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HANDBOOK 1 SOLID WASTE MANAGEMENT
Solid Waste Stream Composition Analysis
NREB
Natural Resources
and Environment
Board
DANCED
Danish Co-operation
for Environment and
Development
HANDBOOK 1 SOLID WASTE MANAGEMENT
Solid Waste Stream Composition
Analysis
March 2002
Chemsain
Konsultant Sdn. Bhd.
COWI
Consulting Engineers
and Planners
Handbook 1
Solid Waste Management
Solid Waste Stream
Composition Analysis
1st Edition (1st Print)
March 2002
100 copies
© The Author and Danced Copenhagen
Quotation permitted with source credit
Printed by UM Colour Printing Company
Report No. SUD-02-51
i
Table of Contents
FOREWORD iii
1. Introduction 1
2. Background 2
2.1 Defining Solid Waste 2
3. Analysis of Solid Waste Stream Composition 3
4. Scope of Procedure 4
4.1. Sampling Procedures 4
4.1.1 Collection Route 6
4.2.2 Sampling Size 7
4.2 Procedures of Waste Analysis 7
4.2.1 Manpower, Working Area and Equipment
Requirement 8
4.2.2 Waste Analysis Procedure 16
4.3 Verification and Evaluation 20
REFERENCES 20
ii
Abbreviation
DANCED Danish Cooperation for Environment and Development
DANIDA Danish International Development Assistance
ERRA European Recovery and Recycling Association
HDPE High Density Poly Ethylene
PVC Poly Vinyl Chloride
NREB Natural Resources and Environment Board
SUD Sustainable Urban Development Project, Sarawak
UEMS Urban Environmental Management System
iii
FOREWORD
In June 1999, the State Government of Sarawak, in collaboration with
the Danish Cooperation on Environment and Development
(DANCED)1 initiated the Sustainable Urban Development Project in
Kuching. The project is aimed to facilitate the development of a
coherent Urban Environmental Management System (UEMS) for the
city of Kuching.
Solid waste management has been prioritised as one of the two areas
of concern for immediate practical implementation of the UEMS in
Kuching. Analysis of waste stream composition is an essential
component in solid waste planning and monitoring. The information
is essential for assessing possible recycling programmes as well as to
support determination of appropriate waste treatment options. Waste
composition data constitute the background for identifying which
material should be targeted for potential diversion and recovery rate.
To enable comparisons between subsequent analyses and between
analyses in different areas, common procedures and methodologies
are required.
This handbook delineates the principles and methodologies of waste
stream composition analysis for application in Sarawak. The
handbook can also be applicable for other States of Malaysia. The
procedure was developed with consideration of international
practices as well as experiences and lessons learnt from a solid waste
baseline study carried out in Kuching in February 2001. The
procedures proposed are therefore tailored made for the local
situation, taking into considerations optimum resource usage and the
local socio-economic background for conducting manual separation
of waste.
1 DANCED had been absorbed into DANIDA of Ministry of Foreign Affairs since 27
November 2001
iv
I hope this handbook will be useful as a first standard guide for future
analysis of waste stream composition.
CHONG TED TSIUNG
Acting Controller of Environmental Quality
Natural Resources and Environmental Board, Sarawak
1
1. Introduction
This handbook delineates basic principles and procedures for
determining solid waste stream composition. It attempts to provide
a clear guidance on how to sample, analyse and determine waste
composition. It also looks at the management aspects of
composition analysis such as survey preparation and coordination,
steps and procedures in the composition analysis, and requirements
in relation to equipment, workers, and health and safety procedures
when carrying out the exercise.
Waste composition analysis of residential waste, commercial waste
and waste from automobile workshops and garages in Kuching was
conducted by the Sarawak Government/DANCED sponsored
Sustainable Urban Development (SUD) project in February 2001.
The analysis has to be repeated periodically, using the same
methodology, to measure the changes in waste stream composition
over time.
This handbook is divided into the following key sections:
Background - This section is to provide a brief introduction to
solid waste definition and classification in Sarawak.
Analysis of Solid Waste Stream Composition - This section
describes the rationale for carrying out the survey and analysis of
solid waste, and why the analysis of solid waste composition is
important in delineating plans and solid waste management
programmes.
Scope and Procedure of Analysis - This section describes the
scope and procedures involved in the analysis and determination of
solid waste composition.
