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National Center for Emerging and Zoonotic Infectious Diseases Implementing Infection Prevention and Control Practices in Post-Acute Care Nimalie D. Stone, MD, MSMD, MS Team Lead for LTC, Prevention and Response Division of Healthcare Quality Promotion Post-Acute Care Emerging Multidrug-Resistant Organisms (MDRO) Education Symposium January 21, 2020

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Page 1: Implementing Infection Prevention and Control Practices in

National Center for Emerging and Zoonotic Infectious Diseases

Implementing Infection Prevention and Control Practices in Post-Acute Care

Nimalie D. Stone, MD, MSMD, MS

Team Lead for LTC, Prevention and Response

Division of Healthcare Quality Promotion

Post-Acute Care Emerging Multidrug-Resistant Organisms (MDRO) Education Symposium

January 21, 2020

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▪ No conflicts to disclose

▪ The content of this presentation reflects my opinion and does not necessarily reflect the official position of the CDC

Speaker Disclosures

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▪ Describe the importance of post-acute care settings during regional containment of resistant pathogens

▪ Discuss infection prevention and control practices for preventing spread of Carbapenem-Resistant Acinetobacter baumannii (CRAB) and other multidrug-resistant organisms (MDROs)

Presentation Objectives

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Healthcare delivery shifting away from hospitals…

Tranquil GardensNursing Home

HomeCare

Acute Care

Facility

Outpatient/Ambulatory

Facility

Post-acute/Long-term care

Post-acute care (PAC) settings

▪ Long-term “acute” care hospital (LTACH)

▪ Inpatient rehabilitation facility (IRF)

▪ Skilled nursing facility (SNF)/Nursing Home (NH)

▪ Home health

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MDRO risk factors among individuals receiving post-acute care

▪ Indwelling medical devices (e.g., urinary catheter, PEG tube, trach, central line)

▪ Presence of wounds or decubitus ulcers

▪ Antibiotic use in prior 3 months, particularly fluoroquinolones

▪ Recent hospitalization

▪ Comorbid medical conditions

▪ Increased functional dependence

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McKinnell JA et al. Clin Infect Dis. 2019; Feb 11. doi: 10.1093/cid/ciz119. [Epub ahead of print]

Burden of MDROs in Post-acute care

58% median MDROcarriage

82% median MDROcarriage

76% median MDROcarriage

NHs (n=14)

NH with ventilator units (n=4)

LTACH (n=3)

▪ Frequent pathogens: MRSA (25-40%) and ESBL (~20%)

▪ Median CRE prevalence: 10% in NHs with vents;

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McKinnell JA et al. Clin Infect Dis. 2019; Feb 11. doi: 10.1093/cid/ciz119. [Epub ahead of print]

Burden of MDROs in Post-acute care

58% median MDRO

carriage

82% median MDRO

carriage

76% median MDRO

carriage

NHs (n=14)

NH with ventilator units (n=4)

LTACH (n=3)

DOCUMENTED MDRO: 17%

DOCUMENTED MDRO: 20%

DOCUMENTED MDRO: 50%

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Healthcare transfer networks drive regional MDRO spread

▪ Transfer of individuals colonized or infected with MDROs contributes to transmission across healthcare facilities

▪ Initial entry of CRAB and other MDROs into post-acute facilities can be unrecognized

▪ Factors leading to amplification of MDROs in post-acute care facilities ▪ Longer length of stay

▪ Increased complexity of care

▪ Decreased staff: patient ratios

▪ Gaps in IPC programs and practices

Won SY et al. Clin Infect Dis. 2011;53(6):532-540.

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Containment and Prevention of MDROs

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IPC program implementation challenges: Lessons learned

▪ Limited administrative support, staff time and resources for infection prevention and control activities

▪ Gaps in adherence to hand hygiene, limited access to alcohol-based hand rubs

▪ Limited access to personal protective equipment (PPE) and minimal use of Contact Precautions

▪ Improper product selection, use and access to reduce environmental surface contamination within shared rooms

▪ Inadequate cleaning/disinfection of equipment shared between residents

▪ Inadequate communication of MDRO history or risk factors during facility transfers

▪ Challenges with staff turnover and need for continuous training to sustain efforts

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Infection prevention and control (IPC) practices

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MDRO Prevention: Novel and Core Strategies

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MDRO Prevention Strategies: Back to Basics

Hand HygienePersonal Protective

Equipment & PrecautionsEnvironmental

Cleaning & Disinfection

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Hand Hygiene

Alcohol-based hand rub (ABHR) is preferred over soap and water except when hands are visibly soiled.

