Guizhou High Efficiency Water Utilization Demonstration in ...€¦ · Asian Development Bank Linked Document 12 Resettlement Plan for Anlong County October 2016 People’s Republic

Resettlement Plan November 2016

PRC: Guizhou High Efficiency Water Utilization Demonstration in Rocky Desertification Area Project Resettlement Plan for Anlong County

Prepared by the Guizhou provincial government for the Asian Development Bank. This is an updated version of the draft originally posted in August 2016 available on http://www.adb.org/projects/documents/prc-ghewudrdap-pingqiao-reservoir-preparatory-works-aug-2016-rp

CURRENCY EQUIVALENTS (as of 23 November 2016)

Currency unit – yuan (CNY)

CNY1.00 = $0.1451 $1.00 = CNY6.8883

ABBREVIATIONS

AAOV – average annual output value ACPRL – Anlong County Pingqiao Reservoir Ltd. ACG ADB AHH AP APMO CWRPRPSD DMS EMDP GPG GWIGC LAR M&E MLS PMO PPMO PPTA PRC PWPR Qianxinan RP

– – – – – – – – – – – – – – – – – – – –

Anlong county government Asian Development Bank affected household affected person Anlong County project management office China Water Resource Pearl River Planning Surveying and Designing Co. Ltd. detailed measurement survey ethnic minority development plan Guizhou provincial government Guizhou Water Investment Group Cp. Ltd. land acquisition and resettlement monitoring and evaluation minimum living security project management office provincial project management office project preparatory technical assistance People’s Republic of China Preparatory works for Pingqiao Reservoir Qianxinan Buyi and Miao Autonomous Prefecture Resettlement plan

NOTE

In this report, "$" refers to US dollars.

This resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

Asian Development Bank

Linked Document 12

Resettlement Plan for Anlong County

October 2016

People’s Republic of China:

Guizhou High Efficiency Water Utilization Demonstration in Rocky Desertification Area Project

ADB Loan: Guizhou High Efficiency Water Utilization Demonstration

in Rocky Desertification Area Project

Resettlement Plan for Anlong County

(Final ADB review version)

Anlong County People’s Government

October2016

LIST OF ACRONYMS AND MEASURES

ACG Anlong County Government AAOV Annual Average Output Value ACWF All China Women’s Federation ADB Asian Development Bank AHs Affected Households ALRAB Anlong Land and Resources Administration Bureau APMO Anlong Project Management Office APs Affected Persons ARO Anlong Resettlement Office CFRD Concrete-Faced Rockfill Dam DMS Detailed Measurement Survey EMA External Monitoring Agency FSR Feasibility Study Report GDRC Guizhou Development and Reform Commission GPG Guizhou Provincial Government GRO Guizhou Resettlement Office for Water Resources and Hydropower Engineering GWCIDI Guizhou Water Conservancy Investigation and Design Institute HD House Demolishment HHs Households IA Implementing Agency LA Land Acquisition LAR Land Acquisition and Resettlement LO Land Occupation M&E Monitoring and Evaluation MLG Minimum Living Guarantee NDRC National Development and Reform Commission No. Number PLA Permanent Land Acquisition PLG Project Leading Group PMO Project Management Office PPTA Project Preparatory Technical Assistance PRC Peoples Republic of China PRPSDCL China Water Resources Pearl River Planning Survey and Design Co., Ltd. RC Resident Committee RIB Resettlement Information Booklet RO Resettlement Office RP Resettlement Plan SCO Street Committee Office SPS Safeguard Policy Statement TLO Temporary Land Occupation TOR Terms of Reference US$ United States Dollar kg Kilograms kW Kilowatts km2 Square Kilometer m2 Square Meter % Percentage L Liter mu Chinese area measure for land, 1 mu = 1/15 ha (1 ha = 15 mu) CNY Chinese currency Yuan V Voltage

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TABLE OF CONTENT

COMMITMENT LETTER OF THE RESETTLEMENT PLAN EXECUTIVE SUMMARY ......................................................................................................... 1

E1. Project Introduction ....................................................................................................... 1 E2. Impact Scope of Land Acquisition and Resettlement ................................................... 1 E3. Laws, Regulations, Policies and Rights ........................................................................ 2 E4. Public Participation and Grievance ............................................................................... 2 E5. Land Acquisition Compensation Standard .................................................................... 3 E6. Resettlement and Livelihood Restoration ..................................................................... 3 E7. Institutional Setting ........................................................................................................ 4 E8. Resettlement Budget and Implementation Schedule .................................................... 4 E9. Monitoring and Evaluation ............................................................................................ 4

I. INTRODUCTION .................................................................................................................. 5

1.1 Background ................................................................................................................... 5 1.2 Contents of the Project .................................................................................................. 7 1.3 Scope of the Impacts for Pingqiao Reservoir Component ............................................ 8 1.4 Scope of Impacts for Restoration of Environment, Ecology and Land Productivity in

Rocky Desertification Area Component ..................................................................... 13 1.5 Measures to Reduce Impacts of Land Acquisition and Resettlement ......................... 14 1.6 Project Institution…………………………………………………………………………….14 1.7Budget and Implementation Plan of Resettlement ....................................................... 14 1.8 Design Process of Land Acquisition and Resettlement Plan ..................................... 15

II. ANALYSIS OF PROJECT IMPACT ............................................................................................................... 17

2.1 Definition of the Project Impact ................................................................................... 17 2.2 Project Scope .............................................................................................................. 17 2.3 Contents, Methods and Steps of Physical Indxe Investigation .................................... 18 2.4 Acquisition of Collective-Owned Land ......................................................................... 19 2.5 Production Resettlement Population ........................................................................... 22 2.6 Decrease of Cultivated Land due to Collective Land Acquisition ................................ 27 2.7 Temporary Land Occupation ....................................................................................... 38 2.8Residence Building Affected by the Project ................................................................. 38 2.9Affected Ground Attachments and Various Auxiliaries ................................................. 46 2.10Affected Vulnerable People and Ethnic Minorities ..................................................... 46

III. SOCIO-ECONOMIC SURVEY ......................................................................................................................... 48

3.1 Socio-economic Development in Anlong County ........................................................ 48 3.2 Socio-economic Situation of Affected Townships and Villages ................................... 50 3.3 Socio-economic Situation of Affected People ............................................................. 52 3.4 Willingness of Land Acquisition and Resettlement Compensation ............................. 54 3.5Plan of Affected households ......................................................................................... 54 3.6 Gender Analysis .......................................................................................................... 62 3.7Host Population for Resettlement Sites ........................................................................ 63

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IV. LEGAL FRAMEWORK AND POLICY ........................................................................................................ 68

4.1 Overview ..................................................................................................................... 68 4.2 Policies and Regulations ............................................................................................. 68 4.3 Summary of Laws, Regulations and Policies .............................................................. 70 4.4 Cut-off Date ................................................................................................................. 76 4.5 Compensation Standard .............................................................................................. 77 4.6 Entitlement Matrix ........................................................................................................ 88

V. PUBLIC PARTICIPATION AND CONSULTATION .............................................................................. 92

5.1 Public Participation and Consultation Activities during the Project Preparation .......... 92 5.2 Measures to Improve Public Participation and Consultation ....................................... 95 5.3 Information Disclosure ................................................................................................. 95 5.4Public Participation Plan duirng RP Implementation .................................................... 96

VI. RESETTLEMENT AND REHABILITATION PLAN .............................................................................. 98

6.1 Objectives and Principles of Resettlement and Rehabilitation .................................... 98 6.2 Calculation of Resettlement Needs and Destinations of the Resettlers .................... 100 6.3The Centralized Resettlement Sites ........................................................................... 104 6.4 Rehabilitation Plan for Production Measures and Livelihoods of Farmers Affected by

Land Acquisition ....................................................................................................... 108 6.5 Other Income Restoration Measures ........................................................................ 141 6.6Enhancement of Production Skills Training and Non-Agricultural Employment of the

Resettlers .................................................................................................................. 142 6.7Restoration of Temporary Land Occupation .............................................................. 143 6.8Recovery of Infrastructure and Ground Attachments ................................................. 143 6.9Post Resettlement Support to the APs ....................................................................... 143 6.10Measures of Vulnerable Groups .............................................................................. 143 6.11Enhancement of Women Development ................................................................... 144

VII. RESETTLEMENT BUDGET AND SCHEDULE .................................................................................. 146

7.1 Composition of the Resettlement Funds ................................................................... 146 7.2 Cost Estimates of the Three Resettlement Sites ....................................................... 149 7.2 Allocation, Management and Monitoring of Resettlement Fund ................................ 149 7.3 Resettlement Schedule ............................................................................................. 151

VIII. RESETTLEMENT ORGANIZATION INSTITUTION ....................................................................... 155

8.1 Organizational Structure ............................................................................................ 155 8.2 Responsibilities of Each Institution ............................................................................ 155 8.3 Persons and Facilities of Resettlement Agencies at All Levels ................................. 156 8.4 Measures to Strengthen the Institutional Capacity .................................................... 157

IX. COMPLAINTS AND GRIEVANCE ............................................................................................................. 158

9.1 Approach of Grievance and Complain Collection ...................................................... 158 9.2 Complaints and Grievance Procedures ..................................................................... 158 9.3 Principle of Dealing with Complaints ......................................................................... 159 9.4 Content and Approach of Complaints ....................................................................... 159 9.5 Feedback Recording and Tracking of Complaint and Appeal ................................... 160 9.6 Contact of Complaint and Appeal Expression ........................................................... 160 9.7 Cost of Solving the Complaint and Appeal ................................................................ 160

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X. RESETTLEMENT MONITORING ................................................................................................................. 161

10.1 Internal Monitoring ................................................................................................... 161 10.2 External Monitoring ................................................................................................. 162

ATTACHMENT 1aSAMPLE AGREEMENT SIGNED BETWEEN ANLONG COUNTY RO

AND QIANXIANG VILLAGE OF PUPING TOWNSHIP ...................... 165 ATTACHMENT 1bSAMPLE AGREEMENT OF HOST VILLAGERS' WILLINGNESS FOR

LAND ADJUSTMENT IN QIANXIANG VILLAGE OF PUPING TOWNSHIP ......................................................................................................................... 167

ATTACHMENT 2 RESETTLEMENT INFORMATION BOOKLET .................................... 170 ATTACHMENT 3EXTERNAL MONITORING AND EVALUATION OUTLINE ........................... 181

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EXECUTIVE SUMMARY

E1. Project Introduction 1. The Guizhou High Efficiency Water Utilization Demonstration in Rocky Desertification Area Project (the overall Project) consists of five components: Pingqiao Reservoir and Water Transfer Facility Component, Pingshan Reservoir and Water Transfer Facility Component, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Areas Component in Anlong County, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Areas Component in Nayong County, and Policy Reform, Capacity Development, and Knowledge Sharing.

E2. Impact Scope of Land Acquisition and Resettlement 2. The Pingqiao Reservoir and Water Transfer Facility Component will involve permanent land acquisition of 6,208.29 mu in total, including 138.14 mu state-owned land and 6,070.15 mu collectively-owned land, of which 4,143.15 mu are cultivated land, and the impact is significant. A total of 17 villages in Getang, Puping, Sayu, Haizi Township and Xifeng Street committee will be affected, the farmland acquisition will involve 1,975 households and 7,079APs, including 2,680 persons as production resettlement population, and 101,836.1 m2 of houses will be demolished with 2,743 people in 583 rural households to be affected; meanwhile, the 2,743 people in 583 rural households will also be affected by land acquisition. The Project also needs 1,036.47 mu temporary collectively-owned land occupation, and the number of people to be affected by temporary land occupation is included in the number of people affected by land acquisition. Of the total affected households and population, 205 households and 299 persons belong to vulnerable groups, including 147 households or 215 persons living under minimum living guarantee (MLG), and 58 households or 84 persons disabled. The scope of the Project impact is presented in Table E1-1. 3. In addition, a total of 3,511.03 mu of cultivated land need to be adjusted through land use right transfer (LURT) in the three resettlement sites to allocate to relocated families, and it affects 981 households or 4,205 persons. The scope of the Project land adjustment impact is presented in Table E1-2.

4. The Restoration of Environment, Ecology and Land Productivity in Rocky Desertification Area Component in Anlong county of the overall Project will not involve any land acquisition and resettlement based on PPTA due diligence. Therefore, the resettlement plan is specifically cover the Pingqiao Reservoir and Water Transfer Facility Component.

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Table E1-1: Impacts of Land Acquisition and Resettlement

Name of Sub- Project

Location (Townships/Street

Committee)

Permanent LA by Type of Land (mu)

Temporary Land Occupation HD Affected Population (No.)

Collective-owned

State- owned Subtotal

Collective- owned m2

LA HD impact (head count)

LA impacts (head count)

Total impact (head count)

Production Resettlement

Popu. equivalent 1

HHs APs2 HHs APs HHs APs

Reservoir Inundated Area Getang and Haizi 4,145.3 113.87 4,259.17 597.74 78,587.58 1,920 518 2,434 798 3,275 798 3,275

Dam Site Engineering Construction Area

Getang 882.27 24.27 906.54 438.73 23,248.5 431 65 309 365 1,224 365 1,224

Water Supply and Irrigation Engineering Area

Getang, Puping, Sayu Townships and Xifeng

Street committee 1,042.58 0 1,042.58 0.00 0 329 0 0 812 2,597 812 2,597

TOTAL 6,070.15 138.14 6,208.29 1,036.47 101,836.08 2,680 583 2,743 1,975 7,097 1,975 7,097

Note: 1Production resettlement population is usually estimated through dividing the total cultivated land acquisition by per capita cultivated land holding before the LA. The resettlement population is included in the land acquisition impacts and its puporse is to estimate the number of population that needs land re-adjustment and/or livelihood restoration.

2The 2,743 people in 583 rural households to be affected by house demolition will also be affected by land acquisition. HHs and APs denote households and affected persons, respectively.

Table E1-2: Impacts of Land Adjustment in the Three Resettlement Sites

Location

Type of Land (mu) HHs and Popu. Involved (No.) Total (No.)

Collective-owned State-owned Total Land Adjustment House Demolition

HHs APs HHs APs HHs APs

Resettlement Site Puping Township and Qianxiang

Street Committee 3,511.03 0 3,511.03 981 4,205 0 0 981 4,205

TOTAL 3,511.03 0 3,511.03 981 4,205 0 0 981 4,205

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E3. Laws, Regulations, Policies and Rights 5. The target of the resettlement is to avoid or minimize involuntary resettlement where feasible by developing and comparing a series of design alternatives, and providing adequate compensation and entitlements to allow those affected to at least maintain their pre-Project living standard, with the prospect of improvement. The compensation of the permanent land acquisition is based on (i) the Land Administration Law of PRC, amended in 2004, Rural Land Contract Law of People’s Republic of China (March 1st, 2003), State Council Decision to Deepen Reform and Strictly Enforce Land Administration (October 21st, 2004), Instruction on Updating Land Acquisition Compensation and Resettlement Policy (November 3rd, 2004), Regulation on Land Acquisition Compensation and Resettlement for the Construction of Large- and Medium-Size Hydropower Works (2006), Opinions of the State Council on “Improvement of Post-Resettlement Support Policies for Reservoir-Induced Resettlement (2006). Meanwhile, the Project will also adopt relevant policies on land acquisition and resettlement of Guizhou Province and Anlong County of Qianxinan Prefecture. The resettlement plans were prepared to comply with ADB’s SPS, 2009. 6. Based on the consultations with local governments and those affected, and general practice in the project counties, the resettlement principles of the Anlong RP are: (i) land acquisition and involuntary resettlement will be avoided or minimized where feasible by developing and comparing a series of design alternatives; (ii) compensation and entitlements provided must be adequate to allow those affected to at least maintain their pre-project standard of living, with the prospect of improvement; (iii) land temporarily occupied and the period for disruption are to be kept to a minimum; (iv) all the people affected, legal and illegal, are to be taken into consideration and accounted for compensation; (v) resettlement plan will be prepared and implemented in accordance with state land rehabilitation policy, national economic and social development plans; (vi) all those affected will be adequately informed about eligibility, compensation rates and standards, livelihood and income restoration plans, and project timing;(vii) resettlement plan will be coordinated with such things as regional development, economic development and environmental protection; (viii) practical and feasible measures will be formulated to restore the affected items; (ix) a preferential policy and assistance will be provided to vulnerable groups in such things as employment; and (x) close monitoring and timely actions will be carried out to identify and resolve any problems.

E4. Public Participation and Grievance 7. During the Project preparation stage, a series of consultations were conducted with the affected people, the village committees/resident committee, the Project resettlement offices at all levels, as well as other Project stakeholders (approximately 7,510 people). Through physical index measurement, a socio-economic survey and public participation and consultation, the affected people have participated in land requisition compensation and resettlement plan preparation, their concerns and comments have been incorporated into the Resettlement Plan for Anlong County. Further consultation will be carried out in the detailed design phase of the Project and the program implementation process. Grievance redress mechanisms have been established for the affected people, and grievance channels include: (i) village committee/resident committee; (ii) township (town) government/street committee; (iii) Anlong PMO and the Project implementing agency (Pingqiao Reservoir Co., Ltd.); (iv) Anlong County Land and Resources Administration Bureau or Anlong County Resettlement Office; (v) external monitoring agency or ADB. 8. The resettlement information booklets will be distributed to the affected people and villages by 30 November 2016, and the draft "Resettlement Plan for Anlong County" will be uploaded onto the ADB website by 30 November 2016.

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E5. Resettlement and Livelihood Restoration 9. For people losing land, various livelihood rehabilitation strategies will be implemented to restore the livelihood and income of land loss farmers, including replacement land, cash compensation, pension and social insurance, employment opportunity generation, development of cultivation and livestock breeding, development of private-operated businesses, skill training, etc.. A post-resettlement support fund will be provided to the relocated people at CNY600 per resettler per year for 20 years after their resettlement. For people losing housing, they will receive “cash compensation” or “cash plus house plot” in the resettlement sites. With cash compensation, the resettled residents could re-construct their houses in the resettlement sites or purchase houses in other places they prefer. It has been planned to adjust 3,511.03 mu of land from three resettlement sites in Shiyakou of Puping Township, Xiaoqianxiang of Qianxiang Township and Liangtai of Getang Township (now belong to Getang Township) to host the resettled households, which will cause impacts to host villages. However, the villagers in the host communities are willing to give out part of their land to the relocated families and they would like to get cash compensation to open their own businesses or to invest in high value crops or go out to other cities or provinces for employment. 10. For vulnerable groups, attention and assistance will be given to their special needs and expectations. The Pingqiao Reservoir Co., Ltd. will supervise implementation to ensure these vulnerable persons receive adequate compensation, livelihood and income restoration, housing arrangement, special fund, and minimum living guarantee (MLG), and assistance to restore their living conditions and incomes.

E6. Institutional Setting 11. Anlong County PMO will take the supervision responsibilities for the implementation of the resettlement plan, including the preparation and implementation management of the resettlement plan, progress reports, internal monitoring of resettlement plan, and coordinating with external monitoring agency. Anlong County Resettlement Office will be responsible for the actual implementation and management of the resettlement plan, including the confirmation of affected land and houses, consultation with the affected people, disbursing of compensation funds, and implementation of the resettlement measures for the affected people, etc. 12. Township (town) governments and village committees/street committees will actively participate in the implementation of the Resettlement Plan. In order to guarantee the smooth implementation of the Project, Anlong County PMO will organize training by inviting professional resettlement officers/specialists from training institutions with strong experiences in LAR implementation or study tour to other cities / provinces with good and successful implementation of land acquisition and resettlement.

E7. Resettlement Budget and Implementation Schedule 13. All costs of the resettlement have been included in the total budget of the resettlement plan as part of the Project budget. In accordance with the price of October 2016, the total resettlement budget of the Pingqiao Reservoir and Water Transfer Facility Component is CNY 498.62 million, including land acquisition and house demolition, land tax, resettlement monitoring fees, resettlement management fees, the training of resettlement agency’s staff, vulnerable groups assistance funds, etc..