2
2. Background
2.1 Defining Solid Waste
There is no existing standardised definition of solid waste in
Sarawak. Solid waste is also commonly referred to as refuse or
garbage. Typically, solid waste in urban areas is defined according
to the rationale behind the different relevant legislation.
According to the Local Authority (Cleanliness) By-Laws (1999),
waste can be defined as:
any substance which constitutes a scrap material or an effluent
or other unwanted surplus substance arising from the
application of any processes, including cooking, preparation of
food and drink, construction, demolition , alteration or repair
works;
any substance or article or fitting which requires to be disposed
of as being broken, worn out, contaminated or otherwise
spoiled, including animal carcasses.
This type of definition is clearly related to the public task of
disposing the residual material from the activities in the society.
In other legislation, the term is related to the material giving rise to
a pollution or detrimental effect on the environment. This type of
definition is related to the agencies dealing with environmental
protection.
Typically, solid waste can be divided into the following streams
according to the nature of activities:
a) Residential – single family houses, flats and apartments,
condominiums. Bulky and garden waste generated from
residential sources are included;
3
b) Commercial – trading and servicing activities (including
commercial markets, food premises, hotels, private clinics,
offices etc.);
c) Industrial – large and small-medium sized industrial activities
and establishments;
d) Institutional - hospitals, welfare homes, educational and
recreational facilities;
e) Infrastructural – transportation terminals (airports, ports etc.)
and utilities (power plants, water and sludge treatment plants) ;
f) Construction and demolition activities – Housing,
commercial, industrial, infrastructural development projects
etc.
A detailed overview of solid waste classification can be found in
the Solid Waste Baseline Study: Main Report, March 2002
prepared by the SUD Project in Sarawak.
3. Analysis of Solid Waste Stream Composition
Knowledge on the composition of solid waste is important for
establishing solid waste management plans.
For instance, knowledge about the proportion of recyclable
fractions of waste in the solid waste stream is important for
determining the feasibility of establishing recycling schemes for
these fractions as well as for monitoring the efficiency of already
introduced recycling schemes.
The knowledge is equally important for evaluating the different
treatment options for solid waste, e.g. landfilling and incineration.
The feasibility of incineration will be determined largely by the
combustion value of the waste and the content of materials that
may give rise to detrimental emissions to the air (e.g. PVC) and the
content of materials that may harm the facility during operation.
4
Due to increasing environmental awareness and concerns for
energy and natural resources, analysis of waste composition has
become a more important tool in the planning of waste
management systems internationally.
4. Scope of Procedure
This section outlines procedures and guidelines for analysis and
determination of waste composition from different streams. The
section takes into consideration procedures established
internationally as well as local experiences from the surveys
conducted by the SUD project in February 2001.
4.1. Sampling Procedures
The samples to be collected for analysis need to be representative
of the specific solid stream in question e.g. residential. In order to
select an ideal and representative sample, the following
considerations need to be taken into account:
representative size of sample e.g. number of households
required to be representative for the specific stream
composition of entities representing the streams e.g. terraced
vs. detached houses
social and economic background e.g. different communities or
ethic groups may have different life styles
special events that can affect the results e.g. rain, festive season
etc.
The size of the sample is dependent on the number of sources
involved in a particular waste stream. For example, for residential
areas, the following is recommended by the ERRA (1993):
5
Table 1. Size of sampling based on number of households involved
Number of
households
involved
Minimum number
of households
Minimum
sample weight
(kg)
Less than 1,000 10% or 50* 500
1,000 – 9,999 5% or 100* 1,000
10,000 – 49,999 2.5% or 500* 5,000
More than 50,000 1% or 1250* 12,500 Source: ERRA (1993) “Waste analysis procedures”
The frequency of sampling can also be reduced over the years
when the trend has been built up, and information on the
sensitivity towards sample size has been determined.
The recommended frequency of sampling depends on the
budgetary and operational factors. Taking into consideration the
local conditions, a sampling frequency of six months is
recommended:
Wet season (January- February)2
Dry season (July – August)
In order to generate an annual average figure based on the two
surveys, consolidation of results from the analysis is required.
