES COWPER LLP3 Wesley GateQueen’s RoadReading, BerkshireRG1 4APTel: +44 (0)118 959 0261www.jamescowper.co.uk

Abzena PLCBioventix PLCCloudBuy PLCOne Media iP Group PLC

PRICEWATERHOUSECOOPERS LLP7 More London RiversideLondonSE1 2RTT: (020) 7583 5000F: (020) 7822 4652www.pwc.com

1Spatial PLCAbcam PLCAccsys Technologies PLCAction Hotels PLCActual Experience PLCAlternative Networks PLCAmiad Water Systems LtdAndes Energia PLCAnpario PLCAntrim Energy IncArria NLG PLCASOS PLCAssetCo PLCBahamas Petroleum Co PLCBelgravium Technologies PLCBonmarche Holdings PLCboohoo.com PLCBrooks Macdonald Group PLCCamellia PLCCello Group PLCCentral Asia Metals PLCCEPS PLCCeramic Fuel Cells LtdCeres Power Holdings PLCChurchill China PLCCircle Holdings PLCClinigen Group PLCCraneware PLCDaisy Group PLCDaniel Stewart Securities PLCDeltex Medical Group PLCDiamondcorp PLCEbiquity PLCEKF Diagnostics Holdings PLCEnegi Oil PLCEscher Group Holdings PLCEssenden PLCFlowgroup PLCFox Marble Holdings PLCFrontera Resources CorpGlobal Brands SAGooch & Housego PLCGood Energy Group PLCHaversham Holdings PLCHellenic Carriers LtdHutchison China Meditech LtdImpellam Group PLCImperial Innovations Group PLCInditherm PLCInterbulk Group PLCIntercede Group PLCIQE PLCIthaca Energy IncJapan Residential Investment Company LtdJelf Group PLCJohnson Service Group PLCJuridica Investments LtdKuala LtdLudorum PLCM P Evans Group PLCMarwyn Management Partners PLCMax Petroleum PLCModern Water PLCMonitise PLCMySale Group PLCNetDimensions (Holdings) LtdNumis Corp PLCNWF Group PLCNyota Minerals LtdOrigin Enterprises PLCOrosur Mining IncOrsu Metals CorpOttoman Fund (The) LtdPacific Alliance Asia Opportunity Fund Ltd

Pacific Alliance China Land LtdPittards PLCPlethora Solutions Holdings PLCPlus500 LtdPME African Infrastructure Opportunities PLCProton Power Systems PLCPublic Service Properties Investments LtdPure Wafer PLCPureCircle LtdRedcentric PLCRegal Petroleum PLCReNeuron Group PLCRichland Resources LtdRosslyn Data Technologies PLCSafestay PLCSarossa PLCShellshock LtdSinclair (William) Holdings PLCSinclair IS Pharma PLCSirius Minerals PLCSlingsby (H C) PLCStyles & Wood Group PLCSummit Corp PLCSweett Group PLCTelford Homes PLCThorpe (F W) PLCTrading Emissions PLCTrap Oil Group PLCTrinity Exploration & Production PLCTungsten Corp PLCTurbo Power Systems IncUrals Energy PLCURU Metals LtdVelocys PLCVernalis PLCVersarien PLCVertu Motors PLCVietnam Infrastructure LtdVinaCapital Vietnam Opportunity Fund LtdVinaLand LtdVislink PLCWalker Greenbank PLCWishbone Gold PLCYouGov PLCZoltav Resources Inc

DELOITTE LLP2 New Street SquareLondonEC4A 3BZT: (020) 7936 3000F: (020) 7583 1198

EY1 More London PlaceLondonSE1 2AFT: (020) 7951 2000F: (020) 7951 1345

BAKER TILLY25 Farringdon StreetLondonEC4A 4ABT: (020) 3201 8000F: (020) 3201 8001www.bakertilly.co.uk

3Legs Resources PLCAeorema Communications PLCAfrican Potash LtdAgriterra LtdANGLE PLCAPC Technology Group PLCAsian Citrus Holdings LtdAtlas Development & Support Services LtdAvarae Global Coins PLCBond International Software PLCBushveld Minerals Ltd

Castleton Technology PLCCellcast PLCCollagen Solutions PLCDraganfly Investments LtdEagle Eye Solutions Group PLCEarthport PLCEG Solutions PLCElectrical Geodesics Inc (J)Frenkel Topping Group PLCHeath (Samuel) & Sons PLCHummingbird Resources PLCIdeagen PLCImpact Holdings (UK) PLCInstem PLCIofina PLCIS Solutions PLCKodal Minerals PLCLatham (James) PLCLegendary Investments PLCLok’n Store Group PLCMartinco PLCMattioli Woods PLCObtala Resources LtdParagon Diamonds LtdPlant Impact PLCPremier African Minerals LtdProduce Investments PLCreach4entertainment Enterprises PLCred24 PLCRestore PLCRose Petroleum PLCSable Mining Africa LtdSecure Property Development & Investment PLCServoca PLCSmart Metering Systems PLCSpectra Systems Corp (J)Sprue Aegis PLCStilo International PLCSynety Group PLCTanfield Group PLCUKrproduct Group LtdULS Technology PLCUnited Carpets Group PLCVenture Life Group PLCVitesse Media PLC

CROWE CLARK WHITEHILL LLPSt Bride’s House10 Salisbury SquareLondonEC4Y 8EHT: (020) 7842 7100F: (020) 7583 1720www.croweclarkwhitehill.co.uk

AB Dynamics PLC Adamas Finance Asia Ltd AdEPT Telecom PLC Auhua Clean Energy PLC Camkids Group PLC CDialogues PLC CentralNic Group PLC Condor Gold PLC Craven House Capital PLC DP Poland PLC Fusionex International PLC Galasys PLC Graphene NanoChem PLC Hightex Group PLC Independent Resources PLC Jarvis Securities PLC JQW PLC Learning Technologies Group PLC Medilink-Global UK Ltd Naibu Global International Co PLC Oxus Gold PLC PHSC PLC PipeHawk PLC Plexus Holdings PLC Prime People PLC Quadrise Fuels International PLC Rame Energy PLC Real Good Food PLC Sorbic International PLC Sound Oil PLC Sovereign Mines of Africa PLC

Sunrise Resources PLC SWP Group PLC SyQic PLC Tertiary Minerals PLC Trafalgar New Homes PLC Water Intelligence PLC Xtract Resources PLC Yujin International Ltd (J)

UHY HACKER YOUNGQuadrant House4 Thomas More SquareLondonE1W 1YWT: (020) 7216 4600F: (020) 7767 2600

NEXIA SMITH & WILLIAMSON25 MoorgateLondonEC2R 6AYT: (020) 7131 4000F: (020) 7131 4001www.nexiasmith.williamson.co.uk

24/7 Gaming Group Holdings PLCAlba Mineral Resources PLCArcontech Group PLCChristie Group PLCECR Minerals PLCEgdon Resources PLCFletcher King PLCHague and London Oil PLCHML Holdings PLCImmuPharma PLCInfrastrata PLCMediaZest PLCMetals Exploration PLCMichelmersh Brick Holdings PLCMilestone Group PLCMoneySwap PLCPanther Securities PLCParkmead Group (The) PLCPCG Entertainment PLCPinnacle Technology Group PLCPorta Communications PLCPower Capital Global LtdQuoram PLCSoftware Radio Technology PLCStanley Gibbons Group (The) PLCUltrasis PLCVictoria PLC

10 11

Auditors Auditors


FTSE AIM 100 Clients


Abcam PLCAlternative Networks PLCASOS PLCboohoo.com PLCBrooks Macdonald Group PLCCamellia PLCCentral Asia Metals PLCClinigen Group PLCHutchison China Meditech LtdImpellam Group PLCIthaca Energy IncJohnson Service Group PLCM P Evans Group PLCMonitise PLCMySale Group PLCNumis Corp PLCPlus500 LtdPureCircle LtdRedcentric PLCSinclair IS Pharma PLCSirius Minerals PLCTelford Homes PLCThorpe (F W) PLCTungsten Corp PLCVelocys PLCVernalis PLCVertu Motors PLCVinaCapital Vietnam Opportunity Fund Ltd

KPMG8 Salisbury SquareLondonEC4Y 8BBT: (020) 7311 1000F: (020) 7311 3311


Amerisur Resources PLCCVS Group PLCGamma Communications PLCGlobo PLCGreenko Group PLCGVC Holdings PLCIomart Group PLCNichols PLCOPG Power Ventures PLCPatisserie Holdings PLCRM2 International SAStaffline Group PLC

DELOITTE LLP2 New Street SquareLondonEC4A 3BZT: (020) 7936 3000F: (020) 7583 1198

EY1 More London PlaceLondonSE1 2AFT: (020) 7951 2000F: (020) 7951 1345

BDO LLP55 Baker StreetLondonW1U 7EUT: (020) 7486 5888F: (020) 7487 3686


Earthport PLCRestore PLCSmart Metering Systems PLC


Plexus Holdings PLCQuadrise Fuels International PLC


Parkmead Group (The) PLC



2 (2) KPMG 26 (25)


4 (3) DELOITTE 10 (11)

5 (4) EY 9 (9)

6 (4) BDO 8 (9)





2 (2) KPMG 7,205 (7,571)

3 (3) DELOITTE 5,302 (5,020)


5 (4) BDO 2,520 (3,088)

6 (6) EY 2,265 (2,446)

7 (8) BAKER TILLY 759 (458)



Financials Clients


Brooks Macdonald Group PLCCamellia PLCDaniel Stewart Securities PLCGlobal Brands SAHaversham Holdings PLCImperial Innovations Group PLCJapan Residential Investment Company LtdJelf Group PLCJuridica Investments LtdKuala LtdLudorum PLCMarwyn Management Partners PLCNumis Corp PLCOttoman Fund (The) LtdPacific Alliance Asia Opportunity Fund LtdPacific Alliance China Land LtdPlus500 LtdPME African Infrastructure Opportunities PLCPublic Service Properties Investments LtdSarossa PLCShellshock LtdTrading Emissions PLCTungsten Corp PLCVietnam Infrastructure LtdVinaCapital Vietnam Opportunity Fund LtdVinaLand Ltd


Advance Frontier Markets Fund LtdADVFN PLC

Belvoir Lettings PLCBraveheart Investment Group PLCElephant Capital PLCGLI Finance LtdInland Homes PLCLivermore Investments Group LtdMXC Capital PLCParagon Entertainment LtdProxama PLCRAB Special Situations Co LtdReal Estate Investors PLCReconstruction Capital II LtdRed Leopard Holdings PLCSacoven PLCSafeland PLCStarvest PLCTiger Resource Finance PLCVolvere PLC


Atlas Development & Support Services LtdAvarae Global Coins PLCDraganfly Investments LtdFrenkel Topping Group PLCImpact Holdings (UK) PLCLegendary Investments PLCLok’n Store Group PLCMartinco PLCMattioli Woods PLCSecure Property Development & Investment PLC

WELBECK ASSOCIATES30 Percy StreetLondonW1T 2DBT: (020) 7467 1700www.welbeck-ca.co.uk

Clear Leisure PLCLimitless Earth PLCMercer Resources PLCMineral & Financial Investments LtdPires Investments PLCPlutus PowerGen PLC

JEFFREYS HENRY LLPFinsgate5-7 Cranwood StreetLondonEC1V 9EET: (020) 7309 2222F: (020) 7309 2309www.jeffreyshenry.com

Adams PLCInsetco PLCNova Resources LtdTern PLCVerdes Management PLC


Fletcher King PLCHML Holdings PLCMoneySwap PLCPanther Securities PLCPower Capital Global Ltd


Adamas Finance Asia LtdCraven House Capital PLCJarvis Securities PLC

MAZARS LLPTower Bridge HouseSt Katharine’s WayLondonE1W 1DDT: (020) 7063 4000F: (020) 7063 4001www.mazars.co.uk

MCB Finance Group PLCPro Global Insurance Solutions PLCReabold Resources PLCTaliesin Property Fund Ltd

PKF LITTLEJOHN1 Westferry CircusCanary WharfLondonE14 4HDT: (020) 7516 2200F: (020) 7516 2400www.pkf-littlejohn.com

Alecto Minerals PLCHelios Underwriting PLCPolemos PLCRandall & Quilter Investment Holdings Ltd



1 (1) KPMG 41 (41)


3 (3) BDO 25 (21)


5 (5) DELOITTE 15 (16)

5 (6) EY 15 (15)


8 (9) WELBECK ASSOCIATES 6 (6)



9 (8) UHY HACKER YOUNG 5 (7)

12 (11) MAZARS 4 (4)




2 (3) DELOITTE 3,543 (3,042)

3 (2) EY 3,249 (3,284)

4 (4) KPMG 3,112 (2,898)

5 (5) BDO 2,237 (1,168)


7 (7) BAKER TILLY 278 (258)

8 (9) REES POLLOCK 157 (144)


10 (11) MAZARS 127 (113)




22 23

Financial PR Advisers Financial PR Advisers


WALBROOK PR4 Lombard StreetLondonEC3V 9HDT: (020) 7933 8780F: (020) 7933 8781www.walbrookpr.com

ACTA SpA Advanced Oncotherapy PLC Aggregated Micro Power Holdings PLC Animalcare Group PLC Arria NLG PLC Audioboom Group PLC Avacta Group PLC Cambridge Cognition Holdings PLC CDialogues PLC Collagen Solutions PLC Cyan Holdings PLC Daily Internet PLC Eden Research PLC EKF Diagnostics Holdings PLC EMED Mining Public Ltd Epistem Holdings PLC First Derivatives PLC Flowgroup PLC Frenkel Topping Group PLC Frontier Mining Ltd GETECH Group PLC GoldStone Resources Ltd Great Western Mining Corp PLC Greka Engineering & Technology Ltd Hunter Resources PLC Ilika PLC Instem PLC LiDCO Group PLC Lifeline Scientific Inc LiteBulb Group Ltd (J)Medilink-Global UK Ltd Mirada PLC Mobile Tornado Group PLC NetDimensions (Holdings) Ltd Omega Diagnostics Group PLC OptiBiotix Health PLC Orogen Gold PLC Petards Group PLC Plastics Capital PLC RapidCloud International PLC Renew Holdings PLC Safeland PLC Speymill PLC SQS Software Quality Systems AG Stadium Group PLC SyQic PLC Tristel PLC TyraTech Inc ULS Technology PLC Venn Life Sciences Holdings PLC YOLO Leisure and Technology PLC

BELL POTTINGER - FINANCIAL AND CORPORATEHolborn Gate330 High HolbornLondonWC1V 7QDT: (020) 7861 3800 www.bell-pottinger.com

Amara Mining PLC Arbuthnot Banking Group PLC Bellzone Mining PLC Cenkos Securities PLC Central Asia Metals PLC Crossrider PLC Fastnet Oil & Gas PLC Focusrite PLC Gaming Realms PLC

GCM Resources PLC Global Invacom Group Ltd Greka Drilling Ltd GVC Holdings PLC H&T Group PLC Indus Gas Ltd Intercede Group PLC Juridica Investments Ltd Kibo Mining PLC Leyshon Resources Ltd LGO Energy PLC Madagascar Oil Ltd Market Tech Holdings Ltd Martinco PLC Mulberry Group PLC MyCelx Technologies Corp Ncondezi Energy Ltd NewRiver Retail Ltd Pan African Resources PLC (J)Petroceltic International PLC (J)Portmeirion Group PLC President Energy PLC Quadrise Fuels International PLC Quindell PLC SafeCharge International Group Ltd Savannah Petroleum PLC SeaEnergy PLC Secure Trust Bank PLC Shore Capital Group Ltd Solo Oil PLC Xcite Energy Ltd (J)

ST BRIDES PARTNERS3 St Michael’s AlleyLondonEC3V 9DST: (020) 7236 1177F: (020) 7236 1188www.stbridespartners.co.uk

INSTINCTIF PARTNERS65 Gresham StreetLondon, EC2V 7NQT: (020) 7457 2020F: (020) 7866 7900www.instinctif.com

32Red PLC Advanced Computer Software Group PLC ASOS PLC Clinigen Group PLC Conviviality Retail PLC Datatec Ltd DJI Holdings PLC Ebiquity PLC Eclectic Bar Group PLC Elektron Technology PLC entu (UK) PLC Escher Group Holdings PLC Essenden PLC e-Therapeutics PLC Frontier Developments PLC Fulcrum Utility Services Ltd Goals Soccer Centres PLC Imperial Innovations Group PLC Infrastructure India PLC IQE PLC ISG PLC Learning Technologies Group PLC LPA Group PLC Mercia Technologies PLC NetScientific PLC Parkmead Group (The) PLC PhotonStar LED Group PLC Premaitha Health PLC Richoux Group PLC SacOil Holdings Ltd Serica Energy PLC Snoozebox Holdings PLC Telit Communications PLC Toumaz Ltd Wentworth Resources Ltd (J)

YELLOW JERSEY PR LTD76 Great Suffolk StreetLondon, SE1 0BLT: 07768 537 739www.yellowjerseypr.com

AFH Financial Group PLCAmphion Innovations PLCAmur Minerals CorpArian Silver Corpblur Group PLCFox Marble Holdings PLCFrontier Resources International PLCHague and London Oil PLCImage Scan Holdings PLCIofina PLCKodal Minerals PLCLightwaveRF PLCMichelmersh Brick Holdings PLCMytrah Energy LtdNewmark Security PLCOne Media iP Group PLCOrtac Resources LtdREACT Energy PLCred24 PLCSoftware Radio Technology PLCSolGold PLCStratex International PLCSula Iron & Gold PLCSunrise Resources PLCSutton Harbour Holdings PLCTertiary Minerals PLCTrafalgar New Homes PLCTri-Star Resources PLCUnion Jack Oil PLC

