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House Committee on Ethics: A Brief History of Its Evolution and Jurisdiction Updated March 22, 2021 Congressional Research Service https://crsreports.congress.gov 98-15

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House Committee on Ethics: A Brief History

of Its Evolution and Jurisdiction

Updated March 22, 2021

Congressional Research Service

https://crsreports.congress.gov

98-15

House Committee on Ethics: A Brief History of Its Evolution and Jurisdiction

Congressional Research Service

Summary The United States Constitution (Article 1, Section 5, clause 1) provides each House of Congress

with the sole authority to establish rules, judge membership requirements, and punish and expel

Members. From 1789 to 1967, the House of Representatives dealt with disciplinary action agains t

Members on a case-by-case basis, often forming ad-hoc committees to investigate and make

recommendations when acts of wrongdoing were brought to the chamber’s attention. Events of the 1960s, including the investigation of Representative Adam Clayton Powell for alleged misuse

of Education and Labor Committee funds, prompted the creation of a permanent ethics committee and the writing of a Code of Conduct for Members, officers, and staff of the House.

Begun as a select committee in the 89th Congress (1965-1966), the House created a 12-member

panel to “recommend to the House … such … rules or regulations … necessary or desirable to

insure proper standards of conduct by Members of the House and by officers and employees of

the House, in the performance of their duties and the discharge of their responsibilities.” Acting

on the select committee’s recommendations, the House created a permanent Committee on Standards of Official Conduct in the 90th Congress (1967-1968). In the 112th Congress (2011-2012), the committee was renamed the Committee on Ethics.

This report briefly outlines the background of ethics enforcement in the House of Representatives, including the creation of both the Select Committee on Ethics and the

Committee on Ethics. The report also focuses on various jurisdictional and procedural changes

that the committee has experienced since 1967 and discusses the committee’s current jurisdiction and procedures.

For additional information on ethics in the House of Representatives, please refer to CRS Report

R40760, House Office of Congressional Ethics: History, Authority, and Procedures, by Jacob R.

Straus; CRS Report RL30764, Enforcement of Congressional Rules of Conduct: A Historical

Overview, by Jacob R. Straus; and CRS Report R44213, Altering House Ethics Committee Sanction Recommendations on the Floor: Past Precedent and Options for Action, by Jacob R. Straus and James V. Saturno.

House Committee on Ethics: A Brief History of Its Evolution and Jurisdiction

Congressional Research Service

Contents

Introduction ................................................................................................................... 1

Creating a Permanent Ethics Committee ............................................................................. 2

Select Committee on Standards and Conduct ................................................................. 2 Committee on Standards of Official Conduct (Now Committee on Ethics)......................... 3

Jurisdiction .................................................................................................................... 6

Changes in Jurisdiction............................................................................................... 8 Lobbying and Campaign Finance............................................................................ 8 Rules of Conduct.................................................................................................. 9

Additional Authorities ................................................................................................ 9 Financial Disclosure ........................................................................................... 10 Ethics Reform Act of 1989................................................................................... 10

Procedures ................................................................................................................... 11

Changes in the 1970s ............................................................................................... 11 Ethics Reform Act of 1989 ........................................................................................ 12 Ethics Reform Task Force ......................................................................................... 13 109th Congress Changes............................................................................................ 15 110th Congress Changes ............................................................................................ 15 113th Congress Changes ............................................................................................ 16 114th Congress Changes ............................................................................................ 16 115th Congress Changes ............................................................................................ 16 116th Congress Changes ............................................................................................ 17 117th Congress Changes ............................................................................................ 17 Office of Congressional Ethics .................................................................................. 18

Tables

Table A-1. Congressional Committee Assignments: House Committee on Ethics .................... 19

Appendixes

Appendix. Membership on the Committee on Ethics, 1967-2021 .......................................... 19

Contacts

Author Information ....................................................................................................... 30

House Committee on Ethics: A Brief History of Its Evolution and Jurisdiction

Congressional Research Service 1

Introduction In the Federalist Papers, James Madison noted the importance of participation by upstanding

citizens at all levels of government as a condition for legitimate governance. “The aim of every

political constitution is, or ought to be, first to obtain for rulers men who possess most wisdom to

discern, and most virtue to pursue, the common good of the society; and in the next place, to take

the most effectual precautions for keeping them virtuous whilst they continue to hold their public trust.”1

To ensure that Members uphold high standards, the Constitution provides each house of Congress

sole authority to establish rules, judge membership requirements, and punish and expel its Members. Article I, Section 5, clause 1 provides that “Each House shall be the Judge of the

Elections, Returns, and Qualifications of its own Members.”2 In addition, clause 2 provides that

“Each House may determine the Rules of its Proceedings, punish its Members for disorderly

Behaviour, and, with the Concurrence of two thirds, expel a Member.”3 Congress used their

ability to establish ethics rules and to punish individual Members sparingly in the 18th and 19th centuries.4

As former Senate historian Richard Baker observed on the subject of congressional ethics, “[f]or

nearly two centuries, a simple and informal code of behavior existed. Prevailing norms of general decency served as the chief determinants of proper legislative conduct.”5 During that time,

Congress often dealt with potential ethics issues “on a case-by-case basis, only with the most

obvious acts of wrongdoing, those clearly ‘inconsistent with the trust and duty of a member.’”6

Events in the 1960s, including the investigation of Representative Adam Clayton Powell’s alleged

misuse of Education and Labor Committee funds,7 prompted a special subcommittee of the Committee on House Administration to investigate the allegations and the potential creation of an ethics committee to establish a code of conduct for the House of Representatives.8

This report examines the history and evolution of the House Committee on Ethics, including the committee’s jurisdiction and investigative procedure. It does not deal with changes to federal or

state criminal law or with criminal prosecutions of Members of Congress or with the specifics of disciplinary cases in the House.9

1 James Madison, “Federalist No. 57, The Alleged Tendency of the New Plan to Elevate the Few at the Expense of the

Many Considered in Connection with Representation,” The Federalist Papers, February 19, 1788, from the New York

Packet, at http://thomas.loc.gov/home/histdox/fed_57.html.

2 U.S. Congress, “Article I, Section 5, clause 2,” The Constitution of the United States, 108th Cong., 1st sess., H.Doc.

108-96 (Washington: GPO, 2003), p. 4.

3 Ibid. 4 U.S. Congress, Committee on House Administration, History of the United States House of Representatives, 1789-

1994, 103rd Cong., 2nd sess., H.Doc. 103-324 (Washington: GPO, 1994), p. 293.

5 Richard Baker, “The History of Congressional Ethics,” in Bruce Jennings and Daniel Callahan, eds., Representation

and Responsibility: Exploring Legislative Ethics (New York: Plenum Press, 1985), p. 4 (hereinafter, Baker, “The

History of Congressional Ethics”).

6 Baker, “The History of Congressional Ethics,” p. 3. 7 U.S. Congress, House, Select Committee Pursuant to House Resolution 1, In Re Adam Clayton Powell, report to

accompany H.Res. 278, 90th Cong., 1st sess., February 23, 1967, H.Rept. 90-27 (Washington: GPO, 1967); and Powell

v. McCormick, 395 U.S. 486 (1969).

8 Robert V. Remini, The House: The History of the House of Representatives (Washington: Smithsonian Books, 2006),

p. 414. 9 For more information on the enforcement of codes of Conduct in the House of Representatives and the Senate, see

House Committee on Ethics: A Brief History of Its Evolution and Jurisdiction

Congressional Research Service 2

Creating a Permanent Ethics Committee Prior to the creation of the House Committee on Standards of Official Conduct in the 90 th

Congress (1967-1968), no uniform mechanism existed for self-discipline in the House of

Representatives. Congress, however, had previously attempted to create an ethical framework for

House Members and employees. In 1958, Congress established the first Code of Ethics for

Government Service.10 Initially proposed in 1951 by Representative Charles Bennett, the Code of Ethics was adopted as a result of a House investigation of presidential chief of staff Sherman

Adams, who was alleged to have received gifts from an industrialist being investigated by the

Federal Trade Commission.11 The Code of Ethics for Government Service standards continue to

be recognized as ethical guidance in the House and Senate. They are, however, not legally binding because the code was adopted by congressional resolution, not by law.12

In the period preceding the creation of the Committee on Standards of Official Conduct in 1967,

investigations into alleged wrongdoing by Members and staff of the House were dealt with in an

ad-hoc fashion.13 There were, however, attempts to create a more uniform system to investigate and discipline Members and staff.14 For example, during hearings before the Joint Committee on

the Organization of Congress in 1965, considerable testimony was presented on the ethical

conduct of Members, and the need for House and Senate codes of conduct, financial disclosure

regulations, and a House Ethics Committee (the Senate had created one in 1964).15 In its final

report, the joint committee called for the creation of a Committee on Standards and Conduct in the House.16

Select Committee on Standards and Conduct

On September 2, 1966, following publicized allegations of misconduct by House Education and

Labor Committee Chair Adam Clayton Powell, Representative Charles Bennett introduced H.Res.

1013 to create a Select Committee on Standards and Conduct, which was referred to the

CRS Report RL30764, Enforcement of Congressional Rules of Conduct: A Historical Overview, by Jacob R. Straus. 10 72 Stat. B12, H.Con.Res. 175, July 11, 1958. See also “Code of Ethics For Government Service,” House p roceeding,

Congressional Record, vol. 103, part 12 (August 28, 1957), p. 16297; and “Code of Ethics For Government Service,”

Senate proceeding, Congressional Record, vol. 104, part 10 (July 11, 1958), p. 13556.

11 Rep. Charles Bennett, “Code of Ethics for Government Service,” remarks in the House, Congressional Record, vol.

97, part 5 (June 26, 1951), pp. 7176-7178; and Testimony of Rep. Charles Bennett, in U.S. Congress, House

Committee on Post Office and Civil Service, Code of Ethics For Government Service, hearings, 84th Cong., 2nd sess.,

March 29, 1956 (Washington: GPO, 1956), pp. 3-5. 12 Because the code was adopted by concurrent resolution rather than statute, it does not have the force of law and

technically expired at the end of the Congress adopting it . The Code of Ethics for Government Service is, however,

cited by many House and Senate investigations. For example, see U.S. Congress, House, Committee on Standards of

Official Conduct, Investigation of Certain Allegations Related to Voting on the Medicare Prescription Drug,

Improvement, and Modernization Act of 2003 , report, 108 th Cong., 2nd sess., H.Rept. 108-722 (Washington: GPO,

2004), p. 38; and U. S. Congress, Senate Select Committee on Ethics, Korean Influence Investigation, report, 95th

Cong., 2nd sess., S. Rept. 95-1314 (Washington: GPO, 1975), pp. 5-6.

13 Baker, “The History of Congressional Ethics,” p. 4. 14 “Ethics,” in Congress and the Nation, 1945-1964 (Washington: Congressional Quarterly Inc., 1965), p. 1409.

