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eRAN7.0 KPI Reference Issue 01 Date 2014-04-26 HUAWEI TECHNOLOGIES CO., LTD.

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  • eRAN7.0

    KPI Reference

    Issue 01

    Date 2014-04-26

    HUAWEI TECHNOLOGIES CO., LTD.

  • 01 (2014-04-26) Huawei Proprietary and Confidential

    Copyright Huawei Technologies Co., Ltd.

    i

    Copyright Huawei Technologies Co., Ltd. 2014. All rights reserved.

    No part of this document may be reproduced or transmitted in any form or by any means without prior

    written consent of Huawei Technologies Co., Ltd.

    Trademarks and Permissions

    and other Huawei trademarks are trademarks of Huawei Technologies Co., Ltd.

    All other trademarks and trade names mentioned in this document are the property of their respective

    holders.

    Notice

    The purchased products, services and features are stipulated by the contract made between Huawei and

    the customer. All or part of the products, services and features described in this document may not be

    within the purchase scope or the usage scope. Unless otherwise specified in the contract, all statements,

    information, and recommendations in this document are provided "AS IS" without warranties, guarantees or

    representations of any kind, either express or implied.

    The information in this document is subject to change without notice. Every effort has been made in the

    preparation of this document to ensure accuracy of the contents, but all statements, information, and

    recommendations in this document do not constitute a warranty of any kind, express or implied.

    Huawei Technologies Co., Ltd.

    Address: Huawei Industrial Base

    Bantian, Longgang

    Shenzhen 518129

    People's Republic of China

    Website: http://www.huawei.com

    Email: [email protected]

  • eRAN7.0 KPI Reference About This Document

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    About This Document

    Purpose

    Due to the rapid expansion of multimedia applications, the downlink peak data rate now

    exceeds 100 Mbit/s. The Long Term Evolution (LTE) standard was developed to meet this

    increasing demand. A set of KPIs have been defined to evaluate this new system's

    performance, especially that of the evolved Radio Access Network (eRAN).

    Product Versions

    The following table lists the product version related to this document.

    Product Name Product Version

    DBS3900 V100R009C00

    The mapping single-mode base station

    version is:

    eNodeB: V100R007C00

    BTS3900

    BTS3900A

    BTS3900L

    BTS3900AL

    BTS3202E

    BTS3203E LTE

    BTS3205E V100R009C00

    Intended Audience

    This document is intended for:

    Network planners

    Network administrators

    Network operators

  • eRAN7.0 KPI Reference About This Document

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    Change History

    This section provides information about the changes in different document versions.

    There are two types of changes, which are defined as follows:

    Technical change: refers to a change in the key performance indicator (KPI) definition of

    a specific product version.

    Editorial change: refers to a change in wording or the addition of information that was

    not described in the earlier version.

    The following describes the changes in eRAN7.0 KPI Reference.

    The document versions are as follows:

    01 (2014-04-26)

    Draft A (2014-01-20)

    01 (2014-04-26)

    This is the first commercial release.

    Compared with Draft A (2014-01-20) of eRAN7.0, this issue includes the following new

    information:

    2.3 S1SIG Connection Setup Success Rate

    5.7 100% RB Cell Downlink Average Throughput

    5.8 100% RB Cell Uplink Average Throughput

    6.2 Uplink Preschedule Resource Block Occupied Rate

    New KPI-related counters added to chapter 9 "Counter List"

    Compared with Draft A (2014-01-20) of eRAN7.0, this issue includes the following changes:

    The formula in section 5.3.2 "Definition"

    The formula in section 5.4.2 "Definition"

    Draft A (2014-01-20)

    This is a draft.

    Compared with 02 (2013-11-08) of eRAN6.1, this issue has no change.

  • eRAN7.0 KPI Reference Contents

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    Contents

    About This Document .................................................................................................................... ii

    1 Overview ......................................................................................................................................... 1

    2 Accessibility KPIs ......................................................................................................................... 2

    2.1 RRC Setup Success Rate (Service) .................................................................................................................. 2

    2.1.1 Description .............................................................................................................................................. 2

    2.1.2 Definition ................................................................................................................................................ 3

    2.2 RRC Setup Success Rate (Signaling) ............................................................................................................... 3

    2.2.1 Description .............................................................................................................................................. 3

    2.2.2 Definition ................................................................................................................................................ 4

    2.3 S1SIG Connection Setup Success Rate ............................................................................................................ 4

    2.3.1 Description .............................................................................................................................................. 4

    2.3.2 Definition ................................................................................................................................................ 5

    2.4 E-RAB Setup Success Rate (VoIP) .................................................................................................................. 5

    2.4.1 Description .............................................................................................................................................. 5

    2.4.2 Definition ................................................................................................................................................ 7

    2.5 E-RAB Setup Success Rate (All) ..................................................................................................................... 8

    2.5.1 Description .............................................................................................................................................. 8

    2.5.2 Definition ................................................................................................................................................ 8

    2.6 Call Setup Success Rate ................................................................................................................................... 9

    2.6.1 Description .............................................................................................................................................. 9

    2.6.2 Definition ................................................................................................................................................ 9

    3 Retainability KPIs ....................................................................................................................... 10

    3.1 Call Drop Rate (VoIP) .................................................................................................................................... 10

    3.1.1 Description ............................................................................................................................................ 10

    3.1.2 Definition .............................................................................................................................................. 11

    3.2 Service Drop Rate (All) .................................................................................................................................. 11

    3.2.1 Description ............................................................................................................................................ 11

    3.2.2 Definition .............................................................................................................................................. 11

    3.3 Service Drop Rate (Always Online) ............................................................................................................... 12

    3.3.1 Description ............................................................................................................................................ 12

    4 Mobility KPIs............................................................................................................................... 13

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    4.1 Intra-Frequency Handover Out Success Rate ................................................................................................. 13

    4.1.1 Description ............................................................................................................................................ 13

    4.1.2 Definition .............................................................................................................................................. 16

    4.2 Inter-Frequency Handover Out Success Rate ................................................................................................. 16

    4.2.1 Description ............................................................................................................................................ 16

    4.2.2 Definition .............................................................................................................................................. 16

    4.3 Handover In Success Rate .............................................................................................................................. 17

    4.3.1 Description ............................................................................................................................................ 17

    4.3.2 Definition .............................................................................................................................................. 19

    4.4 Inter-RAT Handover Out Success Rate (LTE to CDMA)............................................................................... 19

    4.4.1 Description ............................................................................................................................................ 19

    4.4.2 Definition .............................................................................................................................................. 20

    4.5 Inter-RAT Handover Out Success Rate (LTE to WCDMA) ........................................................................... 21

    4.5.1 Description ............................................................................................................................................ 21

    4.5.2 Definition .............................................................................................................................................. 21

    4.6 Inter-RAT Handover Out Success Rate (LTE to GSM) .................................................................................. 22

    4.6.1 Description ............................................................................................................................................ 22

    4.6.2 Definition .............................................................................................................................................. 22

    4.7 Inter-RAT Handover Out Success Rate (LTE to TD-SCDMA) ...................................................................... 23

    4.7.1 Description ............................................................................................................................................ 23

    4.7.2 Definition .............................................................................................................................................. 23

    5 Service Integrity KPIs ................................................................................................................ 24

    5.1 Service Downlink Average Throughput ......................................................................................................... 24

    5.1.1 Description ............................................................................................................................................ 24

    5.1.2 Definition .............................................................................................................................................. 24

    5.2 Service Uplink Average Throughput .............................................................................................................. 26

    5.2.1 Description ............................................................................................................................................ 26

    5.2.2 Definition .............................................................................................................................................. 26

    5.3 Cell Downlink Average Throughput............................................................................................................... 26

    5.3.1 Description ............................................................................................................................................ 26

    5.3.2 Definition .............................................................................................................................................. 27

    5.4 Cell Uplink Average Throughput ................................................................................................................... 27

    5.4.1 Description ............................................................................................................................................ 27

    5.4.2 Definition .............................................................................................................................................. 27

    5.5 Cell Downlink Maximum Throughput ........................................................................................................... 28

    5.5.1 Description ............................................................................................................................................ 28

    5.5.2 Definition .............................................................................................................................................. 28

    5.6 Cell Uplink Maximum Throughput ................................................................................................................ 28

