How to Read Your Composite and Year-End Summary Report

What’s New for the 2012 Tax Year

•We’veaddedanewsortorderforyour1099-BandRealizedGain/LosssectionthatmirrorstheIRSForm8949tomakethecompletionofthatformeasier.

•NewRealizedGain/LossSummarypage.

•Rollupreportingreducesthenumberoflinesandpagesinyourreport.

•TheTableofContentshasbeenmovedtopage2foryourconvenience.

Inside Your Form 1099 Composite and Year-End SummaryYourForm1099CompositeandYear-EndSummaryReportcontaintheinformationyouneedtodoyourtaxpreparationinoneeasy-to-usereport.Dependingonyourfinancialsituation,your1099Compositemayincludethefollowingforms:

Form 1099-DIVDividendsandDistributions—ReportsanydividendamountsearnedonstocksandmutualfundsinyourSchwabaccount(s),includingcapitalgainsdistributions.

Form 1099-INTInterestIncome—ReportsanyinterestpaidtoyourSchwabaccount(s).

Form 1099-MISCMiscellaneousIncome—ReportsanyroyaltyandsubstitutepaymentsinlieuofdividendsandinterestpaidtoyourSchwabaccount(s).YoucouldalsoreceiveaseparateForm1099-MISCthatreports“OtherIncome.”

Form 1099-OIDOriginalIssueDiscount—Reportsanyoriginalissuediscounts(OIDs)accruedforthecurrentyear.Theamountisbasedontheexcessofthestatedredemptionprice(atmaturity)andtheoriginalissue(notpurchase)priceofdebtinstruments,includingbondsornotesthathaveatermofmorethanoneyear.Thisformalsoreportstaxableincomeearnedonsecuritieswithincometaxableonanaccrualbasis.

REVISED Form 1099-BGrossProceedsFromBrokerandBarterExchangeTransactions—ReportsanyproceedsfromthesaleofassetsinyourSchwabaccount(s),includingtenders,redemptions,andtaxablecorporatereorganizations.Proceedsarecalculatedbydeductingcommissionsfromthesalesprice.Ifyousoldasecurityduetoanoptionassignmentorexercise,wehaveadjustedproceedsbytheoptionpremiumpaidorreceived.

Item# MKT30795-08.indd Job#Page#

None2-6of10

Spellcheck:NoColorSeps:NoFoldDummy:No

Round 3 LastModified 11-14-20128:39AM

TEA

M

StudioPrev.Studio

Wile,BrucePitalo,Michael

SET

up

Bleed None

CO

NTE

NT

PlacedGraphics Inks

ILL-Page12-Sample.eps(54.29%,67.73%)ILL-Page33-Sample.eps(50.44%)

MagentaBlackPMS158CPMS78-1-4C

TrafficMgr. None Trim 4.5”x8.25”

ArtDirector None Live None

Acct.Mgr. None Fonts ITCFranklinGothicStd(Book,Demi,Medium,MediumCondensed;OpenType)

Graphics None

DE

TAIL

S JobType Litho

MechScale 100%

OutputSize None

A Tomakeyourtaxpreparationeasy,Form1099-BissortedintheorderthatyoufilloutyourForm8949.Dependingonyoursituation,itcanhaveuptosixsections:

Short-Term Holding period

1.1c–Typeofgainorloss:Short-term(ReportonForm8949,PartI,withBoxAchecked.)6b–BasisreportedtoIRS

2.1c–Typeofgainorloss:Short-term(ReportonForm8949,PartI,withBox Bchecked.)6a–Noncoveredsecurity(costbasisavailablebutnotreportedtoIRS)

3.1c–Typeofgainorloss:Short-term(ReportonForm8949,PartIorPartII,withBox B checked.)6a–Noncoveredsecurity(costbasismissing)

Form 1099-B

SAMPLE

Page 12 of 48©2012 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CG2E3301-0000001 101 (0712-4872)

Schwab One® Account of

DANA JONES JOHN JONES

Account Number

1111-9999TAX YEAR 2012

FORM 1099 COMPOSITE

Date Prepared: January 11, 2013

Proceeds From Broker Transactions—2012 Form 1099-B

Department of the Treasury–Internal Revenue Service Copy B for Recipient (OMB No. 1545-0715)