15 U.S. Congress, Joint Committee on the Organization of Congress, Index to Hearings Before the Joint Committee on

the Organization of Congress, pursuant to S.Res. 2, 89th Cong, 1st and 2nd sess., various dates 1965 and 1966, part 16

(Washington: GPO, 1966), p. 45.

16 U.S. Congress, Joint Committee on the Organization of Congress, Organization of Congress, final report pursuant to

S.Res. 2, 89th Cong., 2nd sess., S.Rept. 89-1414 (Washington: GPO, 1966), p. 48.

House Committee on Ethics: A Brief History of Its Evolution and Jurisdiction

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Committee on Rules.17 On September 7, the Committee on Rules reported the resolution “with

the recommendation that the resolution do pass.”18 On October 19, the House debated, amended, and agreed to H.Res. 1013, creating the select committee.19

As adopted, the resolution created a 12-member panel, with 6 majority and 6 minority Members

appointed by the Speaker of the House. The Select Committee was charged with two duties. They were to

(1) recommend to the House, by report or resolution such additional rules or regulations as the Select Committee shall determine to be necessary or desirable to insure proper standards of conduct by Members of the House and by officers or employees of the House,

in the performance of their duties and the discharge of their responsibilities; and

(2) report violations, by a majority vote of the Select Committee, of any law to the proper Federal and State authorities.20

Pursuant to H.Res. 1013, the report on the select committee’s activities at the end of the 89th Congress (1965-1966) included recommendations for House action on ethics-related matters.

Because the select committee only existed between October and December 1966, the committee

concluded that they could not “prudently recommend changes in existing provisions of law or

recommend new ones at this time.”21 Instead, they recommended that (1) the committee be

continued as a select committee in the 90th Congress; (2) legislation introduced in the 90th Congress on standards and conduct should be referred to the select committee; and (3) Members

of the House should be asked for suggested changes in existing statutes. In addition, the report included draft language for the continuation of the select committee.22

Committee on Standards of Official Conduct

(Now Committee on Ethics)

In the first session of the 90th Congress (1967-1966), more than 100 resolutions were introduced to create a Committee on Standards of Official Conduct. One of these proposals, H.Res. 18, was

introduced on January 10, 1967, by Representative Charles Bennett, chair of the Select

Committee on Standards and Conduct in the 89th Congress.23 H.Res. 18 was referred to the

Committee on Rules, which held a series of hearings on this, and other similar resolutions, in February and March 1967.24

17 “Public Bills and Resolutions,” Congressional Record, vol. 112, part 16 (September 2, 1966), p. 21738.

18 U.S. Congress, House, Committee on Rules, Creating a Select Committee on Standards and Conduct, report to

accompany H.Res. 1013, 89th Cong., 2nd sess., September 7, 1966, H.Rept. 89-2012 (Washington: GPO, 1966); and

Rep. Claude Pepper, “Creating a Select Committee on Standards and Conduct,” remarks in the House, Congressional

Record, vol. 112, part 16 (September 7, 1966), p. 21949. 19 “Creating a Select Committee on Standards and Conduct,” House debate, Congressional Record, vol. 112, part 20

(October 19, 1966), pp. 27713-27730.

20 U.S. Congress, House, Select Committee on Standards and Conduct, Report of the Select Committee on Standards

and Conduct of the House of Representatives, under the authority of H.Res. 1013, 89th Cong., 2nd sess., December 27,

1966, H.Rept. 89-2338 (Washington: GPO, 1966), p. vii. 21 U.S. Congress, House, Select Committee on Standards and Conduct, Report Under the Authority of H.Res. 1013, 89th

Cong., 2nd sess., H.Rept. 89-2338 (Washington: GPO, 1966), p. 1.

22 Ibid.

23 “Public Bills and Resolutions,” Congressional Record, vol. 113, part 1 (January 10, 1967), p. 130. 24 U.S. Congress, House, Committee on Rules, Creating a Select Committee on Standards and Conduct, hearing on

H.Res. 18 and Similar Measures, 90 th Cong., 1st sess., February 21 and 22, 1967 (Washington: GPO, 1967); U.S.

House Committee on Ethics: A Brief History of Its Evolution and Jurisdiction

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During the hearings, the Committee on Rules heard from numerous Members of the House and

considered proposals to create both a select and a standing committee on standards and conduct.

Representative Bennett, the sponsor of H.Res. 18, argued that a standards committee would be

essential to aid the House in dealing with issues of perceived and actual impropriety by Members. He testified

The public image of Congress demands that the House establish a full, working, thoughtful

committee working solely in the field of standards and conduct. Sixty percent of those answering a recent Gallup poll said they believe the misuse of Government funds by Congressmen is fairly common. Of course, we know that such abuses are, in fact, not

common, but we have seen a number of such damaging polls showing the people’s lack of faith in the integrity of Congress.

There is a need for a vehicle in the House to achieve and maintain the highest possible standards by statute and enforcement thereof. This can only be done after through study by

a committee whose primary interests are in the field of ethics.25

On April 6, 1967, following its hearings on H.Res. 18 and other similar resolutions, the House

Rules Committee reported H.Res. 418,26 “to establish a standing committee to be known as the Committee on Standards of Official Conduct.”27

On April 13, the House debated and passed H.Res. 418 by a vote of 400 to zero.28 The resolution

created a bipartisan 12-member standing committee with the initial mission to make

“recommendations for its jurisdiction”29 and to “recommend as soon as practicable to the House

of Representatives such changes in laws, rules, and regulations as the committee deems necessary

to establish and enforce standards of official conduct for Members, officers and employees of the House.”30 The first members of the committee were appointed on May 1 when H.Res. 457 (majority members)31 and H.Res. 458 (minority members)32 were agreed to by the House.

Congress, House Committee on Rules, Creating a Select Committee on Standards and Conduct: Part 2, hearing on

H.Res. 18 and similar measures, 90 th Cong., 1st sess., February 28, 1967 (Washington: GPO, 1967); and U.S. Congress,

House Committee on Rules, Creating a Select Committee on Standards and Conduct: Part 3 , hearings on H.Res. 18

and similar measures, 90 th Cong., 1st sess., March 7, 8, 14, and 15, 1967 (Washington: GPO, 1967). 25 U.S. Congress, House, Committee on Rules, Creating a Select Committee on Standards and Conduct, hearing on

H.Res. 18 and Similar Measures, 90 th Cong., 1st sess., February 21 and 22, 1967 (Washington: GPO, 1967), p 8.

26 U.S. Congress, House, Committee on Rules, Establishing a Standing Committee to be Known as the Committee on

Standards of Official Conduct, and for Other Purposes, report to accompany H.Res. 418, 90th Cong., 1st sess., April 6,

1967, H.Rept. 90-178 (Washington: GPO, 1967). For more information on the Committee on Rules ability to issue

privileged reports in the 90 th Congress, see Rule XI, clause 22 (90 th Congress) in U.S. Congress, House, Constitution,

Jefferson’s Manual, and Rules of the House of Representatives of the United States Ninetieth Congress , prepared by

Lewis Deschler, Parliamentarian, 89 th Cong., 2nd sess. (Washington: GPO, 1967), pp. 360-361. 27 Rep. William Colmer, “To Establish a Standing Committee to be Known as the Committee on Standards of Official

Conduct, and for Other Purposes,” Congressional Record, vol. 113, part 7 (April 6, 1967), p. 8622; and Rep. William

Colmer, “Establishing a Standing Committee on Standards and Conduct,” Journal of the House of Representatives of

the United States, 90th cong., 1st sess., (April 6, 1967), p. 463.

28 “Committee on Standards of Official Conduct,” House debate, Congressional Record, vol. 113, part 7 (April 13,

1967), pp. 9426-9448.

29 Ibid., p. 9426. 30 “Committee on Standards of Official Conduct,” Journal of the House of Representatives of the United States, 90th

cong., 1st sess., (April 13, 1967), p. 488.

31 Rep. Wilbur Mills, “Election to Committee—Majority,” Journal of the House of Representatives of the United

States, 90th cong., 1st sess. (May 1, 1967), p. 539. The majority committee members were Representatives Melvin Price

(chair), Olin Teague, Joe Evins, Watkins Abbitt , Wayne Aspinall, and Edna Kelly. 32 Rep. Gerald Ford, “Election to Committee—Minority,” Journal of the House of Representatives of the United States,

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The Committee on Standards of Official Conduct (Committee on Standards) held its first hearings

in the summer and fall of 1967.33 The hearings were designed to help the committee meet the

requirements of H.Res. 418 “to write, and recommend to the House, a set of standards for the official conduct of the Chambers’ Members and employees.”34

In March 1968, the committee issued a report summarizing their activities and recommending

continuation of the committee as a select committee;

changes in the committee’s jurisdiction and powers;

creation of a Code of Official Conduct and financial disclosure rules for

Members, officers, and employees of the House;

establishment of standardized controls by the Committee on House

Administration over committees using counterpart funds (foreign currencies held

by U.S. embassies that can only be spent in the country of origin);

a prompt review of the Federal Corrupt Practices Act (reporting of campaign

expenditures) by the House;35 and

compliance by House candidates with applicable provisions of the proposed

Code of Official Conduct.36

On March 14, 1968, Representative Melvin Price, chair of the Committee on Standards, introduced H.Res. 1099 “to continue the Committee on Standards of Official Conduct as a

permanent standing committee of the House of Representatives.”37 The resolution was referred to

the Committee on Rules, and was reported with amendments on April 1.38 On April 3, the

Committee on Rules reported a special rule (H.Res. 1119) for the consideration of H.Res. 1099.

Following adoption of H.Res. 1119, debate on H.Res. 1099 proceeded. In his opening statement,

Representative Price discussed the reasons for amending H.Res. 418 and making the committee a permanent, standing committee of the House.

The reason for amending that original resolution, as opposed to offering a completely new resolution, is that the committee felt it would be advantageous—from the standpoints of

90th cong., 1st sess. (May 1, 1967), p. 539. The minority committee members were Representatives Charles Halleck,

Leslie Arends, Jackson Betts, Robert Stafford, James Quillen, and Lawrence Williams.

33 U.S. Congress, House, Committee on Standards of Official Conduct, Standards of Official Conduct, hearings, 90th

Cong., 1st sess., August 16-17, 23-24, and September 14, 21, and 27, 1967 (Washington: GPO, 1967). 34 Ibid., p. 1.

35 The Corrupt Practices Act (P.L. 61-274, 36 Stat. 822, June 25, 1910) was repealed by the Federal Election Campaign

Act in 1971 (P.L. 92-225, 86 Stat. 3, February 7, 1972; 2 U.S.C. §431 et seq., as amended). For more information on

the Federal Election Campaign Act, see CRS Report R41542, The State of Campaign Finance Policy: Recent

Developments and Issues for Congress, by R. Sam Garrett .

36 U.S. Congress, House, Committee on Standards of Official Conduct, Code of Conduct for Members and Employees

of the House, report under the authority of H.Res. 418, 90th Cong., 2nd sess., H.Rept. 90-1176 (Washington: GPO,

1968), pp. 7-11. 37 “Public Bills and Resolutions,” Congressional Record, vol. 114, part 5 (March 14, 1968), p. 6503.

