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Gustav Mahlers Everlasting Influence
A Brief Discussion ofDer AbschiedFrom Das Lied von der Erde
By: Payman Akhlaghi
Music 266AProfessor Paul Reale
UCLA
Fall 2001*
* The paper was created and submitted later
ith a generous extension granted by the
Prof. due to special circumstances.Wednesday, March 20, 2002
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Preface
For many decades, the widely adopted narrative of the history of music in the
twentieth century seemed to have left Mahler behind, buried with reverence, in the
remnants of the Late Romanticism. Yet, neither his progressive aesthetics were fully
compatible with the sensitivities of Romanticism [for example, his adventures in time and
tonality and the treatment of dissonances were atypical to a Romantic ear], nor his music
was containable within the then predominant definitions of twentieth-century Modernism
[too tonal; too lyrical]. Thus, he was forced to live in a limbo, shortly existing in a few
last pages on the Late Romantics, a few first pages on the early Modernists, and the dark
shadow in between. His Yiddish Accent and background had only added to the extra-
musical impediments and had cost him almost a perfect silence in the wartime Nazi
societies. Outside Austria and Germany still a foreigner, he was not received without
reservations, either. Donald Mitchell, the noted Mahler specialist, recalls an Eric Blom in
the first half of the past century, telling him authoritatively that Wethe English, that
isjust dont want Mahler here, as if the composer was some kind of unwelcome
musical immigrant, to be repelled if he dared to approach our shores (Mitchell, 1968).
Mitchell further relates that in England before the 60s, performances of Mahlers music
were rare and scattered, and often consisted of isolated movements of larger works (ibid).
But Mahler managed to survive the oblivion, in part due to the advocacy of the
likes of Bruno Walter, Otto Klemperer and Willem Mengelberg, and eventually, a timely
resurgence of his music was championed in the 1960s by Leonard Bernstein (Schiff,
2001). And resurgence it was: today, Mahlers music has become the central piece of
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symphonic seasons (Mitchell, 1968); he is now the most frequently performed composer
of our time (Schiff, 2001, and Reale, 2001); his influential role in the history of music is
increasingly better recognized in the scholarly realm.
The mere persistence and increasing prevalence of this revival hints at the
relevance of Mahler and his music to the contemporary humane and artistic sensitivities,
far beyond potentially political considerations. Warm embrace of this music by the
general public points to the congenially emotional cords with which it resonates, while
the ever-increasing professional attention being parted on it is an indication of its
musically progressive elements. Mahler had much to offer his immediate successors, and
perhaps even more, to those who would re-discover his music anew, with a gaze, almost a
hundred years later.
In Mahlers world, technique, meaning and composers personality are fully
intertwined. In fact, it appears that no commentary on this music could remain indifferent
to its connotations, or to the composers mind, life and spirit. Often, biographical
information can even clarify some aspects of the music that might otherwise appear
puzzling. For example, an awareness of the autobiographical significance of the
embedded Marches and Lndlers in a number of his symphonies (e.g. the Firstand the
Fourth) could rectify a sense of structural inconsistency that might otherwise impede a
full appreciation of these works. This hints to the subtlety, breadth and sophistication of
his innovations in matters of form and structure, as well as the symbolic aspect of his
music. To put it more succinctly, his is a music so sincere and personal that its syntax and
semantics could hardly be dissociated one from the other. Yet, his music also defies
excessive programmaticism, as only a slight suggestion of those extra-musical
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associations suffices to give the music an independently cohesive life of its own in the
mind of the listener.
Approached from this angle, we might notice not only the association of abstract
sounds and tangible meaning, but also the fact that some of his purely musical
innovations are a direct result of expressive needs and semantic considerations.
Notwithstanding the general difficulty of establishing with any degree of certainty the
expressive origins of abstract musical ideasand Mahlers music is not an exceptionto
our help comes the fact that a major portion of his output employed words as the
associate vehicles of musical thoughts. Besides his important song-cycles, such as Lieder
eines fahrenden Gesellen (Songs of a Wayfarer) and especially, Kindertotenlieder
(Songs on the Deaths of Children), he also used words to clarify his ideas even in a
certain number of his more abstract works, i.e. the symphonies (Nos. 2, 3, 4 and 8). But
perhaps even more consequentially is the case ofDas Lied von der Erde, The Song of
the Earth, where such integration of music and meaning, words and sounds, elevates to a
higher-order union of two genres and their associated formssymphony and Lieder
besides radical temporal, melodic, harmonic, textural and timbral influences. This is most
prominently evident in the Finale of the workDer Abschied, or The Farewell. Here,
composers philosophical reflections on life and death, compounded with the recent
tragic events in his personal life, influenced both the literary and the musical elements of
the piece, from the selection and manipulation of the words, to minute musical decisions.
As Das Lied von der Erde patiently approaches the last measures ofDer Abschied, the
hitherto acquired perception of time [at least in the immediate history of Western music]
as a function of an established, regulated pulse, is evoked, challenged, transcended, and
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eventually, altered for good. And this is only one of the many contributions ofDas Lied
von der Erde, and in particular, its Abschiedto the future of music.
In the present paper, following a brief overview of the entire symphony, the
discussion will focus on Der Abschied, in an attempt to explore some of its most salient
characteristics.
***
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An Overview ofDas Lied von der Erde
Background
Das Lied von der Erde, henceforth Das Lied, was composed1
in 1908-09, one year
after the tragic death of the composers eldest daughter, Maria, in the summer of 1907,
which was further complicated by the unexpected, simultaneous diagnosis of the fatal
condition of Mahlers heart, and hence, the news of the imminence of his own death.
Although Gustav Mahler (1860-1911) lived long enough to also complete his Symphony
No. 9 and the Adagio of the Tenth Symphony, his untimely death, at the age of 51,
deprived him of hearing a live performance ofDas Lied. It was Bruno Walter, the
composers conducting protg, long-time friend, and life-long advocate, who would
premiere the work in Munich, in November of 1911, almost seven months after
composers final departure. Notably, Walter was possibly the first to have acquired an
intimate knowledge of the score directly from the composer; indeed, Mahler himself had
entrusted the premiere to his hands.
