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Ethical Behavior Change: Effectiveness is Not Enough SG Friedman, Ph.D www.facebook.com/behaviorworks Hippocra=c Oath As to diseases, make a habit of two things – to help, or at least to do no harm. Physicians — Human disease Universally applicable to all helping professions, individuals & situa=ons Trainers & Behavior Consultants Learners of all species Behavior problems 66 As to diseases, make a habit of two things – to help, or at least to do no harm. Not always so straight forward to discern: Help - aid, support Harm - injure, damage In any given situa=on, what does it look like? How can we make this determina=on objec=vely, in order to make a profession-wide standard? 67 1 2 3

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Exercise 3

- Write an ABC Assessment + Prediction for One of Your Operationalized Challenge Behaviors

64

EthicalBehaviorChange:EffectivenessisNotEnough

SG Friedman, Ph.D www.facebook.com/behaviorworks

65

Hippocra=cOath• Astodiseases,makeahabitoftwothings–tohelp,oratleasttodonoharm.

• Physicians—Humandisease

• Universallyapplicabletoallhelpingprofessions,individuals&situa=ons

• Trainers&BehaviorConsultants

• Learnersofallspecies

• Behaviorproblems

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66

Astodiseases,makeahabitoftwothings–tohelp,oratleasttodonoharm.

• Notalwayssostraightforwardtodiscern:

• Help-aid,support

• Harm-injure,damage

• Inanygivensitua=on,whatdoesitlooklike?

• Howcanwemakethisdetermina=onobjec=vely,inordertomakeaprofession-widestandard?

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DoWeAgreeThisisUnnecessary?• Whenadogsnarlsatskateboards,pinthedogdownwhilekidsrepeatedlyskatein=ghtcirclesaroundthedog.

• He’llgetusedtoit.

• Whenadogavoidswalkingonlinoleum,carryittothecenterofthekitchenandwalkaway.

• She’llhavetowalkoutsome=me!

• Whenadogstrugglestoescapeacombheldclosetoitsface,restrainitbythescruffwhilecombingitsmuzzle.

• It’sforhisowngood.

• Whenadogchewsshoes,pushitsheadbackun=lityelps.

• That’llteachhimwhatnottodo!68

68

ExtremeExamplesareStraighvorwardbutDoWeS=llAgree?

• Restrainingadogfornailtrims.

• Pryingaparrot’sfeetofftheperchtogetitontoahand.

• Holdingacatbythescrufftoadministerapill.

• Grabbingarabbitoffthefloortoputitbackinitscage.

• Holdingakid’smouthopenfortoothbrushing.

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1

2

3

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Astodiseases,makeahabitoftwothings–tohelp,oratleasttodonoharm.

• Notalwayssostraightforwardtodiscern:

• Help-aid,support

• Harm-injure,damage

• Inanygivensitua=on,whatdoesitlooklike?

• Howcanwemakethisdetermina=onobjec=vely,inordertomakeaprofession-widestandard?

67

67

DoWeAgreeThisisUnnecessary?• Whenadogsnarlsatskateboards,pinthedogdownwhilekidsrepeatedlyskatein=ghtcirclesaroundthedog.

• He’llgetusedtoit.

• Whenadogavoidswalkingonlinoleum,carryittothecenterofthekitchenandwalkaway.

• She’llhavetowalkoutsome=me!

• Whenadogstrugglestoescapeacombheldclosetoitsface,restrainitbythescruffwhilecombingitsmuzzle.

• It’sforhisowngood.

• Whenadogchewsshoes,pushitsheadbackun=lityelps.

• That’llteachhimwhatnottodo!68

68

ExtremeExamplesareStraighvorwardbutDoWeS=llAgree?

• Restrainingadogfornailtrims.

• Pryingaparrot’sfeetofftheperchtogetitontoahand.

• Holdingacatbythescrufftoadministerapill.

• Grabbingarabbitoffthefloortoputitbackinitscage.

• Holdingakid’smouthopenfortoothbrushing.

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69

We’renottheonlyonesdeba=ngthisques=on!