38 U.S. Congress, House, Committee on Rules, Amending H.Res. 418, 90th Congress, to Continue the Committee on

Standards of Official Conduct as a Permanent Standing Committee of the House of Representatives, and for Other

Purposes, report to accompany H.Res. 1099, 90th Cong., 2nd sess., H.Rept. 90-1248 (Washington: GPO, 1968). See also

“Reports of Committees on Public Bills and Resolutions,” Congressional Record, vol. 114, part 7 (April 1, 1968), p.

8406.

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continuity and orderliness—to extend the life of the existing committee rather than constitute a new committee.39

Following the adoption of several amendments, H.Res. 1099 was agreed to by a vote of 406 to

1.40 The resolution provided for (1) continuation of the Committee on Standards as a permanent standing House committee; (2) enumeration of the committee’s jurisdiction and powers; (3)

creation of the first House Code of Official Conduct (Rule XLIII);41 and (4) adoption of the first

financial disclosure requirements for Members, officers, and designated employees (Rule XLIV).42

In the 112th Congress, the House renamed the Committee on Standards of Official Conduct to the

Committee on Ethics.43 The committee will be referred to as the Committee on Ethics for the remainder of this report.

Jurisdiction In addition to establishing the Committee on Ethics as a permanent standing committee, H.Res.

1099 formalized the committee’s jurisdiction. The History of the United States House of

Representatives, 1789-1994, published by the Committee on House Administration in the 103rd Congress (1993-1994), summarized four major jurisdictional areas for the Committee on Ethics.

Since 1968, the House has authorized and directed the Ethics Committee to: (1)

recommend to the House legislative or administrative actions deemed necessary for establishing or enforcing standards of conduct; (2) investigate allegations of violations of the Code of Official Conduct or any law, rule, regulation, or other standard of conduct

applicable to Members, officers, and employees in the performance of official duties; and after notice and a hearing, recommend to the House whatever action or sanctions it deems

appropriate; (3) subject to House approval, report to appropriate state and federal authorities about evidence of violations of law by Members, officers, and employees in the

39 Rep. Melvin Price, “Standards of Official Conduct,” House debate, Congressional Record, vol. 114, part 7 (April 3,

1968), p. 8778. 40 Ibid., p. 8812.

41 Rule XLIII is currently codified as Rule XXIII. For the original text of the Code of Official Conduct, see U.S.

Congress, House, Constitution, Jefferson’s Manual, and Rules of the House of Representatives of the United States

Ninety-First Congress, Lewis Deschler, Parliamentarian, 90 th Cong., 2nd sess., H.Doc. 90-402 (Washington: GPO,

1969), pp. 499a-499b. For current Code of Official Conduct language, see U.S. Congress, House, Constitution,

Jefferson’s Manual, and Rules of the House of Representatives One Hundred Eleventh Congress of the United States ,

John V. Sullivan, Parliamentarian, 110 th Cong., 2nd sess., H.Doc. 110-162 (Washington: GPO, 2003), pp. 918-928; and

CRS Report RL30764, Enforcement of Congressional Rules of Conduct: A Historical Overview, by Jacob R. Straus. 42 H.Res. 1099 (90th Congress), agreed to April 3, 1968. Rule XLIV is currently codified as Rule XXVI. For the

original text of Financial Disclosure requirements, see U.S. Congress, House, Constitution, Jefferson’s Manual, and

Rules of the House of Representatives of the United States Ninety-First Congress, Lewis Deschler, Parliamentarian,

90th Cong., 2nd sess., H.Doc. 90-402 (Washington: GPO, 1969), pp. 499c-499f. For current Code of Official Conduct

language, see U.S. Congress, House, Constitution, Jefferson’s Manual, and Rules of the House of Representatives One

Hundred Eleventh Congress of the United States, John V. Sullivan, Parliamentarian, 110 th Cong., 2nd sess., H.Doc. 110-

162 (Washington: GPO, 2003), pp. 962-986.

43 H.Res. 5 (112th Congress), agreed to January 5, 2011; “Rules of the House” Congressional Record, daily edition, vol.

157 (January 5, 2011), p. H7.

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performance of official duties;44 and (4) issue and publish advisory opinions for the guidance of Members, officers, and employees.45

The committee was also provided with jurisdiction over the Code of Official Conduct and financial disclosure.46

In addition to establishing the committee’s jurisdiction, H.Res. 1099, and subsequent

amendments, imposed several constraints on the Committee on Ethics. These limits, except where noted, are still in effect in House Rule XI, clause 3. They stipulate that

there must be an affirmative vote of a majority of committee members for the

issuance of any report, resolution, recommendation, or advisory opinion relating to the official conduct of a Member, officer, or employee or the investigation of

such conduct;47

investigations, other than those initiated by the committee, can be undertaken

only upon receipt of a complaint, in writing and under oath, from a Member of the House, or an individual not a Member if the committee finds that such

complaint has been submitted by the individual to no fewer than three Members

who have refused in writing to transmit the complaint to the committee;48

investigations of alleged violations of any law or rule that was not in effect at the

time of the alleged violation are prohibited;49 and

members of the committee are not eligible to participate in any committee

proceeding relating to their official conduct.50

44 With the adoption of H.Res. 168 (105th Congress) on September 18, 1997, the House voted to permit an affirmative

vote of two-thirds of the full Standards Committee or the approval of the House for the referral of evidence of

violations of law to the appropriate law enforcement authorities. 45 U.S. Congress, Committee on House Administration, History of the United States House of Representatives, 1789-

1994, 103rd Cong., 2nd sess., H.Doc. 103-324 (Washington: GPO, 1994), p. 298.

46 Ibid. 47 The seven-Member requirement was replaced in 1974 with “an affirmative vote by a majority of the members of the

committee” to accommodate any subsequent changes in the committee’s size (H.Res. 998, agreed to October 8, 1974).

In 1991, pursuant to the Ethics Reform Act of 1989, the membership was increased to 14. However, in 1997, with the

adoption of the recommendation of the Ethics Reform Task Force (H.Res. 168), the membership was reduced to 10.

Also in the 105 th Congress (1997-1999), the House permitted the chair and ranking minority member to gather

additional information or establish an investigative subcommittee for a properly filed complaint ( H.Res. 168, §11,

agreed to September 18, 1997). The current rule stipulates that “Unless approved by an affirmative vote of a majority

of its members, the Committee on Ethics may not report a resolution, report, recommendation, or advisory opinion

relating to the official conduct of a Member, Delegate, Resident Commissioner, officer, or employee of the House, or,

except as provided in subparagraph (2), undertake an investigation of such conduct” [Rule XI, clause 3(b)(1)].

48 H.Res. 168 (105th Congress), agreed to September 18, 1997, changed the requirements for the filing of complaints by

non-Members to require that such complaints be transmitted by a Member who “certifies in writing to the committee that he or she believes the information is submitted in good faith and warrants the review and consideration of the

Committee.”

49 This rule was expanded by the Ethics Reform Act of 1989 to include a statute of limitations of three previous

Congresses for investigations of alleged violations (P.L. 101-194, §803(g), 103 Stat. 1775, November 30, 1989).

50 Committee rule 9, clauses (d) and (e) require that a committee Member under investigation or who has a conflict of

interest with an investigation be excluded from those proceedings. The rule states: “(d) A member of the Committee

shall be ineligible to participate in any Committee or subcommittee proceeding in which such Member is the

respondent;” and “(e) A member of the Committee may seek disqualification from participating in any investigation of the conduct of a Member, officer, or employee of the House of Representatives upon the submission in writing and

under oath of an affidavit of disqualification stating that the member cannot render an impartial and unbiased decision.

If the Committee approves and accepts such affidavit of disqualification, the Chair shall so notify the Speaker and ask

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H.Res. 1099 also empowered the committee to hold hearings, receive testimony, and issue subpoenas in the course of conducting an investigation.51

When discussing the jurisdiction of House committees, it is important to note that the House Parliamentarian is the sole definitive authority on questions relating to the jurisdiction of the

chamber’s committees and should be consulted for a formal opinion on any specific procedural question.52

Changes in Jurisdiction

Since the establishment of the Committee on Ethics as a permanent standing committee, the

committee’s jurisdiction has been amended a number of times. Each of these changes

“necessitated following experience under prior rules”53 and reflected the changing nature of ethics enforcement in the House.

Lobbying and Campaign Finance

On May 19, 1970, Representative William Colmer introduced H.Res. 1031 to amend then clause

19 of Rule XI of the House “with respect of lobbying practices and political campaign

contributions affecting the House of Representatives.”54 The Committee on Rules reported the resolution on June 11,55 and it was brought up for debate on July 8. Following debate, the

resolution was adopted to give the Committee on Ethics formal jurisdiction over lobbying activities as well as those involving the raising, reporting, and use of campaign funds.56

Authority over campaign contributions, lobbying, and financial disclosure have subsequently

been removed from the committee’s jurisdiction. In the 94th Congress (1975-1976), the House

transferred jurisdiction over campaign contributions to the Committee on House Administration

as part of the rules package.57 In the 95th Congress (1977-1978), the House transferred jurisdiction

the Speaker to designate a Member of the House of Representatives from the same political party as the disqualified

member of the Committee to act as a member of the Committee in any Committee proceeding relat ing to such

investigation” (U.S. Congress, House, Committee on Standards of Official Conduct, Rules, 111th Cong., 1st sess., June

9, 2009, pp. 16-17.

51 U.S. Congress, Committee on House Administration, History of the United States House of Representatives, 1789-

1994, 103rd Cong., 2nd sess., H.Doc. 103-324 (Washington: GPO, 1994), p. 298.

52 For more information on the Parliamentarian of the House and the referral process, see CRS Report RS20544, The

Office of the Parliamentarian in the House and Senate, by Valerie Heitshusen and CRS Report 98-175, House

Committee Jurisdiction and Referral: Rules and Practice, by Judy Schneider. 53 U.S. Congress, House, Committee on Standards of Official Conduct, House Ethics Manual: 2008 Edition , 110th

Cong., 2nd sess. (Washington: GPO, 2008), p. 8.

54 “Public Bills and Resolutions,” Congressional Record, vol. 116, part. 12 (May 19, 1970), p. 16193. 55 U.S. Congress, House, Committee on Rules, Amending Clause 19 of Rule XI of the Rules of the House of

Representatives with Respect of Lobbying Practices and Political Campaign Contributions Affecting the House of

Representatives and for Other Purposes, report to accompany H.Res. 1031, 91st Cong., 2nd sess., June 11, 1970,

H.Rept. 91-1186 (Washington: GPO, 1970).

56 “Lobbying Practices and Political Campaign Contributions Affecting the House of Representatives,” Congressional

Record, vol. 116, part 17 (July 8, 1970), pp. 23136-23141.

57 “Rules of the House,” Congressional Record, vol. 121, part 1 (January 14, 1975), p. 20.

