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AAA Financial Intelligence Ltd(Administrators Appointed)c/- Lawler Partners

21465 Pulteney StreetAdelaide SA 5000

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26/02/20,3

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20,368

AMOUNT

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891.002,684.00

$3,575.00

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Total Due

ContactAccounts-TraceyGould.Email: tracey@Nthusiness. coin. an

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AAA Financial Intelligence Ltd(Administrators Appointed)cl- Law!er Partners

21465 Pu!toney StreetAdelaide SA 5000

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DATE

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15/05/2013

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INVOICE NO

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,

201386

it*;\:,=:,'*::*::'*t*:;^^:;;;^!tb!rotiiC"^^a^;^;j3^I. E-*>^$'**5,411=.*!,..-.- .....

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2,676.003,300,00

$5,976.00

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ContactAccotints- Tracey GouldEmail: tracey@Ochusiness. comau

Phone: 0883928700 Fax:0883928777

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TAX INVOICE

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Invoice NumberDaten'ax PointOur ref

AAA Financial Intelligence Limited {AdministratorsAppointed)01. Brad Tonks -Joint and Several VoluntaryAdministrato

Lawler Partners Level9, I 0'Connell StreetSYDNEY NSW2000

*21963027June 201331503B/2794BB9/AKM/105

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ANORTON ROSEFULBR!GHT

Norton Rose Fulbright AustraliaABN32720868049Level 18, Grosvenor Place225 George StreetSYDNEY NSW 2000AUSTRALIA

Tel+61 2 9330 8000Fax +61 2 9330 BiffGPO Box3872, Sydney NSW 2001DX36B Sydneynorionrosefulbright. coin

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AAA Financial Intelligence Limited: external administration

CHARGES FOR PROFESSIONAL SERVICES RENDERED to 24June2013.

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This invoice may include fees and disbursements of other Norton Rose Fulbri ht entities.Where applicable, eXchange rates have been applied to this bill according to the date of each transaction.YUJiali, ribn is dinM lone 1.11" an Ihe r""""

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1,032,00

1,032.00

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103.20

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Invoice NumberDaten'ax PointOur ref

12054399 April2013315038/2794889/MRI

AAA Financial I

L, I '"S'Jointands, ,,, ,, ''nistratorSAppojnted}ONEYNSW2000 ' 'nne!1streef

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Invoice NumberDatelTax PointOur ref

AAA Financial Intelligence Limited (Administrators Appointed)C/- Brad Tonks " Joint and Several Voluntary AdministratoLawler Partners Level 9, I 0'00nnell StreetSYDNEYNSW2000

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1206915

29 April 20133,5038/2794889/AKM/105

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CHARGESFOR PROFESSIONAL SERVICES RENDEREDt0 19 A rin2013.

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ANORTON ROSE

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Invoice NumberDate/Tax PointOur ref

AAA Financial Intelligence Limited (AdministratorsAppointed)C/- Brad Tonks - Joint and Sevei'alVoluntaryAdministrator

Law!er Partners Level9, I 0'Connell StreetSYDNEY NSW2000

1234027

27 September 2013315038/2794889/AKM/105

ANORTON ROSEFULBRIGHT

AAA Financial Intelligence Limited: external administration

Norton Rose Fulbright AustraliaABN 32 720 868 049Level18, Grosvenor Place225 George StreetSYDNEY NSW 2000AUSTRALIA

Tel+6t 2 9330 8000Fax +61 2 9330 Biti

GPO Box3872, Sydney NSW 2001DX368 Sydneynorionrosefulbright. coin

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Invoices are payable netwhen rendered. Payments may be made by cheque to GPO Box 407, BrisbaneQLD 4001 or by credittransferto the account of Norton Rose Fulbright Australia* ANZ Banking GroupLimited, 324 Queen Street, Brisbane, BSB Number 014-002, Account Number 8349-91656, Swift CodeANZBAU3M. PleaseadviseusofyourEFTpaymentbyemai! to^!^, I,

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GST Rate%

5,312.00

J

5,317.25

5.25

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531.73

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Invoice NumberDaterr'ax PointOur ref

,Inaneiallntel"genee Limited (Administrator. . on s-Jointand SeveralVolunta

ers eve! 9, I 0'ConnellStreet

Forthe attention of: kitsten Triglione

1239/87

31 October 2013315038/2794889/AKM/105

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Invoice NumberDate/Tax PointOur ref

AAA Financial Intelligence Limited (Administi'atorsAppointed)C/- Bi'ad Tonks - Joint and Several VoluntaryAdministratorLawler Partners Level9, I 0'Connell StreetSYDNEYNSW2000

1255526

28 February 20143150aB/2794889/AKM/105

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ANORTON ROSEFULBRIGHT

AAA Financial Intelligence Limited: external administration

Norton Rose Fulbrlght AustraliaABN 32 720 868 049Levelt8. Grosvenor Place225 George StreetSYDNEY NSW200oAUSTRALIA

Tel+61 2 9330 8000Fax +61 2 9330 8111

GPO Box3872. Sydney NSVV 2001DX368 Sydneynorionroseiulbright, coin

CHARGESFORPROFESSIONALSERVICESRENDEREDtot4

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GST Rate%

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AAA Financial Intel"gence Limited (AdministratorsAppointed)

ra on s- QintandSeveralVoluntary

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Forthe attention of: Kristen Triglione