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14. Pingqiao Reservoir and Water Transfer Facility Component will start pre-construction works in December 2016 (for which a Dam Site Resettlement Plan has been approved in July 2016) and will start dam construction in April 2017 and complete in April 2021. Land acquisition and house demolition, and compensation for Pingqiao Reservoir and Water Transfer Facility Component will start in November 2016 and provide lands in the dam site area for construction contractors to commence in April 2017. All resettlement measures will be completed and the resettlement target will be achieved before December 2020. The centralized resettlement areas have been identified and finalized, and are waiting for the start of the Project construction. E8. Monitoring and Evaluation 15. The Resettlement Plan for Anlong County also includes a detailed plan for internal and external monitoring and evaluation. During resettlement implementation, Anlong County Project Management Office will submit an internal monitoring report to ADB semiannually. Guizhou Project Management Office will hire an experienced organization as an independent external monitoring agency to conduct external monitoring and evaluation (M&E) and prepare external M&E reports for the implementation of the resettlement plan. Prior to the implementation of the resettlement plan, external monitoring agency will complete a comprehensive baseline survey and submit the first monitoring report in March 2017. After that, the agency will submit a monitoring report to ADB semiannually until the completion of the resettlement, and submit a monitoring report to ADB annually within two years after the resettlement completion

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I. INTRODUCTION 1.1 Background 16. The overall Project consists of five components: Pingqiao Reservoir Component, Pingshan Reservoir Component, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Area Component in Anlong County, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Area Component in Nayong County, and Policy Reform, Capacity Development and Knowledge Sharing. The total investment of the overall Project is CNY 2.12411billion, with US$ 150 million from the Asian Development Bank (hereinafter called the "ADB"). The total CNY 2.1241 billion Investment of the overall Project includes the total investment of Pingqiao Reservoir and Water Transfer Facility Component (thereafter called the Project) at CNY 1.1851 billion or 55.8% of the total overall Project investment. The construction period of Pingqiao Reservoir and Water Transfer Facility Component is from 2017 to 2021. The implementation of the overall Project will increase irrigation by 46.98 million m3/year and the town water supply by 44.71 m3/year, solve the town and rural drinking water for 362.9 thousand people, and develop irrigation area by 138,877 mu. The Pingqiao Reservoir and Water Transfer Facility Component in Anlong County will increase town water supply by 39.97 million m3/year and irrigation by 35.72 million m3/year, solving the town and rural drinking water of 292,500 people, and develop 84,850 mu irrigation area.

17. Pingqiao Reservoir is located in Getang Township, Anlong County of Guizhou Province, pivotal engineering construction consists of a concrete-faced rockfill dam (CFRD), spillway tunnel and water intake tower within the reservoir. Reservoir’s normal water storage level’s elevation is 1,326 m, maximum flood level is 1,328.46m, the total capacity is 78.98 million m3, dead storage capacity is 6.52 million m3, regulated storage capacity is 64.89 million m3, maximum dam height is 74.5 m, and engineering grade is Class III. The engineering scale belongs to medium-scale Project. Pingqiao water supply and irrigation system (sub-component) mainly consists of main canal, the left main canal (pipe), right main canal (pipe),and canal structure which mainly consists of 3 canal tunnels, 19 aqueducts, 6 inverted siphons, and 1 pumping station. The total length of the water transmission lines is 55.311 km. 18. According to the Project schedule, Pingqiao Reservoir and Water Transfer Facility Component will start pre-construction works in December 2016, start main construction works in April 2017 and complete in April 2021. 19. The implementation of the Project will also bring several benefits. It will increase the farmers’ income through improving agricultural infrastructure in the Project areas, thereby reduce the poverty; it can also improve the condition of regional water and soil erosion, and reduce the environmental deterioration of groundwater, environmental geological disasters and disease problems caused by the over exploitation of groundwater, and reduce the ecological environment treatment costs. It is conducive to steadily keep soil and water conservation, maintain the outcomes of soil and water conservation, and reduce the costs of soil erosion retreatment.

20. Pingqiao Reservoir Inundation and Irrigation Command Areas Map is presented in Figure 1-1.

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Figure 1-1: Map of Pingqiao Reservoir Inundation and Irrigation Command Areas

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1.2 Contents of the Project 21. Pingqiao Reservoir will be located in Anlong County, Qianxinan Prefecture of Guizhou Province; its development purpose is the irrigation and rural and urban drinking water. The Project will be implemented by stages, first-stage Project includes water source Project and main canal (pipe), left main canal (pipe), right main canal (pipe) and the pumping station of water irrigation. The Reservoir will be located in Pingqiao reach of Lugou River upstream and the dam site engineering consists of CFRD, spillway tunnel and water intake system. The selected dam site is located at the upstream about 1 km from Pingqiao Group of Pingqiao Village. The upstream watershed is 193.4 km2 above the dam site, annual runoff averages 3.70m3/s. The Reservoir’s normal water storage level is designed as elevation of 1,326m with corresponding storage capacity of 71.41 million m3, maximum flood level is 1,328.46m, the total flood storage capacity is 78.98 million m3, dead storage capacity is 6.52 million m3, and regulating storage capacity is 64.89 million m3. 22. The irrigation system consists of main canal, left main canal (pipe) and right main canal (pipe). Canal structure mainly consists of 3 canal tunnels, 19 aqueducts, 6 inverted siphons and 1 pumping station, in addition to water lift for pumping station and water tower, gravity lines are used for the rest, the design flow of total main channel is 7.133 m3/s. According to "Standard of Water Resources and Hydropower Engineering and Flood Classification" (SL252-2000), Pingqiao Reservoir is medium-size according to storage capacity, the Project grade is Class III. Annual available water supply from Pingqiao Reservoir is 75.69 million m3, of which the urban and rural drinking water supply is 39.97 million m3, and irrigation is 35.72 million m3. The completion of the reservoir will solve agricultural irrigation and rural and urban drinking water problems in Xin'an Township, Getang Township, Puping Township, Qianxiang Township, Sayu Township, Xinqiao Township and Muzan Township, with a total of 7 towns (township) in Anlong County. By 2020, the urban and rural water supply satisfies population of 292,500 and newly irrigation area of 84,850 mu, and the construction of the Project can relieve local engineering water shortage situation and has great significance in developing local economy. 23. The construction contents in Anlong County are presented in Table 1-1.

Table 1-1: Anlong County Construction Contents Project Name Construction Content Quantity Implementation Unit

Pingqiao Reservoir Component

Newly build 1 medium-sized reservoir, and construct associated pipe network, irrigation, and human drinking water upgrading facilities.

Design the total water supply of 75.69 million m3/year, and resolve the township water supply and rural people drinking for 292,500 persons, and the development of 84,850 mu irrigation area

Pingqiao Reservoir Co., Ltd.

Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Area Component

Use Pingqiao reservoir as the water supply source, implementation of sustainable farming measures for irrigated measures and un-irrigated areas

Develop 67.3 ha pilot area including 2 parallel systems Each system: (Pingqiao Reservoir and water transfer systems) - 3.0 km pipe - remote control gate - water storage tank - electronic magnetism bulb for remote control – 0.75 km pipe - integrated “fertigation” (fertilization and irrigation) system - 4.0 km pipes for field irrigation – farmlands

Pingqiao Reservoir Co., Ltd.

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Demand-based remote water allocation system remotely controls the gates and bulbs. 3.3 ha pilot area including 5 small water storage tanks, 1.0 km canals, and farmlands

1.3 Scope of the Impacts for Pingqiao Reservoir Component 24. The Pingqiao Reservoir and Water Supply Transfer Component will involve permanent land acquisition of 6,208.29 mu, including 138.14 mu state-owned land and 6,070.15 mu collectively-owned land, including 4,143.15mu of cultivated land. A total of 17 villages in Getang, Puping, Sayu, Haizi Townships and Xifeng Street Administration Office will be affected. The permanent land acquisition will affect 1,975 households and 7,079 persons. A total of 101,836.1 m2 houses will be demolished, 2,743 people in 583 rural households will be affected, including 1,379 females; meanwhile, they will also be affected by permanent land acquisition. The Project will also temporarily occupy 1,036.47 mu collective-owned land. Among the affected households and population, 205 households and 299 persons are vulnerable groups, of which 147 households or 215 persons are living under minimum living guarantee (MLG), and 58 households or 84 persons are disabled. The scope of the Project impact is presented in Table 1-2. 25. To relocate the affected families and rehabilitate their livelihood and income, three resettlement sites have been planned to host the resettlers, including Shiyakou of Pingpu Township, Xiaoqianxiang of Qianxiang Township and Liangtai of Getang Township. As a result, the host communities will adjust and allocate their land to the relocated families, therefore will be also affected. The impact of host resettlement sites is presented in Table 1-3. 26. The Restoration of Environment, Ecology and Land Productivity in Rocky Desertification Area Component in Anlong County will plant 930.0 ha of fruit trees under the sub-component of Sustainable Farming Measures for Irrigated Areas and 669.0 ha of non-fruit trees under the sub-component of Sustainable Farming Measures for Un-Irrigated Areas. Please refer to Table 1-1 for the details.

27. As the Restoration of Environment, Ecology and Land Productivity in Rocky Desertification Area Component only involves: i) mountain closures and afforestation in the slope re-vegetation area (5.77 mu) with land still owned by farmers for continuous farming; ii) temporary land occupation in the agricultural field for water supply and channel pipe paving; and iii) small water storage tanks on the collective-owned waste slope, there is no land acquisition and resettlement will be involved based on the PPTA due diligence.

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Table 1-2: LAR Impacts of Pingqiao Reservoir and Water Transfer Facility Component

No. Item Unit

Dam Site Construction Area& Reservoir inundation Irrigation and Water Supply Engineering Construction Area Water-Saving Agriculture1

Total

Total Reservoir Inundation

Zone

Dam site

Subtotal Irrigation Water Supply (WS)

Irrigation + WS TLO

Subtotal (irrigation+WS)

Reservoir, dam, irrigation and WS

Subtotal

Permanent LA (PLA)

Expanded Demolition

Temporary Land

Occupation (TLO)

PLA PLA TLO PLA TLO PLA TLO PLA TLO PLO TLO PLA + PLO TLO

I Total Area mu 4,259.17 906.54 0 438.73 5,165.71 926.03 314.81 116.55 36.59 246.34 1,042.58 597.74 6,208.29 1,036.47 5.775 0.00 6,214.07 1,036.47 7,250.535 1 Of which, land area mu 4,145.3 882.27 0 438.73 5,027.57 926.03 314.81 116.55 36.59 246.34 1,042.58 597.74 6,070.15 1,036.47 5.775 0.00 6,214.07 1036.47 7,250.535

2 Water area

(state-owned) mu 113.87 24.27 0 0 138.14 0 0 0 0 0 0 0 138.14 0 0 0 138.14 0 138.14

II Involved Administrative Region 1 Township No. 2 1 0 1 2 4 4 2 2 4 5 0 8 5 1 0 5 5 2 Village No. 3 2 0 2 3 14 14 3 3 6 16 0 20 17 1 0 19 19 3 Group No. 16 8 0 6 18 52 54 8 8 10 58 0 78 75 4 0 81 81 III Population 1 Rural residents HH 440 1 142 0 583 0 0 0 0 0 0 0 583 0 0 0 583 0 583 2 Population No. 2,160 5 578 0 2,743 0 0 0 0 0 0 0 2,743 0 0 0 2,743 0 2,743

2.1 Agricultural popu. No. 2,157 5 578 0 2,740 0 0 0 0 0 0 0 2,740 0 0 0 2,740 0 2,740

2.2 Non-agricultural

population No. 3 0 0 0 3 0 0 0 0 0 0 0 3 0 0 0 3 0 3

IV Houses and Auxiliaries 1 House area m2 78,587.58 192.08 23,056.42 0 101,836.08 0 0 0 0 0 0 0 101,836.08 0 0 0 101,836.08 0 101,836.08

1.1 Main room m2 66,711.36 149.08 21,316.64 0 88,177.08 0 0 0 0 0 0 0 88,177.08 0 0 0 88,177.08 0 88,177.08 1.1.1 Frame m2 296.72 0 0 0 296.72 0 0 0 0 0 0 0 296.72 0 0 0 296.72 0 296.72 1.1.2 Brick-concrete m2 26,577.91 34.85 10,010.96 0 36,623.72 0 0 0 0 0 0 0 36,623.72 0 0 0 36,623.72 0 36,623.72 1.1.3 Brick-wood m2 23,600.75 99.35 8,658.44 0 32,358.54 0 0 0 0 0 0 0 32,358.54 0 0 0 32,358.54 0 32,358.54 1.1.4 Timber m2 16,235.98 14.88 2,647.24 0 18,898.1 0 0 0 0 0 0 0 18,898.1 0 0 0 18,898.1 0 18,898.1 1.2 Miscellaneous room m2 11,876.22 43 1,739.78 0 13,659 0 0 0 0 0 0 0 13,659 0 0 0 13,659 0 13,659 2 Auxiliaries m2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

2.1 Retaining wall m2 2,662.6 0 1,051.96 0 3,714.56 0 0 0 0 0 0 0 3,714.56 0 0 0 3,714.56 0 3,714.56 2.2 Wall m2 6,658.25 0 335.24 0 6,993.49 0 0 0 0 0 0 0 6,993.49 0 0 0 6,993.49 0 6,993.49 2.3 Sunning ground m2 16,118.18 36.08 8,092 0 24,246.26 0 0 0 0 0 0 0 2,4246.26 0 0 0 24,246.26 0 24,246.26

2.3.1 Cement Sunning ground

m2 16,118.18 36.08 8,092 0 24,246.26 0 0 0 0 0 0 0 2,4246.26 0 0 0 24,246.26 0 24,246.26

2.5 Water pool m3 3,680.02 64 404.6 0 4,148.62 0 0 0 0 0 0 0 4,148.62 0 0 0 4,148.62 0 4,148.62 2.6 Cooking bench one 578 0 153 0 731 0 0 0 0 0 0 0 731 0 0 0 731 0 731 2.7 Septic tank one 357 0 127 0 484 0 0 0 0 0 0 0 484 0 0 0 484 0 484 2.8 Methane gas tank one 94 0 17 0 111 0 0 0 0 0 0 0 111 0 0 0 111 0 111 2.9 Well one 3 0 0 0 3 0 0 0 0 0 0 0 3 0 0 0 3 0 3

1According to PPTA due diligence, the land occupied/used for water saving agriculture will continue belonging to farmers/villages and will not be acquired by the government. This component will be undertaken by farmers/villages themselves and benefits will belong to them.

10

No. Item Unit

Dam Site Construction Area& Reservoir inundation Irrigation and Water Supply Engineering Construction Area Water-Saving Agriculture1 Total


Zone

Dam site


Irrigation +

WS TLO



Subtotal

Permanent LA (PLA)

Expanded Demolition

Temporary Land

Occupation (TLO)


3 Agricultural and sideline Facilities

3.1 Rural flue-cured

tobacco room m2 760.05 0 260.1 0 1,020.15 0 0 0 0 0 0 0 1,020.15 0 0 0 1,020.15 0 1,020.15

3.1.1 Brick-wood m2 678.27 0 150.28 0 828.55 0 0 0 0 0 0 0 828.55 0 0 0 828.55 0 828.55 3.1.2 Brick-concrete m2 81.78 0 109.82 0 191.6 0 0 0 0 0 0 0 191.6 0 0 0 191.6 0 191.6

4 Rural household

processing workshops

No. 5 0 0 0 5 0 0 0 0 0 0 0 5 0 0 0 5 0 5

V Land Area mu 4,259.17 906.54 0 438.73 5,165.71 926.03 314.81 116.55 36.59 246.34 1,042.58 597.74 6,208.29 1036.47 0 0 6,208.29 1,036.47 7,244.76 1 Cultivated land mu 2,860.01 689.94 0 337.07 3,549.95 510.85 190.58 82.35 18.6 165.28 593.2 374.46 4,143.15 711.53 0 0 4,143.15 711.53 4,854.68

1.1 Paddy field mu 1,241.26 258.36 0 31.78 1,499.62 38.91 6.39 0.77 0 14.29 39.68 20.68 1,539.3 52.46 0 0 1,539.3 52.46 1,591.76 1.2 Dryland mu 1,348.91 267.28 0 305.29 1,616.19 471.94 184.19 81.58 18.6 150.99 553.52 353.78 2,169.71 659.07 0 0 2,169.71 659.07 2,828.78 1.3 >25° slope dryland mu 269.84 164.3 0 0 434.14 0 0 0 0 0 0 0 434.14 0 0 0 434.14 0 434.14 2 Garden mu 0 0 0 0 0 29.64 1.19 6.59 0.42 0 36.23 1.61 36.23 1.61 0 0 36.23 1.61 37.84

2.1 Orchard land mu 0 0 0 0 0 29.64 1.19 6.59 0.42 0 36.23 1.61 36.23 1.61 0 0 36.23 1.61 37.84 3 Forest land mu 1,001.23 140.1 0 65.54 1,141.33 349.68 100.8 26.47 11.94 61.92 376.15 174.66 1,517.48 240.2 0 0 1,517.48 240.2 1,757.68

3.1 Forest land mu 645.92 136.84 0 65.31 782.76 322.69 91.52 20.98 9 29 343.67 129.52 1,126.43 194.83 0 0 1,126.43 194.83 1,321.26

3.1.1 Of which,

Commercial forest mu 645.92 136.84 0 65.31 782.76 322.69 91.52 20.98 9 29 343.67 129.52 1,126.43 194.83 0 0 1,126.43 194.83 1,321.26

3.2 Shrub land mu 355.31 3.26 0 0.23 358.57 26.99 9.28 5.49 2.94 32.92 32.48 45.14 391.05 45.37 0 0 391.05 45.37 436.42 4 Grassland mu 98.26 35.58 0 28.86 133.84 35.86 21.23 1.14 0.75 19.14 37 41.12 170.84 69.98 0 0 170.84 69.98 240.82

4.1 Other grassland mu 98.26 35.58 0 28.86 133.84 35.86 21.23 1.14 0.75 19.14 37 41.12 170.84 69.98 0 0 170.84 69.98 240.82 5 Residential land mu 155.48 2.2 0 0 157.68 0 0 0 0 0 0 0 157.68 0 0 0 157.68 0 157.68

5.1 Rural homestead mu 155.48 2.2 0 0 157.68 0 0 0 0 0 0 0 157.68 0 0 0 157.68 0 157.68

6 Transportation

land mu 23.63 14.45 0 7.26 38.08 0 1.01 0 4.88 0 0 5.89 38.08 13.15 0 0 38.08 13.15 51.23

6.1 Road land mu 0 0 0 0 0 0 0.24 0 0 0 0 0.24 0 0.24 0 0 0 0.24 0.24 6.2 Country road mu 23.63 14.45 0 7.26 38.08 0 0.77 0 4.88 0 0 5.65 38.08 12.91 0 0 38.08 12.91 50.99

7 Water and water

conservancy facilitiesland

mu 120.56 24.27 0 0 144.83 0 0 0 0 0 0 0 144.83 0 0 0 144.83 0 144.83

7.1 River water surface mu 113.87 24.27 0 0 138.14 0 0 0 0 0 0 0 138.14 0 0 0 138.14 0 138.14 7.2 Ditch and culvert mu 6.69 0 0 0 6.69 0 0 0 0 0 0 0 6.69 0 0 0 6.69 0 6.69 VI Other Items 1 Scattered trees tree 38,690 5,857 11,519 1648 56066 3770 2852 267 200 1,343 4,037 4,395 60,103 6,043 0 0 60,103 6,043 66,146

1.1 Economic trees tree 3,226 1,317 963 468 5506 316 238 22 17 112 338 367 5844 835 0 0 5,844 835 6,679 1.1.1 Sapling tree 807 395 241 117 1,443 80 60 6 4 28 86 92 1,529 209 0 0 1,529 209 1,738 1.1.2 Spanning trees tree 2,419 922 722 351 4,063 236 178 16 13 84 252 275 4,315 626 0 0 4,315 626 4,941

11

No. Item Unit



Zone

Dam site


Irrigation +

WS TLO



Subtotal

Permanent LA (PLA)

Expanded Demolition

Temporary Land

Occupation (TLO)


1.2 Fruit trees tree 6,085 0 1,814 0 7,899 595 450 42 31 211 637 692 8,536 692 0 0 8,536 692 9,228 1.2.1 Without fruit tree 1,826 0 546 0 2,372 179 135 13 9 63 192 207 2,564 207 0 0 2,564 207 2,771 1.2.2 With fruit tree 4,259 0 1,268 0 5,527 416 315 29 22 148 445 485 5,972 485 0 0 5,972 485 6,457 1.3 Commercial trees tree 28,871 4,508 8,592 1,170 4,1971 2,824 2134 198 148 1,002 3,022 3,284 44,993 4,454 0 0 44,993 4,454 49,447 1.3.1 Sapling tree 10,105 1,262 3,007 375 14,374 988 747 69 52 351 1,057 1,150 15,431 1,525 0 0 15,431 1,525 16,956 1.3.2 Matured tree 18,766 3,246 5,585 795 27,597 1,836 1,387 129 96 651 1,965 2,134 29,562 2,929 0 0 29,562 2,929 32,491 1.4 Bamboo cage 508 32 150 10 690 35 30 5 4 18 40 52 730 62 0 0 730 62 792 2 Grave one 456 164 0 89 620 45 45 10 5 3 55 53 675 142 0 0 675 142 817

VII Special Facilities 1.1 Transport facilities km 60.74 0.65 0 1.38 61.39 0 0.17 0 0 0 0 0.17 61.39 1.55 0 0 61.39 1.55 62.94

1.1.1 S313 provincial

road km 0 0 0 0 0 0 0.04 0 0 0 0 0.04 0 0.04 0 0 0 0.04 0.04

1.1.2 County road km 0 0 0 0 0 0 0.03 0 0 0 0 0.03 0 0.03 0 0 0 0.03 0.03

1.1.3 Village connection road

km 9.11 0.65 0 1.38 9.76 0 0.1 0 0.73 0 0 0.83 9.76 2.21 0 0 9.76 2.21 11.97

1.1.4 Pedestrian sidewalk km 51.63 0 0 0 51.63 0 0 0 0 0 0 0 51.63 0 0 0 51.63 0 51.63

1.1.5 Rural small bridge

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

1) Chahe group

cement bridge one 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

2) Puji bridge one 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

3) Across Xiangche

river bridge one 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

4) Chahe Group stone bridge

one 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

5) Rural pedestrian

bridge m 67.5 0 0 0 67.5 0 0 0 0 0 0 0 67.5 0 0 0 67.5 0 67.5

1.2 Transmission

facilities 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

1.2.1 35kV transmission line

km 3.83 0 0 0 3.83 0 0 0 0 0 0 0 3.83 0 0 0 3.83 0 3.83

1.2.2 10kV transmission

line km 4.87 0 0 0 4.87 0 0 0 0 0 0 0 4.87 0 0 0 4.87 0 4.87

1.2.3 380V power line km 6.9 0 0 0 6.9 0 0 0 0 0 0 0 6.9 0 0 0 6.9 0 6.9 1.2.4 10kVA transformer one 2 0 0 0 2 0 0 0 0 0 0 0 2 0 0 0 2 0 2

2 Water conservancy

and hydropower facilities

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

2.1 Chahe power plant kW/ 765 0 0 0 765 0 0 0 0 0 0 0 765 0 0 0 765 0 765

12

No. Item Unit



Zone

Dam site


Irrigation +

WS TLO



Subtotal

Permanent LA (PLA)

Expanded Demolition

Temporary Land

Occupation (TLO)


one

3

Rural small-scale water conservancy

and hydropower facilities

one 6 0 0 0 6 0 0 0 0 0 0 0 6 0 0 0 6 0 6

3.1 Anyun waterworks

pumping station one 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

3.2 Bakou small-scale dam

one 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

3.3 Chahe small-scale

dam No. 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

3.4 Chahe water

pumping station

No. 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

3.5 Pingyang irrigation pump station

No. 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

3.6 Dam outlet culvert No. 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1 3.7 Weir km 5 0 0 0 5 0 0 0 0 0 0 0 5 0 0 0 5 0 5

4 Rural health

facilities one 2 0 0 0 2 0 0 0 0 0 0 0 2 0 0 0 2 0 2

4.1 Chahe Village

Yangping Group Two Clinics

0 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

4.1 Bakou Group Health

and Immunization Station

0 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1

13

Table 1-3: Land Adjustment Impacts of Three Resettlement Sites

Township Village HHs to Adjust

Their Land (No.)

