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Improving and Sustaining Tribal
Relations
Implementing MS-1780 and H-1780-1
Long Course for Staff and Program Leaders
Bureau of Land Management
Washington Office (240)
December 10, 2017
Purpose of This Training
Provide brief background on the evolution
of Departmental tribal consultation policy
Review basic tenets of tribal relations as
expressed in the 1780 manual/handbook
Provide each state with training modules
that can be tailored to that state’s unique
needs
“Train the trainer”
What Is Tribal Consultation?
Consultation is the conduct of mutual, open, and direct two-way
communication in good faith to secure meaningful and timely participation in
the decisionmaking process.
Consultation is an accountable process that ensures meaningful and timely
input by tribal officials into the development of regulatory policies and agency
decisions that have tribal implications.
Government-to-government consultation takes place between BLM officials
with decisionmaking authority and elected tribal officials or those tribal
representatives specifically delegated by elected tribal officials to engage in
such consultation and decisionmaking. It is built upon the government to
government exchange of information and aims to create effective collaboration
and informed decisionmaking.
Notification and Coordination Notification is a one-way form of communication that provides
information, data, or reports to tribes.
Coordination may be conducted with tribal representatives such
as Executive Directors or heads of tribal divisions of natural
resources, economic development, transportation, lands, or any
other personnel or officials who are recognized as representatives
by the tribes. The purpose of coordination is to 1) assist BLM in
assessing whether a particular action or decision may affect tribal
interests; 2) involve tribes early in the action and/or decision
development process to ensure meaningful tribal input; and 3)
assist BLM in determining where consultation with elected or
duly appointed tribal leaders may be appropriate.
Distinguishing Coordination from
Consultation
Coordination consists of communication and dialogue
between the BLM and Indian tribes involving staff
attempting to increase cooperation between the parties
and the effectiveness of their relationship.
Consultation is the process of identifying and seeking
input from appropriate tribal governing bodies,
considering their issues, and documenting the manner
in which input affected the specific management
decision(s) at hand.
Historic Context for Engagement with Tribes
For over two centuries, a complex body of
case law has established the meaning and
application of several legal concepts that
underlie BLM-tribal relations today. These
broad relations, including consultation, must
be carried out in accordance with 1) the
special legal status of federally recognized
tribal governments, 2) BLM’s Federal trust
responsibilities, and 3) tribal reserved rights.
Special Legal Status of
Federally Recognized Tribes
“Federally recognized tribes” means both federally
recognized tribal governments and Alaska Native regional
corporations.
The United States has a unique legal relationship with Indian
tribal governments set forth in the Constitution of the United
States, treaties, statutes, Executive Orders, and court
decisions.
The United States recognizes the right of Indian tribes to
self-government and supports tribal sovereignty and self-
determination.
These “tribes” enjoy government-to-government relations
with the United States federal government.
Special Legal Status (continued)
Tribal interests are not on equal footing with the
interests of most other groups and individuals with
whom the BLM interacts but rather have an elevated
status.
Sovereignty means that federally recognized tribes
have liberal control over civil and regulatory matters
among their members and within reservation
borders.
Tribes are considered distinct, independent political
communities within the United States’ borders, or
“domestic, dependent nations.”
Special Legal Status (continued) Trust Responsibility extends to the BLM. Trust
responsibilities are founded on the Constitution and are a
function of the unique legal doctrine that evolved as tribal
lands were consumed by the territorial expansion of the
United States and as promises were made by the Federal
Government to protect tribal interests.
For the BLM, this obligation requires a reasonable and good
faith effort to identify, consider, protect, and conserve
locations and resources important to Indian tribes including
those associated with treaty-reserved rights; and to carry out
programs in a manner sensitive to and consistent with Indian
tribal concerns and tribal government planning and resource
management programs.
Departmental Direction
The need to improve and modernize Bureauwide
guidance regarding tribal consultation developed in
response to a series of Secretarial Orders.
Departmental policies directed agencies to update
their manuals.
Consultation expanded from protecting trust
responsibilities to actively seeking opportunities to
work collaboratively with tribes in the management
of federal lands and resources.
Secretarial Direction to Improve Tribal Relations
Secretarial Order 3317
Department of the Interior Policy on Consultation With Tribes
December 1, 2011
Background
It resulted from a series of seven consultation meetings by a working
group of DOI officials and tribal representatives from across the nation
between December 2009 and January 2010 whose purpose was to
recommend new approaches to consultation.
DOI drafted a plan in February 2010 for developing comprehensive
Department-wide policy for conducting meaningful consultation.
The policy was developed by a joint DOI-Tribal team and sent to tribal
leaders for review.
