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Healthcare Associated Infection:Clinical Indicator Manual
Version 2.0 November 2008
Compiled by: The Quality and Safety Branch
NSW DEPARTMENT OF HEALTH
73 Miller Street
NORTH SYDNEY NSW 2060
Tel. (02) 9391 9000
Fax. (02) 9391 9101
TTY. (02) 9391 9900
NSW Health website www.health.nsw.gov.au
This work is copyright. It may be reproduced in whole or in part for study training purposes subject to the inclusion of an
acknowledgement of the source.It may not be reproduced for commercial usage or sale. Reproduction for purposes other than
those indicated above requires written permission from the NSW Department of Health.
© NSW Department of Health 2008
ISBN: 978-1-74187-243-9
SHPN: (QSB) 080136
Further copies of this document can be downloaded from the NSW Health Healthcare-associated infections (HAI) website
http://www.health.nsw.gov.au/quality/hai/
November 2008
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 1
1 Introduction ....................................................................................................................2
2 Central line associated bloodstream (CLAB) infections in ICU ..................................4
3 Staphylococcus aureus bloodstream infections (SA-BSI).........................................11
4 Surgical site infections (SSI) .......................................................................................17
5 Multi-resistant organisms (MRO) in ICU .....................................................................27
6 References ...................................................................................................................30
7 Appendices ..................................................................................................................31
8 Acknowledgements .....................................................................................................32
Contents
PaGe 2 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
Surveillance is an essential component and the only rational basis of any disease control program. Control of
communicable disease depends on first defining its epidemiology including incidence, risk factors, distribution, and
disease burden. The effectiveness of control programs can only be determined by monitoring changes, from baseline, in
rates of one or more well-defined, objective indicators that can be measured consistently across the target population
and over time.
Healthcare associated infections (HAIs) are varied, complex and difficult to measure. Many are caused by multi-resistant
organisms (MROs) and difficult to treat. They cause significant excess morbidity, mortality and costs and a significant
proportion is preventable. Reductions in HAI rates can be achieved by the effective implementation of “bundles” of
apparently simple preventive measures, including:
■ hand hygiene by healthcare staff before and after touching patients;
■ environmental cleaning;
■ screening of selected patients for colonisation with MROs;
■ contact precautions and/or isolation of patients colonised with MROs or other specified communicable pathogens;
■ appropriate use of antibiotics for surgical prophylaxis and treatment of established infections; and
■ aseptic methods of insertion and care of intravascular devices.
All of these measures are supported by evidence but they are often difficult to implement effectively because of
inadequate resources, education or motivation. Once implemented, compliance varies between facilities, units and
individual clinicians and is difficult to maintain. Measuring the impact of HAIs on patients and healthcare budgets is a
powerful motivator of improvement; monitoring the effects of improvement and feedback of results to health managers
and clinicians is essential to maintain improvement. Equally, demonstrating failure to improve or unsatisfactory levels of
HAI would demand review of and changes to policies and/or implementation methods.
Criteria for choice of specific HAI surveillance indicators include:
■ widely applicable across area health services and public hospitals;
■ easy to measure and meaningful;
■ indicative of serious morbidity and/or mortality and
■ can be reduced by appropriate intervention.
The eight indicators chosen for routine surveillance of HAI in NSW are:
■ Central venous line-associated blood stream infections in intensive care units;
■ Peripherally-inserted central venous line-associated blood stream infections in intensive care units;
■ Staphylococcus aureus blood stream infections;
■ Surgical site infections following hip arthroplasties;
■ Surgical site infections following knee arthroplasties;
■ Surgical site infections following coronary artery bypass graft procedures;
■ Acquisition of methicillin resistant S. aureus (MRSA) in intensive care units and
■ Acquisition of meropenem resistant Acinetorbacter baumannii (MRAB) in intensive care units.
Introduction
SECTION 1
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 3
This manual outlines standardised case definitions, denominators and reporting requirements to ensure consistency
across all areas and facilities. Definitions are consistent with those recommended by national and international
authorities. Denominators vary for different indicators; in the near future some (hospital separations or occupied bed
days) will be obtained routinely by NSW Department of Health and others (central-line and ICU bed days; number of
surgical procedures) by each facility.
Results will be collated and analysed by NSW Health Department staff. Individual hospital and aggregate reports will
be generated quarterly and returned to Area Health Services as rapidly as possible for review and action, if required.
Detailed reports will be generated every 6 months.
These indicators are minimum surveillance requirements. They will be reviewed regularly and, if appropriate, changes in
methodology or priorities implemented in response to future trends or feedback from facilities. Additional indicators may
be measured by individual hospitals or units according to local factors and requirements. All indicator rates should be
analysed and reviewed regularly by Area Health Services and facility Infection Control Committees, disseminated to unit
heads and staff with appropriate interpretive comments for action, if necessary.
Table 1: Clinical indicators reported to NSW Department of Health
NSW Department of Health indicators
Mandatory Frequency for reporting to QSB
Requirements for data submission
Central line (centrally and peripherally
inserted) associated bloodstream infections Yes MonthlyWithin 30 days from the end of
the reporting month
Staphylococcus aureus bloodstream
infections Yes Monthly Within 30 days from the end of
the reporting month
Surgical site infections following hip and
knee arthroplasty and coronary artery bypass
grafts
Yes MonthlyWithin 30 days from the end of
the reporting month
Methicillin-resistant Staphylococcus
aureus (MRSA) and meropenem-resistant
Acinetobacter baumanii (MRAB) acquisition
in ICU
Yes MonthlyWithin 30 days from the end of
the reporting month
This manual is to be used in conjunction with the following document:
Area Health Services Care Safe Performance Agreement.
PaGe 4 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
2.1 Rationale
Central line associated bloodstream (CLAB) infections
are responsible for 40-60% of healthcare associated
bloodstream infections (BSI) in intensive care patients.
Risks for occurrence differ among clinical units
depending on the type of line used and site and method
for insertion and post-insertion care.
The majority of CLAB events are preventable through
implementation of prevention and reduction strategies
that are embedded into routine clinical practice
(e.g. practice of the central venous catheter bundle
of care during each insertion). The occurrence of
healthcare-associated BSI can be used as a measure of
the safety of key clinical practice processes. The aim is to
eventually eliminate such events.
Timely investigation of significantly higher than expected
numbers of events or in larger units, rates of infection, may
identify system issues relating to preventative factors.
2.2 Indicator reporting format
CI 1.1 Rate of adult ICU-associated centrally inserted (CI) CLAB infection
Numerator The total number of ICU-associated
CI-CLAB infections for the reporting
month
Denominator The total number of CI-central line
days in ICU for the reporting month
CI 1.2 Rate of Paediatric ICU-associated centrally inserted (CI) CLAB infection
Numerator The total number of ICU-associated
CI-CLAB infections for the reporting
month
Denominator The total number of CI-central line
days in paediatric ICU for the
reporting month
CI 1.3 Rate of adult ICU-associated peripherally-inserted (PI) CLAB infection
Numerator The total number of ICU-associated
PI-CLAB infections for the reporting
month
Denominator The number of PI-central line days
in ICU for the reporting month
CI 1.4 Rate of paediatric ICU-associated peripherally-inserted (PI) CLAB infection
Numerator The total number of ICU-associated
PI-CLAB infections for the reporting
month
Denominator The number of PI-central line
days in paediatric ICU for the
reporting month
2.3 Numerator data
Table 2 provides a guide for the information to assist in
the collection of the numerator. This information is not
required to be reported to NSW Department of Health at
this stage.
Central line associated bloodstream (CLAB)infections in ICU
SECTION 2
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 5
Table 2: Numerator data fields for ICU-CLAB
Data field Definition/description Validation requirementHospital name
Patient ID Unique patient identifier
Date of birth Patient date of birth
Lab specimen number Lab number assigned to the specimen
Specimen date Date of first positive blood culture Must not be within 14 days of the commencement
of a previous BSI caused by the same organism(s).
Date must be > 48 hours after ICU admission and
< 48 hours after ICU/HDU discharge.
Type of central line The type of central line associated
with the event that was inserted in the
patient
■ centrally-inserted (CI) central lines
■ peripherally-inserted (PI) central lines
Must not have another diagnosed source of sepsis.