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over lobbying to the Committee on the Judiciary58 and jurisdiction over measures relating to financial disclosure was reassigned to the Committee on Rules.59

Rules of Conduct

On March 2, 1977, the House adopted H.Res. 287, which contained several amendments and

additions to the House rules of conduct.60 Included were the first requirement that financial disclosure be made public; limits on outside earned income and unofficial office accounts; and

further restrictions on the acceptance of gifts, the use of the franking privilege, and limits on

foreign travel. Pursuant to H.Res. 287, the Committee on Ethics assumed jurisdiction over these

additional areas and was authorized to maintain the public financial disclosure reports filed by

Members, officers, and designated employees.61 In addition, the House established a Select

Committee on Ethics, chaired by Representative L. Richardson Preyer, to assist the Committee on Ethics with the implementation of the new rules.62

Additional Authorities

On July 14, 1977, the House agreed to H.Res. 658 and established the Permanent Select

Committee on Intelligence.63 The resolution also authorized the Committee on Ethics to

“investigate an unauthorized disclosure of intelligence or intelligence-related information by a

Member, officer, or employee of the House in violation of paragraph (c) and report to the House concerning any allegation which it finds to be substantiated.”64

In August 1977, the Committee on Ethics was designated as the “employing agency” for the

House.65 Pursuant to P.L. 95-105, the Foreign Relations Authorization Act for FY 1978, the committee was authorized to issue regulations governing the acceptance by House Members, personnel, and employees of gifts, trips, and decorations from foreign governments.66

58 “Establishing a Select Committee on Ethics,” Congressional Record, vol. 123, part 6, (March 9, 1977), pp. 6811-

6817. 59 “Rules of the House,” Congressional Record, vol. 123, January 4, 1977, p. 53. The committee continued to retain

substantive jurisdiction over financial disclosure pursuant to the Ethics in Government Act of 1978 ( P.L. 95-521, 92

Stat. 1824, October 26, 1978).

60 “Providing for Consideration of House Resolution 287, to Amend the Rules of the House of Representatives,”

Congressional Record, vol. 123, part 5 (March 2, 1977), pp. 5885-5953. 61 The Clerk of the House maintains the public repository for House financial disclosure reports pursuant to 5 U.S.C.

app. §101 et seq. For more information on financial disclosure statements, see U.S. Congress, Clerk of the House of

Representatives, “Financial Disclosure Reports,” at http://clerk.house.gov/public_disc/financial.html.

62 H.Res. 383 (95th Congress). U.S. Congress, House Committee on Rules, Establishing a Select Committee on Ethics,

report to accompany H.Res. 383, 95th Cong., 1st sess., March 8, 1977, H.Rept. 95-61 (Washington: GPO, 1977); and

“Establishing a Select Committee on Ethics,” Congressional Record, vol. 123, part 6 (March 9, 1977), pp. 6811-6817.

63 “Amending the Rules of the House of Representatives and Establish a Permanent a Permanent Select Committee on

Intelligence, Congressional Record, vol. 123, part 18 (July 14, 1977), pp. 22932-22949. 64 Ibid., p. 22934.

65 P.L. 95-105, 91 Stat. 863, August 17, 1977.

66 P.L. 95-105, 91 Stat. 864, August 17, 1977.

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Financial Disclosure

In 1978, the Ethics in Government Act began requiring government-wide public financial

disclosure requirements.67 Subsequently, with the adoption of the House rules for the 96th

Congress (1979-1980), the provisions of the House financial disclosure rule were replaced by

those of the Ethics Act and incorporated into House rules.68 This act delegated to the Committee on Ethics review, interpretation, and compliance responsibilities for the public financial disclosure reports that henceforth were to be filed with the Clerk of the House.

On April 4, 2012, the STOCK Act (Stop Trading on Congressional Knowledge Act) was passed to affirm that no exemption exists from “insider trading” laws and regulations for Members of

Congress and congressional employees.69 Pursuant to the act, the House Committee on Ethics (and the Senate Select Committee on Ethics) is required to

issue interpretive guidance of the relevant rules of each chamber, including rules on conflicts of interest and gifts, clarifying that a Member of Congress and an employee of Congress may not use nonpublic information derived from such person’s position as a

Member of Congress or employee of Congress or gained from the performance of such person’s official responsibilities as a means for making a private profit.70

On August 17, 2012, the committee issued a “pink sheet” on the implementation of the STOCK

Act that clarified who is required to file, what transactions must be reported, the requirements for participating in a stock’s initial public offering (IPO), waivers and exclusions to the act, when

transactions must be reported, how and where transactions should be reported, late filing fees,

penalties for failing to file and filing false information, and how to get assistance from the committee.71

Ethics Reform Act of 1989

The Ethics Reform Act of 1989 amended the Ethics in Government Act of 1978 and included a

variety of ethics and pay reforms for the three branches of government. Enforcement of these

changes further expanded the jurisdiction of the Committee on Ethics.72 Changes made pursuant

to the Ethics Reform Act of 1989 included enforcement of the act’s ban on honoraria, limits on

outside earned income, and restrictions on the acceptance of gifts. The committee was also given

67 P.L. 95-521, 92 Stat. 1824, October 26, 1978; 5 U.S.C. app. §101. 68 “Rules of the House,” Congressional Record, vol. 125, part 1 (January 15, 1979), p. 9.

69 P.L. 112-105, 126 Stat. 291, April 4, 2012. The STOCK Act has been amended three times to change the effective

date for financial disclosure forms required under the act. First, P.L. 112-173 (126 Stat. 1310, August 16, 2012)

extended the filing date to September 30, 2012. Second, P.L. 112-178 (126 Stat. 1408, September 28, 2012) extended

the required filing date to December 8, 2012. Finally, P.L. 112-207 (126 Stat. 1495, December 7, 2012) extended the

required filing date to April 15, 2013.

70 P.L. 112-105, §3; 5 U.S.C. app. §101 note prec. 71 U.S. Congress, House Committee on Ethics, Periodic Reporting of Personal Financial Transactions Pursuant to the

STOCK Act, as amended, 112th Cong., 2nd sess. (August 17, 2012), at http://ethics.house.gov/sites/ethics.house.gov/

files/PTR%20amended%20pink%20sheet.pdf.

72 P.L. 101-194, 103 Stat. 1716, November 30, 1989. The Ethics Reform Act, also mandated certain changes in the

committee’s procedures, infra. See U.S. Congress, House, Report of the Bipartisan Task Force on Ethics on H.R. 3360,

committee print, 101st Cong., 1st sess. (Washington: GPO, 1989), pp. 9-11, 16-21; and “Government Ethics Reform Act

of 1989,” Congressional Record, vol. 135, part 21 (November 16, 1989), pp. 29469-29509.

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the responsibility for consideration of any requests for a written waiver of the limits imposed by the House gift ban rule.73

Procedures Procedures for the Committee on Ethics are set through House Rule XI, clause 3 and are further specified in the committee’s rules.74

Since its creation in 1967, several changes have been made to the Committee on Ethics’

procedures. Change to the committee’s procedures can be divided into eight broad time periods or

categories: changes in the 1970s, the Ethics Reform Act of 1989, the Ethics Reform Task Force of

1997, 109th Congress changes, 110th Congress changes, 113th Congress changes, 114th Congress changes, and the creation of the Office of Congressional Ethics in 2008. No changes were made to House ethics procedures in the 111th or 112th Congresses.

Changes in the 1970s

During the first years of the Committee on Ethics many adjustments were made to the procedural

operations of the committee. While some of the changes made during the 1970s have been repealed or replaced, three changes remain in effect.

1. In the 93rd Congress (1973-1974), the House agreed to H.Res. 988 and amended

the jurisdiction and procedures of nearly all standing committees.75 As part of

those reforms, House Rules were amended to permit a majority vote to approve Committee on Standard’s reports, recommendations, advisory opinions, and

investigations;76

2. In the 95th Congress (1977-1978), the House included in its opening day rules

package a provision permitting a member of the committee to disqualify himself/herself from participating in an investigation upon submission of an

affidavit of disqualification in writing and under oath;77 and

73 U.S. Congress, House Bipartisan Task Force on Ethics, H.R. 3660, to Amend the Rules of the House of

Representatives and the Ethics in Government Act of 1978 to Provide for Government-Wide Ethics Reform, and for

Other Purposes, committee print, 101st Cong., 1st sess., November 15, 1989 (Washington: GPO, 1989), pp. 4 -5. 74 U.S. Congress, House, Constitution, Jefferson’s Manual, and Rules of the House of Representatives One Hundred

Eleventh Congress, prepared by John V. Sullivan, Parliamentarian, 110th Cong., 2nd sess., H.Doc. 110-162

(Washington: GPO, 2009), §806, pp. 567-596; and U.S. Congress, House Committee on Standards of Official Conduct,

Rules, 111th Cong., 1st sess., June 9, 2009.

75 U.S. Congress, House, Select Committee on Committees, Committee Reform Amendments of 1974 , report to

accompany H.Res. 988, 93rd Cong., 2nd sess., March 19, 1974, H.Rept. 93-916, Part 1 (Washington: GPO, 1974); U.S.

Congress, House Select Committee on Committees, Committee Reform Amendments of 1974 , report to accompany

H.Res. 988, 93rd Cong., 2nd sess., March 19, 1974, H.Rept. 93-916, Part 2 (Washington: GPO, 1974); and “Committee

Reform Amendments of 1974,” Congressional Record, vol. 120, part 26 (October 8, 1974), pp. 34447-34470. 76 U.S. Congress, House, Select Committee on Committees, Committee Reform Amendments of 1974 , report to

accompany H.Res. 988, 93rd Cong., 2nd sess., March 19, 1974, H.Rept. 93-916, Part 2 (Washington: GPO, 1974), p.

176. See also “Committee Reform Amendments of 1974,” Congressional Record, vol. 120, part 26 (October 8, 1974),

pp. 34406-34420; and “Committee Reform Amendments of 1974,” Congressional Record, vol. 120, part 26 (October 8,

1974), pp. 34447-34470. Previously, an affirmative vote of 10 Members of the 12 Member panel were required for

approving committee reports, issuing recommendations or advisory opinions, and initiating investigations. See footnote

47 for more information.

77 “Rules of the House,” Congressional Record, vol. 123, part 1 (January 4, 1977), p. 53.

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3. In the 96th Congress (1979-1980), House rules were amended to prohibit

“information or testimony received, or the contents of a complaint or the fact of

its filing” from being “publicly disclosed by any committee or staff member

unless specifically authorized in each instance by a vote of the full committee.”78

Ethics Reform Act of 1989

The Ethics Reform Act of 1989 (P.L. 101-194) contained provisions affecting all three branches

of government and mandated changes to the House Committee on Ethics.79 Specifically, it established the Office of Advice and Education in the Committee on Ethics. The Office of Advice and Education’s primarily responsibilities include

(A) Providing information and guidance to Members, officers and employees of the House regarding any laws, rules, regulations, and other standards of conduct applicable to such

individuals in their official capacities, and any interpretations and advisory opinions of the committee.