Secretarial Order 3317 (continued)
Demonstrate a meaningful commitment
Create effective collaboration
Promote enhanced communication
Promote cooperation among agencies with
overlapping jurisdiction
Begin a process to upgrade manuals to
reference appropriate practices
Secretarial Direction (continued)
Secretarial Order 3335
Reaffirmation of Federal Trust
Responsibility to Federally Recognized
Tribes
August 20, 2014
SO 3335 Guiding Principles
Principle 1: Respect tribal sovereignty and self-
determination, which includes the right of Indian
tribes to make important decisions about their own
best interests
Principle 2: Ensure to the maximum extent possible
that trust and restricted fee lands, trust resources, and
treaty and similarly recognized rights are protected
Principle 3: Be responsive and informative in all
communications and interactions with Indian tribes
Principle 4: Work in partnership with Indian tribes on
mutually beneficial projects
SO 3335 Guiding Principles (continued)
Principle 5: Work with Indian tribes…to avoid or resolve
conflicts to the maximum extent possible in a manner that
accommodates and protects trust and restricted fee lands,
trust resources, and treaty and similarly recognized rights
Principle 6: Work collaboratively and in a timely fashion
with Indian tribes…when evaluating requests to take
affirmative action to protect trust and restricted fee lands,
trust resources, and treaty and similarly recognized rights
Principle 7: When circumstances warrant, seek advice from
the Office of the Solicitor to ensure that decision impacting
Indian tribes…are consistent with the trust responsibility
Secretarial Direction (continued)
Secretarial Order 3342
Identifying Opportunities for Cooperative
and Collaborative Partnerships with
Federally Recognized Indian Tribes in the
Management of Federal Lands and
Resources
October 21, 2016
Secretarial Order 3342Activities Subject to Collaboration
Delivery of specific programs and services
Management of fish and wildlife resources
Identification, protection, preservation, and
management of culturally significant sites,
landscapes, and resources
Secretarial Order 3342Activities Subject to Collaboration (continued)
Management of vegetation, including collection of
botanical materials
Management and implementation of maintenance
activities
Management of information pertaining to tribal
cultural and educational materials
Context for Development of 1780 Guidance
A major factor contributing to the establishment of a
more comprehensive approach to tribal relations
was the process of updating the BLM’s national
programmatic agreement (PA) defining how it
meets its responsibilities under Section 106 of the
NHPA.
The BLM’s original national PA was executed in
1997. As a result of legal and regulatory changes,
the ACHP requested that the accord be updated.
Context for Development of 1780
Guidance (continued)
To aid in this updating process, the BLM in 2008
and 2009 hosted a series of eight regional tribal
consultation listening sessions across the West.
Tribes provided input on how consultation
procedures and policies were working and
suggestions for improvements.
An important conclusion was that Indian leaders
desired a more comprehensive approach towards
tribal relations, since Indian concerns are broader
than the cultural heritage program.
Context for Development of 1780
Guidance (continued)
Additional tribal consultation in 2010 and
2011 regarding revisions to the PA
confirmed tribal interests well beyond the
cultural heritage program.
Coming out of the PA listening sessions was
an agency commitment to achieve greater
consistency and effectiveness in tribal
consultation practices.
Approach of MS-1780
Appears within the 1700 manual series because this manual guides
relations with other governments, an acknowledgement of the
government-to-government relationships with Indian tribes
Outlines a consolidated and coordinated approach to tribal consultation
involving multiple BLM program areas, while encouraging establishment
of ongoing, lasting relationships
Helps BLM managers improve working relationships with tribes on such
issues as resource planning, training, employment, collaborative resource
management, and economic development tied to minerals
Guides BLM to build long-term partnerships with tribes based on
common interests in managing and protecting lands and resources
Provisions of MS-1780—Chapter 1
Responsibility-Section 1.4. This is an
expansive section with duties and obligations
for tribal relations enumerated for:
Director and Deputy Directors
Assistant Directors
Tribal Liaison Officer
State Directors and Associate State Directors
District Managers and Field Office Managers
Provisions of MS-1780—Chapter 1
(continued)
Responsibility—continued
State, District, and Field Tribal Liaisons
Project Managers
Land Use Applicants
Consultation Roles and Responsibilities
State Directors and Line Officers (Federal Officials)
Are authorized to speak for the BLM and have
delegated project-level decisionmaking authority
Attend meetings with elected tribal representatives
as part of government-to-government consultation
Ensure that land use authorizations reflect tribal
consultation and input when feasible, explain BLM
decisions to tribes, and provide opportunities to
tribes for follow-up participation such as monitoring
or reclamation
Consultation Roles and ResponsibilitiesStaff Roles and Responsibilities
All staff (including tribal liaisons and resource specialists):
Advise line management of possible effects of proposed
agency actions and identify potential courses of action
Interact with their counterparts on tribal staffs
Communicate issues and concerns raised by tribes’
representatives
Communicate with tribal staff to provide information and
gather and articulate concerns expressed regarding proposed
land management actions
Ensure tribal issues and concerns are considered and
addressed in the NEPA review process
Consultation Roles and Responsibilities
Third Party Roles
Appropriate role of applicants or their contractors
will be determined by BLM line managers and the
tribes, based on BLM-tribal consultation
Applicants and their employees may not assume any
functions that constrain BLM decisionmaking or
conflict with inherently governmental functions
Consultation Roles and Responsibilities
Third Party Roles (continued)
May assist the BLM in administrative support
activities by:
-gathering and analyzing data
-preparing reports
-arranging meetings or facilitating field trips
-managing compilation of data and records
Cannot negotiate, make commitments, or give the
appearance of exercising the BLM’s authority in
consultations
Provisions of MS-1780—Chapter 1
MS-1780 Policy—Section 1.6. Policy commitments are articulated in
detail. They address a broad range of topics:
The BLM commits to building and sustaining ongoing relationships with
Indian tribes. The relationship is based upon consultation regarding
planning, project-specific issues, and long-term personal and institutional
relationships resulting from collaborative and cooperative programs of
mutual interest.
Such collaborative programs include education and employment
opportunities; joint training; and the management of natural and heritage
resources.
The agency pledges to create an open and ongoing dialogue—not dictated
solely by immediate needs and issues. Such engagement does not terminate
with a specific decision or authorization.
