HORIZON 2020 Societal Challenge 5. SC5... · HORIZON 2020 Societal Challenge 5: “Climate Action, Environment, Resource Efficiency and Raw Materials" Jesús Alquézar, Climate Action

HORIZON 2020 Societal Challenge 5:

“Climate Action, Environment, Resource Efficiency and Raw

Materials"

Jesús Alquézar, Climate Action and Resource Efficiency

DG Research and Innovation

Work Programme 2016-2017

InfoDay Zagreb– 16/10/2015

Contents:

1- Introduction: Horizon 2020 and the current context

2- How to read the Work Programme 2016-2017

3- « Nature-Based Solutions »

4- Climate change: Climate services, decarbonisation y the Arctic

5- Circular Economy

6- Earth Observation

7- Cultural Heritage

8- Raw Materials

8- Others: Support to EU policies

1- Introduction: Horizon 2020

• Main R&I programme in the world, with an investment of €77 billion between 2014-2020.

• Priority: IMPACT (economic, social, environmental, etc.)

Projects must link research with innovation, with observable and measurable results and impacts.

• Consistent with Pr. Juncker political agenda, especially in terms of Growth and Jobs.

• Three pilars: Excellent science – Industrial Leadership – Societal Challenges

1- Introduction: Horizon 2020

• Interesting period:

• Preparation of Work Programme 2018-2020 ("Scoping Paper").

• Preparation of the Interim Evaluation of Horizon 2020.

• Multi-annual Financial Framework (MFF).

• Preparation of FP9.

• The future Framework Programme will depend of the measurable results and impacts of H2020 projects, within Pr. Juncker priorities.

1- Introduction: Societal Challenge 5 - “Climate Action, Environment, Resource

Efficiency and Raw Materials"

• Objective: "to achieve a resource – and water – efficient

and climate change resilient economy and society, the protection and sustainable management of natural resources and ecosystems, and a sustainable supply and use of raw materials, in order to meet the needs of a growing global population within the sustainable limits of the planet's natural resources and eco-systems.“

• 6 areas: Climate change, Environment, Raw Materials,

eco-innovation, Earth Observation and Cultural Heritage.

Before drafting a proposal, please read the legal base of

Horizon 2020, to understand the contents and objectives.

2- The Work Programme 2016-2017

• The WP2014-2015 was a continuation of FP7

Priorities: Waste and Water (traditional)

… but introduction of "Systemic Innovation" + Expert Groups on

Nature-Based Solutions, SDGs, etc.) + 2 cross-cutting areas (Energy Efficiency and Disasters Resilience)

• In WP2016-2017, different philosophy:

Transition towards a circular/sustainable economy

requires “Systemic Innovation”: multi- and trans-disciplinarity, integration technology- business models- legislation- Social Innovation, multi-actors...

Focused on “solutions of the future”, able to attract public and private investments

Large-scale demonstrations with replicability potential (50% of the budget)


• Demonstrations require monitoring of social, economic and environmental impacts:

Development of methodologies and instruments for

measuring and analysis Connexion science– innovation.

• Non-restrictive calls, with emphasis on IMPACT.

• Possibility of co-funding to obtain more impact

• Priorities explained in different studies and reports… that you should read before preparing a proposal.

• Several “Focus Areas”, common to different areas of Horizon 2020

Climate Action: - Climate services - Low-Carbon Europe - Arctic Dimension

Systemic Eco-Innovation for a Circular Economy Raw Materials

Sustainable Growth through: - Earth Observation - Cultural Heritage

Mainstreaming of R&I on Water


Priorities:

Nature-based solutions: - Territorial Resilience - Sustainable Cities


Recommended readings before preparing a proposal:

- Towards an EU research and innovation policy agenda for nature-

based solutions & re-naturing cities (http://ec.europa.eu/programmes/horizon2020/en/news/towards-eu-research-and-innovation-

policy-agenda-nature-based-solutions-re-naturing-cities)

- A European research and innovation roadmap for climate services (http://ec.europa.eu/programmes/horizon2020/en/news/european-research-and-innovation-

roadmap-climate-services)

- From Niche to Norm (http://ec.europa.eu/programmes/horizon2020/en/news/niche-

norm)

- Getting cultural heritage to work for Europe (http://ec.europa.eu/programmes/horizon2020/en/news/getting-cultural-heritage-work-europe)


How to read the WP2016-2017

(“The Treasury Island Map”)

- Annex 15 – Section 12 of the WP (Societal Challenge 5): “Greening the Economy”:

- Climate services

- Towards a low Carbon Europe

- NBS for territorial resilience

- Water

- Raw Materials

- Earth Observation

- Cultural Heritage for Sustainable Growth

- Policy support and preparation for innovation procurement


How to read the WP2016-2017

- Annex 20 – Section 17 of the WP (“Cross-cutting activities"):

- “Industry 2020 in the Circular Economy”:

- Circular Economy

- “Smart and sustainable cities”:

- Sustainable cities through nature-based solutions

+ Blue Growth (SC2), 'Sustainable Food Security (SC2), 'Competitive low-carbon energy (SC3), SME Instrument

Do not read the SC5 section only!

