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Implementing plant hydraulics in the NCAR Community Land Model (CLM) and the implications for vegetation water stress Daniel Kennedy, Pierre Gentine Columbia University

Implementing plant hydraulics in the NCAR Community Land

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Page 1: Implementing plant hydraulics in the NCAR Community Land

Implementing plant hydraulics in the NCAR Community Land Model (CLM) and the implications for vegetation water stress

Daniel Kennedy, Pierre GentineColumbia University

Page 2: Implementing plant hydraulics in the NCAR Community Land

“Investigating the terrestrial carbon and water cycles using multiscale modeling and observations”

Page 3: Implementing plant hydraulics in the NCAR Community Land

slide courtesy: Dave Lawrence

Page 4: Implementing plant hydraulics in the NCAR Community Land

slide courtesy: Dave Lawrence

Vegetation water use dynamics

Page 5: Implementing plant hydraulics in the NCAR Community Land

➤ leaf area and orientation

➤ biochemistry

➤ stomatal conductance

➤ … among others

Vegetation adjust to evolving environmental conditions

How does this affect the terrestrial carbon/water cycles?

Dry leaves avoiding the sun ZF2 Flux Tower: Manaus, BrazilPhoto Credit: Dr. Charlie Koven

Cover of New Phytologist, 219:3 Special Issue on Drought Impacts on Tropical Forests

Page 6: Implementing plant hydraulics in the NCAR Community Land

Plant Hydraulic Stress

tree from vecteezy.com

Page 7: Implementing plant hydraulics in the NCAR Community Land

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

Ta

qa

Page 8: Implementing plant hydraulics in the NCAR Community Land

fundamentally has two jobs:

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

Ta

qa

Page 9: Implementing plant hydraulics in the NCAR Community Land

fundamentally has two jobs:

● how much water stress (𝛽)?

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

Ta

qa𝛽~ [0,1]

Page 10: Implementing plant hydraulics in the NCAR Community Land

fundamentally has two jobs:

● how much water stress (𝛽)?

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

Ta

qa𝛽~ [0,1] ➔ Photosynthesis➔ Transpiration

Page 11: Implementing plant hydraulics in the NCAR Community Land

fundamentally has two jobs:

● how much water stress (𝛽)?

● where is the transpiration coming from?

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

Ta

qa𝛽~ [0,1] ➔ Photosynthesis➔ Transpiration

Page 12: Implementing plant hydraulics in the NCAR Community Land

fundamentally has two jobs:

● how much water stress (𝛽)?

● where is the transpiration coming from?

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

Ta

qa𝛽~ [0,1] ➔ Photosynthesis➔ Transpiration

Page 13: Implementing plant hydraulics in the NCAR Community Land

fundamentally has two jobs:

● how much water stress (𝛽)?

● where is the transpiration coming from?

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

Ta

qa𝛽~ [0,1] ➔ Photosynthesis➔ Transpiration

Page 14: Implementing plant hydraulics in the NCAR Community Land

CLM5 uses the Medlyn stomatal conductance model*

*See:Medlyn et al. 2011 (GCB)Franks et al. 2018 (GCB)

gs: stomatal conductanceg0: Medlyn intercept parameterg1: Medlyn slope parameterD: Vapor pressure deficitA: PhotosynthesisCa: CO2 concentration

Page 15: Implementing plant hydraulics in the NCAR Community Land

CLM5 uses the Medlyn stomatal conductance model*

*See:Medlyn et al. 2011 (GCB)Franks et al. 2018 (GCB)

gs: stomatal conductanceg0: Medlyn intercept parameterg1: Medlyn slope parameterD: Vapor pressure deficitA: PhotosynthesisCa: CO2 concentration

Increase stomatal conductance....

Page 16: Implementing plant hydraulics in the NCAR Community Land

CLM5 uses the Medlyn stomatal conductance model*

*See:Medlyn et al. 2011 (GCB)Franks et al. 2018 (GCB)

gs: stomatal conductanceg0: Medlyn intercept parameterg1: Medlyn slope parameterD: Vapor pressure deficitA: PhotosynthesisCa: CO2 concentration

Increase stomatal conductance....● higher transpiration● higher photosynthesis

Page 17: Implementing plant hydraulics in the NCAR Community Land

CLM5 uses the Medlyn stomatal conductance model*

*See:Medlyn et al. 2011 (GCB)Franks et al. 2018 (GCB)

gs: stomatal conductanceg0: Medlyn intercept parameterg1: Medlyn slope parameterD: Vapor pressure deficitA: PhotosynthesisCa: CO2 concentration

Increase stomatal conductance....● higher transpiration● higher photosynthesis

What’s missing?