(B) Submitting to the chairman and ranking minority member of the committee any written request from any such Member, officer or employee for an interpretation of applicable

laws, rules, regulations, or other standards of conduct, together with any recommendations thereon.

(C) Recommending to the committee for its consideration formal advisory opinions of general applicability.

(D) Developing and carrying out, subject to the approval of the chairman, periodic educational briefings for Members, officers and employees of the House on those laws,

rules, regulations, or other standards of conduct applicable to them.80

The Office of Advice and Education offers training, guidance, and provides recommendations to

Members, officers, and employees of the House on standards of conduct applicable to their official duties.81

Many other changes implemented by the 1989 act are still applicable. These include

“bifurcation” (separation) within the committee of its investigative and

adjudicative functions;82

78 “Rules of the House,” Congressional Record, vol. 125, part 1 (January 15, 1979), p. 8.

79 P.L. 101-194, 103 Stat. 1716, November 30, 1989. For the debate on the Ethics Reform Act of 1989, see

“Government Ethics Reform Act of 1989,” House debate, Congressional Record, vol. 135, part 21, (November 16,

1989), pp. 29468-29513; “Government Ethics Reform Act of 1989,” Senate debate, Congressional Record, vol. 135,

part 21, (November 17, 1989), pp. 29660-29678; and 29681-29707; and “Government Ethics Reform Act,” Senate

debate, Congressional Record, vol. 135, part 21 (November 17, 1979), pp. 29777-29796.

80 P.L. 101-194, §803(i), 103 Stat. 1775, November 30, 1989; 2 U.S.C. §29d. 81 For more information on the Office of Advice and Education, see U.S. Congress, House, Committee on Ethics,

“About: Committee Advice,” at http://ethics.house.gov/about/committee-advice; and U.S. Congress, House, Committee

on Standards of Official Conduct, Summary of Activities, One Hundred Tenth Congress, 110th Cong., 2nd sess., January

3, 2009, H.Rept. 110-938 (Washington: GPO, 2009).

82 Bifurcation is the separation of administrative and investigative functions of the Committee on Ethics. The Ethics

Task Force defined bifurcation as: “ ... a ‘firewall’ between the Committee functions of investigation an d adjudication,

ensuring that Committee members who charge a respondent with a violation do not also participate in a judgment of

whether liability has been established. It also allocates responsibility within the Committee so that the review of information offered as a complaint is less time-consuming for members of the Committee and is consistent with the

confidentiality imposed on the complaint process. For these reasons, the Task Force encourages Committee members to

protect the integrity of the ‘firewall’ to the greatest degree possible.” See U.S. Congress, House, Committee on Rules,

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a requirement that the committee report to the House on any case it has voted to

investigate and that any “letter of reproval” or other committee administrative

action may be issued only as part of a final report to the House;83

a statute of limitation prohibiting the committee from initiating or undertaking an investigation of alleged violations occurring prior to the third previous Congress

unless they are related to a continuous course of conduct in recent years;84

a guarantee that any Member who is the respondent in any Ethics Committee

investigation may be accompanied by one counsel on the House floor during

consideration of his/her case;85 and

a time limit of committee service of no more than three out of any five

consecutive Congresses.86

The act also increased the size of the committee’s membership from 12 to 14.87 That change,

however, was superseded by the 1997 amendments that reduced the size of the committee from 14 to 10 members.88

Ethics Reform Task Force

On February 12, 1997, the House created an Ethics Reform Task Force to “look into any and all aspects of the ethics process,” including

Who can file a complaint and upon what basis of information, what should be the standards for initiating an investigation, what evidentiary standard should apply throughout the

process, how has the bifurcation process worked, does it take too long to conduct a review, should non-House Members play a part in a reformed ethics process, should we enlarge the pool of Members who might participate in different phases of the process?89

Chaired by Representatives Bob Livingston and Ben Cardin, the 10-member task force was

directed to review the existing House ethics process and to recommend reforms.90 At the same

time that the House approved the establishment of the task force, it also approved a 65-day

moratorium on the filing of new ethics complaints to enable the Task Force to conduct its work “in a climate free from specific questions of ethical propriety.”91

Report of the Ethics Reform Task Force on H.Res. 168, committee print, 105 th Cong., 1st sess., June 17, 1997

(Washington: GPO, 1997), p. 7.

83 P.L. 101-194, §803(e), 103 Stat. 1774, November 30, 1989. 84 P.L. 101-194, §803(g), 103 Stat. 1775, November 30, 1989.

85 Ibid. For information on “Letters of Reproval,” see CRS Report RL30764, Enforcement of Congressional Rules of

Conduct: A Historical Overview, by Jacob R. Straus. 86 P.L. 101-194, §803(a), 103 Stat. 1773, November 30, 1989. House Rule X, clause 5. Democratic Caucus Rules

include additional limits on committee service.

87 P.L. 101-194, 103 Stat. 1774, November 30, 1989; 2 U.S.C. §29d.

88 “Implementing the Recommendations of Bipartisan House Ethics Task Force,” Congressional Record, vol. 143,

September 18, 1997, pp. 19302-19340. 89 Rep. Richard Armey, “Creation of Bipartisan Task Force to Review Ethics Process,” Congressional Record, vol.

143, part 2 (February 12, 1997), p. 2059.

90 “Creation of Bipartisan Task Force to Review Ethics Process,” Congressional Record, vol. 143, part 2 (February 12,

1997), pp. 2058-2059.

91 Rep. Richard Armey, “Creation of Bipartisan Task Force to Review Ethics Process,” Congressional Record, vol.

143, part 2 (February 12, 1997), p. 2059.

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After seven months of study, the Task Force reported to the House in June 1997 with several

recommendations. These included ensuring that the Committee on Standards operated in a non-

partisan manner; that the committee’s workings be kept confidential unless otherwise voted on by

the committee; that an improved system be created for the filing of information offered as a

complaint; that the committee should create an efficient administrative structure; that due process

for Members, officers, and employees of the House be preserved; that Members play a greater role in the ethics process; and that matters before the committee be dealt with in a timely manner.92

On September 18, 1997, the House debated and agreed to H.Res. 230, a rule to provide for the

consideration of H.Res. 168, the implementation of the Task Force’s recommendations,93 and

proceeded to debate and amend H.Res. 168.94 The major ethics process changes adopted pursuant to H.Res. 168 included the following:

altering the way individuals who are not Members of the House file complaints

with the Committee on Ethics by requiring them to have a Member of the House

certify in writing that the information is submitted in good faith and warrants

consideration;95

decreasing the size of the committee from 14 members to 10;96

establishing a 20-person pool of Members (10 from each party) to supplement the

work of the Ethics Committee as potential appointees to investigative

subcommittees that the committee might establish;97

requiring the chair and ranking minority member of the committee to determine

within 14 calendar days or 5 legislative days, whichever comes first, if the

information offered as a complaint meets the committee’s requirements;98

allowing an affirmative vote of two-thirds of the members of the committee or

approval of the full House to refer evidence of violations of law disclosed in a

92 U.S. Congress, House Ethics Reform Task Force on H.Res. 168, Recommending Revisions to the Rules of the House

and the Rules of the Committee on Standards of Official Conduct with Additional Views, committee print, 105 th Cong.,

1st sess., June 17, 1997 (Washington: GPO, 1997), pp. 4-5.

93 “Providing for Consideration of H.Res. 168, Implementing the Recommendations of Bipartisan House Ethics Reform

Task Force,” Congressional Record, vol. 143, part 13 (September 18, 1997), pp. 19302-19310.

94 “Implementing the Recommendations of Bipartisan House Ethics Task Force,” Congressional Record, vol. 143, part

13 (September 18, 1997), pp. 19310-19340. 95 H.Res. 168, §9 (105th Congress), agreed to September 17, 1997. This procedure superseded a process whereby non-

House Members could file complaints with the Committee on Standards only after submitting allegations to at least

three House Members, who had refused in writing to transmit the complaint to the committee.

96 “Rules of the House,” Congressional Record, vol. 145, part 1 (January 6, 1999), p. 54. The formal change in

membership from 12 to 10 codified the de facto size of the committee in the 105 th Congress even though the Ethics

Reform Act of 1989 required each party to nominate seven Members for the committee ( P.L. 101-194, §803(b), 103

Stat. 1774, November 30, 1989; 2 U.S.C. §29d). 97 H.Res. 168, §1(a) (105th Congress), agreed to September 17, 1997. The first pool of 20 Members selected to serve on

investigative committees of the Standards Committee was appointed on November 13, 1997. For a list of initial

appointments, see Speaker Pro Tempore [Rep. Ray La Hood], “List of Republican and Democ ratic Members Selected

to Serve As ‘Pool’ For Purposes Relating To The Committee on Standards of Official Conduct,” Congressional

Record, vol. 143, November 13, 1997, p. 26569. The House leadership has subsequently appointed a 20 -person pool of

Members in each Congress.

98 H.Res. 168, §10 (105th Congress), agreed to September 17, 1997. Previously, there was no specific time limit for this

determination.

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committee investigation to the appropriate state or federal law enforcement

authorities;99

providing for a nonpartisan, professional committee staff;100

allowing the ranking minority member on the committee to place matters on the

committee’s agenda;101 and

decreasing the maximum service on the committee from six years to four years

during any three successive Congresses and required at least four members to be

rotated off the committee at the end of each Congress.102

109th Congress Changes

On January 4, 2005, the House included several provisions in its rules for the 109 th Congress

(2005-2006) that affected the Committee on Ethics. These included the process for handling

allegations against a House Member, officer, or employee; procedures for instances when the

conduct of one Member, officer, or employee might be referenced in the course of an

investigation against another Member, officer, or employee; the due process for respondents and witnesses; and the dismissal of complaints.103 Subsequently, on April 27, 2005, the House

reversed earlier 109th Congress changes when it agreed to H.Res. 240 and reinstated “certain

provisions of the rules relating to procedures of the Committee on Standards of Official Conduct to the form in which those provisions existed at the close of the 108th Congress.”104

110th Congress Changes

On June 5, 2007, the House agreed to H.Res. 451, directing the Committee on Ethics to “respond

to the indictment of, or the filing of charges of criminal conduct in a court of the United States or any State against, any Member of the House of Representatives by empaneling an investigative

subcommittee to review the allegations not later than 30 days after the date the Member is

indicted or the charges are filed.”105 The resolution was adopted following the grand jury

indictment of a Member of the House in the United States District Court for the Eastern District

of Virginia. The requirements of H.Res. 451 were continued in the rules packages for both the 111th and the 112th Congresses.106

99 H.Res. 168, §18 (105th Congress), agreed to September 17, 1997. With the exception of a brief period in 1966, only a

vote by the full House previously permitted referrals of possible violations of law to the appropriate authorities.

100 H.Res. 168, §4 (105th Congress), agreed to September 17, 1997. 101 H.Res. 168, §3 and §11 (105th Congress), agreed to September 17, 1997.

