Hamptons Financial Management Ltd, Beech House, Pinewood Business Park, Coleshill Road, Marston Green, Solihull, West Midlands. B37 7HG. United Kingdom. Registered in England No. 1575108. Tel: +44(0) 121 788 4588 or +44(0) 121 788 3444 Fax: +44(0) 121 788 3555 Email: enquiries@hfm-uk.com Hamptons Financial Management Ltd is part of The Hammond Group of Companies, Hamptons Financial Management Ltd is an Appointed Representative of Tavistock Financial Ltd which is Authorised & Regulated by the Financial Conduct Authority. FCA No 563682

www.hfm-uk.com!

About us

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Contents - sections

1. Welcome 2. Depth 3. We believe 4. How we work 5. Communications 6. How we are paid 7. Attention to detail 8. Proud 9. Convenience 10. Cup of coffee

Welcome

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1. Welcome

We are a long established and respected firm of Independent Financial Planners, offering high quality and personal financial advice to individuals, businesses, trustees and charities. We specialise in investments, retirement planning and wealth management. Hamptons Financial Management is part of The Hammond Group of companies and has provided financial advice since 1984. Hamptons Financial Management is an Appointed Representative of Tavistock Financial Ltd, which is authorised and regulated by the Financial Conduct Authority.

Depth

Providing financial independence for over 30 years brings considerable experience in financial planning and investing, which in turn provides confidence to clients. In addition Hamptons Financial Management Ltd is an Appointed Representative of Tavistock Financial Ltd which is authorised & regulated by the Financial Conduct Authority. Tavistock Financial Limited is part of Tavistock Investments PLC which has over £4Billion of assets under influence and over 250 Financial Advisers*.

2. Depth

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We believe…….

Hamptons Financial Management offers independent advice to all its clients, ensuring we provide the most suitable advice and solutions from the whole marketplace. Independent Advice: Definition An adviser who wants to use the term 'independent' must: • Be able to consider and recommend products from the 'whole of the market', not just from a few select product providers • Provide unbiased and unrestricted advice, after fully researching and analysing the relevant market, and offering evidence to back up their recommendations • Inform clients at the outset that they are able to provide independent advice Restricted Advice: Definition • Where an adviser offers advice on products from a selected number of providers, or only considers certain types of investment products or services, then they don't look at the 'whole of market' and are therefore described as 'restricted' instead of independent. Advisers should point this out to a potential client at the first meeting and explain the reasons why the advice we offer is restricted.

3. We believe in independence

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How we work

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1)   Establish and defining the client and personal financial relationship 2) Gathering client data and determining goals and expectations 3) Analysing and evaluating the client’s financial status 4) Developing and presenting the financial plan 5) Implementing the financial recommendations 6) Monitoring the financial plan and the recommendations

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4. How we work

Communicators

We are proactive not reactive. As part of our service we provide clients with regular newsletters and updates. Online access is available for valuations with many providers allowing access to information 24/7. In addition Colin Hart is a respected financial planner in the financial services sector and was recently asked by the Financial Times to speak on retirement planning (2016), together with Angela Rayner MP, Shadow Pensions Minister and Jeff Prestridge Chief Editor from the Finance Section of the Daily Mail.

5. Communicators

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How we are paid

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We work on the basis of clear transparent fees. As we offer a bespoke service, we will confirm the exact service we will provide and the cost of our advice, for your particular needs, in advance and before any chargeable work commences. As regulated Independent Financial Planners, we have offered and charged fees for over 20 years and embraced fee based advice long before regulatory compulsion from the end of 2012 (31st December).

6. How we are paid

Attention to detail

With attention to detail, we provide clients with vision and clarity of finances and financial planning for the future, for clients lifestyles and their families and generations. Typically our clients are affluent professionals and company executives who have little time to manage their affairs effectively and who are looking to enhance and protect this wealth and maintain their lifestyle.

7. Attention to detail

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Award winning & proud

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We are proud of the work we do and the difference we make. We are highly rated and from feedback from an independent source on our client reviews have appeared in The Times, Telegraph and National Press on a regular basis. We have an important role and great empathy with our clients wishes and desires. In May 2016 Colin Hart won Financial Times (Adviser), SIPP Pension Adviser of The Year, photo above being presented by the former Pensions Minister Steve Webb. In April 2016, Colin was also listed in The Sunday Times as one of the top 250 IFA’s in the UK based upon Vouchedfor.

8. Award winning & proud

Independent source : Vouchedfor.com, 2013, 2014, 2015 and 2016

Convenient

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9. Convenient & in a stress-free location in Solihull

With ample free parking right adjacent to our offices, it provides the ideal location to meet with your adviser. Beech House is highly accessible and just five minutes from Birmingham International Airport, the NEC and Birmingham International Train Station and within minutes of the M6, M42 and M6 Toll Road network.

Central London We also have office meeting facilities in Central London, located at the prestigious Pall Mall, in the heart of St. James, SW1 and also at New Broad Street, EC2M just a few minutes away from Liverpool Street British Rail and Underground and easily accessible from Bank and Moorgate Underground Stations.

A cup of coffee & a chat

10. A cup of coffee & a chat

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You are welcome to come to our offices for a coffee and talk things through. We'll talk over your existing provisions and plans and what you would like to achieve. We will, in turn, review these and enlighten you, importantly in plain English. Naturally there is no cost to yourself for the initial meeting and you are under no obligation. At the initial meeting we can also give you a good indication of the costs of taking matters further. We like transparency and so do our clients and so, naturally, fees are always confirmed in writing and agreed in advance before any chargeable work commences. Either way, the coffee is on us and yes …… tea if you prefer.

What next.!

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What next?

Just call us during office hours on : +44 (0) 121 788 4588 or +44 (0) 121 788 3444 option 2 Or email us at : admin@hfm-uk.com We’re here to help. Please visit our website : www.hfm-uk.com Please note you will not find us on Facebook or Twitter, we are not anti social networking, we simply respect our clients privacy.

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10. What next?