Hanen, Andrew 5 - Judicial Watch€¦ · On the basis of inormation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance "ith applicable

3.

5.

Report Required by the Ethics AOlO FINANCIAL DISCLOSURE REPORT

in Goi·ernment Act of 1978 Rev. 112011 FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§JOI-I I I)

I. Person Reporting (last name, first, middle initial)

Hanen, Andrew S.

2. Court or Organization

United States District Court - Texas

3. Date of Report

05/12/2011

4. Title (Article Ill judges indicate actin or senior status; magistrate judges indicate full- or pan-time)

United States District Judge - Active

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{) Annual

Sb. D Amended Repon

D Final

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address

United States District Courthouse 600 E. Harrison St., #301

Brownsville, Texas 78520

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

"ith applicable laws and regulations.

Revie"ing Officer Dare

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable informatiolL Sign on last page.

I. POSITIONS. (Reporting individual only; supp. 9-13 of filing instructions.)

[{] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I.

2.

4.

II. AGREEMENTS. (Reporting individual only; supp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

Hanen, Andrew 5.

5.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

05112/2011Hanen, Andrew S. Page 2of13

Ill. NON-INVESTMENT IN CO ME. (Reporting indfridual and spouse; SU pp. 17·1.f of filing instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - lfJ·ou were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS - transportation, lodging.food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. State Bar of Texas 7/23/10 San Antonio, Texas CLE Speaker Mileage

2. Southern District Bench Bar 8/18/10- 8/19/10 Corpus Christi, Texas CLE Speaker Hotel, Fuel, Meals Bankruptcy Conference Trust

-3. State Bar of Texas 8/26/ IO 8/27 I I 0 Dallas, Texas CLE Speaker Hotel, Airfare, Fuel, Taxi, Parking, Meals

4. State Bar of Texas 10/22/10 Houston, Texas CLE Speaker Airfare. Taxi, Parking

3.

Page 3of13


Hanen, Andrew S. 05112/2011

V. GIFTS. (Includes thou to spouse and Jepmdent children; supp. 28-31 of filing instrudions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; supp. 32-33 of filing instructions.)

[Z] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.

(3)

Page 4of13

Name or Person Reporting

Hanen, Andrew S.

Date or Report

05/12/201 1

FINANCIAL DISCLOSURE REPORT

VII. INVESTMENTS and TRUSTS - income, 1·alue, transactions (Includes those of spouse and dependent children; Sl!I! pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description or Assets Income during Gross value at end Transactions during reponing period

(including trust assets) reponing period of reponing period

(I) (2) (I) (2) (I) (2) (4) (5)

Place "(X)" a Iler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mrnldd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

I. IRA - Account# I A Interest N T

2. -Treasury Strips

3. -Chase Retirement Money Mkt Reserves

(See Note I)

4. IRA - Account #2 B Dividend K T

5. -Merrill Lynch Money Mkt. Reserves

6. -Aberdeen Developing (See Note 2) Buy 03/12/10 J

7. -Aberdeen Developing Buy 08/09/10 J

8. -Aberdeen Developing Sold 09/28/ 10 J A

(part)

9. -Aberdeen Equity Sold 08/09/ 10 J A

10. -Blackrock Global Buy 09/28/ 10 J

1 1. -Blackrock Int Opp Sold 08/09/ 10 J A

12. -Calamos Convertible Bond Sold 03/12/10 J A

(part)

13. -Calamos Convertible Bond Sold 08/09/ 10 J A

14. -First Eagle Buy 08/09/ 10 J

15. -First Eagle Buy 09/28/ 10 J

16. -Hartford Capital Buy 03/12/10 J

17. -Hartford Capital Sold 09/28/ 10 J A

I. Income Gain Codes: A ::oS 1,000 or less B =S 1.00 I - $2,500 C =S2,50 I - $5,000 D =S5.00I -SI 5,000 E =$15.001 - S50.000

(Sec Columns BI and D-l) F =$50.001 - SI00.000 G =SI00.001 • Sl.000.000 HI =Sl,OOO.OOl -S5.000.000 H2 =More than $5,000.000

2. Value Codes J =$ 15.000 or less K =$15.001 - $50,000 L =$50.00 I - SI 00.000 M =SI00.001 - $250.000

(Sec Columns Cl anJ DJ) N =S250.00 I - $500.000 0 =$500.00 I • S 1,000,000 Pl =Sl.000.001 • S5.000.000 P2 =$5,000.00 I - $25,000.000

PJ =$25.000.001 • $50.000.000 P4 =More than $50.000,000

3. Value Method Code> Q =Arrrji I R =Cost (Real Estate Only) S =As ssmcnt T =Cash Market

(Sec Column C2) U =Book Value V =Other W =btimatcd

A. c.

(2) (4) (5)


Page 5of13

Name of Person Reporting

Hanen, Andrew S.