    5.6.1 Description ............................................................................................................................................ 28

    5.6.2 Definition .............................................................................................................................................. 28

    5.7 100% RB Cell Downlink Average Throughput .............................................................................................. 29

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    5.7.1 Description ............................................................................................................................................ 29

    5.7.2 Definition .............................................................................................................................................. 29

    5.8 100% RB Cell Uplink Average Throughput ................................................................................................... 30

    5.8.1 Description ............................................................................................................................................ 30

    5.8.2 Definition .............................................................................................................................................. 30

    6 Utilization KPIs ........................................................................................................................... 31

    6.1 Resource Block Utilizing Rate ....................................................................................................................... 31

    6.1.1 Description ............................................................................................................................................ 31

    6.1.2 Definition .............................................................................................................................................. 31

    6.2 Uplink Preschedule Resource Block Occupied Rate ...................................................................................... 32

    6.2.1 Description ............................................................................................................................................ 32

    6.2.2 Definition .............................................................................................................................................. 32

    6.3 Average CPU Load ......................................................................................................................................... 32

    6.3.1 Description ............................................................................................................................................ 32

    6.3.2 Definition .............................................................................................................................................. 32

    7 Availability KPIs ......................................................................................................................... 34

    7.1 Radio Network Unavailability Rate ............................................................................................................... 34

    7.1.1 Description ............................................................................................................................................ 34

    7.1.2 Definition .............................................................................................................................................. 34

    8 Traffic KPIs .................................................................................................................................. 35

    8.1 Radio Bearers ................................................................................................................................................. 35

    8.1.1 Description ............................................................................................................................................ 35

    8.1.2 Definition .............................................................................................................................................. 35

    8.2 Downlink Traffic Volume ............................................................................................................................... 36

    8.2.1 Description ............................................................................................................................................ 36

    8.2.2 Definition .............................................................................................................................................. 36

    8.3 Uplink Traffic Volume .................................................................................................................................... 37

    8.3.1 Description ............................................................................................................................................ 37

    8.3.2 Definition .............................................................................................................................................. 37

    8.4 Average User Number .................................................................................................................................... 38

    8.4.1 Description ............................................................................................................................................ 38

    8.4.2 Definition .............................................................................................................................................. 38

    8.5 Maximum User Number ................................................................................................................................. 39

    8.5.1 Description ............................................................................................................................................ 39

    8.5.2 Definition .............................................................................................................................................. 39

    9 Counter List .................................................................................................................................. 40

    10 References ................................................................................................................................... 46

  • eRAN7.0 KPI Reference 1 Overview

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    1 Overview This document specifies a set of eRAN KPIs used to evaluate the performance of the LTE

    system and provides a detailed description of the counters necessary for calculating these

    KPIs. Given that LTE is a new system, the KPIs in this document are drafts, and as such, are

    subject to change. KPIs will be updated according to commercial network management and

    radio network optimization needs.

    The KPIs in this document are classified into the following seven categories:

    Accessibility KPIs

    Retainability KPIs

    Mobility KPIs

    Service integrity KPIs

    Utilization KPIs

    Availability KPIs

    Traffic KPIs

    This document contains the following contents.

    Chapter Details

    1 Overview Describes the overview of the document.

    2 Accessibility KPIs Describes accessibility KPIs.

    3 Retainability KPIs Describes retainability KPIs.

    4 Mobility KPIs Describes mobility KPIs.

    5 Service Integrity KPIs Describes service integrity KPIs.

    6 Utilization KPIs Describes utilization KPIs.

    7 Availability KPIs Describes availability KPIs.

    8 Traffic KPIs Describes traffic KPIs.

    10 References Provides a list of references.

    9 Counter List Provides a list of associated counters.

  • eRAN7.0 KPI Reference 2 Accessibility KPIs

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    2 Accessibility KPIs Accessibility KPIs are used to measure the probability that a user accesses the network and

    requests services in the given operating conditions. The service provided by the E-UTRAN is

    defined as EPS/E-RABs. (EPS is short for evolved packet system, and E-RAB is short for

    E-UTRAN radio access bearer). Radio Resource Control (RRC) connections and System

    Architecture Evolution (SAE) setups are the main procedures whose performance is measured

    by accessibility KPIs.

    2.1 RRC Setup Success Rate (Service)

    2.1.1 Description

    According to 3GPP TS 36.331, the RRC connection setup procedure is triggered by different

    causes, which are identified in the "establishmentCause" field in an RRC Connection Request

    message as emergency, highPriorityAccess, mt-Access, mo-Signaling, mo-Data, or

    delayTolerantAccess-v1020. The UE sets the establishmentCause in accordance with the

    information it receives from upper layers. The mo-signaling cause is a signaling-related cause.

    All other causes are service-related causes. The accessibility KPI evaluates the RRC setup

    success rate using service-related causes in a cell or radio network.

    The RRC Setup Success Rate (Service) KPI is calculated based on the counters measured at

    the eNodeB when the eNodeB receives an RRC Connection Request message from the UE, as

    shown in Figure 2-1. The number of RRC connection attempts is collected by the eNodeB at

    measurement point A, and the number of successful RRC connections is counted at

    measurement point C. The related counters are discussed in chapter 9 "Counter List."

  • eRAN7.0 KPI Reference 2 Accessibility KPIs

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    Figure 2-1 Measurement points for RRC connection setup

    2.1.2 Definition

    The RRC Setup Success Rate (Service) KPI is defined in Table 2-1. Note that the number of

    RRC connection setup attempts (service) and the number of successful RRC setup

    connections (service) are collected based on the description in section 2.1.1 "Description."

    Table 2-1 RRC Setup Success Rate (Service)

    KPI Name RRC Setup Success Rate (Service)

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

    2.2 RRC Setup Success Rate (Signaling)

    2.2.1 Description

    The RRC Setup Success Rate (Signaling) KPI indicates the RRC setup success rate of the

    signaling-related cause (mo-signaling) in a cell or radio network.

    Like the RRC Setup Success Rate (service), the RRC Setup Success Rate (Signaling) KPI is

    used to calculate the RRC setup success rate only when the "establishmentCause" field is set

    to mo-signaling in a cell or radio network.

  • eRAN7.0 KPI Reference 2 Accessibility KPIs

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    2.2.2 Definition

    The RRC Setup Success Rate (Signaling) KPI is defined in Table 2-2. Note that the number of

    RRC connection setup attempts (signaling) and the number of successful RRC setup

    connections (signaling) are collected based on the description in section 2.1.1 "Description."

    Table 2-2 RRC Setup Success Rate (Signaling)

    KPI Name RRC Setup Success Rate (Signaling)

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

    2.3 S1SIG Connection Setup Success Rate

    2.3.1 Description

    The S1SIG Connection Setup Success Rate KPI indicates the success rate of signaling

    connection setups over the S1 interface. This KPI includes counters such as the number of

    setup attempts of S1 signaling connections related to UEs and the number of successful setups

    of S1 signaling connections related to UEs.

    The number of setup times of S1 signaling connections related to UEs is incremented by 1

    each time when the eNodeB sends an INITIAL UE MESSAGE to the MME or receives the

    first message from the MME. INITIAL UE MESSAGE is the first S1 message that the

    eNodeB sends to the MME. It contains the NAS configuration information related to UEs,

    based on which the MME sets up S1 signaling connections for UEs. The first S1 message sent

    by the MME may be INITIAL CONTEXT SETUP REQUEST, DOWNLINK NAS

    TRANSPORT, or UE CONTEXT RELEASE COMMAND. Receiving any of these messages

    indicates that the S1 signaling connection is set up successfully.

    As shown at point A in Figure 2-2, the L.S1Sig.ConnEst.Att counter is incremented by 1

    when the eNodeB sends an INITIAL UE MESSAGE to the MME.

    As shown at point B in Figure 2-2, the L.S1Sig.ConnEst.Succ counter is incremented by 1

    when the eNodeB receives the first S1 message sent from an MME after sending an INITIAL

    UE MESSAGE to the MME.