124555629 November 2013315038/2794889/AKM/105

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As instructed, we have begun legal actioiL against 11/8 above-mentioned d btI'Dftont costs to ha\, e tile sqmmons drawn up andscr\, etlare as follows:

SolicitorCosts for Sunniio!Is $4400 , 00 Cricklaing GST)Court!tiling Feefor Sunnnons $1,540 . 00 610 GSL' charged)Service Fee for Summons $ 550 . DO Onomdiz3gGST)CompanySealch $ 11.0 , 00 6110/11diz!gGST)

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As instructsd, we have instructed our so!joltorto obtaiziDefaultJnegro. Gilt, andproceeclvvitli a4950^^lotics OIL tile abovementioned debtor. The costs for this are as follows

Solicitors Costs formdgra. Grit $ 516,00<moosT)Solicitors Costs for 45981>106ce $ 990.00 (Itic OST)Corn'I Filing Fee for 4590 Noneo $ 0.00 (in, GST)

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Authorised RepresentativeAgreement

AAA Financial IntelligenceLtdABN 23 093 616 445AFSL n0. 312478

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THIS AGREEMENT made on the date setoutin Item I of the Schedule

BETWEEN:

AAA Financial Intelligence Ltd ACN 093 616 445 ABN 23 093 616 445Unit 2. 465 Putteney Street, Adelaide SA 5000(the "Licensee")

AND

The Authorised Representative referred to in Item 3 of the Schedule (hereinafterreferred to as "the Authorised Representative") of the other part;

WHEREAS:-

A) AAA Financial Intelligence Ltd is a Financial Services Licensee under theCorporationsAct 2001 and holds an Australian Financial Services LicenceNumber 312478 (referred to as the "AFS Licence") and carries on a business ofproviding financial products and services to wholesale and retail clients,

B) The Authorised Representative referred to in Item 3 of the Schedule, will actforand on behalfofthe Licensee in the business providing products and servicesas authorised from time to time.

C) The Licensee has agreed to confer on the Authorised Representative the formof authority or appointment as set outin the Authorised Representative'sAdviser Profile.

D) The Licensee has agreed to provide certain services orfacilitate the provision ofcertain services to the Authorised Representative subjectto the terms of thisAgreement.

E) The Authorised Representative has agreed to acquire the services provided bythe Licensee and to carry outthe functions of an authorised representativesubject to the provisions of this Agreement.

.

AAAFI Representative's Agreement 05/11

175

Page 2 of7

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THE PARTIESAGREEAS FOLLOWS:-

Definitions and Interpretation

1.4 Unless contrary or repugnant to the context where used, forthe pui'pose ofthis Agreement the following words shall have the following meanings: -

"Adviser" means an authorised representative of the Licensee."Adviser Profile"is a document issued by the Licensee setting out,among other things, the nature and extent of the AuthorisedRepresentative's authorisations."Adviser Booklet" means the booklet provided by the Licensee for

the purposes of setting outthe terms and conditions of this agreementand the business rules that apply under this agreement as amendedfrom time to time,

"Agreement" means the Adviser Application, Adviser Agreement andAdviser Booklet which together define the terms of the appointment ofthe Authorised Representative."Authorised Representative" means the person referred to in Item 3of the schedule.

"Corporations Law" means the Corporations Act 2000, AustralianSecurities and Investments Commission Act 2000 and the Regulationsof such Acts as amended from time to time as may be applicable andwhere the context permits the corresponding legislation of any otherState or Territory of Australia as may be applicable and includes anystatute in substitution forthe same.

"Electronic Notice" means any Notice or Writing sent by electronicmeans to a party to this Agreement by electronic mail using an internetor intranet facility or a similar technology."Fees" means and includes commission brokerage fees and otherbenefits payable to a party or entitled to be received by a partypursuantto this Agreement arising from the provision of activities orservices provided under this Agreement."Financial Services Licensee" has the same meaning as defined in

the Corporations Act 2001."Governing Jurisdiction" shall mean the jurisdiction referred to inClause 6. t of this Agreement.

"Notice"includes any demand, !etter, consent, request or advice andincludes Electronic Notice.

"Writing" includes Electronic Notice.

anAFI Representative'sAgreement 05/11

176

Page 3 of7

L

,. 2 In this Agreement and in the interpretation of this Agreement:

(a) exceptwhere the context does riot permit, any terms orwords used inthis Agreement have the same meaning as those terms orwords haveunder the Corporations Law.

(b) unless the contextotherwise requires, words importing the singularinclude the plural and vice versa.

(0) unless the contextotherwise requires, words importing the masculinegender include the feminine and neuter genders and vice versa.

(d) references to a statutory enactment extend to that enactment asamended modified and re-enacted from time to time.

(e) the headings of clauses are for convenient!'eference only and are riotto be used to construe interpret modify or limitthe terms and conditionscontained in this Agreement.

(f) reference to a discretion of the Licensee shall be a sole and unfettereddiscretion of the Licensee.

2 Entire Agreement

2.1 Subjectto clause 3 below, this Agreement constitutes the entireAgreement between the parties and may not be contradicted orvaried byevidence of any priorwritten or oral agreement.