Page 18: Implementing plant hydraulics in the NCAR Community Land

Novick et al. 2016: Nature Climate Change

Stomatal conductance models often need: a water stress factor ( 𝛽 ) to account for soil moisture

Page 19: Implementing plant hydraulics in the NCAR Community Land

Novick et al. 2016: Nature Climate Change

Stomatal conductance models often need: a water stress factor ( 𝛽 ) to account for soil moisture

𝛽

Page 20: Implementing plant hydraulics in the NCAR Community Land

Novick et al. 2016: Nature Climate Change

Stomatal conductance models often need: a water stress factor ( 𝛽 ) to account for soil moisture

𝛽

𝛽

Page 21: Implementing plant hydraulics in the NCAR Community Land

Novick et al. 2016: Nature Climate Change

Stomatal conductance models often need: a water stress factor ( 𝛽 ) to account for soil moisture

𝛽

𝛽

Page 22: Implementing plant hydraulics in the NCAR Community Land

CLM Method for calculating 𝛽(before CLM5)

𝜓soil,i: water potential in soil layer i

ri: root fraction in soil layer i

pc: soil water potential when stomates are fully closed (parameter)

po: soil water potential when stomates are fully closed (parameter)

Page 23: Implementing plant hydraulics in the NCAR Community Land

CLM Method for calculating 𝛽(before CLM5)

Shortcomings:● 𝜓soil measurements not

readily available to constrain empirical relationship

● Does not comport with plant hydraulic theory

● Cannot represent the spectrum of water use strategies

Page 24: Implementing plant hydraulics in the NCAR Community Land

CLM Method for calculating 𝛽(before CLM5)

Shortcomings:● 𝜓soil measurements not

readily available to constrain empirical relationship

● Does not comport with plant hydraulic theory

● Cannot represent the spectrum of water use strategies

Page 25: Implementing plant hydraulics in the NCAR Community Land

How I got started with CLM

● March, 2015● LMWG Winter Meeting

(happening again next week)

● Not yet using CLM in any capacity

● Toy model results on what it might look like to implement a 𝛽 function that is more in line with plant hydraulic theory

Page 26: Implementing plant hydraulics in the NCAR Community Land

How I got started with CLM

● March, 2015● LMWG Winter Meeting

(happening again next week)

● Not yet using CLM in any capacity

● Toy model results on what it might look like to implement a 𝛽 function that is more in line with plant hydraulic theory

My pitch: 1. Prognose leaf water potential ( 𝜓leaf ) 2. Use 𝜓leaf to calculate 𝛽

Page 27: Implementing plant hydraulics in the NCAR Community Land

How I got started with CLM

● LMWG Winter Meeting(happening again next week)

● Not yet using CLM in any capacity

● Toy model results on what it might look like to implement a 𝛽 function that is more in line with plant hydraulic theory

My pitch: 1. Prognose leaf water potential ( 𝜓leaf ) 2. Use 𝜓leaf to calculate 𝛽

Page 28: Implementing plant hydraulics in the NCAR Community Land

Timeline:

March 2015 - LMWG winter meeting

Page 29: Implementing plant hydraulics in the NCAR Community Land

Timeline:

March 2015 - LMWG winter meetingApril 2015 - 2nd visit to discuss further

Page 30: Implementing plant hydraulics in the NCAR Community Land

Timeline:

March 2015 - LMWG winter meetingApril 2015 - 2nd visit to discuss furtherSept 2015 - 1 year point simulation

Page 31: Implementing plant hydraulics in the NCAR Community Land

Timeline:

March 2015 - LMWG winter meetingApril 2015 - 2nd visit to discuss furtherSept 2015 - 1 year point simulationJan 2016 - 3rd visit, Dan learns how to

use CLM properly

Page 32: Implementing plant hydraulics in the NCAR Community Land

Water balance errors

? ?

??

??

??

?

?

??

Timeline:

March 2015 - LMWG winter meetingApril 2015 - 2nd visit to discuss furtherSept 2015 - 1 year point simulationJan 2016 - 3rd visit, Dan learns how to

use CLM properlyJan-Mar 2016 - many various errors in

pursuit of a global simulation

Page 33: Implementing plant hydraulics in the NCAR Community Land

Water balance errorsTimeline:

March 2015 - LMWG winter meetingApril 2015 - 2nd visit to discuss furtherSept 2015 - 1 year point simulationJan 2016 - 3rd visit, Dan learns how to

use CLM properlyJan-Mar 2016 - many various errors in

pursuit of a global simulationMar 2016 - Achieve global simulation

Page 34: Implementing plant hydraulics in the NCAR Community Land

Water balance errors

Timeline:

March 2015 - LMWG winter meetingApril 2015 - 2nd visit to discuss furtherSept 2015 - 1 year point simulationJan 2016 - 3rd visit, Dan learns how to

use CLM properlyJan-Mar 2016 - many various errors in

pursuit of a global simulationMar 2016 - Achieve global simulationJune-Sept 2016 - extended visit to

finalize PHS

Page 35: Implementing plant hydraulics in the NCAR Community Land

Success!Timeline:

March 2015 - LMWG winter meetingApril 2015 - 2nd visit to discuss furtherSept 2015 - 1 year point simulationJan 2016 - 3rd visit, Dan learns how to

use CLM properlyJan-Mar 2016 - many various errors in

pursuit of a global simulationMar 2016 - Achieve global simulationJune-Sept 2016 - extended visit to

finalize PHSJuly 2016 - PHS is accepted for CLM5

as the default vegetation water use scheme

Plant Hydraulic Stress

Page 36: Implementing plant hydraulics in the NCAR Community Land

model vegetation water potential

● CLM already models soil water potential over a discretized soil column

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

Page 37: Implementing plant hydraulics in the NCAR Community Land

model vegetation water potential

● CLM already models soil water potential over a discretized soil column

● We add four new water potential nodes through the vegetation

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

𝜓root

𝜓stem

𝜓leaf,shade

𝜓leaf,sun

Page 38: Implementing plant hydraulics in the NCAR Community Land

model vegetation water potential

● CLM already models soil water potential over a discretized soil column

● We add four new water potential nodes through the vegetation

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

𝜓root

𝜓stem

𝜓leaf,shade

𝜓leaf,sun1) Modeling veg. water potential is interesting in and of itself

Page 39: Implementing plant hydraulics in the NCAR Community Land

model vegetation water potential

● CLM already models soil water potential over a discretized soil column

● We add four new water potential nodes through the vegetation

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

𝜓root

𝜓stem

𝜓leaf,shade

𝜓leaf,sun1) Modeling veg. water potential is interesting in and of itself

2) Improvement inmodel structure from hydraulictheory

Page 40: Implementing plant hydraulics in the NCAR Community Land

model vegetation water potential

● CLM already models soil water potential over a discretized soil column

● We add four new water potential nodes through the vegetation

Plant Hydraulic Stress

𝜓soil,1𝜓soil,2

𝜓soil,n

....

tree from vecteezy.com

𝜓root

𝜓stem

𝜓leaf,shade

𝜓leaf,sun1) Modeling veg. water potential is interesting in and of itself

2) Improvement inmodel structure from hydraulictheory

3) Enables a newset of research questions withinthe ESM context

Page 41: Implementing plant hydraulics in the NCAR Community Land

PHS transpiration solution● Supply increases when you

lower leaf water potential

Page 42: Implementing plant hydraulics in the NCAR Community Land

PHS transpiration solution● Supply increases when you

lower leaf water potential● But water stress also increases● Which leads to lower

transpiration demand

Page 43: Implementing plant hydraulics in the NCAR Community Land

PHS transpiration solution

solution● Supply increases when you

lower leaf water potential● But water stress also increases● Which leads to lower

transpiration demand● Transpiration solution matches

supply with demand

Page 44: Implementing plant hydraulics in the NCAR Community Land

What about a sunnier day?● Still matches supply with

demand● More light leads to increase in

unstressed GPP/Transpiration● New solution● More transpiration● Lower leaf water potential● (associated with lower 𝛽)

newsolution

Page 45: Implementing plant hydraulics in the NCAR Community Land

CLM5 models veg. water potential

diurnal cycle

Reflecting the expected:

Page 46: Implementing plant hydraulics in the NCAR Community Land

CLM5 models veg. water potential

Reflecting the expected:

seasonal cycle

Page 47: Implementing plant hydraulics in the NCAR Community Land

Stress vs. VPD(and soil moisture)

The stress function now

depends on

atmospheric dryness

(vapor pressure deficit)

Data subdivided by

root-zone soil moisture

Soil Moisture Stress● driven by soil moisture● (CLM4.5)

Plant Hydraulic Stress● responds to both:

○ soil moisture○ VPD

● CLM5

Caxiuana National Forest,Brazil

Page 48: Implementing plant hydraulics in the NCAR Community Land

...

ψsunlit-leaf

ψshade-leaf

ψroot

ψstem

Esun

Eshade

ks,1

ks,2

ks,n

k2

k1,a

k1,b

kr,1

kr,2

kr,n

ψsoil,2

ψsoil,n

ψsoil,1

Root WaterUptake

Page 49: Implementing plant hydraulics in the NCAR Community Land

...