MHP COMMUNICATIONS60 Great Portland StreetLondonW1W 7RTT: (020) 3128 8100www.mhpc.com

Begbies Traynor Group PLC Brooks Macdonald Group PLC Cohort PLC Corac Group PLC EMIS Group PLC Fairpoint Group PLC IGas Energy PLC (J)Journey Group PLC Keywords Studios PLC Mill Residential REIT PLC Miton Group PLC Mortgage Advice Bureau (Holdings) PLC Parity Group PLC Quartix Holdings PLC Red Rock Resources PLC Regency Mines PLC RWS Holdings PLC Trakm8 Holdings PLC Trinity Capital PLC Victoria PLC W H Ireland Group PLC WYG PLC Young & Co’s Brewery PLC

BRUNSWICK GROUP LLP16 Lincoln’s Inn FieldsLondonWC2A 3EDT: (020) 7404 5959F: (020) 7831 2823www.brunswickgroup.com

Abcam PLCAuhua Clean Energy PLCBowleven PLCGlobo PLCKoovs PLCNumis Corp PLCSongbird Estates PLCTrinity Exploration & Production PLCVernalis PLC

FINSBURYTenter House45 MoorfieldsLondonEC2Y 9AE(020) 7251 3801(020) 7374 4133www.finsbury.com

Dalradian Resources Inc (J)European Islamic Investment Bank PLC Greatland Gold PLC

NEWGATESky Light City Tower,50 Basinghall StreetLondon EC2V 5DET: (020) 7653 9850F: (020) 7653 9851www.newgatethreadneedle.com

FTI CONSULTING INC200 AldersgateAldersgate StreetLondonEC1A 4HDT: (020) 3727 1000F: (020) 3727 1001www.fticonsulting.com

1Spatial PLC 3Legs Resources PLC accesso Technology Group PLC Allergy Therapeutics PLC Allocate Software PLC Amino Technologies PLC Atlantis Resources Ltd Augean PLC Bagir Group Ltd Bahamas Petroleum Co PLC Beximco Pharmaceuticals Ltd (J)Biome Technologies PLC Blinkx PLC Bonmarche Holdings PLC Burford Capital Ltd C4X Discovery Holdings PLC Cambria Africa PLC Cyprotex PLC Digital Barriers PLC Dolphin Capital Investors Ltd Electric Word PLC Electrical Geodesics Inc Falkland Islands Holdings PLC Falkland Oil & Gas Ltd Faroe Petroleum PLC GW Pharmaceuticals PLC Hummingbird Resources PLC iEnergizer Ltd Immunodiagnostic Systems Holdings PLC International Greetings PLC InternetQ PLC Ithaca Energy Inc Kalibrate Technologies PLC Management Resource Solutions PLC MirLand Development Corp PLC

Monitise PLC NAHL Group PLC Nandan Cleantec PLC Nighthawk Energy PLC Oakley Capital Investments Ltd OMG PLC Orosur Mining Inc Outsourcery PLC Powerflute Oyj PuriCore PLC Randall & Quilter Investment Holdings Ltd Restore PLC Scancell Holdings PLC Secure Income REIT PLC Shanta Gold Ltd Shoe Zone PLC Styles & Wood Group PLC Tekcapital PLC Tiziana Life Sciences PLC Unitech Corporate Parks PLC Verona Pharma PLC VinaCapital Vietnam Opportunity Fund Ltd Volga Gas PLC Wandisco PLC (J)YouGov PLC

BUCHANAN107 CheapsideLondonEC2V 6DNT: (020) 7466 5000F: (020) 7466 5001www.buchanan.uk.com

Alliance Pharma PLC ANGLE PLC Antrim Energy Inc Aureus Mining Inc Azonto Petroleum Ltd Bacanora Minerals Ltd

Belvoir Lettings PLC Bond International Software PLC boohoo.com PLC CareTech Holdings PLC Cello Group PLC Central Rand Gold Ltd Churchill China PLC CityFibre Infrastructure Holdings PLC Concha PLC CSF Group PLC Dart Group PLC DQ Entertainment PLC Eckoh PLC Egdon Resources PLC Forte Energy NL Frontera Resources Corp Fusionex International PLC Futura Medical PLC Gooch & Housego PLC Graphene NanoChem PLC Gulfsands Petroleum PLC Hargreaves Services PLC IMImobile PLC Infrastrata PLC Interbulk Group PLC International Mining & Infrastructure Corp PLCKea Petroleum PLC LXB Retail Properties PLC Majestic Wine PLC Metminco Ltd Minera IRL Ltd MoPowered Group PLC Nanoco Group PLC Northbridge Industrial Services PLC Plant Impact PLC Range Resources Ltd (J)Redhall Group PLC ReNeuron Group PLC Science in Sport PLC Staffline Group PLC Synectics PLC Vietnam Holding Ltd Walker Greenbank PLC XLMedia PLC Zambeef Products PLC Zytronic PLC

Total AIM Clients

Newgate specialises in advising growth listed companies on their investor and media communications. Consultants draw their experience from a variety of relevant backgrounds such as small cap stockbroking, financial journalism and long term PR professionals. Tailored programmes focusing on concise and consistent messaging and Newgate’s extensive relationships enable clients to maximise their reach to both institutional and private investors.


RANK FINANCIAL PR JAN ‘15 OCT ‘14

1 (1) NEWGATE 82 (85)

2 (2) FTI CONSULTING 60 (79)

3 (3) BUCHANAN 52 (54)

3 (4) TAVISTOCK 52 (53)

5 (5) WALBROOK PR 51 (50)

6 (6) BELL POTTINGER - FINANCIAL AND CORPORATE 40 (42)

6 (7) ST BRIDES PARTNERS 40 (41)

8 (8) INSTINCTIF PARTNERS 35 (39)

9 (11) YELLOW JERSEY PR 29 (26)

10 (9) BLYTHEWEIGH 26 (30)

11 (13) MHP COMMUNICATIONS 23 (20)

11 (12) REDLEAF POLHILL 23 (23)

13 (10) ABCHURCH COMMUNICATIONS 22 (28)

14 (15) HUDSON SANDLER 15 (13)

14 (14) CITIGATE DEWE ROGERSON 15 (14)

16 - CAMARCO 14 -

17 (18) LUTHER PENDRAGON 12 (10)

18 (16) VIGO COMMUNICATIONS 11 (11)

18 (16) WINNINGTONS 11 (11)

20 - CARDEW GROUP 9 -

20 - GABLE COMMUNICATIONS 9 -

20 (19) BRUNSWICK 9 (9)


1 (1) FTI CONSULTING 6,462 (8,950)

2 (3) INSTINCTIF PARTNERS 6,410 (6,144)

3 (2) BELL POTTINGER - FINANCIAL AND CORPORATE 6,118 (8,151)

4 (7) BRUNSWICK 4,202 (3,564)

5 (4) BUCHANAN 4,073 (4,975)

6 (5) TAVISTOCK 3,939 (4,564)

7 (6) NEWGATE 3,696 (3,681)

8 (8) MHP COMMUNICATIONS 2,356 (2,149)

9 (9) WALBROOK PR 1,748 (1,787)

10 (11) HUDSON SANDLER 1,713 (1,668)

11 - CAMARCO 1,695 -

12 (13) CITIGATE DEWE ROGERSON 1,341 (1,364)

13 (12) MURRAY CONSULTANTS 1,247 (1,533)

14 (10) REDLEAF POLHILL 1,206 (1,759)

15 - LUTHER PENDRAGON 1,006 -

16 (14) ABCHURCH COMMUNICATIONS 871 (1,269)

17 (15) BLYTHEWEIGH 579 (888)

18 (20) MAITLAND 570 (720)

19 (17) ZENERGY COMMUNICATIONS 561 (812)

19 (17) FEINTUCH COMMUNICATIONS 561 (812)

21 - YELLOW JERSEY 555 -

22 (16) VIGO COMMUNICATIONS 533 (858)

St Brides Partners is a London based specialist multi-divisional investor and public relations consultancy for growth companies. The company provides a broad range of services, extending beyond the traditional remit of investor and financial public relations to include business analysis, consultancy and marketing. Assisting in the development of strategy, increasing media exposure to boost corporate image, promoting market position to investors and raising company profiles across all mediums, are amongst some of the services the highly reputable and complementary St Brides team provide.

24 25

Financial PR Advisers Financial PR Advisers



Arbuthnot Banking Group PLC Central Asia Metals PLC GVC Holdings PLC Mulberry Group PLC NewRiver Retail Ltd Pan African Resources PLC (J)Petroceltic International PLC (J)Quadrise Fuels International PLC Quindell PLC SafeCharge International Group Ltd Secure Trust Bank PLC Xcite Energy Ltd (J)


Burford Capital LtdDolphin Capital Investors LtdFaroe Petroleum PLCGW Pharmaceuticals PLCIthaca Energy IncMonitise PLCOakley Capital Investments LtdRestore PLCUnitech Corporate Parks PLCVinaCapital Vietnam Opportunity Fund Ltd



boohoo.com PLCDart Group PLCHargreaves Services PLCLXB Retail Properties PLCMajestic Wine PLCNanoco Group PLCStaffline Group PLC

INSTINCTIF PARTNERS65 Gresham StreetLondonEC2V 7NQT: (020) 7457 2020F: (020) 7866 7900www.instinctif.com

Advanced Computer Software Group PLCASOS PLCClinigen Group PLCDJI Holdings PLCParkmead Group (The) PLCTelit Communications PLC

BRUNSWICK GROUP LLP16 Lincoln’s Inn FieldsLondonWC2A 3EDT: (020) 7404 5959F: (020) 7831 2823www.brunswickgroup.com

Abcam PLCGlobo PLCNumis Corp PLCSongbird Estates PLCVernalis PLC


Brooks Macdonald Group PLC EMIS Group PLC IGas Energy PLC (J)RWS Holdings PLC Young & Co’s Brewery PLC

WALBROOK PR4 Lombard StreetLondonEC3V 9HDT: (020) 7933 8780F: (020) 7933 8781www.walbrookpr.com

First Derivatives PLCRenew Holdings PLCSQS Software Quality Systems AG








3 (5) NEWGATE 8 (7)

3 (4) TAVISTOCK 8 (8)

5 (3) BUCHANAN 7 (9)


7 (7) BRUNSWICK 5 (5)


9 - CAMARCO 4 -

10 (9) HUDSON SANDLER 3 (3)

10 - WALBROOK PR 3 -



12 - KREAB GAVIN ANDERSON 2 -

12 (11) MAITLAND 2 (2)

12 (11) TULCHAN COMMUNICATIONS 2 (2)


1 (4) BRUNSWICK 4,022 (3,345)

2 (3) INSTINCTIF PARTNERS 3,559 (3,400)


4 (1) FTI CONSULTING 3,233 (4,678)

5 (6) TAVISTOCK 2,123 (2,636)

6 (5) BUCHANAN 2,046 (2,693)

7 (7) MHP COMMUNICATIONS 1,637 (1,573)

8 (8) NEWGATE 1,553 (1,317)

9 (10) HUDSON SANDLER 1,201 (1,184)

10 - CAMARCO 1,198 -


12 - LUTHER PENDRAGON 690 -


14 (10) FEINTUCH COMMUNICATIONS 561 (812)

14 (10) ZENERGY COMMUNICATIONS 561 (812)

16 - TULCHAN COMMUNICATIONS 491 -


Financials Clients


Arbuthnot Banking Group PLCCenkos Securities PLCH&T Group PLCJuridica Investments LtdMarket Tech Holdings LtdMartinco PLCNewRiver Retail LtdSecure Trust Bank PLCShore Capital Group Ltd


Burford Capital LtdCambria Africa PLCDolphin Capital Investors LtdMirLand Development Corp PLCOakley Capital Investments LtdRandall & Quilter Investment Holdings LtdSecure Income REIT PLCUnitech Corporate Parks PLCVinaCapital Vietnam Opportunity Fund Ltd



Brooks Macdonald Group PLCFairpoint Group PLCMill Residential REIT PLCMiton Group PLCMortgage Advice Bureau (Holdings) PLCTrinity Capital PLCW H Ireland Group PLC



Belvoir Lettings PLCInternational Mining & Infrastructure Corp PLCLXB Retail Properties PLCVietnam Holding Ltd

INSTINCTIF PARTNERS65 Gresham StreetLondon, EC2V 7NQT: (020) 7457 2020F: (020) 7866 7900www.instinctif.com

Fulcrum Utility Services LtdImperial Innovations Group PLCInfrastructure India PLCMercia Technologies PLC

WALBROOK PR4 Lombard StreetLondon, EC3V 9HDT: (020) 7933 8780F: (020) 7933 8781www.walbrookpr.com

Frenkel Topping Group PLCSafeland PLCSpeymill PLC

BRUNSWICK GROUP LLP16 Lincoln’s Inn FieldsLondon, WC2A 3EDT: (020) 7404 5959F: (020) 7831 2823www.brunswickgroup.com

Numis Corp PLCSongbird Estates PLC

YELLOW JERSEY PR LTD76 Great Suffolk StreetLondon, SE1 0BLT: 07768 537 739www.yellowjerseypr.com

AFH Financial Group PLCAmphion Innovations PLC




1 (2) TAVISTOCK 10 (10)



4 (2) NEWGATE 8 (10)


6 (5) REDLEAF POLHILL 6 (7)

7 (8) ST BRIDES PARTNERS 5 (4)

8 (6) BUCHANAN 4 (5)



10 (10) BLYTHEWEIGH 3 (3)

10 - CAMARCO 3 -

10 (10) GTH COMMUNICATIONS 3 (3)



1 (2) BRUNSWICK 2,718 (2,141)


3 (1) FTI CONSULTING 1,854 (2,886)


5 - LUTHER PENDRAGON 690 -

6 - CAMARCO 519 -

7 (6) TAVISTOCK 506 (481)


9 (4) BUCHANAN 380 (864)

10 (9) MILBOURNE 310 (297)

11 (7) EQUUS GROUP 289 (371)

12 (10) SQUARE1 CONSULTING 269 (212)

13 - BROKER PROFILE 223 -

14 - NOVELLA COMMUNICATIONS 201 -


37

Law Firms


PINSENT MASONS LLP30 Crown PlaceEarl StreetLondonEC2A 4EST: (020) 7418 7000F: (020) 7418 7050www.pinsentmasons.com

600 Group (The) PLC AB Dynamics PLC Abzena PLC (J)Adamas Finance Asia Ltd (J)All Leisure Group PLC (J)ANGLE PLC Best of the Best PLC Capital Management and Investment PLC CareTech Holdings PLC Celtic PLC (J)China Chaintek United Co Ltd (J)China Nonferrous Gold Ltd (J)China Rerun Chemical Group Ltd (J)Craneware PLC Cupid PLC EMIS Group PLC (J)Epistem Holdings PLC Falkland Oil & Gas Ltd (J)Faroe Petroleum PLC (J)GTS Chemical Holdings PLC (J)Hume Capital Securities PLC (J)Iomart Group PLC (J)IPSA Group PLC Ithaca Energy Inc (J)Kromek Group PLC Lansdowne Oil & Gas PLC (J)LED International Holdings Ltd (J)London Capital Group Holdings PLC (J)Marechale Capital PLC

MCB Finance Group PLC Minoan Group PLC Mi-Pay Group PLC MoneySwap PLC (J)NAHL Group PLC Naibu Global International Co PLC (J)Nature Group PLC Optare PLC Parity Group PLC PCG Entertainment PLC (J)Portmeirion Group PLC (J)Power Capital Global Ltd (J)Regal Petroleum PLC Regenersis PLC (J)Retroscreen Virology Group PLC Rotala PLC (J)Rurelec PLC (J)Sefton Resources Inc (J)Sinclair (William) Holdings PLC (J)Sirius Minerals PLC (J)Sprue Aegis PLC Stadium Group PLC (J)Summit Corp PLC (J)Sweett Group PLC Tangent Communications PLC (J)Thalassa Holdings Ltd (J)Trinity Exploration & Production PLC (J)ValiRx PLC (J)Vislink PLC Wishbone Gold PLC (J)Yujin International Ltd (J)Zoltav Resources Inc (J)

CAREY OLSENPO Box 98 Les BanquesSt Peter PortGuernseyGY1 4BZT: (01481) 72 7272F: (01481) 71 1052www.careyolsen.com

47 EsplanadeSt. HelierJerseyJE1 0BDT: (01534) 888 900F: (01534) 887 744www.careyolsen.com

8-10 Throgmorton AvenueLondonEC2N 2DLT: (020) 7614 5610www.careyolsen.com

African Potash Ltd Agriterra Ltd Alcentra European Floating Rate Income Fund Ltd (J)Asia Ceramics Holdings PLC (J)Atlas Development & Support Services Ltd (J)Audioboom Group PLC (J)Aurora Russia Ltd (J)Bellzone Mining PLC (J)Breedon Aggregates Ltd Bushveld Minerals Ltd (J)Camco Clean Energy PLC (J)Camper & Nicholsons Marina Inv Ltd (J)Central Rand Gold Ltd (J)Crystal Amber Fund Ltd (J)