2.2 If any provision of this Agreement is held to be illegal or invalid the legalityorva!idity of any of the other provisions is not affected and the illegal orinvalid provision is deemed deleted,

Incorporation of Adviser Booklet

3.1 Allthe provisions of the Adviser Booklet as amended or revised from timeto time or any new edition of it are incorporated into and form part of thisAgreement as though fully setforth in it and in the event of a conflictbetween a term of this Agreement and a provision in the Adviser Bookletthis Agreement shall prevail.

3.2 The Licensee may varythe Adviser Booklet by Notice in Writing to anotherparty to this Agreement.

Appointment of the Authorised Representative

4.1 The Licensee hereby appoints the Authorised Representative in suchcapacities as is referred to in the Adviser Profile issued to the Adviser bythe Licensee and as amended from time to time in connection with thebusiness carried on by the Licensee subjectto the terms and conditionscontained in this Agreement.

.

3

4

AAAFI Representallve's Agreement 05/11

177

Page 4 o17

,

.

,

4.2 The Authorised Representative hereby accepts the appointment made InClause 4.1 above.

4.3 The appointment made in Clause 4.1 above commences on the date setoutin Item 2 of the Schedule.

4.4 The Authorised Representative hereby acknowledges and agrees that theLicensee may impose restrictions or conditions at any time by Notice inWriting to the Authorised Representative in respect to the appointment orauthorities conferred by or pursuantto this Agreement.

4.5 The Licensee will hold Fees due to the Adviser in trust and remit such

Fees to the Adviser on terms set outin the Adviser Booklet, subject to thepayment by the Adviser of agreed charges.

Relationship of Parties

5.1 The sole legal relationship between the Licensee and the AuthorisedRepresentative created by this Agreement is that of principal andindependent contractor. Nothing in this Agreement constitutes or is to bedeemed to constitute the Authorised Representative as an employee of,partner of orjoint venturer with the Licensee.

Governing Jurisdiction

6.1 The Governing Jurisdiction is South Australia and the parties agree tosubmitto the non-exclusive jurisdiction of the courts of the State of SouthAustralia.

5

6

AAAFI Representative'sAgreement 051, I

I 78

Page 5 of7

7 Executed As An Agreement

Signed for and on behalf of

AAA Financial Intelligence Ltd by ...___.,,.,,._,Whois u

Witness Signature

Witness Name (print)

Witness Address

Authorised Representative-

I agree to be bound by theterms of this Agreement

_.___._.....\.......^__^.\_;_\.}:..!I__ _._____.__.-.---.-............-.-.- .--....---..----.-----.--.

__.___._,..._.___,__,,,,,__._._s"",',,,,,"^._._______._.__.....

orised to sign on its behalf

Witness Signature

Witness Name (print)

Witness Address

q

.

---------/""^^;^<' ---------------------, -, f

11/1/11:I^;^9,1. __:It!!;;;:^:Jini:::::-.-, 21^^;^:_._..,. 2^^. lie:^:^.{^I_<;^^,_._^^_rL. ____.._-..-_ 4.0. ^:,,-_,{,..,_^,^;_.__..^;d, __,_;^:^'_.._...

AAAFI Representallve'sAgreement 051ft

179

Page 6 of7

"

Item I. DATE OFAGREEMENT

day of

Item 2.

The

SCHEDULE

DATEOFAPPOINTMENT

Or

A.

B.

Th^ ^!':....__dayof I^. g^g^!..^.,.^,^g. ^c, ...,,,...,...,...._201;^,*____._.___In the eventthe date referred to immediately above is riot completed,from the date of this Agreement.

Item 3. AUTHORISED REPRESENTATIVE

Name:

ABN:

Address:

,_I^_^\,^^\__I. ^\,,^^^*^^,_.__..___.._......._..___.________..__._.._

.^\::^:' ~'~~'~;_^:.::^:^.^\:..,::::::::..:.

20

AAAFI Representative'sAgreement 05/11

I 80

Page 7 of7

CORPORATIONSACT200t

STATEMENT INWRITING OF POSTING OF NOTICE OFMEETING

I Painela Braithwaite of Lawler Partners, Chartered Accountants, Level 9, I 0'Connell Street,SYDNEY NSW 2000 stat:

FORM 530

I. On 25 September 2013 a notice in the form of the annexure marked "A' was sent by prepaidpost to each person appearing in the books of the company, as perthe attached list;

2. The notices were addressed to the creditors according to their names and addresses appearingin the books of the company or to theirlast known addresses, as perthe attached list;

3. The persons notified and their addresses specified in the notices sent to them are identifiable byreference to the books of the company.

DATED this 25'' day of September 20,3.

AAA FINANCIAL INTELLIGENCE LTD

(ADMINISTRATORS APPOINTED)ACN 093 616445

Regulation 5.6, ,3

Painela Braithwaite

VA-B-025

I 8 I

,

23 September 203.3

To ADVISER As ADDRESSED

AAA Financial Intelligence Ltd11n Liquidation I

ACN 093 6.6 445

On 13 February 2013 Brad Torii<s and John Vouris (Administrators) were appointed Joint and SeveralVoluntary Administrators of AAA Financial Intelligence Ltd (in Liquidation) ACN 093 61.6 445(Company) and subsequently asJoint and Several Liquidators on 1.9 March 203.3.