- Effective against CRAB and other MDROs

- Immediate killing effect

- Less dependent on technique

- Placement of dispensers increases availability to HH supplies and improves adherence

https://www.cdc.gov/handhygiene/science/index.html

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Support for ABHR Use

If hands are not visibly soiled, use an alcohol-based hand rub (ABHR)

“consistent with accepted standards of practice such as the use of ABHR instead of soap and water in all clinical situations except when hands are visibly soiled (e.g., blood, body fluids), or after caring for a resident with known or suspected C. difficile or norovirus infection during an outbreak, or if infection rates of C. difficile are high…”

Literature:ABHR is a faster, more convenient, less drying method of HH for HCWs in a LTCF AND it improved compliance. ABHR was more efficacious than soap and water in removing pathogens already present on HCW hands.

Mody L. et al. ICHE 2003; 24(3):165-171

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Hand Hygiene Education

▪ Proper hand hygiene techniques

▪ Indications for performing hand hygiene

– BEFORE patient/resident contact.

– BEFORE performing clean or aseptic tasks; BETWEEN moving from a dirty to clean site

– AFTER contact with blood, body fluids, mucous membranes or non-intact skin/wounds

– AFTER patient/resident contact

– AFTER touching the care environment

▪ Hand hygiene when using Personal Protective Equipment (PPE)

– Before donning PPE and after removal

– Gloves are NOT a substitute for performing hand hygiene.

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Ensure Access to Hand Hygiene Supplies

▪ Evaluate current availability of sinks and ABHR in high acuity units

▪ Place ABHR dispensers in patient/resident care locations▪ Inside and outside of resident rooms

▪ Common areas

▪ Staff work stations

▪ Therapy rooms

▪ Develop a process and identify personnel to monitor and restock HH supplies

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Training, Auditing and Feedback

▪ Create a culture of safety to encourage peer to peer hand hygiene reminders

▪ Utilize competency-based training activities▪ Caught “red-handed”

▪ Fluorescent gel hand washing exercise

▪ Develop an auditing and feedback program

▪ Train “secret shoppers” to observe hand hygiene practices

▪ Record and summarize data routinely (e.g. monthly or quarterly

▪ Provide feedback to front-line staff

http://professionals.site.apic.org/files/2013/10/ICW_Planner_2012.pdf

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Personal Protective Equipment (PPE) & Precautions

Standard Precautions

Transmission-Based

Precautions

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Standard Precautions

PPE

Hand Hygiene

Injection &

Medication Safety

Respiratory Hygiene &

Cough Etiquette

Environmental Cleaning &

Disinfection

Reprocessing of Reusable

Medical Equipment

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Contact Precautions for MDROs

▪ Perform hand hygiene

▪ Gown and gloves upon room entry

▪ Dedicated equipment

▪ Private room

▪ Room restriction

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Difficulty in Applying Transmission-Based Precautions for MDROs in Nursing Homes

▪ “Transmission-Based Precautions must be used when a resident develops signs and symptoms of a transmissible infection”

▪ “Facility policies must identify type and duration of Transmission-Based Precautions”

▪ “Transmission-Based Precautions should be the least restrictive possible for the resident based on his/her clinical situation and used for the least amount of time”

▪ “Once the resident is no longer a risk for transmitting the infection… removing Transmission-Based Precautions is required”

Department of Health and Human Services. Centers for Medicare and Medicaid Services. Rev. 173, 11-22-17.State Operations Manual Appendix PP: Guidance to Surveyors for Long Term Care Facilities [PDF – 749 pages]

https://www.cms.gov/Regulations-and-Guidance/Guidance/Manuals/downloads/som107ap_pp_guidelines_ltcf.pdf

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Difficulty in Applying Transmission-Based Precautions for MDROs in Nursing Homes

▪ “Transmission-Based Precautions must be used when a resident develops signs and symptoms of a transmissible infection”

▪ “Facility policies must identify type and duration of Transmission-Based Precautions”

