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https://www.cpars.gov10/20/2015 1
https://www.ppirs.gov
Welcome to
Overview for Grants
https://www.cpars.gov10/20/2015 2
https://www.ppirs.gov
Agenda
FAPIIS Data Entry (CPARS)
• Policy
• Access
• Entering a Record
• Modifying a Completed Record
• Retrieving Work in Progress
• Status ReportFAPIIS Record Retrieval (PPIRS)
• Policy
• FAPIIS Records
• Exclusions Records
• Proceedings RecordsFAPIIS PublicFocal Point Session
https://www.cpars.gov10/20/2015 3
https://www.ppirs.gov
FAPIIS Data Entry
(CPARS)
https://www.cpars.gov10/20/2015 4
https://www.ppirs.gov
What is CPARS?
Two Modules Within CPARS
•Federal Awardee Performance and Integrity Information System (FAPIIS) Module
•Contractor Performance Assessment Reporting System (CPARS) Module – Collects Past Performance Information on Contracts
Contractor Performance Assessment Reporting System (CPARS)
Web-enabled application that collects and manages a library of automated contractor report cards and awardee performance and integrity information
https://www.cpars.gov10/20/2015 5
https://www.ppirs.gov
What is FAPIIS?Federal Awardee Performance and Integrity Information
System
Database of Information Regarding
Performance and Integrity of Awardees of Federal Contracts and Grants
Grant Records: Termination for Material Failure to Comply Recipient Not Qualified Determination Administrative Agreement
Contract Records: Termination for Default Termination for Cause Non-Responsibility Determination Defective Pricing Administrative Agreement DoD Determination of Contractor Fault
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Regulatory Requirements – Recipient Not Qualified
Determination2 CFR 200.212 – Enter Report in FAPIIS Only if ALL of Following Apply:
•Only Basis for Determining Applicant Not Qualified is Their Prior Record of Executing Programs or Activities Under Federal Awards or Their Record of Integrity and Business Ethics
•Total Federal Share of Anticipated Federal Award Expected to Exceed Simplified Acquisition Threshold ($150,000) Over Period of Performance
https://www.cpars.gov10/20/2015 7
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Regulatory Requirements – Recipient Not Qualified
Determination2 CFR 200.212 – Not Required to Report Determination that Applicant Not Qualified in FAPIIS When Federal Award Includes Specific Award Terms and Conditions
2 CFR 200.207 – Federal Award Conditions May Include:
•Requiring Payments as Reimbursements Rather Than Advance Payments
•Withholding Authority to Proceed to Next Phase Until Receipt of Evidence of Acceptable Performance
•Requiring Additional, More Detailed Financial Reports
•Requiring Additional Project Monitoring
•Requiring Applicant to Obtain Technical or Management Assistance
•Establishing Additional Prior Approvals
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Regulatory Requirements – Termination for Material Failure to
Comply2 CFR 200.339 – Enter Report in FAPIIS When Agency Terminates Award Prior to End of Period of Performance Due to Grantee’s Material Failure to Comply with Federal Award Terms and Conditions
2 CFR 200.339 –Enter Report in FAPIIS After Grantee:
•Has Exhausted Its Appeal Rights
•Has Not, Within 30 Calendar Days After Being Notified of Termination, Informed Agency of Its Intent to Appeal Termination Decision
No Minimum Threshold for Reporting Termination for Material Failure to Comply in FAPIIS
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Record Retention
Records are retained for 5
years following Action Date.
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FAPIIS Access
Receive Access from Focal PointDoD Users or Federal PIV
•User ID Required
•PKI Certificate Required (CAC or PIV Card)Non-DoD or Federal (No PIV)
•User ID Required
•Password Required
Government Only!
Awardees do not have access
to FAPIIS.
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Logging In
1. Visit https://www.cpars.gov
2. Select System Logon
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Logging In
Click Accept/Login with PKI or Accept/Login with Password
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Logging In
First time logging in? Use the Forgot Password button to receive an email with a temporary password.
Forgot your User ID? Use the Forgot User ID button to receive an email with your User ID.