  • eRAN7.0 KPI Reference 2 Accessibility KPIs

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    Figure 2-1 S1 signaling connection setup triggering point

    2.3.2 Definition

    The S1SIG Connection Setup Success Rate KPI is defined in Table 2-3. Note that the number

    of E-RAB setup attempts and the number of successful E-RAB setup times are collected

    based on the description in section 2.5.1

    Table 2-3 S1SIG Connection Setup Success Rate

    KPI Name S1SIG Connection Setup Success Rate

    Measurement

    Scope

    Cell/Radio Network

    Formula

    Associated

    Counters

    See chapter 9 "Counter List."

    Unit %

    2.4 E-RAB Setup Success Rate (VoIP)

    2.4.1 Description

    The E-RAB Setup Success Rate (VoIP) KPI indicates the E-RAB setup success rate of the

    voice over IP (VoIP) services in a cell or radio network.

  • eRAN7.0 KPI Reference 2 Accessibility KPIs

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    According to 3GPP TS 36.300 and 3GPP TS 36.413, the counters related to this KPI are

    measured when the eNodeB receives an E-RAB Setup Request message or an Initial Context

    Setup Request message from the mobility management entity (MME), as shown in Figure 2-2

    and Figure 2-3. The E-RAB is part of the Evolved Packet Service (EPS) bearer. According to

    3GPP TS 23.401, an E-RAB is one or more Service Data Flows between UE and an EPC. The

    E-RAB identity remains unique for the UE even if the UE-associated logical S1-connection

    (S1 bearer) is released during periods of user inactivity. The E-RAB consists of both the

    E-RAB radio bearer (between the eNodeB and the UE, which is the same as the radio bearer

    defined in the EPS bearer) and the corresponding S1 bearer (between the eNodeB and the

    MME).

    Figure 2-2 and Figure 2-3 show two scenarios: MME-initiated E-RAB setup (Scenario A) and

    UE-triggered E-RAB setup (Scenario B). Scenario B is triggered by the radio bearer setup.

    Initial Context Setup Request messages are exchanged between the eNodeB and the MME. If

    the E-RAB Setup Request message or Initial Context Setup Request message requires

    multiple E-RAB setups at the same time, specific counters are incremented for each E-RAB.

    Figure 2-2 Measurement point for MME-initiated E-RAB setup

  • eRAN7.0 KPI Reference 2 Accessibility KPIs

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    Figure 2-3 Measurement points for UE-triggered E-RAB setup

    The eNodeB collects the number of E-RAB connection setup attempts at measurement point

    A, and the number of successful E-RAB connections is counted at measurement point B, as

    shown in Figure 2-2 and Figure 2-3. Note that the eNodeB needs to specify the Quality of

    Service (QoS) Class Identifier (QCI) for VoIP in the E-RAB setup message.

    The voice service can be identified by the QoS information, particularly the QCI in the

    E-RAB Setup Request message. In general, QCI 1 is assigned to the voice service.

    2.4.2 Definition

    The E-RAB Setup Success Rate (VoIP) KPI is defined in Table 2-4. Note that the number of

    E-RAB connection setup attempts (VoIP) and the number of successful E-RAB setup

    connections (VoIP) are collected based on the descriptions in section 2.4.1 "Description."

  • eRAN7.0 KPI Reference 2 Accessibility KPIs

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    Table 2-4 E-RAB Setup Success Rate (VoIP)

    KPI Name E-RAB Setup Success Rate (VoIP)

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

    2.5 E-RAB Setup Success Rate (All)

    2.5.1 Description

    The E-RAB Setup Success Rate (All) KPI indicates the E-RAB setup success rate for all

    services, including the VoIP service in a cell or radio network. This KPI is calculated based on

    the counters (both the E-RAB connection setup attempts [all] and the successful E-RAB setup

    [all] counters) measured at the eNodeB, as shown in Figure 2-2.

    2.5.2 Definition

    The E-RAB Setup Success Rate (All) KPI is defined in Table 2-5. The number of E-RAB

    connection setup attempts (all) and the number of successful E-RAB setup counters (all) are

    collected based on the description in section 2.4.1 "Description."

    Table 2-5 E-RAB Setup Success Rate (All)

    KPI Name E-RAB Setup Success Rate (All)

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

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    2.6 Call Setup Success Rate

    2.6.1 Description

    The Call Setup Success Rate KPI indicates the call setup success rate for all services,

    including the VoIP service in a cell or radio network. This KPI is calculated based on the RRC

    Setup Success Rate (Service) KPI, the S1 Signaling Connection Setup Success Rate KPI, and

    the E-RAB Setup Success Rate (All) KPI.

    2.6.2 Definition

    The Call Setup Success Rate KPI is defined in Table 2-6. The KPI is calculated by

    multiplying the RRC Setup Success Rate (Service) KPI, the S1 Signaling Connection Setup

    Success Rate KPI, and the E-RAB Setup Success Rate (All) KPI.

    Table 2-6 Call Setup Success Rate

    KPI Name Call Setup Success Rate

    Measurement Scope Cell or radio network

    Formula 1 100%1

    service

    service

    RRCConnectionSuccess S SIGConnectionEstablishSuccess ERABSetupSuccessCSSR

    RRCConnectionAttempt S SIGConnectionEstablishAttempt ERABSetupAttempt

    Associated Counters See chapter 9 "Counter List."

    Unit Percentage (%)

  • eRAN7.0 KPI Reference 3 Retainability KPIs

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    3 Retainability KPIs Retainability KPIs indicate the network's capability to retain services requested by a user for a

    desired duration once the user is connected to the services. Retainability KPIs are important in

    evaluating whether the system can maintain a certain level of service quality.

    3.1 Call Drop Rate (VoIP)

    3.1.1 Description

    The Call Drop Rate (VoIP) KPI indicates the call drop rate of the VoIP services in a cell or

    radio network. A VoIP call drop occurs when the VoIP E-RAB is abnormally released. Each

    E-RAB is associated with QoS information. Usually, the QCI of VoIP services is 1.

    An E-RAB consists of a radio bearer and a corresponding S1 bearer. Any abnormal release of

    either bearer causes a call drop. A release is defined as abnormal by its release cause

    according to 3GPP TS 36.413.

    Two procedures can be performed to release E-RABs: E-RAB Release Indication and UE

    Context Release Request, as shown in Figure 3-1.

    Figure 3-1 Abnormal E-RAB release

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    When the eNodeB sends an E-RAB Release Indication message to the MME or a UE Context

    Release Request message to the MME as shown in Figure 3-1, the abnormal E-RAB release

    counter is incremented if the bearer to be released carries data and the release cause is not

    "Normal Release", "Detach", "User Inactivity", "CS Fallback triggered", "UE Not Available

    for PS Service", or "Inter-RAT Redirection". If the message contains several E-RAB ID IEs

    (in the E-RAB To Be Released List IE), the counter will be incremented for each individual

    E-RAB.

    3.1.2 Definition

    The Call Drop Rate (VoIP) KPI is defined in Table 3-1.

    Table 3-1 Call Drop Rate (VoIP)

    KPI Name Call Drop Rate (VoIP)

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

    3.2 Service Drop Rate (All)

    3.2.1 Description

    The Service Drop Rate (All) KPI indicates the call drop rate of all the services in a cell or

    radio network, including the VoIP service. Similar to the KPI defined in section 3.1 "Call

    Drop Rate (VoIP)", this KPI measures abnormal releases at the eNodeB.

    3.2.2 Definition

    The Service Drop Rate (All) KPI is defined in Table 3-2.

  • eRAN7.0 KPI Reference 3 Retainability KPIs

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    Table 3-2 Service Drop Rate (All)

    KPI Name Service Drop Rate (All)

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

    3.3 Service Drop Rate (Always Online)

    3.3.1 Description

    The Service Drop Rate (Always Online) KPI indicates the call drop rate of all the services in a

    cell or radio network, including the VoIP services, when the always online state is active.

    The Service Drop Rate (Always Online) KPI of all services is defined in Table 3-3.

    Table 3-3 Service Drop Rate (Always Online)

    KPI Name Service Drop Rate (Always Online)

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

  • eRAN7.0 KPI Reference 4 Mobility KPIs

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    4 Mobility KPIs Mobility KPIs are used to evaluate E-UTRAN mobility performance, which is critical to

    customer experience. Three categories of mobility KPIs are defined based on the following

    handover types: intra-frequency, inter-frequency, and inter-Radio Access Technology (RAT).