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70

ButitWorks!• Punishmentworks—good&badnews

• Good:Consequencesareaboutperformance-feedback-revision

• Bad:DetrimentalSideEffects

• apathy

• generalizedfear

• counter-aggression

• escape/avoidance

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71

ItWorksBut…• Doesn'tteachthelearnerwhatTODO

• Doesn’tteachthetrainerhowtoteach

• Doublewhammy-aversives=mula=onandlossofreinforcers

• highlyaversivetothelearner

• bigwithdrawalfromrela=onshipbank

• Requiresescala=ngintensitytomaintainsuppression

• Reinforcestheagent

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4

5

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We’renottheonlyonesdeba=ngthisques=on!

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ButitWorks!• Punishmentworks—good&badnews

• Good:Consequencesareaboutperformance-feedback-revision

• Bad:DetrimentalSideEffects

• apathy

• generalizedfear

• counter-aggression

• escape/avoidance

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71

ItWorksBut…• Doesn'tteachthelearnerwhatTODO

• Doesn’tteachthetrainerhowtoteach

• Doublewhammy-aversives=mula=onandlossofreinforcers

• highlyaversivetothelearner

• bigwithdrawalfromrela=onshipbank

• Requiresescala=ngintensitytomaintainsuppression

• Reinforcestheagent

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72

73

73

What’sWrongWithThisPicture?

• EFFECTIVENESSASASOLECRITERIONISNOTENOUGH

• Welacksufficient,appropriatecriteriaonwhichtojudgeandselecttheproceduresweusetoreduceproblembehaviors.

• Convenience,familiarity,andblindauthorityareinsufficientcriteria

• Thespagheyonthewallapproachtoseewhatinterven=ons=cks,isinsufficient

• Don’tsquanderthepowerofthatfirstinterven=on!

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74

TwoCriteriaAtLeast—Effec=veANDHumane

• Whatdoeshumanelooklike?

• Weneedtogobeyondthelabels:

• “It’sallaboutrespect!”

• “It’sallaboutrela=onship!”

• “It’sallabouttrust!”

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75

7

8

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73

73

What’sWrongWithThisPicture?

• EFFECTIVENESSASASOLECRITERIONISNOTENOUGH

• Welacksufficient,appropriatecriteriaonwhichtojudgeandselecttheproceduresweusetoreduceproblembehaviors.

• Convenience,familiarity,andblindauthorityareinsufficientcriteria

• Thespagheyonthewallapproachtoseewhatinterven=ons=cks,isinsufficient

• Don’tsquanderthepowerofthatfirstinterven=on!

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74

TwoCriteriaAtLeast—Effec=veANDHumane

• Whatdoeshumanelooklike?

• Weneedtogobeyondthelabels:

• “It’sallaboutrespect!”

• “It’sallaboutrela=onship!”

• “It’sallabouttrust!”

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75

76

76

Learner Control

77

77

• Federal Legislation — IDEA Act (1975, 1997) and Guidelines for Responsible Conduct for Behavior Analysts

• Every child has a right to a free, appropriate education in the least intrusive, effective environment.

TheCon=nuumofIntrusiveness

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10

11

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Learner Control

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77

• Federal Legislation — IDEA Act (1975, 1997) and Guidelines for Responsible Conduct for Behavior Analysts

• Every child has a right to a free, appropriate education in the least intrusive, effective environment.

TheCon=nuumofIntrusiveness

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• Carter&Wheeler(2005)

• Levelofsocialacceptability

• Degreetowhichcounter-controlismaintainedbythelearner

WhatDoesIntrusivelookLike?

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LearnerControl

• Counter-controlreferstotheextenttowhichalearnercontrolsitsownoutcomes,i.e.,usesbehavioreffec=vely.

• Evidencesuggeststhatcontrolisaprimaryreinforcer

• asurvivalneed,behaviorstrengtheningthedayweareborn(andlikelybefore)withoutpairinghistory

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80

Watson, 1967, 1971

90-day old human babies — Cooing & smiling continued throughout the experiment for those babies who controlled their mobiles. For the babies who did not control their mobiles, the cooing and smiling quickly stopped.