3- “Nature-based solutions”

Inspired or based on nature

Economic, social and environmental benefits

Systemic interventions, resource efficient and adapted to local contexts

More nature in cities

and landscapes

OBJETIVE: Make Europe the world leader in Nature-Based Solutions Innovation

3- “Nature-based solutions”

• The goal is to demonstrate the benefits and efficiency of NBS.

• They must be co-designed, co-implement, systemic, with the intention of being mainstreamed and bases on large-scale demonstrations ('living labs‘ Monitoring, standards, protocols…).

• Objetive: To create a NBS market (offer and demand, business models, investors)

• Creation of a stakeholders platform

• International cooperation promotion.

Examples: Green roofs, Coastal protection

through dunes or flooding areas, use ecosystem

services to control water flows, etc.

3- Nature-based solutions

- Where to find the topics

“Sustainable cities through nature-based solutions”

In the cross-cutting call: 'Smart and Sustainable Cities' Indicative budget 2016: €60M

“ Nature-based solutions for territorial resilience

In the call 'Greening the Economy' Indicative budget 2016: €8M

Dates:

Opening of calls: 10 Nov. 2015 First deadline: 8 March 2016

Sustainable cities through nature-based solutions: Topics 2016

Cross-cutting call 'Smart and Sustainable Cities':

•SCC-02-2016: Demonstrating innovative nature- based solutions in cities (IA) 2 leaders (‘front-runners’) + 3 ‘followers’ ‘Followers’ commit to develop during the project a sustainable urban

plan that replicates NBS Trans-disciplinary, with innovations at different levels (technological,

social, financial, business model) Follow-up, analysis, documentation y dissemination of impact

•SCC-03-2016: New governance, business, financing models and economic impact assessment tools for sustainable cities with nature-based solutions (urban re-naturing) (RIA)

•SCC-04-2016: Sustainable urbanisation (ERA-NET Cofund)

“Nature-based solutions for territorial resilience”: Topics 2016

Call 'Greening the economy':

•SC5-09-2016: Operationalising insurance value of ecosystems (RIA) Methodologies and models to evaluate and quantify the insurance

value of ecosystems to reduce or eliminate social and economic risks due to natural hazards, for operationalisation in risk reduction strategies.

•SC5-10-2016: Multi-stakeholder dialogue platform to promote innovation with nature to address societal challenges (CSA)

4- Climate Services

Build the European capacity of response to climate change and its consequences

Reinforce the

promising climate services market with new instruments, products and information

Promote Copernicus Climate Change Services (C3S)

Climate Services: Calls2016


•SC5-01-2016: Exploiting the added value of climate services

Demonstración of climate services (IA) Not only methodologies!

'User-centric' Co-designed between providers and users With measurable results in 2-3 years and analysis of barriers Can be part of a bigger project (infrastructures), co-financed

by the public or private sector

•SC5-03-2016: Climate services market research (RIA) Analysis of users and providers, to measure the market

potential, or

Factors and barriers to develop the market

4-Towards a low-carbon Europe

Analise the different trajectories to allow Europa to reach its climate objectives at medium and long term, in an efficient way

Maximising societal and

economic benefits

How to combine de-

carbonisation and economic growth?

'Towards a low-carbon Europe': Topics 2016


•SC5-06-2016: Pathways towards the decarbonisation and resilience of the European economy in the timeframe 2030-2050 and beyond (RIA)

Managing technology transition Design of the technological transition, medium and long-term visions,

implications

Assessment of the global mitigation efforts in the perspective of the long-term climate goal: Are the COP21 results adequate? Implications, opportunities linked

with de-carbonisation and competitiveness?

Climate Services and 'Towards a low-carbon Europe':

Where to find the topics

Call 'Greening the Economy' Budget foreseen* in 2016: €40M Opening: 10 Nov. 2015 First deadline: 8 March2016

*CSAs not included

4- The Arctic Dimension of Climate Change

Region of the planet more affected by climate change…

… which changes have

global consequences and socio-economic impacts in the EU (and even opportunities: new maritime routes)

We need to increase our

knowledge about the Arctic and: Identify who to deal with

issues linked with climate change

Improve ourr predictive capacity

The Arctic Dimension: Topics 2016

Call 'Blue growth – Demonstrating an ocean of opportunities': •BG-09-2016: An integrated Arctic observing system (RIA) •BG-10-2016: Impact of Arctic changes on the weather and climate of the Northern Hemisphere (RIA)

N.B. There is a topic on the Antarctic in the call 'Greening the economy': •SC5-05-2016: A 1.5 million year look into the past for improving climate predictions (CSA)

The Arctic Dimension:


Call 'Blue Growth – Demonstrating an ocean of opportunities' (WP of Societal Challenge 2)

Indicative budget 2016: €30M Opening: 27 Oct. 2015 First deadline: 17 February 2016

5- Eco-innovation for a Circular Economy

Calls 2014-2015 'Waste' and 'Water' introduced the Systemic Innovation concept

The goal is to demonstrate that the circular economy is economically possible and environmentally desirable (see the new "Circular economy" EU Strategy).

