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High Functioning Teams in Primary Care Christine M. Everett PhD, MPH, PA-C July 2018

High Functioning Teams in Primary Care · 2018-07-09 · Group-Team Continuum. Group. Team. Pseudoteam \爀䜀爀漀甀瀀ⴀ 洀攀洀戀攀爀猀 眀栀漀 椀渀琀攀爀愀挀琀

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High Functioning Teams in Primary Care

Christine M. Everett PhD, MPH, PA-CJuly 2018

Goals and Objectives• Goal 1: Identify factors to consider when

deciding if primary care teams will work for your practice– Define team– Compare types of teams– Identify factors associated with effective teams

• Goal 2: Discuss current approaches to teams in primary care– Articulate principles of team implementation– Evaluate current primary care team designs

and evidence of effectiveness

Expectations of Healthcare Teams

• Improve Access– Health professional shortages

• Improve Processes– Overcome fragmentation

• Improve Outcomes– Patient-benefit from a range of skill– Provider-reduce burn-out

• Lower Cost– Improve efficiency

Will Teams Work for Your Practice?

Physicians Working Together

Welch, Cuelar, and Bindman. Proportion of physicians in large group practices continued to grow in 2009-2011. Health Affairs 32, 9(2013):1659-1666)

Physicians Working with PAs and NPs

Hing & Hsiao. In which states are physician assistants or nurse practitioners more likely to work in primary care? JAAPA 28 (9) (2015):46-53

Defining Team

“A group of two or more individuals, who have specific roles, perform interdependent tasks, are adaptable, and share a common goal”(Bosch et al,2009, Salas et al 1992, Xyrichis &Ream 2008)

Presenter
Presentation Notes
There have been many definitions of team offered of team This definition captures the concepts or criteria that are generally agreed upon Teams : Clearly defined membership Clear goals Team members have clearly defined roles Team is recognized by others as a clearly defined team performing a particular function

Group-Team Continuum

Group Team

Pseudoteam

Presenter
Presentation Notes
Group- members who interact minimally and perform individal tasks in a group context. Team- other end of spectrum Challenges- 1) Lack of consensus on dividing line between group and team Beginning of team? No consensus. Some say it is a mutual goal (Bosch), others say interdependence (Salas) The lack of agreement means there is no metric, so usually poorly conceptualized and not explicitly described in studies, making comparisons between studies and generalizations difficult. Work has been done on distinguishing features. Challenge 2) Data sources required to confirm that you have a team- not clear that can identifying using secondary data sources because it is difficult to ensure that you have data from all domains of definition (mutual goal, interedependence, etc) Challenge 3) Potential for dealing with pseudo team

Comparison of Groups and Teams

Saltman et. al. Groups or teams in healthcare:finding the best fit. J of Eval in Clin Practice. 13 (2007): 55-60

Advantages and Disadvantages of TeamsAdvantages DisadvantagesMutual learning opportunities Incompatible team members

Workforce flexibility with cross-training Team members must fit team and job

Potential for synergistic ideas and abilities Some members may experience less motivatingjobs

New approaches to tasks may be discovered Incompatibility with cultural, organizational or labor norms

Social facilitation and support Increased competition/conflict between teams

Increased communication/info exchange Time loss due to socializing, coordination, consensus building

Potential to stimulate performance Inhibition of creativity-group think

Less powerful evaluation and rewards

Social loafing or free-riding

Less flexibility in cases of replacement, turn-over or transfer

Adapted from Campion et. al. Relations between work team characteristics and effectiveness: A replication and extension. Personnel Psychology, 49 (1996): 429-452

Team Effectiveness Model

Social and Policy

Context

Structure

Teamwork

Work of the Team

Organizational Context

Outcomes

Adapted from Integrated (Health Care) Team Effectiveness Model (ITEM);Lemieux-Charles, McGuire 2006

Presenter
Presentation Notes
Organizational context- very important (ie, reward systems and organizational structure) ; teams at multiple levels ex: PCMH and ACOs Social and Policy context- important for international comparisons and historical trends Dynamic nature of teams- develop over time- need to be aware of developmental stage if cross-sectional analysis; also need longitudinal studies

