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I 0-lV
.• 1-_
_ R_e_v_. 1_12_00_• ---'
Reviewin.g()ff" ____________ _
"
Date. ____ _
POSITTON ORGAN!ZATIONlENWY
PARTIES AND TJ!RMS
!' ,, .,,:' '""
Report Required by the EthicsFLl\/ANCIAL DISCLOSURE REPORT in Government Act of 1978
Calendar Year 2003 (5 U.S.C. app. §§ lOl-111)
1. Person ReportL"lg (Last oame, First na.rne Middle initial)
.1urphy, Diana E.
4. TW.e {A:ticle lII Judges i;idicate active or senior .stat'Js; magistrate judges inG:cate full- or p\Ut.Mtime)
U.S. Circuit Judge (Active)
2. Court or OrgnnlJ.ation
U.S.Coctt of Appeals (8th Cir)
5. ReportTY?' (clteck approprime IY\Je)
Date
0 Initfal 0 Fiual
3. :>ate of Report
5/fi/2004
6. Reporting Period
!/112003 to
1213112003
7, CnambersorOfficeAddress
U.S. Courthouse 300 S. Fourth Street, ll E
Minneapolis, MN 55415
8. On the basis of the :nfonnation contained in this Report and any modifications pertaining thereto it is, in my opinion. in compliance
with applicable laws and regulations.
lMPORTANT NOTES: The instructions accompanying this f'1nn must be followed. Complete all parts, checking the NONE box for each part whereyou have n reportable information. Sign Dn 1ast page.
L POSmOJl.'"S. (Reporting indivUlual only;"'" pp. 9-13 offiling instructions)
D NONE · (No reportable positions.)
NAME OF
i. Director Bush Foundation
2. Trustee University of Minnesota Foundation
3. Trustee University of St. Thomas
4. Dfrector Association of Governing Boards of Universities :and Colleges
5. Director Minnesota Opera.
II AGREEMENTS.. (Reporting indhidual only> see pp. 14-16 offiling instructions)
li!'J NONE (No reportable agreements.)-
l.
: :
0 -
<» C'> r-- ..... o-{j') -= t-"':> ;;::i ::::: n1C
-· c,.:::::. i;f-.::J 0 rt"!
i!= ' - ;.."?:]-I'-> f"'lJ
c -. "' -"""' . . g """
-.. < ,,,. ;:;;::; r-..
•
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SOURCE AND TYPE
SOURCE DESCRIPTION
2.
FINANCIAL DISCLOSlJRE REPORT Name of Perscn Reporting
).furphy, Diana E
Date of Report
51612004
m. NON-JNVESTMENT JN COME. (Reporting individual and spouse; see w. 11-24 offiling instructions)
A. Filer's Non-Investment Incom
fill NONE (No reportable pon-lnvestment inc()tne.)
1.
B. Spouse's Non-Investment Incom -(Ifyou were married during any portion oftbe re;>o:ting year, please complece this section. (dollar amount not required e:i;cept furhonoraria)
NONE (No reportable non-investment inc.ome.) ·
!.
IV. REIMBURSEMENTS - ""'"'?ortation, lodg;;,g, food, enter.ainmei:t.
(Includes those to spouse and dependen! children. See pp. 25-27 of instructions.}
0 NONE - (No such repmtlhle reimbuisemcnts.)
). Federal Judges Assoclation Arlington, VA. May 3-5. Annual meeting (roor.i and food)
Bush Foundation R'l'id City, SD. May 7-9. Board ofDirectors meeting (t:anspmtation, room and fuod)
3.
:
SO\JRCE DESCRIPTION
CRIJDITOR DBSCR!PTION VALUE CODE
L
Name of Person Reporting Date of Report FINAi"ICIAL DISCLOSURE REPORT
Murphy; Diana E 5/6i2004
V, GIFTS. (Jr.eludes those to spouse and dcpcndentcilildren. See pp. ZS-31 of ins'.nctions.)
[;Zl NONE (No such repm-:able gifts.) ·
VL UABTI.JTIES. (Jncludes those of spouse and de;>endentclnldren. See pp. 32-34 of inS::Uctions.)
i;{j NONE (N<l repcr"'1>le liabilities.) -
l.
A.
'
Acct. ..
3.
4. Ntl Fundiiiiiiiii" '
7. IRA
-,
L A
(2) (3)
- I
•
•
•
-
.,.._
. iiiii
-·
B c D
(4)
E "
(5)
'' -
'
FINAI."TCIAL DISCLOSURE REPORT Date of Repon Na.i:e of P:!!Wn Reporting
Murphy, Diana E · 1:'age 1 of 13 51612004
¥11 INVESTMENTS and TRUSTS
B. c. D. l'lC(lflYC du.ring, Gross value at end of TransactiollS during reporting period
0e$C4'lptic:; Qf Assets reporting ;;eriOd reporting. period {includ:'.ng tr asstts)
If not exempt frcm dtsc:.Os:ure (2) (l)(l) (!)
Place 1'(X)" after eae:i asset exempt
!;l)
(e.g. °'""ValueType (e,g, Value- · Identity of from prior disclosure
Type Val01e Gail buy, sell. MonthMethodCodd div. rent. or Code2 buyer1se:!erCode2 Code """""' (A·Crnlo 3 In<) (J-P) (lfptiwteredemption)
Th>y I(A-ll) (J.l') "' tramaction)
DNONE (Ne reportable income, assets, or transactions)
(Q-W)
I. bd'l Retirement 9:lJsBonds)
2. TaxFroel<L1\i Fund,-
lnd1 RetirementAce!, (cash eq)
Tax Free JvfM
Checking Acct, 5.