102 H.Res. 168, §2 (105th Congress), agreed to September 17, 1997. When the House adopted its rules for the 106 th

Congress (1999-2001), it changed the committee service rule and also voted to eliminate the rule requiring four

members of the Standards Committee to rotate off the committee every Congress. This action returned the committee’s

service requirement to what it had been after the adoption of the Ethics Reform Act of 1989 (no more than three

Congresses in any period of five successive Congresses). See “Rules of the House,” Congressional Record, vol. 145,

part 1 (January 6, 1999), p. 54.

103 “Rules of the House,” Congressional Record, daily edition, vol. 151(January 4, 2005), pp. H8-H10. 104 H.Res. 240 (109th Congress), agreed to April 27, 2005 with the adoption of H.Res. 241. “Amending the Rules of the

House of Representatives to Reinstate Certain Provision of the Rules Relating to Procedures of the Committee on

Standards of Official Conduct to the Form in which those Provisions Existed at the Close of the 108 th Congress,”

Congressional Record, daily edition, vol. 151 (April 27, 2005), pp. H2616-H2626.

105 H.Res. 451 (110th Congress), agreed to June 5, 2007. 106 H.Res. 5 (111th Congress), agreed to January 6, 2009; “Rules of the House,” Congressional Record, vol. 155

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113th Congress Changes

As part of the rules package (H.Res. 5) for the 113th Congress (2013-2014), the House amended the Code of Conduct (Rule XXIII, clause 8(c)) to remove references to “spouses” and replace those references with the term “relative.” For the purpose of the Rule, relative is defined as

an individual who is related to the Member, Delegate, or Resident Commissioner as father, mother, son, daughter, brother, sister, uncle, aunt, first cousin, nephew, niece, husband, wife, father-in-law, mother-in-law, son-in-law, daughter-in-law, brother-in-law, sister-in-

law, stepfather, stepmother, stepson, stepdaughter, stepbrother, stepsister, half brother, half sister, grandson, or granddaughter.107

Additionally, H.Res. 5 required that copies of executed oaths (or affirmations) made by an officer

or employee of the House be retained by the Sergeant at Arms, while oaths (or affirmations) made

by Members, Delegates, or the Resident Commissioner continue to be retained by the Clerk of the House.108

114th Congress Changes

First adopted as part of the rules package (H.Res. 5) for the 114th Congress (2015-2016), the

House made two changes to Rule XI, clause 3, by adding a new paragraph at the end of the section on House Ethics Committee procedures that stated

The committee may not take any action that would deny any person any right or protection

provided under the Constitution of the United States.109

H.Res. 5 further amended Rule XI, clause 3(a)(6)(B)(i) to require that all new officers,

employees, Members, Delegates, and the Resident Commissioner receive ethics training within

60 days of beginning their House service.110 Previously, only new officers or employees were required to complete ethics training within their first 60 days of service.111

115th Congress Changes

As part of the rules package (H.Res. 5) for the 115th Congress (2017-2018), the House amended

Rule II, clause 3 to authorize the Sergeant at Arms to impose a fine—$500 for a first offense and $2,500 for any subsequent offense—against a Member, Delegate, or Resident Commissioner for

using electronic devices to take photographs, or record floor proceedings in violation of Rule

XVII, clause 5.112 Should a fine be imposed, the Member has 30 calendar days or 5 legislative

days (whichever is later) to appeal the fine to the Committee on Ethics. The Committee then has

30 calendar days or 5 legislative days (whichever is later) to dismiss the fine or allow it to

(January 6, 2009), p. H6-H10. H.Res. 5 (112th Congress), agreed to January 5, 2011; “Rules of the House,”

Congressional Record, daily edition, vol. 157 (January 5, 2011), p. H7. 107 H.Res. 5, §2(e)(2), (113 th Congress), agreed to on January 3, 2013; “Rules of the House,” Congressional Record,

daily edition, vol. 159 (January 3, 2013), p. H6.

108 H.Res. 5, §2(e)(3), (113 th Congress), agreed to January 3, 2013.

109 H.Res. 5, §2(a)(10), (114 th Congress), agreed to January 6, 2015. 110 H.Res. 5, §2(g), (114th Congress), agreed to January 6, 2015.

111 U.S. Congress, House, Constitution, Jefferson’s Manual, and Rules of the House of Representatives of the United

States One Hundred Thirteenth Congress, “House Rule XI, clause 6(a)(6)(B)(i),” prepared by Thomas S. Wickham,

Parliamentarian, H.Doc. 112-161, 112th Cong., 2nd sess. (Washington: GPO, 2013), §806, p. 578.

112 H.Res. 5, §5(a)(1) (115th Congress), agreed to January 3, 2017.

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proceed, and report its action to the Speaker of the House, the Chief Administrative Officer (CAO), and the Member involved.

116th Congress Changes

As part of the rules package (H.Res. 6) for the 116th Congress (2019-2020), the House amended

Rule XI to require that all Members, Delegates, and the Resident Commissioner attend and certify

completion of annual ethics training.113 Previously, only officers and employees were required to

certify the completion of ethics training on an annual basis.114 Additionally, H.Res. 6 authorizes the Committee on Ethics to “consider as evidence the transcripts and exhibits from trial where a

Member, Delegate, or the Resident Commissioner was convicted by a court of record for a crime related to the subject of the investigation by the Committee on Ethics.”115

The 116th Congress also directed the Committee on Ethics to continue to empanel an investigative

subcommittee to review allegations related to indictments of, or the filing of charges of criminal

conduct against, any Member of the House within 30 days.116 This provision was first agreed to in the 110th Congress.117

117th Congress Changes

As part of the rules package for the 117th Congress (2021-2022), the House amended Rule X,

clause 5 to permit a Member to serve on the committee in five successive Congresses, if they also serve as the chair or ranking member of the committee, and clarified that Ethics Committee

procedures also apply to Delegates and the Resident Commissioner.118 Additionally, H.Res. 8

added two new clauses to the Code of Official Conduct (Rule XXIII) that add additional whistleblower protections.119 The first new clause (Clause 20) protects

Congressional whistleblowers by preventing a Member, Delegate, Resident

Commissioner, officer, or employee of the House from taking any actions to prevent an individual from, or to retaliate against an individual for, providing truthful information to the Committee on Ethics, the Office of Congressional Ethics, the Office of Congressional

Workplace Rights, or any law enforcement official, provided that the disclosure of such information is not otherwise prohibited by law or House rules.120

113 H.Res. 6, §102(p) (116th Congress), agreed to January 3, 2019.

114 U.S. Congress, House, “Rule XI, clause 3(a)(6)(B)(ii),” Constitution, Jefferson’s Manual, and Rules of the House of

Representatives of the United States, One Hundred Fifteenth Congress, H.Doc. 114-192 (Washington: GPO, 2017),

§806.

115 U.S. Congress, House, Committee on Rules, “H.Res. 6, Adopting the Rules for the 116 th Congress, Section-by-

Section Analysis,” 116 th Cong., 1st sess., p. 3, at https://docs.house.gov/billsthisweek/20181231/116-HRes6-SxS-

U1.pdf. 116 H.Res. 6, §103(k) (116 th Congress), agreed to January 3, 2019.

117 H.Res. 451 (110th Congress), agreed to June 5, 2007. H.Res. 451 requires the Ethics Committee either to empanel an

investigative subcommittee or report to the House about why it did not create a subcommittee within 30 days. Should

the Committee not empanel an investigative subcommittee, the report should describe the committee’s reason “for not

empaneling such an investigate subcommittee, together with the actions, if any, the Committee has taken in response to

the allegations.” 118 H.Res. 8, §2(n) (117 th Congress), agreed to January 4, 2021.

119 H.Res. 8, §2(y) (117 th Congress), agreed to January 4, 2021.

120 U.S. Congress, House, Committee on Rules, “H.Res. 8: Adopting the Rules for the 117 th Congress Section-by-

Section Analysis,” p. 5, at https://rules.house.gov/sites/democrats.rules.house.gov/files/117-HRes8-SxS.pdf.

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The second new clause (clause 21) further protects

the identities of whistleblowers by prohibiting a Member, Delegate, Resident Commissioner, officer, or employee of the House from knowingly and willfully publicly

disclosing the identity or personally identifiable information of an individual who is granted protections under federal whistleblower laws .121

The rules package also directed the Committee on Ethics to report to the House on potential

amendments to the Code of Official Conduct for the electronic dissemination of manipulated information intended to mislead the public. Specifically, the Committee on Ethics was directed to

report to the House, not later than December 31, 2021, any recommended amendments to the Code of Official Conduct, as well as any accompanying regulations, intended to address

the circumstances and instances, if any, for which a Member, Delegate, Resident Commissioner, officer, or employee of the House may be subject to discipline for the dissemination by electronic means, including by social media, of any image, video, or

audio file that has been distorted or manipulated with the intent to mislead the public.122

Office of Congressional Ethics

On March 11, 2008, the House adopted H.Res. 895 to create the Office of Congressional Ethics

(OCE).123 The House created the OCE to review information, and when appropriate, refer

findings of fact to the House Committee on Ethics. The OCE may accept information regarding

alleged wrongdoing by Members, officers, and employees of the House from the public, but only the OCE board can initiate a review. The OCE was most recently reauthorized by the House as part of the rules package (H.Res. 8) adopted by the 117th Congress on January 4, 2021.124

For more information about the Office of Congressional Ethics (OCE), see CRS Report R40760, House Office of Congressional Ethics: History, Authority, and Procedures, by Jacob R. Straus.

121 U.S. Congress, House, Committee on Rules, “H.Res. 8: Adopting the Rules for the 117 th Congress Section-by-

Section Analysis,” pp. 5-6, at https://rules.house.gov/sites/democrats.rules.house.gov/files/117-HRes8-SxS.pdf. The

House Rules Committee notes that cases exempted from this provision in clause 21 are “cases in which: (1) the

individual has provided express written consent prior to such disclosure; (2) the individual has already voluntarily and

publicly disclosed their identity; or (3) the disclosure is by the chair of a committee after an affirmative vote by two-

thirds of the committee members that such disclosure is in the public interest. Additionally, nothing in this new

whistleblower protection will inhibit the investigation of any allegation of wrongdoing disclosed by any individual or

prevent the public disclosure of substantive information shared that is not personally identifiable. Disclosures by the chair of a committee are subject to appropriate safeguards, including advance notice to the individual including a

written explanation of the reasons for the disclosure.”

122 H.Res. 8, §2(y) (117 th Congress), agreed to January 4, 2021. U.S. Congress, House, Committee on Rules, “H.Res. 8:

Adopting the Rules for the 117th Congress Section-by-Section Analysis,” p. 10, at https://rules.house.gov/sites/

democrats.rules.house.gov/files/117-HRes8-SxS.pdf.

123 “Establishing an Office of Congressional Ethics,” Congressional Record, daily edition, vol. 154 (March 11, 2008),

pp. H1515-H1536. 124 H.Res. 8, §4(c) (117th Congress), agreed to January 4, 2021.

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Appendix. Membership on the Committee on

Ethics, 1967-2021 Table A-1 provides a list of all Members to have served on the Committee on Ethics, their party affiliation, and their state and district.