Date of Report

05112/2011

- income, ··alue, t ransactions (Includes those of spouse and dependent children; SU pp. 34-60 of filing instructions.) VII. INVESTMENTS and TRUSTS


13. D.

Description of Assets Income during Gross value at end Transactions during reponing period

(including trust assets) reponing period of reponing period

(I) (2) (I) (2) (I) (3)

Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. -Ivy Asset Strategic Buy 03/12110 J

19. -Ivy Asset Strategic Sold 09/28/10 J A

(part)

20. -Janus Forty Sold 08/09/10 J A

(part)

21. -Janus Forty Buy 09/28/10 J

22. -Janus Overseas Fund Buy 03/12/10 J

23. -Janus Overseas Fund Buy 08/09/10 J

24. -Janus Overseas Fund Sold 09/28/10 J A

(part)

25. -Jennison Natural (See Note 3) Buy 03/12/10 J

26. -Jennison Natural Sold 09/28/10 J A (part)

27. -John Hancock Global Buy 03/12/10 J

28. -John Hancock Global Buy 08/09/10 J

29. -John Hancock Global Sold 09/28/10 J A (part)

30. -Loomis Sayles Strategic Sold 03/12/10 J A (part)

31. -Loomis Sayles Strategic Buy 09/28/10 J

32. -Lord Abbett Bond Sold 03/12/10 J A

33. -Oakmark Intl. Buy 03/12110 J

34. -Oakmark Intl. Buy 08/09/10 J

I. Income Gain Codes: A =S 1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,00 I - S 15,000 E =S 1 l,00 I • Sl0,000

(See Columns BI and [).l) F=S50.001-SIOO.OOO G =SI00.001. Sl.000.000 HI =S 1,000,00 I - $5,000,000 H2 =More than $5,000,000

2. Va lue Codes J =S 15.000 or less K =$15.001 -$50.000 L =S50,00I -SI00,000 M =SI00,001 -$250,000

(Sec Columns Cl and DJ) N =$250.001 - $500,000 0 =S500.00I -Sl.000.000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 -$25.000,000

PJ =$25,000,001 -$50,000.000 P4 =More lhan $50,000,000

3. Value Mcihod Codes Q =Appraisal R =Cosl (Real E ta1c Only) S =A sscssmcnl T =Cash Markel

(Sec Column C2) U =Book Value V =Other W =Estimated

(2) (2) (5)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 05/12/2011Hanen, Andrew S.Page 6of13

VII. INVESTMENTS and TRUSTS - income, •·alue, transartions (Includes those ofspouu and depmdent children; SU pp. 34-60 of filing instructions.)


A. 8. c. D.


(including trust assets) reponing period ofreponing period

(I) (I) (2) (I) (3) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

35. -Oakmark Intl. Sold

36. -Putnam Diversified Sold

(part)

37. -Putnam Diversified Buy

38. -Putnam Voyager Buy


40. -Putnam Voyager Sold (part)

41. -RS Emerging Mkts Buy

42. -RS Emerging Mkts Sold (part)

43. -RS Partners FD Buy


45. -Templeton Global Bond Buy


47. IRA Account #3 B Dividend M T

48. -Merrill Lynch Money Mkt. Reserves

49. -Aberdeen Developing Buy

SO. -Aberdeen Developing Buy

s 1. -Aberdeen Equity Buy

09/28/10 J A

03/12/10 J A

09/28/10 J

03/12/10 J

08/09/10 J

09/28/10 J A

03/12/10 J

08/09/10 J A

08/09/10 J

09/28/10 J

08/09/10 J

09/28/10 J

03112/10 J

10/08/10 J

03/12/10 J

I. Income Gain Codes: A =Sl,000 or less B =S1.00 I - $2,500 C =$2,50 I -$5,000 D =$5.00 I - S 15,000 E =S 15.00 I • $50.000

(See Columns Bl and [).I) F =$50.00J -SI00.000 G =SI00,001 -Sl,000.000 HI =S 1.000.00 I -$5,000.000 H2 =More than $5,000,000

2. Value Co<lcs J =S 15,000 or less K =Sl5,00I - $50,000 L =$50,00 I -SI 00.000 M =$100.001 - $250,000

(Sec Columns Cl and DJ) N =$250.001 - $500.000 0 =$500.00 I - S 1,000,000 PI =S 1,000,00 I - $5,000,000 P2 =$5,000,001 -$25.000.000

P3 =$25.000,001 - $50.000.000 P4 =More than S 50.000.000

3. Value Method Cod"' Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Ca>h Market

(Sec Column C2) U =Book V alue V =Other W =Estimalcd

B.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 05/12/2011Hanen, Andrew S. Page 7of13

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent clrildren; SU pp. 34·60 of filing instructions.)