6. Trust, (mun b<ls &<Cash eq)
(USBonds)
Bond - Mir.nesota Housing Finance Agency· a.
9.
JO.
ll. Bor.d -U.S. Trea;u.7 Notes
12. Bond -Bu.'llSVille, MN
13. U.S. Treasury Bond
14. U.S. Treasury Bond
. U.S. Treasury Bond 15.
16. U.S. TreasuryBond
17. U.S. Treasury Bond
18. Bond ri V/ayzata School
In;:omeiQain Codes: = $1,000 or :ess. =S1,o:n-s2,soo ""$:2,,501-$SJ}00 - $5,00!·£15,00D
{See Col.tutu:;; Bl and D4) F = $50.0-J-1 $:(}'.),000 G ..,, s1ca.001 $1.000,oo:: Hi ""s1.ooo,001.ss,ofr:u:ioo H2 "'M:rre 1hat. SS,000.000
2. Vclue Cc::l.e::.: J -$15.{J:>Oociess :K ""'$!5,001-5:50,D!Y.;- L ""' 50,0f:'.·SlC:'.),OOC
(See Coltitr.Il!' C:! and DJ) 1'; =S::S0,000-SSOO.OJ::, C = SSOD,OG;-$1,000,0tl'.: Pl ""$1,000.J;JJ.$5,000,GDO !'2 = !tS,000,001 $25,CO'.:i,OQD
P3 = !:25,0013,00>S:St;.CJ0}.08G P4 ""'j,'J,iore tkm S:50.CH}f;,0JO
Q ""ApprniJ t
!Se:: Cciar.::-. ::::-::. t.: """BocL Ydt::.
I'
(I) (2) (!) {2) (I) (2) (3) (4) (5)
I 1-1\
FINANCIAL DISCLOSURE REPORT Date -0f Report Name of Person Reporting
fage 2 of13 Murphy. Diana E 5/S/2004
INVESTMENTS and TRUSTS - :ioccme, vakt, ::ranscatious (bdude those ofthe spc;is" r;:I depcm:li:nt chl.1dron. &--e pp. 34-57 -0ffJing lnsm.ictrous..) VII.
Description uf Assets (including trust a ets)
Place: ff{Xr after eachassetexempt from :prior disck>st.:re
19. Tax-exempt MM Fund, Piper Jaffiay, Mpls, MN
20. Tax-exempt MM Fund, Piper Jaffray, M?is.
21. Bo-nd - Eden Prairie, MN
22. Bo:i.d .. Maple Grove MN
23. Bond- Maple Grove, MN
24. Bond - Maple Grove MN
2$. Bcnd-Maplewriod, MN
26. Bond -St. Pa·.:! Schoo! Distict
27. Bond - So. MN Mun. Power
28. U.S. Tuasury Bonds
29. U.S. Treasury Bonds
30. Bond • Ma;>lewood,MN
31. Bond MRamseyCo,, MN
32. Bo:id So. MN Municipal Power Agency
33. Bond So. MN Municipal Power Agency
34. Bond· Ch<lska, MN
35. Bond • Oiaska, MN
36. , Bond ·Farmington, MK
B. Incotne duM ·
reporting pcrfud
Amount Type (e.g. COOel div. rent. ot
(A -ll) fut.)
c. Gross ;,;:ili;e at eurl of reporting period
Value Value Code2 Method Q·P) C00.3
(Q-.. 1
o. T:.:nsactkms during reporting period
If uct ex.empt trom di;;cfosure
Type (e.g. Dale' Valuebuy. sell, Month- Code2 meJJl"', Day Q·P)redcniptior,)
Onin Identity of Cede lruyerireller
(A· {if private transaci:ian}
A - $.l,000 or k:s:: B Sl.001-S::.,50!'.· c - 52,50 l-$5.00V .E = SJ5,00l-S50,000
(5eto obiunsB1 ;:m-iDA) F ""$50,00l·SlOC.OOO G =$1G<J,00i-Sl.000,000 Hi s1.ooo_cc:-ss,ooo.ooo H2 "":t11ore iliar. ss,000,000
:. \ aJu:: Codes: = £:£',000 or less K = Sl5,00i-S:50,CCO l.. = £5G,'-lCH-S100,G-::ID 'M "'s100,001-:::::sc.:::ia
{ Coiumn:; Cl an:'. 03) I>: ""$250,0C"..i..$:.'iOC,OOG Pl = $LCW,001-$5.000.t.'O& P2: ""$5.0-Y.:,DC>£25,:JiJD,O-:J'J
P4 ""'$M:<);t fuar:S5::.00(;, J::J
l'
(l) (2) (ll (2) (l) (2) (l) (4)
C00.3 "'
.
P?
I
40.
(J-?)
FINANCIAL DISCLOSURE REPORT Nanie of ?erson RepJrting Date of Report
Murphy, Diana E 5/61W04Page 3 ofl3
VII. INVESTMENTS and TRUSTS
Descriµ:ion oL (inclu:iing !tut assets)
Place "(X)" after each asse: exempt from prior direlcsure
B. c. n. Income ClL."ing Gross v:i.lue at e:.1d of '::'nmsactions during reporting period
reporlir.g pe.-ioU reporting period
lf m:t exempt from disclosure
(S) Amount Value Type (e.g. Date Value Gain ldentityofTypo (e.g. Value
div. rent. or Method buy, s;:!J, 100lhC00.2Code I Ccde2 Code buyer/seller """"'" D'Y(A·H) int.) (J.P) I (A· (ifpriva
tnmsactio,1)rcdernptfon}(Q-W)
