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© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
HL7 EHR System Functional Model and
Standard (ISO/HL7 10781), Release 2
Health Information Management Systems Society (HIMSS) Las Vegas, NV 20 Feb 2012
Presented by:
Mark G. Janczewski, MD, MPH Deloitte Consulting, LLP
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Agenda
1. Introduction 2. Release 2 Background 3. Conformance Clause / Functional Profiles 4. Glossary / Verb Hierarchy 5. Function List
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
5
Brief History of HL7 Functional Model (FM)
In the Spring of 2003 HL7 began efforts to develop a standardized functional specification for Electronic Health Records Systems (EHR-S) Approved July 2004 as a Draft Standard for Trial Use Approved February 2007 as a fully accredited standard by the
American National Standards Institute (ANSI) Approved mid-2009 as an International (ISO) Standard
CCHIT referenced the EHR-S FM (Release 1) and domain-specific Functional Profiles in developing its product certification criteria
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Electronic Health Record (EHR) vs. EHR-System EHR:
Underlying single, logical patient record Record is structured Serves as Provider legal record
EHR System: Software that provides functionality to:
Manage and maintain the record Accomplish various clinical, research, and business
requirements May be:
Monolithic system; or System of systems
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Functional Model (FM) Scope Summary
Is Not… A messaging specification An EHR design specification An implementation
specification (not the “how”) Does not prescribe
technology Does not dictate how
functions must be implemented (e.g., via the user interface, database design)
Is… A system specification An EHR system specification A reference list of functions that
may be present in an EHR-S (the “what” and “why”) Enables consistent expression of
functionality Provides flexibility for innovation
and product differentiation Gold standard, sensitive to what
can practically be done by a system yet guides future system development
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
A Way to Specify the Complete EHR
Meets applicable
certification criteria
Capabilities beyond certification criteria are specified by the EHR-S FM and more “domain-
specific” Functional Profiles (e.g. Emergency
Dept., Behav. Health)
Certification is a necessary, but not sufficient, description of what functions a system can perform. The Functional Model provides a more comprehensive set of EHR-S functional requirements
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Continued Development
2007: FM passes HL7 Full Normative Ballot, Release 1 2007: FM published as HL7/ANSI Standard 2009: FM passes Joint Ballot with HL7, ISO and CEN,
Release 1.1 November 2009: FM published as ISO/HL7 10781 2010-2011: FM Release 2 Development 2012: FM Release 2 joint balloting
HL7, ISO, CEN, IHTSDO and CDISC
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
….
Inputs to EHR-S FM Release 2
Vital Rptg.
RM & ES
Beh. Health
LTC
EHR-S Profiles
Other Industry Initiatives
Privacy, Security,
Confi- dentiality
Health Info
Exchange
….
Data Use • Fraud Mgt • Quality • Rev Cycle
Certifi- cation (CCHIT, Q-Rec)
EHR-S FM Release 2
Others?
UC Alignment
EHR Lifecycle SOA R1
Adjustments, Enhancements EHR
Interoperability Model
Inter- national
Standards (ISO TC215, ISO 20514,
ISO DIS CEN 18308,
13606)
Provider Based
PHR-S FM &
Profiles
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Release 2 Timeline When/Target EHR-S FM Release 2 Activity
2011
May Draft for Comment
July – September Comment Reconciliation and Continued Chapter Updates
September 12-15 EHR Working Group (WG) Meeting – San Diego, California
September – November Continued content development and quality assurance
December 6th Ballot Draft Ready Submission to ISO, CEN, CDISC and IHTSDO for Ballot preparation
2012
January 16-19 EHR WG Meeting – San Antonio, Texas
April 2nd HL7 Ballot Opens
May 7th Joint (HL7, ISO, CEN, CDISC and IHTSDO) Ballot Closes
May 14-17 EHR WG Meeting – Vancouver, BC, Canada May – November Ballot reconciliation and material updates
December 1 2nd Ballot Draft Ready for Submission to ISO, CEN, CDISC and IHTSDO for Ballot preparation
2013
January 13 - 18 HL7 WG Meeting
April Ballot
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Significant R2 Changes from R1/R1.1 Introduction of Overarching Criteria Chapter Enhancement and enforcement of Glossary – specifically the
“Action-Verb Hierarchy” Reorganization of Chapters Substantial increase in number and granularity of
conformance criteria Substantial increase in number of functions
Implicit functions are now made more explicit. Incorporation of EHR Interoperability Model and EHR
Lifecycle Model (previous independent Draft Standard for Trial Use [DSTU] documents)
Substantial improvements to Conformance Clause chapter
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Conformance Clause and Statement
The Conformance Clause defines the minimum requirements for functional profiles claiming conformance to the EHR-S FM.