Baby Naylan Patel

81

13

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• Carter&Wheeler(2005)

• Levelofsocialacceptability

• Degreetowhichcounter-controlismaintainedbythelearner

WhatDoesIntrusivelookLike?

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LearnerControl

• Counter-controlreferstotheextenttowhichalearnercontrolsitsownoutcomes,i.e.,usesbehavioreffec=vely.

• Evidencesuggeststhatcontrolisaprimaryreinforcer

• asurvivalneed,behaviorstrengtheningthedayweareborn(andlikelybefore)withoutpairinghistory

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80

Watson, 1967, 1971

90-day old human babies — Cooing & smiling continued throughout the experiment for those babies who controlled their mobiles. For the babies who did not control their mobiles, the cooing and smiling quickly stopped.

Baby Naylan Patel

81

It’sthezebra,notthetrainer,whostartstheinterac=on.Thehalterwithheldun=lzebratouchesball.

82

• Joffe,Rawson,&Muliak,1973

• 60day-oldrats—responsecon=ngentligh=ng,food,waterledtomoreac=vity,explora=onandlessemo=onality(defeca=on)inanovelarena.

• Mineka&Henderson,1985

• Rhesusmacaques—rearedwithcontroloveraccesstoreinforcers(food,water,treats)werebolder(noveltoy,novelroom,separa=onfrompeers)at6-10monthsold.

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ContrafreeloadingGivenachoice,animalstendtoworkforfoodratherthaneatforfree.

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84

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It’sthezebra,notthetrainer,whostartstheinterac=on.Thehalterwithheldun=lzebratouchesball.

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• Joffe,Rawson,&Muliak,1973

• 60day-oldrats—responsecon=ngentligh=ng,food,waterledtomoreac=vity,explora=onandlessemo=onality(defeca=on)inanovelarena.

• Mineka&Henderson,1985

• Rhesusmacaques—rearedwithcontroloveraccesstoreinforcers(food,water,treats)werebolder(noveltoy,novelroom,separa=onfrompeers)at6-10monthsold.

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ContrafreeloadingGivenachoice,animalstendtoworkforfoodratherthaneatforfree.

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Learned Helplessness• Seligman&Maier,1967

• Whenananimal’saPemptstoescapeaversiveeventsareblockedtheytendtogiveuptryingevenwhentheirpowertoescapeisrestored.

• dogs,cats,monkeys,cockroaches,children,adulthumans

• Responseblockingisassociatedwithotherpathologicaleffects—depression,learningdeficits,emo=onalproblemsandsuppressedimmunesystemac=vity(Laudenslager,1983).

87

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85

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Learned Helplessness• Seligman&Maier,1967

• Whenananimal’saPemptstoescapeaversiveeventsareblockedtheytendtogiveuptryingevenwhentheirpowertoescapeisrestored.

• dogs,cats,monkeys,cockroaches,children,adulthumans

• Responseblockingisassociatedwithotherpathologicaleffects—depression,learningdeficits,emo=onalproblemsandsuppressedimmunesystemac=vity(Laudenslager,1983).

87

• Ananimal’sfunc=onalbehaviorismadeineffec=vewheneverweignoreitsfears,anduseforcecoerceandcoerciontogetbehavior.

• Lockingananimalinitscratewithafear-elici=ngtoy,basedonthera=onalethat“he’llgetusedtoit,”rendersthedogunnecessarilypowerlesstoescape.

• Whenalackofcontrolbecomesalife-style,itlikelyresultsintheaberrantbehaviorsweobservelearnerstoengagein.

• Thera=oofcontrol:no-controlshouldbeveryhighinthelivesofallanimals.

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89

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AProposedGuideline• Alberto&Troutman(1999)prosedahierarchyofalterna=vesforbehaviorreduc=on

• FourLevels

• Level1—varia=onsofdifferen=alreinforcementofalterna=vebehaviors

• Level2—Ex=nc=on

• Level3—TimeOutfromPosi=veReinforcement

• Level4—Posi=vePunishment

• Level1ismostsociallyacceptableandmaintainsthehighestdegreeofcontrolforthelearner.