Systemic Innovation to transform radically the system…

… re-organising the whole production-consumption chain according to a circular logic…

Decoupling wealth creation – Resource consumption

Where to find it?

Horizon 2020 - Cross-cutting activities (Focus Areas)

General introduction

Chapter 'Circular Economy' (p.68)

What can we find there?

Description of Systemic Eco-innovation

SC5 topics 2016. Total budget: €84.5M

Opening: 10 Nov. 2015

First deadline: 8 March 2016

... Within the Focus Area:

'Industry 2020 in the Circular Economy'

http://ec.europa.eu/programmes/horizon2020/en/news/results-stakeholder-consultation-horizon-2020-societal-challenge-5-climate-action-environment

Circular economy, Systemic eco-innovation: Topics 2016

'Industry 2020 in the Circular Economy':

•CIRC-01-2016: Systemic, eco-innovative approaches for the circular economy: large-scale demonstration projects (IA)

Design and test, beyond a single plant, of the whole production chain, from resources to the product in the market, including recycling, industrial symbiosis, etc.

Must include a draft business plan Read the Circular economy Communication!

•CIRC-02-2016: Water in the context of the circular economy (IA)

Demonstration of recuperation of water nutrients

•CIRC-03-2016: Smart Specialisation for systemic eco-innovation/circular economy (CSA)

•CIRC-04-2016: New models and economic incentives for circular economy business (RIA)

5- Water

There is a specific topic, but also mainstreaming under other calls

Systemic approach.

Enormous potential for the EU industry to be world leader

Continuity with the WP2014-2015, call ‘Water Innovation: Boosting its value for Europe’

Water: Where to find the

Topics (1)

Call 'Greening the Economy' Indicative budget 2016: €4M Topic SC5-11-2016:

o Opening: 10 Nov. 2015 o Deadline: 8 March 2016

Topic SC5-12-2016: o Opening: 15 Oct. 2015 o Deadline: 26 January 2016

Water: Where to find the topics

SC5 2016 water- related topics:

•SC5-01-2016: Exploring the added value of climate services •SC5-03-2016: Climate services market research •CIRC-02-2016: Water in the context of the circular economy •SCC-02-2016: Demonstrating innovative nature-based solutions in cities (for climate and water resilience) •SPIRE-01-2016: Systematic approaches for resource-efficient water management systems in process industries •LCE-26-2016: Cross-thematic ERA-NET on Applied Geosciences

See also SC2, topics: 'Sustainable Food Security – Resilient and resource-efficient value chains' and 'Rural Renaissance – Fostering innovation and business opportunities'; plus topics SPIRE in 'Industry 2020 in the Circular Economy'

Water: Topics 2016


•SC5-11-2016: Supporting international cooperation activities on water (CSA)

Open the JPI Water to international cooperation (Third Countries)

•SC5-12:2016: Food systems and water resources for the development of inclusive, sustainable and health Euro-Mediterranean societies (CSA)

Context: PRIMA Initiative

6- Earth Observation

Goal: Creating the maximum benefits to European citizens from Earth Observation infrastructure

For this, innovative services must be developed, for example linked with climate change or risk management

Complete the in-situ component of GEOSS and Copernicus

Allow access and a full use of Earth Observation data

Collaboration with the private sector for the use of technologies and services provision

Earth Observation:


Call 'Greening the Economy' Indicative budget 2016: €10M Opening: 10 Nov. 2015 First deadline: 8 March 2016

Call 'Blue growth – Demonstrating an ocean of opportunities' (2016) Opening: 27 Oct. 2015 First deadline: 17 Feb. 2016

[2017: Call 'Sustainable Food Security – Resilient and

resource-efficient value chains']

N.B. Other topics in the LEIT-Space WP

Earth Observation:

Topics 2016

Call 'Greening the economy': •SC5-20-2016: European data hub of the GEOSS information system (RIA)

Web platform to offer a single access point to GEOSS data and other services.

