-
ti r 2 . Cou rt or O r gani.Ution
U.S. Court o f Appeals 3rd Cir.
4 . Title (Article Ill J udges indicate a ctive or senior suitus
magistntcjud gC$ indicate fun. or part- t ime)
S . Repon"J)pe (check appropriate type)
v r
(S U.S.C. • PP· §§ I 01·1 1 1)
6 . Reporting Period
to 1213112004
R
8 . On t b c basis o(thc information conta ined in this Repon:
and any modiftettio ns pettaining thereto. it is , in my opinion,
in complia nce with applicable laws and re& ulations .
_______ ____ _ Date. ____ _
. ""'' ' . IMPORTANT 'NOTES: The insttucd ons accompanying lhis
fonn mu.st bo fo11o\\'Cd . Complete all parts. choc.J dng t h e
NONE box for each pan
where you have no rcpo blc i.nfo nnation. Sign on last paac.
POSITION - rN
NAME OF ORGANIZAI[QN@rrrry
rt v d n
N r
PARTIES AND TERMS
.·•
. _J,_
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rn -<
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AO·IO
R0 r "Tl o-cnZ _,,.. ':";..\% f� o>-.t•
rn
=-= ;o.,.-
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rn
-
Naruc of Person Reponfog
QESCR ITTJON
CREDITOR DESCRlP'!JQN
I.
VALUECOQE
·-=·-
FINANCIAL DISCLOSURE REPORT
Cowen, Robert E
Dato ofRepon
51112005
V. GIFTS. (Includes those co spo-usc and dependent children. Sec
pp. 28-l 1 oriostrw:tions.)
62J NONE - (No such reparable gifts.)
SOURCE
I.
vi.. LIABILI11ES. {locludes those orspousc and depeodcnt
children. Sec pp. 32.34 or instruction•.)
0 NONE - (Norqiorttblcliabilitiu.)
--=-:::- =
.. . •
-
A.
(No repoNblc U.COme , auccs . gr nnsaction5)
I. Alcoa (Common Stock)
2. American lnlcm.ational Group, Inc. (Common Stock)
3 : . Bankamcrica Corp. (Common Stock)
4 .
5 . • C i «o S)'Stems (Common Stock) •
6. i
7. Cou Cola Co. (Common Stock)
&. a )
9. Conoco Phillips (Common Stoclc)
10. Deere & Co. (Common Stock)
I I. Dc U Compulef (Common Stock)
12. Duke Enugy (Common Stock)
13 . EMC Corp. (Common Stock)
:·
15. FedEx Co1J>. (Common Stock)
16 . Ocncral E.lec. (Comm on St ock)
A B
od
d
.
(Sec Co lUU'ln Cl) u • Booa. V..lue v
Name of PcrSoOR Reporting Cowen, Robett E
0. c.
f l'l&period rcpcwtiQg period
(I) (2) (I) Cl)
T)'pO div. renl. or int. ) Codcl
(l}W)
Dividend J T
OividQld K T
A Dividend K T
A D ividend K T
None K T
02 rc of Report
5 /112005
D.
(II I not exunllf trom r:n«.i0 51M'C (2) (l ) (4)
Type: {e.g. Value
.
A
A
A
None
A
-- Div
B
•Sl,001-SZ.500 -s2.so1..ss.ooo D • SS,001..SlS,000 •
SIS,001-SSO.OOO
- s100.001-r1.ooo,ooo HI •st.000.001..ss.ooo.ooo H2 •M
-
Name of P l'$00 Reporting
Cowtn, Roba1 E
20.
21:
22.
23.
2A .
lS.
26.
27.
2 8 .
29.
30.-
31 .
32.
-33.
.A4. 35.
3 6.
A.
Johnson & John son ( Common Stock)
JP M04). F •sso .OOl·SI00.000
2. Vab1� odes: 1 .. SIS,000 orless
{Sc� Coh11DD$ Ct Ind l»J N • SlSO.OOO-S.500,000
0
K
0
dmi:ng Gtoss value • end of
Codo I iv. rent. or Mothod (A·H) (J.P) Codel
(Q.W)
A
A
None
A
A
A
A
A T
A
A
A
A J
N-one
D
A
•.Sl,001..$2,500 • S2.SOl·SS,OOO
•S!00.001-SI ,000,000 HI • s1.ooo.001.ss.ooo.ooo
• SIS.001.SSO.OOO L -$50.00J..SIOO.OOO
•SS00,001-SI ,000,000 Pl •SJ,000,001.SS,000,000
TransacrM:sis during ttpOning period
Type (e.g. ldc:mi1yotboy.ttll Month- Codo buycdsellcr .........
Dey (J-P) (if private
'"
J
BouglK ··.t-
A
•SS.OOl.SJS,000 • SIS,001-SSO.OOO
H2 •McntbartSS.000.000
M •$100,001·$250.000
I'2 -u.000.001..szs.ooo.ooo
Pl w$25,000,00l·SS0.000.000 P4 •$More tlt:aat sso.000.000
3. Value Method Codes Q -Appraisal R -Co$?{Reil Esu.1e Onfy) s
_.......,.,... -CaShf>.,Wl.:et
-
-
Name of Person Repor1 in&
Cowen , R o bert E
A. 8. c.
hlxoo during rq>erting period gperiocf
(I) (2) ( I ) (2)
Amount T)l>e div . n::nL OI r..)