The value of the Conformance Clause – A vendor can provide a Conformance Statement that shows how well it conforms to relevant Functional Profiles
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Conformance to Profiles
EHR-S
EHR-S
EHR-S
EHR-S
Domain Profile
Hospital
Domain Profile
Clinic
Domain Profile
Pharmacy
Derived Domain Profile
Canadian Children’s Hospital
Companion Profile
Cancer Research
Functions Conformance
Criteria
Rules for functional Profiles
Conforms to
EHR-S Functional Model Functional Profiles Implementations
Conforms to Conforms to
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Glossary - Introduction Glossary clearly defines terms in the Functional Model
and Profiles Includes a specific Action Verb hierarchy Goal is to promote clarity and consistency when
interpreting and applying the text of the HL7 Electronic Health Record System Functional Model (EHR-S FM).
Release 2 Glossary has undergone a complete review and is more comprehensive including all terms used in the Model.
Glossary includes 238 active terms.
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Release 2 Action-Verb Hierarchy
Data Management Category Action-Verbs for the full range of data
handling actions by a system.
Manage (Data)
Capture Maintain Render Exchange Determine Manage-
Data-Visibility
Auto-Populate Enter Import Receive
Store Update Remove Extract Present Transmit Export Import Receive Transmit
Analyze Decide De-Identify Hide Mask Re-Identify Unhide Unmask
Archive Backup Decrypt Encrypt Recover Restore Save
Annotate Edit Harmonize Integrate Link Tag
Delete Purge
Release 1.1 Create Add, input Define, Tailor, Specify, Set Generate Cite, Include Export Find, Identify Specify Prompt
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Secure (System) Category Action Verbs
Action-Verbs for controlling access (authenticating and authorizing users), tracking activities (logging and auditing), and sustaining operations. Secure (System)
Control Access Track Sustain (Operations)
Authenticate Authorize Log Audit
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Extension of Function List The number of conformance criteria increased
from 972 in R1.0, 983 in R1.1 and 2,310 in R2.0 Summary Breakdown of Functions and Conformance Criteria
HL7 EHR-S Functional Model, Release 2 Release 1.1 Release 1 Chapter Functions Conformance
Criteria Conformance
Criteria Conformance
Criteria
OV Overarching Criteria 2 33
CP Care Provision 41 494
CPS Care Provision Support 76 559
POP Population Health Support 18 108
AS Administration Support 55 249
RI Records Infrastructure 37 186
TI Trust Infrastructure 93 681
TOTALS: 322 2,310 983 972
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Chapter Reorganization
Overarching (O) Care Provision (CP)
Care Provision Support (CP)
Population Health Support (POP)
Administrative Support (AS)
Record Infrastructure (RI) Trust Infrastructure (TI)
Direct Care (DC) Supportive (S)
Information Infrastructure (IN)
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
EHR-S Functional Model – Components
Function ID Function Name Function Statement Function Description Examples See Also Conformance Criteria
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Overarching Criteria Chapter Criteria that apply to all EHR Systems and
consequently must be included in all EHR-S FM compliant profiles
Examples:
Ove
rarc
hing
OV.1 The system SHALL conform to function TI.1.1 (Entity Authentication).
The system SHALL conform to function TI.1.2 (Entity Authorization).
The system SHALL conform to function TI.1.3 (Entity Access Control).
IF the system receives or transmits data for which jurisdictionally established interchange standards exist, THEN the system SHALL conform to function IN.5.1 (Interchange Standards) to support interoperability.
The system SHOULD conform to function IN.6 (Business Rules Management).
The system SHOULD conform to function IN.7 (Workflow Management). OV.2 Manage User Help
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Care Provision Focus on functions required to provide care to a specific patient
and enable hands-on delivery of healthcare Organized in general order of an encounter
Care
Pro
visi
on
CP.1 Manage Clinical History CP.2 Render Externally-sourced Information CP.3 Manage Clinical Documentation CP.4 Manage Orders CP.5 Manage Results CP.6 Manage Treatment Administration CP.7 Manage Future Care CP.8 Manage Patient Education & Communication CP.9 Manage Care Coordination & Reporting
CP.1 Manage Clinical History CP.1.1 Manage Patient History
CP.1.2 Manage Allergy, Intolerance and Adverse Reaction List
CP.1.3 Manage Medication List CP.1.4 Manage Problem List CP.1.5 Manage Strengths List CP.1.6 Manage Immunization List
CP.1.7 Manage Medical Equipment, Prosthetic/Orthotic, Device List
CP.1.8 Manage Patient and Family Preferences
Example child functions:
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Care Provision Support Focus on functions required to support the provision of care to a
specific patient to enable hands-on delivery of healthcare Organized in alignment with Care Provision chapter
Example child functions:
Care
Pro
visi
on S
uppo
rt CPS.1 Record Management
