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HIGHWAY LIABILITY CLAIMS
2008: MANAGING THE RISKS
Developing Training Itinerary for Efficient Safety Inspections
Ian Grierson Highways Area Team Manager
Leicestershire County Council
April 28th, 2008
DEVELOPING TRAINING ITINERARY
Overview of National Standard
Develop Strong Inspector Training System
Provide Adequate and Consistent Training
Recruit dedicated Highway Claims
Investigators
HIGHWAY RISK AND LIABILITY CLAIMS
Well Maintained Highways (Code of Practice on Highway Maintenance Management)
The Guide to Highway Risk and Liability Claims
UK HIGHWAYS LIABILITY JOINT TASK GROUP
–Institution of Civil Engineers Municipal Group (ICE)
–Association of Local Authority Risk Managers (ALARM)
–Association of British Insurers (ABI)
–Association of Public Service Excellence (APSE)
–Roads Service Northern Ireland
–Welsh Association of Technical Officers (CSS Wales)
–County Surveyors Society (CSS)
–Local Authority Technical Advisory Group (TAG)
–Society for Chief Officers for Transportation in Scotland (SCOTS)
UK Roads Board
Department For Transport
Scottish Executive
Wales Office
Roads Service Northern Ireland
Local Authorities
–England
–Scotland
–Wales
Leicestershire County Council
Perth & Kinross Council
Birmingham City Council
Cambridgeshire County Council
Caerphilly County Borough Council
Kirklees Metropolitan Council
UK HIGHWAYS LIABILITY JOINT TASK
GROUP REPORT
Guide to Appendix C: Well
Maintained Highways
www.roadscodes.org
Examples of successful practice
Successful claims defence
Update to be published Summer
2008
UK HIGHWAYS LIABILITY JOINT TASK
GROUP REPORT
Highway Inspectors Claims Investigators Claims Processors Senior StaffWell Maintained Highways -Code of Practice for Highway Maintenance Management O O O O
Local Inspection Policy Procedures and Guidelines O O O O
Safety at Street Works and RoadWorks: A Code of Practice O O A A
Defect recognition O O O A
Highway Law and Administration O O A O
Measurement and Materials recognition O O A A
Claims Investigation A O A A
Court Proceedings O O A O
Tree condition awareness O* A A A
NATIONAL INSPECTOR TRAINING
Setting a Common Standard
Strengthens Court statement
Development of National Qualification IHIE
Link with existing training
Leicestershire Lantra Customised Award
Birmingham IMTAC
Barnet Skills Centre City & Guilds
accreditation
LEICESTERSHIRE INSPECTOR TRAINING
Training Quality
Assurance
Training Centre
Approved and Certified
Instructors Qualified
and Assessed
Lantra Customised
Awards
Modular Approach
LEICESTERSHIRE INSPECTOR TRAINING
Lantra Customised Awards
Nationally accredited body for construction industry
Sector schemes for traffic management
http://www.leics.gov.uk/index/highways/commercial_services/trainingcentre.htm
LEICESTERSHIRE INSPECTOR TRAINING
Highways Maintenance Policies
Highways Maintenance Procedures
Customer Care
Highway Law
Material Recognition and Measurement
Defect Recognition
Streetworks NRSWA refresher
Claims Investigation and Court Procedures
Tree Awareness
LEICESTERSHIRE INSPECTOR TRAINING
Highways Maintenance Policies
Leicestershire Policies relating to
Inspection
Duty of care
Winter and adverse weather
Public rights of way
Well Maintained Highways
WELL MAINTAINED HIGHWAYS
Carriageway Hierarchy
1 Motorway
2 Strategic Route
3a Main Distributor
3b Secondary Distributor
4a Link Road
4b Local Access Road
Footway Hierarchy
1a Prestige Walking Zone
1 Primary Walking Routes
2 Secondary Walking Routes
3 Link Footways
4 Local Access Footways
LEICESTERSHIRE INSPECTOR TRAINING
Highways Maintenance
Procedures
Leicestershire Inspections
Operational Manual
How and why Inspections
carried out
Safe working practices
Ownership of highway issues
Operational survey techniques
Record keeping
Leicestershire County Council
Highways, Transportation & Waste Management
HIGHWAY INSPECTIONS OPERATIONAL MANUAL
Guidance for Safety Inspections of Highways
Version 1 – December 2006
LEICESTERSHIRE INSPECTOR TRAINING
Inspections carried out
Slow moving vehicle - double manned
On foot
Prove system in place
Identify and record defects
Arrange repairs
Repair in a reasonable time
LEICESTERSHIRE INSPECTOR TRAINING
Customer Care
Customer care computer system
Departmental highways standards
Response times
Service standards
Needs of highway user
Disability issues on highway
LEICESTERSHIRE INSPECTOR TRAINING
Highway Law
In depth knowledge
of duties and
powers Highways
Act 1980
Section 41 duty to
maintain
Section 58 special
defence
Significant Case
histories
Enforcement
LEICESTERSHIRE INSPECTOR TRAINING
Material Recognition
and Measurement
Accurately measure
Estimate
Recognise materials
LEICESTERSHIRE INSPECTOR TRAINING
Material Recognition and Measurement
Material usage
Cost
Maintenance
Wastage
Measure lengths volumes
Describe repairs
Measuring equipment
Terminology of measurement and estimation
LEICESTERSHIRE INSPECTOR TRAINING
Defect Recognition
Leicestershire County Council policies
Well Maintained Highways
Appendix B Parameters for Defect Definitions
Abrupt level differences in running surface
Potholes, cracks, gaps
LEICESTERSHIRE INSPECTOR TRAINING
Defect Recognition
Edge deterioration
Kerbing edging
channels
Ironwork broken
missing
Signs, markings studs
Trees and loose
branches
Rocking slabs
Defective footways
LEICESTERSHIRE INSPECTOR TRAINING
Defect Recognition
TYPES OF HIGHWAY DEFECT APPENDIX A The following are examples of highway defects together with a description of those classed as Category 1, 2H & 2L. The list is not exhaustive and the Inspector will need to use his or her judgement as to what is likely to be hazardous. Category 1 defects should be made safe or repaired within a period of 24 hours of discovery.