Eastern European Property Fund Ltd (J)GLI Finance Ltd (J)Globalworth Real Estate Investments Ltd (J)GoldStone Resources Ltd (J)iEnergizer Ltd (J)India Capital Growth Fund Ltd (J)Indus Gas Ltd (J)Juridica Investments Ltd (J)Kolar Gold Ltd (J)LiteBulb Group Ltd (J)Ludgate Environmental Fund Ltd (J)Marwyn Management Partners PLC (J)Masawara PLC (J)Mytrah Energy Ltd (J)Obtala Resources Ltd (J)Paragon Diamonds Ltd (J)Qihang Equipment Co Ltd (J)RAB Special Situations Co Ltd SafeCharge International Group Ltd (J)Safestyle UK PLC (J)Shanta Gold Ltd (J)Shore Capital Group Ltd Sirius Real Estate Ltd (J)SKIL Ports & Logistics Ltd (J)St Peter Port Capital Ltd (J)Summit Germany Ltd (J)VinaLand Ltd (J)Wandisco PLC (J)Waterlogic PLC (J)Westmount Energy Ltd (J)XLMedia PLC (J)

Total AIM ClientsNo. of clients Client Market Cap (£M)

RANK LAW FIRM JAN ‘15 OCT ‘14

1 (1) PINSENT MASONS 61 (60)

2 (2) CAREY OLSEN 45 (44)

3 (2) MEMERY CRYSTAL 44 (44)

4 (5) WRAGGE LAWRENCE GRAHAM & CO 39 (36)

5 (5) DLA PIPER 36 (36)

6 (9) KERMAN & CO 36 (32)

7 (7) APPLEBY 35 (34)

8 (4) STEPHENSON HARWOOD 34 (39)

9 (8) FIELDFISHER 33 (33)

10 (12) EVERSHEDS 29 (27)

11 (11) BERWIN LEIGHTON PAISNER 29 (28)

12 (10) FASKEN MARTINEAU 28 (29)

13 (12) NORTON ROSE FULBRIGHT 27 (27)

13 (14) OSBORNE CLARKE 27 (26)

15 - CHARLES RUSSELL SPEECHLYS 26 -

16 (15) FLADGATE 24 (24)

17 (17) DWF LLP 23 (23)

17 (17) GOWLINGS (UK) 23 (23)

17 (15) TRAVERS SMITH 23 (24)

20 (20) K&L GATES 21 (20)

20 (20) SQUIRE PATTON BOGGS 21 (20)


1 (1) WRAGGE LAWRENCE GRAHAM & CO 5,742 (5,867)

2 (2) SLAUGHTER AND MAY 5,192 (4,453)

3 (5) DLA PIPER 4,752 (3,691)

4 (4) CAREY OLSEN 3,929 (3,905)

5 (3) PINSENT MASONS 3,529 (4,005)

6 (6) EVERSHEDS 3,189 (3,026)

7 (7) ADDLESHAW GODDARD 2,954 (2,873)

8 (11) OSBORNE CLARKE 2,649 (2,389)

9 (10) MAYER BROWN INTERNATIONAL 2,308 (2,449)

10 (9) BERWIN LEIGHTON PAISNER 2,250 (2,623)

11 (12) STEPHENSON HARWOOD 1,849 (2,260)

12 (16) DWF 1,757 (1,587)

13 (17) CONSILIUM LEGAL 1,718 (1,555)

14 (13) MEMERY CRYSTAL 1,665 (1,989)

15 - APPLEBY 1,664 -

16 (14) OGIER 1,579 (1,894)

17 (22) BIRD & BIRD 1,548 (1,152)

18 (8) TRAVERS SMITH 1,475 (2,803)

19 (18) NORTON ROSE FULBRIGHT 1,346 (1,422)

20 - OLSWANG 1,330 -

21 (19) NABARRO 1,201 (1,282)

38 39

Law Firms Law Firms


Solid State PLC (J)Taliesin Property Fund Ltd (J)Trap Oil Group PLC (J)TXO PLC (J)Versarien PLC Wynnstay Properties PLC

BERWIN LEIGHTON PAISNERAdelaide HouseLondon BridgeLondonEC4R 9HAT: (020) 7760 1000F: (020) 7760 1111www.blplaw.com

Action Hotels PLC (J)Amiad Water Systems Ltd (J)Argo Group Ltd (J)Avanti Capital PLC Bagir Group Ltd (J)CEPS PLC Crossrider PLC Eclectic Bar Group PLC Eleco PLC (J)European Islamic Investment Bank PLC (J)FairFX Group PLC H&T Group PLC (J)Interntl Mining & Infrastructure Corp PLC (J)MirLand Development Corp PLC (J)Ncondezi Energy Ltd (J)Northacre PLC Northern Petroleum PLC Optimal Payments PLC (J)Orosur Mining Inc (J)Panmure Gordon & Co PLC Pantheon Resources PLC (J)Redde PLC (J)Richland Resources Ltd (J)Sacoven PLC (J)Sagentia Group PLC Secure Income REIT PLC St Peter Port Capital Ltd (J)XLMedia PLC (J)Zanaga Iron Ore Co Ltd (J)

FASKEN MARTINEAU LLP17 Hanover SquareLondonW1S 1HUT: (020) 7917 8500F: (020) 7917 8555www.fasken.com

Alexander Mining PLC (J)Alliance Pharma PLC (J)Camkids Group PLC (J)Galileo Resources PLC (J)Jubilee Platinum PLC (J)Kea Petroleum PLC Lead All Investments Ltd (J)Medilink-Global UK Ltd Minera IRL Ltd (J)MobilityOne Ltd (J)Namibian Resources PLC Obtala Resources Ltd (J)Orosur Mining Inc (J)Oxford Pharmascience Group PLC Pan African Resources PLC Papua Mining PLC Praetorian Resources Ltd (J)Proxama PLC (J)Resource Holding Management Ltd (J)SacOil Holdings Ltd (J)Sinclair IS Pharma PLC Sorbic International PLC (J)

Summit Corp PLC (J)Synairgen PLC Tiger Resource Finance PLC Trap Oil Group PLC (J)Verdes Management PLC Xtract Resources PLC

NORTON ROSE FULBRIGHT LLP3 More London RiversideLondonSE1 2AQT: (020) 728 3 6000F: (020) 728 3 6500www.nortonrosefulbright.com

Audioboom Group PLC (J)Aureus Mining Inc Avesco Group PLC Crystal Amber Fund Ltd (J)DDD Group PLC Egdon Resources PLC Global Energy Development PLC Good Energy Group PLC Hellenic Carriers Ltd (J)Hydrodec Group PLC Lekoil Ltd (J)Ludgate Environmental Fund Ltd (J)Masawara PLC (J)Modern Water PLC Mortgage Advice Bureau (Holdings) PLC Oilex Ltd (J)Orsu Metals Corp (J)Oxus Gold PLC (J)Public Service Properties Investments Ltd (J)Rambler Metals and Mining PLC SacOil Holdings Ltd (J)Sirius Real Estate Ltd (J)Summit Germany Ltd (J)Treveria PLC Vietnam Holding Ltd (J)

OSBORNE CLARKEOne London WallLondonEC2Y 5EBT: (020) 7105 7004F: (020) 7105 7005www.osborneclarke.com

Actual Experience PLC Amerisur Resources PLC (J)Avanti Communications Group PLC Biome Technologies PLC Camco Clean Energy PLC (J)Digital Barriers PLC EG Solutions PLC Empresaria Group PLC Fevertree Drinks PLC Forum Energy PLC (J)GameAccount Network PLC (J)Golden Saint Resources Ltd (J)Holders Technology PLC Hunter Resources PLC (J)Kennedy Ventures PLC (J)Koovs PLC (J)Majestic Wine PLC (J)Matchtech Group PLC Mulberry Group PLC Nighthawk Energy PLC (J)Patisserie Holdings PLC Porta Communications PLC Progressive Digital Media Group PLC (J) Trakm8 Holdings PLC (J)Union Jack Oil PLC

CHARLES RUSSELL SPEECHLYS5 Fleet PlaceLondonEC4M 7RDT: (020) 7203 5000www.charlesrussellspeechlys.com

Amiad Water Systems Ltd (J)Bioventix PLC Capital Lease Aviation PLC China Nonferrous Gold Ltd (J)Condor Gold PLC (J)Dalradian Resources Inc (J)Environmental Recycling Technologies PLC (J)Europa Oil & Gas (Holdings) PLC Hardide PLC (J)Hermes Pacific Investments PLC (J)Immedia Group PLC Leyshon Energy Ltd (J)Marimedia Ltd (J)Mineral & Financial Investments Ltd (J)Mwana Africa PLC NetScientific PLC (J)Origo Partners PLC Oxford Advanced Surfaces Group PLC (J)Pennant International Group PLC (J)Pinnacle Technology Group PLC (J)Reabold Resources PLC (J)StratMin Global Resources PLC (J)Tekcapital PLC (J)Transense Technologies PLC Vast Resources PLC Westminster Group PLC

DWF LLP1 Scott Place2 Hardman StreetManchesterM3 3AAT: (0161) 228 3702F: (0161) 835 2407

GOWLINGS (UK) LLP15th Floor125 Old Broad StreetLondonEC2N 1ART: (020) 3004 3500F: (020) 7920 9417www.gowlings.com

AFH Financial Group PLC Ariana Resources PLC Aurasian Minerals PLC Berkeley Resources Ltd (J)CDialogues PLC Diamondcorp PLC (J)ECR Minerals PLC (J)Eden Research PLC Enegi Oil PLC (J)Environmental Recycling Technologies PLC (J)Eurasia Mining PLC Galantas Gold Corp (J)Hummingbird Resources PLC Kemin Resources PLC (J)Leyshon Resources Ltd (J)Qihang Equipment Co Ltd (J)Stellar Diamonds PLC Sunrise Resources PLC Tavistock Investments PLC (J)Tertiary Minerals PLC TomCo Energy PLC (J)UKrproduct Group Ltd (J)United Cacao Ltd SEZC (J)

TRAVERS SMITH LLP10 Snow HillLondonEC1A 2ALT: (020) 7295 3000F: (020) 7295 3500www.traverssmith.com

Aggregated Micro Power Holdings PLC All Asia Asset Capital Ltd (J)Arria NLG PLC Benchmark Holdings PLC Black Sea Property Fund (The) Ltd (J)Camellia PLC CEB Resources PLC Cenkos Securities PLC (J)Eckoh PLC EIH PLC (J)Fiske PLC (J)Gresham House PLC Hydrogen Group PLC Juridica Investments Ltd (J)Livermore Investments Group Ltd Marwyn Management Partners PLC (J)NBNK Investments PLC Ottoman Fund (The) Ltd (J)Pathfinder Minerals PLC Pinewood Shepperton PLC San Leon Energy PLC (J)South African Property Opportunities PLC (J)Tangent Communications PLC (J)

K&L GATES LLPOne New ChangeLondonEC4M 9AFT: (020) 7648 9000F: (020) 7648 9001

SQUIRE PATTON BOGGS7 Devonshire SquareLondonEC2M 4YHT: (020) 7655 1000F: (020) 7655 1001

WATSON, FARLEY & WILLIAMS LLP15 Appold StreetLondonEC2A 2HBT: (020) 7814 8000F: (020) 7814 8141www.wfw.com

All Leisure Group PLC (J)Altona Energy PLC (J)Baobab Resources PLC Chaarat Gold Holdings Ltd (J)Coal of Africa Ltd (J)Forte Energy NL (J)Global Petroleum Ltd (J)Herencia Resources PLC (J)Madagascar Oil Ltd (J)Mariana Resources Ltd (J)New World Oil & Gas PLC (J)North River Resources PLC (J)Oilex Ltd (J)Pantheon Resources PLC (J)Rame Energy PLC (J)Sound Oil PLC (J)Tangiers Petroleum Ltd (J)Tower Resources PLC Uranium Resources PLC Wildhorse Energy Ltd (J)

MEMERY CRYSTAL44 Southampton BuildingsLondonWC2A 1APT: (020 7242 5905F: (020) 7242 2058www.memerycrystal.com

Alba Mineral Resources PLC Antrim Energy Inc (J)Arian Silver Corp (J)Beacon Hill Resources PLC (J)Biofrontera AG (J)Bond International Software PLC (J)Caledonia Mining Corp (J)Cellcast PLC (J)Chariot Oil & Gas Ltd (J)China Nonferrous Gold Ltd (J)Electric Word PLC European Wealth Group Ltd (J)Falkland Oil & Gas Ltd (J)Ferrex PLC Futura Medical PLC Gaming Realms PLC (J)Gemfields PLC (J)Globo PLC Goldplat PLC (J)IDOX PLC Jupiter Energy Ltd (J)Kolar Gold Ltd (J)Lombard Risk Management PLC Management Resource Solutions PLC (J)Mar City PLC Medaphor Group PLC Mobile Streams PLC MX Oil PLC (J)Norcon PLC (J)Nyota Minerals Ltd (J)Orogen Gold PLC (J)Publishing Technology PLC Range Resources Ltd (J)Red Emperor Resources NL (J)Richland Resources Ltd (J)Rose Petroleum PLC Servoca PLC Shanta Gold Ltd (J)Sterling Energy PLC (J)STM Group PLC (J)Strategic Minerals PLC (J)Utilitywise PLC (J)

WRAGGE LAWRENCE GRAHAM & CO55 Colmore RowBirminghamB3 2AST: 0870 903 1000F: 0870 904 1099www.wragge-law.com

4 More London RiversideLondonSE1 2AUT: (020) 7379 0000F: (020) 7379 6854www.wragge-law.com

Advance Frontier Markets Fund Ltd (J)Ambrian PLC (J)Arc Capital Holdings Ltd (J)ASOS PLC (J)Aurum Mining PLC Blue Star Capital PLC (J)Circle Holdings PLC (J)Conygar Investment Company (The) PLC Dolphin Capital Investors Ltd European Islamic Investment Bank PLC (J)Firestone Diamonds PLC (J)Frontera Resources Corp (J)Greenko Group PLC (J)Inspired Capital PLC (J)Japan Residential Investment Company Ltd (J)Kimberly Enterprises NV (J)Kubera Cross-Border Fund Ltd (J)Leaf Clean Energy Company (J)Mercia Technologies PLC MoPowered Group PLC (J)Optimal Payments PLC (J)Pacific Alliance Asia Opportunity Fund Ltd Pacific Alliance China Land Ltd PipeHawk PLC Praetorian Resources Ltd (J)Proxama PLC (J)RTC Group PLC (J)Sinclair (William) Holdings PLC (J)Staffline Group PLC (J)Stanley Gibbons Group (The) PLC (J)Tejoori Ltd Terra Catalyst Fund (J)Trading Emissions PLC (J)Trakm8 Holdings PLC (J)Trinity Capital PLC (J)Vietnam Infrastructure Ltd VinaCapital Vietnam Opportunity Fund Ltd (J)VinaLand Ltd (J)Young & Co’s Brewery PLC (J)

KERMAN & CO LLP200 StrandLondonWC2R 1DJT: (020) 7539 7272F: (020) 7240 5780www.kermanco.com

AfriAg PLC (J)Alternative Energy Ltd Atlantic Coal PLC (J)Baron Oil PLC Copper Development Corp (J)DekelOil Public Ltd (J)Doriemus PLC (J)Empyrean Energy PLC (J)Equatorial Palm Oil PLC Evocutis PLC FinnAust Mining PLC Galleon Holdings PLC (J)Kuala Ltd (J)LGO Energy PLC Manx Financial Group PLC (J)Metal Tiger PLC (J)Metals Exploration PLC Minds + Machines Group Ltd (J)Noricum Gold Ltd (J)Northcote Energy Ltd (J)Octagonal PLC Ortac Resources Ltd Polemos PLC Port Erin Biopharma Investments Ltd (J)Rare Earth Minerals PLC Reabold Resources PLC (J)Solo Oil PLC (J)Speymill PLC (J)Stellar Resources PLC Strat Aero PLC (J)UK Oil & Gas Investments PLC URU Metals Ltd Victoria Oil & Gas PLC W Resources PLC (J)Webis Holdings PLC (J)West African Minerals Corp

APPLEBY1st Floor3 Copthall AvenueLondonEC2R 7BHT: (020) 7283 6061F: (020) 7469 0540www.applebyglobal.com

STEPHENSON HARWOOD1 Finsbury CircusLondonEC2M 7SHT: (020) 7329 4422F: (020) 7329 7100www.shlegal.com

Asian Growth Properties Ltd Auhua Clean Energy PLC (J)Cambium Global Timberland Ltd (J)Camper & Nicholsons Marina Inv Ltd (J)Charlemagne Capital Ltd China New Energy Ltd (J)CSF Group PLC (J)Eastern European Property Fund Ltd (J)easyHotel PLC Eland Oil & Gas PLC (J)Feedback PLC Frontera Resources Corp (J)Fusionex International PLC (J)Galasys PLC (J)Geong International Ltd (J)GLI Finance Ltd (J)Global Market Group Ltd (J)iEnergizer Ltd (J)Impax Asset Management Group PLC Incadea PLC (J)Indus Gas Ltd (J)Jiasen International Holdings Ltd (J)Kalibrate Technologies PLC Landore Resources Ltd London Capital Group Holdings PLC (J)Manx Financial Group PLC (J)Milestone Group PLC Miton Group PLC Parkmead Group (The) PLC (J)Patagonia Gold PLC Resource Holding Management Ltd (J)Sorbic International PLC (J)Speymill PLC (J)Weiss Korea Opportunity Fund Ltd (J)

FIELDFISHERRiverbank House2 Swan LaneLondonEC4R 3TTT: (020) 7861 4000www.fieldfisher.com