If patient has direct local site evidence of line
infection, ascribe the BSI event to that line. If no
local site infection evidence and multiple
intravascular lines are in place, ascribe the event to
the centrally-inserted line first, thence peripherally-
inserted line in preference to peripheral IV or IA lines.
Site of insertion ■ Subclavian ■ Femoral
■ Jugular ■ Arm
■ Leg
Intensive care type ■ Adult ICU ■ Paediatric ICU If ICU is a combined Paediatric/Adult facility then
specify Adult.
Organism 1 The pathogenic organism isolated from
a blood culture
Organism 2 The second pathogenic organism
isolated from a blood culture
Organism 3 The third pathogenic organism isolated
from a blood culture
2.4 Denominator data
■ An approximation of the number of central line days in ICU (as measured by the tally system, see page 8).
■ ICU has been identified as a high-risk unit for acquiring CLAB.
■ Patients with two or more cental lines in-situ on one day are counted only once i.e. one central line day. If there is a
peripherally and centrally inserted line in situ, count the centrally inserted line only.
2.5 Definition of Terms
2.5.1 Central-line associated bloodstream (CLAB) infection
CLAB infection is defined as a significant BSI with no other apparent focus of infection that occurs in a patient who
either has a central line in place OR who has had a central line removed within 48 hours of the BSI diagnosis.
The National Healthcare Safety Network Definition (http://www.cdc.gov/ncidod/dhap/pdf/nhsn/NHSNManual
PatientSafetyProtocolCURRENT.pdf reproduced in Table 3) is used to determine whether a bloodstream isolate
is significant.
Only intensive care unit-associated infections are reported. These are CLAB infections that are detected > 48 hours
after Intensive care admission and within 48 hours of ICU discharge. Intensive care units that have co-located high
dependency or step down areas should regard these as ICU areas for the purpose of this indicator.
PaGe 6 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
Table 3: Definition of a central-line associated blood stream infection for Adults and Paediatrics
the bloodstream event must meet one of the following three criteria (criteria 1 and 2 may be used for patients
of any age, including patients < 1 year of age):
Criterion 1: Patient has a recognised pathogen cultured
from one or more blood cultures and organism cultured
from blood is not related to an infection at another site.
(See Notes 1 and 2 below.)
Criterion 3: Patient < 1 year of age has at least one of
the following signs or symptoms:
■ fever (>38ºC, rectal);
■ hypothermia (<37ºC, rectal);
■ apnea;
■ or bradycardia
and displays:
■ signs and symptoms of infection and positive
laboratory results are not related to an infection at
another site and common skin contaminant is cultured
from two or more blood cultures drawn on separate
occasions. (See Notes 3, 4 and 5 below.)
Criterion 2: Patient has at least one of the following signs
or symptoms:
■ fever (>38ºC); ■ chills; ■ or hypotension;
and displays:
■ signs and symptoms of infection and positive
laboratory results are not related to an infection at
another site and common skin contaminant is cultured
from two or more blood cultures drawn on separate
occasions. (See Notes 3 and 4 below.)
Notes:
1 In criterion 1, the phrase “one or more blood cultures” means that at least one bottle from a blood draw is
reported by the laboratory as having grown organisms (i.e., is a positive blood culture).
2 In criterion 1, the term “recognised pathogen” does not include organisms considered common skin contaminants
(see criteria 2 and 3 for a list of common skin contaminants). A few of the recognised pathogens are S. aureus,
Enterococcus spp., E. coli, Pseudomonas spp., Klebsiella spp., Candida spp., etc.
3 In criteria 2 and 3, the phrase “two or more blood cultures drawn on separate occasions” means 1) that blood
from at least two blood draws were collected within two days of each other (e.g., blood draws on Monday
and Tuesday or Monday and Wednesday would be acceptable for blood cultures drawn on separate occasions,
but blood draws on Monday and Thursday would be too far apart in time to meet this criterion), and 2) that at
least one bottle from each blood draw is reported by the laboratory as having grown the same common skin
contaminant organism (i.e., is a positive blood culture). (See Note 4 for determining sameness of organisms.)
a For example, an adult patient has blood drawn at 8 a.m. and again at 8:15 a.m. of the same day. Blood from
each blood draw is inoculated into two bottles and incubated (four bottles total). If one bottle from each blood
draw set is positive for coagulase-negative staphylococci, this part of the criterion is met.
b For example, a neonate has blood drawn for culture on Tuesday and again on Saturday and both grow the
same common skin contaminant. Because the time between these blood cultures exceeds the two-day period
for blood draws stipulated in criteria 2 and 3, this part of the criteria is not met.
c A blood culture may consist of a single bottle for a paediatric blood draw due to volume constraints. Therefore,
to meet this part of the criterion, each bottle from two or more draws would have to be culture-positive for the
same skin contaminant.
Examples of common skin contaminants include diphtheroids [Corynebacterium spp.], Bacillus [not B. anthracis]
spp., Propionibacterium spp., coagulase-negative staphylococci [including S. epidermidis], viridans group
streptococci, Aerococcus spp., Micrococcus spp.
4 There are several issues to consider when determining sameness of organisms.
a If the common skin contaminant is identified to the species level from one culture, and a companion culture is
identified with only a descriptive name (i.e., to the genus level), then it is assumed that the organisms are the
same if the antiobiogram is the same. The speciated organism should be reported as the infecting pathogen
(see examples below).
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 7
b If common skin contaminant organisms from the cultures are speciated but no antibiograms are done or they
are done for only one of the isolates, it is assumed that the organisms are the same.
c If the common skin contaminants from the cultures have antibiograms that are different for two or more
antimicrobial agents, it is assumed that the organisms are not the same (see table below).
d For the purpose of antibiogram reporting, the category interpretation of intermediate (I) should not be used to
distinguish whether two organisms are different.
Culture Companion Culture Report as… S. epidermidis Coagulase-negative staphylococci S. epidermidis
Bacillus spp. (not anthracis) B. cereus B. cereus
S. salivarius Strep viridans S. salivarius
Organism Name Isolate A Isolate B Interpret as…S. epidermidis All drugs S All drugs S Same
S. epidermidis OX R
ERYTH ROX S (oxacillin)
ERYTH S (erythromycin)
Different
Corynebacterium spp PENG R
CIPRO SPENG S (penicillin G)
CIPRO R (ciprofloxacin)
Different
Strep viridans All drugs S All drugs S except ERYTH (R) Same
Notes:
5 For patients < 1 year of age, the following temperature equivalents for fever and hypothermia may be used: Fever:
38°C rectal/tympanic/temporal artery = 37°C oral = 36°C axillary Hypothermia: 37°C rectal/tympanic/temporal
artery = 36°C oral = 35°C axillary.
2.5.2 Central lines
Central lines are classified as intravascular devices with a tip ending in a major vein (includes subclavian vein). Central
lines are classified as either ‘centrally inserted’ in which case the skin entry point is on the trunk of the patient or
‘peripherally-inserted’ where the line inserted through a limb vein.
These KPI definitions stratify infections by insertion site (central or peripheral) in view of the significant differences
between infection rates related to these line types. Within the category of centrally-inserted lines, there are also variation
in infection rates according to type of line and site of insertion. It is advisable for units to routinely record the site of
insertion and type of line in order to investigate unexpected changes in infection rates that may relate to these variables
(e.g. over-reliance on jugular or femoral central lines which usually exhibit higher CLAB rates).
2.5.3 Central line days
Central line days is the count of the number of patients with a central line in situ on each day stratified by CI central
lines and PI central lines. Only one central line day is attributed to each patient regardless of the number of lines. Where
a patient has both a centrally-inserted central line and a peripherally-inserted central line, the centrally-inserted central
line is the only line that is counted. (Refer to 2.6.1 Method for collecting denominator data for central line days).
2.5.4 ICU
ICU includes adult and paediatric ICU
An ICU includes an ICU, CICU, CCU and HDU. Refer to Intensive Care Coordinating and Monitoring Unit website at
http://intensivecare.hsnet.nsw.gov.au/five/htm/definitions.php
Only include those NSW healthcare facilities that are listed at this site http://intensivecare.hsnet.nsw.gov.au/five/htm/
locations.php
PaGe 8 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
2.6 Surveillance methodology
2.6.1 Method for collecting denominator data for central line days
Denominator data should be collected by the tally
method. This involves estimating the total central line
days per month based on daily averages calculated from
counting patients with central lines on 3-5 days per
week. One line per patient is counted only.
