Halil S Ozerden Financial Disclosure Report for 2010

8/3/2019 Halil S Ozerden Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR C A LEN D A R Y EA R 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101 -III)

1. Person Repor ting ( las t name, f ir s t , middle init ial)Ozerd en , Hal i l S .

4. Title (Article Il l judges indicate active or senior status;magis t ra te judges indicate fu l l - or par t - t ime)

U ni t ed S t a t e s D i s t r i c t Judge - Ac t i ve

2. Court or OrganizationU.S. Dis trict Court , Southern Dis t . of Miss iss ippi

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual5b. [] Amended Report

] Final

7 . Ch a m be r s o r O f f i c e A d d r e s s2012 15th St reet , Sui te 714G ul f po r t , M S 395 01

3. D a t e o f R e p o r t04/26/2011

6. Report ing Pe riod01/01/2010

to12/31/2010

8. On the basis o f the in fo rma tion con ta ined in this Report and anymodif ica t ions pe rta in ing the re to , i t is , in my o p in ion , in compliancewith appl icable l aws and regula t ions .

Reviewing Off icer Date

IMPORTANT NOTE S: The instruct ions accom panying this form m ust be fol lowed. Com plete al l parts,checking the NONE box for each part where you have n o reportable informatior~ Sign on last page.

I . P O S I T I O N S . ( ~ e p o . i n g individual only; seepp. 9-I3 offiIing instructions.)~]. NONE (No reportable positions.)

P O S I T I O N

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I. A G R E E M E N T S . meporting i n d i v id u a l only; see p p . 1 4 - 1 6 offiling instructions.)~] N O N E (No reportable agreements.)

D A T E P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in gOzerden, H ali l S.

I l L N O N - I N V E S T M E N T I N C O M E . ~ R e p o r t i n g in d i v i d u a l a n d s p o u s e ; sc e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investment Incom e~ NONE non- investment income. )V o reportable

DATE SOURCE AND TYPE

2.

3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)DAT E S OU RCE AND T YPE

1.

2.

3.

4.

D a t e o f R e p o r t04/26/2011

INCOME(yours, not spouses)

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.

3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e of Person Repor tingO z e r d e n , H a l i l S .

Date o f Report04/26/2011

V . G I F T S . a n c l n d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)~ N O N E ( N o reportable gifts .)

SOURCE DESCRIPTION1. C y F a n e c a Pro fes s io n a l Co ur tes ies /Leg al Serv ices2.3.4.5.

V A L U E$3,000.00

V I . L I A B I L I T I E S . a n c l n d e s those of spouse and depen dent chi ldren; seepp. 32-33 of f i l ing ins t ruc tion~)D (No repo rtable liabilities.)O N E

C R E DIT O R DE SC R IP T IO N V A L U E C O D E1. U S A A F e d e r a l S a v i n g s B a n k Cred i t card u sed fo r veh ic le p u rchase K2. B a n co rp S o uth L in e o f C re d it #1 J3. BancorpS outh Lin e o f Cred i t #2 K

4. M BN A M as te rca rd C r e d i t C a r d J5.


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N a m e o f P e r so n R e p o r t i n gOzerden, Hali l S .


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE (N o reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Income dur ingrep orting p eriod o frep 0rting p eriod:

(!) ........... (2) (1) (2): (1 ) (2) (3) (4) 1 5)P ace " (X)" after each asset A m o u n t T y p e ( e . g . ~ Value Va ue ..... ~ y o e { . e . g . ,: D a t e Value G a i n Identity ofexempt from prior disc losure C ode I d i v : , r e n t , C o d e 2 M ethrd buy. sell. i n m / d o V y y C od e 2 C od e I b u y e r / s e l l e r( A - H ) m : i n t .) ( J - P ) C o d e 3 redemption) O - P ) ( A - H ) ( i f p r i v a t e( Q , W ) t r a n s a c t i o n )

1. B a n c o r p S o u t h B a n k , b a n k a c c o u n t s A Interest J T2. N avy Fede ra l Cred i t Union , bank account s A Interest J T3. U.S. Sav in g s Bo n d A Interest J T4. M is s i s s ipp i Af fordab le Col l ege S avings A Dividend J TTr us t5. I RA # 1 (S t i f fe l N i co l a us ) A Dividend K T6. - -S t if fe l N ico laus M oney M arke t A Dividend J T7. - - C a p i ta l W o r l d G r o w t h & I n c o m e M u t u a l A Dividend J TF u n d8. - -Growth Fund of Amer ica M utua l Fund A Dividend So ld 10/27/10 J9. - - H a n c o c k H o l d i n g C o m m o n S t o c k A Dividend So ld 10/26/10 J1 0 . - - S o u th e r n C o . C o m m o n S t o c k A Dividend J T1 1 . - - A m e r i c a n B a l a n c e d M u t u a l F u n d A Dividend J T1 2 . - - Munde r Mi dCa p Core Growt h Mut Fund A Dividend J T1 3 . - - Ne w Pe r spe ct i ve Mut ua l Fund A Dividend J T1 4 . - - A m C a p Mut . Fund , I nc . (C l a ss B ) A Dividend So ld 10/27/10 J1 5 . - - John Hancock L arge Cap M ut .Fund A Dividend So ld 10/27/10 J