37. Bond - Maplewood, MN
38. Bond Minneapolis. NIN
39. Bond Minnesota General
Bond • Ramsey Co .. MN
41. Bond - St. Cloud, MN
42. Bond - Sauk Rapids, MN
43. Bond - S?. MN" Municipal Pwr Agency
44. Bond So. MN Municipal Pwr Agency.
45. Bond - Wa}"Zata, MN
46. Bond - Wayzata, NIN
47. Bond Anoka, NIN
48. Bond - Becker, MN
49. Bond - Burnsville, Eagan, Savaiie, MN
50. Bor,d • Faribaul' MN
51. Bond· Fan1Jaul' MN
52. . Bond - Glencoe, MN
53. Bond -Lesueur. MN
i 54. , Bond - Maple Grove, MN
Cedes: A "' SJ ,000 c: less B = Sl,OC11-$2,5UO c =$:2.5\H-$5,000 D = 5.:5,00;-S 15,00G E (Sec Coiumns. E 1 and D4j f "'S50,00l-.$JOOJ'IOO G s !0<::,001-$1,000,000 HI ""'Sl,001),001-$5,i}CC,:'.liX1 H2 = MoretbanSS,001},0:'.:Q-
2. Value Codes; J ""Si5.000oriess 1' = Sl 5,00l"SS0,000 L S50.00l-$l90,000 M "'$HKi,D0:-),2SC·,lJOO ($e:i Col'Jnm CJ and ;)3} }"; ""S250,{l{)0...5:500,00C 0 = S500,00l-£l,O:::-::i,oc;:; Pi = SL0\,'1J,OJ1 ·$5,300.000 P2 = ;$:3',00C'.001-$:!.S:,OOO,(JOD
P3 ""'t::s:.000.001-s:o,ooa,ooo "'"'S\fore 6an SS0,000,002 J, \iime!'.lethodCccid: Q ""'Appr-.ii,;;;.! R ""'Cos: (R ::! Estrtt On1 ·) s "" /""SC,0"1U!:nl T "" Cas!it;\;:i.rket
{Se Cobn::; c::n ___ , ___,.
508:: Vub.; v ,,,... O:h•.: \l." = Esth:o-tOO
55.
G
F
(2) (3) (41 (5) Valu<
l "'
C'.<LS(\i!VittJ .. .:"
56.
63.
65.
69.
71.
merge:. ""'-"'nl
li1NA.NCL4.L DISCLOSURE REPORT Date of Report Naxne of Person Reporting
!v[ urphy. Diana E Page4of13 5/6/2004
- income, ;ulue, trausc.itioru; (includes tl se of l:c ipouse :md dependenl cL.ikirell.. See pp. 34 57 f.'Jfliiittg iP.strueticns.) VTI. INVESTMENTS and TRUSTS
B. c. D. !nconx;, during, Gross value et end of Trnn. s- during reporting µcriod
A.
Descriptio1> nf Assets reporting perfu'tl reporting pericd
lf oot exempt from disc!osurc {including trust assets)
l&ntityof buyerfscller (if private t:taosaciion)
(2) (lj {.'.:) {I)(1)
Plaoo "(X)" a i:ead1::ss.et exempt Vaine Type (e.g. °""' bu}', sell,
ValueAmount r,,,., ( ..... Gain ftont prio:-disclosure Month-Code2 Mot!JodC-Od< l div. rent. Qt
int,) (J·P) Codt3 Code2 Code
D>y O·P) (A·(A-H) (Q-W)
Bor.d Maple Grove, MN
57.
Bond Metro Council,_MN
Bond- Minneapolis, MN
58. Bond - !'vHnneapolis, MN
59. Bond -Minneapoiis, :MN
60. Bond- Minnesota State
61. Bond -Roseville, Mlf
62. Bond - St. Michool, MN
Bond w St. Pau MN
64. Bond· So. Washington C:y, MN
Bond S-till 'ater,lvfN
66. Bond - Wayzata, MN
67. Bond - Wayzata, MN
68. Bond- West St. Paul, MN
Bond ·Chaska, MN
Bond - Minneapolis, !>:IN 70.
Bond .. Esko, h.fX
Bond ·Fridley, MN n.
l. lnoorne}Ga.U:i Co:les: A "' $1,000 o: ies3 B =Sl.OCH-S2,5:}'.) c ""$2,501-$5,000 D = 5,00l·SlS,000 E ""S:!.5,00J SS0-.000
($¢e Cc i.;:r.:ns B: and IM} F = S5D,O;";l..$10\.l,OOO ""SH.lG,'.JOI-S !,Ci}J,()OI) H: "'s1.oco.001 ss.ooc.ooo fil =More 1t1an S5,80C',OO{;
:'.L V:iire Code:;: ""Sl.5.0\J.Qories:. K ""S15._0:ll-S5U,O:X L ""S5fJ,00!-S10Q.000 M ""$10CJ.001·$25l),GCG
(5-e-2 Cn'.umn; Cl nn\! 03) ... " '-'-' S:'.:SG',:% 500,000 0 "" $50'.J.{YJi-$: ,000,000 p, = S ,OCD,001 ·$5,0D::•,-OOO P2 "'$5,00.J,001-t'.!5,000.VJC
p; ""$25,00\),00J..$5{].fr'.) 1.';0J P4 = SMore- thm.n $50,00l'J.C'.J::>
:;_ Y;;;u:; h·ktho:l Cocie:; Q = Ar,rpt".tisal f. "" Cos iReal .Est:.:te Only) s Asses T =
(:::·,tC.oium:: '.'.'.'..:! =Boot:Vah10: ""0t!:v.:r v; = Esu"1mre:.
&6.
\)\).
dut .. ng
(!)
.., .ffi" '
(2) (:!) (4) (5)
- .