Carriageways and Category A Cycleways
Defect Cat. 1 if: Cat. 2H if: Cat. 2L if: Additional advice
Pothole/spalling Depressions Rutting Gap/crack Sunken ironwork
Greater than 20mm deep within a pedestrian crossing. Greater than 40mm deep elsewhere.
As 2L unless likely to deteriorate within 90 days.
Less than 20mm deep within a pedestrian crossing. Up to but not exceeding 40mm deep elsewhere.
Repairs should be programmed where sufficient depth is available to repair.
Edge deterioration
Constituting a hazard to the travelling public especially cyclists.
Greater then 100mm ‘drop off’ on the edge of an unconstrained road.
As 2L unless likely to deteriorate within 90 days.
Less then 100mm ‘drop off’ on the edge of an unconstrained road.
Debris, spillage, contamination
Constituting a hazard on straight sections of road, bends, roundabouts and junctions
Diesel / oil spillage etc., mud on road.
As 2L unless likely to deteriorate within 90 days.
Loose chippings, Slippery / shiney inspection / hydrant covers
LEICESTERSHIRE INSPECTOR TRAINING
Defect Recognition
Identify and describe
defects
Select most suitable
treatment
Describe location
Work within policy
guidelines
LEICESTERSHIRE INSPECTOR TRAINING
Streetworks NRSWA
Understanding Streetworks Act
Safe working practices
Identify dangerous
Signing, lighting & guarding
Application of NRSWA
Inspections
Noticing
Reinstatement specifications
LEICESTERSHIRE INSPECTOR TRAINING
Claims Investigation and Court Procedures
Prepare records and evidence
Court proceedings relating to claims
LEICESTERSHIRE INSPECTOR TRAINING
Claims Sequence Incident Report Form
Alleged cause
Location
Evidence
Photos
Witnesses
Anti Fraud
Joint Inspection
Details of repairs
APlease return this form to: Leicestershire County Council
Southern Area Manager’s Office
Coventry Road,
Croft,
Leicestershire LE9 3GP Tel: 01455 283341
The issue of this form or the acceptance of it when completed cannot be taken as meaning that the County Council accept
any responsibility for the incident described herein, or for the consequences of such.
If you are completing this form on behalf of the claimant, please note that you should both sign the declaration at the end,
unless the claimant is under 18 years of age.
The County Council passes information to the Claims and Underwriting Exchange Register run by Insurance Database
Services Ltd (IDS Ltd) and the Motor Insurance Anti-Fraud and Theft Register run by the Association of British Insurers
(ABI). The aim is to help us check information provided and also to prevent fraudulent claims. We will be passing
information relating to this incident to the appropriate register(s).
In dealing with your claim we may search the registers.
Solicitors should pass this information on to their clients.
INCIDENT REPORT
Please complete all sections below in detail, in block capitals
1) Injured person or owner of property damaged.
Title, initials, surname: .......................................................................................................Age: ..……………….......
Address: .........................................................................................................................................………….…..........
...................................................................................................................................................…………….................
Postcode: ........................................... Telephone Number: .....................................…………........….........…..........
Occupation: .........................................................................................................................………….....….................
2) Particulars of Incident:
Date: ...................................................................................... Time: ..........................………….................…..........
State precisely how incident occurred: ............................................................................................…………….........
...............................................................................................................................................................………….........
...............................................................................................................................................………….........................
..............................................................................................................................................................…………..........
................................................................................................................................................…………........................
..............................................................................................................................................……………......................
3) The Location:
Name of road and route number: ..................................................................................................……….……............
Precise location of incident: ......................................………….....................................................…...........................
................................................................................................…………........................................................................
LEICESTERSHIRE INSPECTOR TRAINING
Tree Awareness
Identify main causes tree defects
Fungus
Dead trees
Loose branches
Refer to specialist for further investigation
Tree related claims
Footways Root damage
Property Root damage
Falling trees Highway (40000)
Falling trees Adjacent land (400000)
RECRUITMENT OF DEDICATED
CLAIMS INVESTIGATORS
Leicestershire in-house Insurance
Service
Close working between claims
handlers and inspectors
Claims handlers trained as
Inspectors
Regular claims updates for
Inspectors
RECRUITMENT OF DEDICATED
CLAIMS INVESTIGATORS
Midlands Service Improvement
Group Benchmarking
Low claim numbers
2004/05 257 & 2005/06 210
High repudiation rate
2004/05 & 2005/06 87%
Low payments to third parties
2004/05 £41k & 2005/06 £25k
SUMMARY
Developing Training Itinerary for Efficient Safety Inspections
Consistent Network Hierarchy
Robust Inspection, Recording & Reporting
Repair in Reasonable Time
Will result in:-
fewer claims
less expense on litigation
less expense on administration