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Gulf of Alaska Rockfish “Patch” Characteristics Denise McKelvey, Paul Spencer and Dana Hanselman, Alaska Fisheries Science Center, NMFS, NOAA Research trawl surveys in Alaskan waters have demonstrated that rockfish (Sebastes species) are often patchily distributed, but the patterns of spatial aggregations (or “patches”) have not been quantitatively examined. We used acoustic methods to describe near-bottom rockfish aggregations observed in Gulf of Alaska bottom trawl surveys in 2007 and 2009 and in a rockfish research survey in 2009. Characteristics of rockfish aggregations were compared with walleye pollock (Theragra chalcogramma) aggregations, which are often distributed near the sea-floor. The views expressed or implied here are those of the authors and do not necessarily reflect the policies of the National Marine Fisheries Service, NOAA, and Department of Commerce. The study focused on near-bottom backscatter that was collected using a calibrated Simrad ES60 commercial echosounder, and a 38 kHz hull-mounted transducer. Backscatter that was recorded while trawling during the daytime at locations deeper than 100 meters was analyzed using Myriax Echoview post-processing software. We applied a school-detection algorithm (SHAPES) to backscatter at trawl locations, where a high proportion (80%) of either rockfish or walleye pollock were captured in the net. Detected near-bottom aggregations with mean volume backscatter > -75 decibels (dB) were measured to obtain the metrics described in Table 1. Metrics from the near-bottom aggregations were compared using principal component analysis (PCA) and then organized into clusters using a model- based clustering method (Fraley and Raftery, 2002). Methods Burgos, J. M. and J. K. Horne. 2008. Characterization and classification of acoustically detected fish spatial distributions. ICES J. of Marine Science, 65: 1235-1246. Fujioka, J.T., C.R. Lunsford, J. Heifetz, and D.M. Clausen. 2007. Stratification by echosounder signal to improve trawl survey precision for Pacific ocean perch. In J. Heifetz, J. DiCosimo, A.J. Gharrett, M.S. Love, V.M. O’Connell, and R.D. Stanley (eds.). Biology, assessment, and management of north Pacific rockfishes, pp 473-492. Alaska Sea Grant, University of Alaska Fairbanks. Fraley, C., and A. Raftery. 2002. Model-based clustering, discriminant analysis, and density estimation. J. of the American Statistical Association, 97:611-631. Krieger, K., Heifetz, J., and D. Ito. 2001. Rockfish assessed acoustically and compared to bottom-trawl catch rates. Alaska Fishery Research Bulletin, 8(1): 71-77. Near-bottom aggregations detected from rockfish (111 aggregations, 40 locations) and walleye pollock (73 aggregations, 20 locations) were divided into two categories: 1) “layers” of continuous backscatter that extended > 800 m (approximately the length of the trawl path in the 2009 rockfish survey) and 2) “discrete” backscatter aggregations < 800 m, (Figure 1). A wide range of fish metrics were observed. Lengths measured from rockfish discrete aggregations ranged from 17 m to 445 m, whereas walleye pollock discrete aggregations ranged from 18 m to 210 m. Rockfish layers had a larger average height (35.5 m) and altitude (28.9 m) than walleye pollock layers (8.1 m and 9.7 m, respectively). The average MVBS for rockfish was less than that for walleye pollock for both layers and discrete aggregations. For layers, the average MVBS was -62.5 dB for rockfish and -60.6 dB for walleye pollock, whereas for discrete aggregations these values were -59.8 dB and -52.9 dB, respectively. Results Introduction Cluster analysis Four clusters were identified (Figure 3-4). The first cluster (n = 22) had mostly rockfish and walleye pollock layered aggregations with large length, height, and unevenness measurements. Additionally, these aggregations had relatively high altitude and deep bottom depths. The second cluster (n = 3) had only discrete walleye pollock aggregations. These aggregations had high MVBS, horizontal and vertical roughness coefficients, and CV, and low elongation. Also, these aggregations were associated with relatively shallow bottom depths. The third and fourth clusters (n = 97 and n = 62, respectively) were from predominately discrete rockfish and walleye pollock aggregations. Although aggregation metrics were similar in these groups, the fourth cluster had aggregations with the smallest height, CV, and kurtosis. Principal component analysis PCA results were summarized in Table 2. The first four principal components accounted for 82.5% of the variance among the variables. Each component was interpreted based on loadings > 0.3 or < -0.3. PC1 accounted for 31.3% of the variance and reflects the scale and variability in acoustic backscatter. Positive loadings were observed for MVBS and vertical and horizontal roughness coefficients, whereas negative loadings included length, image compactness, and bottom depth. PC2 accounted for 27.6% of the variance and reflects a