Procedure for using the tally system
■ Record the number of patients in ICU that have a
centrally inserted (CI) central line in-situ at approximately
the same time on each of the 3-5 days per week.
Tally on the last day of the month to obtain the
number of CI central line days for that month.
■ Record the number of patients in ICU that have
a peripherally inserted (PI) central line in-situ at
approximately the same time on each of the 3-5 days
per week. Tally on the last day of the month to obtain
the number of PI central line days for that month.
■ When calculating centrally inserted (CI) central line
days all types of CI central lines (cuffed and non-
cuffed, implanted etc) in-situ during the time period
under study are included. Patients with two CI
central lines in place on the one day are counted as
one CI central line.
■ When calculating peripherally inserted (PI) central line
days all types of PI central lines are counted. Patients
with two PI central lines in place on the one day are
counted as one PI central line.
■ If there is a peripherally and centrally inserted line in situ
on the same patient, count the centrally inserted line only.
For guidance about collection of patient line-
day denominators, consult: http://www.asid.net.
au/hicsigwiki/index.php?title=Central_line_day_
denominator_counting_methods
Calculate the number of catheter line days as follows:
Centrally-inserted central line days =
The total number of patients with centrally-inserted lines
counted x number of days in the month divided by the
total number of days in which centrally-inserted lines
were counted.
Peripherally-inserted central line days =
The total number of patients with peripherally-inserted
lines counted x number of days in the month divided by
the total number of days in which peripherally-inserted
lines were counted.
Table 4: ICU tally tool
Central line days – ICU tally toolMonth: Year:Day of month Total number of
CI central lines
PI central lines
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Total number of central lines a a
Number of days counted in
the month
b b
Average number of central
lines per day
c=(a/b) c=(a/b)
Number of days in the month d d
Total central line days for month
e=c x d e=c x d
see Central Line Days Tally Tool -> click to view / download
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 9
Table 5: ICU tally tool – worked example
Central line days – ICU tally toolMonth: July Year: 2007Day of month Total number of
CI central lines
PI central lines
1 20 5
2 15 4
3 22 5
4
5
6
7
8 24 3
9 24 4
10 25 3
11
12
13
14
15 20 4
16 18 4
17 22 4
18
19
20
21
22 25 3
23 25 3
24 22 3
25
26
27
28
29 24 3
30 22 3
31 20 3
Total number of central lines 328 54
Number of days counted in
the month
15 15
Average number of central
lines per day
21.9 3.6
Number of days in the month 31 31
Total central line days for month
678 112
2.6.2 Requirements for optimal detection of bloodstream infections
■ Minimum of two sets are to be collected from each
patient. The two sets should be collected from
different peripheral veins. In an adult, 10ml of blood
is required for each bottle of the set. Usual volume of
a single paediatric bottle is 1-3mLs.
■ Do not collect cultures via an existing central
venous catheter or peripheral line - potential for
contamination from hub and/or infection of line.
Exception is immediately after insertion.
■ The collection technique is important in order
to avoid contamination and ensure sensitivity.
The collector should attend hand hygiene and put
on personal protective equipment (eyewear and
sterile gloves)
skin disinfection with alcohol (wet site well with
circular action around planned venipuncture site,
allow 1-2 minutes for antiseptic action to complete)
ensure top of blood culture bottle is adequately
disinfected – alcohol, 1-2 minutes exposure time
(do this prior to venipuncture)
no-touch needle insertion for venipuncture
DO NOT change needle prior to inoculation
(risk of injury)
DO NOT overfill bottles (renders culture
less sensitive)
2.6.3 Detection of central line-associated infection
■ Ensure appropriate blood culture collection (above)
when indicated and ensure appropriate checking
of results to detect central line-associated infections.
■ Examine and document central line exit sites daily for
exudate and/or inflammation.
■ If line sepsis suspected, submit aseptically collected
line tip for semi-quantitative culture in addition to
two blood culture sets if patient is febrile.
Note: Culture of line tips in asymptomatic patients is
NOT recommended.
2.6.4 Method for identifying central line-associated events in the hospital
■ Determine whether bloodstream infection
has occurred
■ Determine whether this is a new event (not a repeat
isolate within 14 days)see Worked Example Central Line days – ICU tally tool -> click to view / download
see Central Line Days Tally Tool -> click to view / download
PaGe 10 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
■ Determine whether the CLAB event was ICU-associated
by checking whether the patient was admitted to ICU
and the dates of the ICU admission. ICU-associated
events occur > 48 hours after ICU admission and within
48 hours of ICU discharge.
Note: where a patient has a peripheral IV or arterial
cannula(e) in addition to a central line(s), the central line
becomes associated with the blood event, unless there
is direct evidence of local sepsis at the peripheral or
arterial site.
2.7 Surveillance validation
Nominated microbiologist, infectious diseases physician
and/or Infection Control Professional should audit
reported numerator events prior to submission of the
monthly report to NSW Department of Health. Each
event should be fully investigated at the time.
2.8 Calculations of CLAB
CLAB rate is expressed per 1,000 line days
CLAB rate =
Number of BSI in patients with central lines x 1,000
Number of central line days
2.9 Reporting requirements
2.9.1 Instructions for submitting data to NSW Department of Health
Enter data into the NSW Department of Health HAI
database within 30 days of the close of the reporting
period e.g. March data is due by 30 April.
Each ICU also has to submit central line insertion audit
sheets to the Clinical Excellence Commission.
2.10 Reports from NSW Department of Health
Reports provided by NSW Department of Health
to the AHS:
■ Monthly counts
■ Rate per 1,000 patient line days of centrally
and peripherally inserted central venous lines in ICU.
Analysis:
■ Monthly aggregate mean CLAB rate
■ Monthly mean insertion compliance rate
Benchmarks:
■ VICNISS (Victorian Nosocomial Infection
Surveillance System)
■ HISWA (Healthcare Infection Surveillance
Western Australia)
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 11
Staphylococcus aureus bloodstream infections (SA-BSI)
SECTION 3
3.1 Rationale
Staphylococcus aureus, a bacterium that commonly
colonises human skin and mucosa, is amongst the
commonest and most serious causes of community and
healthcare associated sepsis. Staphylococcus aureus
bloodstream infections (SA-BSI) are associated with
substantial morbidity and mortality worldwide. SA-BSI
impacts on resources (both human and financial). There
is emerging evidence that many healthcare/associated
methicillin susceptible S. aureus (MSSA) and methicillin
resistant S. aureus (MRSA) are preventable through
better infection prevention and control.
Incidence of healthcare associated SA-BSI is used as
an outcome indicator for hand hygiene compliance of
healthcare workers.
3.2 Indicator reporting requirements Each Area Health Service is to report individual
significant SA-BSI events monthly. The necessary report
format is specified under Section 3.3 Numerator data.
Event data will be categorised into six categories by NSW
Health. These include:
CI 2.1 Healthcare associated (inpatient) methicillin sensitive Staphylococcus aureus bloodstream infections – (HCA (inpatient) MSSA BSI).
CI 2.2 Healthcare associated (inpatient) methicillin resistant Staphylococcus aureus bloodstream infections – (HCA (inpatient) MRSA BSI).
CI 2.3 Healthcare associated (non-inpatient) methicillin sensitive Staphylococcus aureus bloodstream infections – (HCA (non-inpatient) MSSA BSI).
CI 2.4 Healthcare associated (non-inpatient) methicillin resistant Staphylococcus aureus bloodstream infections – (HCA (non-inpatient) MRSA BSI).
CI 2.5 Community associated methicillin sensitive Staphylococcus aureus bloodstream infections - (Community-associated MSSA BSI).
CI 2.6 Community associated methicillin resistant Staphylococcus aureus bloodstream infections - (Community-associated MRSA BSI).
The first four event types will be put against total
separations and total occupied bed-days for each facility
to express rates per 100 separations and per 1000
occupied bed days.
The community associated events will be expressed as
numerators alone.
