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8/3/2019 H J Wilkinson III Financial Disclosure Report for 2010
1/10
,40 I0Rev. 1/2011
FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010
Report Required by the Ethicsin Government Act of 1978(5 U.S.C . app. ,~,~ 101-II1)
I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l )Wilkinson, I I I , James tt .
4. Title (Article III j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)U S Ci rc u i t Cou r t Ju d g e
7 . C h a m b e r s o r O f f ic e A d d r e s s25 5 W. Main Street Room 230Charlo ttesv ille, VA 2290 2
2 . C o u r t o r O r g a n i z a t io n4th US Circu i t Court of Appeals
3 . D a t e o f R e p o r t05/06/201 I
5a. Report Type (cheek appropriate type)] N o m i n a t io n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e in f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n y
m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ewith applicable laws a n d r e g u l a ti o n s .
R e v i e w i n g O f f i c e r D a t e
6 . R e p o r t i n g P e r i o d01/01/2010
to12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NONE box for each part where you have no reportable informatiot~ Sign on last pag~
1 . P O S I T I O N S . * R e p o . i n ~ : i n d i v i d u a l only; see p p . 9 - I 3 of fillng instructions.)[~] N O N E (No reportable positions.)
POSITION
2.
3.
4.5.
NAME OF ORGANIZATION/ENTITY
I I . A G R E E M E N T S . t R e p o r ~ . g individual only; see pp. 14-16 of filing instructions.)[~] N O N E (No reportable agreements.)
I. to date
D A T E PARTIES AND TERMSI will receive no salary f rom my for mer emp loyer , the Universi ty of Virg inia Law School. There w ill be no continuingpart icipation (contd Part V Ill)
8/3/2019 H J Wilkinson III Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 2 of 10
N a m e o f P e r s o n R e p o r t in gWilkins on, I I I , J ames H.
Date of Report05/06/201 I
I I I . N O N - I N V E S T M E N T I N C O M E . m ep o .i . g individual and spouse; s e e p p . 1 7 - 2 4 of fillng ins tructions0A. Filers Non- Inves tmen t Income
~] (No reportable income.)ONE non- inves tmen tD A T E SOURCE AND TYPE
2.
3.
4.
INCOME( y o u r s , n o t s p o u s e s )
B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f you were m arried during any port ion of the report ing year, complete this sect ion(Dollar amount not required e_~cept for honoraria.)
N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE
1 .2.3.4.
I V . R E I M B U R S E M E N T S --transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of fi l ing instructions.)
D (No repor tab le re imbursem en ts .)ONESOURCE DATES LOCATION
I. The Fed eralist Society November 17-18 , W a s h in g t o n , D C2010
3.4.5.
PanelPURPOSE ITEMS PAID OR PROVIDED
Lodging/Dinner
8/3/2019 H J Wilkinson III Financial Disclosure Report for 2010
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N a m e o f P e r s o n R e p o r t in gF I N A N C I A L p a g e 3 o f 1 0 D I S C L O S U R E R E P O R T W i lk i n s o n , ll I , J a m e s H .
V . G I F T S . a n c l u d ~ , h o s e , o s p o u s e ~ n d dependen t children; see p l x 2 8 - 3 1 of fillng instructlonsON O N E (No reportable gifts.)
SOURCE DESCRIPTIONI.
2.
3.
4.
5.
D a t e o f R e p o r t05/06 /201 I
VALUE
V I . L I A B I L I T I E S . a n e l u d e s t h o s e o y s p o . ~ e u.d dependent children; see pp. 32-33 of fillng instruction.g)N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION1.2.
3.
4.5.
VALUE CODE
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FINANCIAL DISCLOSURE REPORTPage 4 of 10
Name of Person ReportingW ilkins on, I I I , J ames H.
D a t e o f R e p o r t05/06/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v a t u e , , r a . s a c , i o , ~ a.cl.des those o/spouse and depe~de~! children; see pp. 3 4 - 6 0 of filing instruction~.)D NONE income, assets, transactions.)N o reportable orA. B. C. D.