▪ “Transmission-Based Precautions should be the least restrictive possible for the resident based on his/her clinical situation and used for the least amount of time”

▪ “Once the resident is no longer a risk for transmitting the infection… removing Transmission-Based Precautions is required”

Colonization ≠ Infection

Department of Health and Human Services. Centers for Medicare and Medicaid Services. Rev. 173, 11-22-17.State Operations Manual Appendix PP: Guidance to Surveyors for Long Term Care Facilities [PDF – 749 pages]

https://www.cms.gov/Regulations-and-Guidance/Guidance/Manuals/downloads/som107ap_pp_guidelines_ltcf.pdf

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Difficulty in Applying Transmission-Based Precautions for MDROs in Nursing Homes

▪ “Transmission-Based Precautions must be used when a resident develops signs and symptoms of a transmissible infection”

▪ “Facility policies must identify type and duration of Transmission-Based Precautions”

▪ “Transmission-Based Precautions should be the least restrictive possible for the resident based on his/her clinical situation and used for the least amount of time”

▪ “Once the resident is no longer a risk for transmitting the infection… removing Transmission-Based Precautions is required”

Colonization ≠ Infection

Duration of MDRO colonization can be prolonged (>6 months)

Department of Health and Human Services. Centers for Medicare and Medicaid Services. Rev. 173, 11-22-17.State Operations Manual Appendix PP: Guidance to Surveyors for Long Term Care Facilities [PDF – 749 pages]

https://www.cms.gov/Regulations-and-Guidance/Guidance/Manuals/downloads/som107ap_pp_guidelines_ltcf.pdf

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Difficulty in Applying Transmission-Based Precautions forMDROs in Nursing Homes

▪ “Transmission-Based Precautions must be used when a resident develops signs and symptoms of a transmissible infection”

▪ “Facility policies must identify type and duration of Transmission-Based Precautions”

▪ “Transmission-Based Precautions should be the least restrictive possible for the resident based on his/her clinical situation and used for the least amount of time”

▪ “Once the resident is no longer a risk for transmitting the infection… removing Transmission-Based Precautions is required”

Colonization ≠ Infection

Duration of MDRO colonization can be prolonged (>6 months)

Resident remains at risk for transmitting the MDRO even when not actively infected

Department of Health and Human Services. Centers for Medicare and Medicaid Services. Rev. 173, 11-22-17.State Operations Manual Appendix PP: Guidance to Surveyors for Long Term Care Facilities [PDF – 749 pages]

https://www.cms.gov/Regulations-and-Guidance/Guidance/Manuals/downloads/som107ap_pp_guidelines_ltcf.pdf

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Focusing only on residents with active infection fails to address the continued risk of transmission from residents with MDRO colonization,

which can persist for long periods of time (e.g., months), and result in the silent spread of MDROs.

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The Need for a New Approach

▪ Clarification of how and when to use PPE and room restriction to prevent the spread of MDROs

▪ Balanced approach to managing the prolonged colonization and preventing the silent spread of MDROs

▪ Addresses care of nursing homes residents at-risk of acquiring colonization

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Enhanced Barrier Precautions (EBP): Guidance for Nursing Homes to Prevent MDRO Spread

Implementation of PPE in Nursing Homes to Prevent Spread of Novel or Targeted MDROs https://www.cdc.gov/hai/containment/PPE-Nursing-Homes.html

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“Enhanced Barrier Precautions expand the use of PPE beyond situations in which exposure to blood and body fluids is anticipated

and refer to the use of gown and gloves during high-contact resident care activities that provide opportunities for transfer of MDROs to staff hands and clothing.”

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High-contact Resident Care Activities

▪ Dressing

▪ Bathing/showering

▪ Transferring

▪ Providing hygiene

▪ Changing linens

▪ Changing briefs or assisting with toileting

▪ Device care or use of a device: central line, urinary catheter, feeding tube, tracheostomy/ventilator

▪ Wound care: any skin opening requiring a dressing

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Resistant Gram-negative Bacteria (RGNB) Transmission to Gowns and Gloves of HCW during Care of Colonized Residents▪ Highest Risk:

Showering

Hygiene

Toileting

Wound dressing changes

▪ Lowest Risk:

