Implementation of the four cross-cutting Contractual PPPs under Horizon 2020 PPPs Information day 16 October 2015

FoF, EeB, EGVI & SPIRE

José-Lorenzo Vallés

DG Research and Innovation

The Policy Context for these cPPPs

Five of the Priority areas from Juncker's Agenda:

• To boost jobs, growth and investment;

• To realise a connected digital single market;

• To implement a resilient Energy Union with a forward looking climate change policy;

• To develop a deeper and fairer internal market with a strengthened industrial base;

• To make Europe a stronger global actor

The Framework Programme Horizon 2020

• Excellent science, Competitiveness, Better society

Challenges:

• Getting research results to market -> Open Innovation

• Not fall behind on the very best science -> Open Science

• EU science more active in global debates -> Open to the world

New strategic priorities for R & I

Specific issues regarding Open innovation:

• What? Involving more actors in the innovation process

• Why? to capitalise on the results of European R & I

• How? creating right ecosystems, increasing investment, bringing more companies into the knowledge economy

Why Public-Private Partnerships in Horizon 2020?

• To solve problems together with industry

• To strengthen European industrial leadership

• To facilitate prioritisation of R&I in line with the Europe 2020 objectives and industry needs

• To leverage research and innovation elements

• To strongly commit industry to joint objectives

PPPs in Horizon 2020

Institutionalised PPPs Contractual PPPs

• Innovative Medicines (IMI)

• Clean Sky

• Single European Sky ATM Research (SESAR)

• Fuel Cells and Hydrogen (FCH)

• Electronic Components and Systems (ECSEL - old ARTEMIS + ENIAC)

New:

• Bio-based Industries (BBI)

• Shift2Rail

• Factory of the Future (FoF)

• Energy-efficient Buildings (EeB)

• Green Vehicles (EGVI)

• Future internet (5G)

New:

• Sustainable Process Industry (SPIRE)

• Robotics

• Photonics

• High Performance Computing

• Big Data

Key elements in the implementation of these cPPPs in 2014-15

• Partnership Board meetings (6 for FoF, EeB, SPIRE and 2 for EGVI) and meetings for cPPP lead-services coordination

• Agreed common Rules for Procedure for the PB, including provisions on openness and potential conflict of interest

• Annual workshops on the Impact of the cPPP projects for FoF, EeB and SPIRE and other meetings for EGVI

• The first cPPP Progress Monitoring Reports (2014) finalised (with information on projects, KPIs, leverage factor)

• Meeting with Commissioner Oettinger on 18 September

• Meeting with Commissioner Moedas on 24 September

Factories of the Future PPP

• Manufacturing sector

• 23% of European jobs (over 30 million)

• The vast majority are in SMEs

• Manufacturing gives 80% of EU exports

• Complex R&D-intensive activity

• R&D costs and risks are high

• Technological capabilities and supply chains are dispersed across the EU

• Critical mass of stakeholders at EU level is needed to go beyond the capacity of individual Member States

Goals of the FoF PPP

• Strengthen EU industrial competitiveness and sustainability

• Reduce energy consumption up to 30%

• Reduce use of material up to 20%

• 20% less waste generation

• Increase the share of manufacturing in EU GDP to 20% by 2020

Based on replies by 53 FP7 projects:

• 7 systems & technologies per project

• 7 spin-offs/start-ups reported so far

• 30 patent applications

• 50 activities leading to standardisation

• 20% reduction in energy use and CO2

• 15% reduction in waste and use of material resources

• EFFRA Innovation Portal gives info on project results

• Private investments leading to leverage factor of 2.5

FoF Progress monitoring (report 2014)

• Construction sector

• Biggest industrial employer (14.6 million direct jobs)

• 95% of the 3.1 million enterprises are SMEs

• Turnover has decreased significantly during the crisis

• Buildings are linked to 40 % of total energy use and 1/3 of GHG in EU

• Very low replacement rate of the existing stock

Energy-efficient Buildings PPP

• Technologies enabling to speed up a reduction in energy and GHG

• Higher renovation rate of exiting stock

• At lower cost

• Reduction of energy use by 50% compared to 2010

• Reduction of CO2 by 80% compared to 2010

• Improving competitiveness of EU building industry

• Cost-effective , user-friendly, healthy, safe building products for smart cities