The Administrators have identified funds in respect of stocl<broker commissions held on trust by theCompany for the purposes of meeting fees under relevant Authorised Representative Agreements(Funds). We note that we are still in the process offinajising the Funds to be distributed,

You have been identified as being a party to a relevant Authorised Representative Agreement andmay be entitled to some of those Funds.

Attached are calculations of commissions outstanding based on information received from E*TRADEAustralia. We will admit Your claim in respect of the Funds for the amount rioted on the attachedcommission statement for distribution to the extent the Funds permit. If you disagree with theamount and wish to make a further claim in respect of the Funds, You should do so inwriting. Please ensure that You identify the basis of Your entitlement to the Funds and the amountof the Funds to which you say You are entitled, You should include all documents that support Yourclaim.

ANNEXURE "........"

lawlerl!^"^^'partners accountants

To assist you making a further claim a claim form is attached.

Please direct all correspondence to Lawler Partners, Level9, I. 0'ConnellStreet, Sydney NSW 2000 orvia email: ^^11^^L! by no later than close of business Monday, 21 October20.3.

The Administrators will distribute 'the Funds having regard only to the claims of which theAdministrators have notice and are admitted, and to the extent of the Funds.

The Administrators will riot be liable to any person whose claim the Administrators have not hadnotice at the time of the distribution.

Yoursfa' ullyAAA I n jailntelligenceLtd

Sydney

Me IboLii'Ile

Newcastle

Brisbane

Rockhamplcn

*

Bradley TonksJoint and Several Li uidator

Lawler Partners BR&I13 Limitsd Partnership)AN9a241 698 695

Uabi!ity limited by a schemeapproved under PrefersionelStandards Legislation

WWW. lawlerpartner, .comau

SydneyLevel 9, I 0'ConnetI StreetSydney NSW 2000 AUSlraliaGPO Box5446 Sydney NSW 2001

02 8346 6000telephonehcsimi!e 02 8346 6099

info@lawleipartners. coin. au

Newcastle

763 Hunter StreetNewcastleWest NSW 2302 AustraliaPO Box 2368 Dangar NSW2309

telephone 02 4962 2294facsimile 0249622290DX 4303

mail@lawlerpartners. coin. au

I 82

GENEVAGROUPINTERNATIONAL

<8. >Indeoand. nl Member

BanCLIENT

CHOICEAWARDS

2012.*".!"~.:., mmh"

WINNER

N a in e of Ad viser: .,.......,.,.......,...,...,,....,......,........,,,.,.,...........,.......,...,.,.....,.......................,.........,......,.........,,,., ,

Ad d ress of Advise r;,.*.,.,.,.,.......,.,.,.,.,......,,.......,........,.,....,..,......,.................,.......,...,...,..,...,....,.,,...........,..,.,.,.............

TRUSTFUND CLAIM FORM

AAAFINANCIALINTELLIGENCE LTD

(IN LIQUIDATION)ACN 093 61.6 445

...,........,.,,....,...,.,.,..,..,...,.,....*,....,...*....,.........,.................,.,........,................. . ..

. .,...,......,......,,.........,,.,,.....,..,......,.....*...,.,...,..,................,.,......,..,.,.... .. ... . ..

Amount ofdebt claimed:$ ........,.............,......,,.,......,...,,..,.....,..,,.,.....,.......,.,....,..............,...,.... ...........,...............,,,...

Amount of GST included:$ ...,,.,.,.,........,.....,...............,......,........,.........,......

.,.......,.....,,....,.,..............,..,..,.,,.......,...,.,...................

Adviser

(or person authorised by Adviser)

Please attach any relevant documentsthat will assist in verifying your claim.

I 83

Howard Danid Co!e

24 Clarke Street

NEWTOWN VIC3220

.

OarylJohn Matthew903b South Road

CLARENCE GARDENSSA 5039

Andrew Della-Sale

PO Box 2031

BUNBURYWA6231.

Phillip chisholmPO Box596

MARLESTONSA 5033

Justin O'Kane

72 Queens AvenueCAULFIELD EASTV!C 3145

184

WeSIey LegrandPO Box 706

MYLORSA51.53

Christophe Solente1.3 WestberryStHACKNEYSA 5071

Heath Moss

3 Ashbrook Close

BURTON SA 511.0

GarryJames Adams8 Wariita Crescent

PARALOWIE SASI. 08

Roger PridhamLevel 1.5

3.2 Gilles Street

ADELAIDESA5000

I 85

On 13 February 2013 Brad Tonks and John Vouris (Administrators) were appointed Joint andSeveral Voluntary Administrators of AAA Financial Intelligence Ltd Un Liquidation) ACN 093 616 445(Company) and subsequently as joint and Several Liquidators on 19 March 2013.

The Administrators intend to distribute funds held on trust by the Company for its financial advisers inrespect of Stockbroker commissions.

The Administrators will distribute the funds having regard only to the claims of which theAdministrators have notice.

AAA Financial Intelligence Ltd(In Liquidation)

ACN 093 616 445

Any persons claiming an interest in the funds should inform the Administrators in writing identifyingthe basis of their entitlement to the funds and the amount of funds to which they say they areentitled. All supporting documents should also be provided.