1c–Type of gain or loss: Short-term (Report on Form 8949, Part I, with Box A checked.) SHORT-TERM HOLDING PERIOD6b–Basis reported to IRS COST BASIS IN THIS SECTION IS REPORTED TO THE IRS

8–Description

CUSIP Number1d-Stock or

other symbol **

1b–Date of acquisition

1a–Date of sale or exchange

2a–Sales price of stocks, bonds, etc. (less commissions

and options premiums)1e-Quantity sold

3–Cost or other basis

5–Wash sale loss disallowed

4–Federal income tax withheld

SAMPLE CORP 30246XXXXXXYY

S04/01/12

$ 101,902.745,952.00

$ 114,092.06 $ 0.00 $ 0.00

SAMPLE CORP 30246XXXXXXYY

SS 08/18/1210/11/12

$ 16,965.80300.00S

$ 18,062.05 $ 0.00 $ 0.00

Security Subtotal $ 118,868.54 $ 132,154.11 $ 0.00 $ 0.00

SAMPLE MUNI FUND 67062XXXXABCXX

S 09/14/1211/11/12

$ 23,604.951,700.00

$ 22,379.62 $ 0.00 $ 0.00

Security Subtotal $ 23,604.95 $ 22,379.62 $ 0.00 $ 0.00

Total Short-Term (Cost basis is reported to the IRS) $ 142,473.49 $ 154,533.73

Please see the “Notes for Your Form 1099-B” section for additional explanation of this Form 1099-B report.This is important tax information and is being furnished to the Internal Revenue Service. If you are required to �le a return, a negligence penalty or other sanction may be imposed on you if this income is taxable and the IRS determines that it has not been reported.

Payer’s Name and Address

CHARLES SCHWAB & CO., INC. 211 MAIN STREET SAN FRANCISCO, CA 94105

Telephone No: (800) 435-4000 Federal ID Number: 94-1737782

Recipient’s Name and Address

DANA JONES JOHN JONES C/O SAMPLE GLOBAL ENTERPRISE 3RD FLOOR, SUITE 1800 1234 MAIN STREET ANYTOWN, US 12345 Taxpayer ID Number: ***-**-0000 Account Number: 1111-9999

SAMPLE

Page 12 of 48©2012 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CG2E3301-0000001 101 (0712-4872)

Schwab One® Account of

DANA JONES JOHN JONES

Account Number

1111-9999TAX YEAR 2012

FORM 1099 COMPOSITE

Date Prepared: January 11, 2013

Proceeds From Broker Transactions—2012 Form 1099-B

Department of the Treasury–Internal Revenue Service Copy B for Recipient (OMB No. 1545-0715)

1c–Type of gain or loss: Short-term (Report on Form 8949, Part I, with Box A checked.) SHORT-TERM HOLDING PERIOD6b–Basis reported to IRS COST BASIS IN THIS SECTION IS REPORTED TO THE IRS

8–Description

CUSIP Number1d-Stock or

other symbol **

1b–Date of acquisition

1a–Date of sale or exchange

2a–Sales price of stocks, bonds, etc. (less commissions

and options premiums)1e-Quantity sold

3–Cost or other basis

5–Wash sale loss disallowed

4–Federal income tax withheld

SAMPLE CORP 30246XXXXXXYY

S04/01/12

$ 101,902.745,952.00

$ 114,092.06 $ 0.00 $ 0.00

SAMPLE CORP 30246XXXXXXYY

SS 08/18/1210/11/12

$ 16,965.80300.00S

$ 18,062.05 $ 0.00 $ 0.00

Security Subtotal $ 118,868.54 $ 132,154.11 $ 0.00 $ 0.00

SAMPLE MUNI FUND 67062XXXXABCXX

S 09/14/1211/11/12

$ 23,604.951,700.00

$ 22,379.62 $ 0.00 $ 0.00

Security Subtotal $ 23,604.95 $ 22,379.62 $ 0.00 $ 0.00

Total Short-Term (Cost basis is reported to the IRS) $ 142,473.49 $ 154,533.73

Please see the “Notes for Your Form 1099-B” section for additional explanation of this Form 1099-B report.This is important tax information and is being furnished to the Internal Revenue Service. If you are required to �le a return, a negligence penalty or other sanction may be imposed on you if this income is taxable and the IRS determines that it has not been reported.