3.3 Numerator data
3.3.1 Inclusions
All bloodstream infections caused by Staphylococcus
aureus:
■ MSSA
■ MRSA (all strains).
3.3.2 Exclusions
There should be no exclusions except for rare occasions,
isolation of MSSA or MRSA from blood can represent
blood culture contamination. If contamination is
suspected, detailed clinical evaluation and repeat blood
cultures off antibiotics are necessary in order to confirm
this. Events that are determined not to be significant are
not reported.
PaGe 12 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
Table 6 provides a guide for the information to assist in the collection of the numerator. This information is not required
to be reported to NSW Department of Health at this stage.
Table 6: Numerator data fields for specific organism BSI
Data field Definition/description ValidationFacility/hospital Name of facility / hospital where patient
presented or was being managed.
For non-inpatient HCA events that derive from
admission or procedure associated with another
facility/hospital, specify the full name of that facility.
Patient ID Unique patient identifier
Date of birth Patient date of birth
Patient postcode Postcode of patient's home address
Lab specimen number Lab number assigned to the specimen
Specimen date Date the specimen was obtained Should be date of first positive blood culture isolate.
Must not be within 14 days of the commencement
of a previous BSI caused by the same organism(s).
Organism Significant organism isolated
■ MSSA
■ MRSA
Acquisition Place of probable acquisition of the
bloodstream infection
■ Inpatient
■ Non-inpatient
■ Community-associated
Refer to the definition below for HCA non-
inpatient definitions.
Inpatient events MUST have occurred > 48 hours
after admission and within 48 hours of hospital
discharge.
Report maternally-acquired events as
community-associated
Focus of infection The likely source/cause of the BSI
■ IV line related
■ Procedure related
■ Non-IV device related
■ Other (organ site focus)
■ Unknown / disseminated
See below
3.4 Denominator data
NSW Health will access total separations and total occupied bed-days for each facility.
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 13
3.5 Definition of terms3.5.1 Staphylococcus aureus bloodstream
infection
Isolation of Staphylococcus aureus from one or more
blood cultures.
Note: Staphylococcus aureus is an uncommon blood
culture contaminant and therefore false positives are
unlikely.
Beta-lactam antibiotics include penicillins and
cephalosporins. The only ones commonly used to treat
S. aureus infections are flucloxacillin and dicloxacillin
and the first generation cephalosporins and the closely
related carbapenems have reasonable antistaphylococcal
activity. So-called methicillin resistance in S. aureus is due
to the production of an altered penicillin binding protein
which allows the bacteria to bypass the bactericidal
action of all beta-lactams. Thus MRSA is resistant to all
drugs in this class as well as carbapenems. Methicillin,
oxacillin or cefoxitin are used in the laboratory to test
the susceptibility of S. aureus to these agents.
Note: A bloodstream infection due to the same
organism that recurs within 14 days of the original event
is disregarded and not counted as a new event as it is
considered to be the same infection. If antimicrobials
are given for less than 14 days for dialysis access
line¬associated infection and then restarted for the same
infection, this is NOT considered a new event. However,
if IV antimicrobials are stopped for 14 days or more and
then restarted for a BSI with the same organism, this is
considered a new event.
Note: *Neutropenia sepsis – BSI definition
Defined as a BSI occurring in a patient with a neutrophil
count less than 1 × 109 /L (1000/mm3). Because the
majority of these patients have an indwelling central
line, and no clinically apparent focus of infection, the
source is usually attributed as line associated sepsis.
This potentially leads to a high number of false positive
categorisations of line associated sepsis in this group.
The source in this group is usually unknown, but
thought to be the mucositis caused by chemotherapeutic
drugs. A positive catheter tip culture with the same
organism as the blood culture is strong evidence that
a central line is the source of the BSI. Neutropaenic
patients with clinical mucositis and no other clinical
focus should have the infection source designated as –
organ site focus – gastrointestinal.
3.5.2 Healthcare associated bloodstream infection
Healthcare associated BSI events are further classified as:
■ Inpatient – acquired during hospitalisation – event
detected > 48 hours after hospital admission and/or
within 48 hours of hospital discharge
■ Non-inpatient – Not acquired during inpatient
hospital admission (48 hour rule), but meets at least
one other criteria for healthcare associated BSI as
described in Table 7.
Healthcare associated BSI must satisfy at least one of the criteria listed below:A bloodstream infection occurring in a patient
from the community or within 48 hrs of admission
is deemed to be healthcare-associated if one of
the following criteria are satisfied:
1. Is a complication of the presence of an
indwelling medical device (e.g. IV catheter, urinary
catheter) (no other primary focus of infection
diagnosed).
2. Occurred within thirty days of a surgical
procedure, where the bloodstream infection is
related to the Surgical Site Infection.
3. An invasive instrumentation or incision related
to the bloodstream infection was performed within
48 hours before onset of the infection. If the time
interval was longer than 48 hours, there must be
compelling evidence that the infection was related
to the invasive device or procedure.
4. Was associated with neutropenia (<1000
neutrophils x 106/L) contributed to by cytotoxic
therapy.
Table 7: Healthcare associated BSI
Note: The following are NOT classified as healthcare
associated BSI:
Community acquired: Manifest within 48 hours after
admission and not healthcare associated.
Maternally–acquired: Infection in a neonate that is
acquired from the mother during delivery. Unless strong
evidence suggests otherwise, an infection that appears
less than 48 hours after birth is considered to be
acquired from the mother.
PaGe 14 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
Figure 1. S aureus BSI classification flowchart
Laboratory report – S.aureus
isolated from blood culture
YES
NO
Determine likely source of BSI First identify any organ site focus of infection
■ procedure related
■ non-IV device related
■ other (organ site focus)
OR neutropenia sepsis
Validation See definition for
focus of infection
(see 3.5.3)
Classify as unknownNO
Meets criteria for Healthcare-associated SA-BSI
Is the BSI healthcare associated?
Inpatient?
YES
Classify as MSSA or MRSA
Validation See definition for
S.aureus BSI
(see 3.5.1)
YES
Validation See definition for
healthcare associated
infection: Inpatient
(48 hour rule)
or
non-inpatient health
care associated
(see 3.5.2)
Classify as
community
associated Community-associated
NO
YESValidation
See definition for
focus of infection
(see 3.5.3)
Classify as IV related
Determine likely source of BSI Step 1 – ? IV related.
Was the IV line in-situ within 48 hours of BSI
event and there was no other S.aureus
focus of infection as the likely
cause of BSI
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 15
3.5.3 Focus of infection (likely source of infection)
Table 8: Focus of infection
IV line related BSIs This requires an intravascular
catheter to be present within 48 hours of the date
that the positive blood culture was obtained or within
48 hours of commencement of signs and symptoms
of infection indicating that the BSI was incubating
and there are no other S. aureus organ site focus of
infection present that are likely to have caused the BSI.
Procedure related BSIs This requires clinical and
bacteriological evidence that the BSI arose from
infection at a specific organ site that can be related
to a surgical procedure within the last 30 days* or
that the BSI arose from infection at a specific organ
site that can be related to an invasive medical or
anaesthetic procedure within previous 48 hours*.
Non-IV device related BSI There is compelling
clinical or microbiological evidence that the BSI arose
from an organ site focus of infection at the site of a
non–IV device that was present within 48 hours* of
the BSI event. e.g. shunt, supra–pubic catheter; chest
tube.
Other (organ site focus of infection) There is
clinical and bacteriological evidence that the BSI
developed as a result of infection at a specific organ
site and is not related to a procedure or non–IV device
e.g. urinary tract, respiratory tract, gastrointestinal,
bone and joint, skin and soft tissue, head & neck,
cardiovascular, genital tract, central nervous system,
hepatobiliary
Criteria for diagnosis of infection at specific organ site
are defined by CDC: http://www.cdc.gov/ncidod/dhqp/
pdf/nnis/NosInfDefinitions.pdf
Unknown or disseminated The source of the BSI
cannot be determined or there are multiple organ site
foci of S. aureus infection.