A. c. D.



(I) (2) (I) (2) (I)

Place "(X)" af\er each asset Amount Type (e.g., Value Value Type(e.g.,

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

52. -Aberdeen Equity Sold

53. -Blackrock Global Buy

54. -Blackrock Int Opp Buy

55. -Blackrock Int Opp Sold

56. -Calamos Convertible Bond Sold (part)

57. -Calamos Convertible Bond Sold

58. -First Eagle Buy

59. -Hartford Capital Buy

60. -Hartford Capital Sold

61. -Ivy Asset Strategy Buy

62. -Ivy Asset Strategy Sold

(part)

63. -Janus Forty Buy

64. -Janus Overseas Fund Buy

65 . -Janus Overseas Fund Sold

(part)

66. -Jennison Natural Buy

67. -Jennison Natural Sold (part)

68. -John Hancock Global Buy

(2) (3) (4) (5)

Date Value Gain Identity of

mm/dd!yy Code 2 Code t buyer/seller

(J-P) (A-H) (if private

transaction)

10/08/10 J A

10/08/10 J

03/12/10 J

10/08/10 J A

03/12/10 J A

10/08/10 J A

10/08/10 J

03/12/10 J

10/08/10 J A

03/12/10 J

10/08/10 J A

10/08/10 J

03/12/10 J

10/08/10 J A

03112110 J

10/08/10 J A

03112/10 J

I. Income Gain Codes: A =S 1,000 or less B =S 1.00 I - S2,500 C =$2,50 I -$5,000 D=S5.00l -Sl5.000 E =SI 5.001 -$50.000

(See Columns BI and [).I) F =S50.00 I - SI 00,000 G =SI00.001 -Sl.000.000 HI =S 1.000.00 I - $5.000.000 H2 =More than $5.000.000

2. Value Codes J =S 15.000 or less K =$15,001 - S50,000 L =$50.00 I - SI 00.000 M =SI00.001 -$250.000

(Sec Columns Cl and 03) N =S250.00 I - $500.000 0=$500.001 -Sl.000.000 Pl =Sl.000.001 -S5,000,000 P2 =$5,000.001 -$25.000.000

PJ =$25,000,00 I - $50.000,000 P4 =More than $50,000.000

3. Value Method Codes Q =Appraisal R =Cosl (Real E:)t.atc Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimalcd

A. B. c. D.

(4) (5)

Page 8of13


Hanen, Andrew S. 05112/2011

VII. INVESTMENTS and TRUSTS income, 1·atue, 1ransac1ions r1nc1udes 11rose of spouse and dependent ctritdren: see PP· 34-60 offiting- ins1ruc1ions.J


Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(I) (2) (I) (2) (I) (2) (3)

Place "(X)" after each asset Amount Type (e.g., Value Value T ype (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mmldd/yy Code2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)(Q-W)

69. -John Hancock Global Sold (part)

70. -Loomis Sayles Strategic Sold

(part)

71. -Loomis Sayles Strategic Buy

72. -Loomis Sayles Strategic Buy

73. -Lord Abbett Bond Sold

74. -Oakmark Intl. Buy

75. -Oakmark Intl. Sold

76. -Putnam Diversified Sold (part)

77. -Putnam Diversified Buy



80. -Putnam Voyager Sold (part)

81. -RS Emerging Mkts Buy

82. -RS Emerging Mkts Sold



85. -Retirement Account #l D lnt./Div. N T

10/08/10 J A

03/12/10 J A

10/08/10 J

10/12/10 J

03/12/10 J A

03/12/10 J

10/08/10 J A

03/12/10 J A

10/08/10 J

03/12/10 J

10/08/10 J

10/12/10 J A

03/12/10 J

10/08/10 J A

10/08/10 J

10/08/10 J

I. Income Gain Codes: A =S 1,000 or less B =Sl.001 - S2,500 C =$2.50 I -$5.000 D =$5,001 -SI 5,000 E =S 15.00 I - $50.000