    4.1 Intra-Frequency Handover Out Success Rate

    4.1.1 Description

    The Intra-Frequency Handover Out Success Rate KPI indicates the intra-frequency handover

    success rate from the local cell or radio network to the intra-frequency neighboring cell or

    radio network. An intra-frequency handover (HO) includes both inter-eNodeB and

    intra-eNodeB scenarios.

    The intra-eNodeB HO scenario is shown in Figure 4-1. The attempted HO counters are

    collected at point B. When the eNodeB sends an RRC Connection Reconfiguration message

    to the UE, it performs a handover. The eNodeB counts the number of times an intra-eNodeB

    intra-frequency HO is attempted in the source cell. The successful HO counters are collected

    at point C. The eNodeB counts the number of successful intra-eNodeB intra-frequency HOs

    in the source cell when the eNodeB receives the RRC Connection Reconfiguration Complete

    message from the UE.

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    Figure 4-1 Scenario for intra-frequency intra-eNodeB handover

    Two scenarios are available for the inter-eNodeB HO, as shown in Figure 4-2 and Figure 4-3.

    The HO attempts are collected at point B. When the source-eNodeB (S-eNodeB) sends an

    RRC Connection Reconfiguration message to the UE, it decides to perform an inter-eNodeB

    HO. In this KPI, the source and target cells of the handover operate at the same frequency.

    The number of inter-eNodeB intra-frequency HO attempts is measured at the source cell.

    The number of successful inter-eNodeB intra-frequency HOs is collected at point C, as shown

    in Figure 4-2 and Figure 4-3. During a handover with the source and target cells at the same

    frequency, the number of successful inter-eNodeB intra-frequency HOs is measured in the

    source cell. This measurement occurs when the S-eNodeB receives a UE Context Release

    message from the target-eNodeB (T-eNodeB) or a UE Context Release Command message

    from the MME, indicating that the UE T-eNodeB is successfully attached to the T-eNodeB.

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    Figure 4-2 Scenario A for intra-frequency inter-eNodeB HO

    Figure 4-3 Scenario B for intra-frequency inter-eNodeB HO

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    4.1.2 Definition

    The Intra-Frequency Handover Out Success Rate KPI is defined in Table 4-1. Note that the

    attempted HO and the successful HO counters are collected based on the description in

    section 4.1.1 "Description."

    Table 4-1 Intra-Frequency Handover Out Success Rate

    KPI Name Intra-Frequency Handover Out Success Rate

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

    4.2 Inter-Frequency Handover Out Success Rate

    4.2.1 Description

    The Inter-Frequency Handover Out Success Rate KPI indicates the inter-frequency handover

    success rate from the local cell or radio network to the inter-frequency neighboring cell or

    radio network. Note that the measurement points for the associated counters are the same as

    those for the intra-frequency HO scenario described in section 4.1.1 "Description." The target

    LTE cell operates at a frequency different from that of the source LTE cell, which is the only

    difference between this KPI and the Intra-Frequency Handover Out Success Rate KPI.

    As shown in Figure 4-1, if the source and target cells operating at different frequencies are

    controlled by the same eNodeB, the eNodeB counts the number of intra-eNodeB

    inter-frequency HO attempts at point B and the number of successful intra-eNodeB

    inter-frequency HOs at point C in the source cell. As shown in Figure 4-2, if the handover

    source and target cells are operating at different frequencies, the eNodeB counts the number

    of inter-eNodeB inter-frequency HO attempts at point B and the number of successful

    intra-eNodeB inter-frequency HOs at point C in the source cell.

    4.2.2 Definition

    The Inter-Frequency Handover Out Success Rate KPI is defined in Table 4-2. Note that the

    attempted HO and the successful HO counters are collected based on the description in

    section 4.2.1 "Description."

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    Table 4-2 Inter-Frequency Handover Out Success Rate

    KPI Name Inter-Frequency Handover Out Success Rate

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

    4.3 Handover In Success Rate

    4.3.1 Description

    The Handover In Success Rate KPI indicates the handover success rate from the inter- or

    intra-eNodeB neighboring cells to the local cell or radio network. The HO includes both

    inter-eNodeB and intra-eNodeB scenarios.

    The intra-eNodeB HO scenario is shown in Figure 4-4. The attempted HO counters are

    collected at point B. When the eNodeB sends an RRC Connection Reconfiguration message

    to the UE, it performs a handover. The eNodeB counts the number of intra-eNodeB handover

    attempts in the target cell. The successful HO counters are collected at point C. The eNodeB

    counts the number of successful intra-eNodeB HOs in the target cell when the eNodeB

    receives an RRC Connection Reconfiguration Complete message from the UE.

    Figure 4-4 Intra-eNodeB HO

    Two scenarios are available for the inter-eNodeB HO, as shown in Figure 4-5 and Figure 4-6. The HO attempts are collected at point B in the target cell when the T-eNodeB sends a

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    Handover Request Acknowledge message to the S-eNodeB or the MME. The number of

    successful inter-eNodeB HO s are measured in the target cell at point C when the T-eNodeB

    receives an RRC Connection Reconfiguration Complete message from the UE and sends a

    UE CONTEXT RELEASE message to the S-eNodeB or when the T-eNodeB sends a

    HANDOVER NOTIFY message to MME.

    Figure 4-5 Scenario A for inter-eNodeB HO

    Figure 4-6 Scenario B for inter-eNodeB HO

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    4.3.2 Definition

    The Handover In Success Rate KPI is defined in Table 4-3. Note that the attempted HO and

    the successful HO counters are collected based on the description in section 4.3.1

    "Description."

    Table 4-3 Handover In Success Rate

    KPI Name Handover In Success Rate

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

    4.4 Inter-RAT Handover Out Success Rate (LTE to CDMA)

    4.4.1 Description

    The Inter-RAT Handover Out Success Rate (LTE to CDMA) KPI indicates the success rate of

    handovers from an LTE cell or radio network to CDMA2000 networks.

    The number of LTE-to-CDMA2000 HO attempts increases by 1 at point B as shown in Figure

    4-7 after the eNodeB sends a Mobility From EUTRA Command message to the UE. The

    number of successful inter-RAT HOs from LTE to CDMA2000 increases by 1 at point C,

    where the eNodeB receives a UE Context Release Command message from the MME after

    the UE accesses the CDMA2000 network.

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    Figure 4-7 Inter-RAT handover (LTE to CDMA)

    4.4.2 Definition

    The Inter-RAT Handover Out Success Rate (LTE to CDMA) KPI is defined in Table 4-4. The

    number of LTE-to-CDMA2000 HO attempts and the number of successful inter-RAT HOs

    from LTE to CDMA2000 are collected as described in section 4.4.1 "Description."

    Table 4-4 Inter-RAT Handover Out Success Rate (LTE to CDMA)

    KPI Name Inter-RAT Handover Out Success Rate (LTE to CDMA)

    Measurement Scope

    Cell or radio network

    Formula %100

    _2_

    _2__2_

    AttemptCLIRATHO

    SuccessCLIRATHOSRCLIRATHO

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

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    4.5 Inter-RAT Handover Out Success Rate (LTE to WCDMA)

    4.5.1 Description

    The Inter-RAT Handover Out Success Rate (LTE to WCDMA) KPI indicates the success rate

    of handovers from an LTE cell or radio network to WCDMA networks.

    The number of LTE-to-WCDMA HO attempts increases by 1 at point B as shown in Figure

    4-8 after the eNodeB sends a Mobility From EUTRA Command message to the UE. The

    number of successful inter-RAT HOs from LTE to WCDMA increases by 1 at point C, where

    the eNodeB receives a UE Context Release Command message from the MME after the UE

    accesses the WCDMA network.

    Figure 4-8 Inter-RAT handover (LTE to WCDMA/GSM/TD-SCDMA)

    4.5.2 Definition

    The Inter-RAT Handover Out Success Rate (LTE to WCDMA) KPI is defined in Table 4-5.

    The number of LTE-to-WCDMA HO attempts and the number of successful inter-RAT HOs

    from LTE to WCDMA are collected as described in section 4.5.1 "Description."