Neutropenia sepsis Defined as a BSI occurring in a
patient with a neutrophil count less than 1 × 109 /L
(1000/mm3). Because the majority of these patients
have an indwelling central line, and no clinically
apparent focus of infection neutropænic patients will
be classified as either:
■ IV related – evidence required e.g. catheter tip
culture with S. aureus or exit site infection
■ Other (organ site focus) – if mucositis or another S.
aureus organ site focus is present
■ Unknown
* If the time interval was longer, there must be
compelling evidence that the BSI was related to the
procedure.
3.6 Surveillance methodology
3.6.1 Method for collecting numerator data
The value of surveillance is enhanced by providing high
quality comparative data. For participating hospitals to
make a valid comparison of the MRSA infection rates
the methodology used must be similar and definitions
consistently applied. Therefore active, prospective,
patient-based surveillance is required as outlined.
active, prospective, patient based surveillance
■ Processes should be in place for laboratory systems
servicing each hospital to notify infection control
staff directly of all positive S. aureus blood cultures
in real-time. Close liaison with the microbiology
laboratory is essential.
■ Trained infection prevention control staff should have
the key role of classification as per definitions.
■ Clinical liaison is essential for classification of many
BSI events, and involvement of clinical microbiologist
/ infectious diseases physicians/treating clinician
and infection prevention and control staff will be
important.
■ Other validation requirements outlined generally
include:
Review of medical records and medication charts
Review of patient management systems/
administrative data to determine admission
information
3.7 Surveillance validation
Regular audit of reports against laboratory data to assess:
■ Completeness of notification (examine all laboratory
detections of S. aureus in blood)
■ Correct assignment of healthcare associated status
(examine all unique S. aureus events)
■ Correct assignment of organism phenotype
(examine reported phenotypes and compare with
laboratory reports)
■ Ensure new MRSA BSI isolates are referred for
genotyping to the relevant reference laboratory.
PaGe 16 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
3.8 Calculation of SA-BSI
SA-BSI rate can be expressed per 100 separations
SA-BSI rate = Number of patients with SA-BSI x 100
Number of separations
and
3.9 Reporting requirements
3.9.1 Instructions for submitting data to NSW Department of Health
Enter data into the NSW Department of Health HAI
Database within 30 days of the close of the reporting
period (eg. March data is due by 30th April).
3.10 Reports from NSW Department of Health
HCA BSI rates will be reported against separations
and occupied bed days for MRSA and MSSA separately.
CA BSI events reported as numbers only.
Numerators and denominators for each facility will be
reported through to Hand Hygiene Australia.
Analysis:
■ Monthly mean SA-BSI rates by hospital/facility
Benchmark:
■ NSW Health also reports forward to Hand Hygiene
Australia the healthcare - associated SA_BSI figures.
SA-BSI rate = Number of patients with SA-BSI x 1,000
Number of occupied bed days
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 17
4.1 Rationale
Proper surgical process control (peri-operative,
operative and postoperative care) is associated with
very low infection rates in clean surgical procedures.
Measurement of SSI outcomes is indicated to detect
potential failures of process control that require
investigation to determine cause(s) and necessary
corrective action(s).
4.2 Indicator reporting format
CI 3.1 Rate of superficial incisional SSI following hip arthroplasty
Numerator The total number of superficial
incisional surgical site infections
in hip arthroplasty procedures in
reporting month
Denominator The number of hip arthroplasty
procedures performed in reporting
month
CI 3.2 Rate of deep incisional/organ space SSI following hip arthroplasty
Numerator The total number of deep incisional/
organ space surgical site infections in
hip arthroplasty procedures in reporting
month
Denominator The number of hip arthroplasty
procedures performed in reporting
month
CI 3.3 Rate of superficial incisional SSI following knee arthroplasty
Numerator The total number of superficial
incisional surgical site infections
in knee arthroplasty procedures in
reporting month
Denominator The number of knee arthroplasty
procedures performed in reporting
month
CI 3.4 Rate of deep incisional/organ space SSI following knee arthroplasty
Numerator The total number of deep/organ
space surgical site infections in knee
arthroplasty procedures in reporting
month
Denominator The number of knee arthroplasty
procedures performed in reporting
month
CI 3.5 Rate of superficial incisional sternal site SSI following coronary artery bypass grafts (CABG)
Numerator The total number of superficial
incisional sternal site SSI in CABG
procedures in reporting month
Denominator The total number of CABG procedures
performed in reporting month
CI 3.6 Rate of deep incisional sternal site/organ space SSI following coronary artery bypass grafts (CABG)
Numerator The total number of deep incisional
sternal site/organ space SSI in CABG
procedures in the reporting month
Denominator The total number of CABG procedures
performed in reporting month.
Surgical Site Infections (SSI)
SECTION 4
PaGe 18 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
4.3 Numerator data
Table 9 provides a guide for the information to assist in the collection of the numerator. This information is not required
to be reported to NSW Department of Health at this stage.
Table 9: Numerator data fields for SSI
Data field Definition / DescriptionFacility/hospital
Patient ID Unique patient identifier
Date of birth Patient date of birth
Procedure Inclusions: all elective arthroplasty procedures - includes total, revision, partial. Sub categories:
primary and revision
Date of procedure Date the operative procedure was performed
Date infection
identified
Date the infection was identified
NNIS (NHSN)
Risk Index
Patient risk index classified as 0, 1, 2, 3, n/a. ‘n/a’ = risk index not available
Point of detection Point of detection.
■ Initial admission
■ Readmission
■ Outpatient or other post discharge
Infection classification The anatomical classification of the type of infection.
■ Superficial
■ Deep/organ space.
Specimen Classification of the specimen:
■ Sterile
■ Non-sterile
■ Not obtained
Organism 1 The pathogenic organism isolated from a specimen (if detected)
Organism 2 The second pathogenic organism isolated from a specimen (if detected)
Organism 3 The third pathogenic organism isolated from a specimen (if detected)
4.3.1 Exclusions
Hip and knee arthroplasty procedures:
■ SSI from emergency procedures eg. hemiarthroplasty of fractured neck of femur
■ SSI detected > 1 year from date of procedure
■ Superficial SSI that are detected more than 30 days after the procedure
Coronary artery bypass grafts (CABG) procedures:
■ Graft donor sites
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 19
4.4 Denominator data
Hip and knee arthroplasty procedures
■ The total number of elective hip and knee
arthroplasty procedures including total, revision
and partial.
■ Bilateral procedures are counted as one operation.
■ All revision procedures, including those for
mechanical and infective reasons, will be counted
in the denominator.
Coronary artery bypass grafts (CABG)
■ The total number of elective CABG
4.4.1 Exclusions
■ Emergency and unplanned hip and knee arthroplasty
procedures
■ Emergency and unplanned CABG
4.5 Definition of terms
4.5.1 Superficial/deep incisional/organ space
■ A superficial SSI is defined as an infection that
involves only the skin and subcutaneous tissue of the
incision.
■ A deep incisional/organ space SSI is defined as
infection involving deep soft tissues e.g. fascial
and muscle layers and/or organs/spaces opened or
manipulated during an operation. A more detailed
definition is provided in Table 10.
Figure 2 Schematic of surgical site infection (SSI) anatomy and appropriate classification (Horan et al. 1992)
Skin {{{{
Subcutaneous tissue
Deep soft tissue (fascia and muscle)
Organ/space
Superficial incisional SSI
Deep incisional SSI
Organ/space SSI
PaGe 20 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
Table 10: Definition for superficial and deep surgical site infections
SUPeRFICIal INCISIONal DeeP INCISIONal/ORGaN SPaCe
Definition must meet the following criteria: Definition must meet the following criteria:
Infection involves only skin and subcutaneous tissue of this
incision
and
occurs within 30 days after the operative procedure
and
exhibits at least one of the following from the superficial
incision:
1. Purulent discharge (not stitch abscess).
2. Organisms isolated from an aseptically collected culture
of fluid or tissue.
Note: A positive wound swab (in contrast to wound
aspirate) without other significant evidence of infection is
not adequate for diagnosis of infection.
3. Displays, at the site of incision, any of the following
signs and symptoms of infection:
■ Pain or tenderness
■ Localised swelling
■ Redness or heat
and
the incision is deliberately explored by the surgeon
resulting in a positive wound culture. Note: A culture-
negative finding does not meet this criterion unless the
patient was on antibiotics immediately prior to diagnosis.