(See Columns BI and D-l) F =S50.001- SI00.000 G =$100.001 -Sl.000.000 HI =S 1.000.001 • S5.000.000 H2 =More than $5,000.000

2. Value Codes J =S 15.000 or less K =S15.00I -$50.000 L =$50.001 - SI00.000 M =SI 00.00 I -$250.000

(Sec Columns CI and DJ) N =$250.00 I - $500.000 0 =$500,00 I -S 1.000,000 r1 =Sl.000.001 -$5.000.000 P2 =$5.000,00 I • $25,000.000

PJ =$25,000,001 - $50.000,000 r4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =A::....cs::.mcnt T ='Cash Market

(Sec Column CZ) U =Book Value V =Other W =b1im tcd

c.

(I) (3) (4) (5)

Date of Report Name of Person ReportingFINANCIAL DISCLOSURE REPORT 05/12/2011Hanen, Andrew S. Page 9of13

VII. INVESTMENTS and TRUSTS - income, .. atue, transactions (Includes those of spouse and dependent children; SU pp. J.1-60 of filing instructions.)


A. B. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(I) (2) (I) (2) (2)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

86. -Fidelity Short Tenn Bond Fund

87. -Marshall Bond Fund

88. -Catapiller Bonds

89. -Duke Uni. Bonds

90. -Dartmouth College Bonds

91. -Fidelity Cash Reserves

92. Brokerage Account# I

93. -Houston ISO Municipal Bonds A Interest Redeemed 06/24/10 J A

94. -Pearland ISO Municipal Bonds c Interest L T

95. -Killeen Tex. Municipal Bonds c Interest M T

96. -Katy Tex. ISO Municipal Bonds c Interest L T

97. -Lubbock Tx. Tax & Wtrworks Municipal c Interest M T Bonds

98. -Univ. Tex. Revs. Fin. Municipal Bonds D Interest M T

99. -Georgetown ISO Municipal Bonds c Interest M T

100. -Ft. Worth Tex ISO Municipal Bonds c Interest M T

IOI. -Richardson Texas Municipal Bonds c Interest M T

102. -Allen Texas Rfdg. Municipal Bonds c Interest M T

I. Income Gain Codes: A =S 1,000 or less B =Sl.001 -S2.500 C =$2,50 I -$5,000 D=S5.00 I -S 15,000 E=S15.001-S50.000

(See Columns Bl a nd[).!) F=SS0.001 -SI00.000 G =SI00.001 - Sl.000.000 HI =S 1.000.00 I - S5.000.000 H2 =Mon: than S5.000,000

2. Value Codes J =Sl5.000or less K =S15.00I -$50.000 L 450.001 -SI00.000 M =S l 00.00 I - $250.000

(Sec Columns Cl and DJ) N =S250.00 I - $500.000 0=S500.00I -Sl.000.000 Pl =Sl.000,001 - $5,000,000 P2 =S5.000,00I -$25.000.000

Pl =S25.000,00I -SS0.000.000 P4 =More than $50,000.000

3. Value Method Codes Q=Apprai;al R =C(lst (Rc-al E:-.tatc Only) S ==Assessmen t T =Cash Market

(Sec Column C2) U=Book Value V =Other \V=Estimated

A.

(3)


Page 10of13

Name of Person Reporting

Hanen, Andrew S.

Date of Report

05/12/2011

VII. INVESTMENTS and TRUSTS - income, .. a1ue, transactions <Includes those of spouse and dependent children; see PP· 1-1-60 of filing instructions.)


Description of Assets

B. c. D.

Income during Gross value at end Transactions during reponing period


(I) (2) (I) (2) (I) (2) (4) (5) Gain Identity of Place "(X )" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value

Code I Code I buyer/sellerexempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2

(A-H) (if private (A-H) or int.) (J-P) Code) redemption) (J-P)

transaction)(Q-W)

103. -Plano ISD Municipal Bonds D Interest M T

104. -Burleson Tex ISO Municipal Bonds c Interest M T

105. -Port Neches Grove ISD Municipal Bonds c Interest M T

106. -Smith Barney Tax Free Money Market (See A Interest M T Note 4)

107. Brokerage Acct #2

108. -Canadian Riv. Mun. Municipal Bonds A Interest Redeemed 03/04/10 J A

109. -Brownsville Tex Municipal Bonds c Interest L T

110. -Lower Col. Riv. Auth. Municipal Bonds c Interest Redeemed 05/17/10 J A (part)