Cooperation with Copernicus

Call 'Blue growth – Demonstrating an ocean of opportunities' (SC2): •BG-09-2016: An integrated Arctic observing system (RIA) •BG-12-2016: Towards an integrated Mediterranean Sea Observing System (RIA)

7- Cultural Heritage

The goal is to transform

the Cultural Heritage in a production factor and a strategic resource, instead of being considered as a cost

Cultural Heritage as a cataliser of re-generation, sustainable development, economic growth and quality of life

Establish a European reference framework and collect evidence at European level

Cultural Heritage for Sustainable Development: Where to find

the topics

'Greening the Economy' Indicative budget 2016: €10M Opening: 10 Nov. 2015 First deadline: 8 March 2016

Cultural Heritage for Sustainable Development

Call 'Greening the economy': •Cultural heritage as a driver for sustainable growth (IA)

Heritage-led urban regeneration 'Role models' and 'Replicators' Collect ans analyse models of urban regeneration Support 'Replicators' in their projects Monitoring, methodologies and creation of

databases, to enable more regenerations

8- Raw Materials

c) Horizon

2020

Funding tool

a) Raw

Materials

Initiative

Policy and strategy

b) European

Innovation

Partnership on

Raw materials

Strategic

Implementation Plan

a) Raw Materials Initiative

EU Raw materials policy

EU “Raw Materials Initiative”

•Aim: securing sustainable supplies of raw materials •Launched in 2008, consolidated in 2011 •Non-energy, non-agricultural raw materials •Connecting EU external and internal policies •Integrated strategy (3 pillars) •Introduced list of 14 Critical Raw Materials (CRM) in 2010, updated 20 CRMs in 2014


Critical Raw Materials*

* Communication on the review of the list of critical raw materials for the EU and the implementation

of the Raw Materials Initiative - COM(2014) 297, 26.5.2014

CRM Economic importance + Supply risk


b) European Innovation Partnership on Raw Materials

Policy

implementation

Overall objective: Contribute to the 2020 objectives of the EU Industrial Policy (to increase the share of industry in GDP to 20%), the Innovation Union and the Resource Efficiency 'flagships'

EIP targets: •Up to 10 innovative pilot actions •Substitutes for at least 3 applications of CRMs •Regulatory framework for primary and secondary RM •EU RM Knowledge base with RM flows and trends •International cooperation strategy

Strategic Implementation Plan (SIP) adopted on 25 September 2013

b) European Innovation Partnership on Raw Materials

I. Technology Pillar

oI.A Raw materials research and innovation coordination

oI.B Technologies for primary and secondary raw materials' production

oI.C Substitution of raw materials

II. Non-Technology Policy Pillar

oII.A Improving Europe's raw materials framework conditions

oII.B Improving Europe's waste management framework conditions and excellence

oII.C Knowledge, skills and raw materials flows

III. International Cooperation Pillar

oIII.1 Technology

oIII.2 Global Raw Materials Governance and Dialogues

oIII.3 Health, Safety and Environment

oIII.4 Skills, Education and Knowledge

oIII.5 Investment activities

2. European Innovation Partnership on Raw Materials

Strategic Implementation Plan

c) Raw Materials in Horizon 2020 Societal Challenge 5 - Climate action,

environment, resource efficiency and raw materials

ENTR G3 ENTR F3 GROW C2

Horizon 2020 Context and overview

Excellent science

(€ 24 billion)

Industrial leadership (€ 17 billion)

Societal challenges (€ 31 billion)

3. Raw Materials in Horizon 2020

SC5. Climate action, environment, resource efficiency and raw materials

SC5 Call 'Greening the economy'. Published 13 October 2015!

Raw materials

•New solutions for sustainable production of raw materials (2 RIA)

•Raw materials Innovation actions (1 IA)

•Raw materials policy support actions (1 CSA)

•Raw materials international co-operation (2 CSA)

•ERA-NET Cofund on Raw materials (1 ERA-NET))

Budget

•2016: €64 million

Deadlines:

•8 Mar 2016 (RIA, CSA, and First stage of IA)

•6 Sep 2016 (Second stage of IA)

Raw materials in SC5

Horizon 2020 Societal Challenge 5


Technology readiness levels (TRL) – RIA, IA

General annex G of the Work programme 2016-2017, Where a topic description refers to a TRL, the following definitions apply:

TRL 1 – basic principles observed TRL 2 – technology concept formulated TRL 3 – experimental proof of concept TRL 4 – technology validated in lab TRL 5 – technology validated in relevant environment (industrial

environment in the case of key enabling technologies) TRL 6 – technology demonstrated in relevant environment

(industrial environment in the case of key enabling technologies)

TRL 7 – system prototype demonstration in operational environment

TRL 8 – system complete and qualified TRL 9 – actual system proven in operational environment

(competitive manufacturing in the case of key enabling technologies; or in space)

