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ICD-10 Update: Analytic Community Involvement - Critical to Implementation Success BUMED M3 Medical Operations

ICD-10 Update: Analytic Community Involvement - Critical to Implementation Success

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ICD-10 Update: Analytic Community

Involvement - Critical to Implementation Success

BUMED M3 Medical Operations

BLUF The Centers for Medicare and Medicaid Services (CMS) has mandated

International Classification of Diseases Revision 10 (ICD-10) diagnosis and procedure coding standards for all discharges effective 1 October 2014 (proposed). Conforming to these new standards will require careful planning, coordination, and execution.

Key operational and technology areas potentially impacted include:o End-to-end operations including ordering/scheduling, clinical

documentation by providers, diagnosis coding (inpatient/outpatient/APV), procedure coding (inpatient), and third party billing and collections

o Military Health System (MHS) funding mechanisms and resulting business planning

o Any information system that contains clinical data (including Navy-specific systems)

o Reporting and statistical databases (including ability to trend data)

Anyone who generates or uses clinical data for analytics will need to be trained on ICD-10 and update their processes as appropriate

The infrastructure is in place to ensure people will be trained, processes will be optimized, technology will be improved, and policy will be updated to meet ICD-10 standards.

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U.S. Lags Behind in ICD-10 Implementation

The US is the only industrialized nation that is still using ICD-9 for health care delivery and administrative purposes

The World Health Organization (WHO) adopted ICD-10 in 1990 and most industrialized countries have since wholly adopted it, except the United States. This delay is due in part by the link between ICD-9 coding and healthcare reimbursement/funding in the US that does not exist in other countries.

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The Changes and Implications of ICD-10

ImplicationsICD-10 Changes

Pervasive Impacts Enterprise training required across most

operational areas− Additional Anatomy & Physiology

education− Common procedure names not used− Many ICD-9 codes will translate to

multiple ICD-10 codes Diagnosis codes and procedure codes flow

through mission critical operational systems and analytical tools

Third party system reliance adds more complexity to the implementation

Deterministic crosswalk between ICD-9 and ICD-10 is not yet proven

Coders and physicians may struggle with adoption

Multi-Disciplinary Challenge Technology strategy, planning and

remediation alignment Workflow reengineering, training and

change management is essential

ICD-10 codes introduce greater detail, specificity, and complexity when recording the diagnosis and procedures.

Complete Overhaul of Diagnosis & Procedure Codes

ICD-9-CM (Diagnosis)3-5 digits

alphanumeric≈14,000 unique

codes

ICD-9-CM (Procedure)

3-4 digits numeric

≈ 4,000 unique codes

ICD-10-CM3-7 alphanumeric

characters> 68,000 unique

codes

ICD-10-PCS (Inpatient)

7 digits numeric or alphanumeric

characters> 72,000 unique

codes4

Mapping ICD-9 to ICD-10 Code Examples

The following pictures show examples of the possible mapping types for ICD-9 to ICD-10 diagnosis and procedure codes and illustrates how this is not simply a code set replacement. Coders will need to read the medical record, find the correct information, and match it to the most appropriate code.

ICD-9 to ICD-10Procedure Codes

ICD-9 to ICD-10 Diagnosis Codes

ICD-9 CodeICD-10 Code

Exact Equivalent

Approximate Equivalent

Key

437Partial

Gastrectomy with Anastomosis to

Jejunum

0DB60ZZExcision of

Stomach, Open Approach

0DB63ZZExcision of Stomach,

Percutaneous Approach

0DB64ZZExcision of Stomach,

Percutaneous Endoscopic Approach

0DB67ZZExcision of

Stomach, Via Natural or

Artificial Opening

0DB67ZZExcision of

Stomach, Via Natural or

Artificial Opening Endoscopic

0D160ZABypass Stomach to Jejunum, Open

Approach

0D164ZABypass Stomach

to Jejunum, Percutaneous Endoscopic Approach

0D168ZABypass Stomach to Jejunum, via

Natural or Artificial Opening

Endoscopic

8962Traumatic

Amputation of Foot (Complete) (Partial) Bilateral

without Complication

S98911AComplete Traumatic

Amputation of Right Foot, Level

Unspecified, Initial Encounter

S98921APartial Traumatic

Amputation of Right Foot, Level

Unspecified, Initial Encounter

S98912AComplete Traumatic

Amputation OF Left Foot, Level

Unspecified, Initial Encounter

S98922APartial Traumatic

Amputation of Left Foot, Level

Unspecified, Initial Encounter

Scenario 1 Scenario 2

ororor

or

or

or

or

or

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Expected Benefits of ICD-10 are Significant

Today’s data needs are dramatically different than they were 30 years ago when ICD-9 was introduced. ICD-10 will advance healthcare in many ways, with benefits accruing across four major categories.