Description of Assets Income du ring G ross valu e at end Transactions during reporting period(including trust asset~) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
(I) (2) (1) (2) (I) (2) (3) (4) (5 )P l a c e " (X)" a f t e r e a c h a s s e t A m o u n t T y p e ( e .g . , Valu e Valu e T y p e ( e. g . , D a t e Value Gain I d e n t i t y o f
exempt from prior disclosure I Code I d i v . , r e n t , Code 2 M e th o d buy, sell, m r r d d d ! y y Code 2 Code I buyer!sellerI (A-It ) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )
I. Trust #I2. Albemar le Corp Common Stock A Dividend L T3. Alt ria Group Inc Common Stock A Dividend Sold 09/07 /1 0 J D4. Philip Morris Intl Common Stock A Dividend Sold 09/07/10 K E5. AT&T Common Stock D Dividend M T6. Deere & Co Common Stock C Dividend N T Sold 09/07/10 L F(part)7. Dupont E I De Nemours & Co Common C Dividend M TStock8. Duke Energy Corp Common Stock C Dividend L T9. General E lec t r i c Co Common Stock C Dividend M T1 0 . Hewlett Packard Common Stock B Dividend M T1 1 . Johnson & Johnson Common Stock B Dividend K T1 2 . Kraft Common Stock A Dividend J T1 3 . Li ly E ly & Co Common Stock C Dividend K T1 4 . Media G eneral Inc . Common Stock N one Sold 09/07/1 0 J C1 5 . Proctor & Gam ble Co Common Stock D Dividend N T Sold 09/07 /1 0 K E(part)1 6 . P ro v iden c e & Wo rc es t e r R R Co mmo n S to c k A Dividend L T1 7 . Royal Dutch Pet ro leum Shel l Co Common D Dividend M TStock
I. Income Gain Codes: A =$1 .000 or less B =$1 ,001 - $2.500 C =$2.501 - $5.000 D $5.001 - $15.000(Sc Columns BI and D4) F =$50.001 - $100.000 G =$100.001 - $1.000.000 III =$1.000.001 - $5.000.000 1 1 2 = M o r e th a n $ 5 . 0 0 0 . 0 < ) 0
2. Value Codes J =$15 .0~O or less K =$15 .001 - $50.000 L =$50.001 - $100.000 M =$1 00.001 . $250.000(See Columns CI and D3) N =$ 250.001 - $500.000 O = $ 5 0 0 . 0 0 1 - $ 1 . 1 3 0 0 . 0 0 0 PI =$1.000.001 - $5 .000.000 P2 -$5.000.001 - $25.0~0.000
P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.0003. Value Method Codes Q =Appraisal R =:Cost (Real Estate Only} S -Assessment "[ --Cash Market1See Column C2) U =Book Value V O t h er W E st imated
E =$ 1 5 . 0 0 1 - $ 5 0 . 0 0 0
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FINANCIAL DISCLOSURE REPOR TPage 5 of 10
Name of Person ReportingWilkinson, III , James t l .
Date of R e p o r t05/06/2011
N O N E (No reportable income, assets, or transactions.)Description of Assets Income during
(including trust assets) r e p o r t in g p e r i o d! O) (2)Place "00" after each asset i A m o u n t T y p e ( e . g .,
exempt from prior disclosure , Code I d i v . , r e n t ,i I (A - H } o r i n t . )
Gross value at endo f r e p o r t i n g p e r i o d(I) (2)Value Value
Code 2 M e th o d( J - P ) Code 3
( Q -W )
(i )T y p e ( e .g . ,
buy, sell,r e d e m p t i o n )
Transactions during reporting period(2) (3) (4) (5 )
D a ~ e Value Gain I d e n t i t y o fmm/dd /yy Code 2 Code I buyerlseller
( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )
1 8 . Merck & Co Comon Stock C Dividend L T1 9 . Spec t r a En e rgy C o rp C o mmo n S to ck 1 3 Dividend L T
20 . SunTrust Bank lnc Common Stock A Dividend K T21 .