Payer’s Name and Address

CHARLES SCHWAB & CO., INC. 211 MAIN STREET SAN FRANCISCO, CA 94105

Telephone No: (800) 435-4000 Federal ID Number: 94-1737782

Recipient’s Name and Address

DANA JONES JOHN JONES C/O SAMPLE GLOBAL ENTERPRISE 3RD FLOOR, SUITE 1800 1234 MAIN STREET ANYTOWN, US 12345 Taxpayer ID Number: ***-**-0000 Account Number: 1111-9999

C

A

Item# MKT30795-08.indd Job#Page#

None2-6of10

Spellcheck:NoColorSeps:NoFoldDummy:No

Round 3 LastModified 11-14-20128:39AM

TEA

M

StudioPrev.Studio

Wile,BrucePitalo,Michael

SET

up

Bleed None

CO

NTE

NT

PlacedGraphics Inks

ILL-Page12-Sample.eps(54.29%,67.73%)ILL-Page33-Sample.eps(50.44%)

MagentaBlackPMS158CPMS78-1-4C

TrafficMgr. None Trim 4.5”x8.25”

ArtDirector None Live None

Acct.Mgr. None Fonts ITCFranklinGothicStd(Book,Demi,Medium,MediumCondensed;OpenType)

Graphics None

DE

TAIL

S JobType Litho

MechScale 100%

OutputSize None

A Tomakeyourtaxpreparationeasy,Form1099-BissortedintheorderthatyoufilloutyourForm8949.Dependingonyoursituation,itcanhaveuptosixsections:

Long-Term Holding period

4.1c–Typeofgainorloss:Long-term(ReportonForm8949,PartII,withBox Achecked.)6b–BasisreportedtoIRS

5.1c–Typeofgainorloss:Long-term(ReportonForm8949,PartII,withBox Bchecked.)6a–Noncoveredsecurity(costbasisavailablebutnotreportedtoIRS)

6.1c–Typeofgainorloss:Long-term(ReportonForm8949,PartII,withBox Bchecked.)6a–Noncoveredsecurity(costbasismissing)

Form 1099-B

SAMPLE

Page 12 of 48©2012 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CG2E3301-0000001 101 (0712-4872)

Schwab One® Account of

DANA JONES JOHN JONES

Account Number

1111-9999TAX YEAR 2012

FORM 1099 COMPOSITE

Date Prepared: January 11, 2013

Proceeds From Broker Transactions—2012 Form 1099-B

Department of the Treasury–Internal Revenue Service Copy B for Recipient (OMB No. 1545-0715)

1c–Type of gain or loss: Short-term (Report on Form 8949, Part I, with Box A checked.) SHORT-TERM HOLDING PERIOD6b–Basis reported to IRS COST BASIS IN THIS SECTION IS REPORTED TO THE IRS

8–Description

CUSIP Number1d-Stock or

other symbol **

1b–Date of acquisition

1a–Date of sale or exchange

2a–Sales price of stocks, bonds, etc. (less commissions

and options premiums)1e-Quantity sold

3–Cost or other basis

5–Wash sale loss disallowed

4–Federal income tax withheld

SAMPLE CORP 30246XXXXXXYY

S04/01/12

$ 101,902.745,952.00

$ 114,092.06 $ 0.00 $ 0.00

SAMPLE CORP 30246XXXXXXYY

SS 08/18/1210/11/12

$ 16,965.80300.00S

$ 18,062.05 $ 0.00 $ 0.00

Security Subtotal $ 118,868.54 $ 132,154.11 $ 0.00 $ 0.00

SAMPLE MUNI FUND 67062XXXXABCXX

S 09/14/1211/11/12

$ 23,604.951,700.00

$ 22,379.62 $ 0.00 $ 0.00

Security Subtotal $ 23,604.95 $ 22,379.62 $ 0.00 $ 0.00

Total Short-Term (Cost basis is reported to the IRS) $ 142,473.49 $ 154,533.73

Please see the “Notes for Your Form 1099-B” section for additional explanation of this Form 1099-B report.This is important tax information and is being furnished to the Internal Revenue Service. If you are required to �le a return, a negligence penalty or other sanction may be imposed on you if this income is taxable and the IRS determines that it has not been reported.