combination of morphological and acoustic variables. Negative loadings were observed for height, unevenness, horizontal roughness coefficient, CV, and kurtosis. The strongest positive loading was for elongation, although this was relatively weak (0.209). PC3 accounted for 16.1% of the variance and reflects a combination of spatial, morphological, and acoustic variables. A positive loading was observed for altitude whereas negative loadings were observed for elongation, image compactness, and CV. PC4 accounted for 7.6% of the variance, and showed a negative loading for rectangularity. Plots for PCA scores indicated separation of 184 aggregations based on aggregation type (layer or discrete) or species (Fig 2), as the layered aggregations (n =19) showed low scores on PC1, Additionally, some separation between rockfish and walleye pollock was observed on the high and low values of PC1 although considerable overlap was observed at intermediate PC1 scores. Our study indicates that rockfish aggregations are highly variable in the vertical and horizontal dimension. Although “spikes” with large height relative to length (i.e., elongation << 1) were not observed, we did observe extensive near-bottom layers (in contrast to findings by Krieger et al. 2001). On average, the altitude of these daytime layers was about 10-15 m higher than layers observed during the night by Fujioka et al. (2007). In this study, rockfish and walleye pollock exhibited mostly discrete aggregations. Because our metric results were variable and overlapped across species, the cluster analysis generally did not separate the species. The exceptions were the discrete walleye pollock aggregations with very high densities, which were separated into cluster 2. Although we observed discrete rockfish aggregations with similarly small elongation metrics, none had MVBS measurements as high as the walleye pollock aggregations, which ranged between -41.9 dB to -40.6 dB. This study was conducted in conjunction with research aimed to reduce variability in rockfish trawl survey biomass estimates by identifying rockfish aggregations using acoustic methods. Although the school-detection algorithm detected rockfish aggregations, the metrics results were variable and similar to walleye pollock. Future work could include additional metrics to improve the ability to identify rockfish aggregations (e.g., packing density, Burgos and Horne, 2008). Discussion 0.065 0.113 -0.054 -0.374 Bottom depth (m) Spatial Loadings Metric 0.012 -0.280 -0.391 -0.107 Kurtosis 0.061 -0.341 -0.371 0.122 Coefficient of variation -0.019 -0.157 -0.290 0.378 Vertical roughness coefficient 0.002 -0.079 -0.347 0.342 Horizontal roughness coefficient -0.062 0.046 -0.224 0.397 Mean volume backscatter strength (dB) 0.007 0.321 -0.254 -0.241 Altitude (m) Acoustic 0.062 0.199 -0.342 -0.264 Unevenness -0.965 0.125 0.011 0.047 Rectangularity -0.086 -0.369 -0.093 -0.358 Image compactness -0.115 -0.572 0.209 -0.148 Elongation -0.053 0.288 -0.401 -0.169 Height (m) -0.169 -0.235 -0.239 -0.328 Length (m) Morphological 0.825 0.749 0.588 0.313 Cumulative variance 0.076 0.161 0.276 0.313 Proportion of variance PC 4 PC 3 PC 2 PC 1 Parameter Table 2. Summary of principal component analysis results. Highlighted loadings were used to interpret the importance of individual metrics. Citations Figure 2. Plots of scores derived for principal components 1-4. The colors depict cluster groupings (red = cluster 1, green = cluster 2, blue = 3, and orange = cluster 4). Note that in the upper right plots, letters indicate echo type (D = discrete and L = layer), while in the lower left plots, letters indicate species (R = rockfish and P = walleye pollock). Figure 4. Boxplots summarizing morphological, spatial, and acoustic metrics for clusters 1-4. Figure 3. Histogram showing percent composition of rockfish (RF) and walleye pollock (POL) aggregations in each cluster, where n = the total number of aggregations within each cluster. Bottom depth (acoustic variation within the school’s vertical direction) (acoustic variation within the school’s horizontal direction) Kurtosis Vertical roughness Horizontal roughness (average aggregation distance off bottom) (Perimeter/[2(L+H)]) Unevenness Coefficient of variation (CV) Mean volume backscattering strength (MVBS) Altitude ((L*H)/Area) (Perimeter 2/(/(4*Area)) Image compactness Height (H) Table 1. Description of morphological, spatial, and acoustic metrics used to measure aggregation characteristics. Rectangularity Elongation (L/H) Length (L) Acoustic Spatial Morphological A. rockfish discrete B. rockfish layer C. walleye pollock discrete D. walleye pollock layer Distance (m) Depth (m) Figure 1. Backscatter detected from rockfish and walleye pollock. Rockfish discrete and layered aggregations are shown in panels A and B. Walleye pollock discrete and layered aggregations are shown in panels C and D. Vertical bars mark 100 m distance intervals and horizontal lines mark 50 m depth intervals. 8.5 m above sea-floor -39 -57 -75 Sv Color Scale (dB)