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    Table 4-5 Inter-RAT Handover Out Success Rate (LTE to WCDMA)

    KPI Name Inter-RAT Handover Out Success Rate (LTE to WCDMA)

    Measurement Scope

    Cell or radio network

    Formula %100

    _2_

    _2__2_

    AttemptWLIRATHO

    SuccessWLIRATHOSRWLIRATHO

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

    4.6 Inter-RAT Handover Out Success Rate (LTE to GSM)

    4.6.1 Description

    The Inter-RAT Handover Out Success Rate (LTE to GSM) KPI indicates the success rate of

    handovers from an LTE cell or radio network to GSM networks.

    The number of LTE-to-GSM HO attempts increases by 1 at point B as shown in Figure 4-8

    after the eNodeB sends a Mobility From EUTRA Command message to the UE. The number

    of successful inter-RAT HOs from LTE to GSM increases by 1 at point C, where the eNodeB

    receives a UE Context Release Command message from the MME after the UE accesses the

    GSM network.

    4.6.2 Definition

    The Inter-RAT Handover Out Success Rate (LTE to GSM) KPI is defined in Table 4-6. The

    number of LTE-to-GSM HO attempts and the number of successful inter-RAT HOs from LTE

    to GSM are collected as described in section 4.6.1 "Description."

    Table 4-6 Inter-RAT Handover Out Success Rate (LTE to GSM)

    KPI Name Inter-RAT Handover Out Success Rate (LTE to GSM)

    Measurement Scope

    Cell or radio network

    Formula %100

    _2_

    _2__2_

    AttemptGLIRATHO

    SuccessGLIRATHOSRGLIRATHO

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

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    4.7 Inter-RAT Handover Out Success Rate (LTE to TD-SCDMA)

    4.7.1 Description

    The Inter-RAT Handover Out Success Rate (LTE to TD-SCDMA) KPI indicates the success

    rate of handovers from an LTE cell or radio network to TD-SCDMA networks.

    The number of LTE-to-TD-SCDMA HO attempts increases by 1 at point B as shown in

    Figure 4-8 after the eNodeB sends a Mobility From EUTRA Command message to the UE.

    The number of successful inter-RAT HOs from LTE to TD-SCDMA increases by 1 at point C,

    where the eNodeB receives a UE Context Release Command message from the MME after

    the UE accesses the TD-SCDMA network.

    4.7.2 Definition

    The Inter-RAT Handover Out Success Rate (LTE to TD-SCDMA) KPI is defined inTable 4-7.

    The number of LTE-to-TD-SCDMA HO attempts and the number of successful inter-RAT

    HOs from LTE to TD-SCDMA are collected as described in section 4.7.1 "Description."

    Table 4-7 Inter-RAT Handover Out Success Rate (LTE to TD-SCDMA)

    KPI Name Inter-RAT Handover Out Success Rate (LTE to TD-SCDMA)

    Measurement Scope

    Cell/Radio Network

    Formula _ 2 __ 2 _ 100%

    _ 2 _

    IRATHO L T SuccessIRATHO L T SR

    IRATHO L T Attempt

    Associated Counters

    See chapter 9 "Counter List."

    Unit %

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    5 Service Integrity KPIs The service integrity KPIs indicate the E-UTRAN impacts on the service quality provided to

    the end-user. The service integrity KPIs can be calculated for each cell or radio network.

    5.1 Service Downlink Average Throughput

    5.1.1 Description

    The Service Downlink Average Throughput KPI consists of nine sub-KPIs that are mapped to

    nine QCIs. These sub-KPIs indicate the busy-hour downlink (DL) throughput of a service

    with a specific QCI per user in each cell. The Service Downlink Average Throughput KPI

    reflects the end-user experience.

    5.1.2 Definition

    The Service Downlink Average Throughput KPI is defined in Table 5-2. Nine different

    sub-KPIs exist for each QCI. The formula for each KPI is mapped to its corresponding

    counter. Table 5-1 lists the requirements for services with different QCIs.

    Table 5-1 Requirements for services with different QCIs

    QCI Resource Type

    Priority Packet Delay Budget (NOTE 1)

    Packet Error Loss

    Rate (NOTE 2)

    Example Services

    1 GBR 2 100 ms 10-2

    Conversational Voice

    2 4 150 ms 10-3

    Conversational Video (Live

    Streaming)

    3 3 50 ms 10-3

    Real Time Gaming

    4 5 300 ms 10-6

    Non-Conversational Video

    (Buffered Streaming)

    5 Non-GBR 1 100 ms 10-6

    IMS Signaling

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    QCI Resource Type

    Priority Packet Delay Budget (NOTE 1)

    Packet Error Loss

    Rate (NOTE 2)

    Example Services

    6 6 300 ms 10-6

    Video (Buffered Streaming)

    TCP-based (e.g., www, e-mail,

    chat, ftp, p2p file sharing,

    progressive video, etc.)

    7 7 100 ms 10-3

    Voice, Video (Live Streaming)

    Interactive Gaming

    8 8 300 ms 10-6

    Video (Buffered Streaming)

    TCP-based (e.g., www, e-mail,

    chat, ftp, p2p file sharing,

    progressive video, etc.)

    9 9 300 ms 10-6

    Table 5-2 Service Downlink Average Throughput

    KPI Name Service Downlink Average Throughput

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit kbit/s

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    5.2 Service Uplink Average Throughput

    5.2.1 Description

    The Service Uplink Average Throughput KPI consists of nine sub-KPIs that are mapped to

    nine QCIs. These sub-KPIs indicate the busy-hour uplink (UL) throughput of a service with a

    specific QCI per user in each cell. The Service Uplink Average Throughput KPI reflects the

    end-user experience.

    5.2.2 Definition

    The Service Uplink Average Throughput KPI is defined in Table 5-3. Nine sub-KPIs exist for

    each QCI. The formula for each KPI is mapped to its corresponding counter.

    Table 5-3 Service Uplink Average Throughput

    KPI Name Service Uplink Average Throughput

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit kbit/s

    5.3 Cell Downlink Average Throughput

    5.3.1 Description

    The Cell Downlink Average Throughput KPI indicates a cell's average downlink throughput

    when data is transferring at the downlink. The Cell Downlink Average Throughput KPI

    reflects the cell's capacity.

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    5.3.2 Definition

    The Cell Downlink Average Throughput KPI is defined in Table 5-4 and is calculated based

    on all the data transferred at the downlink and the time it takes to transfer. The formula is

    mapped to its corresponding counters.

    Table 5-4 Cell Downlink Average Throughput

    KPI Name Cell Downlink Average Throughput

    Measurement Scope

    Cell or radio network

    Formula

    sferTimeCellDLTranms

    ficVolumeCellDLTrafhpCellDLAveT

    *)(1000

    Associated Counters

    See chapter 9 "Counter List."

    Unit kbit/s

    5.4 Cell Uplink Average Throughput

    5.4.1 Description

    The Cell Uplink Average Throughput KPI indicates the average cell uplink throughput when

    data is transferring at the uplink. The Cell Uplink Average Throughput KPI reflects the cell's

    capacity.

    5.4.2 Definition

    The Cell Uplink Average Throughput KPI is defined in Table 5-5 and is calculated based on

    all the data transferred at the uplink and the time it takes to transfer. The formula is mapped to

    its corresponding counters.

    Table 5-5 Cell Uplink Average Throughput

    KPI Name Cell Uplink Average Throughput

    Measurement Scope

    Cell or radio network

    Formula

    sferTimeCellULTranms

    ficVolumeCellULTrafhpCellULAveT

    *)(1000

    Associated Counters

    See chapter 9 "Counter List."

    Unit kbit/s

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    5.5 Cell Downlink Maximum Throughput

    5.5.1 Description

    The Cell Downlink Maximum Throughput KPI indicates the cell downlink maximum

    throughput when data is transferring at the downlink. The Cell Downlink Maximum

    Throughput KPI reflects the cell's capacity.

    5.5.2 Definition

    The Cell Downlink Maximum Throughput KPI is defined in Table 5-6 and is calculated based

    on the maximum volume of traffic transferred each second. The formula is mapped to its

    corresponding counters.

    Table 5-6 Cell Downlink Maximum Throughput

    KPI Name Cell Downlink Maximum Throughput

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit kbit/s

    5.6 Cell Uplink Maximum Throughput

    5.6.1 Description

    This Cell Uplink Maximum Throughput KPI indicates the cell's maximum uplink throughput

    when data is transferring at the uplink. The Cell Uplink Maximum Throughput KPI reflects

    the cell's capacity.