The Administrators will riot be liable to any person whose claim the Administrators have not hadnotice at the time of the distribution.

Please direct all correspondence to Lawler Partners, Level 9, I 0'00nnell Street, Sydney NSW 2000or via email: ^^^!! by no later than close of business Monday, 21 October20.3.

Bradley TonksJoint & Several Liquidator

Lawler PartnersChartered Accountants

Level 9, I 0'Connell StreetSYDNEYNSW 2000

To be published in The Australian in the Monday, 30 September 2013 edition.

I 86

Parissis, Cleo

From:

Sent:

To:

Cc:

Subject:Attachments:

Importance:

Hi Chery! and Kym,

Lawler Partners are handling the liquidation of AAA. They have contacted me today as they are having troublelocating the payment of my $138B brokerage(details attached) that should have been paid by Etrade to AAA in earlyMarch, 2013.

They have asked me to confirm with PGW that the funds were riot paid to PGW instead of AAA. Payment would havebeen around 7 to 10 March, 2013.

Howard Cole <coteha@bigpond. coin>Monday, 21 October 201.3 1:16 PM'Cheryl Perry';'Kym Peters'Elena Loizou

FW: AAA Financial Intelligence - Trust Fund Claim Form - Howard Co!eSKMBT_C351.31,010085900. pdf

I can confirm that I have not received the funds from either of PGW or AAA.

High

Kind regards

Howard D. Gole

Authorised Representative, PGW Financial Services PIL (AFSL 3847/3)24 Clarke Street, Newtown, Vic, 32200437 985559 03 52290877 Fax 03 52290877 Goleha@bi ond. coin

IMPORTANT: This communication may contain general financial product advice.This advice has been prepared withouttaking account of your personal circumstances. You should thereforeconsider its appropriateness in light of your objectives, financial situation and needs. Investment values can rise andfall. Past performance is riot a reliable indicator of future performance.

-----Original Message-----From: HowardCole mailto:coleha@bi ond. coinSent: Thursday, to October 2013 10:11 AMTo:'aaafi@lawlerpartners. coin. au'Subject: AAA Financial Intelligence - Trust Fund Claim Form - Howard ColeImportance: High

Dear SirMadam,

Please see attached for a REPEAT of the information provided previously around 8/7/13 detailing my claim of$1388.26 (gst inclusive).

I'm not sure why I have been asked to reprovide this information but do so in any case.

Can you please confirm receipt of the attached information by return email.

Kind regards,

Howard D. Gole

Authorised Representative, PGW Financial Services PIL (AFSL 3847/3)24 Clarke Street, Newtown, Vic, 32200437 985559 03 52290877 Fax 03 52290877 Galeha@bi ond. coin

IMPORTANT: This communication may contain general financial product advice.This advice has been prepared withouttaking account of your personal circumstances. You should thereforeconsider its appropriateness in light of your objectives, financial situation and needs. Investment values can rise andfall. Past performance is not a reliable indicator of future performance.

I

187

-----Original Message-----From: C35@ rincilefocus. coin. au mailto:C35@ rincilefocus. coin. aulSent: Thursday, 10 October 2013 8:01 PMTo:coleha@bi ond. coin

Subject: Message from

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Mailing Address:

Mr Jamie Quilliam + Mrs DBborah Quilliam16 Amaroo Drive

Edgcumbe Beach Tas 7321

Account Number

Contract Number;

. . \

Security:

Recipient!Registration Address:

66,5637

Symbol:

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eontraet Note

{_ io

707,7673

Transaction I Invoice Date:

Settlement Date:

Average Unit Price:

We have Sold

. . .

AUSTRALIAAND NEWZEALAND BANKINGGROUPLIMITED

ORDINARY FULLY PAID

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Conditional Order Fee:

Stamp Duty:

Other Deductions:

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j 07-Feb-20t3

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' ' sineExecutionandSett!ementAgent, ETRADEAus!railaSecur;nestimiled, 347KentSt, yney, , ,A Participant of the AsXGroup.

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E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre,

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G'T*,\DEAUStroi;"^,**r, i, .e* ulp providerI by ETRADE Allsi, alla 5. <:"dries Limited ,', aN 93 078 t7, I 973 ACN 078 17.1 973ETRiS. CIE Australia Set, malt, :3 Urn*,>d {^41'SL a. !o, 238277! is a Parr;693nt OFth* Augtrai"," Salurit:e, Exc:tange Ltd Gr*, IPhone; 1300 {. 58 355 .*Two0 649 292 :NZ: Email: wadcs*,*,". d*. corn. auFO Box 13.16. Royal Exclia***, r'sVv 1224?,:7 I:ring SL, ,*\. S, tit, <, I. Ms*121:LyJ

Mailing Addi. ess:

Mr Jamie Quilliam + Mrs Deborah Quilliam16 Ameroo Drive

Edgcumbe Beach Tas 7321

Account Number:

Contract Number:

Security:

Recipient!Registration Address:

;2 Of~ 10

Tax Invoice

eontraet Note

Symbol:

66,5637

707,7676

Transaction I Invoice Date:

Settlement Date:

Average Unit Price:

We have Sold

COMMONWEALTH PROPERTY OFFICE FUND

ORDINARYUN!TS FULLY PAID

Trade Value:

Brokerage:

Conditional Order Fee:

Stamp Duty:

Other Deductions:

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Total Amount $:

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ifthisconiract does riotsorrespond with your records, please callyour adviser, aime License shovm in melon left corner, within 48 hours of receipt.'We' meansthe Execution and Settlement Agent, ErRADE Australia Secu{flies Urnited, 347 Kent SI, Sydney, NSW 2000, ACN 078 174 973, AFSLN0. 238277

A PaTtioipaniofthe AsX Group.