1 6 . - - D W S V a l u e S e r ie s / L a rg e C a p M u t . F u n d A Div id en d S o ld 10/27/10 J1 7 . - - A m Ca p Mut . Fund , I nc . (C l a ss C ) A Dividend S o ld 10/27 /I0 J

(Se e Co lumn s Bl a n d D4) F =$50~00i ~ ~io0,000 ~$]00~00i ~$ii00010002 . Value C odes J =$15,000 or less K=$15 001 ~ $50~000

( S e e C o l u n m s C I a n d D 3 ) N = $250,00i - $500,000 O =$500,001 - $1,000~000P3 =$25,000,001, $50,000,000 R =C o s t ( R eal Es t a te O nly ). Value Method C odes Q = Ap p r a i sa l

(Se e C o lun m C 2) U = Bo o k V a lue V = O t h e r

C =$2,501 - $5,000 D =$5,001 - $15,000HI =$1,000,00i-$5,0001000 H2 --More than $5,000,000L=$50,001 - $1001000 M =$100,001 - $250,000Pl =$!~000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P4 =More than $50!000;000S =A s s es s ment T = C a s h M a r k e tW =Es t imated

E =$I 5,001 - $50,000


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 5 of 7 Io a m e o f P e r s o n R e p o r t in gzerden, Hali l S. D a t e o f R e p o r t04/26/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE income, or transactions.)N o reportable assets,

A. B. C. D.

( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) (5 )Place "(X)" atter each asset A m o u n t Type (e.g. , V a lue V alue Type (e.g. , D a t e V a lue Gain Identity of

exempt f rom pr ior d isc losure Code 1 div., rent, C o d e 2 Method buy, se l l , m m / d d /y y C o d e 2 Code 1 ....... buyer/se l le r(A-H) or int.) ( J - P ) C o d e 3 redempt ion) (J-P) (A:H) ....... ( i fp r i~a te( Q - W ) transaction)

1 8 . --DWS G old/Metals Fund

1 9 . --John Hancock Classic Value Fund C1 A

20. --John Hancock Classic Value Fund C1 B

2 1. - -A m er ic an F u n d s New E c on om y F u n d

2 2. - -A m er ic an F u n ds N ew W o r ld F u n d

23. --American Funds Sm allCap World Fund

24. --Northern Lights/Arrow DW A BalancedFund25 . Wh itney Bank, bank accounts

A Dividend J T Bu y 10/27/10

A Dividend J T Bu y 10/27/10

A Dividend J T Buy 10/27/10

A D i v i d e n d J T Bu y 10/27/10A Dividend J T Buy 10/27/10

A Dividend J T Bu y 10/27/10A Dividend J T Bu y 10/27/10

A I n t e r e s t J T

J

J

J

J

J

J

J

( S ee C olumns B I and D 4) F = $50,001 - $100,000 G = $100,001 - $1,000,0002. V alue C o d es J = $15,000 or less K =$15,001 - $50;000

(Se e Co lun ms C I a n d D3 ) N =$250,001 - $500,000 O =$500;001 - $1,000,000P 3 = $ 25, 000,001 - $ 50, 000,0003. Value Method C odes Q = Ap p r a i sa l R =C os t ( R eal Es t a t e O nly )

( S e e C o l u m n C 2 ) U =B ook Value V - O t h e r

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,00 t - $50,000H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000L =$50,001 - $ I00,000 M =$I00,001 2 $250.000P I =$ 1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 P 2 =$ 5, 00 0, 00 1 = $ 25 ,0 00 ,0 00P4 =More than $50,000,000S =A s s es s ment Y =C as h Mar k etW =Es t imated


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N a m e o f P e r so n R e p o r t i n gOzerden, Halil S.


V I I I . ~ A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndlcate part of report.)


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N a m e o f P e r so n R e p o r t in gOzerden, Halil S.

D ate of Repor t04/26/2011

I X . C E R T I F I C A T I O N .I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/H alil S. Ozerden

N O T E : A N Y I N D I V I D UA L W H O K N O Y V I N G L Y A N D W I L FU L L Y F A L S IF IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Halil S Ozerden Financial Disclosure Report for 2010