Gulf of Alaska Rockfish “Patch” Characteristics · Rockfish layers had a larger average height (35.5 m) and altitude (28.9 m) than walleye pollock layers (8.1 m and 9.7 m, respectively)

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Page 1: Gulf of Alaska Rockfish “Patch” Characteristics · Rockfish layers had a larger average height (35.5 m) and altitude (28.9 m) than walleye pollock layers (8.1 m and 9.7 m, respectively)

Gulf of Alaska Rockfish “Patch” CharacteristicsDenise McKelvey, Paul Spencer and Dana Hanselman, Alaska Fisheries Science Center, NMFS, NOAA

Research trawl surveys in Alaskan waters havedemonstrated that rockfish (Sebastes species)are often patchily distributed, but the patternsof spatial aggregations (or “patches”) have notbeen quantitatively examined. We used acousticmethods to describe near-bottom rockfishaggregations observed in Gulf of Alaska bottomtrawl surveys in 2007 and 2009 and in arockfish research survey in 2009. Characteristicsof rockfish aggregations were compared withwalleye pollock (Theragra chalcogramma)aggregations, which are often distributed nearthe sea-floor.

The views expressed or implied here are those of the authors and do not necessarily reflect the policies of the National Marine Fisheries Service, NOAA, and Department of Commerce.

The study focused on near-bottom backscatter that was collectedusing a calibrated Simrad ES60 commercial echosounder, and a 38kHz hull-mounted transducer. Backscatter that was recorded whiletrawling during the daytime at locations deeper than 100 meters wasanalyzed using Myriax Echoview post-processing software. Weapplied a school-detection algorithm (SHAPES) to backscatter at trawllocations, where a high proportion (80%) of either rockfish or walleyepollock were captured in the net. Detected near-bottom aggregationswith mean volume backscatter > -75 decibels (dB) were measured toobtain the metrics described in Table 1.

Metrics from the near-bottom aggregations were compared using principalcomponent analysis (PCA) and then organized into clusters using a model-based clustering method (Fraley and Raftery, 2002).

Methods

Burgos, J. M. and J. K. Horne. 2008. Characterization and classification of acoustically detected fish spatialdistributions. ICES J. of Marine Science, 65: 1235-1246.