37. Eaton- V ance N.J. Tax fr ec(Munie- i p al fund) A ·Interest
J T
38. lniu.st J T
39. Exchange National Bank :zero Coupon CO NoM
40. NJ. Hoahhctre, lnc. 6.20% 7-01-09 l ntorert
41. P waic C ty Gcn:lmp1. MBA 5% S-01-17 Jncerest
42. N.J. E c o n. De v. Auth. Water Fae . 11-01-3 4 A Interest
.T
43. NJ Hcallllwe Fae. 6.75% 7-01-09 A lntcrc:st T
N J . HealtlJcare Pascack Valley Hospiial 7-01·28 A Interest J
T
'
45. N J. H ealt hcare Kennedy Hcallll Ccnt«7-01·31 • A lniu.st J
T
46. Middlesex Cly NJ CTFS 6-15-23 A Interest J T
47. NJ Econ. Dev. Autb. 5-15-25 In terest T
48. NJ. Heal thcare Fae. S t. Barnabas 7-01-28 Interest J T
49. Pon Auth. NY&. NJ 7 -IS-26 lnltt
Code2 .....,.,. 1 (A·
Matured 7123 K D
Called 7/01
C alled S/01 J
Bougltt Sil I
Bought 7130
BouaJ>t 7f12
BouaJ>t 7121
D E
(See Coha nn 0 ) U • Boo Value v • Od>cr Vl • Esri1n11 ed
FINANCIAL DISCLOSURE REPORT
Page3 of4
Oescriplioo of Ask1s Gross wive • end of
(incl\ldin1 trust mw:)
Place "(X)" after each &SSC:! c:ttrnp1 &om prier
dt&i::loo:.ir'e
(e.g. Value Value Code1 c:.ci.2 Mdhod (A·H) (J.f') CodeJ
(Q-W)
Merrill-Lynch Capiial Trust (PrCferrcd SU>ek) A
None
A
A
J
J . -
44.
A K
A
A J
-
-
A
J
l. hlc:omelGn.in Codes: •Sl.000 or less -s1.001..n.soo •
S2.501-Sl.OOO
(See Cohnllm Bl Ind 04) f • S>O,OOJ.$100.000 G •
SI00.001.$1,000,000 HI •51,000,001-$5,000,000
l. V11hi� Codes: 1 •SIS,OOOorJcu K • SIS.OOJ·.$50,000 L •
SSO,OOJ-SI00,000
(See Colwms Cl tnd DJ) N "'mo.OQO.$..�.ooo 0
-SSOO.OOl-Sl,000,000 Pl • Sl,000,001 5.000,000
o. T r.uactions cbin1 rcpondtg pcrlod
Type (e.g. ldentieyo(blay, sell. Momll• Code bu)'c:rfadlcr
O.y (J·P) (ifprivatel
-
SS. (IRA) Pulnam FD for OroWlh .I: Licome CL B
56. (IRA) Pu1nam Vayager FD Cl. B
S1. (IRA) Pu"'am Health Sci CJ1c., TR CL B
SI. (IRA) Pulnam Europe Equity CL B
S9. (IRA) Pulnam liiV! FDS Gro ih Oppty> FD CL B
60 .
61.
62.
EvcrgrCen Munic.ipal Bond fund CL 8
E'vcrgrcen Municipal Bond Fund C L C
'J)'easury Notes · ·Various Maturhies
A • $1.000 or ICSJ
d
( S.., Cohnnn Cl) u • Book\'-
B
v
Name of Pcr$O n Ret>Oning
°'""" • Robert E
•• c.
rcporrirt c period nportina period
(1) (2) ( I ) (2)
Tl'J>C
int ) If.Pl (Q-W')
Dividend J T
Dividend J T
A Dividend J T
Dividen d J T
Dividend · J T
Interest J T
Interest J T
D lntcresl M T
c
Oare o f Rcpor;
. S/112005
(I) If noc c. cmpt from di (2) ( 3) (4) ( 5)
V lue Gain ldeotl:y of Code2 Code
mcrgct", I rcde:•iioa) "'
·-+-
0 E
000
.. Asscssmem
- O
-
Name of Person Reponing Date of RepcrtFlNANCIAL DISCLOSURE
REPQRT
Cowen, Rbcrt E 51112005
VIlI. ADDITIONAL INFORMATION OR EXPLANATIONS u.,.;w•part or
Report.)
I. By letter dated September 29. 1989. Chairman Pnt1,. after
receivingJudicial Ethics Commince authority advised me th.at iq
Section VU r need only disclose aggregate income and vilt«l
infonnation for the above-referenced trust.
.
.
·' . .,.,.._
-
Signature Date May 1, 2005 · -
. . .-... ..
·.
rtNANClAL D{SCLOSURE REPORT NameofPersooRcponins
CoWo11
51112005
I certifythat all infonnation given above (including infonnation
pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and
belief, and that any infonnation not reported was withheld because
it met applicable statutory provisions pennitting
non-disclosure.
I further cettify that earned income from outside employment and
honoraria and the acceptance of gifts which have been repotted are
in compliance with the provisions of5 U.S.C. § 501 et. seq., 5
U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGL y AND WILFULL y FALSIFIES
ORFAILS TO FILE Tms REPORT MA y BE SUBJECT TO CIVIL AND CRlMINAL
SANCTIONS (5 U.S.C. app. § 104)
FILJ}lG INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee onFinancial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N .E.
Washington, D.C. 20544