Payer’s Name and Address

CHARLES SCHWAB & CO., INC. 211 MAIN STREET SAN FRANCISCO, CA 94105

Telephone No: (800) 435-4000 Federal ID Number: 94-1737782

Recipient’s Name and Address

DANA JONES JOHN JONES C/O SAMPLE GLOBAL ENTERPRISE 3RD FLOOR, SUITE 1800 1234 MAIN STREET ANYTOWN, US 12345 Taxpayer ID Number: ***-**-0000 Account Number: 1111-9999

SAMPLE

Page 12 of 48©2012 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CG2E3301-0000001 101 (0712-4872)

Schwab One® Account of

DANA JONES JOHN JONES

Account Number

1111-9999TAX YEAR 2012

FORM 1099 COMPOSITE

Date Prepared: January 11, 2013

Proceeds From Broker Transactions—2012 Form 1099-B

Department of the Treasury–Internal Revenue Service Copy B for Recipient (OMB No. 1545-0715)

1c–Type of gain or loss: Short-term (Report on Form 8949, Part I, with Box A checked.) SHORT-TERM HOLDING PERIOD6b–Basis reported to IRS COST BASIS IN THIS SECTION IS REPORTED TO THE IRS

8–Description

CUSIP Number1d-Stock or

other symbol **

1b–Date of acquisition

1a–Date of sale or exchange

2a–Sales price of stocks, bonds, etc. (less commissions

and options premiums)1e-Quantity sold

3–Cost or other basis

5–Wash sale loss disallowed

4–Federal income tax withheld

SAMPLE CORP 30246XXXXXXYY

S04/01/12

$ 101,902.745,952.00

$ 114,092.06 $ 0.00 $ 0.00

SAMPLE CORP 30246XXXXXXYY

SS 08/18/1210/11/12

$ 16,965.80300.00S

$ 18,062.05 $ 0.00 $ 0.00

Security Subtotal $ 118,868.54 $ 132,154.11 $ 0.00 $ 0.00

SAMPLE MUNI FUND 67062XXXXABCXX

S 09/14/1211/11/12

$ 23,604.951,700.00

$ 22,379.62 $ 0.00 $ 0.00

Security Subtotal $ 23,604.95 $ 22,379.62 $ 0.00 $ 0.00

Total Short-Term (Cost basis is reported to the IRS) $ 142,473.49 $ 154,533.73

Please see the “Notes for Your Form 1099-B” section for additional explanation of this Form 1099-B report.This is important tax information and is being furnished to the Internal Revenue Service. If you are required to �le a return, a negligence penalty or other sanction may be imposed on you if this income is taxable and the IRS determines that it has not been reported.

Payer’s Name and Address

CHARLES SCHWAB & CO., INC. 211 MAIN STREET SAN FRANCISCO, CA 94105

Telephone No: (800) 435-4000 Federal ID Number: 94-1737782

Recipient’s Name and Address

DANA JONES JOHN JONES C/O SAMPLE GLOBAL ENTERPRISE 3RD FLOOR, SUITE 1800 1234 MAIN STREET ANYTOWN, US 12345 Taxpayer ID Number: ***-**-0000 Account Number: 1111-9999

SAMPLE

Page 12 of 48©2012 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CG2E3301-0000001 101 (0712-4872)

Schwab One® Account of

DANA JONES JOHN JONES

Account Number

1111-9999TAX YEAR 2012

FORM 1099 COMPOSITE

Date Prepared: January 11, 2013

Proceeds From Broker Transactions—2012 Form 1099-B

Department of the Treasury–Internal Revenue Service Copy B for Recipient (OMB No. 1545-0715)