    5.6.2 Definition

    The Cell Uplink Maximum Throughput KPI is defined in Table 5-7 and is calculated based on

    the maximum volume of traffic transferred each second. The formula is mapped to its

    corresponding counters.

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    Table 5-7 Cell Uplink Maximum Throughput

    KPI Name Cell Uplink Maximum Throughput

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit kbit/s

    5.7 100% RB Cell Downlink Average Throughput

    5.7.1 Description

    The 100% RB Cell Downlink Average Throughput KPI indicates the downlink capacity of a

    cell based on the average downlink throughput in a cell and RB usage of downlink services

    when all downlink RBs are used up.

    5.7.2 Definition

    The 100% RB Cell Downlink Average Throughput KPI is defined in Table 5-8.

    Table 5-8 100% RB Cell Downlink Average Throughput

    KPI Name 100% RB Cell Downlink Average Throughput

    Measurement

    Scope

    Cell/Radio Network

    Formula

    sedDLs)*RB_DRBU*60*1000(mSPleDLRB_AvailabficVolume*CellDLTraf

    cityCellDLCapa

    SP represents the reporting period of counters. The unit is minute.

    Associated

    Counters

    See chapter 9 "Counter List."

    Unit kbit/s

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    5.8 100% RB Cell Uplink Average Throughput

    5.8.1 Description

    The 100% RB Cell Uplink Average Throughput KPI indicates the uplink capacity of a cell

    based on the average uplink throughput in a cell, RB usage of uplink services, and RB usage

    of uplink pre-scheduling when all uplink RBs are used up

    5.8.2 Definition

    The 100% RB Cell Uplink Average Throughput KPI is defined in Table 5-9.

    Table 5-9 100% RB Cell Uplink Average Throughput

    KPI Name 100% RB Cell Uplink Average Throughput

    Measurement

    Scope

    Cell/Radio Network

    Formula

    )( duleUsedULRB_PrescheULRB_DRBUseds)**60*1000(mSPleULRB_AvailabficVolume*CellULTraf

    cityCellULCapa

    SP represents the reporting period of counters. The unit is minute.

    Associated

    Counters

    See chapter 9 "Counter List."

    Unit kbit/s

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    6 Utilization KPIs Utilization KPIs are used to evaluate the capabilities, such as the capability to meet traffic

    demands, in specific internal conditions.

    6.1 Resource Block Utilizing Rate

    6.1.1 Description

    The Resource Block Utilizing Rate KPI consists of two sub-KPIs: the uplink resource block

    (RB) utilizing rate and downlink RB utilizing rate. These two sub-KPIs indicate the busy-hour

    DL and UL RB utilizing rates in each cell or radio network.

    6.1.2 Definition

    The uplink and downlink Resource Block Utilizing Rate KPIs are defined in Table 6-1.

    Table 6-1 Resource Block Utilizing Rate

    KPI Name Resource Block Utilizing Rate

    Measurement Scope

    Cell or radio network

    Formula

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

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    6.2 Uplink Preschedule Resource Block Occupied Rate

    6.2.1 Description

    The Uplink Preschedule Resource Block Occupied Rate KPI indicates the percentage of

    uplink RBs allocated to UEs for pre-scheduling. The Uplink Preschedule Resource Block

    Occupied Rate KPI can be used to evaluate the impact on uplink RB usage caused by

    pre-scheduling.

    If pre-scheduling is enabled, when there are remaining uplink RBs in a cell, the eNodeB

    allocates uplink RBs to UEs that have not sent a bandwidth request to reduce the uplink

    service delay of these UEs.

    6.2.2 Definition

    The Uplink Preschedule Resource Block Occupied Rate KPI is defined in Table 6-2.

    Table 6-2 Uplink Preschedule Resource Block Occupied Rate

    KPI Name Uplink Preschedule Resource Block Occupied Rate

    Measurement

    Scope

    Cell/Radio Network

    Formula

    leULRB_Availab

    duleUsedULRB_PrescheeRB_URULPreschedul

    Associated

    Counters

    See chapter 9 "Counter List."

    Unit %

    6.3 Average CPU Load

    6.3.1 Description

    The Average CPU Load KPI indicates the CPU usage during busy hours.

    6.3.2 Definition

    The Average CPU Load KPI is defined in Table 6-3. The CPU load is calculated by averaging

    the CPU usage ratio during the measurement period.

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    Table 6-3 Average CPU Load

    KPI Name Average CPU Load

    Measurement Scope

    CPU

    Formula MeanCPUUtility

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

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    7 Availability KPIs A cell is available when the eNodeB can provide EPS bearer services. Availability in a cell

    can be measured when a variety of hardware/software faults occurs in the cell.

    7.1 Radio Network Unavailability Rate

    7.1.1 Description

    The Radio Network Unavailability Rate KPI indicates the percentage of time when cells in a

    radio network are unavailable. This KPI is used to evaluate the deterioration of network

    performance caused by unavailable cells on the radio network during busy hours.

    7.1.2 Definition

    The Radio Network Unavailability Rate KPI is defined in Table 7-1. This KPI is calculated

    based on the length of time all cell services are unavailable on the radio network.

    Table 7-1 Radio Network Unavailability Rate

    KPI Name Radio Network Unavailability Rate

    Measurement Scope

    Radio network

    Formula

    NOTE

    "SP" indicates the reporting period for counters in minutes.

    Associated Counters

    See chapter 9 "Counter List."

    Unit Percentage (%)

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    8 Traffic KPIs Traffic KPIs are used to measure the traffic volume on the LTE Radio Access Network (RAN).

    Based on traffic types, the traffic KPIs are classified into the following categories: radio

    bearers, downlink traffic volume, and uplink traffic volume.

    8.1 Radio Bearers

    8.1.1 Description

    The Radio Bearers KPI consists of ten sub-KPIs. One KPI corresponds to the total of radio

    bearers and the other nine correspond to nine QCIs. This set of sub-KPIs indicates the average

    number of radio bearers in a cell or radio network. The radio bearer for each QCI is based on

    the number of active RRC connections for each QCI, according to the QCI defined in the QoS

    information.

    8.1.2 Definition

    The Radio Bearers KPIs are defined in Table 8-1 and include ten different sub-KPIs. The

    formula for each KPI is mapped to its corresponding counter.

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    Table 8-1 Radio Bearers

    KPI Name Radio Bearers

    Measurement Scope

    Cell or radio network

    Formula RadioBearers

    RadioBearers_QCI_1

    RadioBearers_QCI_2

    RadioBearers_QCI_3

    RadioBearers_QCI_4

    RadioBearers_QCI_5

    RadioBearers_QCI_6

    RadioBearers_QCI_7

    RadioBearers_QCI_8

    RadioBearers_QCI_9

    Associated Counters

    See chapter 9 "Counter List."

    Unit NA

    8.2 Downlink Traffic Volume

    8.2.1 Description

    Similar to the Radio Bearers KPI, the Downlink Traffic Volume KPI consists of ten sub-KPIs.

    One KPI corresponds to the total DRB traffic volume, and the other nine correspond to nine

    QCIs. This set of sub-KPIs indicates the downlink traffic volume in a cell, which is measured

    at the PDCP layer and excludes the PDCP header.

    8.2.2 Definition

    The Downlink Traffic Volume KPIs are defined in Table 8-2 and include ten sub-KPIs. The

    formula for each KPI is mapped to its corresponding counter.

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    Table 8-2 Downlink Traffic Volume

    KPI Name Downlink Traffic Volume

    Measurement Scope

    Cell or radio network

    Formula DLTrafficVolume

    DLTrafficVolume_QCI_1

    DLTrafficVolume_QCI_2

    DLTrafficVolume_QCI_3

    DLTrafficVolume_QCI_4

    DLTrafficVolume_QCI_5

    DLTrafficVolume_QCI_6

    DLTrafficVolume_QCI_7

    DLTrafficVolume_QCI_8

    DLTrafficVolume_QCI_9

    Associated Counters

    See chapter 9 "Counter List."