ADVFN PLC Ambrian PLC (J)Amur Minerals Corp (J)Byotrol PLC Central Asia Metals PLC (J)Ceramic Fuel Cells Ltd (J)Craven House Capital PLC (J)EMED Mining Public Ltd (J)Gulfsands Petroleum PLC (J)Haydale Graphene Industries PLC Independent Oil & Gas PLC (J)Independent Resources PLC Infrastrata PLC Intandem Films PLC KEFI Minerals PLC Kellan Group (The) PLC Kemin Resources PLC (J)Kodal Minerals PLC (J)Lekoil Ltd (J)Martinco PLC On-Line PLC Pactolus Hungarian Property PLC (J)Pires Investments PLC President Energy PLC Rangers International Football Club PLC (J)Revolymer PLC (J)Seeing Machines Ltd (J)

40 41

Law Firms Law Firms



ADDLESHAW GODDARDMilton Gate60 Chiswell StreetLondonEC1Y 4AGT: (020) 7606 8855F: (020) 7606 4390


EMIS Group PLC (J)Faroe Petroleum PLC (J)Iomart Group PLC (J)Ithaca Energy Inc (J)Regenersis PLC (J)Retroscreen Virology Group PLC Sirius Minerals PLC (J)



ASOS PLC (J)Dolphin Capital Investors Ltd Greenko Group PLC (J)Optimal Payments PLC (J)Staffline Group PLC (J)VinaCapital Vietnam Opportunity Fund Ltd (J)Young & Co’s Brewery PLC (J)

OSBORNE CLARKEOne London WallLondonEC2Y 5EBT: (020) 7105 7004F: (020) 7105 7005www.osborneclarke.com

Amerisur Resources PLC (J)Avanti Communications Group PLC Majestic Wine PLC (J)Mulberry Group PLC Patisserie Holdings PLC

BIRD & BIRD15 Fetter LaneLondonEC4A 1JPT: (020) 7415 6000F: (020) 7415 6111

OGIEROgier HouseThe EsplanadeSt HelierJerseyJE4 9WGT: (01534) 504 000

OLSWANG LLP90 High HolbornLondonWC1V 6XXT: (020) 7067 3000F: (020) 7067 3999

SLAUGHTER AND MAYOne Bunhill RowLondonEC1Y 8YYT: (020) 7600 1200F: (020) 7090 5000www.slaughterandmay.com

ASOS PLC (J)Redde PLC (J)Songbird Estates PLC Young & Co’s Brewery PLC (J)

ASHURSTBroadwalk House5 Appold StreetEC2A 2HAT: (020) 7638 1111F: (020) 7638 1112

HERBERT SMITH FREEHILLS LLPExchange HousePrimrose StreetLondonEC2A 2EGT: (020) 7374 8000F: (020) 7374 0888www.herbertsmithfreehills.com

Dart Group PLC (J)Polar Capital Holdings PLC Regenersis PLC (J)

KING & WOOD MALLESONS SJ BERWIN10 Queen Street PlaceLondonEC4R 1BET: (020) 7111 2222F: (020) 7111 2000

MAYER BROWN INTERNATIONAL LLP201 BishopsgateLondonEC2M 3AFT: (020) 3130 3000F: (020) 3130 3001


Gemfields PLC (J)Globo PLC Utilitywise PLC (J)





3 (4) DLA PIPER 2,573 (2,383)

4 (3) ADDLESHAW GODDARD 2,198 (2,546)

5 (5) EVERSHEDS 1,828 (2,235)

6 (7) OSBORNE CLARKE 1,785 (1,651)

7 (6) PINSENT MASONS 1,651 (2,069)

8 (8) MAYER BROWN INTERNATIONAL 1,347 (1,477)

9 (11) DWF 1,204 (1,051)

10 - BIRD & BIRD 1,108 -

11 (9) OGIER 1,048 (1,325)

12 (14) OLSWANG 956 (899)

13 (16) HERBERT SMITH FREEHILLS 950 (856)

14 - CAREY OLSEN 881 -

15 (12) BERWIN LEIGHTON PAISNER 830 (1,023)


1 (1) ADDLESHAW GODDARD 7 (8)



4 (4) DLA PIPER 6 (6)

5 (4) EVERSHEDS 5 (6)

5 (6) OSBORNE CLARKE 5 (5)

7 - BIRD & BIRD 4 -

7 (7) OGIER 4 (4)

7 (7) OLSWANG 4 (4)

7 (7) SLAUGHTER AND MAY 4 (4)

11 (11) ASHURST 3 (3)


11 (7) KING & WOOD MALLESONS SJ BERWIN 3 (4)

11 (11) MAYER BROWN INTERNATIONAL 3 (3)

11 (11) MEMERY CRYSTAL 3 (3)

OGIEROgier HouseThe EsplanadeSt HelierJerseyJE4 9WGT: (01534) 504 000

NABARRO LLP125 London WallLondonEC2Y 5ALT: (020) 7524 6000F: (020) 7524 6524www.nabarro.com

Andes Energia PLC Corac Group PLC Doriemus PLC (J)Enteq Upstream PLC Fox Marble Holdings PLC (J)GVC Holdings PLC (J)Inspirit Energy Holdings PLC M Winkworth PLC MediaZest PLC Mill Residential REIT PLC Nandan Cleantec PLC (J)OPG Power Ventures PLC (J)Premier Gold Resources PLC Randall & Quilter Investment Holdings Ltd (J)SPARK Ventures PLC (J)ValiRx PLC (J)Weiss Korea Opportunity Fund Ltd (J)World Careers Network PLC YOLO Leisure and Technology PLC

MOURANT OZANNESPO Box 8722 Grenville StreetSt Helier, JerseyJE4 8PXT: (01534) 676 000F: (01534) 676 333www.mourantozannes.com

P.O. Box 1861 Le Marchant StreetSt Peter PortGuernseyGY1 4HPT: (01481) 723 466F: (01481) 727 935www.mourantozannes.com

6th Floor125 Old Broad StreetLondonEC2N 1ART: (020) 7796 7000F: (020) 7796 7699www.mourantozannes.com

94 Solaris AvenueCamana BayPO Box 1348Grand Cayman KY1-1108Cayman IslandsT: +1 (345) 949 4123F: +1 (345) 949 4647www.mourantozannes.com

Advance Frontier Markets Fund Ltd (J)Bahamas Petroleum Co PLC (J)Black Sea Property Fund (The) Ltd (J)Incadea PLC (J)Japan Residential Investment Company Ltd (J)Mariana Resources Ltd (J)Minera IRL Ltd (J)NewRiver Retail Ltd (J)Ottoman Fund (The) Ltd (J)Peninsular Gold Ltd Sacoven PLC (J)Stanley Gibbons Group (The) PLC (J)Weiss Korea Opportunity Fund Ltd (J)

HERBERT SMITH FREEHILLS LLPExchange HousePrimrose StreetLondonEC2A 2EGT: (020) 7374 8000F: (020) 7374 0888www.herbertsmithfreehills.com

Altona Energy PLC (J)Dart Group PLC (J)Essenden PLC India Capital Growth Fund Ltd (J)Polar Capital Holdings PLC Qannas Investments Ltd (J)Regenersis PLC (J)Renewable Energy Holdings PLC (J)San Leon Energy PLC (J)Serica Energy PLC (J)

KING & WOOD MALLESONS SJ BERWIN10 Queen Street PlaceLondonEC4R 1BET: (020) 7111 2222F: (020) 7111 2000

ALLEN & OVERY LLPOne Bishops SquareLondonE1 6ADT: (020) 3088 0000F: (020) 733 9999www.allenovery.com

BCB Holdings Ltd Bellzone Mining PLC (J)Chariot Oil & Gas Ltd (J)London Capital Group Holdings PLC (J)Pittards PLC (J)Shellshock Ltd (J)Sirius Minerals PLC (J)Sylvania Platinum Ltd (J)


Accsys Technologies PLC (J)ASOS PLC (J)Bellzone Mining PLC (J)Redde PLC (J)Songbird Estates PLC Tangent Communications PLC (J)Young & Co’s Brewery PLC (J)

FAEGRE BAKER DANIELS LLP7 Pilgrim StreetLondonEC4V 6LBT: (020) 7450 4500F: (020) 7450 4545www.faegrebd.com

Dragon-Ukrainian Properties & Development PLC (J)GoldStone Resources Ltd (J)Premaitha Health PLC (J)Progility PLC Tavistock Investments PLC (J)Water Intelligence PLC

HARNEY WESTWOOD & RIEGELS LLPGround Floor5 New Street SquareLondonEC4A 3BFT: (020) 7842 6080F: (020) 7353 0487www.harneys.com

Copper Development Corp (J)Minds + Machines Group Ltd (J)Noricum Gold Ltd (J)Polo Resources Ltd (J)Premier African Minerals Ltd (J)

CLIFFORD CHANCE LLP10 Upper Bank Street LondonE14 5JJT: (020) 7006 1000F: (020) 7006 5555www.cliffordchance.com/corporate

Ludorum PLC (J)Optimal Payments PLC (J)Oxus Gold PLC (J)

LINKLATERSOne Silk StreetLondonEC2Y 8HQT: (020) 7456 2000F: (020) 7456 2222www.linklaters.com

Alcentra European Floating Rate Income Fund Ltd (J)Manx Telecom PLC (J)MySale Group PLC (J)

PRICEWATERHOUSECOOPERS LEGAL LLP1 Embankment PlaceLondonEC2N 6DXT: (020) 7212 1616F: (020) 7212 1570www.pwclegal.co.uk

Highland Gold Mining Ltd (J)Madagascar Oil Ltd (J)

42 43

Law Firms Law Firms



Optimal Payments PLC (J)Redde PLC (J)


47 EsplanadeSt. HelierJerseyJE1 0BDT: (01534) 888 900F: (01534) 887 744www.careyolsen.com

8-10 Throgmorton AvenueLondonEC2N 2DLT: (020) 7614 5610www.careyolsen.com

Breedon Aggregates Ltd SafeCharge International Group Ltd (J)

FASKEN MARTINEAU LLP17 Hanover SquareLondonW1S 1HUT: (020) 7917 8500F: (020) 7917 8555www.fasken.com

Pan African Resources PLCSinclair IS Pharma PLC


Central Asia Metals PLC (J)Lekoil Ltd (J)

LINKLATERSOne Silk StreetLondonEC2Y 8HQT: (020) 7456 2000F: (020) 7456 2222www.linklaters.com

Manx Telecom PLC (J)MySale Group PLC (J)

NABARRO LLP125 London WallLondonEC2Y 5ALT: (020) 7524 6000F: (020) 7524 6524www.nabarro.com

GVC Holdings PLC (J)OPG Power Ventures PLC (J)

ALLEN & OVERY LLPOne Bishops SquareLondonE1 6ADT: (020) 3088 0000F: (020) 733 9999www.allenovery.com

Sirius Minerals PLC (J)


Optimal Payments PLC (J)


P.O. Box 1861 Le Marchant StreetSt Peter Port, GuernseyGY1 4HPT: (01481) 723 466F: (01481) 727 935www.mourantozannes.com

6th Floor, 125 Old Broad StreetLondonEC2N 1ART: (020) 7796 7000F: (020) 7796 7699www.mourantozannes.com

94 Solaris AvenueCamana BayPO Box 1348Grand Cayman KY1-1108Cayman IslandsT: +1 (345) 949 4123F: +1 (345) 949 4647 www.mourantozannes.com

NewRiver Retail Ltd (J)


Lekoil Ltd (J)


Parkmead Group (The) PLC (J)


Camellia PLC


All Leisure Group PLC (J)Best of the Best PLC

Celtic PLC (J)Cupid PLC Minoan Group PLC NAHL Group PLC PCG Entertainment PLC (J)Rotala PLC (J)Tangent Communications PLC (J)

CAREY OLSENPO Box 98

Les BanquesSt Peter PortGuernseyGY1 4BZT: (01481) 72 7272F: (01481) 71 1052www.careyolsen.com

Asia Ceramics Holdings PLC (J)Audioboom Group PLC (J)Safestyle UK PLC (J)XLMedia PLC (J)


Galleon Holdings PLC (J)Minds + Machines Group Ltd (J)Stellar Resources PLC

Webis Holdings PLC (J)


easyHotel PLC Global Market Group Ltd (J)Milestone Group PLC Resource Holding Management Ltd (J)

CHARLES RUSSELL SPEECHLYS5 Fleet PlaceLondonEC4M 7RDT: (020) 7203 5000www.charlesrussellspeechlys.com

Hermes Pacific Investments PLC (J)Immedia Group PLC Marimedia Ltd (J)


Cellcast PLC (J)Electric Word PLC Gaming Realms PLC (J)


ASOS PLC (J)Tangent Communications PLC (J)Young & Co’s Brewery PLC (J)

WRAGGE LAWRENCE GRAHAM & CO55 Colmore RowBirmingham, B3 2AST: 0870 903 1000F: 0870 904 1099www.wragge-law.com

ASOS PLC (J)Stanley Gibbons Group (The) PLC (J)Young & Co’s Brewery PLC (J)

44 45

Law Firms Law Firms


Financials Clients



Advance Frontier Markets Fund Ltd (J)Arc Capital Holdings Ltd (J)Blue Star Capital PLC (J)Conygar Investment Company (The) PLC Dolphin Capital Investors Ltd European Islamic Investment Bank PLC (J)Inspired Capital PLC (J)Japan Residential Investment Company Ltd (J)Kimberly Enterprises NV (J)Kubera Cross-Border Fund Ltd (J)Leaf Clean Energy Company (J)Mercia Technologies PLC Pacific Alliance Asia Opportunity Fund Ltd Pacific Alliance China Land Ltd Praetorian Resources Ltd (J)Proxama PLC (J)Tejoori Ltd Terra Catalyst Fund (J)Trading Emissions PLC (J)Trinity Capital PLC (J)Vietnam Infrastructure Ltd VinaCapital Vietnam Opportunity Fund Ltd (J)VinaLand Ltd (J)


Alcentra European Floating Rate Income Fund Ltd (J)Atlas Development & Support Services Ltd (J)Aurora Russia Ltd (J)Camper & Nicholsons Marina Inv Ltd (J)Crystal Amber Fund Ltd (J)Eastern European Property Fund Ltd (J)GLI Finance Ltd (J)Globalworth Real Estate Investments Ltd (J)India Capital Growth Fund Ltd (J)Juridica Investments Ltd (J)Ludgate Environmental Fund Ltd (J)Marwyn Management Partners PLC (J)Masawara PLC (J)RAB Special Situations Co Ltd Shore Capital Group Ltd Sirius Real Estate Ltd (J)St Peter Port Capital Ltd (J)Summit Germany Ltd (J)VinaLand Ltd (J)


Argo Group Ltd (J)Avanti Capital PLC European Islamic Investment Bank PLC (J)FairFX Group PLC H&T Group PLC (J)Interntnl Mining & Infrastructure Corp PLC (J)MirLand Development Corp PLC (J)Northacre PLC Panmure Gordon & Co PLC Redde PLC (J)Sacoven PLC (J)Secure Income REIT PLC St Peter Port Capital Ltd (J)


All Asia Asset Capital Ltd (J)Black Sea Property Fund (The) Ltd (J)Camellia PLC Cenkos Securities PLC (J)EIH PLC (J)Fiske PLC (J)Gresham House PLC Juridica Investments Ltd (J)Livermore Investments Group Ltd Marwyn Management Partners PLC (J)NBNK Investments PLC Ottoman Fund (The) Ltd (J)South African Property Opportunities PLC (J)





3 (3) CAREY OLSEN 1,752 (1,591)

4 (4) CONSILIUM LEGAL 1,718 (1,555)

5 (10) DLA PIPER 1,698 (651)

6 (5) BERWIN LEIGHTON PAISNER 1,143 (1,223)

7 - APPLEBY 1,112 -



10 (14) NASCHITZ, BRANDES & CO 690 (506)

11 (8) MOURANT OZANNES 681 (696)

12 (9) MAYER BROWN INTERNATIONAL 677 (652)

13 (11) OGIER 631 (605)

14 (7) MAPLES AND CALDER 594 (702)


16 (18) SIMMONS & SIMMONS 514 (437)


18 (16) EVERSHEDS 447 (459)

19 (19) MACFARLANES 441 (420)

20 (15) ASHURST 409 (504)

21 (20) CONYERS DILL & PEARMAN 389 (386)

22 - TAYLOR WESSING 299 -



2 (2) CAREY OLSEN 19 (19)

3 (5) APPLEBY 13 (12)

3 (4) BERWIN LEIGHTON PAISNER 13 (13)



7 (8) DLA PIPER 9 (8)


9 (7) CAINS 8 (9)


11 (12) FIELDFISHER 7 (7)

11 (15) KERMAN & CO 7 (5)

11 (8) MOURANT OZANNES 7 (8)

14 (12) MAPLES AND CALDER 6 (7)

14 (15) NABARRO 6 (5)

16 (15) EVERSHEDS 5 (5)

16 (15) FASKEN MARTINEAU 5 (5)

16 (14) OGIER 5 (6)

19 (19) CONYERS DILL & PEARMAN 4 (4)

19 (19) DECHERT 4 (4)

19 (19) FLADGATE 4 (4)

19 (19) HOWARD KENNEDY 4 (4)


Asian Growth Properties Ltd Camper & Nicholsons Marina Inv Ltd (J)Charlemagne Capital Ltd Eastern European Property Fund Ltd (J)GLI Finance Ltd (J)Impax Asset Management Group PLC London Capital Group Holdings PLC (J)Manx Financial Group PLC (J)Miton Group PLC Speymill PLC (J)Weiss Korea Opportunity Fund Ltd (J)


Crystal Amber Fund Ltd (J)Ludgate Environmental Fund Ltd (J)Masawara PLC (J)Mortgage Advice Bureau (Holdings) PLC Public Service Properties Investments Ltd (J)Sirius Real Estate Ltd (J)Summit Germany Ltd (J)Treveria PLC Vietnam Holding Ltd (J)