Popu. to Adjust Their Land (No.)

Cultivated Land to Be Adjusted

(mu)

Puping Yangdi 390 1,923 1,587.22 Huxiang 375 1,375 1,141.14 Qianxiang 216 907 782.67

Total 981 4,205 3,511.03 1.4 Measures to Reduce Impacts of Land Acquisition and Resettlement 28. Whether the Anlong Part of the Project is in the planning or implementation process, resettlement is regarded as a key component of the Project. The impacts of land acquisition and resettlement of the Project are minimized while comprehensively considering construction cost, social impacts, environmental impacts, and other factors.

Table 1-4: Measures to Reduce LAR Impacts Scheme I

(mu) Scheme II

(mu) Final Selected Scheme

(mu) Prioritized Scheme

Various schemes with larger area of land to

be acquired 6,214.07 6,214.07

Scheme prioritized after adjustment

1.4.1 Measures in Project Planning and Design Stage 29. Minimized land acquisition as possible. Cultivated land acquisition minimized when land acquisition is unavoidable for the Project. 1.4.2 Measures during Project Construction Period 30. The following measures will be taken to minimize the inconvenience to the affected people during Project construction:

(i) Complete the excavation, pipe, backfilling work as much as possible in a short period of time when cladding slotted pipe laying network. Brutal construction is prohibited, to prevent the destruction of the original pipeline, set the necessary warning signs, warning lights and guiding signs, to facilitate the passage of people and vehicles. Timely clean-up the site and open traffic after the completion of the construction work.

(ii) Timely remove the spoil digged out during the Project construction. (iii) Project construction unit should promptly contact the local sanitation department,

timely clean domestic waste in the construction site, in order to keep the construction areas clean.

1.4 Project Institutions 31. Anlong County PMO will undertake overall supervision responsibilities of the resettlement plan implementation, including the preparation and implementation management of the resettlement plan, progress reports and internal monitoring of resettlement plan. Guizhou PMO will hire external monitoring agency. Anlong County Resettlement Office will be responsible for the actual implementation of the resettlement plan, including the confirmation of affected land and houses, the consultation of affected people, financing and payment of compensation funds, implementation of resettlement measures of affected people. Township

14

(town) governments and village committees/resident committees will actively participate in the implementation of Resettlement Plan for Anlong County. 1.5 Budget and Implementation Plan of Resettlement 32. Land acquisition and resettlement costs are part of the project budget and details are in Section 7. In accordance with the price of October 2016, the total budget of resettlement is CNY 498.62 million (about 23.48% of the total investment CNY 2.04945 billion of the overall Project). 33. Pingqiao Reservoir and Water Transfer Facility Component will start pre-construction works in December 2016 (for which a Dam Site Resettlement Plan has been approved in July 2016) and will start dam construction in April 2017 and complete in April 2021. Land acquisition and resettlement, and compensation for Pingqiao Reservoir and Water Transfer Facility Component will start in November-December 2016 and provide construction conditions in March-April 2017. The Project will complete all resettlement measures and achieve the resettlement target before December2020.Centralized resettlement areas have already been identified and are waiting for the start of the Project construction. 34. Land acquisition and resettlement of Pingqiao Reservoir Component in Resettlement Plan for Anlong County is prepared based on resettlement implementation plan (prepared on the basis of DMS). This RP is the final RP for this Component and do not need to update. 1.6 Design Process and Preparation of Land Acquisition and Resettlement

Plan 35. The NDRC formulated and State Council approved<<Comprehensive Planning of Water Conservancy Construction, Ecological Construction and Rocky Desertification Treatment in Guizhou>> and <<Report of Key Water Source Project Construction Planning in Five Southwest Provinces (Prefecture, Municipality) Directly Under the Central Government>> in 2011, to solve urban and rural drinking water safety and irrigation problem in Anlong County for 292,500 people. Anlong Pingqiao Reservoir is listed as a key Project. Guizhou Province Development and Reform Commission and Department of Water Resources (Qianfagainongjing [2011] No. 248) listed it as one of medium-sized water impoundment Projects in 2011. 36. In June 2010, Guizhou Anlong Water Resources Bureau commissioned the China Water Resources Pearl River Planning Survey and Design Co., Ltd. (hereinafter called as the PRPSDCL) to undertake Pingqiao Reservoir planning survey and design work. 37. On July 14, 2011, Guizhou Development and Reform Commission issued Qianfagainongjing [2011] No. 1819 to approve Anlong Pingqiao Reservoir Project Proposal. 38. ACG issued Notice of Prohibition of New Construction Project and New Resettlers in Pingqiao Reservoir Inundation Area and Construction Area (Qianfubanhan [2012] No.7) on October 14th, 2011 39. Entrusted by Guizhou Resettlement Office for Water Resources and Hydropower Engineering (hereinafter called the GRO), PRPSDCL hosted the survey conference on the TOR of Land Acquisition and Resettlement Plan for the Pingqiao Reservoir in Anlong County Guizhou Province (feasibility study phase) in Guiyang City on April 11, 2012. The conference listened to the reporting of TOR preparation by PRPSDCL and discussed seriously. The survey conference thinks: the compilation content of TOR is comprehensive, resettlement rules, relevant regulations of Guizhou and technical standard of land acquisition and

15

resettlement planning for water resources and hydropower engineering are basically implemented according to the actual situation of construction land acquisition area, survey conference basically agrees with the TOR, and it should be further updated according to the survey opinions. 40. From May to July in 2012, based on the opinions and recommendations suggested by experts and representatives during Survey Conference on TOR, and according to the requirements of GPG’s Opinions on Further Strengthening Resettlement Work (Qianfufa [2010] No.12) and Interim Procedures for Preliminary Work Management for Large- and Medium-sized Water Resources and Hydropower Engineering in Guizhou (Qianyifa [2011] No.45), ACG entrusted Guizhou Star Geodetic Engineering Survey Co. to conduct field measurement of permanent land acquisition area in reservoir inundation area and dam site construction area by using “1:500 topographic map”, and organize functional departments and involved townships, villages, village groups and farmers to jointly complete house-to-house land investigation work. 41. In August 2012, according to re-checked physical index investigation results and adjusted resettlement plan, ACG issued "Confirmation Letter of Land Acquisition and Resettlement Site Selection during the Feasibility Study Stage of Pingqiao Reservoir Project", "Confirming Letter of Physical Index Indicators in Feasibility Study Stage for Pingqiao Reservoir Project" and "Confirmation Letter of Rural Resettlement Planning during Feasibility Study Stage for Pingqiao Reservoir Project", respectively Anfuhan [2012] No. 114, [2012] No. 115 and [2012] No. 116, to approve and confirm the resettlement site, physical index investigation results and resettlement plan. Meanwhile, PRPSDCL completed the "TOR of Anlong Pingqiao Reservoir Construction Land Acquisition and Resettlement" (approved edition) according to signed opinion of physical index investigation results and resettlement plan by ACG. GRO basically agreed with the same TOR of Anlong Pingqiao Reservoir Construction Land Acquisition and Resettlement, and issued approval and audit opinion through the "Approval on Land Acquisition and Resettlement TOR during Anlong Pingqiao Reservoir Feasibility Study Stage" (Qianyifa [2012] No.50). Based on the approved "TOR", PRPSDCL preliminarily completed "Guizhou Province Qianxinan Anlong Pingqiao Reservoir Project Land Acquisition Resettlement Planning Report" (draft). 42. Entrusted by the GRO, PRPSDCL hosted the survey conference on the TOR of Land Acquisition and Resettlement Plan for the Pingqiao Reservoir in Anlong County Guizhou Province (feasibility study phase) in Guiyang City on September 7, 2012. The conference listened to the reporting of TOR preparation by PRPSDCL and discussed seriously. The survey conference thinks: the compilation content of TOR is comprehensive, basically followed relevant resettlement rules and regulations of Guizhou, and suitable for the actual situation of land acquisition and resettlement planning of construction land acquired areas. The Planning Report was basically agreed, but should be further improved based on the review comments. 43. In November 2012, according to the needs of the Project construction financing and superior authority’s review, the Project owners are requested to divide Pingqiao Reservoir Project into two phases. Of which Dam Site Construction Area, Reservoir Inundated Area, main canal, left main canal (pipe), right main canal (pipe), pumping stations of water irrigation projects belong to Phase I Project; Sayu sub-main canal (pipe), Puping sub-main canal (pipe) and its 20 distribution pipes along the branch and field engineering belong to Phase II Project. So far, PRPSDCL completed "Guizhou Province Qianxinan Anlong Pingqiao Reservoir Project Land Acquisition Resettlement Planning Report" (approved) together with Project owners and local governments based on the last survey opinions. 44. In December 2012, GRO approved "Guizhou Province Qianxinan Anlong Pingqiao Reservoir Project Land Acquisition and Resettlement Planning Report" by Qianyifa [2012]

16

No.188, PRPSDCL prepared and completed the Land Acquisition and Resettlement part of Pingqiao Reservoir Project Report according to the approved Planning Report. 45. From April to May, 2013, based on the review arrangement, Guizhou Provincial Government Investment Project Review Center, organized relevant experts, set up working groups to assess related land acquisition and resettlement planning for Pingqiao Reservoir Project. According to the assessment comments, technical standards and principle of construction land area determined in feasibility study phase of Pingqiao Reservoir Project are in line with the relevant regulatory requirements, physical survey institution is conducted legally within the scope of land acquisition, the survey methodology is in line with regulatory requirements, the confirmation procedure of survey results is complete, basically reflects the actual situation within the scope of land requisition, the relevant outcomes can be used as the base for the work of next phase. 46. In June 2013, GDRC approved Feasibility Study Report of Anlong Pingqiao Reservoir Project by Qianfagainongjing [2013] No.1490, agreed to the Project implementation by stages, first-stage Project consists of Dam Site Construction Area, Reservoir Inundation Area, main canal, left main canal (pipe), right main canal (pipe) and pumping stations of the water irrigation Project. 47. In June 2013, according to the scope of the land acquisition adjustment approved in the feasibility study and preliminary design, the professional resettlement designers of PRPSDCL, together with the Project owners, relevant departments of local government, conducted a review of physical index results, in-depth resettlement design, review on preliminary design work of the Project relocation. On the basis, land acquisition and resettlement plan chapter of Pingqiao Reservoir Project Preliminary Design Report was prepared. 48. On21 October 2013, GDRC approved Anlong Pingqiao Reservoir Project Preliminary Design Report by Qianfagainongjing [2013] No. 2835. 49. In September 2015, due to the particularity and complexity of the Pingqiao Reservoir Resettlement Plan, and to have a better implementation of the Pingqiao Reservoir Resettlement, Anlong Pingqiao Reservoir Co., Ltd. engaged PRPSDCL to carry out the planning work of resettlement implementation. In the implementation, PRPSDCL is responsible for technical checks, Anlong Resettlement Office took the lead and jointly undertook together with ACG and its relevant departments, Anlong Pingqiao Reservoir Co., Ltd., cooperated with all inundated/affected and resettlement townships/street committee, village committees/resident committee and villager groups. 50. In June2016, PRPSDCL completed draft "Resettlement Implementation Plan Report of Guizhou Anlong Pingqiao Reservoir First-stage Project".

51. ACG with the help of ADB staff consultant prepared the RP for prepatory works at Dam site area in August 2016.

52. ACG with the help of PPTA consultants prepared this (or ADB version) overall RP for the Pingqiao Reservoir and Water Transfer Facilities in Anlong County in October 2016.

17

II ANALYSIS OF THE PROJECT IMPACT 2.1 Definition of the Project Impacts 53. The physical impact scope of the Project is determined by the Project design unit, China Water Resources Pearl River Planning Surveying and Designing Co., Ltd. 54. The definition of the Project impact is as follows:

(i) Permanent acquisition of state-owned land: an area located in the Project areas with all kinds of farmland and non-farmland owned by the government or institution that needs to be permanently acquired, including the barren hills and previously acquired collective land.

(ii) Permanent acquisition of collective land: an area located in the Project areas with all kinds of farmland and non-farmland that needs to be permanently acquired. Farmland includes irrigated land, dryland, etc.. Non-farmland includes waste slopes, homestead, un-usedland, etc..

(iii) Temporary land occupation: various types of land need to be temporarily occupied during the Project construction, and can be restored to the original condition after construction.

(iv) Demolition of structures: all structures located within the Project area, including brick-concrete, brick-wood, mud-wood structure housing and other structure types.

(v) Ground attachments to the land located within the Project areas, mainly simple facilities and trees for production and living.

(vi) Affected households: households with land, structures or ground attachments located in the Project areas or are directly affected.

(vii) Affected villages: villages with land, structures or ground attachments located in the Project areas or are directly affected.

(viii) Affected unit: unit that its land and/or structures to be affected by the Project.

(ix) Project affected population: people whose households are affected by the Project.

(x) Affected labor force: labor force engaged in agricultural production on the acquired land.

(xi) Vulnerable groups: vulnerable groups refer to the residents who become vulnerable and lack the ability to respond to the changes in the society and become disadvantaged groups in the society due to disability, poverty and other reasons. Vulnerable groups mainly include the following types: poor families, disabled families, and women-headed families.

2.2 Project Scope 55. This section identifies and confirms the flood control standard for different reservoir inundated objects in combination with the actual situation of reservoir inundated objects. Please see the Table 2-1.

18

Table 2-1: Designed Flood Standards of Different Inundated Objects

No. Inundated Objects Flood Standard (% of

Frequency) Recurrence

Period (Year) 1 Cultivated land and garden 20 5 2 Woodland and unused land normal water level 1,326m 3 Rural residential area 5 20 4 Special facilities

4.1 Rural road 5 20 4.2 10kV transmission line 5 20 4.3 Hydropower hydraulic structures and plants 3.33 30 4.4 35kV transmission line 2 50

56. The land acquisition for the Pingqiao Reservoir includes reservoir inundated area and impacted area, dam site construction area (including the scope of permanent land acquisition and temporary land occupation) and water supply and irrigation engineering area, (including scope of the permanent land acquisition and temporary land occupation). The detailed impact scopes are described below. 2.3 Contents, Methods and Steps of Physical Index Investigation 2.3.1 Contents of Physical Index Review 57. Based on physical index investigation in feasibility study stage and preliminary design stage the DI for resettlement focused on the review of population increase and decrease and relocation population and their substances. Population review method in the preliminary design review stage involved the following: based on the latest household survey population in the registration form and the booklet, it prepared the list according to the agricultural and non-agricultural population in rural areas, including the residents born beyond the family plan without household registration, students identified with household registration transferred out temporarily and who will get their origin household registration back after graduation, conscripts, correctional officers and prisoners. Expanded resettlement population is mainly involved in land inundation without house inundation; those whose cultivated land inundated significantly, or were living close to the water line, and/or had poor housing structure are considered as expanded resettlement population. The physical index investigation methods of expanded resettlement during the preliminary design are consistent with the physical index investigation of direct resettlers during the feasibility study stage. 2.3.2 Methods and Steps of Physical Index Investigation 58. The local government established a working group to conduct physical review work in October, 2015 before physical review stage. The working group held a technical conference in Getang Township, identified the purpose, detailed contents, division of time and labor of this work first, then each group started separately. a) Land 59. During the physical index survey in feasibility study stage in the reservoir inundation affected zone, the villager groups, villages, townships, county cadres, land resources and forestry departments and PRPSDCL jointly identified land category, conducted site surveys, and published the results of the survey through villager groups in three lists. The boundaries of the land by ownership units (property owner) were conducted based on scale mapping 1:1000 diagram. , The results have been gradually accepted by ownership units (ownership people), villager groups, villages, townships and counties. The inundation area of the reservoir has not changed during the preliminary design stage; and the land results within the

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reservoir inundation affected area are the same as the feasibility study stage results. b) Population 60. The specific operational methods of population review survey are: in every village, the village cadres check rural population number one by one between physical index survey in feasibility study stage and in preliminary design stage, find out the population changes and inform the households through villages quickly, and approve after the confirmation of survey staff and signed by the head of households. After survey work, according to the survey results, they prepare the physical index results tables of each village (including population, houses, land, fruit trees, etc.) and publicize in each village. If the public raises any objections, the head of the household and the survey team go to the site to check; and after reviewing and correcting, the head of household, the survey team staff (2 or more) and village cadres sign to confirm the review table, and post it again. c) Houses and Auxiliaries 61. After the “Construction Cessation Order” issued in feasibility study stage, housing survey is jointly attended by the investigators and local cadres and representatives of resettlers. According to the determined scope, the teams identify villager groups and survey and register housing through house-to-house survey. It is signed or stamped by the head of the household, and publicized, progressively accepted by ownership units (property owner), villager groups, villages, townships and counties. This stage takes the original data of the survey in feasibility study stage, new constructed houses after construction cessation order are not to be recognized and accepted. d) Other Physical Stuff 62. According to the original data of the survey in feasibility study stage and physical review survey in preliminary design stage, for those indeed wrong, physical index missing, errors in area reflected by resettlement population or ownership units, resettlement households or ownership unit submit a written application. After that, Village officials reconfirm, the leaders in charge of the township or the competent departments sign an opinion, and County Resettlement Office and PRPSDCL review on-site and publicize for 3 times. Then records are accepted if the publicity has no disagreement. Reservoir Inundated Areas 2.4 Acquisition of Collective-Owned Land 2.4.1 Impacts of Construction Land Acquisition for Pingqiao Reservoir Engineering

Component (overall subproject) 63. Physical Index Survey Result of Construction Land Acquisition for Pingqiao Reservoir Engineering Component Phase I, including dam site construction area, reservoir inundation, irrigation and water supply:

i) Pingqiao reservoir construction land acquisition involves 5 townships (town), 17 villages and 75 village groups in Anlong County.

ii) There are 2,743 people in 583 resettlement households in 2016.

iii) HD involves 101,836.08m2 housing area in various types, wherein the main housing area of 88,177.08 m2, miscellaneous room area of 13,659 m2.