129.63

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E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre.0.00

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Mailing Address:

Mr Jamie Quilliam + Mrs Deborah Quilliam16 Amaroo DriveEdgcumbe Beach Tas 7321

Account Number:

Conti'act Number:

Security:

RecipientiRegistration Address:

^ -f

66,5637

Symbol:

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707,7675

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Settlement Date:

Average Unit Price:

We have Sold

COMMONWEALTHBANKOFAUSTRALIA.

ORDINARY FULLY PAID

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Mailing Address:

Mr Jamio Quilliam + Mrs Deborah Quilliam16 AmagooDrive

Edgcumbe Beach Tas 732t

I

Account Number:

Contract!\!umber:

Security:

Recipient'Registration Address:

Symbol:

6615637

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Settlement Date:

Average Unit Price:

We have Sold

APAGROUP

UNITS FULLY PAID STAPLEDSECURITIES

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Conditional Order Fee:

Stamp Duty:

Other Deductions:

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Total Amount $:

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Trade Placed By:

I^Completed

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04. Feb-2013

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Inhis contract does not correspond will your records, please call your adviser, at the License shown in the top left corner, within 48 hours of receipt.'We' meansthe Execution and Settlement Agent, EFRADEAust{aliasecurties Urnited, 347 KentSt. Sydney, NSW2000, ACN 078174973, AFSLN0. 238277

AParticipant of the AsXGroup,

150.03

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I^*TRADE's Trailing Sell ConditionalOrder can potentiafly lock in yourprofits. To learn more, visit ourConditional Orders Centre.

*

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Mailing Address:

Mr Jamie Quilliam + Mrs Deborah Quilliam16 Am aroo DriveEdgcumbe Beach Tas 7324

Account Number:

Contract Number:

Security:

Recipient/Registration Address:

66,5637

Symbol:

I of

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eontract Note

707,7677

Transaction 11nvoice Date:

Settlement Date;

Average Unit Price:

Webave Sold

10

ISHARESCORES&P500 ETF

CHESS DEPOSITARY INTERESTS 1:11SHS&P500

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Brokerage:

Conditional Order Fee:

Stamp Duty:

Other Deductions:

GST @ 1091. ;

Total Amount $:

Trade Placed By:

NV

I^ Completed

for you

04-Feb-2013

405

07-Feb-2013

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united

15 349.50

' " editionandSeti!BinentAgent, EFRADEAustraliaSecLintiesLimited, 347Ken ,y y, , ,A Participantofthe AsX Group.

153.9

0.00

0.00

Time to lock in your profits?

E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre.

0.00

15.32

45 150.99

I 95

E^;;I, *TRADEA a, ^ S T 1:2 A a. .I A

E'TRADEAus*, anatis*, vires ale prt^I-::errr^ ETRADEAu*Trail'* Saturnes Limited AsN 93 are 174 973 ACN 078 17.1 973armC, E A, ,, 1131:a Secui:lion Limited{I\FSL No. 238277ji" a Participant tithe Aultra!rin Setuit** ENch?rifle Ltd G *Phone; titX; 4.56 355 .:r t;!;Co 4.19 292 INZ, E, it.*:!: $*wits'.<, trad*. Loin. auPC Box t3e6. Rcya! E, :chat*a 3:5V. I :2243r, 7 It""\\ SL, **t, $314\e, . 1.19f4 21.1}3

Mailing Address:

MrJamie Quilliam + Mrs Deborah Quilliamt6 Amato0 Drive

Edgcumbe Beach Tas 7321

Account Number:

Contract Number:

Security:

RecipientiRegistrationAddress:

Symbol:

66,5637

I^/

70717679

Tax Invoice

eontraet Note

Transaction 11nvoice Date:

Settlement Date:

Average Unit Price:

We have Sold

10

QBE INSURANCEGROUP LIMITED

ORDINARY FULLY PAID

Trade Value:

Brokerage:

Conditional Order Fee:

Stamp Duty:

Other Deductions:

GST @ to%:

Total Amount $:

QBE

Ttade Placed By:

I^loompieted

for you

04-Feb-2043

07-Feb-2013

830

12,00100

6558/304

. Partially Completed

10 043.08

units of

nthis contract does not correspond with your records, p!ease callyour adviser, at the License shown in the top left corner, \vihin 48 hours of roceiI.'We' meanslhe Execution and Settlement Agent, ETRADE Australia Securtties Urnited, 347 Kent SI, Sydney, NSW 2000, ACN 078 174 973, AFSLN0. 238277.

A Participant of the AsX Group,

100.43

0.00

0.00

Time to lock in your profits?