Quality Measurement

Data availability to assess quality standards, patient safety goals, mandates and compliance

Higher quality information for measuring healthcare service quality, safety, and efficiency

Public Health Improved disease and outbreak information Improved ability to track and respond to international public

health threats

Research Better data mining for increased analysis of diagnosis, treatment

efficacy, prevention, etc Recognition of advances in medicine and technology

Organizational Monitoring and

Performance Enhanced ability to identify and resolve problems

The benefits are significant but will require changes to processes, policy, and technology across operations

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Anticipated ICD-10 Impacted Functions

Navy Medicine will need a coordinated system-wide effort to prepare for ICD-10 coding. This includes an in-depth impact assessment of the relevant people, processes, policies, and technology.

TechnologyTechnology

Discharge Processing

Discharge Processing

Laboratory & Radiology

Laboratory & Radiology

Physician Credentialin

g

Physician Credentialin

g

Health Education &

Training

Health Education &

Training

Patient Administrati

on

Patient Administrati

on

Inpatient & Outpatient Services

Inpatient & Outpatient Services

Business Office

Business Office

Analytics & Quality

Management

Analytics & Quality

Management

Ancillary & Diagnostic Services

Ancillary & Diagnostic Services

HIMHIMR&D

Command Analysis

R&D Command Analysis

Pre-Registration & Eligibility

Pre-Registration & Eligibility

Registration & Check-in

Registration & Check-in

ED Registration

ED Registration

SchedulingScheduling

Emergency Care

Emergency Care

Outpatient & APV Care

Outpatient & APV Care

Order EntryOrder Entry

Surgical Procedures

Surgical Procedures

Inpatient Care

Inpatient Care

Healthcare Operations

Healthcare Operations

Inpatient Coding

Inpatient Coding

Outpatient & APV Coding

Outpatient & APV Coding

Clinical (Medical)

Documentation

Clinical (Medical)

Documentation

Third Party Collections

Third Party Collections

Data Quality & Reporting

Data Quality & Reporting

ManpowerManpower

Program Support

Program Support

AssessmentAssessment

Program Measures &

Controls

Program Measures &

Controls

Program Improvemen

t

Program Improvemen

t

Clinical Trials

Clinical Trials

PharmacyPharmacy

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Impacts to Data and Analytics• Explosion in data – providers and coders will be choosing from EIGHT times as

many codes and may require more codes to be used in parallel to capture the full set of information

• Impact to accuracy – initial decreases in coding accuracy can be anticipated as providers and coders adjust to the new coding methodology

• Changes in queries – Many reports are used in data analytics today that rely on queries including ICD data. These will need to be updated.

• Trending – comparing “apples to oranges” after the change will be a challenge; ICD-9 and ICD-10 data will initially be mixed in the M2 depending on service date

• Revenue modeling – third party reimbursement and PPS revenue will be impacted if less specific codes are used

• Research databases / Quality Measures – any reporting on disease incidence and other clinical measures will be impacted (including standalone Navy systems)

• Mapping – TMA has adopted CMS back-mapping between ICD-9 and ICD-10; BUMED is investigating appropriate use of mapping for M2

BUMED ICD-10 Approach

Assess Plan Execute Sustain

FY 2012 FY 2013 FY 2014

Impact Assessment

Imp. Plan

Training Strategy

Regional Training Events

Clinical Documentation Improvement Program

• Conduct operational & IM/IT assessment• Identify gaps between current & future state ICD-10 requirements• Determine resolution activities required

• Prioritize resolution activities• Determine timeline & resource requirements• Validate plan with key stakeholders

• Determine training needs by position & analyze Navy data to determine priority focus areas• Determine strategy including delivery mechanism that focuses most intensive training on high priority

areas• Schedule training and set up logistics

• Modify training library to meet Navy and attendee requirements• Conduct awareness, data analytics, clinical documentation, & code selection

training depending on audience at Regional Events (e.g., Train the Trainer)• Evaluate training & incorporate improvement opportunities into future training

• Design methodology including core processes, supporting technology, & staffing requirements• Identify steps for executing & report on results/opportunities for improvement once implemented

ICD-10 Program Management Office

• Support BUMED’s role of oversight & monitoring of issues related to documentation/coding• Execute governance model across M1, M3, M6, M8, Regions, NAVMISSA, NMSC, MTFs, & other Services• Manage & monitor the multiple projects required to implement ICD-10 & provide status reporting against schedule/goals• Communicate ICD-10 related messages across the organization

BUMED has a plan that includes a governance model and PMO to provide structure to the ICD-10 implementation and ensure analytic needs are addressed.