Das Liedcan be viewed largely as the culmination of Mahlers longtime, perhaps
intuitive, quest for and ideally cohesive convergence of two rather distinct worlds of
symphony and song-cycle, both of which he held equally dearone signifying the public
side, and the other representing the private side of his personality. Essentially, the
problem was set forth first by Beethoven in the Finale ofThe Ninth: the introduction of
1 The exact dates of composition are debated by scholars. See Hefling, 1999.
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words, and thus, human voice, into theuntil thenpurely instrumental genre of
symphony. But for Mahler, the project eventually found much broader dimensions: how
to bring the voice and the words into the symphonic world without subordinating one to
the other. In other words, how to make words, and voice, an integrated part of the totality
of the composition, as opposed to a mere accident of it.
Along this path, Mahler first created symphonies that respectfully invited large
vocal forces (No. 2) or even a single soprano line (No. 4) into their chambers, as well as
song-cycles for voice and orchestra that manifested conspicuous symphonic ambitions
(e.g. Lieder eines fahrenden Gesellen
2
of 1883-93; Fnf Lieder nach Rckert
3
of 1901-
02). By 1906, the project seems to have taken a clearer shape; the Eighth Symphony, a
more or less thorough setting of a medieval hymn (Veni, Creator Spiritus) and the last
scene of Goethes Faust, called for 8 vocal soloists, a double choir and a boys choir, to
sing along with the orchestra, in the manner of a cantata or an oratorio. The consistent
presence of the human voice throughout the entire work proved an appropriate device to
avoid the problem of sub-ordination; but the overall segmented form of the work seems
to have compromised its symphonic aspect, while its enormous proportions appear to
have deprived it of a sense of intimacy.
With Das Lied, Mahler seems to have found the ultimate solution to the problem,
elements of which had so far lived in two parallel worldssong-cycles vs. symphonies
one that was as elegant as simple. The solution, he realized, lied in the fact that if a
coherent work is intended, words and voices could not come into the symphonic world
2 Songs of a Wayfarer3 Five Songs after Rckert, or for short, The Five Rckert Songs
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devoid of their own means of organization; the symphony too had to meet them halfway.
In other words, the solution lied not in a mere interdigitation of voice and symphony, but
in a fundamentally mutual approach between their musical traditionsthat is the fusion
of two genres and their associated forms, namely the symphony and the song-cylce
traditions. This fact is also reflected in the subtitle of the work, Eine Symphonie fr eine
Tenor- und eine Alt- (oder Bariton-) Stimme und Orchester (nach Hans Bethges Die
chinesische Flte.
Overall Design of the Symphony
Das Liedis the result of this fusion, a highly sophisticated hybrid of symphony
and Lieder. Distinctly conceived in 6 movements, it could still be viewed in two parts,
with Part I consisting of the first 5, and Part II, the final movement Der Abschied, h.f.
Abschied, which at about 29 minutes, is almost as long as the previous 5, altogether. The
entire work is orchestrated for large symphony orchestra with added instruments (notably
mandolin, celesta, extended winds and percussions, including tam-tam), besides one solo
vocalist in each movement. The vocal part alternates between solo tenor in the odd, and
solo alto in the even numbered movements. The composer has allowed for the alto to be
substituted with a baritone, although it seems prudent to follow Bruno Walters practical
advice and avoid the succession of two mail voices.4
The movements also alternate in mood and tempiI, III and V are primarily fast,
energetic and either rhapsodic (I), or joyful (III and V); IV explores a variety of tempi
4 See footnote 37 of Hefling, 1999.
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[following the images of the words] before it settles for a thin, slow ending at a pppp
dynamic; II and especially VI are slow and melancholic, and they touch on the heavy and
dark side of the compositional palette of the piece.
While the massive dimensions of the work undeniably remind us of Mahler the
symphonist, its personal tone and reflective dramatic content represent more of Mahler,
the song-writer5. Indeed, it is generally believed that the most immediate predecessor to
Das Liedis not one of his symphonies, but one of his song-cycles: the five
Kindertotenlieder6
of 1901- 04. H. F. Redlich has maintained that the style of
confessional intimacy [ofKindertotenlieder] achieved a final climax of refinement in
Mahlers greatest and last cycle of songs only: In the valedictory vocal symphony of
Das Lied von der Erde (Redlich, 1961). In general, they both share in a clearly divided
movemental structure, a highly selective, generally thin, and extremely imaginative
orchestration, and composers signature lyricism. Das Lied also further extends the
heterophonic techniques ofKindertotenlieder, and also reminds of their orientalistic
atmosphere and melodic content. Isolating Der Abschiedhenceforth Abschiedthe
serene and private mood of the 5 Kindertotenliedernominates them as the closest
precursors to this sublime movement. And of course, the two works still share in one
similar pre-occupation: the enigma of death. For considering the literary content of its
text and its unusual, tranquil and increasingly disintegrated ending, Das Liedcan be
clearly understood as a meditation on life, death and the question of immortalityor to
be more exact, as a journey towards coming to terms with mortality.
5 Mahler, in part to emphasize the Lieder aspect ofDas Lied, the symphony, himself also prepared its
reduced version for piano and voice.6 Songs on the Deaths of Children, or for short, Songs of Childrens Death
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Finally, the real-life circumstances surrounding the composition of the work, as
well as its conceptual content and formal relations, especially its ending in a long, serene
movement, bring more than Kindertotenliederto mind: Tchaikovskys Sixth Symphony,
which similarly opts for a calm ending, is believed by some to have been prompted by a
knowledge of his death in the near future. Perhaps, in the words of a commentator,
Mahler too was writing his own epitaph.7
The Text ofDas Lied
Following the tragic events of the summer of 1907, Mahler soon found solace in a
newly published collection of poems, called Die chinesische Flte (1907), or The
Chinese Flute, seven of which he selected and eventually organized into the 6
movements ofDas Lied. The collection was the work of Hans Bethge, and it consisted of
a set ofNachdichtungen, or paraphrased poems, based on previous French and German
translations of original, centuries-old Chinese poetry. While the authenticity of the
individual poems, especially those used in Das Lied, has been subject of much scrutiny
and scholarly debate, nevertheless, it was this collection that Mahler first encountered and
felt to be close to what he needed for his future composition. The poems could have
appealed to the composer for reasons far beyond his sensitive psychological state at the
time, or a superficial attraction toward the exotic, oriental aura of the poems. These
poems resonated deeply with Mahlers long-time affinity toward a form of oriental
7 Amid the aforementioned comparison, few other compositions have managed to achieve the convincing
manner in which Das Liedcomes to its open-ended conclusion in the final bars ofAbschied. Years later, in
regards to this very section of the piece, Britten would write to a friend, I might possibly have gone on
repeating the last record indefinitely for Ewig keit, of course. It is cruel, you know, that music should be
so beautiful (Mitchell, 1985).