E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre.0.00

10.04

9 932.6,

I 96

IE^^in^RADEAu*'gr^A^.^' '1^!:!I^,*^',*'*'E*TRADE Australia!53*Fir". s 3:9 plot, 14. ,,* by Eta, .DEAu*ImjinSec. urines Limitsd A8!.! 93 U78 174 973ACN L a ,7.ETR. ,. tie A'si, alla Set'und** Limited {AFS!. No. 23,277) is a Panic, peril o:1:10 Au. ^in. Earl. :eru, 11:55 E, c, ange Lt .rollpPhone; 1300 6153 355 or 0800 449 292{Hz: Email: s, :, v:rea. had*. co!n. auPin Box tale. RoyalE"chi*\26, tie*' 122-1347 *;Grit :. tie, >t, Sydney, NSVJ 20:10

Mailing Address:

Mr Jamie Quillam + Mrs Deborah Quillism16 Ameroo Drive

Edgcumbe Beach Tas 7321\

Account Number:

Contract Number:

Security:

Recipient/Registration Address:

66,5637

Symbol:

~7

Tax Invoice

eontraet Note

707,7678

,4

Transaction 11nvoice Date:

Settlement Date:

Average Unit Price;

Webave Sold

,10

NATIONALAUSTRALIABANKL!MITED

ORDINARY FULLY PAID

Trade Value:

Brokerage:

Conditional Order Fee:

Stamp Duty:

Other Deductions:

GST@ to^^:

Total Amount $;

NAB

Trade Placed By:

I^loompieted

for you

04-Feb-2013

360

07-Feb-2013

6558/304

27.930000

. Partially Completed

unitsof

to o54.8o

, . ;S'""' , ,,, m, ,,, t A ent, ETRADE'AustraliaSecuiiliesUmied, 347Ken1st, Sydney, NSW2000, ACN'078174978, AFSLN0.238277.' Aparticipantofthe AsXGroup.

100.55

0.00

0.00

Time to lock in your profits?

E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre.

L

0.00

10.05

9 944.20

I 97

E:%-TRADE:AUSTRA3. IA

ErrRADE AList, stabi$**.,;.:us are pint. Merit. j, ETltADE AUSrali" Sri", itIe* Limit, d AsN 93 078 174 973ACN 078 17.1 973ETRAOEA, Ithalia Securiti. % Limi:,:d (AFSL !.!o, 236277;is a earl, pant ofth, , AUS:galla" Secutiti*$ Evchange LtdGroiiPhone: *30, 658 355 crO3C<1,149 292 @12; Email: service*?agrid. *.<. cm. ^"PC Box t 3.16. :*eyei E"chang*,, itsit, i2t,a47 1<e. \\ SIR**. 5.1di"*:y, NS'*12n;13

Mailing Address:

Mi' Jamie Quilliam + Mrs Deborah Quilliam16 Ameroo Drive

Edgcumbe Beach Tas 7324

Account Number:

Contract Number:

Security:

Recipient/Registration Address:

Symbol:

6615637

707,7680

Tax invoice

eontraet Note

Ti'ansaction I invoice Date;

Settlement Date:

Average Unit Price:

k"

We have Sold

^, I-

WOOLWORTHSL!MITEO

10

ORDINARY FULLYPAID

Trade Value:

Brokerage:

Conditional Order Fee:

Stamp Duty:

Other Dedtictions:

GST@ to%:

Total Amount $:

wow

Trade Placed By:

12100mpieted

for you

04-Feb-2013

07-Feb-2013

380

34,560000

65584304

. Partially Completed

It 992.80

unitsof

11this contractdoes not correspond with your records, please call your adviser, allhe License shown in the top left corner, within 48 hours oileceipt.'We' means the Execution and Sewement Agent. ETRADE Australia Securities Limited, 347 Kent St, Sydney. NSW 2000, ACN 078 t74 978, AFSL No. 238277.

A Participant of the AsX Group.

119.93

0.00

0.00

Time to lock in your profits?

E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre.

.

0.00

, t .99

11 860.88

198

E, *$*TRADEA U S T I:^ A L IA

E'TRADE A. "SI, aim's Rentc, $ a, * .>rot, 160d by ET'!11\;>EAUsv, lit Sty:. u, file* Limitsd ABN 93 078 17.1 973 ACN 0, 8 1.1 97.ETRAOE Australia Scrum, :* United(AFSL No. 233277ii% a garlicipent 0;1:19 A*!*:, ajar Sec, ,;firs EXchange Ltd ami, pPhonet ;300 658 355 *r CIEU0449 292 ;biz: E!helm 5<nice, :!e"ad. ,. coin. EUFC Box 1346. Rays! E%chang*. NSP/*' t22-at47 Kent EMC. \t, S'June, ', blS'1'4 thin

Mailing Address:

J & K MCKinnon Ply Ltd< a & K MCKinnon SII' NG >ATTN: MrJohn Joseph MCKinnonPO Box647WARRNAMBOOLVIC 3280

Account Number:

Contract Number:I

BUY

Security:

Recipient/Registration Address:

J&K MCKINNON PTY LTD<J & K MCKINNONS/FNC>.PO Box 647WARRNAMBOOL VIC3280

635,565

Symbol:

Tax invoice

Goatraet Note

70775477

^ ^f

Transaction I Invoice Date:

Settlement Date:

Average Unit Price:

We have Bought

WARRNAMBOOLCH!:. ESE&BUTTERFACTOR. YCO. HOLD. LTD

IQ

ORDINARYFULLY PAID

Trade Value:

Brokerage:

Conditional Order!'ee:

Stamp Duty:

Other Deductions:

GST@ 10%:

Total Amount $:

WCB

Trade Placed By:

11^Completed

for you

06-Feb-2013

it-Feb-2003

to 000

65603107

35,0000

. Partially Completed

units of

35 100.00

Iflhiscontractdoesnotcorrespondwithyourrecords, pleaseca!IyouTadviser, at the Licenseshowninthelop e corner, wi in p.'We'meanstheExecutionandSetl!ementAgeni, ETRADEAustiaiiaSecuti!!es mite, an , yney, , ,

354.00

0.00

0.00

Time to lock in your profits?