Adamas Finance Asia Ltd (J)Capital Management and Investment PLC Hume Capital Securities PLC (J)London Capital Group Holdings PLC (J)Marechale Capital PLC MCB Finance Group PLC MoneySwap PLC (J)Power Capital Global Ltd (J)


ADVFN PLC Craven House Capital PLC (J)Martinco PLC Pactolus Hungarian Property PLC (J)Pires Investments PLC Taliesin Property Fund Ltd (J)Wynnstay Properties PLC


Doriemus PLC (J)Kuala Ltd (J)Manx Financial Group PLC (J)Metal Tiger PLC (J)Polemos PLC Reabold Resources PLC (J)Speymill PLC (J)


Advance Frontier Markets Fund Ltd (J)Black Sea Property Fund (The) Ltd (J)Japan Residential Investment Company Ltd (J)NewRiver Retail Ltd (J)Ottoman Fund (The) Ltd (J)Sacoven PLC (J)Weiss Korea Opportunity Fund Ltd (J)

NABARRO LLP125 London WallLondon, EC2Y 5ALT: (020) 7524 6000F: (020) 7524 6524www.nabarro.com

Doriemus PLC (J)M Winkworth PLC Mill Residential REIT PLC Randall & Quilter Investment Holdings Ltd (J)SPARK Ventures PLC (J)Weiss Korea Opportunity Fund Ltd (J)

FASKEN MARTINEAU LLP17 Hanover SquareLondon, W1S 1HUT: (020) 7917 8500F: (020) 7917 8555www.fasken.com

Lead All Investments Ltd (J)Praetorian Resources Ltd (J)Proxama PLC (J)Tiger Resource Finance PLC Verdes Management PLC

ALLEN & OVERY LLPOne Bishops SquareLondon, E1 6ADT: (020) 3088 0000F: (020) 733 9999www.allenovery.com

BCB Holdings Ltd London Capital Group Holdings PLC (J)Shellshock Ltd (J)

CHARLES RUSSELL SPEECHLYS5 Fleet PlaceLondon, EC4M 7RDT: (020) 7203 5000www.charlesrussellspeechlys.com

Mineral & Financial Investments Ltd (J)Origo Partners PLC Reabold Resources PLC (J)

HERBERT SMITH FREEHILLS LLPExchange House, Primrose StreetLondon, EC2A 2EGT: (020) 7374 8000F: (020) 7374 0888www.herbertsmithfreehills.com

India Capital Growth Fund Ltd (J)Polar Capital Holdings PLC Qannas Investments Ltd (J)

FAEGRE BAKER DANIELS LLP7 Pilgrim StreetLondon, EC4V 6LBT: (020) 7450 4500F: (020) 7450 4545www.faegrebd.com

Dragon-Ukrainian Properties & Development PLC (J)

MEMERY CRYSTAL44 Southampton BuildingsLondon, WC2A 1APT: (020 7242 5905F: (020) 7242 2058www.memerycrystal.com

European Wealth Group Ltd (J)STM Group PLC (J)

SLAUGHTER AND MAYOne Bunhill RowLondon, EC1Y 8YYT: (020) 7600 1200F: (020) 7090 5000www.slaughterandmay.com

Redde PLC (J)Songbird Estates PLC

GOWLINGS (UK) LLP15th Floor125 Old Broad StreetLondon, EC2N 1ART: (020) 3004 3500F: (020) 7920 9417www.gowlings.com

AFH Financial Group PLC


Ludorum PLC (J)

LINKLATERSOne Silk StreetLondon, EC2Y 8HQT: (020) 7456 2000F: (020) 7456 2222www.linklaters.com

Alcentra European Floating Rate Income Fund Ltd (J)

60 61

Nominated Advisers Nominated Advisers


CAIRN FINANCIAL ADVISERS LLP61 CheapsideLondonEC2V 6AXT: (020) 7148 7900www.cairnfin.com

AB Dynamics PLCAdams PLCAfriAg PLCAlba Mineral Resources PLCAPI Group PLCArmstrong Ventures PLCBacanora Minerals LtdBlack Sea Property Fund (The) LtdBlue Star Capital PLCCEPS PLCChina New Energy LtdChina Rerun Chemical Group LtdClear Leisure PLCCloudTag IncCoral Products PLCDoriemus PLCECR Minerals PLCEnergiser Investments PLCEvocutis PLCFletcher King PLCFox Marble Holdings PLCFrontera Resources CorpFrontier Mining LtdGalleon Holdings PLCGlobal Brands SAGowin New Energy Group LtdHaydale Graphene Industries PLCInsetco PLCJiasen International Holdings LtdJQW PLCKimberly Enterprises NVLeed Resources PLCLeeds Group PLCLimitless Earth PLCLPA Group PLCMagnolia Petroleum PLCMilestone Group PLCMX Oil PLCNoida Toll Bridge Co LtdOctagonal PLCOne Media iP Group PLCOptiBiotix Health PLCOrogen Gold PLCPactolus Hungarian Property PLCPires Investments PLCPremaitha Health PLCSirius Petroleum PLCStellar Diamonds PLCStellar Resources PLCSula Iron & Gold PLCSummit Corp PLCTandem Group PLCTiziana Life Sciences PLCUltima Networks PLCValiRx PLCYOLO Leisure and Technology PLC

PANMURE GORDON (UK) LTDOne New ChangeLondonEC4M 9AFT: (020) 7459 3600F: (020) 7192 3260www.panmure.com

All Leisure Group PLCAllergy Therapeutics PLCAmphion Innovations PLCAnimalcare Group PLCArgo Group LtdAsian Growth Properties LtdAvanti Capital PLCB.P. Marsh & Partners PLCBorders & Southern Petroleum PLC

Cambium Global Timberland LtdCareTech Holdings PLCClean Air Power LtdCluff Natural Resources PLCDiamondcorp PLCDragon-Ukrainian Properties & Development PLCEagle Eye Solutions Group PLCEclectic Bar Group PLCElectric Word PLCEscher Group Holdings PLCEuropean Wealth Group LtdFaroe Petroleum PLCFocusrite PLCFusionex International PLCGLI Finance LtdGlobalworth Real Estate Investments LtdGraphene NanoChem PLCGriffin Mining LtdHorizon Discovery Group PLCHutchison China Meditech LtdIafyds PLCImmuPharma PLCJubilant Energy NVKirkland Lake Gold IncKromek Group PLCLifeline Scientific IncMartinco PLCMidatech Pharma PLCMolins PLCMood Media CorpNektan PLCNetDimensions (Holdings) LtdPortmeirion Group PLCPrivate & Commercial Finance Group PLCRAB Special Situations Co LtdRegenersis PLCRevolymer PLCScancell Holdings PLCSnoozebox Holdings PLCSouth African Property Opportunities PLCSpitfire Oil LtdSurgical Innovations Group PLCTerra Capital PLCVenture Life Group PLCW H Ireland Group PLCWentworth Resources Ltd

ALLENBY CAPITAL LIMITED2nd Floor, 3 St Helen’s PlaceLondonEC3A 6ABT: (020) 3328 5656F: (020) 3394 2970www.allenbycapital.com

CANACCORD GENUITY9th Floor88 Wood StreetLondonEC2V 7QRT: (020) 7523 8000F: (020) 7523 8131www.canaccordgenuity.com

accesso Technology Group PLCAfrican Copper PLCArbuthnot Banking Group PLCBankers Petroleum LtdBaobab Resources PLCBegbies Traynor Group PLCBrainJuicer Group PLCCeltic PLCDalradian Resources IncDJI Holdings PLCEKF Diagnostics Holdings PLCEland Oil & Gas PLCEMED Mining Public LtdeServGlobal LtdFrontier Developments PLCGoals Soccer Centres PLCInternetQ PLCIQE PLCMattioli Woods PLCMinera IRL Ltd

Molins PLCMonitise PLCMortgage Advice Bureau (Holdings) PLCNanoco Group PLCOptimal Payments PLCOrsu Metals CorpPan African Resources PLCPatisserie Holdings PLCPolar Capital Holdings PLCRockhopper Exploration PLCSecure Trust Bank PLCSilence Therapeutics PLCSomero Enterprises IncSQS Software Quality Systems AGTangent Communications PLCTelit Communications PLCTungsten Corp PLCVernalis PLC


Advance Frontier Markets Fund LtdADVFN PLCArc Capital Holdings LtdArian Silver CorpAuhua Clean Energy PLCCoburg Group PLCDolphin Capital Investors Ltdentu (UK) PLCFiske PLCGemfields PLCGlobal Market Group LtdGreatland Gold PLCHume Capital Securities PLCIndia Capital Growth Fund LtdKubera Cross-Border Fund LtdLegendary Investments PLCMyanmar Investments International LtdNamibian Resources PLCOn-Line PLCOracle Coalfields PLCPacific Alliance Asia Opportunity Fund LtdPacific Alliance China Land LtdPanmure Gordon & Co PLCPraetorian Resources LtdReconstruction Capital II LtdRed Emperor Resources NLShore Capital Group LtdSt Peter Port Capital LtdStarvest PLCStratex International PLCTen Alps PLCThor Mining PLCVietnam Infrastructure LtdVinaCapital Vietnam Opportunity Fund LtdVinaLand LtdW Resources PLCWildhorse Energy Ltd

STRAND HANSON LIMITED26 Mount RowLondonW1K 3SQT: (020) 7409 3494F: (020) 7409 1761www.strandhanson.co.uk

Alecto Minerals PLCAPC Technology Group PLCBahamas Petroleum Co PLCBeacon Hill Resources PLCBezant Resources PLCBushveld Minerals LtdCatalyst Media Group PLCCDialogues PLCEmerging Market Minerals PLCEquatorial Palm Oil PLCFirestone Diamonds PLCInternational Mining & Infrastructure Corp PLCKemin Resources PLCLandore Resources LtdLekoil LtdMadagascar Oil LtdNatasa Mining LtdNorth River Resources PLCNorthern Bear PLCOilex LtdPatagonia Gold PLCPhorm Corp LtdRegal Petroleum PLCRenewable Energy Holdings PLCSavannah Petroleum PLCStratMin Global Resources PLCSula Iron & Gold PLCTrap Oil Group PLCUMC Energy CorporationUnited Cacao Ltd SEZCVast Resources PLCVictoria Oil & Gas PLCZambeef Products PLC

CHARLES STANLEY SECURITIES131 Finsbury PavementLondonEC2A 1NTT: (020) 7149 6000F: (020) 7149 6777www.csysecurities.com

Best of the Best PLCCamellia PLCCentral Rand Gold LtdChamberlin PLCCharacter Group (The) PLCChristie Group PLCComs PLCDriver Group PLCEarthport PLCFalanx Group LtdFirst Derivatives PLCGalantas Gold CorpHellenic Carriers LtdIndependent Resources PLCInterQuest Group PLCLombard Risk Management PLCNorthamber PLCParkmead Group (The) PLCPenna Consulting PLCPressure Technologies PLCSanderson Group PLCStilo International PLCTungsten Corp PLCVersarien PLCWorld Careers Network PLCWynnstay Properties PLC

FINNCAP60 New Broad StreetLondonEC2M 1JJT: (020) 7220 0500F: (020) 7600 1659www.finncap.com

21st Century Technology PLC7digital Group PLCAccumuli PLCAction Hotels PLCAggregated Micro Power Holdings PLCAkers Biosciences IncAmino Technologies PLCAorTech International PLCArmadale Capital PLCArmour Group PLCArtilium PLCAscent Resources PLCAukett Swanke Group PLCAurasian Minerals PLCAvesco Group PLCBilling Services Group LtdBioventix PLCByotrol PLCCambridge Cognition Holdings PLCCamper & Nicholsons Marina Inv LtdCastleton Technology PLCChariot Oil & Gas LtdCityFibre Infrastructure Holdings PLCConstellation Healthcare Technologies IncCorero Network Security PLCDCD Media PLCDraganfly Investments LtdEG Solutions PLCElektron Technology PLCEnergy Technique PLCEuropa Oil & Gas (Holdings) PLCFerrex PLCGeong International LtdGlobal Invacom Group LtdHardide PLCHayward Tyler Group PLCHML Holdings PLCHorizonte Minerals PLCIdeagen PLCImaginatik PLC

Independent Oil & Gas PLCInland Homes PLCIntandem Films PLCIntercede Group PLCIS Solutions PLCJelf Group PLCJupiter Energy LtdK3 Business Technology Group PLCLiDCO Group PLCLighthouse Group PLCLiteBulb Group LtdLok’n Store Group PLCMaintel Holdings PLCMercer Resources PLCMission Marketing Group (The) PLCNasstar PLCNetcall PLCNorcon PLCNorthacre PLCOmega Diagnostics Group PLCParagon Entertainment LtdPeople’s Operator (The) PLCPhotonStar LED Group PLCPlethora Solutions Holdings PLCPROACTIS Holdings PLCQannas Investments LtdQuartix Holdings PLCQuixant PLCred24 PLCRedcentric PLCSacOil Holdings LtdScientific Digital Imaging PLCSciSys PLCSeeing Machines LtdServicePower Technologies PLCServoca PLCSimiGon LtdSopheon PLCSorbic International PLCSPARK Ventures PLCSTM Group PLCSynairgen PLCTengri ResourcesTiger Resource Finance PLCTouchstone Gold LtdTrakm8 Holdings PLCTristel PLCTurbo Power Systems IncUltrasis PLCUniverse Group PLCUtilitywise PLCVmoto LtdZoo Digital Group PLC

CENKOS SECURITIES6.7.8. Tokenhouse YardLondonEC2R 7AST: (020) 7397 8900F: (020) 7397 8901www.cenkos.com

WH IRELAND LTD24 Martin LaneLondonEC4R 0DRT: (020) 7220 1666F: (020) 7220 1667www.wh-ireland.co.uk

11 St James’s SquareManchesterM2 6WHT: (0161) 832 2174F: (0161) 819 8897www.wh-ireland.co.uk

4 Colston AvenueBristol, BS1 4STT: (0117) 945 3470www.wh-ireland.co.uk

1pm PLCActive Energy Group PLCAdamas Finance Asia LtdAEC Education PLCAltitude Group PLCAmedeo Resources PLCAshley House PLCAsia Ceramics Holdings PLCAurum Mining PLCAvarae Global Coins PLCBelgravium Technologies PLCBerkeley Mineral Resources PLCBillington Holdings PLCBraime (T F & J H) (Holdings) PLCCambria Africa PLC

Capital Lease Aviation PLCCrawshaw Group PLCCrimson Tide PLCCroma Security Solutions Group PLCDillistone Group PLCEden Research PLCEnvironmental Recycling Technologies PLCEurasia Mining PLCFalkland Islands Holdings PLCFastJet PLCGalasys PLCGETECH Group PLCGoldStone Resources LtdHague and London Oil PLCHerencia Resources PLCHermes Pacific Investments PLCInditherm PLCIPSA Group PLCJarvis Securities PLCKea Petroleum PLCLightwaveRF PLCLondon Security PLCMarwyn Management Partners PLCMineral & Financial Investments LtdMinoan Group PLCMountfield Group PLCNakama Group PLCOxford Advanced Surfaces Group PLCPathfinder Minerals PLCPennant International Group PLCPetards Group PLCPhysiomics PLCPittards PLCPremier Gold Resources PLCPure Wafer PLCQuoram PLCRangers International Football Club PLCRare Earth Minerals PLCRobinson PLCRoxi Petroleum PLCRurelec PLCSarossa PLCScholium Group PLCSinclair (William) Holdings PLCSoftware Radio Technology PLCSolid State PLCSpectra Systems CorpSWP Group PLCTaihua PLCTanfield Group PLCTern PLCThalassa Holdings LtdUK Oil & Gas Investments PLCWater Intelligence PLC

Total AIM ClientsNo. of clients Client Market Cap (£M)

RANK NOMAD JAN ‘15 OCT ‘14

1 (1) FINNCAP 93 (93)

2 (2) CENKOS SECURITIES 84 (82)

3 (3) WH IRELAND 69 (67)

4 (3) N+1 SINGER 64 (67)

5 (6) CAIRN FINANCIAL ADVISERS 56 (48)

6 (5) PANMURE GORDON (UK) 55 (50)

7 (6) NUMIS SECURITIES 49 (48)

8 (12) ALLENBY CAPITAL 41 (37)

9 (8) PEEL HUNT 39 (42)

9 (9) WESTHOUSE SECURITIES 39 (40)

11 (9) CANACCORD GENUITY 38 (40)


13 (12) CANTOR FITZGERALD EUROPE 36 (37)

14 (14) STRAND HANSON 33 (31)

15 (15) INVESTEC INVESTMENT BANKING 29 (29)

15 (20) NORTHLAND CAPITAL PARTNERS 29 (25)

17 (16) BEAUMONT CORNISH 27 (28)

18 (16) CHARLES STANLEY SECURITIES 26 (28)

18 (20) SANLAM SECURITIES UK 26 (25)

18 (16) SHORE CAPITAL & CORPORATE 26 (28)


1 (2) CENKOS SECURITIES 6,307 (6,805)

2 (1) CANACCORD GENUITY 6,136 (7,499)

3 (4) J.P. MORGAN CAZENOVE 5,769 (5,033)

4 (3) NUMIS SECURITIES 5,763 (5,492)

5 (5) N+1 SINGER 3,888 (4,061)

6 (8) PANMURE GORDON (UK) 3,637 (3,278)

7 (6) PEEL HUNT 3,594 (3,900)

8 (9) INVESTEC INVESTMENT BANKING 3,429 (3,195)

9 (10) LIBERUM CAPITAL 3,131 (2,995)