The Forgot Password
Button is the Preferred Way
to Reset Passwords
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Accessing FAPIIS
After Logging in with User ID, Select FAPIIS Module
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Entering a Record
1. Click “Enter a Record”2. Select Record Type
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Entering a Record
3. Enter DUNS 4. Click Continue
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Entering a Record
Attachment (e.g. action that terminated grant) must be uploaded here
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Entering a Record
Populated from User Profile Menu
Save as Draft = You can make changes later using To-Do ListSave and Mark for Release = Immediately available in PPIRS for awardee comments and applicant risk review retrieval. Available on FAPIIS Public website following 14 day delay.
Awardee Info Pulled in from System for
Award Management (SAM)
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Completing a Record
Important!!
30 Days to Complete FAPIIS RecordE-mail Reminders Sent WeeklyRecords NOT COMPLETED within 30 days are automatically DELETED!
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Modify a Completed Record
1. Click “Modify a Completed Record”2. Click on Document Number to modify
https://www.cpars.gov10/20/2015 21
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Modify a Completed Record
1. Make Changes:• Upload/Replace
PDF• Withdraw/
Rescind2. Click Save Data
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Retrieving Work in Progress
1. Click To-Do List2. Click Document
Number
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Status Report1. Click Status
Report2. Select
Parameters and Run Report
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Status Report
View record’s history actions
Click on document
number to view record
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Department Point of Contact
1. Click Status Report
2. Select Parameters
3. Run Report
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User Profile
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User Profile
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User Profile
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FAPIIS Record
Retrieval (PPIRS)
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Retrieving Records
Retrieve from FAPIIS Public Website (www.fapiis.gov)
Retrieve from Past Performance Information Retrieval System (PPIRS)
(www.ppirs.gov)
Retrieving Records for Applicant Risk Review
Process
Retrieving Records from
Public Website
https://www.cpars.gov10/20/2015 31
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Retrieving RecordsBest Practice
FAPIIS Record Immediately Available in PPIRS When Marked for Release in CPARS
FAPIIS Record Available on FAPIIS Public Website Following 14 Day Delay
• Allows Time for Awardee to Address Freedom of Information Act (FOIA) Concerns
Use PPIRS when searching for FAPIIS records during an applicant risk review to ensure you have access to the most current performance
and integrity information!
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Regulatory Requirements – Reviewing Information in
FAPIIS2 CFR 200.205 – Prior to Making Federal Award, Must Review Information Available Through Any Office of Management and Budget (OMB) Designated Repositories of Governmentwide Eligibility or Financial Integrity Information as Appropriate
•FAPIIS (Review Prior to Making Award Where Federal Share is Expected to Exceed Simplified Acquisition Threshold ($150,000) Over Period of Performance)
•Suspension and Debarment Information
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Retrieving Records (PPIRS)
Access PPIRS to: (www.ppirs.gov)Support Source Selections/Applicant Risk ReviewsAccess Integrity and Performance InformationObtain Proceeding Information from the System for Award
Management (SAM)For Awardees, Enter Comments on FAPIIS Records
FAPIIS Public Website: (www.fapiis.gov)Excludes Performance EvaluationsIncludes Data After April 15, 201114 Day Data DelaySAM Information Available
https://www.cpars.gov10/20/2015 34
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Retrieving Records (PPIRS)
1. Go to www.ppirs.gov
2. Select PPIRS-Report Card Application Logon
https://www.cpars.gov10/20/2015 35
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Retrieving Records (PPIRS)
https://www.cpars.gov10/20/2015 36
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Retrieving Records (PPIRS)
Search by DUNS is
Recommended
https://www.cpars.gov10/20/2015 37
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Retrieving Records (PPIRS)
FAPIIS RecordsAdministrative AgreementDefective PricingDoD Determination of Contractor FaultNon-Responsibility DeterminationRecipient Not Qualified DeterminationTermination for CauseTermination for DefaultTermination for Material Failure to Comply
https://www.cpars.gov10/20/2015 38
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Retrieving Records (PPIRS)
FAPIIS Records
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Retrieving Records (PPIRS)
FAPIIS Records
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Retrieving Records (PPIRS)