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E
FINANCIAL DISCLOSlJRE REPORT Drue cf Report Name ofPerson Repor:ing Murphy, Diana E Pages of13 51612004
- bcnme. value, transcations (indudes those of the &pouse lUld tkpcndcnt cbi!dren- See r;:i 34-S7 cf filing ittsttuci:ions.) \i'II. INVESTMENTS and TRUSTS
73.
74.
75.
76.
77.
I 78.
79.
80.
81.
82.
&3.
84.
85.
87.
88.
89.
A.
Description of?..ssets (including trust assets)
Piece "(X)" after each asset eAell1pt froi':l prior diselnsure
Bond - New Prague, MN
Bond -Ramsey Co. MN
Bond- Waseca, l\.1N
Bond - Breckenridge, MN
Bond - Brooklyn Prut. MN
Bond - Du!ufa, MN
Bond - Eden Prairie. MN
Bond Edw Prairi-e, MN
Bond - Esko, MN
Bond Fainnount, MN
Bond - Farmington, MN
Bond- Fridley, MN
Bond -Fridley MN
Bond - Grand Rapids, MN
Boru! • HutchinS-On, MN
Bond - fuver Grove Heights, MN
Bor..d - Mahtomedi. MN
Bond - Ma!lkaro, MN
B. c. 1noo:JE Gross value at eT:d of reportl:lg peridd reporting pcrioe
(2) (l) (2)
Amount 'fype (e.g. Value Value Code 1 div, tent OT :COOe2 Methotl (A·H) int.) (J-P) CodeJ
(Q-WJ
(!)
Type (e.g. buy. sell, "-'· redemption)
D. Trnn.;actiuru.i during reporting period
If not exempr fromdlsdosure
Date: Value ?>ifonth- Code2 Day (l·P)
Gain Cede ! (A· H\
!dentityof bu.yerfseller (ifprlv<ite transaction)
i
A - Sl,000 or !ess B Sl,{101-$2,500 C S2,50l-S:?,OOC D =$5,00J-Sl5.�00
(Seeco·unru:Bl andD4) f "°sso.001-s:o:J.OOO G ""'-$l00,00I-$1,000,000 Hl =$1.00C,00i-S:5,fi00,00-:i lli: = 1'lcr:e tl:i;tn $5,VOC>,000
i 2.,\iah:eCodes: wSl5.000oTleS$ K = S l::',(XH-SS0,000 L =$50,001-510'.J,OOt 1f = 510f,,,0Qi-S'.;5G,000
(See Coi:u.'1.IDS Cl and DJ) "-- ""$:!$0,00C.-S5:J0,00tt 0 = $5CD.001-$ l,::JC-O,OOO Pl =$1,iXXl,001-$5,000,000 ?2 ""$5,000,COl.$25,ll00,00{1
PS .,,,, '.OZS,QOD.001-S.50,00J,DOQ p..;: = Slviore tlcm S:WJ.m::,o :J
__ \'ah.it· Methot: C Q = _:-,n::irJisa
{Y.!e C.omnu C .} L "'!::oL Valu;:;
A
1
r.;
"
(l) (2)
B
(l) (2) (2) (3) (4) (S)
1
m
c D E
FINi\i"'!CL\L DISCLOSl:RE REPORT Date of Report Narne of Persori Reporting
Page 6 of13 Murphy, Diana E 5/6i2004
income, val JC, tnmscations (includes those of tbe spouse and dependent child nm See pp. 34-57 of f.ltng in;;tn.:ctions,) VIl. INVESTMENTS and TRUSTS
II. c. ]},
91.
Description cf Assets (including trus:assets)
Place "(X)" after each asset ex t from prier losure
Bond - M2ple GrQve, MN
fficome dttrlng -reporting periOO
Aroot1.11! Type ( g.Code I div. rent er (A·H) mt.)
Gross V'l!!llC at en.d of reporting period
Value Value Code2 M<ihOO (I.P) C00.3
(Q·'1<1
.:"lions dudng revorting period
(l) lf not exempt from disclo.&u.re
Type (e.g. Date: Value Gain Identity of buy, selk '!vlo:Uh- Code2 Code buycr/seUe:r.i:e;ger, Day (J·P) (A· (if private redemption) transaction)
92. Bond Minneapolis, MN
93. Bond - Minneapolis, !vfN
94. Bond -Mirmeapolis, MN
95.
96.
97.
98;
99.
!00.
101.
!02.
103.
104.
105.
106,
107.
lOB."
Bond -!l.finneapolis, MN
Bond 1iones"Ota
Bond Miooesota
Bond - Min.'1.etonka, MN
Ba:id finnetonka, MN
B-Ond - Moo:tivideo, MN
Bond Montgomery, MN
Bond ·New Prague, MN
Bond • No:th St. Paul, MN
B-0nd - Ramsey Co .. MN
Bond ·Roseville., 1N
Bond - Roseville, MN
Bond - Rush City, Ms:
Bond .. So.1'.H.nn Mun Power
Co.::cs: ""$i,D?DO!'l.es;3 m£1,C-'.J>$2,SO:J ""$2,501-$5,000 = ss,001-Sts.ooo ""Sl5,0[H..$S0,{JOD
(See Ccl1r1ns BI a:i.dD4) F = sse.c-J-1-$10-:;,ooo- G = s 1 oo,oo; si.-000.000 H: = Sl,OOQ,001 $5,000,0ot H' """'f\1ott tlnn SS ,000,VJ-'.'.:
1. V&iue COOes: ""$':5,0\Ei er less. !' ""£15.001-$50,DOO l ""'S50,00i-SI00,000 'l """SlOO,COl-$ 50,COO
(See Cn)L<'tlll$ Cl and OS) :}25-0,DOO·tSOG.::ic;; 0 ,,,,. $500.001 z1,om.tr!.)D Pl "'$l,oo:i,-0Dl ·$5.00G.GG0 r;; s:s.o'..lv.on 1 .s:.s.ooJ,ooo
p; ""s2s.ooo,oot .ss0.�::-.1CJ,oo:: P4 =SMore Lm;, $50,000,noo
V;;'.ru; Mctho::. Coo ; Q "" Appr.risuf R = Cos.I :R :.l E. (, t; Oldy) s = 1\.ssuss:r.::i: T = C;;siri>'i2rket
::Oicm:, CT, u Boot V'"lU':.'- ""Ot'ier -.r "'-Esc'.:m!.1%l
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FINANCIAL DISCLOSURE REPORT Name of Person Reporting tnl.te of Report
Page 7of13 >.1urphy, Diana E 5/6/2004
VII. INVESTMENTS and TRUSTS
A.