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philosophy and the idea of mystical rebirth that he had inherited earlier through the
poetry of Rckert and Goethe, and the philosophies of Schopenhauer and Nietzsche
(Hefling, 1999)hence the Orientalism ofDas Lied.
Comparative studies of the final text of the symphony8
and the original versions
by Bethge, as well as Mahlers compositional sketches (Mitchell, 1985), have
demonstrated clearly the composers extreme deliberation in selecting the text. Most
conspicuously, he changed one of the titles (the joyful mvt. III) from Der Pavillon aus
Porzellan9
to Von der Jugend10
, perhaps to make its sense more consistent with the
overall tone of the work. He also edited the text of the first poem to make it accommodate
for the intended [sonata] form of the opening movement, i.e. Das Trinklied vom Jammer
der Erde11. Even more consequentially, he tied two poems by two poets into the text of
Abschied, modified both of them, and himself added some of the most crucial lines to the
final text. Notably amongst these additions is the last stanza, mostly the work of Mahler
himself:
Die Liebe Erde, allberall
Blht auf im Lenz und grnt aufs neu!
Allberall und Ewig blauen licht die Fernen,
EwigEwig!12
8 In reference to Das Lied, I will use the terms symphony and song-cyle, as well as movement andsong interchangeably.9 The Pavilion of Porcelain10 Of Youth11 The Drinking Song of Earths Sorrow12 For a complete text and translation of the poetry, see Mitchell (1985), Cooke (1980), or Dovers
republication of the score ofDas Lied.
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He also changed the point of view of the last poem from first person to third [a
few verses before the above citation]. Mitchell (1985) much convincingly concludes that
this alteration is a surely suggests Mahler himself as the protagonist ofAbschied. In the
end, the last words of the text, EwigEwig! (that is ForeverForever!) would
ultimately provide the best opportunity for the memorable, open-ended sense of the
closing ofAbschied, which is so vital to the concept of the piece.
It is also observable that Das Liedpartially hints at the cycle of seasons, two of
which are even reflected by name in the titles (autumn, in mvt. II, and spring in mvt. V).
The joyful Von der Jugend(mvt. III) much seems to depict a scene from the summer, and
winter seems to be suggested by Abschied, at the end of which spring and the re-
awakening of the earth are associated with spiritual rebirth and eternity. Meanwhile, the
vicinity of these diverse poems results in a halo of nostalgia surrounding the otherwise
carefree poem of III, and it further intensifies the sarcasm of Der Trunkene im Frhling13
(mvt. V). In other words, in the light of the whole, the more joyful sections and tempi
appear as nostalgic remembrances by the dying protagonist of Abschied.
Such minute attention to textual details of the work in effect testifies to the degree
of semantic influences on the compositions musical decisions, while the order of the text
results in the large-scale dramatic scheme ofDas Lied. But it is also clear that often, the
text was modified for musical needs (Mitchell, 1985). Evidently, the texts themselves
were carefully selected and manipulated to serve certain fundamental concepts that would
yield in the totality of the workconcepts and ideas that apparently had been very clear
to the composer even at the seminal stages of composition. Indeed, it was the ultimate
13 The Drunkard in Spring
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interplay of words and music that would reveal the essential ideas behind Das Lied, some
of which could have never been fully captured by mere words.
***
Der Abschied
Abschiedfirst depicts a lonely picture of twilight, as the speaker (in first person)
laments on his longing for a friend who has been late to their meeting. Then (in the
second poem), the final farewell of the two is narrated in the objective voice of third
person: He alighted from his horse and handed him the drink of farewell. When asked
about his destination, he replies, [] I journey to my homeland, to my resting place.
[] My heart is still and awaits its hour! Finally, the last stanza [Mahlers lines] sees
the promise of eternity in the re-awakening of the earth at the threshold of the spring.
(See above, under The Text ofDas Lied).
The change of voice and the ambiguity of the two third person masculine
pronouns of the second poem have somehow obfuscated the narrative. Who is leaving
whom? Which one asks the question and who replies? Amid the debates surrounding this
subject (Mitchell, 1985), there should be no confusion about the main outline of
Abschied: someone is saying farewell to another oneforever. With an eye on one of the
well-known biblical texts, Song of Songs, perhaps this is a symbolic representation of a
soul that is leaving its body. And if so, this is Mahler himself, who first speaks of
expecting of the moment of farewell, and next, takes the position of an impartial
spectator, and comments in an objective tone on the scene of their [his] departure.
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The private world ofAbschied, from its dramatic content to its sense of time and
space, is so removed from the hitherto expectations surrounding the finale of a
symphony. It is hard to imagine if anyone but Mahler the conductor/song-
writer/symphonist could have discovered orchestras potential for intimacy.
Large-Scale Formal Strategies
In order to create a unified hybrid throughout Das Lied, Mahler juxtaposes the
traditional strophic procedures and/or rounded binary forms (ABA), both common to
vocal styles, on the symphonic forms, such as sonata, rondo-variation, or extended
rounded binary forms.
The sonata aspect is mostly conspicuous in mvt. I, Das Trinklied vom Jammer der
Erde. There, strophes 1 and 2 form the body of the two expositions, and the 3rd
strophe
acts as the recapitulation of the movement. An instrumental bridge heralds the second
exposition (Figs. 12 to 15)14
; a 12-measure codetta at Fig. 24 brings the music to an
instrumental interlude that functions as the development section of the movement (Figs.
25 to 31); and after the extended 3rd
strophe (i.e. the recapitulation), a 13-bar orchestral
codetta (Fig. 48 to the end) brings and abrupt, unresolved closure to the movement. The
developmental treatment of each motive, besides contrasting tonal relations of the
14 Fig. numbers refer to the rehearsal numbers in Dovers 1988 republication of the 1912 Universal Editions
score. Fig. numbers followed by + or sign indicate the number of measures after or before the given
rehearsal number, e.g. Fig. 63 +5 means 5 bars including and after 63.
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episodes15
, reaffirm the sonata aspect of the movement (Mitchell, 1985, and esp. Hefling,
1999, Diagram 19.2). [Contrastingly, mvts. III, IV and V employ a broad ABA outline.]