MS-1780 Policy (continued)
Recognizes a broad trust responsibility—including treaties
Allows for compensation to tribes on a case-by-base basis for
contributions of information into decision-making processes.
The BLM may require that proponents provide such funding
or the BLM itself may allocate such funding. This topic will
be discussed in more detail later in the program.
Provides more flexibility for reburial of human remains and
cultural items on public lands
Clarifies that BLM will explain how tribal input affected final
decisions in NEPA documents. Where BLM was not able to
accommodate tribal requests, a clear explanation will be
provided for why this was not possible.
MS-1780 Policy (continued)
Requires that performance measures related
to tribal consultation ensure accountability
Requires adequate staff to carry out tribal
relations policies
Mandates adherence to BLM’s cost
management structure when charging time
engaged in tribal consultation
MS-1780 Policy (continued)
Compensation
Let’s look at the issue of compensation more
closely.
New policies and procedures regarding tribal
compensation are established within Chapter
1, Section 1.6 of MS-1780, and Chapter II
and Appendix 2 of H-1780-1.
MS-1780 Policy (continued)Compensation
Compensation may be provided to tribes on
a case-by-case basis for contributions of
information into the decisionmaking
processes.
The new policy allows for compensation but
does not mandate it.
MS-1780 Policy (continued)Compensation
BLM may utilize its own appropriated funds or cost
reimbursable accounts to reimburse tribal members for travel
expenses to attend meetings in connection with NEPA,
FLPMA, or the NHPA Section 106 processes or time taken
to discuss proposed projects, heritage resource site
management, or traditional use areas.
Because the availability of funds to provide for compensation
will likely be limited, such compensation is more
appropriately viewed as an honorarium rather
than hourly or daily salaries.
MS-1780 Policy (continued)Compensation
Actions/Undertakings for which compensation may be
provided include:
Large-scale undertakings initiated by outside
parties, requiring an EIS
Small-scale undertakings initiated by outside
parties, usually analyzed and approved with EAs
BLM-initiated projects (new RMP, RMP updates,
BLM-instigated developments)
MS-1780 Policy (continued)Compensation
A format is provided for agreement documents
establishing compensation for BLM-initiated
projects in Appendix 2 of H-1780-1.
Suggested maximum amounts of compensation
per project are:
o New RMPs—up to $1,000 per tribe
o RMP Updates—up to $500 per tribe
o BLM-instigated developments—up to $500 per
tribe
MS-1780 Policy (continued)Compensation
It is important to remember that when the BLM concludes that
compensation is appropriate:
Tribal governments will be responsible to distribute funds to
individual tribal members who have participated.
Individual tribal members including tribal representatives
make their own travel arrangements.
Federal government per diem rates do not apply.
The BLM will not require receipts from tribal members
before payment of compensation may be made.
Tribal representatives are responsible for their own taxes.
MS-1780 Chapter 2BLM Relationship to Tribal Governments, Individuals,
and Non-Federally Recognized Groups
Chapter articulates BLM’s relationship not
only to federally recognized tribes but also to
Indian individuals and nongovernmental tribal
groups and communities that are not federally
recognized. Such obligations arise when:
MS-1780—Chapter 2 (continued)
Protecting religious observations under
AIRFA and Sacred Sites EO 13007
Identifying lineal descendants for purposes
under NAGPRA
Considering concerns expressed by members
or other Native Americans that are
independent of a government
MS-1780—Chapter 2
Initiation of contacts with tribal members must be
coordinated by BLM line officers through tribal
officials.
If tribal elders or administrative committees offer
information or opinions that differ from those
provided by official tribal representatives, the
consultation administrative record shall clearly
identify the official tribal perspective and treat other
comments as those of non-governmental
individuals.
MS-1780—Chapter 2 (continued)
Individual Indians and nongovernmental tribal groups also have
rights and privileges:
AIRFA affirms the constitutionally guaranteed freedom to
follow the religion of one’s choice for all Native Americans,
regardless if members of a federally-recognized tribe.
EO 13007 protects access to, ceremonial use of, and
physical integrity of sacred sites utilized by Indians,
regardless if they are members of a federally recognized
tribe.
NAGPRA empowers lineal descendants to claim human
remains and cultural items.
MS-1780 Chapter 3—Program Relationships
This chapter explains:
How tribal relations inform decision making and program
management, including inventories, cooperating agency
status, consistency review, special designations,
documentation, agreements, and environmental justice
Though tribal issues and concerns may surface through staff
to staff contacts discussing existing or ongoing inventories
and ethnographic fieldwork or through other written
communications, they are ultimately resolved through
government-to-government consultation.
MS-1780—Chapter 3 (continued)
The relationship to State and Local governments
Because of their status as self-governing entities,
tribes should be notified to participate in
decisionmaking processes at least as soon as (if not
earlier than) the Governor, State agencies, local
governments, and other Federal agencies.
In recognition of the sovereignty of federally-
recognized tribes, the government-to-government
relationship requires that the BLM accord tribal
officials the appropriate respect and dignity of
position.
MS-1780 Chapter 3 (continued)
The importance of tribal coordination and
consultation to a wide variety of BLM
programs, including: cadastral survey,
cultural resources, fire and aviation, forestry,
land and realty, mineral, procurement,
rangeland and plant conservation, recreation,
renewable energy, soil, water, and air,
wildlife and fisheries, and wilderness
MS-1780—Appendix 2
Judging the Adequacy of Tribal Consultation
This Appendix provides guidance to
managers so they can evaluate the adequacy
of their tribal consultation efforts.