Description of Assets {\ncll.ldingtrust asset&)
Place "(X)" after eath asset exempt ftma prior disclosure
109 . Bond Triton ·scl Dist
110. Bond- Waseca, MN
Ill. Bond- Wayzata, MN
112. Bond- Fridley. MN
l 13. Bond Hutchinson, MN
114. Bond -Luverne, l\1N
! 15. Bond-Ivfinneapolis, MN
116. Band - St. Francis, MN
117. Bond -AJ>ert Lea, MN
:s, Bond-Chisasgo La.'.:es lSD, MN
ll9. Bond -Minnesota
120. Bond -Northfield,. MN
12!. Bond -St Paul, MN
122. Bond - Sartell, MN
123. Bond -Woodbury, M.N
124. Bond - Al'iert Lea, MN
125. Bond - Chisago Lakes ISD MN
126,.. Bond • Duluth, MN
B. c. D. hconw during. G!OSS value at end of Trnnsactioos during reporting period
reporing perltid reporting period
(1) (2) (J) (2) {I) exempt from d!sclosu."t
Amount Type (e.g. Value Value Type (e.g. Date V•luc Code l div. n::nt. or Code2 Method buy, sell, Month- CoCe 2 (A-H) int.) (J-P) Codel merger, Day (J·P)
{Q-V.ry ted""Jl!ioo}
Grun Identity of C¢<le bnyerlsei!er I (A- (if private m trn11Sactian)
I
1. Iocorn:'.!"iGainCode&;
{Set Co!IJrn!:S Bl an.ci D4) A =Sl,OOOorless F .=S50,001-$1G(t000
B G
= $!,OCr, $2,50'.1 = $100,001-S:L000,000
C RI
=S2,5Dt..SS,OOO
"" Sl.DJ0..001 -$5,000.000
D "'£5,001-£15,000 H1 "'!.,{ore than SS,o<JO,aoo
E ""SlS,OOl-$50,000
'.L \'nlueCodes: J =S:5rOOOe;-h:ss K =SlS,001-150,00ll L =$50,001-$.lOO,OOC fvt -oo SlOO,OO:i-S.250,000 (Se;; 2oi'Jrnus C: nnd D3) !'\ £25U,()()(G$$0C,OOO 0 ""'$500,001-S: .000,Ci'.X)
P3 "'$25,-0'J0,001-$5C,O)G,OO:-> P-l ""£\Wred;an j,SC,OO!i,00 ; L ""Cos; {Rea1 E\t.;tc Only) S = /'.�Se£s:n?fc'.
.
A B
, . \
(l) (1) (2) (3)
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I
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..,. •
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I
·144,,
E'INA1"\;CIAL DISCLOSURE REPORT D.itc of Report Natne of Person Reporting
Page 8 of13 Murphy, Diana E 51612004
Vil. INVESTMENTS and TRUSTS
A.
Description Of Assets foocluding trust asscts)
Place "(X}" after each asset e:i;empt from prior dis-dosmt1
127. Bo!i.d 1.akeviile. M..'I -
l2ll. Bond - Minnesota
Bond - :.1innest>ta HGR ED 129.
Boncl • Norlbfield, MN 130.
Bond - SL Paul, MN 131.
132. Bood • Sartell, MN
Bond Woodbury, fN133.
134. Bond -Bemidji,MN
135. Bond - Breckenridge, M1'
Bond - Buffalo, !.!N136.
137. Bend-Burnsville, MN
!3E. Bond -Fairmont, MN
1)9. Bond - Forest Lake City MN
140. Bond -Forest Lake City, !.!N
14!. Bond Hennepin
142. Bond - LakeviUeJ MN
Bond -Ma.pie Gruve, MN 143.
Bond Maple Grove, MN ,
lno<om,;G,,w Cede;.: · $ ! ,000 or .less
(See CoJumns Bl an.iD4) F ""!5G,00!-$ 00.000 G
2. Vuiu:: Codes: ""'$15,COO or les-s. K
(Sec Cclurnns Cl and D3) " ""$251'.:,00G-$50(.LOOL' c
PJ ,, $;:'.:'i,DOO,OOl-$50,00(\QCiG-
Q Apprais;:i.J P.=
&col-- V;:.!at
- Sl.001-$2,500 C -$2.,501-SS,OOO D ""$5;0!H·SL5,0C•}
""SlOO,COi SLDW,000 Hl ""StOQOJ'.Xn-55,{lQf,,\QOO :H2 =hiorc fu,_-n SS,000,000
""'S15,0:!1-$SO,WO L = S:-50,0:}1-SlOO,O.OO lv! = $ CG,00t-S2:50,000
,,,_. SSC\.l.DOl-:. l,000,000 Pl 00 SJ,000,001- 5,000,0Q-O P2 ""'$5,000,00J-£25,000,C'.X:·
P4 ""'SM ore tlum $50.0\JO,OOD
""'Cos; {Real ti:! Orly:
"'O L:r
a. c. o. Inconv:: during , Gross \'lllue at end of !ran.s;;ctlom: during reporting period reporting perlo-0
{2)
Ammot .,.,,,. {e.g.Cude l div. wot. or (A.}!) int.)
repc::fu1g pe:iod
(2)
Yaluo Value Code2 11ethod (!-P) Co<lel
(Q-W)
(l}
Type (e.g. buy, sell, me r, redemption)
.