Abschiedtoo, at one level, could be considered a sonata: after the short, but
patient orchestral introduction, two recitative-aria(s) complexes ensue that function as
two expositions; next, an extended instrumental section develops the March motive that
has been initially heard in the introduction, and as such, can be considered the
development of the sonata; thereafter, follows another recitative-aria complex, which at
Fig. 59, leads to the extended coda of the piecethe renowned section of Ewig.
But an exclusive submission to this analysis could also risk an oversimplification
of the multi-layered, intuitive and highly original form of this movement. Indeed, the
freely episodic, segmented, and yet inter-related form ofAbschiedallows for more than
one interpretation. Mitchell (1985) proposes a much convincing scheme, which allows
for both interpretations (my summary):
Unit 1 Unit 2
Prelude/Recit.1/Aria 1/Aria 2/Coda + Transition Recit. 2/Aria 3 (2 strophes)/Transition
2 strophes
Unit 3 (instrumental) Unit 4
15 The main tonality of this movement is a [A-minor]. The large-scale tonal scheme is organized around a-
g-ab-a, while many other key areas are also explored, including the relative major, C. One of its
consequential modulatory moves is the parallel and relative minor/major mode oscillations, e.g. between
a/A or a/C. See Hefling, 1999, Diag. 19.2.
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Prelude/March/Coda+ transition Recit. 3, now including reprise of Aria 1/Reprise of Aria 2/
Reprise of Aria 3/Coda (Ewig)
[On another level, Abschiedalso suggests a rondo-variation form, where each
return of the recitative-aria complex can be thought of as a free variation on the first
group, while the orchestral introductions and the central march are viewed as variations
and/or developments of the prelude, with an overall scheme of A B A' B' A" B".]
Meanwhile, the Bailey-Hefling formal analysis of the movement (Hefling, 1999;
Diag. 19.4) does not seem to be fully convincing. Their proposed large-scale binary
division finds its fault at the junction of the two poems. Although initially an appealing
hypothesis, it is not necessarily supported by the composition itself. This division is
clearly based on a knowledge of the origins of the text, i.e. its two composing poems; but
the ultimate version used in the work is Mahlers, more or less, seamlessly modified text
with a coherently continuous narrative. This makes their proposed point of division rather
arbitrary, as far as the overall impact of the music is concerned. Besides, Mitchells
perception of the recitatives as introductions to their following strophic arias is audibly
more acceptable than Bailey-Heflings inclination to think of them as conclusions for
their preceding orchestral preludes.
Still, on its most obvious level, Abschiedis a strophic setting of two poems, to
whose dramatic content it fully adheres.
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Micro-Level Means of Coherence
Das Lied, and in particular, Abschied, also rely on certain detailed structural
devices, some of which are highly original, to achieve its ultimate structural unity.
Pentatonicism
Orientalism is not a mere superficial accident to Abschied, but an intrinsic
element of its fabric, and one of its most fundamental expressions can be observed in the
partial origins of its thematic material, and indeed that of the entire symphony.
Throughout Das Lied, Mahler has drawn extensively upon using pentatonic material,
both the anhemitonic (Chinese) and hemitonic (Japanese) versions. (The former set
contains no semi-tones, while the latter does. See Hefling 1999, for a detailed listing of
these modes.)
Mahler managed to create certain melodic motivesor cells out of these modes
that would eventually allow him to undermine the dominant-tonic relationship in the
Western music (Hefling, 1999). Not only the inherent intervallic structures of these
[recurring] motives, but also their subsequent harmonic treatments by the composer,
dissociated them from ostensible tonal associations (Reale, 2001). These returning
intervallic material comprise one of the subtle means of cohesion within and between
movements. Furthermore, their occasional vertical alignments also yield in some of the
identifiable harmonic material of the work.
Lets cite some examples. Mvt. I opens with the following line (Ex. 1):
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The A-G-E head motive of t
Einsame im Herbst16, althou
the oboe gives (the first?) in
into the line (Ex. 2):
Eventually, the coda
form (Figs. 63 to 68), and e
form of a C+6
chord (Am7, i
that in the words of Britten,
final chord is printed on atm
Marginal to our discu
conspicuously presented at t
as well as in mvt. IV at Fig. 1
16 The Lonely One in Autumn
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e strings alone provides for the opening for mv
h in a different rhythmic and timbral guise; soo
ication of a hemitonic mode by introducing the
fAbschied, brings back the A-G-E motive in it
ploys the vertical alignment of the A-C-E-G m
its first inversion), for its concluding sonority,
goes on forever, even if it is never performed a
sphere (quoted in Mitchell, 1985).
ssion, the pentatonic material is perhaps even
e beginning of mvt. III (Ex. 3):
+2 (Ex. 4):
khlaghi
. II, Der
n, at m. 7,
pitch Bb
s inverted
tive in the
a sonority
ain that
ore
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A Brief Discussion of Der Absc
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and to a discernible extent, i
Rhythmic Relations of
More prominently, a
indeed, it has been. For exa
each begin with accentuated
gestural motive of the move
blows of the lower octave C
harps, cellos (pizz.), contra b
prepare to meet the penetrati
17 Mahler asks for Contrabasses th
orchestras only allows them to rea
scordatura technique should be e
in an unsuitably distorted sound.
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mvt. V.
Various Motives
opening such as Abschieds should have been
ple, as Mitchell too has noted (1985), mvts. III,
regular beats, the third of which coincides with
ent. Same is true of the opening ofAbschied; t
s, memorably orchestrated for counter-bassoon,
sses (pizz.)17
, and tam-tam, in an almost beat-l
g gesture of oboe 1 on their 3rd
occurrence (Ex.
t possess the counter-C. The common tuning of the bass
h the counter-D, through the use of an extension lever. It
ployed, as long as the release of the tension of the string
khlaghi
repared, and
IV and V,
the main
o dark
2 horns, 2
ss 4/4,
. 5):
s in todays
seems that the
does not result
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The A-G-E-C motive
rhythmic value of three short
significance as a fate motive
Symbolism] also acts as a co
some of its appearances.