50

Horizon 2020 Work Programme 2016-2017

GROW C2

Raw materials in SC5 - RIA

• Sustainable selective low impact mining (2016)

• New technologies for the enhanced recovery of by-products (2016)

• New sensitive exploration technologies (2017)

SC5-13-2016-2017: New solutions for sustainable production of raw materials

RIA – €26 million in 2016

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GROW C2

SC5-13 RIA Actions

SC5-13-2016-2017: New solutions for sustainable production of raw materials develop sustainable systemic solutions through industrially- and user-driven multidisciplinary consortia covering the relevant value chain of non-energy non-agricultural raw materials. Assessment of the related environmental and safety risks and a plan to communicate the added value of the proposal to the local communities and society for improving public acceptance and trust should be addressed Participation of civil society from the start of exploration until after-mining activities in a process of co-design, co-development and co-implementation is strongly encouraged. cluster with other projects financed under this topic and – if possible – with other relevant projects in the field funded by Horizon 2020, in support of the EIP on Raw Materials. international co-operation is encouraged.

52



GROW C2

SC5-13 RIA Actions

SC5-13 a) Sustainable selective low impact mining [2016] develop new sustainable selective low impact technological solutions for mining of small mineral deposits (including those with chemically complex ore-forming phases) on the land. clearly show integration of mining solutions with the processing and/or metallurgy steps in order to justify economic viability of the overall process. include the participation of technology oriented SMEs, as far as possible.

Indicative size of proposals: EUR 3 to 7 million Expected TRL: 4-5

53



GROW C2

SC5-13 RIA Actions

SC5-13 b) New technologies for the enhanced recovery of by-products [2016] evaluate the potential by-products existing in primary or secondary raw materials (usually accompanying the major constituents at low concentrations) and develop energy-, material- and cost-efficient new mineral processing and/or metallurgical technologies and processes to

increase the selectivity and the recovery rates of valuable by-products, particularly Critical Raw Materials.

The importance of the targeted sources of by-products for the EU economy has to be duly demonstrated in the proposal. Indicative size of proposals: EUR 3 to 7 million Expected TRL: 4-5

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GROW C2

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Raw materials in SC5 - IA

• Intelligent mining on land (2016)

• Processing of lower grade and/or complex primary and/or secondary raw materials in the most sustainable ways (2017)

• Sustainable metallurgical processes (2017)

SC5-14-2016-2017: Raw materials Innovation actions IA –

€28 million in 2016

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GROW C2

SC5-14 Innovation Actions

to develop innovative pilots demonstrating clean and sustainable

production of non-energy non-agricultural raw materials in the EU from

primary and/or secondary sources.

justify relevance of selected pilot demonstrations, finishing at

Technology Readiness Levels (TRL) 6-8, in different locations within the EU

(if justified also outside);

facilitate the market uptake of solutions developed through industrially-

and user-driven multidisciplinary consortia covering the relevant value chain;

outline the initial exploitation and business plans (with indicated CAPEX,

OPEX, IRR and NPV ) with clarified management of IPR, and commitment to

the first exploitation;

consider standardisation aspects when relevant;

assess health, safety and environmental risks and their management

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GROW C2


include a plan to communicate the added value of the proposal to the local communities and society for improving public acceptance and trust should be addressed by all the proposals. Participation of civil society from the start of exploration until after-closure activities in a process of co-design, co-development and co-implementation is strongly encouraged. seek synergies, including possibilities for funding, with relevant national/regional research and innovation programmes… cluster with other projects financed under this topic and – if possible – with other relevant projects in the field funded by Horizon 2020, in support of the EIP on Raw Materials international cooperation is encouraged.

57



GROW C2


SC5-14 a) Intelligent mining on land [2016] develop and demonstrate new intelligent mining systems to avoid exposure of workers in dangerous operations, to increase efficiency and profitability, and to minimise environmental impacts of the mining operations. Any of the metallic, industrials and/or construction minerals could be targeted. The importance of the targeted raw materials for the EU economy has to be duly demonstrated in the proposal.

Indicative size of proposals: EUR 8-13 million Expected TRL: 6-8

58



GROW C2

Raw materials in SC5 - CSA

59



• Expert network on Critical Raw Materials (2016)

• Good practice in waste collection systems (2017)

• Optimising collection of raw materials data in Member States (2017)

• Linking land use planning policies to national mineral policies (2017)

• EU network of mining and metallurgy regions (2017)

• EU network of regions on sustainable wood mobilisation (wood supply) (2017)