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iv) 6,208.29 mu of land will be acquired permanently, including 138.14 mu of state-owned land and 6,070.15 mu collectively-owned land.

v) APs include 5 rural household workshops with 10 employees.

vi) 1,036.5 mu of land will be occupied temporarily.

vii) Major special facilities include: 0.04km S313 Provincial Highway, 0.03km county road, 11.24km village road, 51.63km sidewalk, 4 rural small-scale bridges, 67.5 m sidewalk bridge, 3.83km 35kV transmission line, 4.87km 10kV transmission line, 6.9km 380V power line,2 10kVA transformers, a small-scale rural hydropower (installed capacity of 765kW),6 rural small-scale water conservancy and hydropower facilities (Anyun water pumping station, Bakou small-scale dam, Hecha small-scale dam, Chahe pumping stations, Pingyang pumping station, Bakou water culverts), 5km irrigation ditch, 2 rural health facilities (Pingyang Group II clinics, Bakou health and immunization Station).

2.4.2 Physical Index in Reservoir Inundation Area 64. The main physical index indicators of Pingqiao Reservoir inundation area are as follows:

i) Piaoqiao Reservoir inundation area involves 2township, 3 village committees, 16 village groups in Anlong County, the total number of population is 2,160 persons, of which 2,157 agricultural population and 3 non-agricultural population.

ii) 78,587.58m2 housing area in various types, 66,771.36 m2 main housing area, 11,876 m2miscellaneous room area, and associated auxiliaries, including 2,662.60 m3fortress edge, 6,658.25m2 fences, 16,118.18 m2 cement sunning grounds, 3,680.02 m3 water pond, 578 cooking bench, 357 septic tanks, 3 wells, 760.05 m2flue-cured tobacco houses.

iii) Expropriation of 4,259.17 mu land area, of which 2,860.01 mu cultivated land,

1,001.23forest land, 98.26 mu grassland, 155.48 mu residential land, 23.63 mu transportation land, 120.56 mu water surface and water conservancy facilities land,38,690 basket scattered fruit trees, and 456 graves.

iv) 5 rural household workshops.

v) Major special facilities include:9.11 km village connection road, 51.63 km

pedestrian sidewalk, 4 rural small-scale bridges, 67.5 m sidewalk bridge, 3.83 km 35kV transmission line, 4.87 km 10kV transmission line, 6.9 km 380V power line, 2 10kVA transformers, a small-scale rural hydropower (installed capacity of 765kW), 6 rural small-scale water conservancy and hydropower facilities (Anyun water pumping station, Bakou small-scale dam, Hecha small-scale dam, Chahe pumping stations, Pingyang pumping station, Bakou water culverts), 5 km weir ditch, 2 rural health facilities (Pingyang Group II clinics, Bakou health and immunization station).

2.4.3 Impacts of Dam Site Construction Area 65. The construction layout of dam site construction area is divided into permanent land acquisition area, expanded demolition area (due to safety reasons, etc.), and temporary land occupation area.

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66. The permanent land acquisition area involves 1 township (town), 2 villages committees, and 8 village groups. There are 5 persons in 1 resettlement household (agricultural population); Various types of houses total at 192.08 m2, including 149.08 m2 main houses and 43 m2 miscellaneous houses; 36.08 m2cement sunning grounds, 64 m3water pond; 906.54 mu land area , including 689.94 mu cultivated land, 140.1 mu forest land, 35.58 mu grass land, 2.2 mu residential land, 14.45 mu transportation land, 24.27 mu water surface and water conservancy facility land; 5,857 various scattered fruit trees; 164 tombs; 0.65 village connection road. 67. The expanded demolition area involves 578 persons in 142 households (agricultural population); Various types of houses involved with a total area of 23,056 m2. 68. The temporary land occupation area involves 1 township (town), 2 villages committees, and 6 village groups. Land area is 438.73 mu, including 337.07 mu cultivated land, 65.54 mu forest land, 28.86 mu grass land, 7.26 mu transportation land; 1,648 baskets various scattered fruit trees; 89 tombs; 1.38 village connection road. 2.4.3 Impacts in Irrigation and Water Supply Construction Area 69. Based on detailed design, Pingqiao reservoir irrigation and water supply engineering construction area involves 5 townships, 16 village committees, 58 village groups in Anlong County, 1,640.32 mu land area, of which 967.66 mu cultivated land, 37.84 mu garden plot, 550.81 mu forest land, 78.12 mu grassland, 5.89 mu transportation land; 8,432 scattered fruit trees, 108 tombs, special facility projects include 0.04 km S313 provincial road, 0.03 km county road, 0.83 km village road. Of which:

i) Irrigation Engineering Construction Area

1) Permanent land acquisition area

Permanent land acquisition area involves 4 townships, 14 village committees, 52 village groups in Anlong County, 926.03 mu land acquisition area, of which 510.85 mu cultivated land, 29.64 mu orchard land, 349.68 mu forest land, 35.86 mu grassland, 3,770 scattered fruit trees, and 45 tombs.

2) Temporary land occupation area

Temporary land occupation area involves 4 townships, 14 village committees, 54 village groups in Anlong County, 314.84 mu land area, of which 190.58 mu cultivated land, 1.19 mu garden, 100.8 mu forest land, 21.23 mu grassland, 1.01 mu transportation land; 2,852 scattered fruit trees, 45 tombs, special facility Projects include 0.04 km S313 provincial road, 0.03 km county road, 0.1 km village road.

ii) Water Supply Construction Area

1) Permanent Land Acquisition Area Permanent land acquisition area involves 2 townships, 3 village committees, 8 village groups in Anlong County, 116.55 mu land acquisition area, of which 82.35 mu cultivated land, 6.59 mu orchard land, 26.47 mu forest land, 267 scattered fruit trees, and 10 tombs. 2) Temporary Land Occupation Area Temporary land occupation area involves 2 townships, 3 village committees, 8 village groups in Anlong County, 36.59 mu land area, of which 18.6 mu cultivated land, 0.42 mu garden plot, 11.94 mu forest land, 0.75 mu grassland, 4.88 mu

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transportation land, 200 scattered fruit trees, and 5 tombs. Special facility Project is 0.73 km village road.

iii) Water Supply and Irrigation Construction Temporary Land Occupation Area Water supply and irrigation construction temporary land occupation area involves 4 townships, 6 village committees, 10 village groups in Anlong County, 246.34 mu land acquisition area, of which 165.28 mu cultivated land, 61.92 mu orchard land, 19.14 mu grassland, 1,343 scattered fruit trees, and 3 tombs.

2.5 Production Resettlement Population 70. Production resettlement population is people who need production resettlement due to the land acquisition, and calculated and confirmed based on the degree of land acquisition impact on its main production materials. The production resettlement population at this stage is calculated based on unit of village groups, the production resettlement population of the base year in every village group is mainly determined by the per capita cultivated land area of the village group and cultivated land acquired by Pingqiao Reservoir engineering construction of Phase I. 71. Production resettlement population in Pingqiao Reservoir Component adopts the sample plot method, calculation method is:

R＝Sb Impact of land acquisition /(Sb Before acquisition / R basic standard)

72. Production Resettlement Population in Pingqiao Reservoir Inundation Area is 1,920, details are shown in Table 2-2. 73. Production Resettlement Population in Dam Site Engineering Construction Area is 431, details are shown in Table 2-3.

74. Production Resettlement Population in Irrigation Construction Area is 329, details are shown in Table 2-4.

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Table 2-2: Calculation of Production Resettlement Population in Pingqiao Reservoir Area

Township (Town)

Village Group

Existing Situation Land Acquisition Production

Resettlement Population Population

Paddy Field

Dryland Slope

Dryland Subtotal

Cultivated Land Per

Capita

Paddy Field

Dryland Slope

Dryland Subtotal

No. mu mu mu mu mu/capita mu mu mu mu No.

Getang

Chahe

Pingyang No. 1 398 131.87 111.98 162.56 406.41 1.021 84.93 76.09 15.59 176.61 215 Pingyang No. 2 523 279.54 198.10 77.75 555.39 1.062 271.04 189.12 38.74 498.90 490 Pingyang No. 3 320 273.08 149.11 61.42 483.61 1.511 263.10 132.54 27.15 422.79 293

Shuijingwanshang 260 216.32 177.09 124.23 517.64 1.991 27.70 6.57 34.27 22 Shuijingwanxia 230 205.61 118.97 139.10 463.68 2.016 24.31 5.94 30.25 19

Dashan 174 92.55 82.01 161.13 335.69 1.929 68.16 14.54 1.77 84.47 66 Laolinpo 227 144.37 188.99 99.58 432.94 1.907 95.90 176.48 36.15 308.53 170 Bakou 142 108.24 79.21 43.97 231.42 1.630 48.22 78.53 16.09 142.84 87

Dongkou 228 133.06 110.75 149.44 393.25 1.725 30.54 0.92 31.46 27 Chahe 362 232.98 469.26 104.93 807.17 2.230 201.90 469.02 96.06 766.98 342

Gangou No. 1 258 225.55 181.84 166.4 573.79 2.224 49.81 106.52 21.82 178.15 84 Gangou No. 2 302 236.24 154.46 192.43 583.13 1.931 54.07 73.31 15.01 142.39 82

Subtotal 3,424 2,279.41 2,021.77 1,482.94 5,784.12 1.689 1,219.68 1,329.58 268.38 2,817.64 1,897

Longxin Shangzhegeng No. 1 199 128.25 104.33 95 327.58 1.646 3.92 3.81 0 7.73 6 Shangzhegeng No. 2 150 89.06 87.01 75.46 251.53 1.677 0.48 2.50 0 2.98 2

Tourendi 263 100.08 178.95 119.59 398.62 1.516 2.31 0 0 2.31 2 Subtotal 612 317.39 370.29 290.05 977.73 1.598 6.71 6.31 0 13.02 10

Haizi Chetou Qishanpo 265 246.65 295.79 88.30 630.74 2.380 14.87 13.02 1.46 29.35 13 Total 4,301 2,843.45 2,687.85 1,861.29 7,392.59 1.719 1,241.26 1,348.91 269.84 2,860.01 1,920

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Table 2-3: Calculation of Production Resettlement Population for Pingqiao Reservoir Dam Site Construction Area

Township (Town)

Village Group

Existing Situation Land Acquisition Production Resettlement Population Population Paddy

Field Dryland Slope

Dryland Subtotal Cultivated

Land Paddy Field

Dryland Slope Dryland

Subtotal

No. mu mu mu mu mu/capita mu mu mu mu No

Getang

Chahe

Pingyang No. 3 320 273.08 149.11 61.42 483.61 1.51 4.97 15.6 9.98 30.55 16 Dashan 174 92.55 82.01 161.13 335.69 1.93 7.76 1.82 9.58 5 Laolinpo 227 144.37 188.99 99.58 432.94 1.91 45.66 35.59 22.76 104.01 57 Dongkou 282 133.06 110.75 149.44 393.25 1.74 31.95 34.27 18.45 84.67 54 Subtotal 947 643.06 530.86 471.57 1645.49 1.74 82.58 93.22 53.01 228.81 132

Longxin

Tourendi 263 100.08 178.95 119.59 398.62 1.52 22.42 22.42 21 Shangzhegeng No. 1 199 128.25 104.33 95 327.58 1.65 118.04 76.86 49.14 244.04 160 Shangzhegeng No. 2 150 89.06 87.01 75.46 251.53 1.68 35.32 45 28.77 109.09 66

Pingqiao 391 192.29 205.89 99.55 497.73 1.27 52.2 33.38 85.58 52 Subtotal 1,003 509.68 576.18 389.6 1,475.46 1.47 175.78 174.06 111.29 461.13 299

TOTAL 1,952 1,152.74 1,107.04 861.17 3,120.95 1.60 258.36 267.28 164.3 689.94 431

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Table 2-4: Calculation of Production Resettlement Population in Pingqiao Irrigation Area Canal Systems and Water Supply Line

Subproject Township

(Town) Village Group

Existing Situation Land Acquisition Production Resettlement Population Population

Paddy Field

Dry Land

Slope Dryland

Subtotal Cultivated

Land Paddy Field

Dry Land

Slope Dryland

Subtotal

No. mu mu mu mu mu/capita mu mu mu mu No.

Irrigation Area

Permanent Land

Acquisition

Getang

Getang Yaowan 160 405.36 2.53 20.38 20.38 8

Kefa Nagong 355 706.6 1.99 27.07 27.07 14 Tianwan 250 295.72 1.18 0.69 8.64 9.33 8

Longxin Pingqiao 391 497.73 1.27 2.67 61.18 63.85 50

Xiazhegeng 235 322.78 1.37 29.88 29.88 22

Lugoutang

Changba 443 789.08 1.78 1.66 5.90 7.56 4 Jieshang 269 600.29 2.23 1.58 5.26 6.84 3

Mapo 168 879.89 5.24 2.23 2.23 0 Nayuan 248 449.56 1.81 0.57 5.53 6.10 3

Xiaohaizi 272 697.22 2.56 0.08 6.79 6.87 3

Nali Baijishan 306 376.62 1.23 5.18 4.50 9.68 8 Xiamojiao 302 725.46 2.40 8.49 8.49 4

Xiangchehe

Dongguang 210 455.99 2.17 9.62 9.62 4 Liangtai 416 845.48 2.03 0.68 8.59 9.27 5 Lutao 155 230.84 1.49 13.35 13.35 9

Muman 230 507.46 2.21 8.13 8.13 4 Naha 220 475.88 2.16 10.39 10.39 5

Xinqiao 192 518.08 2.70 11.65 11.65 4 Podangxiong 107 228.55 2.14 25.60 25.60 12

Polao 275 283.77 1.03 1.37 8.46 9.83 10 Qiaodong 348 724.47 2.08 3.96 21.99 25.95 12 Zhesheng 352 675.10 1.92 1.52 7.30 8.82 5

Xiangchehe Tianba 210 563.00 2.68 1.37 9.34 10.71 4

Zhangjiawan 231 336.35 1.46 3.77 4.85 8.62 6

Yangdi

Dashuijing No. 1 235 528.73 2.25 0.68 2.24 2.92 1 Dashuijing No. 2 139 362.36 2.61 3.10 3.02 6.12 2 DashuijingNo. 3 207 455.41 2.20 2.61 4.69 7.30 3 Dashuijing No. 4 112 216.11 1.93 1.20 1.20 1 Dashuijing No. 5 136 259.4 1.91 3.21 3.21 2

Subtotal 7,174 0 0 0 14,413.29 2.01 31.49 339.48 0 370.97 216

Puping Lezhuang

LezhuangNo.1 120 237.49 1.98 1.41 6.99 8.40 4 Lezhuang No. 2 274 357.02 1.30 9.87 9.87 8 Lezhuang No. 3 172 196.21 1.14 12.94 12.94 11

Longshanpo 308 401.76 1.30 3.34 5.08 8.42 6

Yanbi Yanbi No. 5 205 725.51 3.54 3.98 3.98 1 Yanbi No. 6 265 720.23 2.72 10.30 10.30 4

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Subproject Township

(Town) Village Group

Existing Situation Land Acquisition Production Resettlement Population Population Paddy

Field Dry

Land Slope

Dryland Subtotal Cultivated

Land Paddy Field

Dry Land

Slope Dryland

Subtotal

No. mu mu mu mu mu/capita mu mu mu mu No. Yanbi No. 7 178 386.53 2.17 11.03 11.03 5 Yanbi No. 8 138 251.94 1.83 3.84 3.84 2

Huxiang Kazi 290 921.4 3.18 2.45 2.45 1

Eryakou 104 400.05 3.85 2.38 2.38 1 Subtotal 2,054 0 0 0 4,598.14 2.24 4.75 68.86 0 73.61 43

Sayu Longjin Donggualin 299 435.21 1.46 1.16 9.08 10.24 7

Miandi Maluhe 118 249.55 2.11 1.51 26.36 27.87 13

Xiamiandi 327 564.36 1.73 28.16 28.16 16 Subtotal 744 0 0 0 1,249.12 1.68 2.67 63.60 0 66.27 36

Total 9,972 0 0 0 20,260.55 2.03 38.91 471.94 0 510.85 295

Water Supply Line Permanent

Land Acquisition

Puping Yanbi Dapusuo 332 889.95 2.68 5.42 5.42 2 Tianpeng 308 699.60 2.27 9.09 9.09 4 Xiaqudu 268 792.55 2.96 0.77 15.40 16.17 5

Subtotal 908 0 0 0 2,382.10 2.62 0.77 29.91 0 30.68 11

Xifeng Street

committee

Poyun Shageshan 263 629.08 2.39 0 12.75 12.75 5 Qiaodong 417 725.48 1.74 0 6.98 6.98 4

Fatong Tudipo 154 338.83 2.20 0 13.4 13.40 6

Wanjiaotian 159 440.46 2.77 0 12.01 12.01 4 Zhongxinlian 415 750.60 1.81 0 6.53 6.53 4

Subtotal 1,408 0 0 0 2,884.45 2.05 0 51.67 0 51.67 23 Total 2,316 0 0 0 5,266.55 2.27 0.77 81.58 0 82.35 34

GRAND TOTAL 12,288 0 0 0 25,527.10 2.08 39.68 553.52 0 593.20 329

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2.6 Decrease of Cultivated Land due to Collective Land Acquisition 75. The situation of village’s land, households, population affected by permanent cultivated land acquisition is shown inTable 2-5.The proportion of the total land acquisition loss is 38.69%in reservoir inundation area, 22.11% in dam site construction area, 2.3% in irrigation construction area. Highest revenue loss rate is up to 23.68% at the average village level.

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Table 2-5: Situation of Affected Villages’ Land, Households and Population (Reservoir Inundation Area)

Township (Town) Village Group

Cultivated Land Area

Total HHs

Total Popu.

Per HH Cultivated

Land

Per Capita Cultivated

Land

Land Acquisition

Affected HHs APs

Per HHs Cultivated

LA

Per Capita Cultivated LA %


Population mu HH No. mu/HH mu/capita mu No. No. mu/HH Mu/Capita No.

Getang Chahe

Pingyan No. One 406.41 85 398 4.78 1.02 176.61 85 398 2.08 0.44 43.46% 215 Pingyan No.Two 555.39 111 523 5.00 1.06 498.90 111 523 4.49 0.95 89.83% 490

Pingyang No.Three 483.61 68 320 7.11 1.51 422.79 68 320 6.22 1.32 87.42% 293 Shuijingwanshang 517.64 81 260 6.37 1.99 34.27 43 138 0.80 0.25 6.62% 22

Shuijingwanxia 463.68 72 230 6.45 2.02 30.25 35 112 0.86 0.27 6.52% 19 Dashan 335.69 37 174 9.07 1.93 84.47 37 174 2.28 0.49 25.16% 66 Laolinpo 432.94 49 227 8.84 1.91 308.53 49 227 6.30 1.36 71.26% 170 Bakou 231.42 52 142 4.45 1.63 142.84 52 166 2.75 0.86 61.72% 87

Dongkou 393.25 71 228 5.52 1.72 31.46 49 157 0.64 0.20 8.00% 27 Chahe 807.17 77 362 10.48 2.23 766.98 77 362 9.96 2.12 95.02% 342

Gangou No. One 573.79 81 258 7.12 2.22 178.15 50 160 3.56 1.11 31.05% 84 Gangou No. Two 583.13 94 302 6.18 1.93 142.39 67 214 2.13 0.66 24.42% 82

Subtotal 5,784.12 878 3,424 6.59 1.69 2817.64 723 2,951 3.90 0.95 48.71% 197

Getang Longxin Shangzhegeng No.One 327.58 62 199 5.27 1.65 7.73 35 166 0.22 0.05 2.36% 6 Shangzhegeng No.Two 251.53 47 150 5.37 1.68 2.98 14 68 0.21 0.04 1.18% 2

Toudiren 398.62 82 263 4.85 1.52 2.31 5 23 0.46 0.10 0.58% 2 Subtotal 977.73 191 612 5.11 1.60 13.02 54 257 0.24 0.05 1.33% 10

Haizi Chetou Qishanpo 630.74 83 265 7.62 2.38 29.35 21 67 1.40 0.44 4.65% 13 Total 7,392.59 1,152 4,301 6.41 1.72 2,860.01 798 3,275 3.58 0.87 38.69% 1,920

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Table 2-6: Situation of Affected Village’s Land, Households and Population(Dam Site Engineering Construction Area)

Township (Town)

Village Group

Total Cultivated

Land

Total HHs

Total Popu.

Cultivated Land Per

HH

Cultivated Land Per

Capita

Land Acquisition

Affected HHs

APs Per HH

Cultivated LA

Per Capita

Cultivated LA

%


Population

mu HH No. mu/HH mu/Capita mu HH No. mu/HH mu/Capita No.