It first appears most c
motive of the horns (Ex. 1, a
(ibid), and soon in an inverte
The tenor too makes its abru
Considering its sema
embedded in the flutter-tong
(Ex. 8):
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of strings in mvt. 1 (Ex. 1) assumes a heavily a
and one long notes [ ], which besides
[it refers to Beethovens Fifth Symphony; see b
esive device between different movements. Le
learly in mm. 2-3 and 4-5 of mvt. I, in the eight
ove), then at mm. 8-9 in quarter-note values of
d form (Ex. 6):
t entrance by echoing the line a second lower (
tic significance, it is not surprising that the mo
ed flutes, themselves a symbol of the phantom
khlaghi
ccented
ts symbolic
low, under
ts examine
-note
the strings
x. 7):
ive is first
ape of death
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Much later in the symphony
rhythm through quadruplet, a
way to gradually disperse its
to Fig. 30, Vn. 1&2; Fig. 32
in Abschiedare its unambigu
head-motive to the ruppetto
the March section, where it a
Even the altos recitatives ec
Melodic Contours
In this symphony, me
levels (see below, Symbolis
device. To begin, there is the
by the violins (Ex. 1), shapes
and ultimately resurfaces in
reinforces the internal unity
Furthermore, its insistent cha
Ewig at the end ofAbschie
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in Abschied, a successive transformation of this
nd then quintuplet rhythmic patterns, creates an
fatalistic character (cf. Abschied, Fig. 1 +4, Vn.
o 34, Vn. 1). Some of the other appearances of
ously accented form at mm. 12-13, Vn.1, where
gesture of m. 13, and also more consequentiall
cts as the head of the march theme, i.e.
o this motive at their very opening (cf. Ex. 12).
lodic contour not only have semantic significan
, and Interaction With Words), they also act as
unusually concave melodic shape that first star
the melodic world of alto in mvt. II (Fig. 3 +5
bschieds opening of the recitatives. Thus, it n
f each movement, but also that of the entire sy
racter provides a major contrast for the descend
.
khlaghi
triple
effective
1; Fig. 29 -5
this motive
it acts as the
, throughout
etc.
.
ce on many
a unifying
s in mvt. I
o Fig. 4 +2),
t only
phony.
ing lines of
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Systematic Use of Gestures
Gestures are an important aspect of Mahlers musical language (Reale, 2001), and
to our particular interest, that of Abschied. Throughout Das Lied, gestures not only
possess significant semantic values, but also provide another means of unity for the
composition.
Gestural motives are present indeed from the very first bar of mvt. 1an upbeat
leap of 4th
by hornsand can be seen in the flutter-tongued flutes of mm. 3-5 of the same
movement, the trill head-motive of mvt. IV, the ornamented head-motive of mvt. V, and
of course, the oboe entrance in the 3rd
bar ofAbschied. Typically, they have an
autonomous rhythmic, melodic and timbral identity that not only makes them memorable,
but also allows them to freely migrate between diverse key centers, quickly from new
tonal associations, and thus, connect different tonal areas with their own distinguishable
identitieshence, a more coherent structure.
The opening oboe gesture ofAbschiedis an excellent example. At first, this self-
contained ruppetto around C, audibly emphasizes the tonic of c. Soon its rhythmic (and
intervallic) content experience an augmentation process, until the first violins receive and
continue the line (with hints of C-major). At Fig. 2, oboe and flute daringly employ
octave-displacement to create a convex melodic line, which temporarily blurs the tonality
at its climax. Then, at Fig. 5+5, the gestural motive relocates to dominant degree of c, and
soon at Fig. 7+2, is heard as a ruppetto around the tonic of F(major), at Fig. 14 centers
around the dominant degree of d, and so forth.
The aural independence of these gestural motives allows them to be proximated in
different configurations against different motives and make varied, long melodic lines
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conservatism of such key relations (parallel and relative major and minor tonalities), Das
Liedachieves a tonal language that at times seems at the verge of what would later
become known as atonalism. The aforementioned inherent tonal ambiguity of
pentatonic cells is further complicated by restless modulations, extended chromaticism,
constant major-minor key oscillations (e.g. a/A or a/C, or c/C), and in the case of
Abschied, even juxtaposition of c and a, specifically afforded by the C+6
(the coda), as
well as modal obfuscation through simultaneous presentation of the modal degrees of Eb
and E in different lines, and thus, the uncertainty of c or C modes. The latter modal
ambiguity starts early on, at Fig. 1, by horns: they introduce E instead of Eb to their line,
and violins take over the major mode one measure later; but at m. 13, the minor is
reaffirmed. Toward the end, at Fig. 64 +8 to +10, the Eb (c minor) once more is
reminded, but soon resigns to E in the subsequent line, as the composition ends in C.
The local c/C oscillation also becomes a major large-scale binding element of
Abschied. The satisfactory resolution of the movement, sounding so natural to the ear, is
in part due to this gradual move from c to C. Therefore, Das Liedavoids tonal
conspicuity at the local level, while it maintains a high degree of coherence in its larger
tonal scheme.18
Timbral Strategies
Abschiedis also propelled by a deliberate orchestral scheme that combines
beautiful local sonorities with macro-level color distributions that parallel its precise
18 It should be noted that these modal shifts although subtle, take place rather suddenly, almost without
traditional harmonic preparations.
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tonal organization. Three of the most notable macro-level decisions in the piece are
reserving tam-tam for the opening ofAbschied, withholding celesta until the sublime
coda of the same movement (Fig. 61+4, as alto extends the word Ewig), and exposing
the tremolando mandolin sound19
only at Fig. 64, where it joins the celesta to further
enhance by its sheer timbre altos Ewig and clarify the beatific vision of oneness
with nature, or eternity.
Each return of the recitatives also employs an appropriate change of timbre. After
oboes solo, this is the flute that accompanies the voice in recit. 1 and 2, and in the third,
the mere silence above a pedal point in the strings (the lowest octave Cs). This is not
only a practical decision (oboe can hardly play that softly), but one that is consistent with
the timbral scheme of the movement.
As for the local sonorities, not only Abschied, but the entire Das Lied, is abundant
with colorful strokes of a master orchestrator. Besides the aforementioned examples (the
opening bars and coda ofAbschied), one can also cite the howling sound of flutter-
tongued flutes; the opening bars of mvt. 2 with its sudden textural reduction, scored for
violins and oboe; and the contrasting opening of mvt. IV.
As in his previous compositions, notably Kindertotenlieder, here too Mahlers
orchestration is highly selective. In Abschied, the composers signature treatment of the
space finds its most refined form, especially in the introduction, and in the closure on
Ewig. In general, the timbral progression ofAbschiedfrom its dark heavy opening
beats and the melancholy of solo oboe, to its final bright, open and yet calming barsis
one of the excellent examples of timbral modulation in the orchestral repertoire.