E*TRADE's Trailing Sell ConditionalOrder can potentially lock in yourprofits. To learn more, visit ourConditional Orders Centre.

*

0.00

35.10

35 486.10

199

*,.,~'

**r'

A!\A1-^^,^EMSi, arcs Ply, Ltd . A5N, ;4 00a Leo 952 AFSi. 222 1.38^465 Pull. 2neySheet. A1, I*:desA 5060Pts 8232 3333 FOB 0232 3890 ' \*:,.\,;. ariashare$. coin. all

Mailing Addtess:

Conron Nominees Ply Ltd< Conron Super Fund A1C >ATTN: Dr David Conron

270 Bogans LaneFRESHWATER OREE!<VIC 3216

Account Number:

Contract Number:,

BUY

Security:

Recipient'Registration Address:

CONRONNOMINEES PTYLTD<CONRONSUPERFUND A1C>,270 BOGANS LANEFRESHWATERCREEl<VIC32fG

Symbol:

635,757

70848647

Tax invoice

eontraet Note

10 4 '0

Transaction I Invoice Date:

Sett!ement Date:

Average Unit Price:

We have Bought

BEND!Go AND ADELA!oEBANKt. 11,111TEo

ORDINARY FULLY PAID

Trade Value:

Brokerage:

BEN

Trade Placed By:

I^:ICOmp!eted

Conditional Order Fee:

Stamp Duty

Other Deductions:

GST @ to^^:

Total Amount $:

for you

11-Feb-2013

14-Feb-2013

I 548

9,580000

6350'!935

. Partially Completed

14 829.84

units of

148.30

nthis contiactdoes riot correspond with your records, please call your adviser, ajihe Licensee shown infoe top left corner, within 48 hours of receipt.<bold>'We' means the Execution and Settlement Agent, ETRADE Australia Securities Urnited, 347 Kent Street Sydney NSW 2000,

ACN 078 174 973, AFSL No. 238277. A Participantof the AsX Group.

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lawlej-opartners

Lawler Partners Business Recovery & Insolvency ServicesGuide to Hourly Rates from I July 2011

Classification

Partner/Appointee

Principal/Associate

Senior Manager

Rate

$

550.00 + 55.00 GST

Manager

470.00 + 47.00 GST

Supervisor

425.00 + 42.50 GST

Registered Liquidator/Trustee. Partner bringing his/her specialist skills toAdministrations and/or Insolvency tasks.

Senior High

400.00 + 40.00 GST

Guide to Level of Insolvency Experience

Qualified. 10+ years experience. Specialist industry knowledge orRegistered Liquidator/trustee who assists the appointee with all facets ofAdministrations and/orlnsolvenc tasks.

Senior Low

350.00 + 35.00 GST

Intermediate High

Qualmed. 8+ years experience. Well developed technical and commercialskills, bringing additional specialist skills to Administrations and/orIrisolvenc tasks.

300.00 + 30.00 GST

Intermediate Low

Typically Qualified. 6-8 years experience. Well developed technical andcommercial skills. Planning and control of all Administrations and/orIrisolvenc tasks

275.00 + 27.50 GST

Secretary

225.00 + 22.50 GST

Typically Qualified. 4-7 years experience. Co-ordinates planning and controlof medium to Iar er Administrations and/orlnso!venc tasks

TypisUComputerO erator

Typically GraduateIOUalified: 2-4 years experience. Required to controlthefieldwork on Administrations and/Drlnsolvenc tasks

200.00 + 20.00 GST

Clerk

Typically Graduate: 12 years experience. Required to controlthe fieldworkon Administrations and/orlnsotvenc tasks

175.00 + 17.50 GST

Junior

Typically Graduate: Up to 2 years experience. Required to controlthefieldwork on small Administrations and/orlnsolvency tasks and assist withfieldwork on medium to jar e Administrations and/orlnsolvenc tasks.

175.00 + 17.50 GST

Notes:

I. The Guide to Level of Insolvency Experience is intended only to be a guide as to the qualifications and experience ofthe staff engaged. It should be rioted that in some instances staff may be engaged under an appropriateclassificatbn principalIy due to their experience

2. Time spent on matters is recorded and charged in six (6) minute intervals3. The firm rates are effective as at I July 2011.

Typically Under Graduate: Up to 2 years experience. Required to assist inday to day fieldwork of Administrations andlorinsolvency tasks under thesu ervision of more senior staff.

150.00 + 15.00 GST

120.00 + 12.00 GST

Appropriate skills including machine usage.

Appropriate skills including machine usage.

Appropriate skills.

Appropriate skills.

202