BLM line managers should devote time and
resources to consultation commensurate with
the following factors:
MS-1780—Appendix 2
Judging the Adequacy of Tribal Consultation (Continued)
Scope and complexity of proposed land use
Availability of alternatives that would reduce or
eliminate potential harm or disruption
Completeness and appropriateness of the list of
Indian tribes and individuals with whom
consultation has already been documented
Nature of issues raised
MS-1780—Appendix 2Judging the Adequacy of Tribal Consultation (Continued)
Intensity of concern expressed
Legal requirements posed by treaties, if applicable
Potential to resolve issues through further
discussions and
Need for further consultation
MS-1780—Appendix 2Judging the Adequacy of Tribal Consultation
(Continued)
Sufficient Consultation. Federal district and appellate
court cases and IBLA decisions provide the clearest
review of an agency’s obligations towards tribal
consultation under the NHPA. These legal opinions
likely shed light on how courts would judge the
adequacy of consultation efforts under other legal
statutes as well.
Sufficient consultation and decisionmaking benefitted
from:
MS-1780—Appendix 2Judging the Adequacy of Tribal Consultation (Continued)
A pattern of numerous and repeated efforts to
engage in consultation through various means of
communication, even when the tribe did not
respond
A pattern of regularly scheduled consultation
meetings with tribes
Early engagement to allow maximum contribution
from tribes, when the agency has the maximum
flexibility and before any alternatives have been
finalized
MS-1780—Appendix 2Judging the Adequacy of Tribal Consultation (Continued)
Communication through a variety of mediums,
including face-to-face meetings, telephone
conference calls, notices, shared documents, field
trips, and site visits
Direct involvement of BLM line officers and
elected tribal officials in consultation
A process that afforded tribes a reasonable
opportunity to identify their concerns, provide input
on the project impacts, and participate in devising
mitigation measures
MS-1780—Appendix 2Judging the Adequacy of Tribal Consultation (Continued)
The opportunity for tribes to conduct on-site
inspections of projects and potentially affected
resources
Documentation that the agency obtained and
considered tribal input and that final decisions took
that input into account, and
Continuation of dialogue after initial authorizations
and the involvement of tribes in monitoring,
mitigation, and reclamation activities
MS-1780—Appendix 2Judging the Adequacy of Tribal Consultation (Continued)
Fatal Flaws. In judicial rulings critical of agency
consultation efforts, failings have been identified:
Initiation of consultation with tribes late in the
planning/decision process
Failure to fully share all relevant information with
tribes
Meetings and communication that were of an
informational nature, rather than two-way
communication designed to obtain and consider
tribal views and recommendations and
MS-1780—Appendix 2Judging the Adequacy of Tribal Consultation (Continued)
Consultations restricted to individual tribal members or
meetings limited only to BLM and tribal staff, rather than
government-to-government consultation between elected
tribal representatives and the designated representatives of
the United States
Conclusion: The sufficiency of consultation will be viewed
holistically by the courts; it is the sum of the consultation
effort that determines its adequacy, not individual steps in the
consultation process. That consultation effort must include
identification, notification, tribal input, and follow-up.
[Possible Exercise Here on Adequacy of Tribal Consultation]
MS-1780—Appendix 3Tribal Liaison Position Description
Appendix 3 provides a model Position Description for Tribal
Liaison positions.
Newly created positions should utilize this guidance
customized to local conditions.
Supervisors of existing Tribal Liaison positions should, at the
next annual performance review, update and modify current
PDs to make them as compatible as possible with the duties,
responsibilities, and factors enumerated within Appendix 3.
Approach of H-1780-1
The handbook title reflects the BLM
emphasis on building, improving, and
sustaining personal and institutional
relationships with tribal leaders and
governments.
The guidance immediately tackles key issues
that must be addressed if the BLM will be
successful in building such partnerships.
Approach of H-1780-1
Such key issues include:
1) confidentiality of sensitive information
2) tools to develop collaborative land
management
3) financial support for tribes
4) accountability for tribal consultation
Approach of H-1780-1
The handbook features many sidebars describing
successful agreements with tribes, approaches to
maintain confidentiality, partnerships, and creative
approaches towards consultation.
Users of the handbook are encouraged to contact
the BLM offices mentioned in the text to obtain
copies of the cited documents and to discuss the
applicability of the original approach to current
conditions elsewhere.
H-1780-1 Chapter IIBuilding and Maintaining Relationships
This chapter presents numerous tools and strategies that can
help offices build or improve tribal relationships and which
aid in fostering collaborative efforts for mutually desirable
land management goals. Best practices that help build and
sustain relationships with tribes include partnerships based on
common interests, financial support, confidentiality, and
accountability.
Chapter II of this Handbook shifts our tribal consultation
paradigm from narrow legal compliance needed to approve
individual actions to a broader perspective of open-ended and
ongoing relationships with tribes, where common ground can
be found as a basis for public land management.
H-1780-1 Chapter II
The purpose of this section of the handbook is to
elaborate upon tools and strategies that can be
explored in order to develop and expand ongoing
working relationships between the BLM and its
tribal neighbors.
By expanding employment and procurement
opportunities, developing common staff training
courses, and supporting mutual goals in heritage
education, tribes and the BLM can discover
common ground and strengthen pathways of
communication and understanding.