Fujioka, J.T., C.R. Lunsford, J. Heifetz, and D.M. Clausen. 2007. Stratification by echosounder signal toimprove trawl survey precision for Pacific ocean perch. In J. Heifetz, J. DiCosimo, A.J. Gharrett, M.S. Love,V.M. O’Connell, and R.D. Stanley (eds.). Biology, assessment, and management of north Pacific rockfishes,pp 473-492. Alaska Sea Grant, University of Alaska Fairbanks.

Fraley, C., and A. Raftery. 2002. Model-based clustering, discriminant analysis, and density estimation. J. ofthe American Statistical Association, 97:611-631.

Krieger, K., Heifetz, J., and D. Ito. 2001. Rockfish assessed acoustically and compared to bottom-trawlcatch rates. Alaska Fishery Research Bulletin, 8(1): 71-77.

Near-bottom aggregations detected from rockfish (111 aggregations, 40

locations) and walleye pollock (73 aggregations, 20 locations) were divided

into two categories: 1) “layers” of continuous backscatter that extended

> 800 m (approximately the length of the trawl path in the 2009 rockfish

survey) and 2) “discrete” backscatter aggregations < 800 m, (Figure 1).

A wide range of fish metrics were observed. Lengths measured from

rockfish discrete aggregations ranged from 17 m to 445 m, whereas walleye

pollock discrete aggregations ranged from 18 m to 210 m. Rockfish layers

had a larger average height (35.5 m) and altitude (28.9 m) than walleye

pollock layers (8.1 m and 9.7 m, respectively). The average MVBS for

rockfish was less than that for walleye pollock for both layers and discrete

aggregations. For layers, the average MVBS was -62.5 dB for rockfish and

-60.6 dB for walleye pollock, whereas for discrete aggregations these values

were -59.8 dB and -52.9 dB, respectively.

Results

Introduction

Cluster analysisFour clusters were identified (Figure 3-4).

The first cluster (n = 22) had mostlyrockfish and walleye pollock layeredaggregations with large length, height, andunevenness measurements. Additionally,these aggregations had relatively highaltitude and deep bottom depths.

The second cluster (n = 3) had onlydiscrete walleye pollock aggregations. Theseaggregations had high MVBS, horizontal andvertical roughness coefficients, and CV, andlow elongation. Also, these aggregationswere associated with relatively shallowbottom depths.

The third and fourth clusters (n = 97 andn = 62, respectively) were frompredominately discrete rockfish and walleyepollock aggregations. Although aggregationmetrics were similar in these groups, thefourth cluster had aggregations with thesmallest height, CV, and kurtosis.

Principal componentanalysisPCA results were summarized in Table 2. The first four principalcomponents accounted for 82.5% of the variance among thevariables. Each component was interpreted based on loadings >0.3 or < -0.3.

PC1 accounted for 31.3% of the variance and reflects the scale andvariability in acoustic backscatter. Positive loadings were observedfor MVBS and vertical and horizontal roughness coefficients,whereas negative loadings included length, image compactness,and bottom depth.

PC2 accounted for 27.6% of the variance and reflects acombination of morphological and acoustic variables. Negativeloadings were observed for height, unevenness, horizontalroughness coefficient, CV, and kurtosis. The strongest positiveloading was for elongation, although this was relatively weak(0.209).

PC3 accounted for 16.1% of the variance and reflects acombination of spatial, morphological, and acoustic variables. Apositive loading was observed for altitude whereas negativeloadings were observed for elongation, image compactness, and CV.

PC4 accounted for 7.6% of the variance, and showed a negativeloading for rectangularity.

Plots for PCA scores indicated separation of 184 aggregations basedon aggregation type (layer or discrete) or species (Fig 2), as thelayered aggregations (n =19) showed low scores on PC1,Additionally, some separation between rockfish and walleye pollockwas observed on the high and low values of PC1 althoughconsiderable overlap was observed at intermediate PC1 scores.