Context

Social and Policy

Context

Organizational Context

Social and Policy Context

• Policy– Regulation– Payment

• Social– Geographic location– Workforce availability– Capitalism– Prevailing views of justice

Organizational Context

• Goals• Rewards/supervision• Resources• Training environment• Information system

Organizational Context: Culture“The way we do things around here and why

we do them”• Levels

– Artifacts-observable behaviors– Espoused Values-

• what people are willing and able to verbalize• Consistent artifacts+ espoused values=“authentic

culture”– Assumptions

• Contradictions between artifacts and espoused values• Unarticulated

• Cultures may not be uniform within an organization

Caroll and Quijada. Tilting the culture in healthcare: using cultural strengths to transform organizations. Chapter 45. Handbook of Human Factors and Ergonomics in Health Care and Patient Safety. Carayon. University of Wisconsin-Madison.

Contextual Factors that Influence Team Design

• Social and policy context seen as barriers to ideal team design

– “The amount of things that we’re required to do, increasing amount of things we’re required to do. Checking boxes to the point you feel like you’re not delivering care almost.”

– “We get a lot of new NPs and PAs but as soon as they’re trained they get snapped up by another provider….And we start all over again.”

– “…resources are so scarce….”

• Organizational context seen as facilitators to team design

– “We’re a united front.”– “Each one of us individual provider[s], we provide…, cutting edge, really,

medicine, but we’re different,…what she’s an expert on, I might not know much about. And vice versa.”

– “What has helped us a lot is morning huddle….”

Leach et. al. Primary care multidisciplinary teams in practice: a qualitative study. BMC Family Practice (2017) 18:115-125

Team “Culture” is Associated with Lower Burnout in Primary Care

Willard-Grace et. al. Team structure and culture are associated with lower burnout in primary care. J Am Board Fam Med (2014) 27: 229-238

Principles of ImplementationContext

• Assess the greater social and political context

• Understand the culture(s) of your organization

• Use your culture’s strengths to make change– Shifting from “I” to “We” (Ghorob, Bodenheimer 2012)

Presenter
Presentation Notes
Interdisciplinary- group of healthcare practitioners from different disciplines- example: shared care- primary and specialty care; all at same level of hierarchy; horizontal communication; improves efficiency by extending expertise of specialty physicians; pracittioners have well-defined responsibilities based on agreements of collaboration. Multidisciplinary- delegation of duties with physician leader; vertical communication; Transdisciplinary- incorporates flexibility of roles; ongoing cross-disciplinary education and regulated overlapping roles

Structure

Social and Policy

Context

StructureOrganizational Context

Types of TeamsH

iera

rchy

Collaboration

Different Roles Similar Roles

Multidisciplinary“teamlet”

Interdisciplinary“primary care provider+endocrinologist”

Transdisciplinary“Multiple primary care providers”

Structure- Key Factors

• Goals• Task Type

– Patient vs. Patient Population vs. Disease– Delivery Setting

• Task Features– Interdependence– Work cycle

• Team Composition– Size, age, gender, tenure– Diversity– Discipline– Role

Presenter
Presentation Notes
Structural factors can be manipulated by managers to improve effectivness Task type- reflective of team objective Can make an argument in different delivery settings Patient- could make an argument in inpatient care because of shorter workcycle and level of interdependence. Patients share commonalities Patient population- ex: complex elderly- range of expertise, Disease- chronic condition- requires a range of expertise - This can really influence the way you approach studying teams Structure will reflect desired outcomes. Task features- interdependence and work cycle. For example, teams in ED..highly interdependent with short work cycles, team membership may change frequently The structure processes and outcomes will be very different than those in primary care where interdependence may be less, and incremental change happens over long timeperiods. Challenge: Multiple data sources required to understand structure.