H-1780-1 Chapter II (continued)
Confidentiality. This section explains the extent
to which the BLM can protect sensitive
information under the provisions of:
Federal Advisory Committee Act (FACA)
Freedom of Information Act (FOIA)
Archaeological Resources Protection Act
(ARPA)
National Historic Preservation Act (NHPA)
[Possible Exercise Here Regarding Confidentiality]
H-1780-1 Chapter II (continued)Confidentiality
Let’s look at the issue of confidentiality in more detail.
The protection of sensitive information shared with
the BLM is such a high priority for tribes that
confidentiality is the first major issue discussed in
Chapter II of the handbook.
Absolute protection of sensitive information cannot
be guaranteed. However, significant restrictions on
the release of this information can be provided by
the following:
H-1780-1 Chapter II (continued)Confidentiality
Offices must have physical and procedural means to
secure sensitive information .
Extremely sensitive information and maps can be
treated as confidential working files with limited
internal access.
FACA—Federal Advisory Committee Act
requirements for open meetings do NOT apply to
tribal consultation involving only Federal and tribal
representatives because of exemptions for
intergovernmental consultation.
H-1780-1 Chapter II (continued)Confidentiality and FOIA
Freedom of Information Act (FOIA)
To what extent can FOIA compel or protect
the release of sensitive information provided
to the BLM by tribes during consultation?
Extent to which sensitive tribal information
can be protected as confidential depends
upon the degree to which the data fit within
one of FOIA’s disclosure exemptions.
H-1780-1 Chapter II (continued)Confidentiality and FOIA
Exemption 3—protects from disclosure matters “specifically
exempted by statute”
Regulations implementing the Archaeological Resources
Protection Act (ARPA) require protection from disclosure
information about “archaeological resources.” If information
provided from tribes relates to an archaeological resource
(material remains of past human life or activities which are
of archaeological interest and are at least 100 years of age), it
is protected.
Only applies to public surface
H-1780-1 Chapter II (continued)Confidentiality and FOIA
If a State’s governor requests the
information, the agency must provide it and
then state statutes governing disclosure or
protection of such information would govern
its protection from that point forward.
The National Historic Preservation Act
(NHPA) also appears to be a withholding
statute under FOIA.
H-1780-1 Chapter II (continued)Confidentiality and FOIA
NHPA allows agencies to protect sensitive
information if its disclosure would: 1) cause a
significant invasion of privacy, 2) risk harm to the
resource, or 3) impede the use of a traditional
religious site by practitioners.
In order to withhold sensitive information under the
NHPA, the BLM would first have to determine that
the information pertains to a historic property (one
that is on or is eligible for listing on the National
Register of Historic Places).
H-1780-1 Chapter II (continued)Confidentiality and FOIA
Exemption 6—protects from disclosure “personal and
medical files and similar files the disclosure of
which would constitute a clearly unwarranted
invasion of personal privacy”
Information regarding sacred sites is often viewed
by tribes as deeply personal. It may be limited to
clans, orders, societies, or even individuals within
the tribe.
H-1780-1 Chapter II (continued)Confidentiality and FOIA
Tribes often feel that disclosure of such
information compromises and endangers
the sacred qualities of the site. Circulation
of such information lessens the privacy
necessary for use and visitation by tribal
members of the location.
H-1780-1 Chapter II (continued)Confidentiality and FOIA
Trade Secrets Exemption—applies to trade secrets and
commercial or financial information that is
privileged or confidential
An example of the application of this exemption
comes from an agreement signed between the BLM
Vale District in Oregon and the Confederated
Tribes of the Umatilla Indian Reservation.
Tribes inventoried culturally important plant
species and modeled potential habitats for them.
H-1780-1 Chapter II (continued)Confidentiality and FOIA
Both the plants and the model were considered to be
trade secrets because a) they consist of information
that is secret, b) this information has economic
value, and c) tribes have made a reasonable effort to
keep this information and knowledge secret.
So, the parties agreed that this information would
not be subject to disclosure under the trades secret
exemption in FOIA.
H-1780-1 Chapter II (continued)Confidentiality and FOIA
FOIA Conclusion
Remember—if a tribe submits information under a
claim of protection, the BLM can assert an
applicable privilege for, and seek to protect, that
information from public disclosure.
While these privileges are initially asserted by the
BLM, a challenge to an assertion of privilege may
ultimately be resolved by the Federal judiciary if a
decision is challenged in court.
H-1780-1 Chapter II (continued)Confidentiality
Other Strategies to Consider:
State Adopted Version of the 1979
Uniform Trade Secret Act and the 1974
Privacy Act
Jointly develop database but house them in
tribal offices
H-1780-1 Chapter II (continued)Strategies are presented by which management and staff can build broad-based
relationships:
1) Becoming more knowledgeable about tribes, their leaders, and
communities;
2) Establishing and maintaining personal relationships;
3) Exploring collaborative land management opportunities through:
Self-Determination Contracts and Self-Governance Funding agreements
Partnership opportunities in such programs as fire and aviation; cadastral
survey; and heritage resources management
4) Developing business relationships with tribes based on various procurement
vehicles
5) Expanding employment opportunities for tribal members
6) Supporting tribal educational opportunities for tribal youth
7) Extending BLM training courses to tribes within the region
H-1780-1 Chapter II (continued)
Self-Determination Contracts and Self-Governance
Funding Agreements
Contractible BLM programs include Indian
minerals and the field survey portion of cadastral
surveys.
Field offices are encouraged to identify and
publish in the Department’s annual Federal
Register Notice any programs, function, services,
and activities that self-governance tribes can
assume.