111. -Lower Col. Riv. Auth. Municipal Bonds c Interest Redeemed 11/29/10 L A (part)

112. -Lower Col. Riv. Auth. Municipal Bonds c Interest Redeemed 12/23/10 J A

113. -Harris County Municipal Bonds D Interest M T

114. -University ofN. Tex Municipal Bonds B Interest L T

115. -Sharyland ISD Municipal Bonds c Interest M T

116. -Lancaster ISD Municipal Bonds c Interest L T

117. -N. Tex. Twy. Auth. Municipal Bonds A Interest K T Buy 12/08/I 0 K

118. -Houston Tex. Higher Ed Municipal Bonds A Interest K T Buy 12/07/10 K

119. -Merrill Lynch CMA Tax Exempt Money A Interest J T Market

I. Income Gain Codes: A =S 1,000 or less B =Sl.001 -S2,500 C =$2,501 -S5.000 D=SS.OOl -$15,000 E =S 15,00 I -S50,000

(See Columns Bl and 0-1) F =$50.001 -SI00.000 G =SI00.001 -Sl,000,000 HI =Sl.000.001-S5.000,000 H2 =More than S5.000,000

2. Value Codes J =S 15.000 or less K =$15,001 -$50.000 l =S 0.001 - SI 00.000 M =$100.001 -$250.000

(Sec Columns CI and 03) N =$250.001 -$500.000 0 =$500,00 I - S 1.000.000 PI =S 1.000.00 I -$5,000,000 P2 =$5,000.001 -S25,000.000

P3 =S25.000.001 - $50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appr•isal R =Cost (Real Estate Only) S =As ssmcnt T =Cash Market

CScc Column C2) U =Book Value V =Other W =Estimated

c.

(3) (4)


Page 11 of 13 05/1212011Hanen, Andrew S.

VII. INV ES TM EN TS and TRUSTS income, •·atue, transactions onc1udes those of spouse and dependent chitdren; see PP· J4-6o of filing instructions.> -


A. U. D.

Description of Assets Income during Gross value at end Transaction• during reponing period


(I) (2) (I) (2) (I) (2) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

120. Compass Bank A Interest J T

121. Northwestern Mutual EOL Life Ins #117 A Dividend J T

122. Northwestern Mutual EOL Life Ins #714 A Dividend J T

123. Northwestern Mutual Whole Life Ins #642 A Dividend J T

124. Northwestern Mutual Whole Life Ins #817 c Dividend L T

125. Northwestern Mutual Whole Life Ins #811 c Dividend L T

126. Northwestern Mutual EOL Life Ins #840 c Dividend K T -

I. Inco me Gain Codes: A =$1,000 or less B =$1,00 I - $2,500 C =S2,50 I -$5,000 D =$5,00 I -S 15,000 E =$15,00 I -$50.000

(See Columns Bl and [).I) F =$50.001 - $100.000 G =S!00.001 -Sl,000.000 Ht =Sl,OOO,OOl -SS,000,000 H2 =More than $5,000.000

2. Value Codes J =$15,000 or less K =$15.001 -$50,000 L =$50,001 -$100.000 M =$I 00,00 I -$250,000

(Sec Columns Cl and DJ) N =$250.001 -$500,000 0 =$500,001 -$1,000.000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000.000

PJ =$25,000.001 - $50.000.000 P4 =More than $50,000,000

J. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V ==Other W =Estimated

Name of Penon Reporting

Hanen, Andrew S.

Dale of Report

05/12/2011


Page 12of13

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicaupartofreport.)

Notes

1. The Chase Retirement Money Market Reserve account is apparently kept in the form of a CD at Capmark BK Midvale, Utah. The name was lefi the same for

the sake of consistency.

2. The name of Aberdeen Developing fund on Lines 6, 7, 8, 48 and 49 was apparently changed prior to March 31, 2010 to Aberdeen Emerging. The name was lefi the same for the sake of consistency.

3. The name of Jennison Nat. on Lines 25, 26, 65 and 66 apparently became Prudential Jennison in February of2010. The name was lefi the same for the sake of

consistency.

4. The fund listed on line 102 and on last year's form on line 152 "Smith Barney Tax Free Money Market" is now known as Western Asset Municipal Money

Market Fund. The name was lefi the same on this form for the sake of consistency.

Signature _______________________ _

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 13of13 Hanen, Andrew S. 05/12/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of S U.S.C. app. §SOI et. seq., S U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544

Documents

Hanen, Andrew 5 - Judicial Watch€¦ · On the basis of inormation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance "ith applicable