Goals of the EeB PPP

Based on replies by 68 projects:

• On average 5 new technologies per project

• Increase of 10.8% of turnover and 9.2% in employees in 1/3 of the SMEs

• 300 demonstration sites

• 781,000 m2 retrofitted

• 50 new type of skills generated

• 35% reduction of energy use

• 39% reduction of CO2 emissions

• 10 training events and 390 people trained, per project

• Private investments leading to leverage factor of 2.5

EeB Progress monitoring (2014 report)

• Automotive industry

• 12 million direct jobs and € 500 billion/year in turnover

• The vehicle market is facing a lasting crisis in Europe

• New green vehicles

• higher energy efficiency

• alternative powertrains

• Technological complexity

• Initial low market acceptance

• Low return on investment

Green Vehicles PPP

• Improvement of energy transport efficiency by 50% by from 2010 to 2030 including:

• 80% in energy efficiency of urban vehicles

• 40% in energy efficiency long distance freight transport

• Deployment of alternative powertrains

• Less pollution and CO2 emissions

Goals of the Green Vehicles PPP

Based on estimations by the 17 new projects:

• 15% reduction of CO2 emissions

• 15 to 40% less energy use

• 96 technologies to be developed

• 6 patents per project

• 10 new high-skilled jobs per project

• 5-10 dissemination events per project

• Reduction in the use of cobalt, nickel, copper, aluminium, etc. and of permanent magnets.

• Expected private investments leading to leverage factor of 3.6

EGVI Progress Monitoring (2014 report)

Sustainable Process Industry PPP

• Process industries

• Eight EU industrial sectors: chemical, steel, cement, ceramics, minerals, non-ferrous metals, industrial water and process engineering

•6.8 million jobs in 450,000 enterprises

•Turnover of over €1,600 billion/year

•At the core of the value chains and highly dependent on resources

• Striving for competitiveness and sustainability

• High risks and long-term investments

• Need for co-operation along the value chains

Goals of the SPIRE PPP

• Integration and demonstration of innovative processes and systems for increased resource efficiency

• Reduction of fossil energy intensity up to 30% by 2030

• Reduction of up to 20% in non-renewable, primary raw material intensity by 2030

• Reduction in GHG of up to 40% by 2030 compared to 1999 levels

Based on estimations by the 18 new projects:

• 7 systems or technologies per project to be developed

• 25 % of projects results expected to be taken up for further investments

• 15 % of waste reduction

• 10 % reduction in CO2 emissions and energy use

• 10 % reduction in the use of material resources

• 30% budget-share going to demonstrators & prototyping

• Expected private investments leading to leverage factor of 4.5

SPIRE Progress monitoring (2014 report)

Projects selected in 2014-15

cPPPs FoF EeB EGVI SPIRE

Funding in M€ 263 138 148 201

Proposals 580 311 99 205

Projects 57 31 17 34

Success rate 10 % 10 % 17 % 14 %

Organisations 703 321 265 432

cPPP Calls 2014-15 Time to Grant

236 235 231 237

191 173 178

0

50

100

150

200

250

FoF EeB EGVI SPIRE

# D

ays

TTG 2014

TTG 2015

Industry-share and outreach in 2014-15

cPPPs FoF EeB EGVI SPIRE

% of Industry

in the participants 60 56 54 59

% of SMEs

in the participants 36 30 20 26

Total countries in the

selected projects 28 29 21 31

% of Non-members in

the participants (2014) 77 75 67 73

% of Non-members in

the EC funding (2014) 77 70 53 71

cPPP Calls 2014-15 Type of Organisations (% EC funding)

21%

22%

52%

4% EeB

Public Bodies

Researchorganisations

Higher orsecondaryeducation

Private for profit(excl. education)

Others

27%

19%

51%

3% FoF

24%

10%

57%

9%

EGVI

26%

20%

52%

2% SPIRE

Public Bodies

Researchorganisations

Higher or secondaryeducation

Private for profit(excl. education)