10 (7) SMITH & WILLIAMSON CORPORATE FINANCE 3,121 (3,609)

11 (12) FINNCAP 2,935 (2,538)

12 (11) DAVY CORPORATE FINANCE 2,516 (2,808)

13 - JEFFERIES HOARE GOVETT 2,007 -


15 (14) ROTHSCHILD 1,757 (2,037)

16 (17) CHARLES STANLEY SECURITIES 1,607 (1,754)

17 (19) ZEUS CAPITAL 1,593 (1,516)

18 (16) SHORE CAPITAL & CORPORATE 1,591 (1,792)

19 - ALTIUM CAPITAL 1,402 -

20 (20) WH IRELAND 1,331 (1,491)

62 63



SMITH & WILLIAMSON CORPORATE FINANCE LTD25 MoorgateLondonEC2R 6AYT: (020) 7131 4000F: (020) 7131 4001www.smith.williamson.co.uk

Arricano Real Estate PLCCenkos Securities PLCDart Group PLCGreka Drilling LtdGreka Engineering & Technology LtdHelios Underwriting PLCInfrastructure India PLCJapan Residential Investment Company LtdJohn Lewis of Hungerford PLCMarechale Capital PLCNew Europe Property Investments PLCOrigo Partners PLCPME African Infrastructure Opportunities PLCQuadrise Fuels International PLCReal Estate Investors PLCRenewable Energy Generation LtdSound Oil PLCTerra Catalyst Fund

ARDEN PARTNERS PLC125 Old Broad StreetLondonEC2N 1ART: (020) 7614 5900F: (020) 7614 5901www.arden-partners.co.uk

Birmingham office: (0121) 423 8900

AssetCo PLCAudioboom Group PLCBailey (C H) PLCCeramic Fuel Cells LtdDeltex Medical Group PLCFirst Property Group PLCGfinity PLCGreenko Group PLCHydro International PLCiEnergizer LtdIndus Gas LtdInfrastrata PLCLivermore Investments Group LtdMirada PLCPark Group PLCSutton Harbour Holdings PLCTrinity Capital PLC

SP ANGELPrince Frederick House4th Floor35-39 Maddox StreetLondonW1S 2PPT: (020) 3463 2260F: (020) 7629 1341www.spangel.co.uk

Amur Minerals CorpAnglo Asian Mining PLCBlueRock Diamonds PLCFinnAust Mining PLCGoldplat PLCGTS Chemical Holdings PLCKEFI Minerals PLCKodal Minerals PLCNoricum Gold LtdOxus Gold PLCPlutus PowerGen PLCSecure Property Development & Investment PLCSolGold PLCStrat Aero PLCTertiary Minerals PLCTri-Star Resources PLCWestminster Group PLC

RBC CAPITAL MARKETSThames CourtOne QueenhitheLondonEC4V 4DET: (020) 7653 4000F: (020) 7029 7900www.rbccm.com

Amerisur Resources PLCFalkland Oil & Gas LtdGlobo PLCGulfsands Petroleum PLCInternetQ PLCPresident Energy PLCSierra Rutile LtdTrinity Exploration & Production PLC

JEFFERIES HOARE GOVETTVintners Place68 Upper Thames StreetLondonEC4V 3BJT: (020) 7029 8000F: (020) 7029 8010www.jefferies.com

African Minerals LtdDatatec LtdIGas Energy PLCMarket Tech Holdings LtdSinclair IS Pharma PLCTissue Regenix Group PLCXeros Technology Group PLC

J.P. MORGAN CAZENOVE25 Bank StreetCanary WharfE14 5JPT: (020) 7747 7000www.jpmorgancazenove.com

ASOS PLCImperial Innovations Group PLCLXB Retail Properties PLCSongbird Estates PLCYoung & Co’s Brewery PLC

ESPIRITO SANTO INVESTMENT BANK10 Paternoster SquareLondonEC4M 7ALT: (020) 7456 9191www.espiritosantoib.co.uk

Forum Energy PLCNAHL Group PLC

PRICEWATERHOUSECOOPERS LLP7 More London RiversideLondonSE1 2RTT: (020) 7583 5000F: (020) 7212 7500www.pwc.com/uk/cf

Ludgate Environmental Fund LtdNumis Corp PLC

BANK OF AMERICA MERRILL LYNCH2 King Edward StreetLondonEC1A 1HQT: (020) 7995 2000F: (020) 7995 4525www.ml.com

CEB Resources PLC



Arbuthnot Banking Group PLCDJI Holdings PLCMonitise PLCNanoco Group PLCOptimal Payments PLCPan African Resources PLCPatisserie Holdings PLCPolar Capital Holdings PLCRockhopper Exploration PLCSecure Trust Bank PLCSQS Software Quality Systems AGTelit Communications PLCTungsten Corp PLCVernalis PLC


NUMIS SECURITIES LIMITEDThe London Stock Exchange Building10 Paternoster SquareLondonEC4M 7LTT: (020) 7260 1000F: (020) 7260 1001

LIBERUM CAPITAL LIMITEDRopemaker Place, Level 1225 Ropemaker StreetLondonEC2Y 9LYT: (020) 3100 2000T: (020) 3100 2299

PEEL HUNT LLPMoor House120 London WallLondonEC2Y 5ETT: (020) 7418 8900F: (020) 7417 4646

INVESTEC INVESTMENT BANKING2 Gresham StreetLondonEC2V 7QPT: (020) 7597 5970F: (020) 7597 5120


Camellia PLCEarthport PLCFirst Derivatives PLCParkmead Group (The) PLCTungsten Corp PLC

N+1 SINGEROne Bartholomew LaneLondonEC2N 2AXT: (020) 7496 3000F: (020) 7496 3150


ASOS PLCLXB Retail Properties PLCSongbird Estates PLCYoung & Co’s Brewery PLC


Dolphin Capital Investors LtdGemfields PLCVinaCapital Vietnam Opportunity Fund Ltd


IGas Energy PLCSinclair IS Pharma PLCTissue Regenix Group PLC


Faroe Petroleum PLCHutchison China Meditech LtdRegenersis PLC

RBC CAPITAL MARKETSThames CourtOne QueenhitheLondonEC4V 4DET: (020) 7653 4000F: (020) 7029 7900www.rbccm.com

Amerisur Resources PLCGlobo PLCSierra Rutile Ltd






4 (4) LIBERUM CAPITAL 7 (8)

4 (5) PEEL HUNT 7 (7)

6 (7) INVESTEC INVESTMENT BANKING 6 (5)


7 (6) N+1 SINGER 5 (6)

9 (8) J.P. MORGAN CAZENOVE 4 (4)

9 (8) ROTHSCHILD 4 (4)


11 (11) JEFFERIES HOARE GOVETT 3 (3)

11 (11) MACQUARIE CAPITAL (EUROPE) 3 (3)


11 (11) RBC CAPITAL MARKETS 3 (3)






5 (6) PEEL HUNT 2,040 (2,115)

6 (5) LIBERUM CAPITAL 1,919 (2,291)

7 (9) INVESTEC INVESTMENT BANKING 1,640 (1,451)

8 (8) N+1 SINGER 1,615 (1,628)

9 (7) ROTHSCHILD 1,523 (1,780)

10 (12) ALTIUM CAPITAL 1,190 (1,038)

11 - CHARLES STANLEY SECURITIES 1,135 -


13 (13) RFC AMBRIAN 902 (988)



64 65




Redcentric PLCUtilitywise PLC


Dart Group PLCQuadrise Fuels International PLC



Greenko Group PLC


Numis Corp PLC


Lekoil Ltd


WH IRELAND LTD24 Martin LaneLondonEC4R 0DR

T: (020) 7220 1666F: (020) 7220 1667www.wh-ireland.co.uk


4 Colston AvenueBristolBS1 4STT: (0117) 945 3470www.wh-ireland.co.uk

Asia Ceramics Holdings PLCCrawshaw Group PLCFastJet PLCHermes Pacific Investments PLCMinoan Group PLCRangers International Football Club PLCScholium Group PLC


BrainJuicer Group PLCCeltic PLCDJI Holdings PLCGoals Soccer Centres PLCPatisserie Holdings PLCTangent Communications PLC


7digital Group PLCAction Hotels PLCAvesco Group PLCDCD Media PLCIntandem Films PLCMission Marketing Group (The) PLC


All Leisure Group PLCEclectic Bar Group PLCElectric Word PLC

Mood Media CorpNektan PLCSnoozebox Holdings PLC


Galleon Holdings PLCJQW PLCMilestone Group PLCOne Media iP Group PLCStellar Resources PLC


entu (UK) PLCGlobal Market Group LtdTen Alps PLC


Catalyst Media Group PLCCDialogues PLCPhorm Corp Ltd



Audioboom Group PLCGfinity PLCMirada PLC


ASOS PLCYoung & Co’s Brewery PLC

66 67




Advance Frontier Markets Fund LtdADVFN PLCArc Capital Holdings LtdCoburg Group PLCDolphin Capital Investors LtdFiske PLCHume Capital Securities PLCIndia Capital Growth Fund LtdKubera Cross-Border Fund LtdLegendary Investments PLCMyanmar Investments International LtdPacific Alliance Asia Opportunity Fund LtdPacific Alliance China Land LtdPanmure Gordon & Co PLCPraetorian Resources LtdReconstruction Capital II LtdShore Capital Group LtdSt Peter Port Capital LtdStarvest PLCVietnam Infrastructure LtdVinaCapital Vietnam Opportunity Fund LtdVinaLand Ltd



Amphion Innovations PLCArgo Group LtdAsian Growth Properties LtdAvanti Capital PLCB.P. Marsh & Partners PLCCluff Natural Resources PLCDragon-Ukrainian Properties & Development PLCEuropean Wealth Group LtdGLI Finance LtdGlobalworth Real Estate Investments LtdMartinco PLCPrivate & Commercial Finance Group PLCRAB Special Situations Co LtdSouth African Property Opportunities PLCTerra Capital PLCW H Ireland Group PLC


Adams PLCBlack Sea Property Fund (The) LtdBlue Star Capital PLCClear Leisure PLCDoriemus PLCEnergiser Investments PLCFletcher King PLCGlobal Brands SAInsetco PLCKimberly Enterprises NVLeeds Group PLCLimitless Earth PLCPactolus Hungarian Property PLCPires Investments PLC


Camper & Nicholsons Marina Inv LtdDraganfly Investments LtdHML Holdings PLCInland Homes PLCJelf Group PLCLighthouse Group PLCLok’n Store Group PLCMercer Resources PLCNorthacre PLCParagon Entertainment Ltd

Qannas Investments LtdSPARK Ventures PLCSTM Group PLCTiger Resource Finance PLC


Arricano Real Estate PLCCenkos Securities PLCHelios Underwriting PLCInfrastructure India PLCJapan Residential Investment Company LtdMarechale Capital PLCNew Europe Property Investments PLCOrigo Partners PLCPME African Infrastructure Opportunities PLCReal Estate Investors PLCTerra Catalyst Fund


Financials Clients






4 (3) FINNCAP 14 (13)

6 (6) SMITH & WILLIAMSON CORPORATE FINANCE 11 (11)

7 (7) WH IRELAND 10 (10)


9 (7) N+1 SINGER 8 (10)





11 (11) PEEL HUNT 6 (6)


15 (18) SANLAM SECURITIES UK 5 (4)

17 (18) ARDEN PARTNERS 4 (4)

17 (14) BEAUMONT CORNISH 4 (5)

17 - SPARK ADVISORY PARTNERS 4 -

17 (18) ZAI CORPORATE FINANCE 4 (4)







6 (6) CENKOS SECURITIES 1,205 (948)

7 - JEFFERIES HOARE GOVETT 856 -


9 (8) ORIEL SECURITIES 695 (664)


11 (10) PEEL HUNT 517 (468)

12 (11) FINNCAP 478 (421)


14 (13) KINMONT 317 (318)

15 (16) N+1 SINGER 285 (287)





20 (19) WH IRELAND 234 (236)




1pm PLCAdamas Finance Asia LtdAmedeo Resources PLCAvarae Global Coins PLCCambria Africa PLCJarvis Securities PLCMarwyn Management Partners PLCMineral & Financial Investments LtdSarossa PLCTern PLC


Arbuthnot Banking Group PLCMattioli Woods PLCMortgage Advice Bureau (Holdings) PLCPolar Capital Holdings PLCSecure Trust Bank PLCTungsten Corp PLC



First Property Group PLCLivermore Investments Group LtdPark Group PLCTrinity Capital PLC


Camellia PLCTungsten Corp PLCWynnstay Properties PLC


Imperial Innovations Group PLCLXB Retail Properties PLCSongbird Estates PLC


Ludgate Environmental Fund LtdNumis Corp PLC


Plutus PowerGen PLCSecure Property Development & Investment PLC


Alecto Minerals PLCInternational Mining & Infrastructure Corp PLC


Market Tech Holdings Ltd

82 83

Registrars Registrars


CAPITA ASSET SERVICESDukes Place40 Dukes PlaceLondonEC3A 7NHT: (020) 3367 8200www.capitaassetservices.com

Abcam PLCAdvanced Computer Software Group PLCAdvanced Medical Solutions Group PLCAlternative Networks PLCAmerisur Resources PLCArbuthnot Banking Group PLCASOS PLCboohoo.com PLCBreedon Aggregates LtdBrooks Macdonald Group PLCCamellia PLCDart Group PLCDX (Group) PLCEarthport PLCEMIS Group PLCFaroe Petroleum PLCGamma Communications PLC

Gemfields PLCGreenko Group PLCGVC Holdings PLCGW Pharmaceuticals PLCHargreaves Services PLCImpellam Group PLCIomart Group PLCJames Halstead PLCJohnson Service Group PLCLXB Retail Properties PLCMajestic Wine PLCNewRiver Retail LtdNichols PLCOPG Power Ventures PLCOptimal Payments PLCPan African Resources PLCParkmead Group (The) PLCPatisserie Holdings PLCPersonal Group Holdings PLCPlus500 LtdQuindell PLCRedcentric PLCRedde PLCRenew Holdings PLCRestore PLCRWS Holdings PLCScapa Group PLCSecure Trust Bank PLCSinclair IS Pharma PLCSirius Minerals PLCSongbird Estates PLCTelford Homes PLC

Telit Communications PLCTissue Regenix Group PLCUtilitywise PLCVelocys PLCVernalis PLCVertu Motors PLC

NEVILLE REGISTRARS LTDNeville House18 Laurel LaneHalesowenWest Midlands B63 3DAT: (0121) 585 1131F: (0121) 585 1132Email: [email protected]

Avanti Communications Group PLCCVS Group PLCFirst Derivatives PLCNanoco Group PLC

SHARE REGISTRARS LIMITEDSuite E First Floor9 Lion and Lamb YardFarnhamSurreyGU9 7LLT: (01252) 821 390F: (01252) 719 232www.shareregistrars.uk.com

Total AIM Clients FTSE AIM 100 Clients


COMPUTERSHARE INVESTOR SERVICESPO Box 82The PavilionsBridgwater RoadBristolBS99 6ZZT: 0870 707 1788F: 0870 703 6101

NEVILLE REGISTRARS LTDNeville House, 18 Laurel LaneHalesowenWest Midlands B63 3DAT: (0121) 585 1131F: (0121) 585 1132Email: [email protected]

1pm PLC24/7 Gaming Group Holdings PLCAccess Intelligence PLCADVFN PLCAEC Education PLCAltitude Group PLCAmphion Innovations PLCArmstrong Ventures PLCAurasian Minerals PLCAurum Mining PLCAvanti Communications Group PLCAvarae Global Coins PLCBeowulf Mining PLCBerkeley Mineral Resources PLCBiome Technologies PLCBraime (T F & J H) (Holdings) PLCCapital Lease Aviation PLC

Catalyst Media Group PLCChamberlin PLCCharacter Group (The) PLCCrimson Tide PLCCroma Security Solutions Group PLCCVS Group PLCDriver Group PLCEmerging Market Minerals PLCEnergiser Investments PLCEpistem Holdings PLCe-Therapeutics PLCEU Supply PLCFastJet PLCFirst Derivatives PLCFlowgroup PLCFrenkel Topping Group PLCFrontier Resources International PLCGalileo Resources PLCGalleon Holdings PLCGresham House PLCHermes Pacific Investments PLCHolders Technology PLCHotel Corp (The) PLCHunter Resources PLCIafyds PLCImage Scan Holdings PLCImaginatik PLCInsetco PLCInternational Mining & Infrastructure Corp PLCIPSA Group PLCKemin Resources PLCLeed Resources PLCLightwaveRF PLCMagnolia Petroleum PLCMBL Group PLCMidatech Pharma PLCMinoan Group PLCMission Marketing Group (The) PLCNanoco Group PLCNasstar PLCNetcall PLCNetPlay TV PLCNorish PLCNorthern Petroleum PLCObtala Resources LtdOn-Line PLCOracle Coalfields PLCOxford Pharmascience Group PLCParagon Diamonds LtdPennant International Group PLCPHSC PLCPlant Health Care PLCPowerHouse Energy Group PLCPrime People PLCProton Power Systems PLCPure Wafer PLCQuixant PLCQuoram PLCRare Earth Minerals PLCReabold Resources PLCRobinson PLCSanderson Group PLCSarossa PLCSpaceandPeople PLCSprue Aegis PLC

Swan (John) & Sons PLCTLA Worldwide PLCTracsis PLCTrafalgar New Homes PLCTrakm8 Holdings PLCTransense Technologies PLCTricorn Group PLCUKrproduct Group LtdUltima Networks PLCUnited Carpets Group PLCVerdes Management PLCW H Ireland Group PLCWandisco PLCWynnstay Group PLCXeros Technology Group PLCYouGov PLCZibao Metals Recycling Holdings PLC