Date! Month Day
lf net exe1npt disc la sure
Value ldentityofCa!n COOe2 buyen'sellercoo.
l (A· (if private (J·P) "' trn::JSllCtkm)
- .
l
CO (2) (I) (2) (1) {2} (3)
. , '
• '
I I
-+-+ ...
----- ---·---·----·----------- --- ---
(4) {5)
' -
i
Fli'1ANCIAL DISCLOSURE REPORT Date of Rcµort Nmne of Person Re;,o:-ing
Murphy, Diana gPage9 of13 51612004
VII. INVESTMENTS and TRUSTS
A. •• c. }), lncc:rie durlng o G:css value ut end of Trnns.ucti01w durlng re;wrting ?ericd
Description 0£ Ass:itil reporting period reporting period (iuc!urllng trust assets.)
lfnot e rnp: frcm disclosure
145.
146.
147.
148.
149.
150.
151.
152.
153.
154.
155.
156.
157.
158.
159.
160.
161.
162...
Pfa,;:;e "(Xf after each asset exempt fron.1 pr:ar discloSllf'e
Bond Maple Grove, MN
'
Bond Minneapolis, MN
Bond Minneapolis, MN
Bond Minneapolis MN
Bond. Mmneapolis, MN
B<Jnd Minneapolis, {N
Bond • MSP Airport
Bond • North St Paul
Bond - Rosemount, MN
Bo d - Rosemount, MN
Bond ·St Paul, MN
Bond - Bloomington, MN
Bond • GoldenValley, MN
Bond· Grand Meadow, MN
Bond· Maplewood, MN
, Bond -Maplewood, 1'fN
Bond • Pipestoni; MN
Bond • R.msey Cty, MN
Amount T>P< (e.g. Value Value Type (e.g. Date v.i.,. Code 1 div. rent.°" Cl>d.e 2 Method buy.sell, Month- Code2
(A·lil in!.) (J-P) Cade3 merger. Day (J-P) (Q-W) mkmption)
Grun Code l (A· "'
lde:nti1yof buytrl:ret!er {ifµrivate transaction)
C;::ides: A = Sl ,000 or le.">S a ==s:,001-s::,soo c =s2,so1-s:s.ooo D =!:s,001.:;;s,ooo
Colwnncj>J mdD4) F =$50,00J..S!O!J.000 G SIOO,COl·$1, 00,000 Hi =$1,0:JG,00lw$510DO,OOO H2 =More tlunSS.000,000
2. Va hit COOe::;: = Sl5,000 or lesr, K "'£15,00l·SSO,OOO L =$50,001-$100,0C:J M'. =Si00J)01-S::5::,aoo
{S;:. Column:; c: .i.;.;;i :)3) '!'>: "'$2-'i0,008- 50'.},0U:· 0 = $$0G.00l -5 l ,lfJl.i.00D Pl =SI.O::l:l00l-s5))00,000 !"2 ""'.$5,000,0:li-S'.:5,(l(l0,0DO
P3 = $25,00ZLOOl-5:50.000,COO P4 '"'S:Vlwe than $5U,DC(J,J00
5.;c .:'olu;,v, C:'.':\ t: '-'"'.St'!oL Vn:L1t
c.
repottit;g periOO
(l) (1) (2)
C-.o<le3
,..
-
* -
I
•
,.
(2) (3) (4) (5)
+ I
'
Cate of Re::mrtFINANCIAL DISCLOSURE REPORT 1 ?'fa.,"tle of Person Repo-rting
Page I0 of 13 Murphy, Oiana E 5'612024
VII. INVESTMENTS and TRUSTS
A.
Descrlpl:ionnfAs.scts (inc:u:di:ng tmst :assets)
Place "(X}" <:fter each asset empt from prior disd<;tSu:re
1€3 . Bond -Rockfurd, MN
l64. Bend - St. Louis !'ark, MN
165. Bond - St Paul, MN
166. .Bon<l - So. St. Paul, MN
167. Bond- Ulen-Hitterdal Dst. li.1N
168. Bond L'1en.-I-Iitterdal Dst. :r..iN
169. Bond -US Treasury
170. Bond- Bloomi:.gton, MN
171. Bond - Brooklyn Park. MN
172. BQnd Chaska, MN'
173. Bood. Golden Valley, MN
174. Bond I...akeville, MN
175. B-0nd - 1'-iapiewood, MN
!76. Bond· Pipestone, MN
l77. Bond -Pipestone, MN
178. Bond - Ramsey Cty, MX
179. Bond-Rockford, 1N
180., Bond- St L-Ouls Park, MN ,
B. 11'.PDTI'e durin_g Gross value at end of
reponingperiod
(!)
Anru:mt Type ·(e.g. Value V"1ue Cod< l div, rent. 0t COOe.2 Method (A-ll) int) (1-P)
(Q·W)
(!)