1c–Type of gain or loss: Short-term (Report on Form 8949, Part I, with Box A checked.) SHORT-TERM HOLDING PERIOD6b–Basis reported to IRS COST BASIS IN THIS SECTION IS REPORTED TO THE IRS

8–Description

CUSIP Number1d-Stock or

other symbol **

1b–Date of acquisition

1a–Date of sale or exchange

2a–Sales price of stocks, bonds, etc. (less commissions

and options premiums)1e-Quantity sold

3–Cost or other basis

5–Wash sale loss disallowed

4–Federal income tax withheld

SAMPLE CORP 30246XXXXXXYY

S04/01/12

$ 101,902.745,952.00

$ 114,092.06 $ 0.00 $ 0.00

SAMPLE CORP 30246XXXXXXYY

SS 08/18/1210/11/12

$ 16,965.80300.00S

$ 18,062.05 $ 0.00 $ 0.00

Security Subtotal $ 118,868.54 $ 132,154.11 $ 0.00 $ 0.00

SAMPLE MUNI FUND 67062XXXXABCXX

S 09/14/1211/11/12

$ 23,604.951,700.00

$ 22,379.62 $ 0.00 $ 0.00

Security Subtotal $ 23,604.95 $ 22,379.62 $ 0.00 $ 0.00

Total Short-Term (Cost basis is reported to the IRS) $ 142,473.49 $ 154,533.73

Please see the “Notes for Your Form 1099-B” section for additional explanation of this Form 1099-B report.This is important tax information and is being furnished to the Internal Revenue Service. If you are required to �le a return, a negligence penalty or other sanction may be imposed on you if this income is taxable and the IRS determines that it has not been reported.

Payer’s Name and Address

CHARLES SCHWAB & CO., INC. 211 MAIN STREET SAN FRANCISCO, CA 94105

Telephone No: (800) 435-4000 Federal ID Number: 94-1737782

Recipient’s Name and Address

DANA JONES JOHN JONES C/O SAMPLE GLOBAL ENTERPRISE 3RD FLOOR, SUITE 1800 1234 MAIN STREET ANYTOWN, US 12345 Taxpayer ID Number: ***-**-0000 Account Number: 1111-9999

B

Item# MKT30795-08.indd Job#Page#

None2-6of10

Spellcheck:NoColorSeps:NoFoldDummy:No

Round 3 LastModified 11-14-20128:39AM

TEA

M

StudioPrev.Studio

Wile,BrucePitalo,Michael

SET

up

Bleed None

CO

NTE

NT

PlacedGraphics Inks

ILL-Page12-Sample.eps(54.29%,67.73%)ILL-Page33-Sample.eps(50.44%)

MagentaBlackPMS158CPMS78-1-4C

TrafficMgr. None Trim 4.5”x8.25”

ArtDirector None Live None

Acct.Mgr. None Fonts ITCFranklinGothicStd(Book,Demi,Medium,MediumCondensed;OpenType)

Graphics None

DE

TAIL

S JobType Litho

MechScale 100%

OutputSize None

NEW Realized Gain or (Loss) Summary

SAMPLE

Page 33 of 48©2012 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CG2E3301-0000001 101 (0712-4872)

Schwab One® Account of

DANA JONES JOHN JONES

Account Number

1111-9999TAX YEAR 2012

YEAR-END SUMMARY

Date Prepared: January 11, 2013YEAR-END SUMMARY INFORMATION IS NOT PROVIDED TO THE IRS. The information in this and all subsequent sections is not provided to the IRS by Charles Schwab. It is provided to you as additional tax reporting information you may need to complete your tax return.

Realized Gain or (Loss) Summary Total Realized Gain or (Loss)

Description Total ProceedsCost BasisAdjusted

Wash Sale Loss Disallowed

RealizedGain or (Loss)

Adjusted

Total Short-Term Realized Gain or (Loss) (Cost basis is reported to the IRS. Report on Form 8949, Part I, with Box A checked.)