22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .32 .
33.
Pf ize r & C o C o mmo n S to ck
R i d g e wor t h Fd - L a rg e Ca p Core E q u i t y
R i d g e w o r t h F d - S m C a p V a l E q u t y
R i d g e wor t h Fd - M i d -Ca p Core E q t y
R i d g e wor t h Fd - ( n i l E q u i ty
R i d g e wor t h Fd - l n t l E q u i ty Ind e x
R i d g e wor t h Fd - Va In t e r Mu n B ond
Ridgewor lh Fd-Sm Cap Growth (Y)Ridgewor th Fd - Large Cap Gr th S tk (Y)Ridgewor th Fd -Agress ive Growth (Y)Federa t edFD-Va MuniM MKT(fo rmer lyRidgeworthFd-VaTaxFreeM M K T
B Dividend K T
A Dividend J T
A Dividend K T B u y 0 9 1 0 2 1 1 0( a d d l )A Dividend M T
C Dividend N T B u y 09/02110
A Dividend Sold 09/02/10
E Interest PI T B u y 01/21/10( a d d l )B u y 09/02110
( add l )
A I n t e r e s t M
N
N
L
L
I . I n c om e Ga i n Codes : A =$1,000 or less B = $ t , 00 1 - $ 2 . 5 0 0 C =$ 2 . 5 0 1 - $ 5 . 0 0 0 O =$ 5 . 0 0 1 - $ 1 5 , 0 0 0( S ee Co l um ns B I and D 4) F =$ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G =$ 1 0 0 . 0 0 1 - $ 1 . 0 0 0 .0 0 0 I l l ~ $1 .000 .0~ 1 - $5 ,000 .000 1 1 2 = M o re t h a n $5 . 000 ,000
2 . Va l ue Codc s J = $ 1 5 .0 0 0 o r less K = $ 1 5 .0 0 1 - $ 5 0 .0 00 L = S5 0 .00 1 - $ 1 0 0 .00 0 M =$ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0( S ee Co l um ns CI and D 3 ) N = $ 25 0 .0 0 1 o $ 5 0 0.0 00 O = $5 0 ~ .0 0 1 - $ 1 .0 0 0 .0 ~ ) P I =$ l.0 0 O .0 0 1 - $ 5 ,0 0 0 .0 0 0 P 2 - $5 .00) ,001 - $25 ,000 .000
P3 =$ 2 5 . 0 ~1 . 0 0 1 - S 5 0 . 0 0 0 , 0 0 0 P4 =M ore I han $ 5 0 , 0 0 0 , 00 03 . Va l ue Met hod Codes Q = A p p ra i s a l R =Cos! (Real Es~a~e Only) S =Asscssm~l T =Cash Marke t
( S ~e Co l um n C2 ~ U Book Value V = O t h e r W : E s t im a ted
E = $15 , 001- $50 .0~0
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FINANCIAL DISCLOSURE REPOR TPage 6 of 10
N a m e o f P e r s o n R e p o r t in gWilk inson , I l l , J ames H.
D a l e o f R e p o r t05/06/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , ~ a . ~ o c t io ~ a n c l u d ~ t h o s e o / sp o u s e ~ n d dependent children; s e e p p . 3 4 - 6 0 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)
Desc r ipt ion o f Assets I n c o m e du r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p ~ r i o d
(l ) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t ,
i ( A - ] I ) or int.)
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) ( 2 )
V al ue Va l u eC o d e 2 M e th o d
( J - P ) C o de 3T y p e ( e .g . ,
buy, sell,r e d e m p t i o n )
T r an s ac t io n s du r i n g r epo r t i n g p e r i o d
(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f
mm/dd /yy Code 2 Code I buyer/seller( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )
34. IRA #1
35 . Ridgeworth Fd - Mid Cap Value Equ i ty A Dividend J36 . Ridgewor th Fd - Large Cap G rowlh A Dividend K37 . Ridgewor th Fd - Large Cap Value E qui ty A Dividend K38 . Ri dgew o r th Fd - E m er g i n g G r o w t h A Dividend J39. Ridgeworth Fd - Intl 130/30 A Dividend J40 . Ridgewor th Fd - In t l Equi ty Index A Dividend J41 . Ridgewor th Fd-A gress ive Growth (Y)42. FederatedFD-PrimeObligMMKT( frmly A Interest JRidgeworthFd-Pr imeQualMMKT)43.