H-1780-1 Chapter II (continued)
Fire and Aviation Program
The Fire and Aviation Directorate regularly
partners with tribes and other agencies to
maximize initial fire attack.
Fuels Management Program focuses on
protecting communities and natural and
heritage resources while providing for local
economic opportunities.
H-1780-1 Chapter II (continued)
Cadastral Survey
The BLM Cadastral Survey Program has
established strong relationships with the
BIA’s Real Estate Services and Office of
the Special Trustee of American Indians
for the purpose of providing cadastral
services on Indian trust lands.
H-1780-1 Chapter II (continued)
Heritage Resources Management
Opportunities include:
Building tribal capacity for the identification,
evaluation, and protection of sacred sites in
furtherance of the Inter-Agency MOU on the
Protection of Indian Sacred Sites (2012)
Developing agreement documents to utilize tribal
expertise regarding stabilization, patrolling,
interpretation, or heritage education tied to
culturally sensitive sites and areas
H-1780-1 Chapter II (continued)
Procurement Opportunities with Tribes
Small Disadvantaged Businesses [8(a)]apply to many tribes.
1910 Buy Indian Act allows the purchase of products from
Indian Country.
Opportunities for tribes derive from their status as Not-for-
Profit organizations.
BLM may require land use applicants to obtain information
from tribes needed to fulfill its NEPA or NHPA requirements
or the BLM itself may contract or pay for tribes and Indian
individuals to produce reports.
H-1780-1 Chapter II (continued)
Employment Opportunities
Local personnel offices can expand opportunities to
hire native Americans by utilizing authorities that
facilitate advertising for and recruiting Indian
employees, including:
ANILCA Section 1308. Authorizes the hiring of
individuals with specialized, localized knowledge
or expertise in Alaska
H-1780-1 Chapter II (continued)
Expand internship programs Native American and
Alaska Native hires, such as:
Intern Not-to-Exceed hiring authorities
Schedule D BLM Career Intern hiring authority
Schedule D BLM Recent Graduates authority
DOI Secretarial Direct Hire Authority of
Resource Assistant Internship
Public Lands Corps Special Hiring Authority
H-1780-1 Chapter II (continued)
Education Opportunities
Seek out partnerships with Indian educational
institutions to assist in development of curricula or
implementing cooperative education programs.
Project Archaeology—develop tribally-relevant
curricula and lesson plans
Online and Distance Learning Programs– offer
certificates in natural and heritage resource
management
H-1780-1 Chapter II (continued)
Develop Joint Training
Invite tribes to attend and participate in BLM training
courses related to NEPA, ROW, cadastral survey, and
heritage resources
Sponsor tribal staff to attend training at NTC
BLM staff attend tribal trainings where available
Co-host workshops with tribes concerning tribal
relationships, traditional cultures, and consultation
Extend invitations to tribal political and cultural leaders to
address BLM offices as part of Native American History
Month activities
H-1780-1 Chapter IIITribal Consultation General Considerations
This chapter addresses the general mechanics of
consultation:
(1) with whom do you consult,
(2) appropriate BLM representatives,
(3) timing,
(4) execution in-person, through mail, and emails,
(5) how much consultation to do,
(6) proper documentation, and
(7) conclusion of consultation
H-1780-1 Chapter III (continued)
Remember: Consultation regarding BLM decision-
making always includes these obligations:
Identifying appropriate tribal governing bodies and
individuals from whom to seek input
Conferring with appropriate tribal officials and/or
individuals and asking for their views regarding land
use proposals or changes in rules or regulations,
policies and initiatives, or other pending BLM
actions that might affect tribal cultural practices,
economic development, access to valued locations,
or other aspects of tribal life
H-1780-1 Chapter III (continued)
Treating tribal information and preferences
as a necessary factor in defining the range
of acceptable public land management
options
Creating and maintaining a permanent
record to show how tribal information was
obtained and used in the BLM’s decision-
making process
H-1780-1 Chapter III (continued)Identifying Tribes and Other Parties for Consultation
Individual Tribes
Focus on tribes known to have concerns about the
geographic area under consideration and the
particular resources and/or land uses involved
Nonresident tribes with historic ties to the area
should be given the same opportunity as resident
tribes to identify their contact persons and express
their issues and concerns regarding the public lands.
H-1780-1 Chapter III (continued)Identifying Tribes and Other Parties for Consultation
Points of Contact within Tribes
For each tribe, BLM offices should develop and maintain current
lists of:
Tribal officials (Chairperson, President, Council Members,
etc.)