$ 142,473.49 $ 154,533.73 $ 0.00 $ (12,060.24)

Total Short-Term Realized Gain or (Loss) (Cost basis is available but not reported to the IRS. Report on Form 8949, Part I, with Box B checked.)

$ 12,235.10 $ 12,262.98 $ 0.00 $ (27.88)

$ 12,262.98 $ (27.88)

Total Short-Term Realized Gain or (Loss) (Cost basis is missing and not reported to the IRS. Report on Form 8949, in either Part I or Part II as appropriate, with Box B checked.)

$ 5,073.90 – – – – – –

Total Short-Term Realized Gain or (Loss) (Transactions are not reported on Form 1099-B or to the IRS. Report on Form 8949, in either Part I or Part II as appropriate, with Box C checked.)

$ 1,867.42 $ 4,306.22 $ 0.00 $ (2,438.88)

Total Short-Term Realized Gain or (Loss) $ 161,649.91 $ 171,102.93i $ 0.00 $ (14,527.00)i

$ 171,102.93i $ (14,527.00)bi

Total Long-Term Realized Gain or (Loss) (Cost basis is reported to the IRS. Report on Form 8949, Part II, with Box A checked.)

$ 2,371.55 $ 2,573.98 $ 142.38 $ (60.05)

Total Long-Term Realized Gain or (Loss) (Cost basis is available but not reported to the IRS. Report on Form 8949, Part II, with Box B checked.)

$ 15,000.00 $ 16,160.97 $ 0.00 $ (1,160.97)

$ 15,605.97 $ (605.97)

Total Long-Term Realized Gain or (Loss) (Cost basis is missing and not reported to the IRS. Report on Form 8949, Part II, with Box B checked.)

$ 1,000.00 – – – – – –

Total Long-Term Realized Gain or (Loss) (Transactions are not reported on Form 1099-B or to the IRS. Report on Form 8949, Part II, with Box C checked.)

$ 13.60 $ 12.16 $ 0.00 $ 1.44

Total Long-Term Realized Gain or (Loss) $ 18,385.15 $$

18,747.1118,192.11

i

i$ 142.38 $

$(1,219.58)(644.98)

i

bi

TOTAL REALIZED GAIN OR (LOSS) $ 180,035.06 $$

189,850.04189,295.04

i

i$ 142.38 $

$(15,746.58)(15,191.98)

i

bi

E

B Eachsectionheadingwillclearlystatewhetheritisashort-termorlong-termholdingperiodandwhethercostbasisisreportedtotheIRS,notreported,ormissing.

C Closingtransactionsonthe1099-Barenowrolledupintoonelineforthesameholdingperiodforbothcoveredandnoncoveredstatus.AcquisitionDateisblanktoindicatevariousdates.

NEW Realized Gain or (Loss) Summary

SAMPLE

Page 33 of 48©2012 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. CG2E3301-0000001 101 (0712-4872)

Schwab One® Account of

DANA JONES JOHN JONES

Account Number

1111-9999TAX YEAR 2012

YEAR-END SUMMARY

Date Prepared: January 11, 2013YEAR-END SUMMARY INFORMATION IS NOT PROVIDED TO THE IRS. The information in this and all subsequent sections is not provided to the IRS by Charles Schwab. It is provided to you as additional tax reporting information you may need to complete your tax return.

Realized Gain or (Loss) Summary Total Realized Gain or (Loss)

Description Total ProceedsCost BasisAdjusted

Wash Sale Loss Disallowed

RealizedGain or (Loss)

Adjusted

Total Short-Term Realized Gain or (Loss) (Cost basis is reported to the IRS. Report on Form 8949, Part I, with Box A checked.)

$ 142,473.49 $ 154,533.73 $ 0.00 $ (12,060.24)

Total Short-Term Realized Gain or (Loss) (Cost basis is available but not reported to the IRS. Report on Form 8949, Part I, with Box B checked.)

$ 12,235.10 $ 12,262.98 $ 0.00 $ (27.88)

$ 12,262.98 $ (27.88)

Total Short-Term Realized Gain or (Loss) (Cost basis is missing and not reported to the IRS. Report on Form 8949, in either Part I or Part II as appropriate, with Box B checked.)