Common Primary Care Team DesignsProvider + Nurse Dyads

Provider + Nurse Dyads with Extensive Support Team

PA/NP + Nurse Dyads with Physician Lead

No Formal Teams

Leach et. al. Primary care multidisciplinary teams in practice: a qualitative study. BMC Family Practice (2017) 18:115-125

Team Members Need a Shared Understanding of Team Design

• Mixed methods study• Population

– 8 primary care clinics– 12 physicians, 8 NPs, 4 PAs, 2 CMAs, 2 RNs

• Results– 90% were on a team– 15% on multiple teams– Important within-clinic variations of

definition of team design – 20% of providers reported other providers

on their team, despite significant interdependence (patient sharing)

• Conclusion– Team goals may be elusive if team

definition/membership is unclear or there is significant multiple team membership

Everett et. al. Primary care teams and coordination. Manuscript in preparation

Structure Innovations in Primary Care

• Expanded RN or CMA Roles– Rooming protocols– Standing orders– Health coaching– Care Coordination

• Scribing• Electronic Health Record

– Order entry– Inbox management

Sinsky et. al. In Search of Joy in Practice: A report of 23 high-functioning primary care practices. Ann Fam Med (2013) 11:272-278

Team “Culture” and Structure Interact to Lower Burnout in Primary Care

Willard-Grace et. al. Team structure and culture are associated with lower burnout in primary care. J Am Board Fam Med (2014) 27: 229-238

Principles of ImplementationStructure

• Multiple models exist• Team structure should reflect

– Culture– Current individuals in the clinic– Goals– Patient population

• Ensure a shared understanding of team structure

• Changing structure alone will not make you a team

• Consider aligning reward system with team structure

Presenter
Presentation Notes
Interdisciplinary- group of healthcare practitioners from different disciplines- example: shared care- primary and specialty care; all at same level of hierarchy; horizontal communication; improves efficiency by extending expertise of specialty physicians; pracittioners have well-defined responsibilities based on agreements of collaboration. Multidisciplinary- delegation of duties with physician leader; vertical communication; Transdisciplinary- incorporates flexibility of roles; ongoing cross-disciplinary education and regulated overlapping roles

Process

Social and Policy

Context

Structure

Teamwork

Work of the Team

Organizational Context

Process• Teamwork

– Communication– Collaboration– Coordination– Conflict– Leadership

• Task Work (Work of the Team)– Workload Sharing– Care Processes

Presenter
Presentation Notes
Two sets of processes directly impact each other. Challenge: Multiple data sources may be required. If you have local data source, secondary analysis may be possible, but may be difficult to get at some of these domains of teamwork unless utilize primary data collection

Primary Care Clinicians Processes

• Providing preventive care to an average panel requires 7.4 hours a day (Yarnall 2003)

• 39% of day is spent outside the exam room (Gilchirst 2005)

• 191 tasks during an office visit (Wetterneck 2012)

Shipman and Sinsky. Expanding primary care capacity by reducing waste and improving the efficiency of care. Health Affairs (2013) 32(11): 1990-1997

Process Innovations in Primary Care

• Task work– Pre-visit Planning– Pre-appointment laboratory tests– Standing orders– In-box management– Prescription renewal reengineering

• Teamwork– Co-location– Huddles– Team meetings

Primary Care Teamwork• Descriptions of approaches to

communication– Huddles– Meetings

• Limited research on other components of teamwork– Collaboration– Coordination– Conflict– Leadership

Shipman and Sinsky. Expanding primary care capacity by reducing waste and improving the efficiency of care. Health Affairs (2013) 32(11): 1990-1997

Coordination • Coordination=managing interdependencies• Requires Time• Mechanisms

– Routines– Relational– Boundary Spanners– Meetings

Gittell et. al. Coordinating mechanisms in care provider groups: Relational coordination as a mediator and input uncertainty as a moderator of performance effects. Management Science (2002) 48(11): 1408-1426

Coordination Mechanisms Vary in Primary Care

• Mixed methods study• Population

– 8 primary care clinics– 12 physicians, 8 NPs, 4 PAs, 2

CMAs, 2 RNs• Results

– All report using multiple mechanisms of coordination (often redundantly)