SC5-15-2016-2017: Raw materials policy support actions - CSA

GROW C2

Coordinating and supporting raw materials R&I

SC5-15 a) Expert network on Critical Raw Materials [2016] The proposed action should develop primarily an EU expert network or structure of networks covering all CRMs and where possible, include the stakeholders covering as much of the value chains as possible. Proposals should build on the experience such as the ERECON a network on Rare Earth Elements, and CRM_InnoNet. Projects should cover all the following points: Map, comprehensively assess and quantify estimated amounts of existing primary and secondary sources of and alternatives to the different CRMs. ; Estimate the expected EU demand of various CRMs in the future and identify major trends; Provide policy and technology recommendations for actions improving the production of the various primary and secondary CRMs and actions for their potential substitution; Provide a plan for transparent consultation with relevant external stakeholders and effective communication of the findings to the professional and general public across the EU; In the case of secondary CRMs, the mapping information on Waste Electrical and Electronic Equipment (WEEE) and waste batteries and other relevant end-of-life products within the EU is crucial, as well as the need to contribute to the further development of European standards for the treatment of WEEE in order to optimise the recovery of CRMs.

•Indicative size of proposals: EUR 3 million •Up to one project shall be funded

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GROW C2

61

Raw materials in SC5 - CSA

61



• Demand-supply forecast and raw materials flows at global level (2016)

• Advancing the idea of a World Forum on Raw Materials (2016)

• International network of raw materials training centres (2017)

SC5-16-2016-2017: Raw materials international cooperation - CSA

GROW C2


SC5-16 a) Demand-supply forecast and raw materials flows at global level [2016]

develop a common methodology to mineral raw materials flows at global level which could be agreed and used at international level. As a pilot case, focus should be on critical raw materials and in particular the ones used in low-carbon technologies. The methodology should incorporate models on demand-supply forecast in order to allow for dynamic analysis of global materials flows. Proposals should provide recommendations and feed into future policy developments. In line with the strategy for EU international cooperation in research and innovation (COM(2012)497), international co-operation is required with the US and Japan in the field of Materials Flow Analysis. Where appropriate, synergies with the relevant EU Member States initiatives are to be explored and fostered. Proposals should build on the outcomes of the Study on Data Inventory for a Raw Material System Analysis and on related studies performed by the International Resource Panel.

Indicative size of proposals: up to EUR 1 million

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GROW C2


SC5-16 b) Advancing the idea of a World Forum on Raw Materials [2016] Develop an EU-based platform of international key experts and stakeholders that would advance the idea of a World Forum on Raw Materials and enhance the international cooperation among G20 Member countries as well as the other third countries active in the mining and other raw materials sectors. Foster sharing of experience with a view to increasing understanding of all aspects of trade in raw materials and strategies to leverage natural resources for wider growth and development in close co-operation with the OECD to contribute to the OECD policy dialogue. Where appropriate explore and foster synergies with the relevant EU Member States initiatives; Identify common needs and threats, and develop and promote on international fora recommendations on possible actions to consolidate the efforts of the countries involved towards a more joint and coherent approach towards raw materials policy and investment; Involve relevant organisations, in particular OECD, International Study Groups, CONNEX, the Intergovernmental Forum on Mining, UNEP Resource Panel, in the planned activities. International co-operation is required, in particular with G20 Member countries as well as the other third countries active in the mining and other raw materials sectors, and international organisations. Indicative size of proposals: up to EUR 1 million

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GROW C2

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Raw materials in SC5 - Cofund

64



SC5-17-2016: ERA-NET Cofund on Raw materials

ERA-NET Cofund – € 5 million

GROW C2

ERA-NET Cofund

SC5 17- ERA-NET Cofund on Raw materials [2016] strengthen co-ordination of national and regional research programmes in the field of non-energy non-agricultural raw materials, while building on the experience of ERA-MIN ERA-NET. This should be achieved in line with the integrated strategy proposed in the EU Raw Materials Initiative (RMI) and the Strategic Implementation Plan of the European Innovation Partnership (EIP) on Raw Materials. The ERA-NET should cover the whole raw materials value chain including exploration, extraction and processing technologies and recycling, as well as substitution. Proposals should pool the necessary financial resources from the participating national (or regional) research programmes with a view to implementing a joint call for proposals resulting in grants to third parties with EU co-funding in this area. Proposers are encouraged to include other joint activities including additional joint calls without EU co-funding. Participation of legal entities from international partner countries and/or regions is encouraged in the joint call as well as in other joint activities including additional joint calls without EU co-funding. Participants from countries which are not automatically eligible for funding may nonetheless request a Union contribution (on the basis of the ERA-NET unit cost) for the co-ordination costs of additional activities.. Indicative size of proposals: EUR 5 million

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GROW C2

9- Support to EU policies

Circular Economy and its macroeconomic impact, for the European Semester.