Getang Chahe

Pingyang No. Three

483.61 68 320 7.11 1.5 30.55 34 109 0.90 0.28 6.32% 16

Dashan 335.69 37 174 9.07 1.9 9.58 26 83 0.37 0.12 2.85% 5

Laolinpo 432.94 49 227 8.84 1.9 104.01 34 110 3.03 0.95 24.02% 57

Dongkou 393.25 71 228 5.52 1.7 84.67 50 160 1.70 0.53 21.53% 54

Subtotal 1,645.49 225 949 7.31 1.7 228.81 144 461 1.59 0.50 13.91% 132

Getang Longxin

Toudiren 398.62 82 263 4.85 1.5 22.42 58 187 0.38 0.12 5.62% 21 Shangzhegeng

No. One 327.58 62 199 5.27 1.6 244.04 44 196 5.53 1.25 74.50% 160

Shangzhegeng No. Two

251.53 47 150 5.37 1.7 109.09 33 107 3.28 1.02 43.37% 66

PingqiaoGroup

497.73 122 391 4.07 1.3 85.58 86 274 1.00 0.31 17.19% 52

Subtotal 1,475.46 313 1,003 4.71 1.5 461.13 1,221 763 2.08 0.60 31.25% 299 Total 3,120.95 539 1,952 5.79 1.6 689.94 365 1,224 1.89 0.56 22.11% 431

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Table 2-7: Situation of Affected Villages’ Land, Households and Population (Irrigation Area)

Township (Town)

Village Group

Total Cultivated

Land Total HHs Total Popu.

Per HH Cultivated

Land


Land

Land Acquisition

Affected HHs APs

Per HH Cultivated LA

Per Capita Cultivated LA %


Population mu HH No. mu/HH mu/capita mu HH No. mu/HH mu/capita No.

Getang

Getang Yaowan 405.36 50 160 8.11 2.53 20.38 20 64 1.02 0.32 5.0% 8

Kefa Nagong 706.6 111 355 6.37 1.99 27.07 44 142 0.61 0.19 3.8% 14 Tianwan 295.72 78 250 3.79 1.18 9.33 31 100 0.30 0.09 3.2% 8

Longxin Pingqiao 497.73 122 391 4.07 1.27 63.85 86 274 0.75 0.23 12.8% 50 Xiazhegeng 322.78 73 235 4.40 1.37 29.88 51 165 0.58 0.18 9.3% 22

Lugoutang

Changba 789.08 138 443 5.70 1.78 7.56 14 44 0.55 0.17 1.0% 4 Jieshang 600.29 84 269 7.14 2.23 6.84 8 27 0.81 0.25 1.1% 3 Mapo 879.89 53 168 16.76 5.24 2.23 3 8 0.85 0.27 0.3% 0 Nayuan 449.56 78 248 5.80 1.81 6.10 8 25 0.79 0.25 1.4% 3 Xiaohaizi 697.22 85 272 8.20 2.56 6.87 9 27 0.81 0.25 1.0% 3

Nali Baijishan 376.62 96 306 3.94 1.23 9.68 10 31 1.01 0.32 2.6% 8 Xiamojiao 725.46 94 302 7.69 2.40 8.49 9 30 0.90 0.28 1.2% 4

Xiangchehe

Dongguang 455.99 66 210 6.95 2.17 9.62 7 21 1.47 0.46 2.1% 4 Liangtai 845.48 130 416 6.50 2.03 9.27 13 42 0.71 0.22 1.1% 5 Lutao 230.84 48 155 4.77 1.49 13.35 5 16 2.76 0.86 5.8% 9 Muman 507.46 72 230 7.06 2.21 8.13 7 23 1.13 0.35 1.6% 4 Naha 475.88 69 220 6.92 2.16 10.39 7 22 1.51 0.47 2.2% 5 Xinqiao 518.08 60 192 8.63 2.70 11.65 6 19 1.94 0.61 2.2% 4 Podangxiong 228.55 33 107 6.84 2.14 25.60 10 32 2.55 0.80 11.2% 12 Polaozu 283.77 86 275 3.30 1.03 9.83 26 83 0.38 0.12 3.5% 10 Qiaodong 724.47 109 348 6.66 2.08 25.95 33 104 0.80 0.25 3.6% 12 Zhesheng 675.10 110 352 6.14 1.92 8.82 22 70 0.40 0.13 1.3% 5 Tianba 563.00 66 210 8.58 2.68 10.71 13 42 0.82 0.26 1.9% 4 Zhangjiawan 336.35 72 231 4.66 1.46 8.62 14 46 0.60 0.19 2.6% 6

Yangdi

Dashuijing No.1 528.73 73 235 7.20 2.25 2.92 7 24 0.40 0.12 0.6% 1 Dashuijing No.2 362.36 43 139 8.34 2.61 6.12 4 14 1.41 0.44 1.7% 2 Dashuijing No.3 455.41 65 207 7.04 2.20 7.30 6 21 1.13 0.35 1.6% 3 Dashuijing No.4 216.11 35 112 6.17 1.93 1.2, 4 11 0.34 0.11 0.6% 1 Dashuijing No.5 259.40 43 136 6.10 1.91 3.21 4 14 0.76 0.24 1.2% 2

Subtotal 14,413.3 2,242 7,174 6.43 2.01 370.97 481 1,539 0.77 0.24 2.6% 216

Puping

Lezhuang

Lezhuang No.1 237.49 38 120 6.33 1.98 8.40 4 12 2.24 0.70 3.5% 4 Lezhuang No.2 357.02 86 274 4.17 1.30 9.87 9 27 1.15 0.36 2.8% 8 Lezhuang No.3 196.21 54 172 3.65 1.14 12.94 27 86 0.48 0.15 6.6% 11 Longshanpo 401.76 96 308 4.17 1.30 8.42 10 31 0.87 0.27 2.1% 6

Yanbi

Yanbi No.5 725.51 64 205 11.33 3.54 3.98 6 21 0.62 0.19 0.5% 1 Yanbi No.6 720.23 83 265 8.70 2.72 10.30 8 27 1.24 0.39 1.4% 4 Yanbi No.7 386.53 56 178 6.95 2.17 11.03 6 18 1.98 0.62 2.9% 5 Yanbi No.8 251.94 43 138 5.84 1.83 3.84 4 14 0.89 0.28 1.5% 2

31

Huxiang Kazi 921.4 91 290 10.17 3.18 2.45 2 6 1.35 0.42 0.3% 1 Eryakou 400.05 33 104 12.31 3.85 2.38 1 2 3.66 1.14 0.6% 1

Subtotal 4,598.14 642 2,054 7.16 2.24 73.61 76 243 0.97 0.30 1.6% 43

Sayu Longjin Donggualin 435.21 93 299 4.66 1.46 10.24 28 90 0.37 0.11 2.4% 7

Miandi Maluhe 249.55 37 118 6.77 2.11 27.87 26 83 1.08 0.34 11.2% 13 Xiamiandi 564.36 102 327 5.52 1.73 28.16 72 229 0.39 0.12 5.0% 16

Subtotal 1,249.12 233 744 5.37 1.68 66.27 125 401 0.53 0.17 5.3% 36

Puping Yanbi Dapusuo

20,260.55 3,116 9,972 6.50 2.03 510.85 682 2,183 0.75 0.23 2.5% 295 889.95 104 332 8.58 2.68 5.42 10 33 0.52 0.16 0.6% 2

Tianpeng 699.6 96 308 7.27 2.27 9.09 10 31 0.94 0.30 1.3% 4 Xiaqudu 792.55 84 268 9.46 2.96 16.17 17 54 0.97 0.30 2.0% 5

Subtotal 2,382.1 284 908 8.40 2.62 30.68 37 118 0.83 0.26 1.3% 11

Xifeng Street Admin. Office

Poyun Shageshan 629.08 82 263 7.65 2.39 12.75 8 26 1.55 0.48 2.0% 5 Qiaodong 725.48 130 417 5.57 1.74 6.98 13 42 0.54 0.17 1.0% 4

Fatong Tudipo 338.83 48 154 7.04 2.20 13.40 10 31 1.39 0.44 4.0% 6 Wanjiaotian 440.46 50 159 8.86 2.77 12.01 10 32 1.21 0.38 2.7% 4 Zhongxinlian 750.6 130 415 5.79 1.81 6.53 52 166 0.13 0.04 0.9% 4

Subtotal 2,884.45 440 1,408 6.56 2.05 51.67 93 297 0.56 0.17 1.8% 23

Total

5,266.55 724 2,316 7.28 2.27 82.35 129 414 0.64 0.20 1.6% 34 25,527.10 3,840 12,288 6.65 2.08 593.20 812 2,597 0.73 0.23 2.3% 329

32

Table 2-8: Analysis of Land and Income Loss Degree on Average for Village Groups (Reservoir Inundation Area)

Village Group

Per Capita Income

Per Capita Agricultural

Income

Proportion of

Agricultural Income

Affected HHs APs

Cultivated Land Area

Before Acquisition

LA Income

Loss Per HH

Income Loss Per Capita

Average Income Loss

Rate Per Capita

CNY CNY HH No. mu mu CNY CNY

Chahe

Pingyang No.One 5,948 2,564 43% 112 358 406.41 176.61 947 296 4.97%

Pingyan No.Two 6,011 2,591 43% 147 471 555.39 498.90 2,035 636 10.58%

PingyangNo.Three 5,979 2,577 43% 90 288 483.61 422.79 2,819 881 14.73%

Shuijingwanshang 5,932 2,557 43% 57 182 517.64 34.27 362 113 1.90%

Shuijingwanxia 5,932 2,557 43% 50 161 463.68 30.25 361 113 1.90%

Dashan 5,570 2,401 43% 49 157 335.69 84.47 1,036 324 5.81%

Laolinpo 5,680 2,448 43% 64 204 432.94 308.53 2,900 906 15.95%

Bakou 5,841 2,517 43% 40 128 231.42 142.84 2,146 671 11.48%

Dongkou 5,555 2,394 43% 64 205 393.25 31.46 294 92 1.66%

Chahe 5,964 2,570 43% 102 326 807.17 766.98 4,520 1,412 23.68%

Gangou No.One 5,680 2,448 43% 73 232 573.79 178.15 1,473 460 8.10%

Gangou No.Two 5,649 2,435 43% 85 272 583.13 142.39 1,006 314 5.56%

Subtotal 932 2,984 5,784.12 2,817.64 1,813 567

Longxin

Shangzhegeng No. One 5,853 2,523 43% 6 20 327.58 7.73 746 233 3.98%

Shangzhegeng No. Two 5,869 2,530 43% 5 15 251.53 2.98 381 119 2.03%

Toudiren 5,901 2,543 43% 8 26 398.62 2.31 169 53 0.89%

Subtotal 19 61 977.73 13.02 408 128 Chetou Qishanpo 5,901 2,543 43% 25 80 630.74 29.35 709 222 3.75%

Total 976 3,124 7,392.59 2,860.01 1,758 549

33

76. The permanent land acquisition impact for Pingqiao Reservoir Area is relatively significant, and the LAR impact for Irrigation Area is relatively small. Of which 1,109 households have the impact less than 25%, accounting for 56.1% of the total households; 188 households have the impact from 25% to 50%, accounting for 9.5% of the total households; 129 households have the impact from 50% to 75%, accounting for 6.5% of the total households; and 549 households have the impact over 75%, accounting for 27.8% of the total households. See Table 2-9 below:

34

Table 2-9: Analysis of Land Lost Degree in Affected Households <25% 25%-50% 50%-75% >75% Total

HHs HHs HHs HHs HHs No. 1,109 188 129 549 1,975 % 56.1% 9.5% 6.5% 27.8% 100.0%

Table 2-10: Analysis of Land Lost Degree in Affected Households by Village Group

Item Township Village Group HHs

Cultivated Land

LA HHs <25% 25%-50% 50%-75% >75% Total

No. mu mu No. HHs HHs HHs HHs HHs

Reservoir Inundation

Getang

Chahe

Pingyang No.1 85 406 176.61 85 0 0 0 85 85 Pingyang No.2 111 555 498.9 111 0 0 0 111 111 Pingyang No.3 68 484 422.79 68 0 0 0 68 68

Shuijingwan Shang 81 518 34.27 43 12 26 5 0 43

Shuijingwan Xia 72 464 30.25 35 7 24 4 0 35

Dashan 37 336 84.47 37 0 0 29 8 37

Laolinpo 49 433 308.53 49 0 0 0 49 49

Bakou 52 231 142.84 52 20 15 17 0 52

Dongkou 71 393 31.46 49 10 15 7 17 49

Chahe 77 807 766.98 77 0 0 0 77 77

Gangou No.1 81 574 178.15 50 20 7 5 18 50

Gangou No.2 94 583 142.39 67 31 13 6 17 67

Subtotal 878 5,784 2,818 723 100 100 73 450 723

Longxin

Shangzhegeng No.1 62 328 7.73 35 35 0 0 0 35

Shangzhegeng No.2 47 252 2.98 14 14 0 0 0 14

Tourendi 82 399 2.31 5 5 0 0 0 5

Subtotal 191 978 13 54 54 0 0 0 54 Haizi Chetou Qishanpo 83 631 29.35 21 21 0 0 0 21

Subtotal 1,152 7,393 2,860 798 175 100 73 450 798

Dam Site Getang Chahe

Pingyang No.3 68 484 31 34 0 0 0 34 34

Dashan 37 336 10 26 0 0 0 26 26

Laolinpo 49 433 104 34 0 0 0 34 34

35


Cultivated Land

LA HHs <25% 25%-50% 50%-75% >75% Total


Dongkou 71 393 84.67 50 8 12 28 2 50

Subtotal 225 1,645 229 144 8 12 28 96 144

Longxin

Tourendi 82 399 22.42 58 35 18 5 0 58

Shangzhegeng No.1 62 328 244.04 44 25 11 8 0 44

Shangzhegeng No.2 47 252 109.09 33 24 6 3 0 33

Pingqiao 122 498 85.58 86 30 41 12 3 86

Subtotal 313 1,475 461 221 114 76 28 3 221 Subtotal 539 3,121 690 365 122 88 56 99 365

Irrigation and Water Supply Pipeline

Getang

Getang Raowan 50 405 20.38 20 20 0 0 0 20

Kefa Nagong 111 707 27.07 44 44

44

Tianwan 78 296 9.33 31 31

31

Longxin Pingqiao 122 498 63.85 86 86

86

Xiazhegeng 73 323 29.88 51 51

51

Lugoutang

Changba 138 789 7.56 14 14

14

Jieshang 84 600 6.84 8 8

8

Mapo 53 880 2.23 3 3

3

Nayuan 78 450 6.1 8 8

8

Xiaohaizi 85 697 6.87 9 9

9

Nali Baijishan 96 377 9.68 10 10 10

Xiamojiao 94 725 8.49 9 9

9

Xiangchehe

Dongguang 66 456 9.62 7 7

7

Liangtai 130 845 9.27 13 13

13

Lutao 48 231 13.35 5 5

5

Muman 72 507 8.13 7 7 7

Naha 69 476 10.39 7 7

7

Xinqiao 60 518 11.65 6 6

6

Podangxiong 33 229 25.6 10 10

10

Polao 86 284 9.83 26 26

26

Qiaodong 109 724 25.95 33 33 33

Zhesheng 110 675 8.82 22 22

22

36


Cultivated Land

LA HHs <25% 25%-50% 50%-75% >75% Total


Tianba 66 563 10.71 13 13

13

Zhangjiawan 72 336 8.62 14 14

14

Yangdi

Dashuijing No.1 73 529 2.92 7 7

7

Dashuijing No.2 43 362 6.12 4 4

4

Dashuijing No.3 65 455 7.3 6 6

6

Dashuijing No.4 35 216 1.2 4 4

4

Dashuijing No.5 43 259 3.21 4 4

4

Subtotal 2,242 14,413 371 481 481 0 0 0 481

Puping

Lezhuang

Lezhuang No.1 38 237 8.4 4 4

4

Lezhuang No.2 86 357 9.87 9 9

9

Lezhuang No.3 54 196 12.94 27 27

27

Longshanpo 96 402 8.42 10 10

10

Tingbi

Tingbi No.5 64 726 3.98 6 6

6

Tingbi No.6 83 720 10.3 8 8

8

Tingbi No.7 56 387 11.03 6 6

6

Tongbi No.8 43 252 3.84 4 4

4

Huxiang Kazi 91 921 2.45 2 2

2

Eryakou 33 400 2.38 1 1

1

Subtotal 642 4,598 74 76 76 0 0 0 76

Sayu

Longjin Donggualin 93 435 10.24 28 28

28

Miandi Maluhe 37 250 27.87 26 26

26

Xiamiandi 102 564 28.16 72 72

72

Subtotal 233 1249 66 125 125 0 0 0 125 Total 3,116 20,261 511 682 682 0 0 0 682

Puping Tingbi

Dapusuo 104 890 5.42 10 10

10

Tianpeng 96 700 9.09 10 10

10

Xiaqudu 84 793 16.17 17 17

17

Subtotal 284 2,382 31 37 37 0 0 0 37 Xifeng Street Admin. Office

Poyun Shangeshan 82 629 12.75 8 8 8

Qiaodong 130 725 6.98 13 13

13

37


Cultivated Land

LA HHs <25% 25%-50% 50%-75% >75% Total


Fatong

Tudipo 48 339 13.4 10 10

10

Wanjiaotian 50 440 12.01 10 10

10

Zhongxinlian 130 751 6.53 52 52

52

Subtotal 440 2,884 52 93 93 0 0 0 93 Total 724 5,267 82 129 129 0 0 0 129

Subtotal 3,840 25,527 593 812 812 0 0 0 812 TOTAL 5,531 36,041 4,143 1,975 1,109 188 129 549 1,975

38

2.7 Temporary Land Occupation 77. The Pingqiao Reservoir and Water Transfer Facility Component will temporarily occupy a total of 1,036.5 mu land. The dam site will occupy 538.73 mu land temporarily, including 337.07 mu cultivated land (76.83%), 65.54mu forest land (14.94%), 28.86mu grass land (6.58%), 7.26 mu transportation land (1.65%); it will be temporary occupied for the stock yard, temporary access road, diversion tunnel, etc. in the dam site area and partial overlapping area with inundation area. The water supply and irrigation area will temporarily occupy a total of 597.74 mu of land, including 374.46 mu farmland (62.64 %), 1.61 mu orchard land (0.27 %), 174.66 mu wood land (29.22%), 41.12 mu grass land (6.88%), and 5.89 mu transportation land (0.99%). In addition, 246.34 mu of land will be used for water supply plus irrigation construction temporarily. The occupation period is within 2years. Temporary land occupation is shown in Table 2-11.

Table 2-11: Project Temporary Land Occupation

Dam Site Construction Area

Irrigation Construction Area

Water Supply Construction Area

Temporary Land Occupation for both

Construction Use Subtotal

mu mu mu mu mu 438.73 314.81 36.59 246.34 1,036.5

Table 2-12: Project Temporary Land Occupation by Type of Land

No. Type of Land Dam Site (mu) Water Supply and

Irrigation (mu) Total (mu)

1 Farmland 337.07 374.46 711.53 Orchard Land 1.61 1.61 2 Wood Land 65.54 174.66 240.2 3 Grass Land 28.86 41.12 69.98 4 Transport Land Use 7.26 5.89 13.15

Total 438.73 438.73 877.46 2.8 Residential Building Affected by the Project 78. The Project needs demolition of 583 houses, house and building demolition area a101,836 square meters, affects 2,743 people in 583 households. See Table 2-12.