– Relational coordination predominant with staff

– Electronic coordination predominant between providers

• Conclusion– Redundancies and inefficiencies in

coordination exist– Coordination mechanism utilized

does not necessarily ideally match the situation

Everett et. al. Primary care teams and coordination. Manuscript in preparation

Principles of ImplementationProcess

• Little research exists on primary care processes

• Most process efforts have focused on task work– Using work flow mapping (ex: Lean)– Goal of improving clinician efficiency

• Most coordination has focused on routines and relational coordination

• The more you share work, the more you need to focus on coordination

• Team training can help

Presenter
Presentation Notes
Interdisciplinary- group of healthcare practitioners from different disciplines- example: shared care- primary and specialty care; all at same level of hierarchy; horizontal communication; improves efficiency by extending expertise of specialty physicians; pracittioners have well-defined responsibilities based on agreements of collaboration. Multidisciplinary- delegation of duties with physician leader; vertical communication; Transdisciplinary- incorporates flexibility of roles; ongoing cross-disciplinary education and regulated overlapping roles

Outcomes

Social and Policy

Context

Structure

Teamwork

Work of the Team

Organizational Context

Outcomes

Outcomes• Objective

– Patient• Utilization• Health Outcomes

– Team• Quality of Care• Access to Care

– Organizational• Cost• Turnover

• Subjective– Patient

• Satisfaction– Team

• Satisfaction• Perceived Team Effectiveness• Burn-out

– Organizational• Perceived Team Effectiveness

Presenter
Presentation Notes
Challenge: Choosing appropriate outcomes to study Should select outcomes that directly relate to purpose or goal of team. However, if limit to those outcomes, then could be missing salient “unintended consequences”

US Evidence-Case Reports

Anderson and Halley. A new approach to making yourdoctor-urse team more productive.Family Practice Management 2008

US Evidence-Case Series

Evidence- PCMH

Team Designs May Impact A Range of Outcomes

PA/NP Level of Involvement

Complex Patients

Chronic Care

≥2 A1c Tests

Glycemic Control

# ED Visits

# Hospital Visits

Supplemental No Yes +

Supplemental No No + +

Supplemental Yes Yes + −

Supplemental Yes No −

Usual Provider Yes/No NA −+ = Better outcome than physician-only care- = Worse outcome than physician-only careFinding reflect p≤0.05

Primary Care PA/NP Role Outcome Measure

PA/NP roles are associated with different quality of diabetes care and health service utilization patterns and no single role was best for all outcomes

Everett et. al. Physician assistants and nurse practitioners perfrom effective roles on teams caring for Medicare patients with diabetes. Health Affairs (2013) 32(11): 1942-1948

Presenter
Presentation Notes
Patients on panels with PA/NPs in supplemental roles experienced improved A1c testing when compared to patients on panels with no PA/NPs Patients on panels with PA/NPs as usual providers experience equivalent A1c testingwhen compared to paitents on panels with no PA/nPs

Principles of ImplementationOutcomes

• Little research exists on primary care team outcomes

• Teams may impact different outcomes in different ways

• Nothing is known about the contribution of each model component to successful outcomes

• No longitudinal studies have been completed

Presenter
Presentation Notes
Interdisciplinary- group of healthcare practitioners from different disciplines- example: shared care- primary and specialty care; all at same level of hierarchy; horizontal communication; improves efficiency by extending expertise of specialty physicians; pracittioners have well-defined responsibilities based on agreements of collaboration. Multidisciplinary- delegation of duties with physician leader; vertical communication; Transdisciplinary- incorporates flexibility of roles; ongoing cross-disciplinary education and regulated overlapping roles

Team Effectiveness Model

Social and Policy

Context

Structure

Teamwork

Work of the Team

Organizational Context

Outcomes

Adapted from Integrated (Health Care) Team Effectiveness Model (ITEM);Lemieux-Charles, McGuire 2006

Questions?Thank you!

[email protected]