T
T Sold(part)
T Sold(part)TTT
07/23/1007/23/10
J
J
44. T ru st # 245 . Albemarle Corp Common Stock46 . AT&TCommon Stock47 . Dupon t E I De Nemours & Co CommonStock48 . Duke Energy CorpComm on Stock49 . Hewlett Packard Common Stock50 . Johnson & Johnson Common Stock
A Dividend KB Dividend KA Dividend KA Dividend JA Dividend LB Dividend L
TT
T
TTT
I . Income Gain Codes: A $1,000 or less B -$1 ,001 $2.500 C =$2,501 - $5 ,000 D =$5.001 - $15,000( See Columns B I and D4 } F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G = $ 10 0.0 01 - $ 1.0 00 .0 00 t I I =$ 1.0 00 .0 01 - $ 5.0 ~0 .0 00 I 1 2 = M o r e th a n $ 5 , 0 0 0 . 0 0 0
2. Value Codes J $15.0OO or less K - $ 1 5 . O O I - $ 5 0 . 0 O O L =$50,001 $ 100.000 M =$100-001 " $250- ~ 0ISce Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1,000.0OO PI =$1 ,000.001 - $ 5.00),000 P2 =$5.000.0OI - $25.000.000
P3 =$25.000.0OI - $50.000.000 P4 =More than $50.000,0003. Value Mclhod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessm~ml T -~ash Maikct{See Column C2) U =Book Val ue V -Ol hc r W =Est imated
E $15.091 - S50.000
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FINANCIAL DISCLOSURE REPORTPage 7 of 10
N a m e o f P e r s o n R e p o r t in g\Vi lk inson, III, James H.
D a t e o f R e p o r t05/06/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n e o , .. , , ,a t . . , ~ a ~ a c t io , ~ a n c t a d e ~ , h o s e o f s p o u s e a n d d e p e n d e n t children; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
Desc r ipt ion o f Assets I n c o m e du r i n g( inc lu d ing tru st assets) rep or ting p eriod
[ (0 (21Place "(X)" after each asset [ A m o un t Typ e ( e . g . ,
e x e mp t f r o m p r i o r d i s c l o su r e ~ C o d e 1 div . , r en t , ( A - H) or int.)
Gross value at endof repo r t ing per iod
(1) (2)V alu e V alu e
C o de 2 Method( J - P ) C o de 3( Q - W )
51. Lincoln Nail CorpCommon Stock A Dividend M T
52. Royal Dutch Petroleum Shell Co Comm on B Dividend K TSt~k5 3. M e r c k & Co Co mm on St oc k B Dividend K T
54 . Spectra Energy Corp Common Stock A Dividend J T
55. Pfizer& CoCommon Stock A Div id end J T
56. Ridgeworth Fd-Agress ive Growth A Dividend K T57. Ridgeworth Fd - Va Inter M un B ond D I n t e r e s t M T5 8. Fe d e ra te d FD- Va M u n i A I n t e r e s t K TM M KT( formerlyRidgeworthFd-VaTaxFree
M M K T59 .60 . Deposit Accounts61 . SunTru st Interest Checking #162 . SunTrus t Checking#263 . SunTrus t Checking #364 .6 5 . T r u s t # 3
66 . Ridgewor th Fd - Large Cap Core Equi ty
T r an s ac t io n s du r i n g r epo r t i n g p e r i o d
O) (2) (3) (4) (5 )Type (e.g., Date V a l ue G a i n Iden t i ty ofb u y , se ll, m m /d d ,g ]y C o de 2 C o d e 1 buyer / sel ler
r ed em p tion ) (J -P ) ( A - H ) ( i f p r iva tet r ansac t ion )
A I n t e r e s t
None
None
B Dividend
J
J
J
T
T
T
M T
I. Incom e G ain Codes: A -$ 1.000 or less B -$ 1,001 - $2,5 00 C -$ 2.501 - $ 5,000 D =$5.001 - $15,000(See Col um ns B I and D4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 G =$ 100.001 - $ 1 .000.000 1 1 1 = $ 1 .0 00 ,0 01 - $5 .0 00 .0 00 1 1 2 = M or e th an $ 5. 00 0. (~ 0