Tribal Staff for specific programs and issues (energy
development, natural resources, land, cadastral survey,
economic development, THPO)
Lineal Descendants (for purposes of NAGPRA, lineal
descendants of named Native American individuals have
legal priority for repatriation or transfer of human remains,
funerary objects, and sacred objects)
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Face-to-Face Meetings
Best use of such meetings is for:
Annual briefings provided to tribal councils regarding major
ongoing and foreseeable actions and programs
Consultations regarding RMPs, EISs, land tenure
adjustments, other major undertakings, or in responses to
controversies
When tribal feedback is needed to define what they consider
to be “Departmental Actions with Tribal Implications” as
stated in the Secretary’s Policy on Tribal Consultation
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Regularly Schedule Meetings Provide Opportunities
for:
BLM to explain actions planned for the coming
year or that are foreseeable
Tribes to identify proposed actions or
geographical areas of concern that it would like to
be consulted about in the future
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Regularly Scheduled Meetings (continued)
BLM and the Tribe to agree to follow expedited
or tailored consultation procedures
Tribes to identify persons it recognizes as
traditional leaders or religious practitioners and
specific proposed actions or geographical areas
for which these individuals should be consulted
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Make Consultation Meetings Convenient
Avoid setting up meetings in locations where it
would be difficult for tribal members to attend
If possible, schedule meetings on or near tribal
lands
Be cognizant of tribal calendar and major events
and plan meetings accordingly
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Meeting Etiquette
Work with tribes to prepare agendas that address
both tribal and agency concerns
Distribute meeting information for tribes in advance
Ask tribal leadership if they wish to have
appropriate tribal staff open and close the meeting
(often with a prayer)
Be patient, especially if the meeting with a tribal
council includes additional agenda items or follows
no fixed schedule
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Meeting Etiquette (continued)
If the BLM is hosting, allow time at the beginning to
introduce participants and their roles
Gifts and food may be important parts of cultural
exchange. Respectfully accept any offering and
provide food to the extent allowed by BLM ethic
guidance
Be clear what the BLM is doing and why and set
realistic expectations for what the BLM can, and
cannot, do
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Meeting Etiquette (continued)
Be respectful, professional, and polite: use titles not
first names; turn off cell phones; never interrupt a
tribal speaker; frame questions tactfully
Listen actively and ask questions
Request permission before taking any photographs
Silence is OK and quiet moments are expected
Clarify how notes will be taken and distributed to all
parties afterwards
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Lack of Tribal Response
Government-to-government consultation
authorities do NOT require participation by
Indian tribes nor do they require feedback within
specific timetables.
Even if no response is received, the BLM must
still make additional reasonable efforts
periodically throughout the planning process to
repeat invitations to consult.
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Lack of Tribal Response (continued)
If no response is received within 60 days, BLM
manager or his/her designee should follow up
with emails and/or personal telephone calls to
tribal officials.
This should be done as part of g-t-g consultation
at least for those NEPA actions where a public
scoping process occurs.
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Lack of Tribal Response (continued)
Offices should use a variety of means of
communications in an attempt to consult.
The BLM will utilize written correspondence,
emails, telephone calls, faxes, and face-to-face
discussions if possible to demonstrate a wide-
ranging and sustained effort to communicate.
When a tribe is unresponsive, the BLM needs to
carefully document its efforts to engage with the
tribe.
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Lack of tribal Response (continued)
Lack of tribal response may be due to:
--sensitivity of the issues
--reluctance to divulge specific information until
later in the process
--mislaying BLM correspondence
--delegating response to tribal staff who was out of
the office
--schedule of council meetings not coinciding with
schedule for BLM feedback
H-1780-1 Chapter III (continued)Consultation Meeting Mechanics
Approaches to Contentious Meetings
If it is anticipated that the meeting could be
contentious, consider the following strategies:
Provide detailed draft agendas in advance and
finalize the topics and issues to be discussed
Use facilitators through the Department’s Office of
Collaborative Action and Dispute Resolution
Hire a court reporter to make a transcript
H-1780-1 Chapter IVTribal Consultation in Planning and Decision Support
Addresses consultation needed in land use planning and
decision support, summarizing BLM obligations under the
FLPMA, NEPA, EO 13175 Consultation and Coordination
with Indian Tribal Governments, the American Indian
Religious Freedom Act (AIRFA), and EO 13007 Indian
Sacred Sites
Places emphasis on NEPA Sec. 102 (Human environment)
Consultation is needed when agency actions may affect tribal
interests
Begin consultation with tribes prior to the public scoping
process
H-1780-1 Chapter IV (continued)
Offer field trip(s) where needed
Tribes are exempt from FACA
Inform tribes how consultation input affected
final decisions
Involve tribes in post-decision actions
(monitoring, reclamation, etc.)
H-1780-1 Chapter IV (continued)
Key differences among the legal mandates are
highlighted
How to coordinate tribal consultation obligations
under these legal authorities
Use of ethnographic studies for planning purposes
H-1780-1 Chapter IV (continued)
Tribal consultation is especially important and
productive during FLPMA and NEPA processes
because these allow the flexibility to identify
culturally important places and to devise
management practices and restrictions that can
protect and accommodate tribal use.
Under FLPMA during new RMP development or
updating, tribal consultation can identify important
sacred sites and areas of traditional use.
H-1780-1 Chapter IV (continued)
The development of Heritage Resources Project Plans (HRPP), formerly referred to as Cultural Resources Project Plans within the old 8100 manual system, might establish protection of traditional plant resources and non-commercial harvest at certain times of the year.
Other HRPPs have protected culturally significant clay and mineral gathering areas.
Likewise, the NEPA process, for example, may result in Special Stipulations to lease areas or even APDs that restrict noise and traffic at certain times of the year in specified geographical locations subject to ceremonial use.