Our study indicates that rockfish aggregations are highly variable in the vertical and horizontal dimension. Although “spikes” with large height relative to length (i.e.,elongation << 1) were not observed, we did observe extensive near-bottom layers (in contrast to findings by Krieger et al. 2001). On average, the altitude of thesedaytime layers was about 10-15 m higher than layers observed during the night by Fujioka et al. (2007).

In this study, rockfish and walleye pollock exhibited mostly discrete aggregations. Because our metric results were variable and overlapped across species, the clusteranalysis generally did not separate the species. The exceptions were the discrete walleye pollock aggregations with very high densities, which were separated into cluster2. Although we observed discrete rockfish aggregations with similarly small elongation metrics, none had MVBS measurements as high as the walleye pollockaggregations, which ranged between -41.9 dB to -40.6 dB.

This study was conducted in conjunction with research aimed to reduce variability in rockfish trawl survey biomass estimates by identifying rockfish aggregations usingacoustic methods. Although the school-detection algorithm detected rockfish aggregations, the metrics results were variable and similar to walleye pollock. Future workcould include additional metrics to improve the ability to identify rockfish aggregations (e.g., packing density, Burgos and Horne, 2008).

Discussion

0.0650.113-0.054-0.374Bottom depth (m)

Spatial

LoadingsMetric

0.012-0.280-0.391-0.107Kurtosis

0.061-0.341-0.3710.122Coefficient of variation

-0.019-0.157-0.2900.378Vertical roughness coefficient

0.002-0.079-0.3470.342Horizontal roughness coefficient

-0.0620.046-0.2240.397Mean volume backscatter strength (dB)

0.0070.321-0.254-0.241Altitude (m)

Acoustic

0.0620.199-0.342-0.264Unevenness

-0.9650.1250.0110.047Rectangularity

-0.086-0.369-0.093-0.358Image compactness

-0.115-0.5720.209-0.148Elongation

-0.0530.288-0.401-0.169Height (m)

-0.169-0.235-0.239-0.328Length (m)

Morphological

0.8250.7490.5880.313Cumulative variance

0.0760.1610.2760.313Proportion of variance

PC 4PC 3PC 2PC 1Parameter

Table 2. Summary of principal component analysis results. Highlighted

loadings were used to interpret the importance of individual metrics.

Citations

Figure 2. Plots of scores derived for principal components 1-4. The colors depict clustergroupings (red = cluster 1, green = cluster 2, blue = 3, and orange = cluster 4). Notethat in the upper right plots, letters indicate echo type (D = discrete and L = layer), whilein the lower left plots, letters indicate species (R = rockfish and P = walleye pollock).

Figure 4. Boxplots summarizing morphological, spatial,and acoustic metrics for clusters 1-4.

Figure 3. Histogram showing percent composition ofrockfish (RF) and walleye pollock (POL) aggregationsin each cluster, where n = the total number ofaggregations within each cluster.

Bottom depth

(acoustic variation within the school’s vertical direction)

(acoustic variation within the school’s horizontal direction)

Kurtosis

Vertical roughness

Horizontal roughness (average aggregation distance off bottom)

(Perimeter/[2(L+H)])Unevenness

Coefficient of variation (CV)

Mean volume backscattering strength (MVBS)Altitude

((L*H)/Area)

(Perimeter 2/(/(4 *Area))

Image compactness

Height (H)

Table 1. Description of morphological, spatial, and acoustic metrics used to measure aggregation characteristics.

Rectangularity

Elongation (L/H)

Length (L)

AcousticSpatialMorphological

A. rockfish discrete

B. rockfish layer

C. walleye pollock discrete

D. walleye pollock layer

Distance (m)D

ep

th (

m)

Figure 1. Backscatterdetected from rockfish andwalleye pollock.

Rockfish discrete and layeredaggregations are shown inpanels A and B.

Walleye pollock discrete andlayered aggregations areshown in panels C and D.

Vertical bars mark 100 mdistance intervals andhorizontal lines mark 50 mdepth intervals.

8.5 mabove

sea-floor

-39

-57

-75

Sv C

olo

r Sca

le (

dB)