Table A-1. Congressional Committee Assignments: House Committee on Ethics

Member Party State District

90th Congress (1967-1968)

Price, C. Melvin D IL 24th

Teague, Olin E. D TX 6th

Evins, Joseph L. D TN 4th

Abbitt, Watkins M. D VA 4th

Aspinall, Wayne N. D CO 4th

Kelly, Edna F. D NY 12th

Halleck, Charles A. R IN 2nd

Arends, Leslie C. R IL 17th

Betts, Jackson E. R OH 8th

Stafford, Robert T. R VT ALa

Quillen, James H. R TN 1st

Williams, Lawrence G. R PA 7th

91st Congress (1969-1970)

Price, C. Melvin D IL 24th

Teague, Olin E. D TX 6th

Abbitt, Watkins M. D VA 4th

Aspinall, Wayne N. D CO 4th

Hébert, F. Edward D LA 1st

Holifield, Chet D CA 19th

Arends, Leslie C. R IL 17th

Betts, Jackson E. R OH 8th

Stafford, Robert T. R VT ALa

Quillen, James H. R TN 1st

Williams, Lawrence G. R PA 7th

Hutchinson, Edward R MI 4th

Reid, Charlotte T. R IL 15th

92nd Congress (1971-1972)

Price, C. Melvin D IL 24th

Teague, Olin E. D TX 6th

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Member Party State District

Abbitt, Watkins M. D VA 4th

Aspinall, Wayne N. D CO 4th

Hébert, F. Edward D LA 1st

Holifield, Chet D CA 19th

Betts, Jackson E. R OH 8th

Stafford, Robert T. R VT ALa

Quillen, James H. R TN 1st

Williams, Lawrence G. R PA 7th

Hutchinson, Edward R MI 4th

Reid, Charlotte T. R IL 15th

King, Carleton J. R NY 30th

Spence, Floyd D. R SC 2nd

93rd Congress (1973-1974)

Price, C. Melvin D IL 23rd

Teague, Olin E. D TX 6th

Hébert, F. Edward D LA 1st

Holifield, Chet D CA 19th

Flynt, John James Jr. D GA 6th

Foley, Thomas S. D WA 5th

Quillen, James H. R TN 1st

Williams, Lawrence G. R PA 7th

Hutchinson, Edward R MI 4th

King, Carleton J. R NY 29th

Spence, Floyd D. R SC 2nd

Hunt, John E. R NJ 1st

94th Congress (1975-1976)

Price, C. Melvin D IL 23rd

Teague, Olin E. D TX 6th

Hébert, F. Edward D LA 1st

Flynt, John James Jr. D GA 6th

Foley, Thomas S. D WA 5th

Bennett, Charles E. D FL 3rd

Spence, Floyd D. R SC 2nd

Quillen, James H. R TN 1st

Hutchinson, Edward R MI 4th

Quie, Albert H. R MN 1st

Mitchell, Donald J. R NY 31st

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Member Party State District

Cochran, Thad R MS 4th

95th Congress (1977-1978)

Flynt, John James Jr. D GA 6th

Teague, Olin E. D TX 6th

Bennett, Charles E D FL 3rd

Hamilton, Lee H. D IN 9th

Preyer, L. Richardson D NC 6th

Flowers, Walter D AL 7th

Spence, Floyd D. R SC 2nd

Quillen, James H. R TN 1st

Quie, Albert H. R MN 1st

Cochran, Thad R MS 4th

Fenwick, Millicent H. R NJ 5th

Caputo, Bruce F. R NY 23rd

96th Congress (1979-1980)

Bennett, Charles E. D FL 3rd

Hamilton, Lee H. D IN 9th

Preyer, L. Richardson D NC 6th

Slack, John M. Jr. D WV 3rd

Murphy, Morgan F. D IL 2nd

Murtha, John P. Jr. D PA 12th

Spence, Floyd D. R SC 2nd

Hollenbeck, Harold C. R NJ 9th

Livingston, Robert L. R LA 1st

Thomas, William M. R CA 18th

Sensenbrenner, F. James Jr. R WI 9th

Cheney, Richard B. R WY ALa

Stokes, Louis D OH 21st

Rahall, Nick J. II D WV 4th

97th Congress (1981-1982)

Stokes, Louis D OH 21st

Rahall, Nick J. II D WV 4th

Alexander, William V. Jr. D AR 1st

Wilson, Charles D TX 2nd

Holland, Kenneth L. D SC 5th

Bailey, Donald A. D PA 21st

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Member Party State District

Spence, Floyd d. R SC 2nd

Conable, Barber B. Jr. R NY 35th

Myers, John T. R IN 7th

Forsythe, Edwin B. R NJ 6th

Brown, Hank R CO 4th

Hansen, James V. R UT 1st

98th Congress (1983-1984)

Stokes, Louis D OH 21st

Rahall, Nick J. II D WV 4th

Jenkins, Edgar L. D GA 9th

Dixon, Julian C. D CA 28th

Fazio, Victor H. D CA 4th

Coyne, William J. D PA 14th

Spence, Floyd D. R SC 2nd

Conable, Barber B. Jr. R NY 30th

Myers, John T. R IN 7th

Forsythe, Edwin B. R NJ 13th

Brown, Hank R CO 4th

Hansen, James V. R UT 1st

Bliley, Thomas J. Jr. R VA 3rd

99th Congress (1985-1986)

Dixon, Julian C. D CA 28th

Jenkins, Edgar L. D GA 9th

Fazio, Victor H. D CA 4th

Coyne, William J. D PA 14th

Dwyer, Bernard J. D NJ 6th

Mollohan, Alan B. D WV 1st

Spence, Floyd D. R SC 2nd

Myers, John T. R IN 7th

Hansen, James V. R UT 1st

Whitehurst, G. William R VA 2nd

Pursell, Carl D. R MI 2nd

Wortley, George R NY 27th

100th Congress (1987-1988)

Dixon, Julian C. D CA 28th

Fazio, Victor H. D CA 4th

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Member Party State District

Dwyer, Bernard J. D NJ 6th

Mollohan, Alan B. D WV 1st

Gaydos, Joseph M. D PA 20th

Atkins, Chester G. D MA 5th

Spence, Floyd R SC 2nd

Myers, John T. R IN 7th

Hansen, James V. R UT 1st

Pashayan, Charles S. Jr. R CA 17th

Petri, Thomas E. R WI 6th

Craig, Larry E. R ID 1st

Brown, Hank R CO 4th

101st Congress (1989-1990)

Dixon, Julian C. D CA 29th

Fazio, Victor H. D CA 4th

Dwyer, Bernard J. D NJ 6th

Mollohan, Alan B. D WV 1st

Gaydos, Joseph M. D PA 20th

Atkins, Chester G. D MA 5th

Stokes, Louisb D OH 21st

Myers, John T. R IN 7th

Hansen, James V. R UT 1st

Pashayan, Charles S. Jr. R CA 17th

Petri, Thomas E. R WI 6th

Craig, Larry E. R ID 1st

Grandy, Fred R IA 6th

102nd Congress (1991-1992)

Stokes, Louis D OH 21st

Ackerman, Gary L. D NY 7th

Darden, George (Buddy) D GA 7th

Cardin, Benjamin L. D MD 3rd

Pelosi, Nancy D CA 5th

McDermott, Jim D WA 7th

Mfume, Kweisic D MD 7th

Hansen, James V. R UT 1st

Grandy, Fred R IA 6th

Johnson, Nancy L. R CT 6th

Bunning, Jim R KY 4th

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Member Party State District

Kyl, Jon L. R AZ 4th

Goss, Porter J. R FL 13th

Hobson, David L. R OH 7th

103rd Congress (1993-1994)

McDermott, Jim D WA 7th

Darden, George (Buddy) D GA 7th

Cardin, Benjamim L. D MD 3rd

Pelosi, Nancy D CA 5th

Mfume, Kweisi D MD 7th

Borski, Robert A. D PA 3rd

Sawyer, Thomas C. D OH 14th

Grandy, Fred R IA 6th

Johnson, Nancy L. R CT 6th

Bunning, Jim R KY 4th

Kyl, Jon L. R AZ 4th

Goss, Porter J. R FL 13th

Hobson, David L. R OH 7th

Schiff, Steven R NY 1st

104th Congress (1995-1996)d

Johnson, Nancy L. R CT 6th

Bunning, Jim R KY 4th

Goss, Porter J. R FL 13th

Hobson, David L. R OH 7th

Schiff, Steven R NM 1st

Smith, Lamar S.e R TX 21st

McDermott, Jimf D WA 7th

Cardin, Benjamin L. D MD 3rd

Pelosi, Nancy D CA 5th

Borski, Robert A. D PA 3rd

Sawyer, Thomas C. D OH 14th

105th Congress (1997-1998)

Hansen, James V. R UT 1st

Smith, Lamar S. R TX 21st

Hefley, Joel R CO 5th

Goodlatte, Robert R VA 6th

Knollenberg, Joe R MI 11th

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Member Party State District

Berman, Howard L. D CA 26th

Sabo, Martin O. D MN 5th

Pastor, Ed D AZ 2nd

Fattah, Chaka D PA 2nd

Lofgren, Zoe D CA 16th

106th Congress (1999-2000)

Smith, Lamar S. R TX 21st

Hefley, Joel R CO 5th

Knollenberg, Joe R MI 11th

Portman, Robert J. R OH 2nd

Camp, Dave R MI 4th

Berman, Howard L. D CA 26th

Sabo, Martin O. D MN 5th

Pastor, Ed D AZ 2nd

Fattah, Chaka D PA 2nd

Lofgren, Zoe D CA 16th

107th Congress (2001-2002)

Hefley, Joel R CO 5th

Portman, Robert J. R OH 2nd

Hastings, Doc R WA 4th

Hutchison, Asa R AR 3rd

Biggert, Judy R IL 13th

Hulshof, Kenny R MO 9th

LaTourette, Steve R OH 19th

Berman, Howard D CA 26th

Sabo, Martin O. D MN 5th

Pastor, Ed D AZ 2nd

Lofgren, Zoe D CA 16th

Jones, Stephanie Tubbs D OH 11th

Green, Gene D TX 29th

108th Congress (2003-2004)

Hefley, Joel R CO 5th

Hastings, Doc R WA 4th

Biggert, Judy R IL 13th

Hulshof, Kenny R MO 9th

LaTourette, Steve R OH 14th

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Member Party State District

Berman, Howard D CA 26th

Mollohan, Alan B. D WV 1st

Jones, Stephanie Tubbs D OH 11th

Green, Gene D TX 29th

Roybal-Allard, Lucille D CA 34th

Doyle, Michael F. D PA 14th

109th Congress (2005-2006)

Hastings, Doc R WA 4th

Biggert, Judy R IL 13th

Smith, Lamar S. R TX 21st

Hart, Melissa R TX 4th

Cole, Tom R OK 4th

Mollohan, Alan B. D WV 1st

Berman, Howard, L.g D CA 28th

Jones, Stephanie Tubbs D OH 11th

Green, Gene D TX 29th

Roybal-Allard, Lucille D CA 34th

Doyle, Michael F. D PA 14th

110th Congress (2007-2008)