• Level4isleastsociallyacceptableandmaintainstheleastamountofcontrolforthelearner

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90

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23

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• Ananimal’sfunc=onalbehaviorismadeineffec=vewheneverweignoreitsfears,anduseforcecoerceandcoerciontogetbehavior.

• Lockingananimalinitscratewithafear-elici=ngtoy,basedonthera=onalethat“he’llgetusedtoit,”rendersthedogunnecessarilypowerlesstoescape.

• Whenalackofcontrolbecomesalife-style,itlikelyresultsintheaberrantbehaviorsweobservelearnerstoengagein.

• Thera=oofcontrol:no-controlshouldbeveryhighinthelivesofallanimals.

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89

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AProposedGuideline• Alberto&Troutman(1999)prosedahierarchyofalterna=vesforbehaviorreduc=on

• FourLevels

• Level1—varia=onsofdifferen=alreinforcementofalterna=vebehaviors

• Level2—Ex=nc=on

• Level3—TimeOutfromPosi=veReinforcement

• Level4—Posi=vePunishment

• Level1ismostsociallyacceptableandmaintainsthehighestdegreeofcontrolforthelearner.

• Level4isleastsociallyacceptableandmaintainstheleastamountofcontrolforthelearner

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90

graphic by Judith Archer

ARevisedProposedGuideline

91

Health, Nutritional, Physical Setting

91

* Fair Pairs

92

• Procedures using aversive s7muli are more intrusive than those without aversive s7muli, and would be recommended only a>er less intrusive procedures have been tried.

• There is not necessarily a posi7ve rela7onship between severity and intrusiveness.

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93

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26

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graphic by Judith Archer

ARevisedProposedGuideline

91

Health, Nutritional, Physical Setting

91

* Fair Pairs

92

• Procedures using aversive s7muli are more intrusive than those without aversive s7muli, and would be recommended only a>er less intrusive procedures have been tried.

• There is not necessarily a posi7ve rela7onship between severity and intrusiveness.

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93

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INTRUSIVE NON-INTRUSIVE

Restrainingadogfornailtrims Desensi=zingtoclippersandshapingnailtrimbehavior

Pryingaparrot’sfeetofftheperchtogetitontoahand

Shapingtheparrottosteponthehand

Holdingacatbythescrufftoadministerapill

Teachingthecattosta=onandacceptsyringe

Grabbingarabbitanddroppingitbackinitscage

Teachingtherabbittojumpintocagewhencuedforposi=vereinforcers

Forcingakidtokeepitsmouthopenfortoothbrushing

Teachingthekidtobrushhis/herownteethforsocialreinforcers

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96

28

29

30

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INTRUSIVE NON-INTRUSIVE

Restrainingadogfornailtrims Desensi=zingtoclippersandshapingnailtrimbehavior

Pryingaparrot’sfeetofftheperchtogetitontoahand

Shapingtheparrottosteponthehand

Holdingacatbythescrufftoadministerapill

Teachingthecattosta=onandacceptsyringe

Grabbingarabbitanddroppingitbackinitscage

Teachingtherabbittojumpintocagewhencuedforposi=vereinforcers

Forcingakidtokeepitsmouthopenfortoothbrushing

Teachingthekidtobrushhis/herownteethforsocialreinforcers

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Jus=fica=onformoreIntrusiveProcedures

• Dependsonthenature,occurrenceandseverityofproblem

• DependsonfailureofpreviouslessintrusiveaPemptstointervene,incompetenthands

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Gate Keeping• Alwaysconsidertherisksagainstthebenefits

• Carefultoprotectthelifestylera=oofreinforcement:punishmentandthebalanceintherela=onshipbankaccount

• FairPairs• Severeproblems(dangeroustoanimalsand/orpeople)requirein-depthassessmentbeforedesigningandimplemen=nginterven=on.