Consolidation of Several Analysis
Consolidation of results can include the following possibilities:
1. A straight average of the percentage of the individual fractions
in the different surveys
2 must avoid festive season such as Chinese New Year and Hari Raya Aidilfitri
6
2. A weighted average adjusting the percentage of the individual
fractions according to the total weight of waste measured in the
different surveys
3. A weighted average according to the period that each analysis
represents
Information required includes the waste generation rate
(kg/inhabitant/week) and ongoing data from the waste stream
analysis. A detailed description of the above consolidation tests is
given in the multi-material recovery report published by the ERRA
(1996), “Using the results of waste stream analyses”.
4.1.1 Collection Route
In general, waste collection routes are designed based on logistic
effectiveness and, they therefore often contains various types of
activities. For example, a route can include waste collected from
residential, commercial as well as institutional premises. Therefore,
selecting a representative route for the stream of interest is
important for ensuring the quality and reliability of the data.
In general, selection of routes that represent the waste stream of
interest is possible if it is carefully coordinated with the logistic
collection planning team. On the day of sampling and analysis, the
route identified should be designated to collect waste only
originating from a particular waste stream selected e.g. residential.
Important:
1. Sampling should not take place during or 1 day after heavy
rain;
2. The collected waste must not be compacted to ensure easier
segregation of waste fractions; and
3. The waste should be collected early in the morning to ensure
sufficient time for the segregation exercise and to minimise
nuisance effects due to degradation of the waste.
7
4.2.2 Sampling Size
The waste composition analysis must be completed within the
same day of sample collection. Therefore the size of the waste
sample is determined by the following factors:
Representation of waste streams (see guidelines above);
Number of supervisors and workers available to analyse and
segregate the waste; and
Budgetary allocation and operational restriction e.g. number of
bins available for waste fraction weighing etc.
The size of the waste analysis team is recommended to be between
10-15, supervised by 5-7 supervisors with one chief supervisor.
The samples to be handled per worker is recommended to be 200
kg/day. Therefore, a typical total sample weight of 2,000-2,500 kg
is recommended.
4.2 Procedures for Waste Analysis
Waste composition analysis includes segregation of different waste
fractions based on a clearly defined classification, followed by
measuring of the quantities (% weight) of the different fractions
and, finally, compiling the data into waste composition
information.
The identification of waste fractions is not always straight-forward.
In some cases where there will be uncertainty in determining the
fraction to which a certain unit of waste belongs or there will be
uncertainties in distinguishing between waste fractions that are
very similar in nature i.e. “grey zone material”. It is important that
decisions on “grey zone material” are consistent for consequent
surveys. “Grey zone” uncertainties will arise continuously during
the sorting exercise. The decisions of the chief supervisor in each
8
case will have to be properly documented to ensure consistency
when future similar cases arise. Gradually, the documentation will,
therefore, be more and more comprehensive.
The equipment and procedures are further described in the
following sections:
4.2.1 Manpower, Working Area and Equipment
Requirement
Manpower - Supervisors and Workers
All personnel involved in the waste composition analysis
contribute to the accuracy of the results of the analysis. Therefore,
the selection of personnel involved is very important. All personnel
involved must be properly trained and briefed prior to the actual
day of analysis.
The personnel can be divided into the following groups:
Table 2. Roles and skills requirement of supervisors and workers
Level of
personnel
Responsibilities in the
survey
Skills / education
required
Chief
supervisor Oversee overall
exercise
Provide waste
classification training
for supervisors
Decide on uncertainties
in waste identification
i.e. decisions on "grey-
zone" waste types and
record decisions
Record and compile
data obtained
Knowledge about
and experience in
waste
classification
Data recording
and analysis skill
Level in
organisation –
officers or senior
health inspector
level
9
Supervisors
Ensure correct
segregation of waste
according to
classification - check
efficiency of sorting in
the containers for
separated fractions -
immediate correction
of wrong sorting
Clarify uncertainties
in waste identification
for workers
Ensure supply of
refreshments and
equipment required
for the survey
Knowledge about
and experience in
waste
management
Communication
skills with
workers
Level in
organisation –
assistant officers
or health
inspectors
Assigned to
maximum two
workers during the
survey
General
workers
Actual waste
segregation from piles
Weighing and
emptying of bins
Hands on
experience in waste
handling and
segregation
Level – labourers
e.g. scavengers in
the landfill or
collection crews
Collection
truck driver
and
collection
crews
Collection of waste to
be analysed
Coordinate with chief
supervisor on routes
and targeted stream
Report if any special
observations are made
during the collection
Communication
skill with chief
supervisor
Level – drivers or
labourers in waste
collection company
10
Working Area
Due to the nature of the work, an open, flat and dry area is
recommended for carrying out the waste composition analysis. The
area should be kept at a distance from activities sensitive to odour.