Others

cPPP Calls 2014-15 Type of Organisations (% EC funding)

Indicative EC funding for 2016

H2020

funding

NMBP

RTD

ICT

CNECT

Transport

RTD

Energy

RTD + ENER

Environment

RTD

TOTAL

M€

FoF 77 83 - - - 160

EeB 49 - - 8 - 57

EGVI 16 - 80 - - 96

SPIRE 74 - - 13 40 127

TOTAL 216 83 80 21 40 440

Horizon 2020 Rules

• Types of action • RIA: Research and innovation actions –> Core activities in research

• IA: Innovation actions –> Core activities in innovation

• CSA: Coordination and support actions

• Simplified funding rates • Up to 100 % of the eligible costs; but up to 70% in IA if profit-seeking organisations

• Single indirect cost model: 25% flat rate for all

Evaluation criteria • Excellence – Impact – Quality and efficiency of the action (similar with FP7)

• Thresholds are depending on the call conditions

Time to Grant shortened • Maximum 8 months to Grant Agreement (and evaluation results before 5)

• Grant preparation rather than negotiation

(proposals are evaluated "as is" and not "what could be")

FoF - Call topics for 2016

• Total EC funding: €160 million

• NMBP (77 M€)

2 topics RIA

2 topics IA

1 topic CSA

• ICT (83 M€)

1 topic RIA & CSA (53 M€)

1 topic IA & CSA (30 M€)

• Common deadline: 21 January 2016

• Areas covered include: Additive manufacturing; Machinery

and robot systems, Zero-defect strategies, Evolving production systems, Digital automation, Photonics laser-based production

EeB - Call topics for 2016

• Total EC funding: €57 million

• NMBP (49 M€)

1 topic RIA

2 topics IA

1 topics CSA

• Energy (8 M€)

1 topic IA

• Common deadline: 21 January 2016

• Areas covered include: Highly efficient insulation materials;

thermal energy storage; energy performance assessment; reuse and recycling of construction materials; cost-effective deep renovation

EGVI - Call topics for 2016

• Total EC funding: €96 million

• Transport (80 M€)

1 topic RIA

1 topic IA

1 topic CSA

1 topic ERA-NET Co-fund

• NMBP (16 M€)

1 topic RIA

• Deadlines: Transport, 26 January 2016 NMBP, 21 January 2016

• Areas covered include: low emission powertrains;

hybridisation of road vehicles; road transport technologies; electromobility; weight reduction of high-volume vehicles and components

SPIRE - Call topics for 2016

• Total EC funding: €127 million

• NMBP (74 M€) – deadline 21 January 2016

2 topic RIA

2 topics IA

2 topics CSA

• Energy (13 M€)

1 topic IA (8 M€) – deadline 21 January 2016

1 topic ERA-NET Co-Fund (5 M€) – deadline 15 September 2016

• Environment (40 M€)

1 topic IA (30 M€) – two stages: 8 March and 6 September 2016

1 topic RIA (10 M€) – deadline 16 February 2016

Areas covered include: water management systems; Plant-wide

monitoring and control; high added value process streams; furnace design; use of CO2/CO as feedstock; Business models; waste heat; eco-innovative approaches for circular economy;

HORIZON 2020

Thank you for your attention More information:

HORIZON 2020: http://ec.europa.eu/research/participants/portal/desktop/en/home.html

Contractual Public-Private Partnerships in research and innovation: http://ec.europa.eu/research/industrial_technologies/ppp-in-research_en.html

Afternoon parallel sessions

Detailed information on the Call topics (with Q & A)

Brokerage event (with presentations of ideas)

Rooms SPIRE FoF EGVI EeB

13.30-18.00

Sicco Mansholt

–

Lord Jenkins

Alcide De Gasperi

Centre Albert Borchette

0D

Centre Albert Borchette

1A-1B-1C

Lunch

• Participants registered for EGVI & EEB

Lunch served in Centre Albert Borchette

• Participants registered for FoF & SPIRE

Lunch served in floor of Alcide de Gasperi