• Moreintrusivenessproceduresrequiremoreextensivemonitoring

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Jus=fica=onformoreIntrusiveProcedures

• Dependsonthenature,occurrenceandseverityofproblem

• DependsonfailureofpreviouslessintrusiveaPemptstointervene,incompetenthands

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98

Gate Keeping• Alwaysconsidertherisksagainstthebenefits

• Carefultoprotectthelifestylera=oofreinforcement:punishmentandthebalanceintherela=onshipbankaccount

• FairPairs• Severeproblems(dangeroustoanimalsand/orpeople)requirein-depthassessmentbeforedesigningandimplemen=nginterven=on.

• Moreintrusivenessproceduresrequiremoreextensivemonitoring

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99

BACBSTANDARDS• Protectthepar=cipants’welfareatall=mes.

• Useinterven=onsthatarecustom-tailoredforeachindividual.

• Designinterven=onsonthebasisofafunc=onalassessmentoftheproblembehavior.

• Useonlyproceduresforwhichthereisascien=ficbasis(evidence-basedtreatment).

• Usescien=ficmethodstoimplementandevaluateinterven=ons(e.g.,collectpre-interven=onbaselinedataandongoingtreatmentdataun=ltheinterven=onisterminated).

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ETHICSISABOUTIMPROVINGTHEWELFAREOFALLLEARNERS

• Thecommitmenttousingthemostposi=ve,leastintrusive,effec=veinterven=onfacilitatesethicalbehavior.

• THINKBEFOREWEACT

• VALUETHEMEANSBYWHICHWEACCOMPLISHOURTRAININGGOALSNOTJUSTTHEOUTCOMES

★Inthisway,wecanbebotheffec=veANDhumane.

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WHYTRAINLIKETHIS…

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102

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BACBSTANDARDS• Protectthepar=cipants’welfareatall=mes.

• Useinterven=onsthatarecustom-tailoredforeachindividual.

• Designinterven=onsonthebasisofafunc=onalassessmentoftheproblembehavior.

• Useonlyproceduresforwhichthereisascien=ficbasis(evidence-basedtreatment).

• Usescien=ficmethodstoimplementandevaluateinterven=ons(e.g.,collectpre-interven=onbaselinedataandongoingtreatmentdataun=ltheinterven=onisterminated).

100

100

ETHICSISABOUTIMPROVINGTHEWELFAREOFALLLEARNERS

• Thecommitmenttousingthemostposi=ve,leastintrusive,effec=veinterven=onfacilitatesethicalbehavior.

• THINKBEFOREWEACT

• VALUETHEMEANSBYWHICHWEACCOMPLISHOURTRAININGGOALSNOTJUSTTHEOUTCOMES

★Inthisway,wecanbebotheffec=veANDhumane.

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WHYTRAINLIKETHIS…

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…WHENYOUCANTRAINLIKETHIS?

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103

• Controltheenvironmentnottheanimal.

•Ask,“WhatdoIwantthelearnerTODO?”

•Controlantecedentstomaketherightbehavioreasy.

•Controlconsequencestomaketherightbehaviorworthperforming.

•Theindividualmustbeanoperatorofsignificantenvironmentalevents.

•Resilienceisafunctionoftheratioofempowermenttohelplessness.

BestPractices 104

BehaviorFundamentals:FillingtheBehaviorChangeToolBox

SG Friedman, Ph.D www.facebook.com/behaviorworks

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…WHENYOUCANTRAINLIKETHIS?

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103

• Controltheenvironmentnottheanimal.

•Ask,“WhatdoIwantthelearnerTODO?”

•Controlantecedentstomaketherightbehavioreasy.

•Controlconsequencestomaketherightbehaviorworthperforming.

•Theindividualmustbeanoperatorofsignificantenvironmentalevents.

•Resilienceisafunctionoftheratioofempowermenttohelplessness.

BestPractices 104

BehaviorFundamentals:FillingtheBehaviorChangeToolBox

SG Friedman, Ph.D www.facebook.com/behaviorworks

105

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