CPS.2 Support Externally-sourced Information CPS.3 Support Clinical Documentation CPS.4 Support Orders CPS.5 Support Results CPS.6 Support Treatment Administration CPS.7 Support Future Care CPS.8 Support Patient Education & Communication CPS.9 Support Care Coordination & Reporting
CPS.4 Support Orders
CPS.4.1 Manage Order Set Templates
CPS.4.2 Support Medication & Immunization Orders
CPS.4.2.1 Support for Medication Interaction & Allergy Checking
CPS.4.2.2 Support for Patient Specific Dosing and Warnings
CPS.4.2.3 Support for Medication Ordering Efficiencies
CPS.4.2.4 Support for Medication Recommendations
CPS.4.3 Support for Non-Medication Ordering
CPS.4.4 Support Orders for Diagnostic Tests
CPS.4.5 Support Orders for Blood Products and Other Biologics
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Population Health Support Focus on input to systems that perform medical research, promote
public health, & improve the quality of care at a multi-patient level
POP.6 Measurement, Analysis, Research and Reports POP.6.1 Outcome Measures and Analysis POP.6.2 Performance and Accountability Measures POP.6.3 Support for Process Improvement POP.6.4 Support for Care System Performance Indicators (Dashboards)
Example child functions:
Popu
latio
n He
alth
Sup
port
POP.1 Support for Health Maintenance, Preventive Care and Wellness POP.2 Support for Epidemiological Investigations of Clinical Health Within a Population POP.3 Support for Notification and Response
POP.4 Support for Monitoring Response Notifications Regarding a Specific Patient’s Health POP.5 Donor Management Support POP.6 Measurement, Analysis, Research and Reports POP.7 Public Health Related Updates POP.8 De-Identified Data Request Management POP.9 Support Consistent Healthcare Management of Patient Groups or Populations POP.10 Manage Population Health Study-Related Identifiers
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Administration Support Focus on functions to assist with the administrative and financial
requirements
Adm
inis
trat
ion
supp
ort
AS.1 Manage Provider Information
AS.2 Manage Patient Demographics, Location and Synchronization AS.3 Manage Personal Health Record Interaction AS.4 Manage Communication AS.5 Manage Clinical Workflow Tasking AS.6 Manage Resource Availability
AS.7 Manage Encounter/Episode of Care Management AS.8 Manage Information Access for Supplemental Use AS.9 Manage Administrative Transaction Processing AS.1 Manage Provider Information
AS.1.1 Manage Provider Registry or Directory
AS.1.2 Manage Provider's Location Within Facility
AS.1.3 Provider's On Call Location
AS.1.4 Manage Provider's Location(s) or Office(s)
AS.1.5 Team/Group of Providers Registry or Directory
AS.1.6 Provider Caseload/Panel
AS.1.7 Manage Practitioner/Patient Relationships
Example child functions:
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Reco
rd
Infr
astr
uctu
re
RI.1 Record Lifecycle and Lifespan
RI.2 Record Synchronization
RI.3 Record Archive and Restore
Record Infrastructure Focus on records, record entries and record management,
including R1.1 functions/criteria and key provisions of the RM-ES Functional Profile, EHR Interoperability and Lifecycle Model DSTUs.
Consists of Release1.1’s : IN.2 (Record Management, except Audit), IN.8 (Record Archive/Restore) and IN.10 (Record Lifecycle -
previously EHR Lifecycle Model DSTU). RI.1.1 Record Lifecycle
RI.1.1.1 Originate and Retain Record Entry RI.1.1.2 Amend Record Entry Content RI.1.1.3 Translate Record Entry Content RI.1.1.4 Attest Record Entry Content RI.1.1.5 View/Access Record Entry Content RI.1.1.6 Transmit and/or Disclose Record Entries RI.1.1.7 Receive and Retain Record Entries RI.1.1.8 De-identify Record Entries RI.1.1.9 Pseudomynize Record Entries RI.1.1.10 Re-identify Record Entries RI.1.1.11 Extract Record Entry Content
Example child functions:
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Trust Infrastructure Contains the remaining Release 1.1 Infrastructure functions,
including Audit.
Trus
t Inf
rast
ruct
ure
TI.1 Security TI.2 Audit TI.3 Registry and Directory Services TI.4 Standard Terminology and Terminology Services TI.5 Standards-Based Interoperability TI.6 Business Rules Management TI.7 Workflow Management TI.8 Database Backup and Recovery TI.9 System Management Operations and Performance
TI.1 Security TI.1.1 Entity Authentication TI.1.2 Entity Authorization TI.1.3 Entity Access Control TI.1.4 Patient Access Management TI.1.5 Non-Repudiation TI.1.6 Secure Data Exchange TI.1.7 Secure Data Routing TI.1.8 Information Attestation TI.1.9 Patient Privacy and Confidentiality
Example child functions:
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
Want to Know More?
Join HL7, review the HL7 web site www.HL7.org ; Work Groups; Electronic Health Records http://www.HL7.org/Special/committees/ehr/index.cfm
Subscribe to HL7 EHR WG list serve http://www.HL7.org/special/committees/list_sub.cfm?list=ehr
Download and review Functional Profiles Attend open public sessions
No HL7 membership required
Request an “HL7 Ambassador Briefing”
© 2011 Health Level Seven ® International. All Rights Reserved. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. TM Office.
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