Type (e.g. buy, :>ei tl'lel'.gef. redem;nion)
D. Trunsactious dtuirg reporting period
Oil:te: Month-Day
If not exempt from disdcsure
Vlllm'l Gain Code2 Olde O·P} l (A·
m
Ideutit;r of buyer:se!!er {if private tmr.saction)
-
A = Sl,OOG otless 'B = $LCG1.-$2,SOO C ,,, $2,501-SS.OOO E ""SlS,O'Jl-$50,000
{See C::;lnom 31 and 04) F ""SSD,OOl llOC,DOO G = SI00,001-$1,QOO,OOO Ht = $1,000,00:.ss,ooc. :xi H2 ..1'iorc :.t.:1r. ss.ooo,o:io
:. Vrilru;Coile;;: =Si5.DVOo l K "'$lS,OCll :$5D,COO L ,,. S5{lJJCi-S1CD,CJCQ W, ""l-10G,CC1-S25C,000
(Se Coluntm Cl mtd D'.>} ""$250J){l0-£5l1D.{lDO 0 =$50:J,OC>Sl,CCO,OOG Pl = $1,000,0:J:-$:5,0DU,O:'.:>\! P'.: S:3,00G.t.101-s2::.c-:xi,o::::;
PJ s::.s,om.1J){),.$SJ,OJ\J,OOO y,; =$Mure tkm K.50,0J'.J.CCC
---
(2) disC:csure
(2) (3)
Day redomplioo)
(4) (5)
Code J (A· "'
··--··---··---·-
FINk'ICIAL DISCLOSI"RE REPORT Date of RcFortName of Person R::poning
Page 11 of13 MUfj>hy Diana E 5/6/2004
vn. INVESTMENTS and TRUSTS
181.
182.
183.
184.
185.
186.
i&7.
188.
189.
190.
191.
192.
193.
194.
195.
196.
197.
.198.
Dscription of Assets {including trustassds)
Place "{X)" after ea:ih asset e;.;errrpt funnpri:i-r disclasure
Bond -St. Paul, MN
Bond· So. St. Pau1. MN
Bond -i.!1en-llltttrdal Dst, MN
Bond -Ulen-Hitterdal Dst, MN
Bond Bloomington, MN
Bond -St Paul, MN
Bond - Sub He:i.nepin Cty.» MN
Bond - Andover MN
Bond· Bloomington, lV1N
Bond Chaska, MN
Bond - Dakota Cty, MN
Bond -Elk River, MN
Bond - Farmington, MN
Bond -Minneapolis Met:'opolitan Airports
Bond • Nm'lhfield, MN
. Bond -St. Louis Cty, MN
llood·SLPaul,MX
Bond-Stillwa:ertMN
B. i'.n::on;e Cu.1ng reporting tJtrlod
{1} (2)
An'Kltmt Type (e.g. Code! div. rent er
(A·ll) int.)
c. Gross value nt end of rep-::irting period
(I}
Value Value Cod<2 Metbad (1-P) Code3
(Q-W)
(I)
Type (e.g. buy,,.., ""'""·
D. T:nnsactbr.s tludng: :eporting period
If not -ex.empt (rom
Da"" Value Month• Code2
(1-P)
Gain Identity of buyertseEer {if private transaction)
1. lnoometGain COOios: A = $!.000 or less B: = bl,OD1-$2,SVD C ""$'.!.,5-01-$5.0:ID D ""S:S,001-SlS.,OOO E = S15,001 -S50,00U
(s Columns Bi and D4) F = $50,00l Sltl'.J.C·JO G ""'tl00,D01-SLOOG,OPO HI ""$[.000,0Jl S:S,000,000 ID ""'lviorc than SS,CO'.'.l,OOC:
2. Val1rnC : J ""$15.000ortess K =SIS,001-$50,00:'.l L = $50,0l.IJ l00,00J M = Si00,001-S:".50,0 :;
(5'e:: Co1urtms Cl andOO} N ""s::sc.ooo, 5Cl),DfJ;:.i .Pt = $! ,!)00,001 i5,000,-00D I'.2 "" Z5.G:)Q.001·S2f,OOC,OOO
PJ = S:25,D{lC/.iXH $50,UOJ,Q:'.::J P4 ""'$Mv>J tfflll !;50,DOD,000
;__r ""'B:i::l: \'tilu"'
R
\
Trn .. hSll,ctions
(l) (4) (5)
"'
"
?·
---�·
(2)
Fl:NAl"\fCIAL DISCLOSURE REPORT Date of Repvrt Name of Pe;son Rep;rting
Murphy. Diana E Page 12 of13 51612004
\111. INVESTMENTS and TRUSTS
A.
Descriptiof'l vf A::;.'IBts (including trust assets)
Plate "(X)'" afJ�r each asset exempt from prfo-:: disclo:s.ure
199. Bond - Sub Hennepin Cty, MN
1200. Bond - Hopkins, MN
201. Bend Andover, MN
202. Bond Brooklyr. Center MN
203. Bond ·Hennepin Couoty, MN
B. c l), lncmre during.- Gross value at end of during reporting period
repo,'ilns period reporting period
Ammuu Code 1 (A·E)
if not CAet':lpt from disclosure(1) (2) (l} (2) (3)
Type {e.g. Valae Valt.1.e Type {e.g., Daleo Value Gain Jdenticy or div, rent or C<><le2 MethGd Mnnth- Code2 Codebuy, sell, buyer/seller lnL) (l-P) Cvde3 D-.y (J•P) r (A·merger. (ifpriva:e
redemption) transa=tlon)(Q.WJ
204.
20S.
206.
207.
208.
209.
210.
21!.
212.
213.
214.
215.