Preparation of Pre-commercial Procurement and Public Procurement of innovative Solutions

Call 'Greening the economy'

Support to EU policies: Topics


• SC5-23-2016 & SC5-24-2016: Support to confirmed Presidency events (conferences) – Slovakia and Malta (CSA)

• SC5-25-2016: Macro-economic and societal benefits from creating new markets in a circular economy (CSA)

• SC5-27-2016: Preparing for pre-commercial procurement (PCP) and/or public procurement of innovative solutions (PPI) in support of climate action, environment, resource efficiency and raw materials (CSA)

• For research funders (ERA-NET Cofund/FPA):

SC5-28-2016: Transformations to sustainability

SC5-29-2016: Framework Partnership Agreement supporting Joint Actions towards a sustainable green economy in Europe and beyond

Others: SME Instrument: SC5 topic

SMEinst-12-2016-2017: Boosting the potential of small businesses in the areas and priorities of Societal Challenge 5 •commercialising innovative solutions for green growth

•In any SC5 area, including 2016-2017 strategic priorities (systemic eco-innovation and circular economy, nature-based solutions, climate services, sustainable supply of raw materials, harnessing GEOSS Earth observation data, cultural heritage for sustainable growth, water)

•covering all kinds of promising ideas, products, processes, services and business models, across sectors and disciplines

•aiming at commercialisation in B2B and/or B2C contexts

•targeted at all types of eco-innovative SMEs with a strong ambition to develop, grow and internationalise

Others: Fast Track to Innovation pilot

continues in 2016

Innovation Actions

any technology field under 'Leadership in enabling and industrial technologies' and 'Societal challenges'

bottom-up logic

continuously open call, three cut-off dates per year in 2016

time to grant maximum six months

no more than five legal entities in any one action

each grant maximum EUR 3 million

More information

• Research Participant Portal

http://ec.europa.eu/research/participants/portal/desktop/en/ home.html

• Horizon 2020 Helpdesk

http://ec.europa.eu/research/enquiries

• Expert evaluators needed!

http://ec.europa.eu/research/participants/portal/desktop/en/experts/index.html

• Learn more about Horizon 2020 http://ec.europa.eu/horizon2020

• Join our social media network on 'Yammer'

http://www.tinyurl.com/greenRTD

HORIZON 2020

Thank you! [email protected]

Find out more: www.ec.europa/research/horizon2020

PPI4Waste

16/12/20

15

PPI4Waste project

Bojan Ribić

Zagreb Holding

Horizon 2020

Info Day - Zagreb

16 December 2015

Extra slides on more specific issues, if needed

Improved presentation of WP on participant portal

presentation of calls on PP identical to presentation

in WP documents

direct link to relevant WP part document (pdf)

direct link to relevant Horizon 2020 web page

header of call & topic pages displays taxonomy of pillar

and relevant WP part of call/topic

call budget division directly available

increased visibility of type of action

all information visible on one page instead of tabs

immediate access to the submission system ('button')

General Annexes – changes for 2016-17 (1)

A. List of countries, and applicable rules for funding

Ukraine to be associated

Addition to OCT list of countries and other countries

B. Standard admissibility conditions for grant proposals, and related requirements

Specify page limits (70, 50 and 10 pages)

C. Standard eligibility criteria

Addition of EJP Cofund

D. Types of action: specific provisions and funding rates

Addition of EJP Cofund

Other streamlining

E. Specific requirements for innovation procurement (PCP/PPI) supported by Horizon 2020 grants

Simplify/clarify provisions

74

General Annexes – changes for 2016-17 (2)

F. Rules of Contest (RoC) for Prizes

Re-designed (may be removed from WP)

G. Technology readiness levels (TRL)- – no change envisaged

H. Evaluation

=> see next slide

I. Budget flexibility - no change envisaged

J. Classified Information

Reference to new Commission decision

K. Financial support to third parties - no change envisaged

75

General Annex H - Evaluation

• No major change – some fine-tuning, based on experience

re Lessons-learned : "…review the evaluation process in response to the feedback received"

• Adjustments to the wording of the "aspects to be taken into account", under each criterion:

Excellence – refer to "inter-disciplinarity" and cross-sector/stakeholder involvement as appropriate (re H2020 Art.14)

Impact – streamlined wording; emphasising more the impact statement in the work-programme topics

Implementation – each partner should have important role, and resources to match; clarifying that over-inflated work-packages penalised

Dynamic threshold for first stage passing proposals

76

Demonstration projects: activities & eligible costs

• Prototypes, pilot plants or ….large scale demonstration projects ??? Scale and duration Topic description TRLs, where applicable

• Eligible costs:

Standard rules of the MGA apply (actual, necessary, during, included, identified, verifiable, complying with law/tax/labour/security rules and law AND reasonable, justified, respecting principles of sound financial management –economy and efficiency)

Depreciation rules apply

Eligible costs for demonstration projects: A simplified example

• GA duration: 3 years, purchase/investment for the demo part: end of year 1, 100% use for the project DIRECT COSTS: Equipment costs: €600 000 Depreciation period: 5 years €600 000 x 2/5= €240 000 Infrastructure costs: €400 000 (sub-contracted) Depreciation period: 10 years €400 000x 2/10= €80 000 INDIRECT COSTS: €240 000 x 25%= €60 000 TOTAL COSTS: €240 000+€80 000+€60 000= €380 000 • Reimbursement: €380 000 x 70% = €266 000

'Industry 2020 in the Circular Economy': topics from LEIT-NMBP part of H2020

• Cross-cutting KET pilot activities building on previous research that is

ready to be processed towards industrial-scale processes.