    Unit bit

    8.3 Uplink Traffic Volume

    8.3.1 Description

    Similar to the Downlink Traffic Volume KPI, the Uplink Traffic Volume KPI consists of ten

    sub-KPIs. One KPI corresponds to the total of traffic volume for DRBs, and the other nine

    correspond to nine QCIs. This set of sub-KPIs indicates a cell's uplink traffic volume. The

    sub-KPIs are measured at the PDCP layer and exclude the PDCP header.

    8.3.2 Definition

    The Uplink Traffic Volume KPIs are defined in Table 8-3 and include ten sub-KPIs. The

    formula for each KPI is mapped to its corresponding counter.

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    Table 8-3 Uplink Traffic Volume

    KPI Name Uplink Traffic Volume

    Measurement Scope

    Cell or radio network

    Formula olumeULTrafficV

    1__QCIolumeULTrafficV

    2__QCIolumeULTrafficV

    3__QCIolumeULTrafficV

    4__QCIolumeULTrafficV

    5__QCIolumeULTrafficV

    6__QCIolumeULTrafficV

    7__QCIolumeULTrafficV

    8__QCIolumeULTrafficV

    9__QCIolumeULTrafficV

    Associated Counters

    See chapter 9 "Counter List."

    Unit bit

    8.4 Average User Number

    8.4.1 Description

    The Average User Number KPI indicates the average number of users in RRC_Connected

    mode in a cell. This value is calculated based on samples. The eNodeB records the number of

    users in the cell to be sampled every second and then calculates the average value of these

    samples throughout the measurement period.

    8.4.2 Definition

    The Average User Number KPI is defined in Table 8-4. The formula is mapped to its

    corresponding counters.

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    Table 8-4 Average User Number

    KPI Name Average User Number

    Measurement Scope

    Cell or radio network

    Formula AveUserNumber

    Associated Counters

    See chapter 9 "Counter List."

    Unit NA

    8.5 Maximum User Number

    8.5.1 Description

    The Maximum User Number KPI evaluates the maximum number of users in

    RRC_Connected mode of a cell in a certain period of time. This value is calculated based on

    samples. The eNodeB records the number of users in the cell to be sampled every second and

    then calculates the maximum value of these samples throughout the measurement period.

    8.5.2 Definition

    The Maximum User Number KPI is defined in Table 8-5. The formula is mapped to its

    corresponding counters.

    Table 8-5 Maximum User Number

    KPI Name Maximum User Number

    Measurement Scope

    Cell or radio network

    Formula MaxUserNumber

    Associated Counters

    See chapter 9 "Counter List."

    Unit NA

  • eRAN7.0 KPI Reference 9 Counter List

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    9 Counter List Table 9-1 provides a list of all the counters relevant to KPI calculation. In each KPI

    specification, one or more parameters are used to calculate the KPI, as shown in the KPI

    formula. Each parameter is mapped to a counter. For details on each counter, see eNodeB

    Performance Counter Reference.

    Note that only QCI 1 is used for VoIP service (conversational voice). According to Table 6.1.7

    in 3GPP TS 23.203, QCI 7 can also be assigned to non-conversational voice. In this document,

    QCI 7 is not considered to be part of the VoIP service in KPI calculation.

    The counters listed in the following table are described in eNodeB Performance Counter

    Reference.

    Table 9-1 KPI-related counter list

    KPI Parameter in KPI Formula

    Mapped Counters

    RRC Setup Success

    Rate (Service)

    RRCConnectionAttem

    ptservice

    L.RRC.ConnReq.Att.Emc +

    L.RRC.ConnReq.Att.HighPri +

    L.RRC.ConnReq.Att.Mt +

    L.RRC.ConnReq.Att.MoData +

    L.RRC.ConnReq.Att.DelayTol

    RRCConnectionSucce

    ssservice

    L.RRC.ConnReq.Succ.Emc +

    L.RRC.ConnReq.Succ.HighPri +

    L.RRC.ConnReq.Succ.Mt +

    L.RRC.ConnReq.Succ.MoData +

    L.RRC.ConnReq.Succ.DelayTol

    RRC Setup Success

    Rate (Signaling)

    RRCConnectionAttem

    ptsignaling

    L.RRC.ConnReq.Att.MoSig

    RRCConnectionSucce

    sssignaling

    L.RRC.ConnReq.Succ.MoSig

    E-RAB Setup Success

    Rate (VoIP)

    VoIPERABSetupAtte

    mpt

    L.E-RAB.AttEst.QCI.1

    VoIPERABSetupSucc

    ess L.E-RAB.SuccEst.QCI.1

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    KPI Parameter in KPI Formula

    Mapped Counters

    S1SIG Connection

    Setup Success Rate

    S1SIGConnectionEsta

    blishAttempt

    L.S1Sig.ConnEst.Att

    S1SIGConnectionEsta

    blishSuccess

    L.S1Sig.ConnEst.Succ

    E-RAB Setup Success

    Rate (All)

    ERABSetupAttempt L.E-RAB.AttEst

    ERABSetupSuccess L.E-RAB.SuccEst

    Call Setup Success

    Rate

    RRCConnectionAttem

    ptservice

    L.RRC.ConnReq.Att.Emc +

    L.RRC.ConnReq.Att.HighPri +

    L.RRC.ConnReq.Att.Mt +

    L.RRC.ConnReq.Att.MoData +

    L.RRC.ConnReq.Att.DelayTol

    RRCConnectionSucce

    ssservice

    L.RRC.ConnReq.Succ.Emc +

    L.RRC.ConnReq.Succ.HighPri +

    L.RRC.ConnReq.Succ.Mt +

    L.RRC.ConnReq.Succ.MoData +

    L.RRC.ConnReq.Succ.DelayTol

    S1SIGConnectionEsta

    blishAttempt

    L.S1Sig.ConnEst.Att

    S1SIGConnectionEsta

    blishSuccess

    L.S1Sig.ConnEst.Succ

    ERABSetupAttempt L.E-RAB.AttEst

    ERABSetupSuccess L.E-RAB.SuccEst

    Call Drop Rate

    (VoIP)

    VoIPERABAbnormal

    Release

    L.E-RAB.AbnormRel.QCI.1

    VoIPERABRelease L.E-RAB.AbnormRel.QCI.1 +

    L.E-RAB.NormRel.QCI.1

    Service Drop Rate

    (All)

    ERABAbnormalRelea

    se

    L.E-RAB.AbnormRel

    ERABRelease L.E-RAB.AbnormRel +

    L.E-RAB.NormRel

    Service Drop Rate

    (Always Online)

    ERABAbnormalRelea

    seOfAlwaysOnline

    L.E-RAB.AbnormRel

    ERABReleaseOfAlwa

    ysOnline

    L.E-RAB.AbnormRel +

    L.E-RAB.NormRel +

    L.E-RAB.Num.Syn2Unsyn

    Intra-Frequency

    Handover Out

    Success Rate

    IntraFreqHOOutAttem

    pt

    L.HHO.IntraeNB.IntraFreq.ExecAttOut

    +

    L.HHO.IntereNB.IntraFreq.ExecAttOut

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    KPI Parameter in KPI Formula

    Mapped Counters

    IntraFreqHOOutSucce

    ss

    L.HHO.IntraeNB.IntraFreq.ExecSuccO

    ut +

    L.HHO.IntereNB.IntraFreq.ExecSuccO

    ut

    Inter-Frequency

    Handover Out

    Success Rate

    InterFreqHOOutAttem

    pt

    L.HHO.IntraeNB.InterFreq.ExecAttOut

    +

    L.HHO.IntereNB.InterFreq.ExecAttOut

    InterFreqHOOutSucce

    ss

    L.HHO.IntraeNB.InterFreq.ExecSuccO

    ut +

    L.HHO.IntereNB.InterFreq.ExecSuccO

    ut

    Handover In Success

    Rate

    HOInAttempt L.HHO.IntraeNB.ExecAttIn +

    L.HHO.IntereNB.ExecAttIn

    HOInSuccess L.HHO.IntraeNB.ExecSuccIn +

    L.HHO.IntereNB.ExecSuccIn

    Inter-RAT Handover

    Out Success Rate

    (LTE to CDMA)

    IRATHO_L2C_Attem

    pt

    L.IRATHO.E2C.ExecAttOut

    IRATHO_L2C_Succe

    ss

    L.IRATHO.E2C.ExecSuccOut

    Inter-RAT Handover

    Out Success Rate

    (LTE to WCDMA)