216 .. ,
Bond - Hopkir.s, MN
Bond - lake'.ille1 l\1N
Bond 1-.finneapoHs, 1N
Bood Olmsted County
Bond - St. Paul, MN
Bond - Woodbury, MN
Bond -fi.1in."?eaporls, 11N
BonG .. Moorhead,
Bond -Rfohfielrl, MN
Bond • DakotaCounty, MN
Bond - Edina, MN
Bond • Golden Valley, MN
Bond - Hennepin Cty. MN
= $1.001-12, 00 c $0,50i-SS.OOO D
= $100,t:S'.l-'$1.0 0,DDO :.!! to- s;:,OOO,O:H-$5,000,0ll!J H2 "' ::vlore tb:l:t $.5,!XJO.OOO
""S15,GGl-SSD-,CIOO c = $50,ttll-SlOO,OCG M "'$11J0,0'.Jl-£.'.!5fi,OC1D
""$5C"J,G\11-tl.OOO,{):JC Pl = $1,000,{XH-$5,DOG,000 P2 = $5,GJ:J.O:JJ:.Pfi.000,C'.lO
""':ilM0te tl:mr. $50.000,000
Cost Rcti Esure Only) s "' A.ss.i;:SSmeU: T .. c.wv1':..:.r:2'.:1
•Ow" \\' ""'E;tim;uei
C{)JeS-: A =Sl,!Y.JOor \e.ss B (Set: Colurnn.> Bi. and D-1) F = S:SC.,0Jl-SI00.000 G
2. V:!iuc Co t:s: ""$15,000 or less K
(See :.:irnmu: Cl arci D; 1' ""'S'.:.5C\0f(l-S5GO,:}OO 0
P.?. ""'$ 5,Q",JJ),OOl·S50,00:1Jl:J2
:. '/aim. '.v,cfuc:'.. :o:::. Q "'".•'<?:'.l::.lis:l.1
{S :> C olum:l :'2'- ll =5.<ci·\·:::lut
(1) (2) (!) {2) (3) (4) (5)
C00.2 C-Ode
H\
t"i1'ANCIAL DISCLOSURE REPORT Date of RIOi)Ort Name {)fPerso1l Reporting
Page 13 of13 Murphy; .Diana E 5/6/2004
VIL INVEST:\.1ENTS and TRUSTS
217,
218,
219,
220,
221.
222.
223,
224.
225.
226.
227,
228.
229.
230.
231.
232.
233.
Dcscripti.cn ot Assets (including trust sse::s)
Place "{X)" after ea.ch asset exernpt from prior disclosure
Bond -Mahtomedi. MN
Bond - Maplewood, !YIN
Bond Minneapolis, MN
Bond - Miru eapo1i MN
Bond Minneapolis, lvfN,
Bond - Minnesota
Bond -Moorhead, MN
Bond-Osakis, IN
Bond- Otsego> MN
Bond-Prior Lake, MN
Bond -Ra-::sey Cty, MN
Bond • Richfield, MN
Bend • St. Paul, MN
Bond - St. Paul, MN
Bo:ld - St Paul Park, MN
Bor.d - Sherburne Cty, MN
Bond - St Paul, MN
B. c, D, Itu::om! during. Gross value at end of T1'7lttS:l.ciio1is during ft?Or:ing period
ttport:ing perro(J reporting period 1fnot e:«:rtJtKfrom disclosure(1) (2)
Vahre Type (e.g. D.ate: Valuo Glrin ldentityof Code J Atr"°".Jnt Typ' (e.g. Va!ue
1fetl:OO. buy, sell, Month« buyer/sdlcr {A-H)
,Uio;•, rent. or Code2 int) (J·P) Cod'' rnerg<r, Day (J.P) 1 (A· (if private
red:mption) transaction)(Q-W)
A = s::. ,ooo ar1e,;s B ""Sl,00142,50:) c ""$:'.!.,501-$5.000 D = £S,OOi £15,000 E .,_ Sl5,001-S50.00:J C<:lcrnlli13JaudD4) F =$50,COl-S:lO;),OOO G ""$iCO,OiJt-St,000,000 H! ""S: ,000,0fH-$5,000/:G{• H2 =1"':forethani'S,OOC,OOD
2. hie Codei;.: '.1!5,00C> or less K ""3'i!5,om- so.ooo L ""S:50,00[-5:J00,000 hi! ""'S100:.0<H-S25£>,000
0 "' 500.001 SI ,OOC ,iJQ(l Pl ""s1,ooo,001-$i:x;o,ooo P2 S5,000,-00i-S25.J:;Q,OOC
P3 "'$1.\DiJ0.0:>l-$50,0:Jl·,O:Jri P4 "'SMore lha'O\ $50,0C•C,i'.!OO Q ""'Aµpr.iiia'. R "" os; tJt-enl Esrzre Only) s "",t,.sse.s:,,"'11 ::1: T "'- '.:45:-. ,,l rk::t L'.' - B Ja'.: '-'aiuc \" = ':J:\1::- v: ;; 8:i!i';'.l:ctl
Name of Per5un Reportiug Date ofReµcrt FINANCIAL DISCLOSlJRE REPORT
M rvhYt Diana E 5i6t.l004 .
(biliciue part of Report,) v11L ADDmONAL Il\"FORMATION OR EXPLANATIONS
Part VU, lines 28 and 29. US Treasury Bones Jrsted in 2002 report at lines 33w36.
Date __ S- / t.__,_t_tJ'f -
51612004
Date of Report Nnme of Person Reportin;i F1NANCL<\L DISCLOSURE REPORT !¥1urphy, Diana E
IX. CERTIFICATION.
I certify that all information given above (including information pertainh'lg to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I farther certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance v.1th the provisions of5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
XOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THJS REPORT MAY BE SUBJECT TO CIVIL A."·m CRIMINAL SANCTIONS (5 u.s.c. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Adminis:trative Ofike of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washkgton, D.C. 20544