Assist feeding

Giving meds

Glucose monitoring

Blanco et al. Infect Control Hosp Epidemiol (2018), 39, 1425-1430

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Enhanced Barrier Precautions should be usedfor all Nursing Home residents with any of the following:

▪ Infection or colonization with a novel or targeted MDRO (as of July 2019) defined as:

Pan-resistant organisms,

Carbapenemase-producing Enterobacteriaceae,

Carbapenemase-producing Pseudomonas spp.,

Carbapenemase-producing Acinetobacter baumanii,

Candida auris

▪ Wounds and/or indwelling medical devices (e.g. central line, urinary catheter, feeding tube, tracheostomy/ventilator) regardless of MDRO colonization status residing in the same unit/ward

▪ When Contact Precautions do not apply

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Contact Precautions should be used:

▪ All residents infected or colonized with a novel or targeted multidrug-resistant organism in specific situations:

Presence of acute diarrhea, draining wounds or other sites of secretions or excretions that are unable to be kept covered or contained

On units or in facilities where ongoing transmission is documented or suspected

▪ For infections (e.g., C. difficile, norovirus, scabies) and other conditions where Contact Precautions is recommended

See Appendix A – Type and duration of Precautions Recommended for Selected Infections and Conditions of the CDC Guideline for Isolation Precautions

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Personal Protective Equipment (PPE) & Precautions

Standard Precautions

Enhanced Barrier

Precautions

Contact Precautions

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Required PPE forEnhanced Barrier Precautions vs. Contact Precautions

Enhanced Barrier PrecautionsApplies to:

Gloves and gown prior to the high-contact care activity

Note:

• Does not require single-person room

• Does not require restrictions of movement/participation within facility policy.

Contact PrecautionsApplies to:

Gloves and gown

Note:

• Includes consideration for single-person room or cohorting

• Includes restriction of movement and participation in group activities within the facility

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Enhanced Barrier Precautions: Quick Summary

▪ WHO: Residents colonized with Novel or Targeted MDROs

AND residents with wounds and/orindwelling medical devices

ON THE SAME UNIT

▪ WHAT: Gown and glove use for high-contact resident care activities

▪ WHERE: Nursing Homes

▪ WHEN: Novel or Targeted MDRO isidentified in the facility

▪ WHY: Prevent the spread of MDROs andPROMOTE RESIDENT SAFETY

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Implementing Precautions: Clear Signage

▪ Identifies the type of Precautions

– Generic “STOP/See nurse” signs are not adequate

▪ Includes the required PPE:

– Lists the high-contact resident care activities for gown/glove use

▪ Displayed immediately outside of resident room

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▪ PPE available at resident room with process for restocking supplies

▪ Access to alcohol-based hand rub prior to donning PPE and after PPE removal

▪ Use dedicated equipment whenever possible

▪ Access to cleaning supplies such as disinfecting wipes for shared equipment

Implementing Precautions: Access to Supplies

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Auditing Practices and Education

▪ Incorporate periodic monitoring and assessment of adherence to determine need for additional training and education

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Environmental Cleaning: General Principles

▪ Establish a standard process that ensures consistency and prevents cross-contamination

– Working around the room in same direction every time

– Starting from highest surfaces and work down

– Always moving from clean areas to dirty

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Environmental Cleaning: Focus on high touch surfaces

Implement more frequent cleaning/ disinfection for surfaces likely to be contaminated:

▪ Bed and chair rails

▪ Bedside tables

▪ Call light

▪ Remote control and phone

▪ Sink and toilet

▪ Light switches, knobs and door handles

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Environmental Cleaning: Understanding Contact Times and Product Instructions

▪ Contact Time: amount of time a surface should be exposed to a disinfectant to kill pathogens

▪ Must follow product guidance and instructions for use

▪ Selecting products with long contact times (>10min) may not be practical

▪ Clear labeling helps staff use products appropriately for maximum effect

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Monitoring Quality of Environmental Cleaning

▪ Develop an auditing & feedback program

– Direct observation to evaluate use of appropriate products and procedures

– Evaluate consistency of cleaning by use of fluorescent gel markings

– Record and summarize data routinely (e.g. monthly or quarterly

– Provide feedback to EVS/Housekeeping staff

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Cleaning and Disinfection of Shared Medical Equipment

▪ Shared medical equipment must be cleaned and disinfected prior to use with another resident