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Readiness Activities

Data Managers

Estimated Training Time

• *16 hrs to gain the appropriate knowledge of structure, format, length, and hierarchy of the ICD-10 codes

Key Activities for Successful Transition

• Gain the appropriate knowledge of ICD-10 codes in order to understand the new code sets enough to forecast what they must alter in the database in order to accommodate this change

• Understand the data comparability issues and impact on longitudinal data analysis

• Understand the differences in classification of diseases and procedures, including definitions and code category composition, in order to assess impact on data trends

*Note: Estimated training hours are based on AHIMA recommendations and are not necessarily representative of needs for all Navy Medicine staff. Training hours required will vary on an individual basis, e.g., coding personnel will require up to 50 hours of training.

To mitigate the potential accuracy issues related to the ICD-10 changes, significant training is required, and these needs vary by staff type. Below are the anticipated requirements for data analysts.

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The Education and Training team and Analytic Reporting team will work together to drive requirements for analysts

Governance Structure

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Work TeamRoles and Responsibilities

Education & Training

Developing ICD-10 training content and the training program using input from other ICD-10 Work Teams

Developing appropriate education and training policies and programs for ICD-10

Assessing/evaluating coder, provider and business training

Providing status reports to the BUMED HIM ICD-10 PMO

The work teams with responsibility over analytics each have a specific role towards ensuring analytic requirements are met

Developing the plans for managing impacted research data and reports

Reviewing and reporting to the BUMED HIM ICD-10 PMO on potential ICD-10 impacts to specific applications such as: HEDIS, Population Health, etc. M2 Reports, as applicable Audit Registry Prototype

Providing status reports to the BUMED HIM ICD-10 PMO

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Discussion

• How do you currently use ICD-9 and other clinical data?

• What challenges do you foresee for maintaining your data analytic capabilities in the transition to ICD-10?

• What mitigation strategies can you think of?

• At every Region/MTF the Patient Admin Officer and Medical Records Administrator are your ICD-10 leads, funnel your thoughts/questions to them who will route to the Regions and ultimately the Health Info Mgmt (HIM) Department at BUMED.

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Who to ContactCAPT Mary Jenkins Phone – (703) 681-6615 E-mail – [email protected]

LCDR Jori Brajer Phone – (703) 681-9239 E-mail – [email protected]

Ms. Shannon McConnell-Lamptey Phone – (703) 681-9193 E-mail – [email protected]

Ms. Jane Cunningham Phone – (703) 681-9138 email –

[email protected]

Mr. Dan Edwards – Deloitte

Phone – (202) 431-5167

E-mail – [email protected]

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BACKUP SLIDES

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ICD-9 Diagnosis & Procedure Code

Mapping

Exact (1:1)

The ICD-9 maps to a single ICD-10 and both codes have the

exact same meaning.

Alternatives (1:M)

The ICD-9 maps to multiple ICD-10 codes, however only one of these ICD-10 codes is required.Approximate (1:1)

The ICD-9 maps to a single ICD-10 and the two codes have similar meanings although the definitions are not

exactly the same.

Complex (1:M)

The ICD-9 to ICD-10 mapping consists of both combinations and

alternative mappings.

Combination (1:M)

The ICD-9 maps to a group of ICD-10 codes which must be taken together in order to have a similar meaning to

the ICD-10.

Other (No Mapping)

There is no CMS published mappings from ICD-9 to ICD-10 (e.g., injury codes, extender codes)

ICD-9 ICD-10

ICD-10

ICD-10

ICD-9 ICD-10

ICD-9 ICD-10

ICD-9 ICD-10 ICD-10 ICD-10

ICD-9

ICD-10

ICD-10

ICD-10 ICD-10

Exact Equivalent Approximate Equivalent

ICD-9 ?

Key

When mapping ICD-9 codes to ICD-10, occasionally a one-to-one match is discovered, however 80% of the time, two or more multiple possible matches are identified as noted below. This is not simply a code set replacement.

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