SHARE REGISTRARS LIMITEDSuite E First Floor9 Lion and Lamb YardFarnhamSurreyGU9 7LLT: (01252 ) 821 390F: (01252 ) 719 232www.shareregistrars.uk.com

EQUINITI LIMITEDAspect HouseSpencer RoadLancingWest Sussex BN99 6DAT: 0871 384 2030F: 0871 384 2100

S.L.C REGISTRARS LTDThames HousePortsmouth RoadEsher, Surrey KT10 9ADT: (01372 ) 467 308F: (01372 ) 463 620

IOMA FUND AND INVESTMENT MANAGEMENT LIMITEDIOMA HouseHope StreetDouglas

Isle of Man IM1 1APT: (01624) 681 250F: (01624) 681 392

CYMAIN REGISTRARS LTDP.O. Box 257191311 NicosiaCyprusT: +357 2 2104 452

GALILEO FUND SERVICES46 Athol StreetDouglasIsle of Mann IM1 1JBT: (01624) 692 600F: (01624) 692 601

SANNE TRUST COMPANY LTD13 Castle StreetSt HelierJersey JE4 5UTT: (01534) 722 787F: (01534) 769 770

No. of clients Client Market Cap (£M) No. of clients Client Market Cap (£M)


Abcam PLCAdvanced Computer Software Group PLCAdvanced Medical Solutions Group PLCAlternative Networks PLCAmerisur Resources PLCASOS PLCBrooks Macdonald Group PLCCamellia PLC

Dart Group PLCDX (Group) PLCEMIS Group PLCFaroe Petroleum PLCGemfields PLCGW Pharmaceuticals PLCHargreaves Services PLCIomart Group PLCJames Halstead PLCMajestic Wine PLCNichols PLCPan African Resources PLCQuindell PLCRedde PLCRWS Holdings PLCSecure Trust Bank PLCSirius Minerals PLCSongbird Estates PLCTelit Communications PLCUtilitywise PLCVelocys PLCVernalis PLCVertu Motors PLC


Avanti Communications Group PLCCVS Group PLCFirst Derivatives PLCNanoco Group PLC


No. of clients Client Market Cap (£M)FTSE AIM UK 50 Clients

RANK REGISTRAR JAN ‘15 OCT ‘14

1 (1) CAPITA ASSET SERVICES 505 (499)

2 (2) COMPUTERSHARE INVESTOR SERVICES 295 (305)

3 (4) NEVILLE REGISTRARS 99 (97)

3 (3) SHARE REGISTRARS 99 (98)

5 (5) EQUINITI 44 (40)

6 (6) S.L.C REGISTRARS 19 (17)

7 (7) IOMA FUND AND INVESTMENT MANAGEMENT 9 (9)

8 (8) CYMAIN REGISTRARS 4 (4)

9 (8) GALILEO FUND SERVICES 3 (4)

9 (10) SANNE TRUST COMPANY 3 (3)

11 (11) HSBC TRUSTEE 2 (2)

11 (11) SECURITY TRANSFER REGISTRARS 2 (2)


1 (1) CAPITA ASSET SERVICES 39,385 (40,007)

2 (2) COMPUTERSHARE INVESTOR SERVICES 16,981 (19,546)

3 (3) EQUINITI 4,607 (4,258)

4 (4) NEVILLE REGISTRARS 3,368 (3,066)

5 (5) SHARE REGISTRARS 2,276 (2,640)

6 (6) SABRE FIDUCIARY 1,718 (1,555)


8 (9) HSBC TRUSTEE 552 (560)

9 (7) ALLIANCE TRUST COMPANY 416 (732)







3 (3) EQUINITI 7 (6)






3 (3) EQUINITI 2,152 (1,989)

4 (4) NEVILLE REGISTRARS 1,064 (905)

5 - HSBC TRUSTEE 373 -











3 (3) EQUINITI 1,645 (1,660)

4 (4) NEVILLE REGISTRARS 1,064 (699)



84 85

Registrars Registrars


Financials Clients


Advance Frontier Markets Fund Ltd Alcentra European Floating Rate Income Fund LtdAmedeo Resources PLC Arbuthnot Banking Group PLC Arden Partners PLC Argo Group Ltd Atlas Development & Support Services Ltd Aurora Russia Ltd Avanti Capital PLC B.P. Marsh & Partners PLC BCB Holdings Ltd Black Sea Property Fund (The) Ltd Blackstar Group SE (J)Blue Star Capital PLC Braveheart Investment Group PLC Brooks Macdonald Group PLC Cambria Africa PLC Camellia PLC Capital Management and Investment PLC Cenkos Securities PLC Charlemagne Capital Ltd Coburg Group PLC Craven House Capital PLC Crystal Amber Fund Ltd Daniel Stewart Securities PLC Eastern European Property Fund Ltd EIH PLC European Islamic Investment Bank PLC European Wealth Group Ltd FairFX Group PLC Fairpoint Group PLC First Property Group PLC Fiske PLC Fulcrum Utility Services Ltd Gable Holdings Inc Globalworth Real Estate Investments Ltd Haversham Holdings PLC Helios Underwriting PLC Impax Asset Management Group PLC India Capital Growth Fund Ltd Inland Homes PLC Inspired Capital PLC Japan Residential Investment Company Ltd Jelf Group PLC Juridica Investments Ltd Kuala Ltd Leeds Group PLC Lighthouse Group PLC Livermore Investments Group Ltd

Lok’n Store Group PLC London Capital Group Holdings PLC LXB Retail Properties PLC M Winkworth PLC Market Tech Holdings Ltd Marwyn Management Partners PLC Mattioli Woods PLC MCB Finance Group PLC Mercer Resources PLC Metal Tiger PLC Mineral & Financial Investments Ltd Miton Group PLC MoneySwap PLC Myanmar Investments International Ltd NBNK Investments PLC NewRiver Retail Ltd Northacre PLC Northwest Investment Group Ltd Origo Partners PLC Ottoman Fund (The) Ltd Palace Capital PLC Panther Securities PLC Paragon Entertainment Ltd Personal Group Holdings PLC Plus500 Ltd PME African Infrastructure Opportunities PLC (J)Qannas Investments Ltd RAB Special Situations Co Ltd Real Estate Investors PLC Redde PLC Safeland PLC Secure Income REIT PLC Secure Trust Bank PLC Share PLC Shellshock Ltd Sigma Capital Group PLC Sirius Real Estate Ltd Songbird Estates PLC SPARK Ventures PLC Speymill PLC St Peter Port Capital Ltd Summit Germany Ltd Taliesin Property Fund Ltd Tejoori Ltd Terra Catalyst Fund Vietnam Holding Ltd Volvere PLC Weiss Korea Opportunity Fund Ltd Wynnstay Properties PLC




1pm PLCADVFN PLCAmphion Innovations PLCAvarae Global Coins PLCEnergiser Investments PLCFrenkel Topping Group PLCGresham House PLCInsetco PLCInternational Mining & Infrastructure Corp PLCReabold Resources PLCSarossa PLCVerdes Management PLCW H Ireland Group PLC

EQUINITI LIMITEDAspect HouseSpencer RoadLancingWest SussexBN99 6DAT: 0871 384 2030F: 0871 384 2100

IOMA FUND AND INVESTMENT MANAGEMENT LIMITEDIOMA HouseHope StreetDouglasIsle of ManIM1 1APIsle Of ManT: (01624) 681 250F: (01624) 681 392

GALILEO FUND SERVICES46 Athol StreetDouglasIsle of MannIM1 1JBT: (01624) 692 600F: (01624) 692 601

S.L.C REGISTRARS LTDThames HousePortsmouth RoadEsher, SurreyKT10 9ADT: (01372 ) 467 308F: (01372 ) 463 620

SANNE TRUST COMPANY LTD13 Castle StreetSt HelierJersey, JE4 5UTT: (01534) 722 787F: (01534) 769 770

CYMAIN REGISTRARS LTDP.O. Box 257191311 NicosiaCyprusT: +357 2 2104 452

HSBC TRUSTEE LIMITEDStrathvale HouseNorth Church StreetGeorge TownGrand CaymanT: +1 (345) 949 7755F: +1 (345) 949 7634









7 (7) GALILEO FUND SERVICES 3 (4)




10 (9) HSBC TRUSTEE 2 (2)




3 (3) SABRE FIDUCIARY 1,718 (1,555)

4 (4) EQUINITI 1,576 (1,529)

5 (5) HSBC TRUSTEE 552 (560)




9 - S.L.C REGISTRARS 187 -



Health Care Clients


4d pharma PLCAbcam PLCAdvanced Medical Solutions Group PLCAdvanced Oncotherapy PLCAkers Biosciences IncAllergy Therapeutics PLCAlliance Pharma PLCAnimalcare Group PLCAqua Bounty Technologies IncAvacta Group PLCC4X Discovery Holdings PLCCambridge Cognition Holdings PLC

CareTech Holdings PLCCircle Holdings PLCCollagen Solutions PLCConstellation Healthcare Technologies IncCyprotex PLCDeltex Medical Group PLCEden Research PLCEKF Diagnostics Holdings PLCElectrical Geodesics IncEvocutis PLCFutura Medical PLCGW Pharmaceuticals PLCHorizon Discovery Group PLCInditherm PLCKromek Group PLCLiDCO Group PLCMedaphor Group PLCNetScientific PLCPhysiomics PLCPort Erin Biopharma Investments LtdProteome Sciences PLCQuantum Pharma PLCSareum Holdings PLCSilence Therapeutics PLCSinclair IS Pharma PLCSummit Corp PLCSurgical Innovations Group PLCSynairgen PLC

Taihua PLCTissue Regenix Group PLCTiziana Life Sciences PLCValiRx PLCVernalis PLC



Epistem Holdings PLCe-Therapeutics PLCMidatech Pharma PLCOxford Pharmascience Group PLC




AEC Education PLCAltitude Group PLCBraime (T F & J H) (Holdings) PLCCapital Lease Aviation PLCChamberlin PLCCroma Security Solutions Group PLCDriver Group PLCFlowgroup PLCHolders Technology PLCIafyds PLCImage Scan Holdings PLC

Norish PLCPHSC PLCPrime People PLCRobinson PLCSprue Aegis PLCTricorn Group PLCXeros Technology Group PLC


EQUINITI LIMITEDAspect HouseSpencer RoadLancingWest SussexBN99 6DAT: 0871 384 2030F: 0871 384 2100

S.L.C REGISTRARS LTDThames HousePortsmouth RoadEsher, SurreyKT10 9ADT: (01372 ) 467 308F: (01372 ) 463 620


No. of clients Client Market Cap (£M)Industrials Clients










2 (2) COMPUTERSHARE INVESTOR SERVICES 1,090 (953)

3 (3) EQUINITI 942 (760)














3 (3) EQUINITI 602 (499)



6 (6) KARVY COMPUTERSHARE PRIVATE 68 (64)

92 93

Stockbrokers Stockbrokers


Galasys PLC GETECH Group PLC GoldStone Resources Ltd (J)Greka Engineering & Technology Ltd (J)Hague and London Oil PLC Herencia Resources PLC Hermes Pacific Investments PLC IMImobile PLC (J)Inditherm PLC IPSA Group PLC Jarvis Securities PLC Kea Petroleum PLC LightwaveRF PLC London Security PLC Mar City PLC (J)Marwyn Management Partners PLC Minoan Group PLC Mountfield Group PLC Nakama Group PLC Oxford Advanced Surfaces Group PLC Pathfinder Minerals PLC Pennant International Group PLC Petards Group PLC (J)Physiomics PLC Pittards PLC Progility PLC Pure Wafer PLC Quoram PLC Rangers International Football Club PLC Rare Earth Minerals PLC (J)Robinson PLC Roxi Petroleum PLC Rurelec PLC (J)Sarossa PLC Sinclair (William) Holdings PLC Sirius Minerals PLC (J)Software Radio Technology PLC Solid State PLC Spectra Systems Corp SWP Group PLC Taihua PLC Tanfield Group PLC (J)Tavistock Investments PLC Tern PLC (J)Thalassa Holdings Ltd UK Oil & Gas Investments PLC (J)Water Intelligence PLC WYG PLC (J)


All Leisure Group PLC Allergy Therapeutics PLC Amphion Innovations PLC Animalcare Group PLC Argo Group Ltd Asian Growth Properties Ltd Avanti Capital PLC B.P. Marsh & Partners PLC Blue Star Capital PLC (J)Borders & Southern Petroleum PLC (J)Cambium Global Timberland Ltd CareTech Holdings PLC (J)Clean Air Power Ltd (J)Cluff Natural Resources PLC (J)Collagen Solutions PLC (J)Conviviality Retail PLC (J)Diamondcorp PLC Dolphin Capital Investors Ltd (J)Dragon-Ukrainian Properties & Development PLCEagle Eye Solutions Group PLC Earthport PLC (J)Eclectic Bar Group PLC Electric Word PLC Escher Group Holdings PLC European Wealth Group Ltd Focusrite PLC Fusionex International PLC GLI Finance Ltd Globalworth Real Estate Investments Ltd (J)Graphene NanoChem PLC

Griffin Mining Ltd Horizon Discovery Group PLC Hutchison China Meditech Ltd (J)Iafyds PLC ImmuPharma PLC Jubilant Energy NV Kirkland Lake Gold Inc (J)Kromek Group PLC Lifeline Scientific Inc Ludgate Environmental Fund Ltd Martinco PLC Midatech Pharma PLC Molins PLC Mood Media Corp (J)Nektan PLC NetDimensions (Holdings) Ltd Panmure Gordon & Co PLC Portmeirion Group PLC Premaitha Health PLC Private & Commercial Finance Group PLC (J)RAB Special Situations Co Ltd Regenersis PLC (J)Revolymer PLC Scancell Holdings PLC Snoozebox Holdings PLC South African Property Opportunities PLC Spitfire Oil Ltd Surgical Innovations Group PLC Terra Capital PLC Venture Life Group PLC W H Ireland Group PLC Wentworth Resources Ltd (J)Zambeef Products PLC


accesso Technology Group PLC (J)African Copper PLC Bahamas Petroleum Co PLC (J)Bankers Petroleum Ltd (J)Baobab Resources PLC Begbies Traynor Group PLC (J)BrainJuicer Group PLC Celtic PLC Dalradian Resources Inc Dart Group PLC (J)DJI Holdings PLC EKF Diagnostics Holdings PLC Eland Oil & Gas PLC (J)eServGlobal Ltd (J)Frontier Developments PLC (J)Globo PLC (J)Goals Soccer Centres PLC IGas Energy PLC (J)InternetQ PLC (J)IQE PLC (J)Mattioli Woods PLC Metminco Ltd (J)Minera IRL Ltd (J)Monitise PLC Mortgage Advice Bureau (Holdings) PLC Nanoco Group PLC (J)Nighthawk Energy PLC (J)Optimal Payments PLC Orsu Metals Corp Pan African Resources PLC (J)Patisserie Holdings PLC Petroneft Resources PLC (J)Polar Capital Holdings PLC President Energy PLC (J)Rockhopper Exploration PLC (J)Secure Trust Bank PLC (J)Silence Therapeutics PLC Somero Enterprises Inc SQS Software Quality Systems AG (J)Tangent Communications PLC Telit Communications PLC Ten Alps PLC Tungsten Corp PLC (J)Vernalis PLC (J)

ALLENBY CAPITAL LIMITED2nd Floor 3 St Helen’s PlaceLondonEC3A 6ABT: (020) 3328 5656F: (020) 3394 2970www.allenbycapital.com


AB Dynamics PLC Best of the Best PLC Camellia PLC Central Rand Gold Ltd Chamberlin PLC Character Group (The) PLC Christie Group PLC Coms PLC Driver Group PLC Earthport PLC (J)eServGlobal Ltd (J)Falanx Group Ltd First Derivatives PLC (J)Galantas Gold Corp Greka Drilling Ltd (J)Hellenic Carriers Ltd Independent Resources PLC InterQuest Group PLC Lombard Risk Management PLC Max Petroleum PLC (J)Northamber PLC One Media iP Group PLC Parkmead Group (The) PLC Penna Consulting PLC Pressure Technologies PLC Redhall Group PLC (J)Sanderson Group PLC Stilo International PLC Tungsten Corp PLC (J)Versarien PLC (J)World Careers Network PLC Wynnstay Properties PLC



Abbey PLC (J)Advanced Computer Software Group PLC (J)Andrews Sykes Group PLC AssetCo PLC Audioboom Group PLC Bailey (C H) PLC Ceramic Fuel Cells Ltd Dart Group PLC (J)Deltex Medical Group PLC (J)First Property Group PLC Gfinity PLC Greenko Group PLC (J)Greka Drilling Ltd (J)Hydro International PLC iEnergizer Ltd Indus Gas Ltd Infrastrata PLC (J)

James Halstead PLC Livermore Investments Group Ltd Mirada PLC Nandan Cleantec PLC Palace Capital PLC (J)Park Group PLC Redhall Group PLC (J)SKIL Ports & Logistics Ltd (J)Sutton Harbour Holdings PLC Trinity Capital PLC


Amur Minerals Corp (J)Anglo Asian Mining PLC BlueRock Diamonds PLC Edge Resources Inc (J)FinnAust Mining PLC (J)Frontier Resources International PLC (J)Goldplat PLC (J)GTS Chemical Holdings PLC Kodal Minerals PLC Metals Exploration PLC Noricum Gold Ltd Ormonde Mining PLC (J)Ortac Resources Ltd (J)Oxus Gold PLC Plutus PowerGen PLC Secure Property Development & Investment PLCSolGold PLC (J)Strat Aero PLC (J)Stratex International PLC (J)Tertiary Minerals PLC (J)Tri-Star Resources PLC (J)West African Minerals Corp (J)Westminster Group PLC