A minimum working area of 10m X 10 m is required. The working
area must be accessible by waste collection trucks. This work area
should be divided into the following areas:
Waste unloading area
Area for sorting
Area for weighing and recording
Clean area for break and refreshment
A typical schematic layout of working area is included in Annex 1.
The area should be properly shaded and provision of electricity
supply is also required for the weighing scale. Details of equipment
required are described in the equipment section below.
Figure 1: Typical layout of the sorting area
11
For the case of Kuching, the waste composition analysis was
carried out within an available area adjacent to the existing
dumpsite, which minimised the logistic cost of waste
transportation.
12
Equipment
The following equipment are required for the analysis:
Type of
equipment
Specification Quantity
required per
survey
Purpose of equipment
Undercover sheet HDPE – 20ft x 20 ft, must be
waterproofed and durable
1 To prevent the mingling of
the waste being analysed
with any other material on
the ground (e.g. soil, rocks,
water). The canvas should
be laid for area on unloading
and sorting
Sun Shade For sheltering the sorting area
– HDPE, 20ft x 20ft (typical
shade for outdoor
activities/function)
Recording area – Hawker
styled, umbrella type
2
1
Provide shelter from sun and
rain for the personnel while
the exercise is being
conducted.
Wheel bins HDPE (plastic) 120 L mobile
wheel bins.
12
(2 spare)
For storage and
transportation of the
13
Type of
equipment
Specification Quantity
required per
survey
Purpose of equipment
Must be movable and able to
be emptied by 2 labourers
individual sorted fractions.
Coding of the containers by
obvious signs/illustrations
according to the waste
categories (e.g.
paper/cardboard, metal,
plastic, wood and etc.)
would aid the workers
during the segregation.
RoRo /bulk
containers
Steel bulk bins – 10 m3
1 For receiving waste after
weighing for final disposal
Racks & Shovels Typical fork racks and large
shovels. Must be durable and
of reasonable quality
5-10 sets Separation of waste piles
and scooping of waste into
wheel bins
Rubber boots,
overalls and
gloves
Industrial standard rubber
boots, light weight overalls
and industrial quality rubber
gloves
30 sets Protection of safety and
health of personnel involved
in direct waste handling
14
Type of
equipment
Specification Quantity
required per
survey
Purpose of equipment
Face mask Light weight dust mask with
activated carbon filter
50 To reduce discomfort in
waste handling and general
health protection
Pocket knives Stainless steel and durable
10-15 For opening of the plastic
bags etc.
Weighing scale Maximum weight of 150 kg.
Accuracy up to 0.1 kg
preferred. Must be portable
and durable
Battery operated preferable. If
power supply is required,
extension cords of required
length should be available for
the weighing scale.
1 For weighing of sorted
waste fractions.
Table and chair No specific requirement
1 set For use during recording of
data
15
Data recording
sheet
See Annex 2 for example 1 set with some
extra copies
For recording of weighing
data for each fractions.
Pencils, eraser and a
calculator will be needed.
Camera (optional) No specific requirement
(digital preferable for easy
documentation)
1 For documentation of survey
and any observations
16
4.2.2 Waste Analysis Procedure
The following section describes the procedures recommended:
Preliminary Preparation
1. Site and equipment preparation
– Sun shades should be set up the night prior to the survey. The
canvas sheet should be properly laid before unloading of waste.
The unloading area should only be covered by the sun shades
after unloading of waste
– Bulk bin for final disposal and wheeled bins should be in place
prior to the survey
2. On site briefing
- All personnel should report for duty prior to unloading of
waste. A site briefing and confirmation of task distribution
should take place. An onsite waste classification “reference
guide” with coding/labelling is beneficial for the supervisors
and workers. Example of materials belonging to each waste
fraction can be placed adjacent to the individual wheel bins
allocated for that particular waste fraction.