19 The mandolin has already has also been present in mvt. IV, but in a rather submerged role.
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Interaction of Words and Music
Das Liedis as much a song-cycle as a symphony; which means it also has to
vitalize and broaden the reach of the words of the text. The words and the drama have
had a crucial unifying role for the work, besides inspiring sonar effects. Overall, the
music follows the drama rather faithfully. At one level, is the task of portraying the
opposition of life and death, and the final resolution, through a dramatic scheme that sets
out from the warning of death (mvt. I), passes through meditations on loneliness (II),
carefree reflections on youth and beauty (III and IV), an attempt to ignore the reality (V),
and the arrival at the transforming experience of Abschied. In Abschied, against the free
gestural line of the oboe, a strict march-like motive, consisting of a descending sequence
of falling seconds, is first introduced by the horns and clarinets. With the two contrasting
ideas, the opposition of life and death is re-stated, each is further developed through the
movements (the free recitatives and arias, in contrast to the strict, extended death march
of the development), and the resultant tension is relieved in the coda.
The music has also been influenced by the text in its minute musical elements, not
only in Abschied, but also in all preceding movements. For example, in mvt. I, spring-
time breaks in with the leaping 4th
of two horns, at the very beginning of the work; the
shrieking howl (or laughter?) of a monkey (the phantom ape of death) is effectively
signified by flutter-tongued flutes; the refrain Dunkel is das Leben, ist der Tod20
20 Dark is life, is death
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becomes painted with a desc
drama yields in another mea
tempibright and joyful for
Still Mahlers word-
simplistic relationa one-to
interact freely and more mea
tongued flutes of the first mo
of death, respectively, are pr
associations are directly esta
quality, a spatial existence, i
if the voice is commenting in
time and space, and as if the
from the outset. Such free int
movements of the piece, as
Movement II assume
depicts the floating bluish
floating line of oboe over a s
reflected in the concave voca
And yet, its consequent portr
10):
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nding vocal line that ends in a melismatic cade
s of control for the orchestral density and succe
the happy mvts. III to V; dark and slow for VI.
ainting or concept-depiction does not positi
one correspondencewith the text, but rather
ingfully. For example, the leaping 4th
and the f
vement, which signify the breaking in of spring
sented in the orchestra long before their seman
lished by the words. This gives the movement
addition to its temporal dimension. As a result
time on a visual installment of nature that exist
subject of the commentary has been fully availa
eractions and foreshadowing, are present in all
ell.
a decidedly dark color for the lonely one in a
ists over the lake [first line of the poem] literal
eady, yet asymmetric line by the violins. This i
l line of altos entrance (Ex. 9):
ays the standing blades of grass with a long as
khlaghi
ce; and the
ssion of
n music at a
akes them
lutter-
and the ape
ic
pictorial
, it seems as
s in both
ble to us
ther
tumn, and
ly by a
further
cent (Ex.
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In contrast, the porcelain pa
first in the orchestra, and nex
pavilion, but also puts it at s
movements. Its youthful ima
tempo of the movement (Ex.
And finally, in Abschied, bes
Altos first recitative
with an ascending line, both
And yet, in a gesture of repul
by practically contradicting t
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ilion of mvt. III is depicted by a convex melo
t by the tenor, which not only reflects the shape
arp contrast to the concave contours of the life
gery also determines the major mode tonality a
11):
ides our previous observations, we can still noti
depicts sunset with a descending line, and the
in the same phrase (Ex. 12):
sion, it reinforces the sadand grieving tone
e words (Ex. 13):
khlaghi
ic contour,
of the
-death
d joyous
ce that:
ountains
of the poem
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A Brief Discussion of Der Absc
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By now, it is clear th
down-pull of death and the u
until the very end ofAbschie
Ewig, and the flutes and ob
note, and rest on the treble A
harp calmly arpeggiates upw
major chord, and finally rest
interestingly enough, its first
movement is also reflected i
(c to C).
Meanwhile, the event
word EwigForeverand
composers ethereal notion o
layers ofAbschied, and inde
the orchestral fabric, introdu
prolonged note duration, a m
and a long diminuendo appr
effect. But Mahlers creative
structure of the piece starts t
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t concave melodic shapes through Das Liedrep
rising spirit of defiance. This challenge is not
, where the voice rests on downwardmotions
oe gradually withdraw from their pentatonic as
pitch. But as final gesture of a sublime ascent,
ard, covering two octaves through selected pitc
on the treble E, the first note of the Ewig mo
letter. On a larger scale, the dramatic contour o
its timbral procession (dark to light) and tonal
s of the coda are of prominent interest to us. Cl
hence, the concept of Ewigkeit (eternity), an
f this concept, comprise the most fundamental
d, Das Lied. The music captures this concept b
ing new colors (celesta and tremolando mando
ajor tonality (C), and a narrow tessitura in the v
aching the final pppin effect, a fully detailed
genius still goes one step further: at Fig. 65, th
imply both transfiguration and eternity by dro
khlaghi
resent the
ully resolved
n the
ent, note by
he second
es of a C
iveand
f the
progression
arly, the
especially,
ramatic
thinning
in), using
ocal line,
perdendosi
harmonic
ping out,
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one note at a time, until at the end only a treble A is kept hanging over the quiet C major
chord of the celli, first violins, and trombones (a C+6
chord, or an Am in its first
inversion.) The final chord, itself a juxtaposition of C and Am sonorities, sustains the
modal opposition of the symphony to the very last moment, although with a sense of
resolution.
To be more precise, at Fig. 64, after the entrance of mandolin, the music tries to
find a settling harmony around the dying alto line, Ewig, Ewig, on ED, D-C.
First, the flutes, celesta and sustained clarinets examine C major with an added 6 (C-E-G-
A). Soon, the clarinets and harp 1 introduce an Eb, which is taken up by the flutes, 2 bars
later (the last hint of minor mode of the opening). But the celesta counters them with an
Em arpeggio that it reiterates until Fig. 66 +5, when it is resolved into a C. Still, the
violins sustain a treble D, while flutes continue repeating the pentatonic cell of E-G-A
and the harps upper voices double the D of the strings. Alto returns at Fig. 67 5 but
only once sings Ewig on the notes ED. Its two subsequent returns also are identical
to this appearance. By Fig. 69, all active voices, but the flutes, have resolved into C
major.