4. Diagnosis or antimicrobial treatment of superficial
incisional infection by the operating surgeon or
registrar.
Infection involves deep soft tissues (e.g. fascial and
muscle layers)
and/or
organs/spaces opened or manipulated during an operation
and
occurs within 30 days after the operative procedure if
implant not present OR within one year if implant in situ
and
exhibits either one or both of the following:
1. Purulent drainage from deep soft tissue or drain that is
placed through a stab wound into the organ/space.
2. Spontaneous dehiscence at the incision site or the
wound is deliberately explored by a surgeon with
the patient showing evidence of one or more of the
following signs or symptoms:
■ Fever > 38ºC, localised pain or tenderness with culture-
positive specimen. A culture-negative finding does not
meet this criterion unless the patient was on antibiotics
immediately prior to the wound being explored and/or
the culture being taken.
■ Organisms isolated from aseptically obtained culture of
fluid or tissue obtained from an organ/space.
■ An abscess or other evidence of infection involving
a deep/organ space is found on direct examination,
during reoperation, or by histopathologic or radiologic
examination.
■ Diagnosis of or antimicrobial treatment of a deep
incisional or organ/space SSI by the operating surgeon
or registrar
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 21
Table 11: Reporting instructions for superficial and deep surgical site infections
SUPeRFICIal INCISIONal DeeP INCISIONal/ORGaN SPaCe
Reporting instructions Reporting instructions
1. Do not report a stitch abscess (minimal inflammation
and discharge confined to the points of suture
penetration) as an infection.
2. If infection involves or extends into fascial and muscle
layers, report as deep/organ space SSI.
1. Classify infection that involves both superficial and deep
incisional sites as deep incisional SSI.
2. The following are examples of specific sites of an organ/
space SSI, relevant to joint replacement and coronary
artery bypass graft surgery:
■ Osteomyelitis
■ Myocarditis or pericarditis
■ Joint or bursa infections
■ Mediastinitis
■ Arterial or venous infection
4.5.2 Specimen classification
Sterile specimen
■ aspirate collected aseptically
■ specimen collected in theatre
■ swab of tissue in theatre
Non-sterile specimen
■ swab of wound
■ expressed or dehisced wound fluid
4.5.3 Point of detection of SSI
Infections may be detected at three possible points and recorded as follows:
1. Detected during admission: During the period that the patient is hospitalised following the procedure and prior to
discharge.
2. Detected on readmission to hospital for treatment of SSI: Readmitted for treatment of SSI within 30 days (superficial
SSI) and within 1 year of procedure (deep/organ space) e.g. antibiotic treatment, surgical site washouts, removal of
prosthesis etc. ICD-10-AM codes may assist data collection of readmissions.
3. Detected while treated as an outpatient or other post-discharge methods and is not admitted to hospital for
treatment (treated entirely as an outpatient): e.g. Outpatient Clinics, GP notification, HITH (hospital in the home),
active post-discharge surveillance e.g. letters, telephone calls etc. However, due to the lack of post-discharge
surveillance uniformity between institutions, these data will not be included in monthly reports.
PaGe 22 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
4.5.4 Risk index calculation
The risk index is recommended by National Hospital Safety
Network (USA, formally the National Nosocomial Infection
Surveillance system (NNIS)) as a method of stratification of
risk for infection for surgical site infections. The higher the
patient’s risk index the higher the risk of SSI. Risk
adjusted rates allows statistical adjustment for differences
across participating hospitals. The risk index consists of
three host related and operation related risk factors and
scores are allocated as indicated (see Table 12).
Risk index score = ASA score + Length of surgery score +
Wound class score
Note:
Primary arthroplasty procedures will have a wound
classification of ‘clean’ and the wound class score will
be 0. If there is a major break in sterile technique during
the surgery the wound classification is ‘contaminated’
and the wound class score will be 1.
Revision arthroplasty procedures for mechanical reasons
will have a wound classification of ‘clean’ and the
wound class score will be 0. If there is a major break
in sterile technique during the surgery the wound
classification is ‘contaminated’ and the wound class
score will be 1.
Revision arthroplasty for infective reasons will have a
wound classification of ‘dirty infected’ and the wound
class score will be 1.
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 23
Table 12: Calculation of risk index score
1. ASA
The ASA physical status classification system refers to the American Society of Anaesthesiology class and is a
numerical quantification of disease severity in patients undergoing general anaesthesia. This classification is a relatively
standardised scoring scheme developed to stratify anaesthesia risk. Studies have demonstrated that ASA class is a
useful indicator of host susceptibility to infection for epidemiological purposes. A score of 0 can be entered when the
ASA score cannot be established.
ASA class Description Risk index score
1 A normal healthy patient 0
2 A patient with mild systemic disease 0
3 A patient with severe systemic disease 1
4 A patient with severe systemic disease that is a constant threat to life 1
5 A moribund patient who is not expected to survive without the operation 1
2. Length of surgery > than expectedThe NNIS duration of surgery data, lists duration cut points for surgical procedures which approximate the 75th
percentile of the duration of surgery (NNIS 2004). Thus if a procedure is longer than the reported duration cut point
then 1 risk point is scored.
Procedure Duration cut point Risk index score
Hip/knee arthroplasty < 2 hours 0
Hip/knee arthroplasty > 2 hours 1
Coronary artery
bypass grafts
< 5 hours 0
Coronary artery
bypass grafts
> 5 hours 1
3. Wound class Surgical Wound classification
Description Risk index score
Clean An infected operative wound in which no inflammation is encountered and
the respiratory, alimentary, genital, or uninfected urinary tract is not entered.
In addition, clean wounds are primarily closed and, if necessary, drained with
closed drainage. Operative incisional wounds that follow non-penetrating
(blunt) trauma should be included in this category if they meet the criteria.
0
Clean-contaminated An operative wound in which the respiratory, alimentary, genital, or
urinary tract are entered under controlled conditions and without unusual
contamination. Specifically, operations involving the biliary tract, appendix,
vagina, and oropharynx are included in this category, provided no evidence of
infection or major breaks in technique is encountered
0
Contaminated Open, fresh, accidental wounds. In addition, operations with major breaks
in sterile technique (eg. Open cardiac massage) or gross spillage from the
gastrointestinal tract, and incisions in which acute, non-purulent inflammation
is encountered are included in this category.
1
Dirty infected Old traumatic wounds with retained devitalized tissue and those that involve
existing clinical infection or perforated viscera. This definition suggests that the
organisms causing postoperative infection were present in the operative field
before the operation
1
PaGe 24 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
4.6 Surveillance methodology
Standardised and consistent methods for the collection,
detection and reporting of SSI data is required to ensure
that the data reported is meaningful to healthcare
workers to identify strategies for infection reduction.
The most reliable method is active, prospective, patient-
based surveillance which is a combination of the
following activities outlined.
4.6.1 Active, prospective, case-finding
Key points:
■ Active processes should be developed to detect SSI
from the time of the surgical procedure and during
the post-operative stay until discharge.
■ A combination of several case-finding methods
should be in place that does not rely entirely on
reviewing laboratory results or passive information
from clinical staff.
■ Microbiology results should be interpreted in
conjunction with the information from clinical
sources.
■ Processes should also be developed to detect patients
who are readmitted to hospital for treatment of deep
SSI up to 1 year after a prosthetic joint procedure.
Case-finding surveillance activities:
■ Regular ward rounds – visit patients following
surgery, liaise with ward and clinical staff
■ Total chart review – medical records, medication
charts for antibiotics, wound management plans,
temp chart etc
■ Sentinel forms – i.e. notification by clinical staff
■ Laboratory reports for eligible patients
■ Pharmacy dispensing records
■ Review of referrals for Microbiologist / Infectious
Diseases Physician consults
■ Examine coding of hospital admissions and
re-admissions to detect unsuspected infections.
4.6.2 Classification of SSI
In order to improve consistency and validity of data
infection control professionals should:
■ Classify SSI strictly according to definition
■ Explain the classification of the SSI to the surgical
team
■ Network with other clinical experts/microbiologists
for difficult classifications
4.6.3 Patient–based surveillance
Key Points:
■ Patient-based surveillance requires identification of
all eligible patients for inclusion in the surveillance
(denominator) and follow-up of SSI outcomes.