39

Table 2-13: Demolition of Farmers Residential Houses

Items Unit Reservoir Inundation Area Dam Site Construction Area

Expanded Resettlement

(beyond inundation) Subtotal

Rural resident HH 440 1 142 583 Population No. 2,160 5 578 2,743 Agricultural population No. 2,157 5 578 2,740 Non-agricultural population No. 3 0 0 3 Housing area m2 78,588 192 23,056 101,836

Main house m2 66,711 149 21,317 88,177 Frame m2 297 0 0 297 Brick-concrete structure m2 26,578 35 10,011 36,624 Brick-wood structure m2 23,601 99 8,658 32,359 Earth-wood structure m2 16,236 15 2,647 18,898 Miscellaneous room m2 11,876 43 1,740 13,659

Table 2-14: Demolition of Farmers Residential Houses by Village Groups

Village Group

Directly Relocated

Popu. (Reservoir +

Dam)

Expanded Popu.

of Relocation

Subtotal Population

Directly Relocated

HHs

Expanded Relocation HH

Subtotal HH Frame

Brick- Concrete

house (m2)

Brick- Woodhouse

(m2)

Mud- Woodhouse

(m2)

Subtotal Residential House (m2)

Chahe

Pingyang No.1 398 0 398 85 0 85 0 4,230.42 1,754.87 969.99 6,955.28 Pingyang No.2 523 0 523 111 0 111 0 8,765.03 8,023.33 3,322.05 20,110.4 Pingyang No.3 320 0 320 68 0 68 0 4,297.94 4,165.75 3,061.64 11,525.3 Shuijingwanshang 14 8 22 3 2 5 0 159.03 40.26 0 199.29 Shuijingwanxia 0 19 19 0 4 4 0 147.41 163.53 14.88 325.82 Dashan 174 0 174 37 0 37 0 1,608.00 1,817.05 1,360.8 4,785.85 Laolinpo 227 0 227 49 0 49 0 1,460.04 2119.83 2733.17 6313.04 Bakou 142 0 142 30 0 30 0 1,449.88 1546.1 1562.06 4558.04 Dongkou 0 81 81 0 17 17 0 1,533.37 1328.373 452.541 3314.28 Chahe 362 0 362 77 0 77 296.72 3,952.79 3585.49 2758.96 10594

40

Village Group

Directly Relocated

Popu. (Reservoir +

Dam)

Expanded Popu.

of Relocation

Subtotal Population

Directly Relocated

HHs

Expanded Relocation HH

Subtotal HH Frame

Brick- Concrete

house (m2)

Brick- Woodhouse

(m2)

Mud- Woodhouse

(m2)

Subtotal Residential House (m2)

Gangou No.1 0 84 84 0 18 18 0 1,623.57 1406.512 479.162 3509.24 Gangou No.2 0 82 82 0 17 17 0 1,533.37 1328.373 452.541 3314.28

Subtotal 2,160 274 2,434 460 58 518 296.72 30,760.80 27,279.47 17,167.80 75,504.80

Longxin

Tourendi 0 23 23 0 5 5 0 450.991 390.6979 133.1 974.789 Shangzhegeng No.1 5 161 166 1 34 35 0 3,156.93 2,734.885 931.703 6,823.52

Shangzhegeng No.2 0 68 68 0 14 14 0 1,262.77 1,093.954 372.681 2,729.41

Pingqiao 0 52 52 0 11 11 0 992.179 859.5353 292.821 2,144.54 Subtotal 5 304 309 1 64 65 0 5,862.88 5,079.072 1,730.31 12,672.30

Total 2,165 578 2,743 461 122 583 296.72 36,623.7 32,358.54 18,898.10 88,177.10

41

79. The Project will affect 1,975 households by LA, of which 1,392 households will only involve land acquisition without house demolition, accounting for 70.5%; and 583 households will be affected by both land acquisition and house demolition.

Table 2-15: Impacts of LAR by Category Category Unit No. of Households %

Only Land Acquisition without House Demolition Household 1,392 70.5% Only House Demolition without Land Acquisition Household 0 0.0% Both Land Acquisition and House Demolition Household 583 29.5%

Total 1,975 100.0%

42

Table 2-15: Impacts of LAR by Village Group

Subproject Township Admin. Village Group

Only Land Acquisition without House Demolition

(No.)

Only House Demolition without Land Acquisition

(No.)

Both Land Acquisition and House Demolition (No.)

Total (No.)

HHs Popu. HHs Popu. HHs Popu. HHs Popu.

Reservoir Inundated Area

Getang

Chahe

Pingyang No.1 0 0 0 0 85 398 85 398

Pingyang No.2 0 0 0 0 111 523 111 523

Pingyang No.3 0 0 0 0 68 320 68 320

Shuijingwanshang 38 116 0 0 5 22 43 138

Shuijingwanxia 31 93 0 0 4 19 35 112

Dashan 0 0 0 0 37 174 37 174

Laolinpo 0 0 0 0 49 227 49 227

Bakou 22 24 0 0 30 142 52 166

Dongkou 32 76 0 0 17 81 49 157

Chahe 0 0 0 0 77 362 77 362

Gangou No.1 32 76 0 0 18 84 50 160

Gangou No.2 50 132 0 0 17 82 67 214

Subtotal 205 517 0 0 518 2,434 723 2,951

Longxin

Shangzhegeng No.1 35 166 0 0 0 0 35 166

Shangzhegeng No.2 14 68 0 0 0 0 14 68

Torendi 5 23 0 0 0 0 5 23

Subtotal 54 257 0 0 0 0 54 257 Haizi Chetou Qishanpo 21 67 0 0 0 0 21 67

Total 280 841 0 0 518 2,434 798 3,275

Dam Site Getang

Chahe

Pingyang No.3 34 109 0 0 0 0 34 109

Dashan 26 83 0 0 0 0 26 83

Laolinpo 34 110 0 0 0 0 34 110

Dongkou 50 160 0 0 0 0 50 160

Subtotal 144 461 0 0 0 0 144 461

Longxin

Tourendi 53 164 0 0 5 23 58 187

Shangzhegeng No.1 9 30 0 0 35 166 44 196

Shangzhegeng No.2 19 39 0 0 14 68 33 107

Pingqiao 75 222 0 0 11 52 86 274

Subtotal 156 454 0 0 65 309 221 763

43



(No.)


(No.)


Total (No.)


Total 300 915 0 0 65 309 365 1,224

Irrigation and Water Supply

Getang Raowan 20 64 0 0 0 0 20 64

Kefa Nagong 44 142 0 0 0 0 44 142

Tianwan 31 100 0 0 0 0 31 100

Longxin Pingwiao 86 274 0 0 0 0 86 274

Xiazhegeng 51 165 0 0 0 0 51 165

Lugoutang

Changba 14 44 0 0 0 0 14 44

Jieshang 8 27 0 0 0 0 8 27

Mapo 3 8 0 0 0 0 3 8

Nayuan 8 25 0 0 0 0 8 25

Xiaohaizi 9 27 0 0 0 0 9 27

Nali Baijishan 10 31 0 0 0 0 10 31

Xiamojiao 9 30 0 0 0 0 9 30

Xiangchehe

Dongguang 7 21 0 0 0 0 7 21

Liangtai 13 42 0 0 0 0 13 42

Lutao 5 16 0 0 0 0 5 16

Muman 7 23 0 0 0 0 7 23

Naha 7 22 0 0 0 0 7 22

Xinqiao 6 19 0 0 0 0 6 19

Podangxiong 10 32 0 0 0 0 10 32

Polaizu 26 83 0 0 0 0 26 83

Qiaodong 33 104 0 0 0 0 33 104

Zhesheng 22 70 0 0 0 0 22 70

Tianba 13 42 0 0 0 0 13 42

Zhangjiawan 14 46 0 0 0 0 14 46

Yangdi

Dashuijing No.1 7 24 0 0 0 0 7 24

Dashuijing No.2 4 14 0 0 0 0 4 14

Dashuijing No.3 6 21 0 0 0 0 6 21

Dashuijing No.4 4 11 0 0 0 0 4 11

44



(No.)


(No.)


Total (No.)


Dashuijing No.5 4 14 0 0 0 0 4 14

Subtotal 481 1,539 0 0 0 0 481 1,539

Puping

Lezhuang

Lezhuang No.1 4 12 0 0 0 0 4 12

Lezhuang No.2 9 27 0 0 0 0 9 27

Lezhuang No.3 27 86 0 0 0 0 27 86

Longshanpo 10 31 0 0 0 0 10 31

Tingbi

Tingbi No.5 6 21 0 0 0 0 6 21

Tingbi No.6 8 27 0 0 0 0 8 27

Tingbi No.7 6 18 0 0 0 0 6 18

Tingbi No.8 4 14 0 0 0 0 4 14

Huxiang

Kazi 2 6 0 0 0 0 2 6

Eryakou 1 2 0 0 0 0 1 2

Subtotal 76 243 0 0 0 0 76 243

Sayu

Longjin Donggualing 28 90 0 0 0 0 28 90

Miandi

Maluhe 26 83 0 0 0 0 26 83

Xiaminadi 72 229 0 0 0 0 72 229

Subtotal 125 401 0 0 0 0 125 401 Total 682 2,183 0 0 0 0 682 2,183

Puping Tingbi

Dapusuo 10 33 0 0 0 0 10 33

Tianpeng 10 31 0 0 0 0 10 31

Xiaqudu 17 54 0 0 0 0 17 54

Subtotal 37 118 0 0 0 0 37 118

Xifeng Street Admin. Office

Poyun Shageshan 8 26 0 0 0 0 8 26

Qiaodong 13 42 0 0 0 0 13 42

Fatong

Tudipo 10 31 0 0 0 0 10 31

Wanjiaotian 10 32 0 0 0 0 10 32

Zhongxinlian 52 166 0 0 0 0 52 166

Subtotal 93 297 0 0 0 0 93 297

Total 129 414 0 0 0 0 129 414

45



(No.)


(No.)


Total (No.)


Total 812 2,597 0 0 0 0 812 2,597

Total 1,392 4,354 0 0 583 2,743 1,975 7,097

46

2.9 Affected Ground Attachments and Various Auxiliaries 80. Ground attachments to be affected by land acquisition are shown in Table 1-2. 81. There are various auxiliaries before and behind the houses. Various affected auxiliaries are shown in Table 1-2. 2.10 Affected Vulnerable People and Ethnic Minorities 2.10.1 Affected Vulnerable Groups 82. Types of vulnerable groups affected by the Project mainly include the following:

(i) Poor Families: families living under the line of minimum living guarantee (MLG), the MLG is CNY 3,060 per capita per year.

(ii) Single-parent families: refers to families headed by single parent with children.

(iii) Persons with disabilities: refers to people who lose or are not normal in mental, physical or human body structure, some kinds of tissue, and functions, fully or partially lost the normal way to engage in certain activities.

(iv) Families with other special hardship.

83. According to the survey, 205 households (10.36% of affected households) or 299 persons (4.2%) belong to vulnerable groups, wherein 147 households or 215 persons (3.03%) are living under MLG, households, and 58 households or 84 persons are disabled. All of them will be affected physically or economically by land acquisition and house demolition. 2.10.2 Affected Ethnic Minorities 84. According to the survey, 7,097peoplewill be affected by LAR, of which 44.17% are Han, 34.68% are Miao, and 21.15% are Buyi (see Table 2-16). Of the total affected people, the affected ethnic minorities enjoy the same social and economic status of the Han and their life has been integrated into Han society. All the minorities can also speak Chinese mandarin as a result of long-time intermarriage. For the living habit, they have no difference with Han except the holidays with their specific minority characters. An ethnic minority and social development plan has been developed for Anlong County project component, which provides detailed measures for EMs.

Table 2-16: Affected Ethnic Minorities

Township Village Ethnic Minorities (No.)

Reservoir Inundation Area Getang

Chahe 1,476 Longxin 129

Hazi Chetou 15 Subtotal 1,619

Dam Site Area Getang Chahe 231 Longxin 381

Subtotal 612

Irrigation Area Getang Getag 19 Kefa 169

47

Township Village Ethnic Minorities (No.)

Longxin 219 Lugoutang 39 Nali 43 Xiangchehe 417 Yangdi 75

Puping Lezhuang 94 Tingbi 66 Huxiang 5

Sayu Longjin 37 Miandi 196

Puping Tingbi 99

Xifeng Street Committee Poyun 34 Fatong 91

Subtotal 1,601 TOTAL 3,831

2.10.3 Affected Women 85. According to the sample survey, 3,442 of 7,097 permanent affected people by land acquisition are women, accounting for 48.50%. As members of their families, they will be affected by the Project land acquisition and relocation. Gender analysis in details is shown in Chapter IV of this RP. The Project has also developed a gender action plan, and details are in poverty and social impact assessment report of the Project.

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III SOCIO-ECONOMIC SURVEY

3.1 Socio-economic Development in Anlong County 86. Anlong County locates in the southwest of Guizhou Province, at the east longitude 104°59'to 106°40' and north latitude 24°54'to 25°23', the length of east-west is 67 km, the width of north-south is 52.6 km, with a total area of 2,237.6km2. The east of Anlong County is adjacent to Ceheng, the south is adjacent to Longlin of Guangxi, the west is adjacent to Xingyi, and the north is adjacent to the cities and townships of Xingren and Zhenfeng. 87. Anlong County is located at the transitional slope from Yunnan-Guizhou Plateau down to Guangxi Hills, higher in the north and lower in the south, flat at the central area, showing a stepping down trend repeatedly. Landform is mainly mountains, with large area of karst landform. The highest point is the Longtou Mountain Main Peak at the northern of the Longshan Township, with an elevation of 1,967m. The lowest point is located at the point where the Zhegui River flows into the Pan River, with an elevation of 409 m, the average elevation is 1,279 m. The mountain area accounts for 44.2%, the hilly area accounts for 44%, and the plain area between mountains accounts for 11.4%. 88. Total cultivated land of the county is 50,000 hectares. There are many rivers, and all the rivers belong to the Nanpan-Beipan River water system of the Pearl River Basin. The total length of river is above 10 km. There are 54 rivers which the catchment area is above 20 km2, and the total catchment area is 1,662.5 km2 in total. The main river flows through the territory include Napan River, Mabie River, Bazi River, Xinqiao River, etc.. Theoretical reserves of water is 98,000 kW, exploitation amount is 69,700 kW. The county’s water resource is 1.252 billion m3, of which the groundwater resource is 0.309 billion m3. 89. Anlong County has beautiful mountains and rivers, diverse scenic views, rich tourism resources, is a renowned tourist destination in Yunnan, Guangxi and Guizhou Provinces. The urban town has famous monument "Eighteen Misters' Tomb in Mong Dynasty", Zhanglingxiang Mahetu Tomb, Fuchengyuan, Wu Temple, Zhangong Temple and the ancient city walls. At the east, there are Suifeng stone sculpture, Pearl Spring; at the south, there are Tonggu Mountain, Buddha Cave, ancient and cultural sites, ancient pass, and ancient camp; at the west, there is Longguang Cave; at the north, there are writing rock, prince bridge, clamp narrow, ancient post and so on. The northeastern corner of the county is famous for the Zhaodi provincial scenic area, with three hundred years of history, hills, water, embankment, bridge, pavilion, flower, and trees as a whole, like the scenery of West Lake in Hangzhou. Sidu Mountain Cave is highly favored by cave scientists and explorers from 8 countries, is the world's second largest caverns. Within the territory, there are many forest ecological nature reserves. 90. Nanning-Kunming Railway and No. 324 National Road running through the county, form a criss-cross, both water and land transportation network together with Nanpan River waterway, so that the geographical advantages of Anlong is apparent, Anlong has become an important gateway to Yunnan and Guizhou through rivers and seas. Highway traffic mileage of the county is 654.2 km, 74.9 km national road, 85.9 km provincial road, 150.7 km county road, 342.7 km township road. The county has roads in every village. On Nanpan River that flows through the county, the installed

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capacity of Tianshengqiao power plant is 1.32 million kW, with 136 reservoirs, the reservoir capacity is 31.91 million m3, with 14 hydropower stations and 2substations. It has installed digital-controlled telephones and mobile phones that make Anlong’s communication with the outside world very convenient. 91. Anlong is a national commodity grain base, food crops mainly are rice, corn, wheat, side crops account for a certain proportion. Multi-crop combination is "rice and wheat (rape)" two crops a year, double cropping rice in some of the valleys region. Economic crops are sugar cane, tea, tobacco, peanut, grapes. There are economic forest likes tung, palm, tallow tree, walnut, chestnut, sumac and so on. Breeding industry mainly includes pigs, cattle, and sheep. There are food industry, agricultural machinery manufacturing, printing, brewing, mining, metallurgy, coal, electricity and agricultural products processing, etc.. Facing with rich tourism, biological and mineral resources and location advantages, local government policies emphasize on creating a relaxed and harmonious environment for investment, showing the image of reform and opening up, attract people through preferential policies, win the trust of people with high quality services, keep people in a relaxed environment, and develop the economy into a new level and build Anlong more than a special zone. 92. The county has 17 townships (town, street committee), 173 villages and 14 communities. The county locates at the transitional slope from Yunnan-Guizhou Plateau down to Guangxi hills, lowest elevation is 407 m, and highest elevation is 1,966 m, higher in the northwest and lower in the southeast, flat at the central area, showing a stepping down trend repeatedly to Nanpan River Valley. The county has a mild climate, annual average temperature is 15.3℃, annual average temperature is 15.6℃ in 2016, annual rainfall is 878.1 mm, rain and heat in the same season, warm and moist all over the year, has a name as “Little Kunming”. The total land area of Anlong County is 2,237.6 km2, where the main landform is karst mountain, belongs to Nanpan-Beipan River water system of the Pearl River Basin. There are 23 nations live in the county, such as Buyi, Miao, Yi, Hui, and Han. Permanent resident population is 474,724 by the end of 2015, of which the minority accounts for 48.51%. Long-term multi-ethnic integration creates a unique cultural landscape and splendid culture in Anlong.

93. Basic socio-economic situation of Anlong County in 2015 is shown in Table 3-1.

Table 3-1: Basic Socioeconomic Situation of Anlong County in 2015

No. Main Indicator Unit Quantity 1 Area of land km2 2,237.6 2 Total population No. 474,724

2.1 Agricultural population No. 300,180 2.2 Non-agricultural population No. 174,544 3 Cultivated land area ha 47,909 4 Grain sowing area ha 38,432 5 Grain production ton 195,320 6 Gross production value CNY 10,000 881,911

6.1 Primary industry CNY 10,000 246,712 6.2 Secondary industry CNY 10,000 275,103 6.3 Tertiary industry CNY 10,000 360,096 7 Average gross production value CNY 24,505 8 Rural average net income per capita CNY 6,731.35 9 Urban average disposable income per capita CNY 22,199.37

10 Rural average expenditure per capita CNY 6,233.28

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11 Urban average expenditure per capita CNY 13,911.81 Source: Anlong County Yearbook, 2015.

3.2 Socio-Economic Situation of Affected Townships and Villages 94. Anlong County has four (4) townships and one (1) street committee to be affected by the Project. The total land area is 882.36 km2, with a total population of 176,659 persons. Table 3-2 provides basic information of the project affected townships/street committee.

Table 3-2: Basic Information of the Project Affected Townships/Street Committee

Total Areas (km2) Total Population Direct Beneficiary Popu.

% of the Beneficiary Popu.

Xifeng Street Committee

211.72 39,039 7,153 18.32%

Puping Township (including Getang) 240.16 48,181 35,347 73.36%

Sayu Township 126.83 30,062 55,09 18.33% Haizi Township 130.34 23,542 1,386 5.89% Qianxiang Street Committee 173.31 35,835 3,702 10.33%

TOTAL 882.36 176,659 53,097 30.06% Source: Survey in August 2016.

95. There are 17 villages to be affected by LAR in Anlong County. The administrative area of the affected villages totals at 258.928 km2. A total of 12,738 households and 53,097 live in the villages. The total farmland is 90,141.34 mu, with average farmland per capita of 1.70 mu. The housing area per capita is 20.24 m2. The socio-economic situation of the villages is presented in Table 3-3.

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Table 3-3: Socio-Economic Situation of the Affected Villages

Affected Village

Admin. Area (km2)

Farmland (mu)

Total HHs (No.)

Total Popu. (No.)

No. of Health Institution

Schools (No.)

Education Degree

Primary School or Under (No.)

Junoir School (No.)

High School (No.)

Technical Schol

University or College

University or Above

Average Housing Area Per Capita (m2)

Annual Income Per Capita (CNY)

Annual Expenditure (CNY)

Poyun 9.8 3,400 1,459 5,215 2 2 1,546 2,204 1,300 50 110 5 20 4,800.00 3,800.00

Fatong 9.07 8,600 365 1,938 2 1 770 1,019 90 36 23 0 25 4,300.00 3,700.00

Getang 12.04 5,575 640 2,850 1 1 1,340 1,095 353 44 18 0 20 4,990.73 3,479.25

Kefa 7.7 2,400 427 1,647 1 1 826 698 81 32 10 0 16 4,550.37 4,840.69

Longxin 16.98 5,800 780 3,218 1 1 1,451 1,341 320 83 23 0 18 4,560.00 6,000.00

Lugoutang 17.1 7,172.1 860 3,260 1 1 1,598 1,253 306 94 6 3 20 4,697.15 6,353.41

Nali 21.2 2,100 525 2,857 1 1 1,136 1,073 501 97 50 0 12 6,500.00 4,200.00

Xiangchehe 17.988 3,180 1,014 4,306 2 1 2,181 1,377 605 105 36 2 12 6,380.00 5,000.00

Yangdi 21.88 4,500 565 2,785 2 2 1,136 1,214 278 107 50 0 20 5,137.51 5,067.60

Chahe 18.88 6,818 848 3,484 1 0 2,346 716 202 152 68 0 16 5,431.08 5,597.05

Lezhuang 16.21 8,200 960 3,495 1 0 1,589 1,196 568 72 69 1 20 5,100.00 4,200.00

Tingbi 19.2 11,000 821 3,645 2 2 1,587 1,255 365 292 146 0 20 7,050.00 7,050.00

Huxiang 16 10,000 1,036 3,800 1 1 1,241 1,822 462 182 93 0 30 5,400.00 3,000.00

Longjin 28.87 2,120.76 856 3,798 2 2 1,984 1,298 358 132 22 4 25 5,569.00 6,150.00

Miandi 5.6 2,500 368 1,711 1 1 718 867 94 18 14 0 25 4,300.00 3,200.00

Chetou 8.6 5,225.48 333 1,386 1 1 868 347 98 52 21 0 20 5,137.51 5,294.51

Qianxiang 11.81 1,550 881 3,702 0 0 1,310 1,297 656 296 143 0 25 5,284.30 5,294.51

Total 258.928 90,141.34 12,738 53,097 22 18 23,627 20,072 6,637 1,844 902 15

Average 1.70 1.29 1.06 20.24 5,246.33 4,836.88

% 44.50% 37.80% 12.50% 3.47% 1.70% 0.03%

Source: Survey in August 2016.