This harmonic activity is controlled by Mahlers free contrapuntal style, which in
many respects (e.g. the inter-relation of lines) seems to be an extension of his
heterophonic style ofKindertotenliederindeed, a salient feature of his last
compositional period, in general, and that ofAbschied in particular. The dissolution into
Ewigkeit is in effect a freely organized interaction of selected notes from a C13
tertiary
harmonyin effect pitches of the C major tonal set, with an emphasis on the pentatonic
tones of the scale by the flutes. From a linear perspective, the effect is achieved as the
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primary lines (flutes, oboes and alto) gradually fail to complete their pitch-cells:
flutes/oboes (E-G-A-B) sound as if trying to reach the upper C, but never manage, and
they finally submit to remain on the A; alto seems to come back to reach the C of its
descending E-D-C, but this too fails and yields to stay on the D. Finally, by second harps
successful reach for the treble C, the protagonists serene resign to a transcendental death,
in a vision of becoming one with the nature and eternity becomes complete.
As for the vocal line, the voice is generally treated independently within the
orchestral fabric, while the meaningful interaction between the two is consistently
maintained. Throughout the symphony, the vocal line is rarely doubled, but antiphonal
correspondences are employed (in a very lose sense) to enhance the fusion of the voice
and the orchestra.
Metric Dissolution
In Abschied, gradually, yet inexorably, time and space are dissolving; so, too is
all striving toward definite musical goal (Hefling, 1999). The opening of Abschiedwith
its long, un-pulsated note durations, establishes an ambiguity of meter, which well
prepares the listener for the metrically free world of the recitatives, the gradual metric
dissolution through cross-rhythms, and finally, the ultimately meter-less ending of
Ewig. (For example, see Fig. 60 ff., where quadruplets and quintuplets are set against a
triple meter.) The effect is consistently underscored through the construction of
asymmetric phrase structures and the avoidanceor confusion ofperiodic phrasing
(Hefling, 1999). Besides, this timelessness is even more effectively sensed because of its
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sharp contrast to the strictly metered march motive, and its extensive development in the
middle of the movement.
The incrementally developed metric disintegration of Abschied so tightly
intertwined with its harmonic progression as well as the spatial organization of the
movement, are two intrinsic elements of the concept of the movement and one of the
most progressive aspects of this music. The semantic associations of such temporal and
spatial treatments of music in the context of Abschiedare so intense that it becomes
almost impossible to separate the dramatic concept of the movement from its purely
musical means.
bschiedand Symbolism
The close interaction of words and music suggests the symbolic aspect of
Mahlers musical language. Orientalism is signified not only by Pentatonicism and
instrumentation, but its essence is captured through the gradual dissolution of time and
space in the course of the movement. In the opening of Abschied, the dark colors of low
counter-bassoon and horn are further intensified by the resonant sonority of tam-tam, an
instrument known for its oriental associations. In this context, even the pizzicato of the
cellos and contra-basses and especially the ring of two harps low C, find an exotic aura.
This is while the very simpleness of the pitch materialan octave C in the lowest
registeralso establishes a connection with the mystical traditions of the world. In the
closing ofAbschied, celesta and mandolin still extend the air of the orient to the very last
bars of the movement.
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Life and death are also presented in a prominently symbolic language. The
referential fate motive that runs through Das Lied(see above, Rhythmic Relations),
the howling ape of death (mvt. I), the march motive ofAbschied, all represent some
aspect of death; mvts. III and IV portray life in its most joyful form; Abschiedremembers
life in its major-mode sections, and transforms death into a serene experience at Ewig.
Life and death also determine modality of the passages (major or minor), instrumentation
(bright or dark) and tempi (fast or slow). The choice of key (c minor) for the opening of
Abschiedand its middle death march is a further reference within the repertoire;
Beethovens Funeral March ofEroica, as well as Chopins funeral march prelude, from
Preludes Op. 28, are both in the solemn key of c-minor. Spiritual rebirth is also
symbolized at the end, through the final resolution of c to C.
More generally, we can speak ofDas Lied, in whole and in part, as the
representation of this duality of life and death, and furthermore, a journey towards
finding a resolution for it. While this binary of oppositions could have been acquired
through the works of Nietzsche with his Dionysian vs., Apollonian division, Mahler finds
the ultimate resolution in the philosophy of Far East. This duality is reflected in the
alternation of voices (tenor and alto), the tonal-modal relations (a/A and c/C), tempi,
tessitura (the span of Ewig is substantially narrower than the opening melodies of the
symphony), instrumental colors (light and dark), and ultimately, what Mitchell (1985)
refers to as free vs. strict. (Death is associated with strict sections ofAbschied; life and/or
eternity with the free section.)
Only Mahlers tonal scheme forAbschied(moving from c to C) and the well-
planned ending of Ewig manage to bring a resolution to this polarity. Thus, the
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symbolic world ofAbschied becomes an odyssey for the protagonist, going from the
perplexing shock of the imminence of death to a full reconciliation with its reality.
Textural Aspect of bschied
Throughout Das Lied, there is a free interaction between voice and orchestra, as
well as within the orchestral instruments, which is a result of Mahlers highly controlled,
seemingly free counterpoint. In particular, this interaction becomes one of the progressive
elements ofAbschied, as it nears a fully stratified texture, more conspicuously, in its
recitatives. Here, the voice becomes a fully independent line against the playful melodies
of flute (recits. 1 and 2), or against the mere pedal point (low Cs of celli and contra-
bassi, in recit. 3). This can be seen as a highly evolved form of Mahlers heterophonic
style that could be traced back to the 5 songs ofKindertotenlieder.
More generally, n these recitatives, and perhaps in the entire Abschied, it is
possible to talk about tonal atmospheres and harmonic clouds, by which I am referring
to the permissible latitude for each voice to deviate locally from an ostensible horizontal
and vertical position that would be otherwise dictated by the harmonic vocabulary of the
tonal language. Mahlers application of the technique in Abschiedis highly original, and
does not seem to have any precedent in the immediate history of Western music. In his
hands, the tonal sense of each pitch, each part and entire sections are enhanced, without
resulting in a tonally fractured structure.
The effect proves very useful for the gestural introduction to the march section,
with its decidedly ambiguous temporal organization of different gestures, each implying a
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different tonal center, and thus, creating a suspended sense of tonality. This section too
seems to be controlled by the heterophonic principle (Fig. 36 to 38).
The technique further allows Abschiedto control its incrementally developed
resolution (the disintegration that takes place towards and through Ewig) texturally and
rhythmically.