■ Eligible patients are all patients undergoing elective
hip and knee arthroplasty procedures (including total,
revision, and partial operations) and CABG.
Eligible patients can be determined in liaison with:
■ Theatre management systems
■ Theatre booking slips
■ Medical records systems and notifications from
theatre staff (smaller hospitals)
■ Theatre coding
4.6.4 Period of follow-up
■ All eligible patients should be actively followed-up
during the initial admission period i.e. from the time
of the procedure until discharge.
■ Due to the insertion of an implant, eligible patients
require follow-up for up to 1 year following the
procedure i.e. readmissions to hospital for treatment.
■ Positive, deep organ space infections recognised >30
days are reported to NSW Department of Health in
the month it is identified.
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 25
4.6.5 Detection of SSI
All hospitals are required to submit data for SSI detected:
■ During the initial admission period following the
procedure (superficial SSI < 30 days)
■ On readmission to hospital for treatment -
If a SSI is detected at a hospital other than that
performing the initial surgery, the original hospital
should be informed and the SSI recorded with
that hospital’s data.
It is not mandatory for hospitals to conduct or report
additional post-discharge surveillance that identifies
SSI that are treated completely outside the hospital
e.g. outpatients. However, NSW Department of Health
encourages local reporting of post-discharge surveillance
activities, but SSI identified from these methods will not
be included in reports e.g. GP notifications, outpatient
clinics etc.
4.6.6 Risk Index
There are many extrinsic and intrinsic risk factors that
increase the likelihood of a surgical patient acquiring an
infection.
It is recommended that hospitals performing hip and
knee arthroplasty and CABG calculate the risk index for
all eligible patients to enable risk analysis/adjustment in
the event of significant changes in infection rates over
time.
Refer to 4.5.4 Risk index calculation.
4.7 Surveillance validation
■ Hospitals should periodically review and validate
their internal processes to ensure they are effectively
collecting the required data, preferably by an
independent audit.
■ Ensure that cases are classified correctly as to deep/
organ versus superficial site.
■ In the event of a rise in infection rates, all SSI events
need to be re-examined to check that they satisfy the
SSI definition.
■ Examine other case finding methods to look for
missed cases (eg. Letters to consultants, recheck of
readmission records, admissions to home intravenous
antibiotic programs, infectious diseases consultation
records).
■ Liaise with expert clinical staff, microbiologists and
clinical governance units.
■ Monitor readmissions, re-operations and admissions
to home intravenous programs to detect cases.
4.8 Calculation of SSI
The rate of surgical site infections for each of the
indicators is expressed per 100 procedures and is
calculated and reported separately, stratified by the
NHSN risk index (0,1,2,3)
SSI = Number of infections x 100
Number of procedures
4.9 Reporting requirements
4.9.1 Instructions for submitting data to NSW Department of Heath
■ Report the total number of SSIs of hip and knee
SSI in arthroplasties and CABG. These include
infections identified up to one month post-op for
superficial infections and up to one year post-op
for deep infections.
■ Enter data into the NSW Department of Health HAI
database within 30 days of the month following the
reporting period eg March data is due by 30th April.
4.10 Reports from NSW Department of Health
■ Reports provided monthly.
Benchmarks
■ VICNISS (Victorian Nosocomial Infection Surveillance
System)
■ HISWA (Healthcare Infection Surveillance Western
Australia)
4.11 ICD-10-AM Codes for Arthroplasty
Arthroplasties of hip and knee included in this
surveillance are total, partial and revision arthroplasties.
PaGe 26 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
Table 13: ICD-10-AM codes for hip arthroplasty (ACHS 2005)
Code DescriptionTotal
4931800 Total arthroplasty of hip, unilateral
4931900 Total arthroplasty of hip, bilateral
4932400 Revision of total arthroplasty of hip
4932700 Revision of total arthroplasty of hip with bone graft to acetabulum
4933000 Revision of total arthroplasty of hip with bone graft to femur
4933300 Revision of total arthroplasty of hip with bone graft to acetabulum and femur
4933900 Revision of total arthroplasty of hip with anatomic specific allograft to acetabulum
4934200 Revision of total arthroplasty of hip with anatomic specific allograft to femur
4934500 Revision of total arthroplasty of hip with anatomic specific allograft to acetabulum and femur
Partial
4931500 Partial arthroplasty of hip
4934600 Revision of partial arthroplasty of hip
Table 14: ICD-10-AM codes for knee arthroplasty (ACHS 2005)
Code Description4951700 Hemiarthroplasty of knee
4951800 Total arthroplasty of knee, unilateral
4951900 Total arthroplasty of knee, bilateral
4952100 Total arthroplasty of knee with bone graft to femur, unilateral
4952101 Total arthroplasty to knee with bone graft to femur, bilateral
4952102 Total arthroplasty to knee with bone graft to tibia, unilateral
4952103 Total arthroplasty to knee with bone graft to tibia, bilateral
4952400 Total arthroplasty of knee with bone graft to femur and tibia, unilateral
4952401 Total arthroplasty of knee with bone graft to femur and tibia, bilateral
4952700 Revision of total arthroplasty of knee
4953000 Revision of total arthroplasty of knee with bone graft to femur
4953001 Revision of total arthroplasty of knee with bone graft to tibia
4953300 Revision of total arthroplasty of knee with bone graft to femur and tibia
4953400 Total replacement arthroplasty of patellofemoral joint of knee
4955400 Revision of total arthroplasty of knee with anatomic specific allograft
Table 15: ICD-10-AM codes for coronary artery bypass grafts
Code Description1.5 – 1.8: Any procedure code(s) from blocks:
[672] Coronary artery bypass – saphenous vein graft
[673] Coronary artery bypass – other vein graft
[674] Coronary artery bypass – LIMA graft
[675] Coronary artery bypass – RIMA graft
[676] Coronary artery bypass – radial artery graft
[677] Coronary artery bypass – epigastric
artery graft
[678] Coronary artery bypass – other artery graft
[679] Coronary artery bypass – other material graft
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 27
Multi-resistant organisms (MRO) in ICU
SECTION 5
5.1 Rationale
This indicator is designed for monitoring acquisition
of MRO in Intensive Care Units (ICU). ICU patients are
often exposed to antibiotics and are at a higher risk of
acquiring MROs. Acquisition of MRO in ICU is a key
measure of the success of ICU MRO control measures.
To make this a more reliable measure, standardised
MRO screening processes are required in ICU. Refer to
Infection Control Policy: Prevention and management of
multi-resistant organisms (MRO) PD2007_084.
ICUs that have a high admitted burden of MRO
patients may experience greater difficulty with MRO
containment. The proportion of ICU admissions in which
MRO colonisation is detected at admission should be
analysed locally.
5.2 Indicator reporting format
CI 4.1 Rate of methicillin-resistant Staphylococcus aureus (MRSA) acquisition in ICU
Numerator The total number of ICU - associated
MRSA acquisitions in reporting month
Denominator The total number of ICU bed days in
reporting month
CI 4.2 Rate of meropenem-resistant Acinetobacter baumannii (MRAB) acquisition in ICU
Numerator The total number of ICU - associated
MRAB acquisitions in reporting month
Denominator The total number of ICU bed days in
reporting month
5.3 Numerator data
■ Acquisition includes new infections and new colonisations
■ Table 16 provides a guide for the information to assist in the collection of the numerator. This information is not
required to be reported to NSW Department of Health.
Table 16: ICU MRO Acquisition Table
Data field Definition/Description ValidationHospital Name of hospital
Intensive care type Adult paediatric Neonatal ICUs are not required to submit this
indicator
If the ICU is a combined Paediatric/Adult facility
then specify ‘Adult’
Patient ID Unique patient identifier
Date of birth Patient date of birth
Date of hospital
admission
Admission date prior to ICU admission Must not be after ICU admission date
Date of ICU admission Date of first ICU admission
PaGe 28 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
5.5 Definition of terms
5.5.1 ICU
ICU includes adult and paediatric ICU
An ICU includes an ICU, CICU, CCU and HDU. Refer
to Intensive Care Coordinating and Monitoring Unit
website at http://intensivecare.hsnet.nsw.gov.au/five/htm/
definitions.php
Only include those NSW healthcare facilities that are
listed at this site http://intensivecare.hsnet.nsw.gov.au/
five/htm/locations.php
5.5.2 ICU bed days
Total number of bed days of all admitted patients
accommodated in ICU during the reporting period.