2. Value Codes J -$15.(300 or less K =$15.001 - $ 50.0O L -$ 50.0 I - $ 1 00.0O M = $ I 0 ~ . 0 O I - $ 2 5 0 .0 0 0(See Columns CI and D3) N =$250.001 - $500.000 O = $500.001 - $1 .000.000 PI =$1,000.001 - $5 ,000.000 72 =$5.00.001 - $25.00.000
P3 =$25,000.001 - $50,000,000 p4 =Mort: than $50.000.0~O3. Value Method Codes Q -Appraisal R -~Sost (Real Estate Only) S =Asscssmem T =Cash Market(See Cohmm C2) U ~Book Val ue V =O lh, r W =E stimated
E =$15,001 - $50.000
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FINANCIAL DISCLOSURE REPORTPage 8 of 10
N a m e o f P e r s o n R e p o r t in g\Vi lk inson, III , James H .
D a t e o f R e p o r t05/06/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m . , v a l u e , ~ r o ,~ c t io ~ a n c t ~ d e ~ l h o ~ e 4 s p o u s e u n d d c p e n a e . , children; see p p . 3 4 - 6 0 of filing instructions)N O N E (No reportable income, assets, or transactions.)
A. B. C.Desc r ipt ion o f Assets I n c o m e du r i n g G r o s s v a l ue a t en d( i n c l ud ing L ,u st assets) rep or ting p ~ r iod o f r e po r t i n g pe r i o d
[ (1) (2) (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t ] A m o u n t T y p e ( e . g ., V a l u e V a l u ee x e m p t f r o m p r i o r d i s c l o s u r e i C o d e I d i v . , r e n t , C o d e 2 M et h o di (A-H) o r i n t . ) ( J - P ) C o d e 3( Q - W )
TTT
Transac t ions dur ing repo r t ing per iod
(I) (2) (3) (4)
67. Ridgeworlh Fd - Small Cap G rowth Stock A68. Ridgeworth Fd - lntl Equity B
69 . Ridgeworlh Fd- Inl l 130/30 A70. Ridgeworth Fd - M id Cap Core Equity A71. Ridgeworth Fd - Large Cap G rowth Stock A7 2 . Ridgeworth Fd - Agress ive Growlh Stock A7 3 . R idg e wor t h Fd - Eme r gi ng G r o wth Stoc k A74 . Ridgeworth Fd - Large Cap V alue Equity A75. Ridgeworth Fd - Mid Cap Value Equity A76. Ridgeworth Fd - Va Inter M un B ond D77. Fe d er at ed ED- Va M u ff AM M KT( formerlyRidgeworthFd-VaTaxFree
M M K T
Dividend
Dividend
Dividend
Dividend
DividendDividend
DividendDividend
Dividend
I n t e r e s t
I n t e r e s t
JLJ
L
K
K
K
K
M
K
T
TTTTTT
T y p ~ ( e . g ., D a t e Value Gainbuy, sell, mm/dd~,y Code 2 Code I
r e d e m p t i o n ) ( J - P ) (A-H)
Sold 12/01/10
(5 )I d e n t i t y o f
buyer / sel ler( i f pr ivat e
transaction)
I . Income Gain Codes: A =$1 .000 or tess B =$1 ,001 - $2.500 C =52,501 - $5,000 D =55.001 - $15,000(See Columns B I a nd D4 ) F =$50.001 - $100.000 G =$ 100.001 - $ 1 .000.000 I t I = $ 1 . 0 0 0 , 0 0 1 - $ 5 . 0 0 0 . 0 0 0 I 1 2 = M o r e th a n $ 5 . 0 0 0 . 0 0 0
2. Value Codes J = $1 5 .00) or less K = $1 5 .001 - 5 50.0~ L =550,001 - $100.000 M =$100,001 - $250.000(See Columns CI and D3) N =5250,001 - $500.000 O =$5 00.001 - 51.000.000 P I = $ 1. 00 0. 00 1 - 5 5 .0 00 .0 00 P 2 = 5 5.0 00 .0 01 - 5 25 .0 09 .0 00P3 -$25 .000.0O I - $50.000.000 P4 =More t han $50 .000 .0003. Value Mclhod Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcnl T =Cash Market(See Column C2) U B o o k V a l u e V -O~ho" W =E st imated
E =515,001 - 550.000
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FINANCIAL DISCLOSURE R E P O R TP a g e 9 o f 1 0
N a m e o f P e r s o n R e p o r t in gWilkins on, I I I , J ames H.