ψsunlit-leaf

ψshade-leaf

ψroot

ψstem

Esun

Eshade

ks,1

ks,2

ks,n

k2

k1,a

k1,b

kr,1

kr,2

kr,n

ψsoil,2

ψsoil,n

ψsoil,1Governed by Darcy’s Law● q = -k Δ𝜓● qi = -ki ( 𝜓root - 𝜓soil,i )

Root WaterUptake

Page 50: Implementing plant hydraulics in the NCAR Community Land

...

ψsunlit-leaf

ψshade-leaf

ψroot

ψstem

Esun

Eshade

ks,1

ks,2

ks,n

k2

k1,a

k1,b

kr,1

kr,2

kr,n

ψsoil,2

ψsoil,n

ψsoil,1Governed by Darcy’s Law● q = -k Δ𝜓● qi = -ki ( 𝜓root - 𝜓soil,i )

Root WaterUptake

Doable with PHS

Page 51: Implementing plant hydraulics in the NCAR Community Land

...

ψsunlit-leaf

ψshade-leaf

ψroot

ψstem

Esun

Eshade

ks,1

ks,2

ks,n

k2

k1,a

k1,b

kr,1

kr,2

kr,n

ψsoil,2

ψsoil,n

ψsoil,1Governed by Darcy’s Law● q = -k Δ𝜓● qi = -ki ( 𝜓root - 𝜓soil,i )

Doable with PHS

SMS opts for soil wilting point heuristic

Root WaterUptake

Page 52: Implementing plant hydraulics in the NCAR Community Land

Caxiuana, 2002PHS implements mechanistic Root Water Uptake (RWU)

Same soil parametersSame root distribution

Higher layers dry out and water contribution falls off

Above 1.2 m

CLM5

CLM4.5

Page 53: Implementing plant hydraulics in the NCAR Community Land

Caxiuana, 2002PHS implements mechanistic Root Water Uptake (RWU)

Same soil parametersSame root distribution

Higher layers dry out and water contribution falls off

PHS partially compensates with water from deep soil

CLM5

CLM4.5

Page 54: Implementing plant hydraulics in the NCAR Community Land

Caxiuana, 2002PHS implements mechanistic Root Water Uptake (RWU)

Same soil parametersSame root distribution

Higher layers dry out and water contribution falls off

PHS partially compensates with water from deep soil

SMS missing flexibility to access reserves of soil water at depth

CLM5

CLM4.5

Page 55: Implementing plant hydraulics in the NCAR Community Land

PHS yields improved soil moisture dynamics

SMS root zone is too dry during dry episodes

SMS

PHS

Page 56: Implementing plant hydraulics in the NCAR Community Land

Caxiuana, 2002PHS implements mechanistic Root Water Uptake (RWU)

Same soil parametersSame root distribution

Higher layers dry out and water contribution falls off

PHS partially compensates with water from deep soil

CLM5

CLM4.5

Page 57: Implementing plant hydraulics in the NCAR Community Land

Caxiuana, 2002PHS implements mechanistic Root Water Uptake (RWU)

Same soil parametersSame root distribution

Higher layers dry out and water contribution falls off

PHS partially compensates with water from deep soil

CLM5

CLM4.5

Page 58: Implementing plant hydraulics in the NCAR Community Land

Transpiration:comparison with observations● Improvement with PHS

in RMSE and R2

● (Single site)○ Caxiuana, Brazil

SMS

PHS

Page 59: Implementing plant hydraulics in the NCAR Community Land

Transpiration:comparison with observations● Plotting transpiration:

model - observations● Line represents median● Shading spans

interquartile range● Bin widths are

○ PHS, 0.05 MPa○ SMS, 0.2 MPa○ n>= 10 days

● PHS improvements derive from relationship between transpiration and soil potential

SMS

PHS

Page 60: Implementing plant hydraulics in the NCAR Community Land

CLM Technical note● Section 2.11● cesm.ucar.edu/models/cesm2/land/

The code● https://github.com/ESCOMP/ctsm/tree/

master/src/biogeophys● PhotosynthesisMod.F90● SoilWaterPlantSinkMod.F90

The paper● Implementing plant hydraulics in the

Community Land Model, version 5● Kennedy et al. 2019, JAMES

Plant Hydraulic Stress

where to find more info

Page 61: Implementing plant hydraulics in the NCAR Community Land

next week...

StDevGPP

Page 62: Implementing plant hydraulics in the NCAR Community Land

thank you!Special thanks to:

● Co-authors and the NCAR LMWG● Columbia Water Center● NCAR CISL● Data providers

slides online: goo.gl/GYTKYC