$ 5,073.90 – – – – – –

Total Short-Term Realized Gain or (Loss) (Transactions are not reported on Form 1099-B or to the IRS. Report on Form 8949, in either Part I or Part II as appropriate, with Box C checked.)

$ 1,867.42 $ 4,306.22 $ 0.00 $ (2,438.88)

Total Short-Term Realized Gain or (Loss) $ 161,649.91 $ 171,102.93i $ 0.00 $ (14,527.00)i

$ 171,102.93i $ (14,527.00)bi

Total Long-Term Realized Gain or (Loss) (Cost basis is reported to the IRS. Report on Form 8949, Part II, with Box A checked.)

$ 2,371.55 $ 2,573.98 $ 142.38 $ (60.05)

Total Long-Term Realized Gain or (Loss) (Cost basis is available but not reported to the IRS. Report on Form 8949, Part II, with Box B checked.)

$ 15,000.00 $ 16,160.97 $ 0.00 $ (1,160.97)

$ 15,605.97 $ (605.97)

Total Long-Term Realized Gain or (Loss) (Cost basis is missing and not reported to the IRS. Report on Form 8949, Part II, with Box B checked.)

$ 1,000.00 – – – – – –

Total Long-Term Realized Gain or (Loss) (Transactions are not reported on Form 1099-B or to the IRS. Report on Form 8949, Part II, with Box C checked.)

$ 13.60 $ 12.16 $ 0.00 $ 1.44

Total Long-Term Realized Gain or (Loss) $ 18,385.15 $$

18,747.1118,192.11

i

i$ 142.38 $

$(1,219.58)(644.98)

i

bi

TOTAL REALIZED GAIN OR (LOSS) $ 180,035.06 $$

189,850.04189,295.04

i

i$ 142.38 $

$(15,746.58)(15,191.98)

i

bi

D

D New! Realized Gain or (Loss) Summary page

Seeyourrealizedgainsandlossesforyouraccountsummarizedononepage.ThesectionsaresortedbyIRSForm8949category.

E Eachsectionheadingwillclearlystatethefollowing:

•Short-termorlong-termholdingperiod

•WhethercostbasisisreportedtotheIRS

•WheretoreportonForm8949

2012 Tax Preparation Resources

Schwab Online Tax Center

Find in-depth tax information and a wide range of resources to help you with your 2012 tax preparation:

•MoredetailsaboutForms1099Composite

•Informationaboutthenewcostbasisreportinglawandwhichsecuritiesarecovered

•Accesstotaxforms,tables,andworksheets

•Informationaboutdownloadingyour1099

•A2012taxguidewithsimpleexplanationsoftaxissues

To visit the Online Tax Center

Schwab clients: schwab.com/tax

Clients of independent investment advisors: schwab.com/sa_tax

Sincetaxlawiscomplex,contactanIRSrepresentativeoryourtaxadvisorforguidanceonyourparticularcircumstances.

Item# MKT30795-08.indd Job#Page#

None7-1of10

Spellcheck:NoColorSeps:NoFoldDummy:No

Round 3 LastModified 11-14-20128:39AM

TEA

M

StudioPrev.Studio

Wile,BrucePitalo,Michael

SET

up

Bleed None

CO

NTE

NT

PlacedGraphics Inks

LOG-RtlPrf-40K-GRY.eps(37%) BlackPMS78-1-4CPMS158C

TrafficMgr. None Trim 4.5”x8.25”

ArtDirector None Live None

Acct.Mgr. None Fonts ITCFranklinGothicStd(MediumCondensed,Demi,Medium,Book;OpenType)

Graphics None

DE

TAIL

S JobType Litho

MechScale 100%

OutputSize None

2012 Tax Preparation Resources

For More Information

To contact Schwab:Form1099Compositequestions: 1-800-435-4000

Clientsofindependentinvestmentadvisors,pleasecallyouradvisororSchwabAllianceat1-800-515-2157.