• PILOTS-1: Pilot lines for manufacturing of materials with customized

thermal/electrical conductivity properties, IA

• PILOTS-2: Pilot line manufacturing of nanostructured antimicrobial

surfaces using advanced nanosurface functionalization technologies, IA

Calls 2016 PILOT LINES

”Systemic approaches to sustainably boost economic growth and renew Europe's industrial capacities in a world of finite resources” - contributions from NMBP, ICT and Societal Challenges

Focus Area: Industry 2020 in the Circular Economy

Pilot lines in Nanotechnology and Materials

• FOF-1: Novel hybrid approaches for additive and subtractive manufacturing

machines, RIA

• FOF-2: Machinery and robot systems in dynamic shop floor environments

using novel embedded cognitive functions, IA

• FOF-3: Zero-defect strategies at system level for multi-stage manufacturing

in production lines, IA

• FOF-4: Continuous adaptation of work environments with changing levels of

automation in evolving production systems, RIA

• FOF-5: Support for the further development of Additive Manufacturing

technologies in Europe, CSA

• FOF-11: Digital automation, RIA + CSA (ICT)

• FOF-13: Photonics Laser-based production, RIA + IA (ICT)

Calls 2016 FoF PPP

Factories of the Future PPP

©Prima Industrie

Calls 2016 SPIRE PPP

• SPIRE-1: Systematic approaches for resource-efficient water management

systems in process industries, IA

• SPIRE-2: Plant-wide monitoring and control of data-intensive processes, RIA

• SPIRE-3: Industrial technologies for the valorisation of European bio-

resources into high added value process streams, IA

• SPIRE-4: Industrial furnace design addressing energy efficiency in new and

existing furnaces, RIA

• SPIRE-5: Potential use of CO2 / CO and non-conventional fossil natural

resources in Europe as feedstock for process industry, CSA

• SPIRE-6: Business models for flexible and delocalised approaches for

intensified processing, CSA

Sustainable Process Industry PPP

© Bayer Technology Services

Calls 2016 SPIRE PPP

• EE-17: Valorisation of waste heat in industrial systems, IA (Energy)

• EE-21: ERA-NET Cofund actions supporting Joint Actions towards

increasing energy efficiency in industry and services, ERA-NET Cofund

(Energy)

• LCE-25: Utilisation of captured as feedstock for the process industry, RIA

(Energy)

Sustainable Process Industry PPP

(topics outside NMBP and Focus Area)

Horizon 2020: NMBP Calls in 2016 Deadlines: FoF, EeB, SPIRE calls: 21/01/2016 (single stage) EGVI call: 21/01/2016 (single stage) NMBP call - CSAs, ERA-Net: 21/01/2016 (single stage) Pilots, NMBP call - others: 08/12/2015 (1st stage) / 24/05/2016 (2nd stage) Biotechnology call: 08/12/2015 (1st stage) / 24/05/2016 (2nd stage) SME Instrument: Open call with 4 cut-off for Phase 1 and 4 cut-off for Phase 2

Horizon 2020: NMBP Calls in 2017 Budgets (in M€): FoF, EeB, SPIRE calls: (33+)85.00 ; 54.00 ; 80.00 ICT/NMBP for Health: 16.00 Pilots, CSAs, ERA-Nets: 32.00 ; 5.20 NMBP call - other topics: 186.19 Biotechnology call: 48.00 SME Instrument: 35.32 ; 7.50

Horizon 2020: NMBP Calls in 2017

Deadlines: FoF, EeB, SPIRE calls: 19/01/2017 (single stage) ICT/NMBP for Health: 19/01/2017 (single stage) NMBP call - CSAs: 19/01/2017 (single stage) Pilots, NMBP call - others: 27/10/2016 (1st stage) / 04/05/2017 (2nd stage) Biotechnology call: 27/10/2016 (1st stage) / 04/05/2017 (2nd stage) SME Instrument: Open call with 4 cut-off for Phase 1 and 4 cut-off for Phase 2

Documents

HORIZON 2020 Societal Challenge 5. SC5... · HORIZON 2020 Societal Challenge 5: “Climate Action, Environment, Resource Efficiency and Raw Materials" Jesús Alquézar, Climate Action