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Retrieving Records (PPIRS)
FAPIIS Records
Click to View
Attachment
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Retrieving Records (PPIRS)
FAPIIS Records
xxx
Awardee May Provide Unlimited Number of Comments (comments in example
redacted for training purposes)
xxx
CompanyXXX
xxx xx
xxxx
xxxxx
xxxx
xxx
xxx
xxx
xxxxx
xxxx xx
xxxx
xxxxx
x xxxxx
xxxx
xxx
xxx
xxx
https://www.cpars.gov10/20/2015 43
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Retrieving Records (PPIRS)
Proceedings RecordsProceedings Information
Entered in Entity Management Section of SAM and May be Viewed in FAPIIS
https://www.cpars.gov10/20/2015 44
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Retrieving Records (PPIRS)
Proceedings Records
(comments in example
redacted for training
purposes)
Company XXX
xxxxxx
xxx
xxx
xxxxxx xx
x
xxx
xxx
https://www.cpars.gov10/20/2015 45
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Retrieving Records (PPIRS)
Exclusions
999999999
CONTRACTOR ABC
Exclusions Information Entered in Performance Information Section of SAM and May be
Viewed in FAPIIS
https://www.cpars.gov10/20/2015 46
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Retrieving Records (PPIRS)
ExclusionsCONTRACTOR ABC
999999999123 FEDERAL DRIVE, ARLINGTON, VA
https://www.cpars.gov10/20/2015 47
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Retrieving Records (PPIRS)List All Government Entered FAPIIS
Records
https://www.cpars.gov10/20/2015 48
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Retrieving Records (PPIRS)List All Government Entered FAPIIS
Records
All Government Entered Records (Grants and
Contracts)
All Government Entered Contract
Records
All Government Entered Grant
Records
https://www.cpars.gov10/20/2015 49
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Retrieving Records (PPIRS)List All Government Entered FAPIIS
RecordsClick for
Spreadsheet
Click to View Records
https://www.cpars.gov10/20/2015 50
https://www.ppirs.gov
FAPIIS Public
Website
https://www.cpars.gov10/20/2015 51
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Retrieving Records FAPIIS Public Website
Go to www.fapiis.gov
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FAPIIS Public Website
Contractor Name
https://www.cpars.gov10/20/2015 53
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FAPIIS Public Website
(example redacted for
training purposes)
xxx
xxx
xxxxxx
xxx
xxx
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FAPIIS Public Website
Remove FAPIIS Record
•Use the Modify a Completed Record option in CPARS/FAPIIS.
•Select “YES” adjacent to Record Withdrawn/Rescinded and enter a Reason in space provided.
•If a record has been Withdrawn/Rescinded and must be reposted to PPIRS and the FAPIIS Public website, contact the Customer Service Desk for assistance.
https://www.cpars.gov10/20/2015 55
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Customer Support & Website
Customer Support Desk
•Monday – Friday: 6:30 am – 6:00 pm ET
•Commercial: 207-438-1690
•Email: [email protected]/CPARS Website: https://www.cpars.gov
•System Logon
•User Manual
•Training Information
•FAQs
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Focal Point Session
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Focal Point/Alternate Focal Point
Provides Access to FAPIIS Provides Support to FAPIIS Users Under Their Cognizance
May Have Up To Five Alternates
Government Only Role
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Granting Access
1. Click Access Authorization
2. Click Create New User Access
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Granting Access
3. Enter User or Search 4. Click Add User 5. Click Create User Access Matrix
https://www.cpars.gov10/20/2015 60
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Modifying Access
1. Click Access Authorization2. Click View/Modify Existing User
Access
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Modifying Access
3. Select User 4. Click View Users
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Modifying Access
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Modifying Access
If user doesn’t have access to
CPARS removing access will delete
their account
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Modifying Access
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Modifying Access
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Transferring Access
1. Click Access Authorization
2. Click Transfer User Access to Another User
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Transferring Access
Delete User = No longer requires access
to FAPIIS
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Alternate Focal Point
1. Click Access Authorization
2. Click Assign Alternate Focal Point(s)
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Alternate Focal Point
You may assign up to 5 Alternates
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Customer Support & Website
Customer Support Desk
•Monday – Friday: 6:30 am – 6:00 pm ET
•Commercial: 207-438-1690
•Email: [email protected]/CPARS Website: https://www.cpars.gov
•System Logon
•User Manual
•Training Information
•FAQs
https://www.cpars.gov10/20/2015 71
https://www.ppirs.gov