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96. There are a total of 22 health institutions in the affected villages, with an average of 1.29 per village, and a total of 18 schools, with an average of 1.06 per village. Of the total 53,097 population in the villages, 44.50%of their education is primary school or under, 37.8% of junior high school education, 12.50%of high school education, 3.47%of technical school education, 1.70% university or college education, 0.03% university or above education. It can be seen that the local people's educational level is not high, the number of high school education accounted for 82.30%, and the number of high school and above accounted for 17.7%. 97. The average annual income per capita of the local villagers is CNY 5,246.33, the average annual expenditure per capita is CNY 4,836.88. In comparison with the income and expenditure of Anlong County, the average annual income per capita of the local villagers at CNY 6,731.35 and the average annual expenditure per capita at CNY 6,233.28 in Anlong County, it can be seen that the average annual income and expenditure are lower than the average level of the county. 3.3 Socio-economic Situation of Affected People 98. In order to further understand the basic situation of households in the villages in the Project area, analyze the impact of the project construction on local residents, PRPSDCL(assisted by the PPTA consultants) in association with relevant departments has conducted investigation on land acquisition and physical quantities of demolition, and the socio-economic survey on affected villages/communities and families. The socio-economic survey covered 258 households to be affected, with affected 798 people. The data below present findings of the socio-economic sample survey. 3.3.1 Basic Situation of Affected Households 99. Age, gender, occupation and vocational education level of affected people are shown in Table 3-2. In sample survey covers 258 households to be affected, with affected 798 people, including 411 males and 387 females, of which 62.40% of the population is between 18 to 50 years old, 73.68% of the labor force received junior high school education or above, 57.52 % of them are engaged in agriculture, seasonal resettler workers are not many (24.06%), and business operators are even less.

Table 3-2: Age, Gender, Occupation and Vocational Education Level of Affected People

Household 258 Total population 798

Per household population 3.09 Male Female Subtotal No. % No. % No. % 411 51.50% 387 48.50% 798 100.00%

Age 0-17 63 55.26% 51 44.74% 114 14.29%

18-50 261 52.41% 237 47.59% 498 62.41% Over 50 87 46.77% 99 53.23% 186 23.31%

Total 411 51.50 387 48.50% 798 100.00% Education

Illiteracy 15 50.00% 15 50.00% 30 3.76% Primary school 69 38.33% 111 61.67% 180 22.56%

Junior high school 129 55.84% 102 44.16% 231 28.95% High school 159 53.00% 141 47.00% 300 37.59%

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Household 258 Total population 798

Per household population 3.09 Male Female Subtotal No. % No. % No. %

University 42 73.68% 15 26.32% 57 7.14% Total 411 51.50% 387 48.50% 798 100.00%

Occupation Student 63 55.26% 51 44.74% 114 14.29% Farmer 189 41.18% 270 58.82% 459 57.52% Worker 21 100.00% 0 0.00% 21 2.63%

Seasonal workers * 126 65.63% 66 34.37% 192 24.06% Business 6 100.00% 0 0.00% 6 0.75%

Cadre 6 100.00% 0 0.00% 6 0.75% Total 411 51.50% 387 48.50% 798 100.00%

*Frequent seasonal resettler workers, their incomes have been taken into account. 3.3.2 Income and Expenditure of Affected Households 100. Living condition, agricultural production and financial status of affected households are shown in Table 3-2. Annual income and expenditure of households are shown in Table 3-3.

Table 3-3: Living Condition, Agricultural Production and Financial Status of Affected Households

Category Unit Per Household Basic information HH 258

Person 798 Land Cultivated land mu 664.83 2.58

House m2 51,084 198.00

Family property

Television No. 273 1.06 Refrigerator No. 207 0.80

Washing machine No. 243 0.94 Tractor No. 30 0.12

Motorcycle No. 213 0.83 Water pump No. 9 0.03

Livestock No. 0 0.00 Network No. 162 0.63 Phone No. 339 1.31

Car No. 84 0.33 Data sources: Resettlement plans of social and economic survey in 2015.

Table 3-4: Annual Income and Expenditure of Affected Households

HH HH 258

People No. 798

Income

Salary income in cash CNY/capita 4,961 Business income in cash CNY/capita 872 Property income in cash CNY/capita 539

Cash transfer income CNY/capita 557 Subtotal CNY/capita 6,929

Expenditure

Food, cigarette and alcohol CNY/capita 2,139 Clothing CNY/capita 779 House CNY/capita 509

Daily living supplies and services CNY/capita 284 Transportation and communication CNY/capita 499

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HH HH 258

People No. 798 Education and cultural entertainment CNY/capita 306

Health care CNY/capita 343 Other goods and services CNY/capita 336

Subtotal CNY/capita 5,195 Production and business operation in cash CNY/capita 704

Net income 6,225 Data sources: Resettlement plans of social and economic survey in 2015 3.4 Willingness of Land Acquisition and Resettlement Compensation 101. The willingness survey of land requisition and resettlement compensation identified that all relocatees have chosen to resettle in centralized resettlement area, affected households by land acquisition have chosen land replacement and cash compensation. Compensation will be used for seasonable labor of resettlers, savings, housing construction and supplemented daily living expenses. All the households whose house would be demolished, they have chosen centralized resettlement to the three resettlement sites. The use of compensation fund is shown in Table 3-5.

Table 3-5: Use of Compensation Category HH %

1 “Compensation usage” of questions answered 150 100.0% (1) Production 60 40.0% (2) Purchase of vehicle 60 40.0% (3) Seasonal workers 135 90.0% (4) Repair of irrigation facilities 0 0.0% (5) Restore low-yield cultivated land 0 0.0% (6) Bank deposit 135 90.0% (7)Build houses 78 52.0%

(8) Supplement daily living expense 75 50.0% (9)Purchase of social insurance 0 0.0% (10) School fees 60 40.0% 2. “Compensation channel” of questions answered 24 100.0% (1) Replacement housing 24 100.0%

(2) Allocate land to build new houses 0 0% (3) Cash compensation to buy a house 0 0%

3.5 Plan of Affected Households 102. The results of consultation with the APs indicate that the affected households would like to choose the development cultivation and breeding industry or go to other cities or provinces as migrant seasonable workers for their livelihood and income recovery. They agreed and accepted to move to the new resettlement sites and the host community people are also willing to accept the APs. The land will be re-adjusted in the host communities to re-allocate to the relocated families. The land losing farmers would like to choose to use the compensation fund for the following use: (i) land transfer payment, and small business operation, shop and restaurant operation; (ii) for the children’s education; (iii) supplement household’s daily living; and (i) bank deposit for interest earning. See Table 3-6.

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Table 3-6: Affected Households Currently Planned

No. Question Answers

1 Main source of household income Family income is mainly based on agricultural income.

2 Time of inputs of seasonal workers

Each HH has at least one person as seasonal workers, each year 3 to 4 months, heavy work CNY 200/day, and light labor CNY 180/day.

3 Responsibilities of women

Women are responsible for farming and taking care of children and the elderly at home.

4 Intention after land acquisition and house demolition

Development cultivation and breeding industry or go to other cities or provinces as migrant seasonable workers

5 Resettlement housing in resettlement area Construct houses in the new resettlement area

6 Land adjustment To the new resettlements for land adjustment

7 Pension insurance All participated in farmers’ pension plan for rural areas

8 Use of land compensation

1.land transfer and small business operation, small shop and small restaurant operation; 2.for the children’s education; 3. Supplement household’s daily living; 4.bank deposit for interest earning.

103. Between March and August 2016, the PPTA Consultants have also conducted socio-economic survey and public consultation activities in each affected village of the Project. Discussion has also been conducted with the village head (director or secretary general). The consultations covered the following aspects: (i) knowledge about the Project; (ii) degree of their support to the Project; (iii) major agricultural crops and economic tree plantation; (iv) status of land transfer; (v) knowledge of compensation standards; and (vi) expectation on the Project.

104. The results indicate that almost of all consulted people are aware of the Project, and all of them fully support the Project. They expect that the Project construction can start early as possible to resolve the local water shortage problems. The major agricultural crops in Anlong County are coix, corn, paddy rice and tobacco. The economic trees include walnut, cherry and plum with small area plantation, but have potential for further development. The land in the county is transferrable with difference prices for different villages. The results of consultations with village leaders and APs are presented in Table 3-7.

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Table 3-7: Results of Consultations with Village Leaders and APs

Subproject Township//Street Committee Affected Villages Results of Consultation

Pingqiao Reservoir Engineering

Xifeng Street Committee

Poyun

- The Pingqiao Reservoir construction is expected to resolve the drinking water problem. - No land is available for transfer. - Cultivation: corn and coix - Economic tree plantation: plum and peach in small areas - Many people are out-migrant seasonable labors - Support the Project

Fatong

- Knowledgeable about the Project - Particularly support the Project - Waited for the Project construction for a long time - Major cultivation crops: paddy rice, corn, coix - Economic tree plantation: walnut, nectarine, etc. - Land is available for transfer

Getang Township (now combined into Puping Township)

Getang

- Cultivation: corn, tobacco, coix, etc. - Many young people are out-migrant seasonable labor - No land available for transfer - Support the Project - Will develop economic tree plantation in future - Construct roads and infrastructures for poverty alleviation

Puping Township

Kefa

- Fully support the Project - Cultivation: corn, tobacco, coix - Have relatively more land - Can develop economic trees

Longxin

- Knowledgeable about the Project - Support the Project - Major cultivation crops: corn, paddy rive and coix - The land above inundation line can be farmed continuously - Agated cherry have been planted and currently is under cooperation between Nayong Wanshou

Agated Cherry Company and farmers. The share of the farmers is 60%, and company 40% - The cost-recovery price is CNY 1.5/kg - Agated cherry has been planted for three years, and the company plus farmers mode is an efficient

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way

Lugoutang

- Cultivation: corn, tobacco, coix, etc. - Has planted 4,000 mu of cherry - Support the Project - Expect the Project construction started as earlier as possible.

Nali

- Major cultivation crops: paddy rice, corn, coix - Land is available for transferrable - Knowledgeable about the Project - Support for the Project - Expect the Project construction as earlier as possible - Develop ethnic minority culture - Adjust cultivation structure - Can cultivate edible fungus - The village has broken the record of Geniesse

Xiangchehe

- Knew the Project in 2008 - Fully support the Project - Cultivation: Sand tree, tobacco, paddy rice, and corn - There are 1,500 out-migrant seasonable labors - Develop tourisms - No land is available for transfer

Yangdi

- The resettlement site (Liangtai village) of Pingqiao Reservoir is within the village - The village agrees it as resettlement site - Major cultivation crops: corn and tobacco, and can develop greenhouse vegetables and tourisms - Not clear about the rocky desertification project

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Chahe

- The villagers are willing to be relocated - No land is available for transfer - Cultivation crops: corn, coix, Chinese medicines, etc., and the income is CNY 2,000/mu - More people are out-migrant seasonable labors - The reservoir was in preparatory stage for construction for 5-6 years - The infrastructure is backward, we have called the prefecture government to start the reservoir

construction as soon as possible. - A total of 1,700 persons needs to be relocated, and they have selected three resettlement sites to be

relocated by themselves - For those to the resettlement sites, all of them will get land re-adjustment - For the land which the reservoir will not inundate, trees have already been planted and survived. - After relocation, they will enjoy the income generated from trees - Currently the relocated families have signed intentional assistance for moving - Expect the Project to start the construction as soon as possible

Lezhuang

- Develop edible fungus - Last year, 10 households have cultivated 20 mu of land under the cooperation of company plus

households, with 304 m2 per shed and gross income at CNY 12,000, and the development has great potential;

- Cultivated 600 mu of paddy rice, corn, coix, tobacco, etc. - Consider the Project construction is very good, and fully support the Project

Tingbi

- Knowledgeable about the Pingqiao reservoir construction - Fully support the Project - Major cultivation crops: corn, paddy rive, coix - Currently cultivated 600 mu of cherries and 2,200 mu of walnut under the cooperation of company and

households mode - Need to develop tourism - Land is available for transfer, and has 200 mu of land transferrable - Village tourism should be speeded up - Villages and environment need to be improved, the income from land will increase 25%. - High efficiency agriculture demonstration zone can have land as shareholding

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Huxiang

- Knowledgeable about the Project - Fully support the Project - The village has agreed Shiyakou as resettlement site - The Pingqiao reservoir can resolve the water problem of the village - Compensation for land loss is CNY 22,800/mu, which will be fully paid to the APs - Cultivation crops: corn, paddy rice and tobacco - Income from paddy land is CNY 600/mu, and dryland is CNY 500/mu

Sayu Township

Longjin

- Knowledgeable about the Project - Support the Project - Cultivation crops: corn, coix, paddy rive, tobacco, etc. - Recently planted economic trees: cherry, honeysuckle - Land is available for transfer - Income from paddy land is CNY 600/mu, and dryland is CNY 500/mu

Miandi

- Knowledgeable for the Project - Cultivation crops: corn, coix, paddy rice, tobacco, etc. - Economic tree plantation: walnut, etc., but the survival rate is relatively low due to the shortage of

water, but will be improved after the Project

Haizi Township Chetou

- Knowledgeable about the Project for 4 to 5 years - All villagers support the Project - Major cultivation crops: corn, coix, etc. - Compensation for land loss will be fully paid to the APs, and the village will not keep any amount - One-third of the population in the village are ethnic minorities - The intermarriage between the Han and ethnic minorities has built good integration and relationship

among them - Land is available for transfer, and usually can be discussed between the people, with rental cost of

CNY 300 to CNY 400/mu/year - Village can form land transfer cooperate union - The government has organized relocation to other places targeted on poverty alleviation for a total of

33 households and 126 persons, with subsidy allowance provided to the poor people at CNY 20,000/capita/year, and CNY 12,000/capita/year for the non-poor people, and subsidy for those going to the urban areas.

- The local government also provides support for edible fungus production

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Resettlement Sites

Puping Township

Shiyakou (one area of Huxiang Village) - Knowledgeable about the Project, and fully support the Project.

- Economic tree plantation: walnut, cherry and plum. - Cultivation: corn, paddy rice, etc. - Land is transferrable - Village planted 300 mu of water melon, and the income is CNY 1,000/mu/year - Income from vegetable cultivation is CNY 800/mu/year - Wanyou Company was established and operated in the form of rural households plus company mode - The local government encourages farmers to go to cities to promote the urbanization construction.

Xiaoqianxiang Group, Qianxiang Village

Getang Township Liangtai Village (cross of Xiagchehe Village and Yangdi Village)

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Table 3-8: Results of Consultations with Villagers in Resettlement Sites

Township Resettlement Sites Village Contents

Puping Shiyakou (one group of Huxiang Village) Huxiang

- Knowledgeable about the Pingqiao Reservoir Project. - Support the Project construction - Agree with Shiyakou as resettlement site - Pingqiao Reservoir could resolve water shortage problem - Compensation of land adjustment/transfer will be fully paid to the APs at CNY

22,800/mu - Culviate corn, paddy rice and tobacco

Qianxiang Street Admin. Office

Xiaoqianxiang (one group of Qianxiang Village) Qianxiang

- Knowledgeable about the Project - Support the Project construction - Agree with Qianxiang as resettlement site

Getang Liangtai (intersection of Xiangchehe and Yangdi)

Xiangchehe

- Knowledgeable about the Project in 2008 - Fully support the Project construction - Cultivate sand tree, paddy rice and corn - About 1,500 people are migrant seasonable labors to other cities and provinces - Develop tourism industry - No land transfer

Yangdi

- Knowledgeable about the Pingqiao Reservoir Project. - Support the Project construction - Cultivate walnut, cherry, plum, corn, paddy rice, etc. - There are land transfer - There are 300 mu of land for water melon, with price at CNY 1,000/mu/year - Vegetable cultivation is CNY 800/mu/year - Support is provided to projects - Establishment of Wanyou Company to form “households + Company” model - Now government encourages farmers to go to cities to promote urbanization process.

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3.6 Gender Analysis 105. In the Project affected area, women's rights and status are equal with men. Women play a very important role in economic development activities. Now there are more men as migrant seasonable labor to urban areas in other cities and provinces. More women are left behind engaged in agriculture activities and household work. Women’s major housework is farming at home and master their own economic situation, the survey shows they concern and pay attention to resettlement and livelihood restoration. This Project will give affected men and women equal training and employment opportunities, women will be considered first if jobs are suitable for their employment. Therefore, in terms of employment and economic development point of view, the status of women will be improved. 106. Gender difference in age. For the people between 18 and 50 years old, the proportion of men is 52.41%, higher than women at 47.59%proportion. Men consist of the major labour force in the Project affected areas (see Table 3-2).

107. Gender difference in education. Table 3-2shows that women and men have slightly different degree in education. The proportion of secondary and higher educational attainment by women is 43.88%, lower than 56.12% of men. Women have higher proportion (61.67%) of primary education than men (38.33%) 108. Gender difference in employment. 58.82% of men and 41.18% of women are engaged in agriculture; 65.63% of men and 34.37% of women are seasonal workers. 109. Gender difference in terms of income: for seasonal workers' income, men contribute 80% and women contribute 20% of family income. 110. In view of the resettlement aspects. Compared to men, women are more concerned about the loss of income, and the separation between children and relatives. The construction of centralized resettlement areas does not require relocation of affected people to other places, so the women's concern is addressed by nearby concentrated resettlement. Concerns on resettlement of different genders are shown in Table 3-8.

Table 3-8: Social Gender Analysis

Concerns Male Female

Primary Secondary Primary Secondary 1. Fair compensation √ √ 2.Timely compensation √ √ 3. Employment creation √ √ 4. Land return for farming √ √ 5. Income loss √ √ 6. Future employment √ √ 7.Children's education √ √ 8. Assistance during rehabilitation period √ √ 9. Separation with children and relatives √ √ 111. In terms of the impact of the house demolition, the residents will get better living conditions than prior-to demolition. As women are undertaking most of the

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housework, improvement of the environment and living conditions will reduce the burden of their workload, and enhance their quality of life. 112. During the design phase, the needs of women will receive special attention in order to enable them to gain more benefit from the Project. Public facilities or services such as street lights, warning signs, greenbelt, vocational training, housing and other resettlement design will consider the needs of women. 113. Through the survey on opinions of affected villages and villagers on the Project, we can see that most of the villagers understand the Project and think they can benefit from it.

3.7 Host Population for Resettlement Sites 114. The basic socioeconomic situation of affected villages in Anlong County is presented in Table 3-9. The socioeconomic situation of the resettlement sites is presented in Table 3-10. The village groups affected by the construction of resettlement sites are presented in Table 3-11 of resettlement sites.

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Table3-9:Basic Socioeconomic Situation of Affected Villages in Anlong County

Project Village

Admin. Area (km2)

Farmland (mu)

HHs Popu. Health

Institutions (No.)

No. ofSchools

Education Average Housing Area (m2)

AverageAnnual Income

(CNY)

Average Annual Expenditure (CNY)

Primary School

or Below

Middle School

High School

Technical or VocationSchool

Univ. orCollege

Univ. orAbove

Poyun 9.80 3,400.00 1,459 5,215 2 2 1,546 2,204 1,300 50 110 5 20 4,800.00 3,800.00 Fatong 9.07 8,600.00 365 1,938 2 1 770 1,019 90 36 23 0 25 4,300.00 3,700.00

Getang 12.04 5,575.00 640 2,850 1 1 1,340 1,095 353 44 18 0 20 4,990.73 3,479.25

Kefa 7.70 2,400.00 427 1,647 1 1 826 698 81 32 10 0 16 4,550.37 4,840.69

Longxin 16.98 5,800.00 780 3218 1 1 1,451 1,341 320 83 23 0 18 4,560.00 6,000.00

Lugoutang 17.10 7,172.10 860 3,260 1 1 1,598 1,253 306 94 6 3 20 4,697.15 6,353.41

Nali 21.20 2,100.00 525 2,857 1 1 1,136 1,073 501 97 50 0 12 6,500.00 4,200.00

Xiangchehe 17.988 3,180.00 1,014 4,306 2 1 2,181 1,377 605 105 36 2 12 6,380.00 5,000.00

Yangdi 21.88 4,500.00 565 2,785 2 2 1,136 1,214 278 107 50 0 20 5,137.51 5,067.60

Chahe 18.88 6,818.00 848 3,484 1 0 2,346 716 202 152 68 0 16 5,431.08 5,597.05

Lezhuang 16.21 8,200.00 960 3,495 1 0 1,589 1,196 568 72 69 1 20 5,100.00 4,200.00

Tingbi 19.20 11,000.00 821 3,645 2 2 1,587 1,255 365 292 146 0 20 7,050.00 7,050.00

Huxiang 16.00 10,000.00 1,036 3,800 1 1 1,241 1,822 462 182 93 0 30 5,400.00 3,000.00

Longjin 28.87 2,120.76 856 3,798 2 2 1,984 1,298 358 132 22 4 25 5,569.00 6,150.00

Miandi 5.60 2,500.00 368 1,711 1 1 718 867 94 18 14 0 25 4,300.00 3,200.00

Chetou 8.60 5,225.48 333 1,386 1 1 868 347 98 52 21 0 20 5,137.51 5,294.51

Qianxiang 11.81 5,550.00 881 3,702 0 0 1,310 1,297 656 296 143 0 25 5,284.30 5,294.51

Total 258.928 90,141.34 12,738 53,097 22 18 23627 20,072 6,637 1,844 902 15

Average 1.70 1.29 1.06 20.24 5,246.33 4,836.88

% 44.50% 37.80% 12.50% 3.47% 1.70% 0.03%

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Table3-10: Socioeconomic Situation of the Resettlement Sites

Village Admin.