- All wheel bins must be weighed and labelled with
identification
Unloading Waste
3. Weighing bridge
– The collection trucks should register the total waste collected at
a weight bridge prior to arrival and unloading
17
4. Unloading area
- The waste to be analysed should be unloaded onto the canvas
slowly
Figure 2: Unloading of waste on canvas sheet
Waste Sorting
5. The workers can be divided into groups of 2 persons each, and
the total waste piles can be sub-divided into individual piles of
~350-400 kg/group. The workers of each group are responsible
for sorting their own pile, placing respective fractions into the
correct wheel bins and emptying the wheel bins when
necessary.
6. Waste especially from residential area is commonly placed in
plastic bags before being disposed into a bin. Therefore, there
is a need to open these bags with the pocket knife provided to
ensure accurate identification of the waste. All mixed waste
must be segregated as much as possible. Based on the
18
experience of SUD surveys, it was found that leaving out
separation of waste from bags might give rise to unrealistic
results and, therefore, defeating the purpose of the whole
exercise.
7. The supervisors continuously ensure that the wastes dumped
into the bins is correctly reported.
Figure 3: Opening of plastic bags is essential for accurate results
Weighing and Recording
8. The wheel bins filled up are loaded on the weighing scale and
the weight of each fraction recorded accordingly in the
columns of the recording sheets. Note that the tare weight of
the bins itself must be taken into account for.
9. The recorded weight is added up for each waste fraction at the
end of the survey.
19
Figure 4: Weighing and recording of waste fractions
Clearing of Bins
10. After recording, all bins must be emptied immediately to the
bulk bins provided nearby. The bins must be handled by at
least 2 workers for safety and health reason.
Figure 5: Final disposal of waste fractions
20
4.3 Verification and Evaluation
It is important that the waste stream analysis results from the
survey are representative and can be used to extrapolate for the
overall interested waste stream or area. Variation and trend in
waste composition due to seasonal, economic and ethnic factors
can be recognised by increasing the coverage and number of
analyses.
Waste analysis results will always involve a certain degree of
uncertainty. The results should be compared to previous surveys
for verification. However, if similar results are not available for
verification to any significant extent, the results obtained can be
compared to typical waste composition results generated by other
institutions for developing countries as an initial check.
For example, the first result obtained from the SUD survey
indicated that approximately 80% of the residential waste qas
organic for the samples taken. If this is compared to the typical
organic composition (50%) of waste generated from medium
income developing countries such as Malaysia, a deviation of 30%
simply indicates that the results obtained were very unlikely to be
representative and should be leave out for further analysis.
REFERENCES
Sarawak Government (1999), “The Local Authorities (Cleanliness)
By-Laws 1999”.
Using the results of waste stream analyses (1996), Multi-material
recovery report, European Recovery & Recycling Association
(ERRA), Belgium.
Waste analysis procedure (1993), Multi-material recovery
reference, European Recovery & Recycling Association, Belgium.
21
Annex 1 - Schematic Presentation of Working Area Layout for
Waste Composition Analysis
22
Annex 2 - Waste classification for residential and commercial
waste
Residential
Category Total Weight (Kg) % Weight
Paper
Cardboard
Food waste
Garden waste
Wood waste
Scrap metal
Plastic bags
Plastic bottles
Glass
Other combustible waste1
Non combustible waste2
Hazardous waste3
Total
1 – (Parts of furniture, textiles, tissues, diapers, hygienic towels and other waste can
burn)
2 – (Stone, soil, concrete, bricks and other waste that cannot burn). Mixed waste (e.g.
steel pipe mixed with concrete), always goes with the heavier component 3 – (Paint, batteries, oil and oily substances, chemicals, spray cans, other hazardous
waste packaging, medical waste)
23
Commercial
Category Total Weight (Kg) % Weight
Paper
Cardboard
Food waste
Garden waste
Wood waste
Scrap metal
Plastic waste
Glass
Tires
Other combustible waste1
Non combustible Waste2
Hazardous waste3
Total
1 – (Parts of furniture, textiles, tissues, diapers, hygienic towels and other waste can
burn)
2 – (Stone, soil, concrete, bricks and other wastes that cannot burn). Mixed waste (e.g.
steel pipe mixed with concrete) always goes with the heavier component
3 – (Paint, batteries, oil and oily substances, chemicals, spray cans, other hazardous
waste packaging, medical waste)