▪ Easy access to appropriate cleaning/ disinfectant products at point of use

▪ Coordination between nursing, rehabilitation, and housekeeping/EVS staff to determine “Who cleans what?” and frequency of cleaning equipment

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“Who Cleans What??” checklist

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Examples of success: Supporting the IPC program activities

▪ Individual responsible for IPC program receives dedicated time and training to oversee program and practice implementation

▪ Facility administrative and clinical leaders allocate resources and provide support for IPC program activities

▪ Team approach to implementation of IPC practices with infection prevention, front-line nursing staff, EVS/Housekeeping staff, and other ancillary staff

▪ Staff receive competency-based education and have access to supplies to support adherence to IPC practices

▪ Ongoing monitoring and feedback of adherence to IPC practices used to identify and address barriers, maintain staff awareness, and ensure consistency of practices

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Communication at time of Transfer

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https://www.cms.gov/files/document/qso-20-03-nh

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https://www.cms.gov/files/document/qso-20-03-nh

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Actions to Improve Infection Prevention and Control

In light of recent reports of healthcare-associated infections in nursing homes, such as adenovirus and Candida auris, facilities are reminded of their responsibility for an effective infection prevention and control program to mitigate the onset and spread of infections. Basic practices include: • Appropriate hand hygiene. As a reminder, alcohol-based handrub (ABHR)

should be used instead of soap and water in all clinical situations except when hands are visibly soiled (e.g., blood, body fluids), or after caring for a resident with known or suspected C. difficile or norovirus infection during an outbreak; in these circumstances, soap and water should be used. Facilities should ensure adequate access to ABHR since a main reason for inadequate hand hygiene adherence results from poor access;

• Appropriate use of personal protective equipment (PPE). Facilities need to ensure sufficient access and use of PPE, such as gowns and gloves in resident care areas/near the entrance to resident rooms, and appropriate education about the importance of PPE;

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Actions to Improve Infection Prevention and Control (continued)

• Environmental cleaning and disinfection. Clean and disinfect the resident's care environment and shared equipment with agents effective against the identified organism or products on an EPA-registered antimicrobial list recommended by public health authorities. It is important to follow all manufacturer’s directions for use for a surface disinfectant including applying the product for the correct contact time. Facilities need to ensure adequate access to supplies and proper instruction for staff (nursing or housekeeping/environmental services) responsible for cleaning pieces of equipment;

• Implementation of transmission-based precautions when indicated; • Providing adequate surveillance and identification of resident diagnoses of

infections or multidrug-resistant organism (MDRO) colonization status admitted to your facility to understand the types of infections and causative agents present; and

• Identifying and communicating at the time of transfer into and out of a facility the infection and/or MDRO colonization status of residents so appropriate measures can be implemented.

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Actions to Improve Infection Prevention and Control (continued)

Additionally, we strongly encourage the use of available technical resources, especially when novel organisms appear or there is an outbreak in your area. In many cases the Centers for Disease Control and Prevention is the first entity to release information on novel organisms. Your local and state health department may also be a resource on information specific to the prevalence of a specific organism in your area and actions to take. All facilities must comply with state and local public health authority requirements for identification, reporting, and containing communicable diseases and outbreaks. Many infection prevention and control resources are available to you to prevent and control infections in your facility.

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Resources

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Online resources

https://www.cdc.gov/drugresistance/biggest-threats.html#acine

https://www.cdc.gov/hai/organisms/acinetobacter.html

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CDC Nursing Home IP Training Course

❑ Curriculum designed to cover the core activities and practices of a NH IPC program

❑ Web-based, self-study modules; close to 20 CE hours

❑ Based on CDC guidance and best-practice recommendations

❑ Target audience – nursing home staff given responsibility for IPC program implementation

https://www.train.org/cdctrain/training_plan/3814

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https://www.cdc.gov/hai/containment/guidelines.html

CDC Containment Guidelines and Resources

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For more information, contact CDC1-800-CDC-INFO (232-4636)TTY: 1-888-232-6348 www.cdc.gov

The findings and conclusions in this report are those of the authors and do not necessarily represent the official position of the Centers for Disease Control and Prevention.

Thank you!

Questions/commentsEmail: [email protected]

Email:

https://www.cdc.gov/longtermcare/index.html