It is taken from the count of the number of inpatients
in ICU at midnight.
5.5.3 MRSA
Methicillin-resistant Staphylococcus aureus confirmed
by reference method. This includes non-multi-resistant
methicillin resistant strains (eg eMRSA, eMRSA15,
cMRSA) that are starting to appear in Australia.
■ All patients should be screened for MRSA
colonisation on admission to ICU. ICU MRSA
acquisition refers to patients not previously known
to be MRSA colonised and who are negative on
admission screening, who become colonised or
infected >48 hours after ICU admission
■ Patients detected with MRSA up to 48 hours after
ICU discharge are also counted as ICU-associated
acquisitions, regardless of whether the discharge
MRSA screens were negative.
■ Patients readmitted to ICU within 48 hours of ICU
discharge who test MRSA positive on ICU admission
screening are also counted as ICU acquisitions.
■ Patients who previously had MRSA and who have
been formally demonstrated to be ‘clear’ of MRSA
colonisation are counted as new acquisitions if
they become MRSA positive > 48 hours after ICU
admission or within 48 hours of ICU discharge.
Date when acquisition
was detected
Date the first positive specimen was
obtained
Must be > 2 days after date of ICU admission and
within 2 days of ICU discharge.
If patient has been previously colonised with the
MRO, then there must have been a period when
the patient was formally documented as ‘cleared’
prior to the acquisition point.
Organism ■ MRSA
■ MRAB
Lab specimen number Lab number assigned to the positive
specimen
Date of ICU discharge Date of discharge from ICU for the
ICU admission during which
acquisition occurred
For patients who are managed in step down
co-located HDU prior to discharge from ICU, then
take the date of discharge from the HDU.
Was ICU admission
screen for MRSA
attended?
Yes/no (for ICU admission that preceded
MRSA acquisition
Not required for MRAB acquisition.
Report date
5.4 Denominator data
Number of ICU bed days.
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 29
5.6 Surveillance methodology
■ Prompt laboratory notification of new isolates of
MRSA and MRAB to ICPs to enable evaluation and
determination of ICU association status.
5.7 Surveillance validation
■ Compliance with admission, discharge and weekly
screening should be audited regularly.
■ If the MRO acquisition is a SA-BSI then this event is
recorded twice as “MRSA acquisition” AND “SA-BSI”.
■ Individual acquisition events reported once detected.
Separate reports for MRSA and MRAB in the
same patient.
5.8 Calculation of rate of MRO acquisition
MRO rate = Number of MRO acquisitions x 1,000
Number of ICU bed days
5.9 Reporting requirements
5.9.1 Instructions for submitting data to NSW Department of Health
Enter data into the NSW Department of Health HAI
database within 30 days of the month following the
reporting period.
eg March data is due by 30th April.
5.10 Reports from NSW Department of Health
Intensive Care MRO acquisition rates will be reported
against ICU bed-days .
Analysis: ■ Monthly MRSA, MRAB acquisition rate by Intensive care unit, stratified by each Area Health Service
Benchmarks: ■ South Australia ■ HISWA (Healthcare Infection Surveillance Western Australia) 5.11 ICD codes
■ ICD-10 codes: A41.0 Septicaemia due to
Staphylococcus aureus
PaGe 30 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
NSW Health Healthcare-associated infections (HAI)
website http://www.health.nsw.gov.au/quality/hai/
O’Grady, NP, Alexander, M, Dellinger, EP 2002,
‘Guidelines for the prevention of intravascular
catheterrelated infections’, Morbidity and Mortality
Weekly Report, vol. 51, RR10, pp 126.
Mangram, AJ, Horan, TC, Pearson, ML et al 1999,
‘Guideline for the prevention of surgical site infection
1999’, Infection Control and Hospital Epidemiology, vol.
20, no. 4, pp 250–278.
Boyce, JM & Pittet, D 2002, ‘Guideline for hand hygiene
in healthcare settings’, Morbidity and Mortality Weekly
Report, vol. 51, no. RR16, pp. 144.
Department of Health, 2001, ‘Guidelines for preventing
infections associated with the insertion and maintenance
of short term urethral catheters in acute care’, Journal of
Hospital Infection, vol. 47 (Supplement): S39–S46.
Centres for Medicare & Medicaid Services – Surgical
Infection Prevention http://www.medqic.org/sip
VICNISS – Type 2 Surveillance Manual http://www.vicniss.
org.au/HCW/Type2/Manual.aspx
HISWA Healthcare Infection Surveillance Western
Australia http://www.public.health.wa.gov.au/3/277/3/
surveillance.pm
Morton AP, Whitby M, McLaws M et al. The application
of statistical process control charts to the detection and
monitoring of hospital-acquired infections. Journal of
Quality in Clinical Practice 2001;21:112-117.
NSW Health Infection Control Policy: Prevention and
Management of Multi-Resistant Organisms (MRO)
PD2007_084.
AICA-NAB/ Australian Council for Healthcare Quality
and Safety: Multi-resistant organism surveillance
indicators http://www.safetyandquality.org/internet/
safety/publishing.nsf/Content/former-pubs-archive-
hcai-definitions
References
SECTION 6
NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual PaGe 31
Table 17: NSW Health Healthcare associated infections (HAI) clinical indicators
Central-line associated bloodstream infections (CLAB) in ICUCentral Line Associated Bloodstream (CLAB) infections in ICU
CI 1.1
CI 1.2
CI 1.3
CI 1.4
■ Rate of adult ICU-associated centrally-inserted (CI) CLAB infection■ Rate of paediatric ICU-associated centrally-inserted (CI) CLAB infection■ Rate of adult ICU-associated peripherally-inserted (PI) CLAB infection■ Rate of paediatric ICU-associated peripherally-inserted (PI) CLAB infection
Staphylococcus aureus bloodstream infections (SA-BSI) CI 2.1
CI 2.2
CI 2.3
CI 2.4
CI 2.5
CI 2.6
■ Rate of healthcare associated (in-patient) methicillin sensitive Staphylococcus aureus
bloodstream infections.■ Rate of healthcare associated (in-patient) methicillin-resistant Staphylococcus aureus
bloodstream infections.■ Rate of healthcare associated (non in-patient) methicillin sensitive Staphylococcus aureus
bloodstream infections.■ Rate of healthcare associated (non in-patient) methicillin resistant Staphylococcus aureus
bloodstream infections.■ The number of community-associated methicillin-sensitive Staphylococcus aureus (MSSA)
bloodstream infections.■ The number of community-associated methicillin-resistant Staphylococcus aureus (MRSA)
bloodstream infections.
Surgical site infections (SSI) – hip arthroplasty, knee arthroplasty and coronary artery bypass grafts (CABG)CI 3.1
CI 3.2
CI 3.3
CI 3.4
CI 3.5
CI 3.6
■ Rate of superficial incisional SSI following hip arthroplasty■ Rate of deep incisional/organ space SSI following hip arthroplasty■ Rate of superficial incisional SSI following knee arthroplasty■ Rate of deep incisional/organ space SSI following knee arthroplasty■ Rate of superficial incisional sternal site SSI following coronary artery bypass grafts■ Rate of deep incisional sternal site/organ space SSI following coronary artery bypass grafts.
Multi-resistant organisms (MRO) in ICUCI 4.1
CI 4.2
■ Methicillin-resistant Staphylococcus aureus (MRSA) acquisition in ICU■ Meropenem-resistant Acinetobacter baumannii (MRAB) acquisition in ICU
Appendices
SECTION 7
PaGe 32 NSW HealtH Healthcare associated Infection (HaI) Clinical Indicators – Manual
The Quality and Safety Branch wishes to acknowledge
and thank those who provided their expertise and
valuable time in the review of this manual. In particular,
Professor Lyn Gilbert, Dr John Ferguson, members of
the HAI Indicator Manual and HAI Prevention Working
Parties, the HAI Expert Advisory Group and those who
provided feedback during the consultation process.
Acknowledgements
SECTION 8
SHPN: (QSB) 080136