D a t e o f R e p o r t05/06/2011
V III . ADDITIONAL INFORM ATION OR EXPLANATIONS.Par t l l : Agreements .RE : 1 will rec, contd..., in any benefi t plan provided by the University, al though past pension benefi ts are vested. My mortg age w as provided at a favorable rateavailable to faculty members and had to be ref inanced within 6 months of leaving the Universi ty. The morlgage was paid in ful l on 02/09/1985.
Part VII. Investments and T rustsT r u s t # 1My Revocable Trust
IRAMy cu rrent IRA -Account is invested entirely in SunTrust Bank mutual funds, named Ridgeworth Funds.
Trust #2Revocable Trust
Trus t #3
This t rust was created from Tru st (her Revocable Tru st became Ir revocable Inter im Tru st - af ter her death) which was sp li t into two shares, af terIRS approval was r eceved ~. ~ .: : -~~ . .~_"_i .~ M y share later became this t rust . When i t was init ially funded , i t held only c ash, but i t has now been ful lyinvested. The overal l asset a l locat ion now inc ludes var ious asset c lasses r epresented by a diver se group o f SunTrus t B ank mutual f u nds (Ridg ewor th Fu nds ) .
Lines 32,42,58 and 77.Federated Fu nds pu r chased the Ridgewor th money market f unds in 2010 . Al l Ridgewor th money market f unds were conver ted to Federated money m arket f unds .
L ines 29 ,30 ,31 and 41 Ridg ewor th Funds (Y ) .Each of these funds was inadvertently marked as "Sold (par t)" in 2009 in the respective accounts. The correct report ing should have been "Sold."
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FINANCIAL DISCLOSURE REPORTPage 10 of 10
Name of Person Reporting\Vilkinson, III , James H.
Date of Report05/06/201 I
IX. CERTIFICATION.I cer t i fy that a ll in fo rmation given above ( inc luding in formation per ta in ing to my sp ouse and m inor o r depend ent ch i ldren , i f any) is
accu rate , true , and com plete to the bes t o f my knowledg e and bel ief , and that any in formation not repor ted was w ithheld bec ause i t met appl icable s ta tu to ryprovis ions pe rmi t t ing non-d isclosu re .I fu r ther cer t i fy that earned income f rom outs ide employment and honorar ia and the acceptance o f g i f ts which have been repor ted are incom pl iance wi th the p rov is ions of 5 U.S.C. app . 501 e t . seq. , 5 U.S.C. 7353, and Jud icia l Confe rence regu la t ions .
Signatu re : S/Jam es H . Wilk inson , III
N O T E : A N Y I N D IV I DU A L W H O K N O W I N G L Y A N D W 1 L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C IV I LA N D C RIM IN A L S A N C T IO N S ( 5 U .S .C. app . 1 0 4 )
C o m mi t t e e o n F i n a n c i a l D is c l o s u r eA d mi n i s t ra t iv e O f f i c e o f t h e U n i t ed S t a te s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D .C . 2 0 54 4