To contact the IRS:Taxquestionsforindividuals: 1-800-829-1040

Taxquestionsforbusinesses: 1-800-829-4933

Othertaxformsorpublications: 1-800-829-3676

Paytaxesbycreditcard: 1-888-272-9829

Foradditionalinformationandtoprintformsandpublications:www.irs.gov

Sincetaxlawiscomplex,contactanIRSrepresentativeoryourtaxadvisorforguidanceonyourparticularcircumstances.

Schwab Tax Document Archive

View10yearsofstatements,taxforms,andtradeconfirmations.

Schwab clients: schwab.com/reports

Clients of independent investment advisors: schwab.com/sa_reports

Item# MKT30795-08.indd Job#Page#

None7-1of10

Spellcheck:NoColorSeps:NoFoldDummy:No

Round 3 LastModified 11-14-20128:39AM

TEA

M

StudioPrev.Studio

Wile,BrucePitalo,Michael

SET

up

Bleed None

CO

NTE

NT

PlacedGraphics Inks

LOG-RtlPrf-40K-GRY.eps(37%) BlackPMS78-1-4CPMS158C

TrafficMgr. None Trim 4.5”x8.25”

ArtDirector None Live None

Acct.Mgr. None Fonts ITCFranklinGothicStd(MediumCondensed,Demi,Medium,Book;OpenType)

Graphics None

DE

TAIL

S JobType Litho

MechScale 100%

OutputSize None

Before you file, consider that more forms may be on the way.

Corrected Form 1099 CompositeYourForm1099Compositeincludesthemostcomprehensiveinformationavailableatthetimeit’sprepared.Ifwereceiveupdatedinformationfromissuersofsecuritiesyouhold,we’rerequiredtosendacorrectedForm1099Compositewiththerevision(s)clearlyhighlighted.

Widely Held Fixed Investment Trust SecuritiesWHFITsecurityissuershaveuntilMarch15toissuestatementsthatcontaintheirtaxreportinginformation.Asaresult,youmayreceiveoneormorecorrectedForms1099CompositethatincludeWHFITreporting.

Schedule K-1Ifyouheldalimitedpartnershiporapartnership-typesecuritywhichincludessomeexchange-tradedfunds(ETFs),youmayreceiveaScheduleK-1sometimeinmid-March2013.

Additional forms may be necessary to complete your individual taxes. Get more details online.

Schwab clients: schwab.com/tax

Clients of independent investment advisors: schwab.com/sa_tax

Year-End SummaryYourYear-EndSummaryprovidesinformationaboutyourinvestmentactivityduringthetaxyearforuseincompletingyourtaxreturn.Itmayincludeinterest,dividend,anddistributiondetailforyouraccount,andbothshort-termandlong-termrealizedgain/lossinformation.Year-endsummaryinformationisnotprovidedtotheIRSbyCharlesSchwab.

Item# MKT30795-08.indd Job#Page#

None7-1of10

Spellcheck:NoColorSeps:NoFoldDummy:No

Round 3 LastModified 11-14-20128:39AM

TEA

M

StudioPrev.Studio

Wile,BrucePitalo,Michael

SET

up

Bleed None

CO

NTE

NT

PlacedGraphics Inks

LOG-RtlPrf-40K-GRY.eps(37%) BlackPMS78-1-4CPMS158C

TrafficMgr. None Trim 4.5”x8.25”

ArtDirector None Live None

Acct.Mgr. None Fonts ITCFranklinGothicStd(MediumCondensed,Demi,Medium,Book;OpenType)

Graphics None

DE

TAIL

S JobType Litho

MechScale 100%

OutputSize None

Thisinformationisnotintendedtobeasubstituteforspecificindividualizedtax,legal,orinvestmentplanningadvice.Wherespecificadviceisnecessaryorappropriate,Schwabrecommendsconsultingwithaqualifiedtaxadvisor,CPA,financialplanner,orinvestmentmanager.

Independentinvestmentadvisorsarenotownedby,affiliatedwith,orsupervisedbySchwab.

©2013CharlesSchwab&Co.,Inc. Allrightsreserved. MemberSIPC.CS17669-01(1212-7331) MKT30795-08(01/13)00089211