H-1780-1 Chapter V through Chapter XIV Program-Specific Guidance
Program-specific chapters:
Highlight legal authorities driving consultation
and tribal relations for that program
Explain special considerations applicable to that
program
Identify potential partnerships or agreements with
Indian tribes
H-1780-1 Chapters V through XIV (continued)
National Conservation Lands (Chapter V)
NCL Collaborative approach intended to (1) establish sense of
shared stewardship; (2) attract volunteers; (3) engage youth;
(4) build diverse partnerships
W&S Rivers often cross jurisdictional boundaries
Scenic & Historic Trails may follow ancient routes and
intersect habitats
Identify partners to perform trail inventory and related
monitoring
Allow traditional practices in NCL units including non-
commercial collecting of natural materials & access to sacred
sites
Tribal participation in NCL scientific research projects
H-1780-1 Chapters V through XIV (continued)
Fire Management (Chapter VI)
Collaboration fuels reduction, emergency stabilization, rehabilitation
Tribal Forest Protection Act of 2004 – stewardship contracts to tribes for
management on BLM lands abutting reservation to protect trust resources
from fire hazards, disease, and other threats
Grants for restorations of vegetation communities containing culturally
important plants & protection of sacred sites
Fire crew hiring/training to meet certification standards
Forest and Woodlands (Chapter VII)
Access to variety of forest products for subsistence and ceremonial needs
Planning to accommodate traditional gathering
Tribal Forest Protection Act of 2004 – reduce threats from Federal lands
including reduction of fire danger to tribal forests
Stewardship contracts and agreements for: (1) setting prescribed fires; (2)
road maintenance; (3) vegetation removal; (4) noxious weed control; (5)
watershed restoration & maintenance; (6) habitat management
H-1780-1 Chapters V through XIV (continued)
Rangeland Management (Chapter VIII)
Range health evaluations including monitoring data collection
Range improvement structures & vegetation treatments
Develop list of resource objectives
Fish and Wildlife (Chapter IX)
Establish protocols for mutual exchange of species and habitat
information including traditional ecological knowledge of the tribes
Ensure confidentiality of tribal information through agreements
Collaboration in expanding tribal wildlife programs where needed
Establish law enforcement agreements for protection of wildlife
Collaboration in development of habitat management plans and
prioritizing improvement projects
Establish partnership in wildlife and habitat monitoring and data
collection
H-1780-1 Chapters V through XIV (continued)
Cultural Heritage (Chapter X)
Establish monitoring agreements to inspect the condition of culturally
sensitive sites
Tribes may execute user agreements where states control access to and
use of inventory and site data housed in a common repository.
MOUs to define: (1) types of undertakings tribes wish to consult on; (2)
identify geographical areas of interest; (3) types of properties tribes wish
to consult and protect; (4) data sharing procedures; (5) how contacts
should be made; (6) when contacts are appropriate; (7) who serves as
contact points; and (8) in what manner should communication be made.
Agreements that clarify and streamline consultation and coordination and
encourage cooperative activities on public lands.
Facilitate arrangements for tribal monitors with the land use applicants
Lineal descendants and Indian tribes may ask to rebury recently
discovered Native American human remains and funerary objects on the
public lands.
H-1780-1 Chapters V through XIV (continued)
Minerals (Chapter XIII)
Coordinate actions related to Indian Trust Minerals Management
Monitor program for Indian leases for production, verification,
inspection, and enforcement to ensure diligent development
Monitor for mineral trespass situations
Cadastral Survey (Chapter XIV)
Collaboratively assess the need and priority for boundary evidence to
support trust asset transactions, boundary conflicts, trespass issues,
unauthorized use incidences, and clarify land descriptions
Utilize BILS positions placed in BIA regional offices to identify tribal
survey issues and provide on-site assistance
Provide cadastral survey training to BIA employees and tribal members
BLM partner with Certified Federal Surveyor to address trust asset
boundary needs
Joint priority setting of tribal needs based on risk level situations
H-1780-1 Improving and Sustaining BLM-
Tribal Relations
Potential Future Chapter Additions:
Chapters are currently reserved for the Fluid
Mineral and Realty Programs.
Handbook will be updated periodically with
additional program direction within their
applicable chapter.
This will facilitate keeping the handbook current
without withdrawing it in its entirety.
1780 Roles and ResponsibilitiesPoints to Remember
Authorized officers carry out tribal consultation for
the BLM under Departmental delegations of
authority on behalf of the Secretary of the Interior.
The entire leadership team of the BLM (Director,
Deputy Directors, Assistant Directors, Tribal Liaison
Officer, State Directors, and Associate State
Directors) share responsibility to insure
comprehensive and effective tribal consultation.
1780 Roles and ResponsibilitiesPoints to Remember
District managers and field office managers (line
officers) are the key to effective, positive, and long-
term relationships with Indian tribes affected by
BLM land management decisions.
State, District, and field office staff provide accurate
information and advice to management regarding
opportunities to consult and/or partner with tribes
regarding land use planning, land use authorizations,
and program actions.
1780 Roles and ResponsibilitiesPoints to Remember
The responsibilities for carrying out effective
consultation with tribes is shared by all programs
and across each office’s table of organization.
The goal is not to focus merely on input into
specific decisions; rather, the BLM strives to
establish open, on-going, and long-term
partnerships with tribes in areas of mutual interest
for the betterment of public land and resources
management.
1780 CommunicationsPoints to Remember
Consultation is conducted by designated Federal and tribal officials.
Coordination may be conducted through staff-to-staff interactions, contractors with tribes, etc.
Effective consultation is often based on long-term, personal relationships.
The BLM seeks to develop two-way information exchanges and communications.
Field offices shall establish line officer and tribal leader contact and rapport, in-person.
The agency will incorporate tribal information into discussions.
1780 CommunicationsPoints to Remember
Learn communications preferences
Allow extra time for meetings
Help the tribe understand the purpose of the
consultation effort
Demonstrate respect for all tribal members and
their opinions and outlooks
Agree on a protocol of primary contacts and list
of tribal priorities