Finally, this principle also governs the instrumental and spatial distribution of the
pitches, since for it to be effective, distinct timbral and registral contrasts are necessary.
Ab chied: The Way Forward
In particular, Abschiedwas highly influential on the future generations of
composers. Its influence was diverse and multidirectional, and seems to have radically
affected, for good, temporal and spatial senses, tonal associations, melodic construction
(with its asymmetrical lines), phrase structure, contrapuntal relations, timbral
organization, and textural and harmonic elements [at least] in the Western music.
First of all, it is safe to claim that no subsequent style of music remained
unaffected by the liberation of meter in this movement. (For example, even the metric
worldor perhaps, its lack of onein Sequenza for oboe of the 1960s, not to mention
his Sinfonia of 1968, could be easily traced back to the world of Abschied.)
Secondly, there was the modal and tonal fluidity of the piece21
. The tonal
ambiguities ofAbschied exerted a major influence on especially the composers of the
21 To sum up, parallel minor-major oscillations, extensively chromatic lines with exaggerated contours and
octave displacement (e.g. Fig. 2, oboe and flute), unsatisfied melodic fragmentsthemselves a side-
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second Vienese School, i.e Schoenberg, Berg and Webern. One of its earliest influences
can be seen in Pierrot lunaire of 1912 in its entirety, and in particular, song No. 7: Der
kranke Mond, which is scored for solo flute and sprechstimme. (This movement is further
influenced by the private language of the recitatives ofAbschied.)
The free counterpoint ofAbschied, besides its immediate impact, resurfaced in a
highly evolved form in the works of Britten (e.g. the heterophony of the overture to Peter
Grimes), and even Coplands signature pan-tonalism (e.g. Appalachian Spring).
The spatial, thin and selective instrumentation of Abschiedaffected composers as
distant as Webern (Five Pieces for Orchestra) and arguably, Copland (Appalachian
Spring). Webern, for one, also benefited from the pointillistic organization of the work
that is evident in the introduction to unit 3. Still, its layered texture and juxtaposition of
highly contrasting musical lines seems to have influenced the so-called eclectic trends of
post-modernism, which are also inclined toward its complex, yet accessible tonal sense,
perhaps as way forward out of the rigors of Modernism
In short, Abschiedempowered music with freedom in meter, pitch, form and
texture, and sonorities that would prove to have a lasting impact on the future of music
for Ewig -keit.
product of Pentatonicism and vertical sonorities, such as the C+6 chord, that are used to reinforce tonal
ambiguity. To this add restless modulations and a large-scale harmonic scheme that undermines traditional
tonal expectations. Hefling also mentions, dominant preparation and overt cadences are rare (Hefling,
1999).
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Conclusion
Mahler ofDas Lied, and in particular, ofAbschied, can be best identified as a
global composer, one that even in his minute attention to detail would not ignore the
estaltexistence of his composition. His music affords the listener, layman or
professional with an abundance of ideas and details, each of which could be developed in
its own unique direction. Each subsequent generation of composers sees to have paid a
primarily exclusive attention to a handful of these elements (pitch aspect became more
important to the so-called atonalists and dodecaphonists; temporal atmosphere would
appeal to the modernists; etc.) Amid all these trends, however, the music itself has calmly
survived, and confidently remains relevant to our time, both for its sounds and its
meaning.
Mahler himself seems to have once revealed his secret to a lesser-known Sibelius,
indeed at the time when he was preparing for the composition ofDas Lied. In November
1907, he countered a little-known Sibelius, who had just admired symphony for its
severity, style, and its underlying logical motivic connection, with this quick reply
(Lebrecht, 1987/1998):
No; the symphony must be like the world. It must embrace
everything.
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Listening to Das Liedis as if one is passing by a colorful aquarium, everything
existing in time and space. Mahlers symphony and perhaps all of his symphonies, are not
mere individual organic structures, but a large ecosystem for a harmonious co-existence
of many such elements. His works, in effect, are indeed not a mere commentary on the
world in which they exist, but a microcosmic representation of it in its entirety.
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9) Schoenberg, Arnold: Brahms the Progressive (1947), found in Style and Idea;
1975, Faber and Faber/rev. 1984, University of California Press.
Works consulted
1) Smoley, Lewis M.: Gustav Mahlers Symphonies: Critical Commentary on
Recordings Since 1968; 1986, Greenwood Press
2) Adorno, Theodore W.: ahler: a Musical Physiognomy; orig. German, 1971; tr.
1980, University of Chicago Press.
3) Cooke, Deryck: Gustav Mahler: An introduction to His Music; 1980/1988,
Cambridge University Press.
4) Blaukopf, Herta, ed.: Gustav Mahler & Richard Strauss: Correspondences, 1888-
1911; tr. Jephcott; 1980/1984, University of Chicago Press.
5) Mahler, Alma: Mahler: Memoires and Letters; 1940/1968, John Murray, England
6) Schoenberg, Arnold: Gustav Maher(1912/1948) found in Style and Idea; 1975,
Faber and Faber/rev. 1984, University of California Press.
7) Schoenberg, Harold C.: The Lives of the Great Composers; 1970, W. W. Norton
and Company,
8) Watkins, Glenn: Soundings: Music in the Twentieth Century; 1995, Simon and
Schuster, Macmillan
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Recordings
1) Das Liedvon der Erde: O. Klemperer, C. Ludwig, F. Wuderlich; Philharmonia
and New Philharmonia Orchestras; orig. 1967; EMI records.
(L. Bernsteins 1960 recording with WPO, and G. Soltis recording of the piece were also
consulted.)
2) Kindertotenlieder: L. Bernstein, T. Hampson; Vienna Philharmonic Orchestra;
1984, 1991. The album also includes, Lieder eines fahrenden Gesellen and Fnf
Lieder nach Rckert.
Acknowledgments
I am grateful to Professors Paul Reales 2001 class lectures and personal
communications about Das Liedand in particular, Abschied. Besides his illuminating
guidance to source material, I am greatly indebted for his suggestions about the roles of
symbols and gestures, the expansion of tonal and temporal senses, the significance of
composers personal life and philosophy, and the eminence of the ending strategy in
Abschiedin regards to this report.
I am also grateful to Professor Ian Krouse, for his introduction to the work in
terms of its orchestration (1996-7 lectures), and his emphasis on the Orientalism in the
work (2002).