Jones, Stephanie Tubbsh D OH 11th

Green, Gene D TX 29th

Roybal-Allard, Lucille D CA 34th

Doyle, Michael F. D PA 14th

Delahunt, William D. D MA 10th

Scott, Robert C. “Bobby” D VA 3rd

Hastings, Doc R WA 4th

Bonner, Jo R AL 1st

Barrett, J. Gresham R SC 3rd

Kline, John R MN 2nd

McCaul, Michael T. R TX 10th

111th Congress (2009-2010)

Lofgren, Zoe D CA 16th

Chandler, Ben D KY 6th

Butterfield, G.K. D NC 1st

Castor, Kathy D FL 11th

Welch, Peter D VT ALa

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Member Party State District

Bonner, Jo R AL 1st

Conaway, K. Michael R TX 11th

Dent, Charles W. R PA 15th

Harper, Gregg R MS 3rd

McCaul, Michael T. R TX 10th

112th Congress (2011-2012)i

Bonner, Jo R AL 1st

McCaul, Michael T. R TX 10th

Conaway, K. Michael R TX 11th

Dent, Charles W. R PA 15th

Harper, Gregg R MS 3rd

Lofgren, Zoek D CA 16th

Sánchez, Linda D CA 39th

Hirono, Maziel D HI 2nd

Yarmuth, John D KY 3rd

Edwards, Donna D MD 4th

Pierluisi, Pedro D PR ALm

Courtney, Joen D CT 2nd

113th Congress (2013-2014)

Conaway, K. Michael R TX 11th

Dent, Charles W. R PA 15th

Meehan, Patrick R PA 7th

Gowdy, Trey R SC 4th

Brooks, Susan R IN 5th

Sánchez, Linda T. D CA 39th

Pierluisi, Pedro D PR ALm

Capuano, Michael E. D MA 7th

Clarke, Yvette D. D NY 9th

Deutch, Ted D FL 21st

114th Congress (2015-2016)

Dent, Charles W. R PA 15th

Meehan, Patrick R PA 7th

Gowdy, Trey R SC 4th

Brooks, Susan R IN 5th

Marchant, Kenny R TX 24th

Sánchez, Linda T. D CA 39th

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Member Party State District

Capuano, Michael E. D MA 7th

Clarke, Yvette D. D NY 9th

Deutch, Ted D FL 21st

Larson, John D CT 1st

115th Congress (2017-2018)

Brooks, Susan R IN 5th

Meehan, Patrick R PA 7th

Gowdy, Trey R SC 4th

Marchant, Kenny R TX 24th

Lance, Leonard R NJ 7th

Ratcliffe, Johno R TX 4th

Walters, Mimip R CA 45th

Sánchez, Linda D CA 39th

Deutch, Ted D FL 22nd

Clarke, Yvette D. D NY 9th

Polis, Jared D CO 2nd

Brown, Anthony D MD 4th

Cohen, Steveq D TN 9th

116th Congress (2019-2020)

Deutch, Ted D FL 22nd

Meng, Grace D NY 6th

Wild, Susan D PA 7th

Phillips, Dean D MN 3rd

Brown, Anthony D MD 4th

Marchant, Kenny R TX 24th

Ratcliffe, John R TX 4th

Holding, George R NC 2nd

Walorski, Jackie R IN 2nd

Guest, Michael R MS 3rd

117th Congress (2021-2022)

Deutch, Ted D FL 22nd

Wild, Susan D PA 7th

Phillips, Dean D MN 3rd

Escobar, Veronica D TX 16th

Jones, Mondaire D NY 17th

Walorski, Jackie R IN 2nd

Guest, Michael R MS 3rd

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Member Party State District

Joyce, Dave R OH 14th

Rutherford, John R FL 4th

Armstrong, Kelly R ND ALa

Sources: 90th-102nd Congresses: Garrison Nelson, Mary T. Mitchell, and Clark H. Bensen, Committees in the

U.S. Congress: 1947-1992 (Washington: CQ Press, 1994). 103rd Congress: U.S. Congress, Joint Committee on

Printing, 1993-1994 Official Congressional Directory: 103rd Congress, 103rd Congress, 1st session, S.Pub. 103-8

(Washington: GPO, 1994), p. 471. 104th Congress: U.S. Congress, Joint Committee on Printing, 1995-1996

Official Congressional Directory: 104th Congress, 104th Cong., 1st sess., S.Pub. 104-14 (Washington: GPO, 1996), p.

417. 105th Congress: U.S. Congress, Joint Committee on Printing, 1997-1998 Official Congressional Directory:

105th Congress, 105th Cong., 1st sess., S.Pub. 105-20 (Washington: GPO, 1998), p. 439. 106th Congress: U.S.

Congress, Joint Committee on Printing, 1999-2000 Official Congressional Directory: 106th Congress, 106th Cong., 1st

sess., S.Pub. 106-21 (Washington: GPO, 2000), p. 423. 107th Congress: U.S. Congress, Joint Committee on

Printing, 2001-2002 Official Congressional Directory: 107th Congress, 107th Cong., 1st sess., S.Pub. 107-20

(Washington: GPO, 2002), p. 430. 108th Congress: U.S. Congress, Joint Committee on Printing, 2003-2004

Official Congressional Directory: 108th Congress, 108th Cong., 1st sess., S.Pub. 108-18 (Washington: GPO, 2004), p.

425. 109th Congress: U.S. Congress, Joint Committee on Printing, 2005-2006 Official Congressional Directory:

109th Congress, 109th Cong., 1st sess., S.Pub. 109-12 (Washington: GPO, 2006), p. 434. 110th Congress: U.S.

Congress, Joint Committee on Printing, 2007-2008 Official Congressional Directory: 110th Congress, 110th Cong. 1st

sess., S.Pub. 110-13 (Washington: GPO, 2008), p. 432. 111th Congress: U.S. Congress, Joint Committee on

Printing, 2009-2010 Official Congressional Directory: 111th Congress, 111th Cong., 1st sess., S.Pub. 111-14

(Washington: GPO, 2010), p. 444. 112th Congress: U.S. Congress, Joint Committee on Printing, 2011-2012

Congressional Directory 112th Congress, 112th Cong., 1st sess., (Washington: GPO, 2011), p. 413. 113th Congress:

U.S. Congress, Joint Committee on Printing, 2013-2014 Congressional Directory 113th Congress, 113th Cong., 2nd

sess. (Washington: GPO, 2014), p. 413. 114th Congress: U.S. Congress, Joint Committee on Printing, 2015-

2016 Congressional Directory 114th Congress, 114th Cong., 2nd sess. (Washington: GPO, 2016), p. 417. 115th

Congress: U.S. Congress, Joint Committee on Printing, 2017-2018 Congressional Directory 115th Congress, 115th

Cong., 2nd sess., July (Washington: GPO, 2018), p. 417; and U.S. Congress, Joint Committee on Printing, 2017-

2018 Congressional Directory 115th Congress, 115th Cong., 2nd sess., October (Washington: GPO, 2018), p. 417.

116th Congress: U.S. Congress, Joint Committee on Printing, 2019-2020 Congressional Directory 116th Congress,

116th Cong., 2nd sess. (Washington: GPO, 2020), p. 424. 117th Congress: H.Res. 35 (117th Congress), agreed to

January 12, 2021; H.Res. 36 (117th Congress), agreed to January 12, 2021; H.Res. 62 (117th Congress), agreed to

January 28, 2021; H.Res. 63 (117th Congress), agreed to January 28, 2021; and H.Res. 95 (117th Congress),

agreed to February 4, 2021.

Notes:

a. Representative at Large (i.e., the state’s only Member of the House of Representatives).

b. Appointed to replace Representative Chester G. Atkins.

c. Appointed to replace Representative Louis Stokes and Representative Gary L. Ackerman.

d. Most of the Members of the committee from the 104 th Congress were appointed to the Select Committee

on Ethics in the 105th Congress, which existed from January 7, 1997, to January 21, 1997. This select

committee was established to resolve the Statement of Alleged Violations issued in the 104 th Congress by

the Committee on Standards of Official Conduct against the Speaker of the House. This select committee

expired on January 21, 1997, with the House approving a reprimand against Speaker Newt Gingrich.

e. Appointed to the Select Committee on Ethics to complete the investigation begun by the Committee of

Standards of Official Conduct.

f. Representative McDermott was briefly replaced (July 23 to July 24, 1996) by Representative Louis Stokes

(D-OH) during a committee inquiry involving Representative McDermott.

g. Representative Berman was appointed as ranking member after Representative Mollohan’s resignation.

h. Representative Tubbs-Jones died on August 20, 2008. Representative Gene Green served as acting chair for

the remainder of the 110th Congress.

i. In the 112th Congress, six Members of the Ethics Committee (Rep. Jo Bonner, Rep. Linda Sánchez, Rep.

Michael McCaul, Rep. Michael Conaway, Rep. Charles Dent, and Rep. Gregg Harper) voluntarily recused

themselves for the investigation of Rep. Maxine Waters. For the purposes of that investigation only, six new

Members were appointed to the committee. They were Rep. Bob Goodlatte, Rep. Steve LaTourette, Rep.

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j. Mike Simpson, Rep. Shelley Moore Capito, Rep. Tim Griffin, and Rep. John Sarbanes [“Relating to the

Matter of Representative Maxine Waters,” Congressional Record, daily edition, vol. 158 (February 17, 2012),

p. H927].

k. Representative Lofgren resigned as ranking member on January 26, 2011 [“Resignation as a Member of the

Committee on Ethics,” Congressional Record, daily edition, vol. 157 (January 26, 2011), p. H499].

l. Representative Hirono resigned from the committee on July 14, 2011 [“Resignation as Member of

Committee on Ethics,” Congressional Record, daily edition, vol. 157 (July 14, 2011), p. H5050].

m. Resident Commissioner Pierluisi represents the Commonwealth of Puerto Rico in the House and is the first

Ethics Committee member who represents a territory. For more information on the Resident

Commissioner, see CRS Report R40170, Parliamentary Rights of the Delegates and Resident Commissioner from

Puerto Rico, by Christopher M. Davis.

n. Representative Courtney was appointed to the committee on July 14, 2011 [“Electing a Member to a

Certain Standing Committee of the House of Representatives,” Congressional Record, daily edition, vol. 157

(July 14, 2011), p. H5050].

o. Representative Ratcliffe was appointed to the committee on January 22, 2018, with the adoption of H.Res.

710 (115th Congress).

p. Representative Walters (CA) was appointed to the committee on January 11, 2018, with the adoption of

H.Res. 685 (115th Congress).

q. Representative Cohen (TN) was appointed to the committee on February 15, 2017, with the adoption of

H.Res. 127 (115th Congress).

Author Information

Jacob R. Straus

Specialist on the Congress

Disclaimer

This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan

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