    IRATHO_L2W_Atte

    mpt

    L.IRATHO.E2W.ExecAttOut

    IRATHO_L2W_Succe

    ss L.IRATHO.E2W.ExecSuccOut

    Inter-RAT Handover

    Out Success Rate

    (LTE to GSM)

    IRATHO_L2G_Attem

    pt

    L.IRATHO.E2G.ExecAttOut

    IRATHO_L2G_Succe

    ss

    L.IRATHO.E2G.ExecSuccOut

    Inter-RAT Handover

    Out Success Rate

    (LTE to TD-SCDMA)

    IRATHO_L2T_Attem

    pt

    L.IRATHO.E2T.ExecAttOut

    IRATHO_L2T_Succe

    ss

    L.IRATHO.E2T.ExecSuccOut

    Service Downlink

    Average Throughput

    DLAverageThroughpu

    t_QCI_n

    L.Thrp.bits.DL.QCI.1 /

    L.Thrp.Time.DL.QCI.1

    L.Thrp.bits.DL.QCI.2 /

    L.Thrp.Time.DL.QCI.2

    L.Thrp.bits.DL.QCI.3 /

    L.Thrp.Time.DL.QCI.3

    L.Thrp.bits.DL.QCI.4 /

    L.Thrp.Time.DL.QCI.4

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    KPI Parameter in KPI Formula

    Mapped Counters

    L.Thrp.bits.DL.QCI.5 /

    L.Thrp.Time.DL.QCI.5

    L.Thrp.bits.DL.QCI.6 /

    L.Thrp.Time.DL.QCI.6

    L.Thrp.bits.DL.QCI.7 /

    L.Thrp.Time.DL.QCI.7

    L.Thrp.bits.DL.QCI.8 /

    L.Thrp.Time.DL.QCI.8

    L.Thrp.bits.DL.QCI.9 /

    L.Thrp.Time.DL.QCI.9

    Service Uplink

    Average Throughput

    ULAverageThroughpu

    t_QCI_n

    L.Thrp.bits.UL.QCI.1 /

    L.Thrp.Time.UL.QCI.1

    L.Thrp.bits.UL.QCI.2 /

    L.Thrp.Time.UL.QCI.2

    L.Thrp.bits.UL.QCI.3 /

    L.Thrp.Time.UL.QCI.3

    L.Thrp.bits.UL.QCI.4 /

    L.Thrp.Time.UL.QCI.4

    L.Thrp.bits.UL.QCI.5 /

    L.Thrp.Time.UL.QCI.5

    L.Thrp.bits.UL.QCI.6 /

    L.Thrp.Time.UL.QCI.6

    L.Thrp.bits.UL.QCI.7 /

    L.Thrp.Time.UL.QCI.7

    L.Thrp.bits.UL.QCI.8 /

    L.Thrp.Time.UL.QCI.8

    L.Thrp.bits.UL.QCI.9 /

    L.Thrp.Time.UL.QCI.9

    Cell Downlink

    Average Throughput

    CellDLTrafficVolume L.Thrp.bits.DL

    CellDLTransferTime L.Thrp.Time.Cell.DL.HighPrecision

    Cell Uplink Average

    Throughput

    CellULTrafficVolume L.Thrp.bits.UL

    CellULTransferTime L.Thrp.Time.Cell.UL.HighPrecision

    Cell Downlink

    Maximum

    Throughput

    CellDLMaxTrafficVol

    umeforEach1s

    L.Thrp.bits.DL.Max

    Cell Uplink

    Maximum Throughput

    CellULMaxTrafficVol

    umeforEach1s

    L.Thrp.bits.UL.Max

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    KPI Parameter in KPI Formula

    Mapped Counters

    100% RB Cell

    Downlink Average

    Throughput

    CellDLTrafficVolume L.Thrp.bits.DL

    RB_AvailableDL L.ChMeas.PRB.DL.Avail

    RB_DRBUsedDL L.ChMeas.PRB.DL.DrbUsed.Avg

    100% RB Cell Uplink

    Average Throughput

    CellULTrafficVolume L.Thrp.bits.UL

    RB_AvailableUL L.ChMeas.PRB.UL.Avail

    RB_DRBUsedUL L.ChMeas.PRB.UL.DrbUsed.Avg

    RB_PrescheduleUsed

    UL

    L.ChMeas.PRB.UL.PreSch.Used.Avg

    Resource Block

    Utilizing Rate

    RB_UsedDL L.ChMeas.PRB.DL.Used.Avg

    RB_AvailableDL L.ChMeas.PRB.DL.Avail

    RB_UsedUL L.ChMeas.PRB.UL.Used.Avg

    RB_AvailableUL L.ChMeas.PRB.UL.Avail

    Uplink Preschedule

    Resource Block

    Occupied Rate

    RB_PrescheduleUsed

    UL

    L.ChMeas.PRB.UL.PreSch.Used.Avg

    RB_AvailableUL L.ChMeas.PRB.UL.Avail

    Average CPU Load MeanCPUUtility VS.BBUBoard.CPULoad.Mean

    Radio Network

    Unavailability Rate

    CellUnavailTime L.Cell.Unavail.Dur.Sys +

    L.Cell.Unavail.Dur.Manual

    Radio Bearers RadioBearers L.Traffic.DRB

    RadioBearers_QCI_n L.Traffic.DRB.QCI.1

    L.Traffic.DRB.QCI.2

    L.Traffic.DRB.QCI.3

    L.Traffic.DRB.QCI.4

    L.Traffic.DRB.QCI.5

    L.Traffic.DRB.QCI.6

    L.Traffic.DRB.QCI.7

    L.Traffic.DRB.QCI.8

    L.Traffic.DRB.QCI.9

    Downlink Traffic

    Volume

    DLTrafficVolume L.Thrp.bits.DL

    DLTrafficVolume_QC

    I_n

    L.Thrp.bits.DL.QCI.1

    L.Thrp.bits.DL.QCI.2

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    KPI Parameter in KPI Formula

    Mapped Counters

    L.Thrp.bits.DL.QCI.3

    L.Thrp.bits.DL.QCI.4

    L.Thrp.bits.DL.QCI.5

    L.Thrp.bits.DL.QCI.6

    L.Thrp.bits.DL.QCI.7

    L.Thrp.bits.DL.QCI.8

    L.Thrp.bits.DL.QCI.9

    Uplink Traffic

    Volume

    ULTrafficVolume L.Thrp.bits.UL

    ULTrafficVolume_QC

    I_n

    L.Thrp.bits.UL.QCI.1

    L.Thrp.bits.UL.QCI.2

    L.Thrp.bits.UL.QCI.3

    L.Thrp.bits.UL.QCI.4

    L.Thrp.bits.UL.QCI.5

    L.Thrp.bits.UL.QCI.6

    L.Thrp.bits.UL.QCI.7

    L.Thrp.bits.UL.QCI.8

    L.Thrp.bits.UL.QCI.9

    Average User Number AvgUserNumber L.Traffic.User.Avg

    Maximum User

    Number

    MaxUserNumber L.Traffic.User.Max

  • eRAN7.0 KPI Reference 10 References

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    10 References 1. 3GPP, TS36.331 v10.9.0 (March 2013), "Evolved Universal Terrestrial Radio Access

    (E-UTRA), Radio Resource Control (RRC); Protocol Specification, (Release 10)"

    2. 3GPP, TS36.300 v8.6.0 (September 2008), "Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal Terrestrial Radio Access Network (E-UTRAN);

    Overall description; Stage 2 (Release 8)"

    3. 3GPP, TS36.413 v8.3.0 (September 2008), "Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal Terrestrial Radio Access Network (E-UTRAN); S1

    Application Protocol (S1AP) (Release 8)"

    4. 3GPP, TS23.401 v8.4.0 (December 2008), "Technical Specification Group Services and System Aspects; General Packet Radio Service (GPRS) enhancements for Evolved

    Universal Terrestrial Radio Access Network (E-UTRAN) access (Release 8)"

    5. 3GPP, TS23.203 v8.3.1 (September 2008), "Technical Specification Group Services and System Aspects: Policy and charging control architecture (Release 8)"

    6. eNodeB Performance Counter Reference