MIRABAUD SECURITIES LLP33 Grosvenor PlaceLondonSW1X 7HYT: (020) 7321 2508F: (020) 7930 4066www.mirabaudsecurities.co.uk

ADVFN PLC Borders & Southern Petroleum PLC (J)CDialogues PLC Central Asia Metals PLC (J)Coal of Africa Ltd (J)Equatorial Palm Oil PLC Firestone Diamonds PLC (J)Global Invacom Group Ltd (J)Lekoil Ltd (J)Madagascar Oil Ltd Mood Media Corp (J)Mytrah Energy Ltd (J)Phorm Corp Ltd PhotonStar LED Group PLC (J)PureCircle Ltd (J)Savannah Petroleum PLC Sierra Rutile Ltd (J)Trap Oil Group PLC (J)

Total AIM Clients


21st Century Technology PLC 600 Group (The) PLC 7digital Group PLC (J)Accumuli PLC Action Hotels PLC Aggregated Micro Power Holdings PLC Akers Biosciences Inc Alternative Networks PLC (J)Amino Technologies PLC AorTech International PLC Armadale Capital PLC Armour Group PLC Artilium PLC Ascent Resources PLC Aukett Swanke Group PLC Aurasian Minerals PLC Avesco Group PLC Billing Services Group Ltd Bioventix PLC Byotrol PLC Cambridge Cognition Holdings PLC Camper & Nicholsons Marina Inv Ltd Castleton Technology PLC CityFibre Infrastructure Holdings PLC (J)Constellation Healthcare Technologies Inc Corero Network Security PLC Datatec Ltd (J)DCD Media PLC dotDigital Group PLC (J)Draganfly Investments Ltd EG Solutions PLC Elektron Technology PLC Energy Technique PLC Europa Oil & Gas (Holdings) PLC Ferrex PLC (J)Forte Energy NL Frontier Developments PLC (J)

Geong International Ltd Global Invacom Group Ltd (J)Hardide PLC Hayward Tyler Group PLC HML Holdings PLC Horizonte Minerals PLC Ideagen PLC Imaginatik PLC Independent Oil & Gas PLC Inland Homes PLC Intandem Films PLC (J)Intercede Group PLC IS Solutions PLC Jelf Group PLC Jupiter Energy Ltd (J)K3 Business Technology Group PLC KEFI Minerals PLC (J)LiDCO Group PLC Lighthouse Group PLC LiteBulb Group Ltd Lok’n Store Group PLC Maintel Holdings PLC Minera IRL Ltd (J)Mission Marketing Group (The) PLC Nasstar PLC Ncondezi Energy Ltd (J)Netcall PLC Norcon PLC Northacre PLC Omega Diagnostics Group PLC Paragon Entertainment Ltd People’s Operator (The) PLC PhotonStar LED Group PLC (J)Plethora Solutions Holdings PLC PROACTIS Holdings PLC Proteome Sciences PLC (J)Qannas Investments Ltd Quartix Holdings PLC Quixant PLC red24 PLC Redcentric PLC SacOil Holdings Ltd (J)San Leon Energy PLC (J)Scientific Digital Imaging PLC SciSys PLC Seeing Machines Ltd ServicePower Technologies PLC Servoca PLC SimiGon Ltd Sirius Real Estate Ltd (J)Sopheon PLC

SPARK Ventures PLC Sphere Medical Holding PLC (J)STM Group PLC Synairgen PLC Tiger Resource Finance PLC Touchstone Gold Ltd (J)Trakm8 Holdings PLC Tristel PLC Turbo Power Systems Inc Ultrasis PLC (J)Universe Group PLC Utilitywise PLC Vmoto Ltd Weatherly International PLC (J)ZincOx Resources PLC (J)Zoo Digital Group PLC





1pm PLC Active Energy Group PLC Adamas Finance Asia Ltd AEC Education PLC Altitude Group PLC Amedeo Resources PLC (J)Ashley House PLC Auhua Clean Energy PLC (J)Aurum Mining PLC Avarae Global Coins PLC Belgravium Technologies PLC Berkeley Mineral Resources PLC Billington Holdings PLC Caledonia Mining Corp (J)Cambria Africa PLC (J)Capital Lease Aviation PLC CareTech Holdings PLC (J)Crawshaw Group PLC Crimson Tide PLC Croma Security Solutions Group PLC Dillistone Group PLC Eden Research PLC Environmental Recycling Technologies PLC Falkland Islands Holdings PLC FastJet PLC

Number of clients Client Market Cap (£M)

RANK STOCKBROKER JAN ‘15 OCT ‘14

1 (1) FINNCAP 104 (105)


3 (4) WH IRELAND 73 (71)

4 (3) N+1 SINGER 71 (74)



7 (7) PEEL HUNT 49 (52)





12 (11) SHORE CAPITAL STOCKBROKERS 37 (40)


14 (14) PETERHOUSE CORPORATE FINANCE 33 (34)


15 (16) INVESTEC SECURITIES 32 (31)

17 (18) NORTHLAND CAPITAL PARTNERS 31 (28)


18 - ZEUS CAPITAL 27 -

20 (20) HUME CAPITAL SECURITIES 23 (24)

20 (20) SP ANGEL 23 (24)





4 (4) PEEL HUNT 6,379 (7,157)



7 (7) N+1 SINGER 4,691 (4,772)

8 (8) FINNCAP 4,307 (4,069)


10 (10) INVESTEC SECURITIES 3,780 (3,569)

11 (13) SHORE CAPITAL STOCKBROKERS 3,670 (2,649)

12 (11) ARDEN PARTNERS 3,332 (3,370)

13 - JEFFERIES HOARE GOVETT 2,580 -


15 (18) ZEUS CAPITAL 2,135 (2,080)

16 (15) RBC CAPITAL MARKETS 1,973 (2,491)

17 (17) WH IRELAND 1,972 (2,198)

18 (16) MIRABAUD SECURITIES 1,943 (2,225)

19 (21) CHARLES STANLEY SECURITIES 1,791 (1,900)

20 (20) MACQUARIE CAPITAL (EUROPE) 1,789 (1,950)

21 (19) DAVY 1,702 (2,042)

94 95




AfriAg PLC Blue Star Capital PLC (J)CEPS PLC Doriemus PLC Energiser Investments PLC Evocutis PLC Fletcher King PLC Galleon Holdings PLC Insetco PLC JQW PLC Kimberly Enterprises NV Leeds Group PLC Noida Toll Bridge Co Ltd Octagonal PLC Stellar Resources PLC Tandem Group PLC

RBC CAPITAL MARKETSOne QueenhitheLondonEC4V 3DQT: (020) 7653 4000F: (020) 7029 7900www.rbccm.com

Amerisur Resources PLC (J)Burford Capital Ltd (J)Falkland Oil & Gas Ltd (J)Faroe Petroleum PLC (J)Globo PLC (J)Gulfsands Petroleum PLC InternetQ PLC (J)Ithaca Energy Inc (J)President Energy PLC (J)RM2 International SA (J)Shore Capital Group Ltd Sierra Rutile Ltd (J)Trinity Exploration & Production PLC (J)


African Minerals Ltd Avanti Communications Group PLC (J)Chariot Oil & Gas Ltd (J)Datatec Ltd (J)Falkland Oil & Gas Ltd (J)Hargreaves Services PLC (J)IGas Energy PLC (J)Japan Residential Investment Company Ltd (J)Market Tech Holdings Ltd (J)Tissue Regenix Group PLC Trinity Exploration & Production PLC (J)Xeros Technology Group PLC

J.P. MORGAN CAZENOVE LTD25 Bank StreetCanary WharfLondonE14 5JPT: (020) 7747 7000www.jpmorgancazenove.com

Alcentra European Floating Rate Income Fund LtdASOS PLC (J)Gemfields PLC (J)Imperial Innovations Group PLC (J)LXB Retail Properties PLC (J)Songbird Estates PLC Young & Co’s Brewery PLC


Arricano Real Estate PLC Cenkos Securities PLC Infrastructure India PLC (J)John Lewis of Hungerford PLC New Europe Property Investments PLC Origo Partners PLC Terra Catalyst Fund


Beacon Hill Resources PLC Catalyst Media Group PLC Kemin Resources PLC (J)Northern Bear PLC Oilex Ltd Renewable Energy Holdings PLC


Bowleven PLC (J)Petroceltic International PLC (J)Rockhopper Exploration PLC (J)


Burford Capital Ltd (J)Forum Energy PLC NAHL Group PLC (J)

UBS INVESTMENT BANK1 Finsbury AvenueLondonEC2M 2PPT: (020) 7567 8000F: (020) 7568 7722www.ibb.ubs.com

Hutchison China Meditech Ltd (J)Lekoil Ltd (J)Wandisco PLC

BARCLAYS5 The North ColonnadeCanary WharfLondonE14 4BBT: (020) 7623 2323F: (0121) 632 3416www.barcap.com

Bowleven PLCMulberry Group PLC

HSBC BANK PLC8 Canada SquareLondonE14 5HQT: (020) 7991 8888F: (020) 7991 4459www.hsbc.com

Petroceltic International PLC (J)

MORGAN STANLEY & CO INTERNATIONAL PLC25 Cabot SquareCanary WharfLondonE14 4QAT: (020) 7425 8000F: (020) 7425 8990www.morganstanley.com

Xcite Energy Ltd (J)



Dart Group PLC (J)DJI Holdings PLC Globo PLC (J)IGas Energy PLC (J)Monitise PLC Nanoco Group PLC (J)Optimal Payments PLC Pan African Resources PLC (J)Patisserie Holdings PLC Polar Capital Holdings PLC Rockhopper Exploration PLC (J)Secure Trust Bank PLC (J)SQS Software Quality Systems AG (J)Telit Communications PLC Tungsten Corp PLC (J)Vernalis PLC (J)



Amerisur Resources PLC (J)Burford Capital Ltd (J)Faroe Petroleum PLC (J)Globo PLC (J)Ithaca Energy Inc (J)RM2 International SA (J)Sierra Rutile Ltd (J)


Camellia PLC Earthport PLC (J)First Derivatives PLC (J)Parkmead Group (The) PLC Tungsten Corp PLC (J)


ASOS PLC (J)Gemfields PLC (J)LXB Retail Properties PLC (J)Songbird Estates PLC Young & Co’s Brewery PLC



Advanced Computer Software Group PLC (J)Dart Group PLC (J)Greenko Group PLC (J)James Halstead PLC


Avanti Communications Group PLC (J)Hargreaves Services PLC (J)IGas Energy PLC (J)Tissue Regenix Group PLC


Central Asia Metals PLC (J)Lekoil Ltd (J)PureCircle Ltd (J)Sierra Rutile Ltd (J)






3 (2) PEEL HUNT 13 (14)


6 (8) INVESTEC SECURITIES 7 (6)

6 (6) N+1 SINGER 7 (8)



9 (9) J.P. MORGAN CAZENOVE 5 (5)



12 (10) JEFFERIES HOARE GOVETT 4 (4)


12 (10) MIRABAUD SECURITIES 4 (4)


12 (10) ZEUS CAPITAL 4 (4)

18 (17) FINNCAP 3 (3)






4 (3) PEEL HUNT 4,493 (5,075)



7 (7) N+1 SINGER 2,080 (2,034)

8 (10) ARDEN PARTNERS 1,972 (1,718)

9 (11) INVESTEC SECURITIES 1,857 (1,715)

10 (13) SHORE CAPITAL STOCKBROKERS 1,628 (1,316)

11 (8) RBC CAPITAL MARKETS 1,546 (1,922)

12 (9) MACQUARIE CAPITAL (EUROPE) 1,478 (1,780)

13 (12) MIRABAUD SECURITIES 1,325 (1,539)


15 (19) CHARLES STANLEY SECURITIES 1,135 (739)


17 (14) ZEUS CAPITAL 917 (1,254)

18 (17) UBS INVESTMENT BANK 834 (837)


96 97




Dolphin Capital Investors Ltd (J)Earthport PLC (J)Hutchison China Meditech Ltd (J)Regenersis PLC (J)


Alternative Networks PLC (J)Redcentric PLC Utilitywise PLC


Petroceltic International PLC (J)Rockhopper Exploration PLC (J)

UBS INVESTMENT BANK1 Finsbury AvenueLondonEC2M 2PPT: (020) 7567 8000F: (020) 7568 7722www.ibb.ubs.com

Hutchison China Meditech Ltd (J)Lekoil Ltd (J)

BARCLAYS5 The North ColonnadeCanary WharfLondonE14 4BBT: (020) 7623 2323F: (0121) 632 3416www.barcap.com

Mulberry Group PLC


Burford Capital Ltd (J)

HSBC BANK PLC8 Canada SquareLondonE14 5HQT: (020) 7991 8888F: (020) 7991 4459www.hsbc.com

Petroceltic International PLC (J)

MORGAN STANLEY & COINTERNATIONAL PLC25 Cabot SquareCanary WharfLondonE14 4QAT: (020) 7425 8000F: (020) 7425 8990www.morganstanley.com

Xcite Energy Ltd (J)




Sirius Minerals PLC (J)

Financials Clients


Amphion Innovations PLC Argo Group Ltd Asian Growth Properties Ltd Avanti Capital PLC B.P. Marsh & Partners PLC Blue Star Capital PLC (J)Cluff Natural Resources PLC (J)Dolphin Capital Investors Ltd (J)Dragon-Ukrainian Properties & Development PLCEuropean Wealth Group Ltd GLI Finance Ltd Globalworth Real Estate Investments Ltd (J)Ludgate Environmental Fund Ltd Martinco PLC Panmure Gordon & Co PLC Private & Commercial Finance Group PLC (J)RAB Special Situations Co Ltd South African Property Opportunities PLC Terra Capital PLC W H Ireland Group PLC



Camper & Nicholsons Marina Inv Ltd Draganfly Investments Ltd HML Holdings PLC Inland Homes PLC Jelf Group PLC Lighthouse Group PLC Lok’n Store Group PLC Northacre PLC Paragon Entertainment Ltd Qannas Investments Ltd Sirius Real Estate Ltd (J)SPARK Ventures PLC STM Group PLC Tiger Resource Finance PLC

LIBERUM CAPITAL LIMITEDRopemaker Place, Level 1225 Ropemaker StreetLondonEC2Y 9LYT: (020) 3100 2000F: (020) 3100 2299




1pm PLC Adamas Finance Asia Ltd Amedeo Resources PLC (J)Avarae Global Coins PLC Cambria Africa PLC (J)Jarvis Securities PLC Marwyn Management Partners PLC Sarossa PLC Tern PLC (J)

ALLENBY CAPITAL LIMITED2nd Floor 3 St Helen’s PlaceLondonEC3A 6ABT: (020) 3328 5656F: (020) 3394 2970www.allenbycapital.com


Blue Star Capital PLC (J)Doriemus PLC Energiser Investments PLC Fletcher King PLC Insetco PLC Kimberly Enterprises NV Leeds Group PLC

PEEL HUNT LLPMoor House120 London WallLondonEC2Y 5ETT: (020) 7418 8900F: (020) 7418 8848

CANTOR FITZGERALD EUROPEOne Churchill PlaceCanary WharfLondonE14 5RBT: (020) 7894 7895






4 (3) FINNCAP 14 (13)


6 (5) N+1 SINGER 10 (12)

7 (8) PETERHOUSE CORPORATE FINANCE 9 (8)

7 (7) WH IRELAND 9 (9)

9 (8) LCF EDMOND DE ROTHSCHILD 8 (8)




11 (11) PEEL HUNT 7 (7)


14 (16) SMITH & WILLIAMSON CORPORATE FINANCE 6 (5)


16 - CANACCORD GENUITY 5 -


16 - SI CAPITAL 5 -








7 (8) ORIEL SECURITIES 1,284 (1,137)

8 (7) LCF EDMOND DE ROTHSCHILD 1,154 (1,160)

9 - SHORE CAPITAL STOCKBROKERS 1,041 -

10 (9) PANMURE GORDON (UK) 987 (1,125)


12 (13) FINNCAP 678 (547)

13 (11) PEEL HUNT 660 (626)

14 (12) N+1 SINGER 647 (577)






98

Stockbrokers



Arricano Real Estate PLC Cenkos Securities PLC Infrastructure India PLC (J)New Europe Property Investments PLC Origo Partners PLC Terra Catalyst Fund



First Property Group PLC Livermore Investments Group Ltd Palace Capital PLC (J)Park Group PLC Trinity Capital PLC


Mattioli Woods PLC Mortgage Advice Bureau (Holdings) PLC Polar Capital Holdings PLC Secure Trust Bank PLC (J)Tungsten Corp PLC (J)

SHORE CAPITAL STOCKBROKERS LTDBond Street House14 Clifford StreetLondonW1S 4JUT: (020) 7408 4080F: (020) 7408 4081

SI CAPITAL LTD60 Gresham StreetLondonEC2V 7BBT: (020) 3440 9920


Alcentra European Floating Rate Income Fund LtdImperial Innovations Group PLC (J)LXB Retail Properties PLC (J)Songbird Estates PLC


Camellia PLC Tungsten Corp PLC (J)Wynnstay Properties PLC


Japan Residential Investment Company Ltd (J)Market Tech Holdings Ltd (J)


Burford Capital Ltd (J)Shore Capital Group Ltd


Plutus PowerGen PLCSecure Property Development & Investment PLC


Burford Capital Ltd (J)


ADVFN PLC

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