Area (km2)

Farmland (mu)

HHs (No.)

Popu. (No.)

EM HHs (No.)

EMs (No.)

% of EMs

Poor HHs (No.)

The Poor (No.)

EMs (No.)

EM Poverty

Ratio

HHs and Popu. under MLG Poverty

Ratio HHs (No.)

Popu. (No.)

Huxiang 16.00 10,000 1,036 3,800 622 2,280 60.00% 87 230 40 17.39% 6.05% 60 160 Qianxiang 11.81 1,550 881 3,702 105 502 13.56% 76 336 72 21.43% 9.08% 63 234 Xiangchehe 17.988 3,180 1,014 4,306 810 3,450 80.12% 71 243 113 46.50% 5.64% 96 153 Yangdi 21.88 4,500 565 2,785 509 2,506 89.98% 70 287 260 90.59% 10.31% 20 50 Total 67.678 19,230 3,496 14,593 2,046 8,738 59.88% 304 1,096 485 44.25% 7.51% 239 597

Table3-10: Socioeconomic Situation of the Resettlement Sites (Continued)

Village No. of Health Institutions

Schools (No.)

Education Institutions (No.) Average Room/ Capita (No.)

Average Housing Area (m2)

Average Annual

Income/Capita (CNY

Average Annual

Expenditure (CNY)

Primary School

or Below

Middle School

High School

Technical or

Vocation School

Univ. or College

Univ. or Above

Huxiang 1 1 1,241 1,822 462 182 93 0 1 30 5,400.00 3,000.00 Qianxiang 0 0 1,310 1,297 656 296 143 0 1 25 5,284.30 5,294.51 Xiangchehe 2 1 2,181 1,377 605 105 36 2 1 12 6,380.00 5,000.00 Yangdi 2 2 1,136 1,214 278 107 50 0 1 20 5,137.51 5,067.60 Total 5 4 5,868 5,710 2,001 690 322 2

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Table3-11: Socioeconomic Situation of Affected Village Groups by the Resettlement Site

Name of Resettlement

Sites Township Affected

Village Affected Group HHs Total

Popu. Female

Miao Buyi Gelao Hui Labor Force

Vulnerable Groups

(No.)

Net Income Per Capita of Farmers in 2015 (CNY)

HHs APs HHs APs HHs APs HH APs

Qianxiang Qianxiang

Qianxiang

Xiaoqianxiang 112 420 206 11 43 189 29 3,600 Pingzhai 58 210 109 58 210 97 13 3,600 Chalukou 83 386 188 178 29 3,500 Shalaiqiao 67 309 151 142 23 3,500 Qiaobian 54 190 91 54 190 90 14 3,600

Whole Village 786 3,221 1,520 267 1,127 78 320 1,800 203 3,600

Qiaoma

Gedong 34 157 77 72 12 3,600 Zheing 52 240 118 110 18 3,500

Zhongbalong 30 136 67 63 10 3,600 Whole Village 116 533 261 245 40 3,400

Sandaoqiang Dahaizi 73 334 164 154 25 3,500

Luojiawang 27 126 62 58 9 3,500 Whole Village 97 446 219 205 33 3,450

Shiyakou Puping Huxiang Shuanglongtan 58 240 116 2 10 117 18 3,250 Whole Village 879 4,251 1,701 431 834 448 2,104 1,860 319 3,250

Liangtai Puping

Xiangchehe

Liangtai 86 386 192 380 6 185 29 3,500 Qiaodong 68 276 182 268 129 21 3,500

Shangzime 70 321 157 148 24 3,400 Sanjiazhai 45 206 101 95 15 3,600

Yangdi

No. 3 Village Group of

Dashuijing 45 207 101 95 16 3,600

No. 4 Village Group of

Dashuijing 24 112 55 52 8 3,400

No. 5 Village Group of 30 136 67 63 10 3,500

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Name of Resettlement

Sites Township

Affected Village

Affected Group HHs

Total Popu. Female

Miao Buyi Gelao Hui Labor Force

Vulnerable Groups

(No.)

Net Income Per Capita of Farmers in 2015 (CNY)

HHs APs HHs APs HHs APs HH APs

Dashuijing Whole Village 645 2,968 1,454 1,365 223 3,500

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IV LEGAL FRAMEWORK AND POLICIES

4.1 Overview 115. The "Resettlement Plan for Anlong County" has been prepared and will be implemented in according to the relevant laws of People's Republic of China and regulations of Guizhou Province and in accordance with the requirements of ADB's "Safeguard Policy Statement" (2009). Compensation standards and rehabilitation measures of "Resettlement Plan for Anlong County" are adopted for implementation of land acquisition and resettlement process to achieve relevant legal and policy requirements. 4.2 Policies and Regulations 4.2.1 Relevant Laws and Regulations Issued by the Central Government 116. "Resettlement Plan for Anlong County" comply with relevant laws and

regulations of People's Republic of China and the central government, including:

(i) "Land Administration Law of the PRC", implemented from 1 January, 1999, enforcement and revision on 28 August, 2004;

(ii) "Law of the PRC on Contracted Land in Rural Areas", implemented from 1 March, 2003;

(iii) "State Council Decision to Deepen Reform and Strictly Enforce Land Administration, issued by State Council", on 21 October, 2004 by the State Council;

(iv) "Guidance on Improving Land Acquisition Compensation and Resettlement System" (guotuzifa [2004] No. 238, 3 November, 2004);

(v) "Notify on Strengthening the Land Adjustment Problems" State Council issued on 31 August, 2006;

(vi) "Real Right Law of the People's Republic of China", implemented from 1 October, 2007;

(vii) "Regulation of the People's Republic of China on the Disclosure of Government Information", implemented from 1 May, 2008;

(viii) "Large and Medium-sized Water Conservancy and Hydropower Project Construction Land Compensation and Resettlement Regulations" (State Council Order No. 471, 2006);

(i) Comments of the State Council on Further Improving the Post-Stage Support for Relocated People of Large and Medium Reservoir Construction Projects ( Ref. GF[2006]17, effected from May 17 of 2006);

(ix) "People's Republic of China on Implementing Rules of Farmland Occupation Tax Regulations" (State Council Order No. 511);

(x) "People's Republic of China on Implementing Rules of Farmland Occupation Tax Provisional Regulation" (Ministry of Finance, State Administration of Taxation Order No. 49);

(xi) "(Notify on the Adjustment of Forest Vegetation Restoration Fee Collection Standards to Guide Conservation and Intensive Use of Forest Land" (Caishui [2015] No. 122));

(xii) "State Council Decision on Improving Large and Medium-sized Reservoirs Resettlement Support Policy Advice" (guofa [2006] No. 17));

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(xiii) "Water Conservancy and Hydropower Project Construction Land Acquisition and Resettlement Plan, Design and Specifications" (SL290-2009);

(xiv) "Standardization for Sterilization Techniques" (In order to ensure water quality, sterilization is required for reservoirs before reservoir inundation).

4.2.2 Relevant Regulations and Policies of the Qianxinan Prefecture, Guizhou Province, and Policies and Regulation Promulgated by the Relevant Departments.

117. The relevant regulations and policies of the Qianxinan Prefecture, Guizhou Province, and policies and regulation promulgated by the relevant departments

(i) "Guizhou Province Land Management Regulations"; (ii) "Guizhou Province Forest Land Management Regulations "; (iii) "People's Government of Guizhou Provincial on the decision to modify

(Guizhou Province Occupation of Forest Land Compensation Fee Management Approach) (Provincial Government Order No. 124) ";

(iv) "Guizhou Provincial People's Government Informed Related Issues to Imposing Tax on Land Occupation Collection Management " (Qianfufa [2010] No. 19);

(v) "People's Government of Guizhou Provincial on Further Strengthening the Comments of Resettlers" (Qianfufa [2010] No. 12);

(vi) "Interim Measures on the Issuance of the Resettlers Preliminary Work of Large and Medium-sized Hydropower Engineering Project in Guizhou Province" (Qianyifa [2011]No. 45);

(vii) Forward "Guizhou Provincial People's Government on Land Acquisition Unified Annual Output Value Standard and the Land Area Integrated Price Outcomes Reply" Letter (Qianguotuzihan [2009] No. 624 );

(viii) Qianxinan Prefecture People's Government Office "Guizhou Provincial People's Government Office Publish Notices on Land Acquisition Unified Annual Output Value Standard and the Land Area Comprehensive Land Price" (zhoufubanfa [2009] No. 221);

(ix) "Land and Resources Department, the Provincial Department of Finance Views on Strengthening and Improving the Province Land Development and Consolidation of Work and Balance of Cultivated Land" (Qianfubanfa [2007] No. 101);

(x) "Reply on the Anlong County Pingqiao Reservoir Engineering Feasibility Study for Land Acquisition Resettlement Plan Outline" (Qianyifa [2012] No. 50 );

(xi) "Review Opinions on Anlong County Pingqiao Reservoir Engineering Feasibility Study for Land Acquisition Resettlement Plan Reports" (Qianyihan [2012] No. 188);

(xii) "Guizhou Province Development and Reform Commission Replies on the Anlong County Pingqiao Reservoir Engineering Feasibility Study Reports" (Qianfagailongjing [2013] No. 1490);

(xiii) "Letter for Pingqiao Reservoir Phase I Project Preliminary Design Stage on the identification of Land Acquisition Physical Index";

(xiv) "Letter for Pingqiao Reservoir Phase I Project Preliminary Design Stage on the Identification of Land Acquisition Resettlement Site";

(xv) "Letter for Anlong County People's Government of Pingqiao Reservoir Phase I Project Preliminary Design Stage on the Land Acquisition Unified Annual Output Value".

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4.2.3 Relevant Quota/Regulations 118. Relevant Regulations

(i) "Preliminary (Estimated) Cost Structure and Standards of Guizhou Province Water Resources and Hydropower Engineering”;

(ii) "Guizhou Province Architecture and Municipal Engineering Pricing Quota”;

(iii) Other relevant regulations and quotas. 4.2.4 ADB Resettlement Policy on Involuntary Resettlement 119. The preparation of "Resettlement Plan for Anlong County" and the implementation of resettlement work will also be conducted in accordance with requirements of ADB's "Safeguard Policy Statement" in June 2009. Implementation of resettlement work will be strictly in accordance with the determined policy of "Resettlement Plan for Anlong County" to be conducted; if there is some changes, AGC will further consult with the affected people during the implementation process, and to submit the addendum version of "Resettlement Plan for Anlong County", in order to get the approval from the Asian development Bank. 4.3 Summary of Laws, Regulations and Policies 4.3.1 Summary of National and Provincial Laws and Regulations 4.3.1.1 Provision of Land Ownership and Use Rights 120. The People’s Republic of China practices the socialist public ownership of land, namely, the ownership by the whole people and the collective ownership by the working people. Land in urban areas of a city shall be owned by the State. Land in rural areas and suburban areas of a city shall be owned by a farmer collective, except for those which belong to the State as provided for by law; housing sites and private plots of cropland and hilly land are owned by a farmer collective (Land Administration Law of the PRC, Article 2 and Article 8). 121. In order to meet the demands of public interests, it is allowed to acquire lands owned collectively, premises owned by entities and individuals or other real estates according to the statutory power limit and procedures. When requisitioning land owned collectively, it is required to, in accordance with law and in full amount, pay land compensation fees, resettlement subsidies, compensations for the standing crops, arrange for social insurance fees for the farmers for their land requisitioned, guarantee their livelihood and protect their legal rights and interests. When requisitioning the premises owned by entities and individuals or other real estates, it is required to compensate for demolishment and relocation in accordance with law and protect the legal rights and interests of the owners of the requisitioned real estates; when requisitioning the individuals' residential houses, it is required to guarantee the housing conditions of the owners of the requisitioned houses (Real Right Law of the People's Republic of China, Article 42). The rural land contract, women and men enjoy the equal rights. Contract shall protect

the legitimate rights and interests of women, any organization or individual shall not

be deprived of women’s land contract and management rights, contractee shall not

take back the contracted land; the contract period, the contractee shall not readjust

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the contracted land (“Law of the PRC on Contracted Land in Rural Areas", Article 6,

26, 27).

4.3.1.2 Provisions on Land Acquisition Compensation Standards 122. Land expropriated shall be compensated for on the basis of its original purpose of use. Compensation for expropriated cultivated land shall include compensation for land, resettlement subsidies and compensation for attachments and young crops on the expropriated land. Land compensation for expropriated cultivated land shall be six to ten times the average annual output value (AAOV) of the expropriated land, calculated on the basis of three years before the expropriation. Resettlement subsidies for expropriated cultivated land shall be calculated according to the agricultural population that needs to be resettled. The agricultural population that needs to be resettled shall be calculated by dividing the area of expropriated cultivated land by the average area of the original cultivated land per person for the unit of the land which is expropriated. The standard of resettlement subsidies to be divided among members of the agricultural population that needs to be resettled shall be four to six times the average annual output value of the expropriated cultivated land calculated on the basis of three years before such expropriation. However, the maximum resettlement subsidies for each hectare of the expropriated cultivated land shall not exceed fifteen times its average annual output value calculated on the basis of two years before such expropriation (Land Administration Law of the PRC, Article 47). 123. People’s Government at the county level and above shall adopt practical measures to ensure that the farmers whose land is acquired shall not be made worse off. It should be ensured that land compensation fees, resettlement subsidies and compensation for ground attachments and standing crops shall be provided in accordance to applicable laws and regulation in full and in time. If the land compensation fees and resettlement subsidies as stipulated by law still cannot be able to maintain the original standards of the land-losing farmers and are not adequate to cover the social insurance costs of the landless farmers, the provincial government shall approve an increase in the resettlement subsidies. If the sum of the land compensation fees and resettlement subsidies has reached the legal upper limit but still cannot maintain the original living standards of the farmers, the local government can provide additional subsidies with the use of revenues from the sales for the use of state land. The provincial government shall formulate and publicize the standard annual output or regional land prices for land acquisition in the cities and counties under the provincial jurisdiction. Land acquisition compensation shall be kept identical for identical quality of land in same locality. The full costs of land acquisition for national key development Projects shall be included in the overall Project budget (State Council Decision to Deepen Reform and Strictly Enforce Land Administration, issued by State Council, Article 12). 4.3.1.3 Provisions for Resettlement of Land-losing Farmers 124. People’s Governments at the county level and above shall formulate concrete measures to guarantee the long-term livelihood of the farmers whose land is taken. The farmers shall be given stocks for land-taking Projects that have stable revenues. In a prescribed urban zone, the local government shall place the farmers who are made landless because of land acquisition in the urban employment system, and set up a social insurance system for them. If the acquisition of collective land takes place outside the prescribed urban area, the local government shall set aside essential farmland within the administrative area or assign suitable jobs. Resettlement

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in distant areas should be considered for farmers who can no longer have adequate land to continue farming (State Council Decision to Deepen Reform and Strictly Enforce Land Administration, issued by State Council, Article 13). 125. Land-losing farmers can choose from these resettlement approaches: (i) Resettlement of agricultural production in expropriation of farmers' collective land outside of the urban planning area. Farmers shall return the contracted land voluntarily, and arrangements are made for contracted land circulation and development of additional cultivated land through making use of rural collective land and contracting farmers, so the land-losing farmers have the necessary cultivated land and continue to engage in agricultural production. (ii) Resettlement by new employment. Actively create conditions to provide free labor skills training for land-losing farmers, arrange corresponding work. Under the same conditions, the land use unit shall give priority to the land-losing farmers’ employment. Expropriation of the farmers’ collective land within the urban planning area should incorporate the land-losing farmers (they lost their land because of the land acquisition) into urban employment system, and establish a social security system. (iii) Benefit-sharing compensation resettlement. For the long-term stable income Project land, under the premise of farmers’ voluntary decision, the land-losing rural collective economic organizations can become a shareholder with the land compensation and resettlement fees, after consultation with land use units, or use the approved construction land use rights as shares. Rural collective economic organizations and farmers will share the interests with preferred through contract. (iv) Off-site relocation and resettlement if the region cannot provide the basic production and living conditions for the farmers that lost their land because of the land acquisition. Under the premise of full consultation with the affected rural collective economic organizations and farmers opinions, implement the off-site relocation and resettlement (“Guidance on Improving Land Acquisition Compensation and Resettlement System", Article 2) with the government unified organization. 4.3.1.4 Information Disclosure Requirements for Land Acquisition 126. Protect the farmers’ collective land ownership and land contract management rights during the land acquisition process, safeguard the interests of farmers. Before the approval of land acquisition, the land-losing farmers should be informed about the land use, location, compensation standard, and resettlement approach; the findings of present situation of proposed land acquisition should be confirmed by the land-losing rural collective economic organizations and farmers; if necessary, land and resources administration department should organize the hearing in accordance with relevant provisions. Relevant materials informed and confirmed by the land-losing farmers is an essential material for approval. To speed up the coordination and decision mechanism and to establish and improve the compensation and resettlement disputes, maintain land-losing farmers and land users legitimate rights and interests. The approved land acquisition, except in special circumstances, should be publicized ("Regulation for the People's Republic of China on the Disclosure of Government Information”, Article 14). 127. An administrative organ shall disclose government information in a timely and accurate manner. Where any administrative organ finds out any false or incomplete information that has affected or may affect social stability or has disturbed or may disturb social management order, it shall disclose the corresponding accurate government information within its scope of duties to clarify (Regulation of the People's Republic of China on the Disclosure of Government Information, Article 6).

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128. The administrative organs should voluntarily disclose government information in a general public manner, by the official gazette, government websites, press conferences and press, radio, television (Rule of Government Information Publicity, Article 15). 129. Governments at all levels should set up government information sites in the National Archives, public libraries, and equipped with the appropriate facilities, equipment, access to government information for citizens, legal persons or other organizations to provide convenience. Administrative organ may set up public reading room as needed for demanding materials, information bulletin boards, electronic information screens and other places, facilities, and public government information. The administrative organ shall voluntarily provide government information disclosed (Rule of Government Information Publicity, Article 16) to the National Archives and public libraries. 4.3.2 Guizhou Province’s Relevant Regulations and Policies on Land

reclamation 130. For the approved non-agricultural construction acquisition of cultivated land, the cultivated land acquiring units and individuals should be responsible for the quantity of acquired cultivated land and a considerable quality of cultivated land. In case no conditions for reclamation or the reclaimed land does not meet the requirements, pay land reclamation fees by the following provisions, earmarked for the reclamation of new land: Acquisition of other cultivated land, pay 1 times reclamation fees of cultivated land for expropriation of the land without conditions for reclamation; If reclaimed land does not meet the requirements, should pay compensation for expropriation of the land from 0.5 times to 1 times reclamation fee of cultivated land. The reclamation fees of cultivated land should be included in the total investment of construction project. 4.3.3 ADB’s Policy on Involuntary Resettlement

(i) Involuntary Resettler Policy of ADB 131. The "Safeguard Policy Statement" of ADB in June 2009 provides system basis and operating instructions on involuntary resettlement for ADB loan project. The other relevant ADB policies are:

“Accountability Mechanism Policy”, February 2012. “Public Communications Policy”, 2011.

132. The objectives of the ADB involuntary resettlement safeguard policy requirements are set out in SPS and summarized as the follows:

a) Avoid the involuntary resettlement as much as possible; b) If the resettler cannot be avoided, conduct the research on the

feasibility Project, and reduce the scope of involuntary resettlement; c) Ensure the living standard of resettlement to restore to the level before

the project implementation; d) Improve the living standard of affected poor population and other

vulnerable groups. 133. The principles of involuntary resettlement safeguard policies of the Asian Development Bank include:

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b) Screen the Project early on to identify past, present, and future involuntary

resettlement impacts and risks. Determine the scope of resettlement planning through a survey and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks.

c) Carry out meaningful consultations with affected persons, host communities, and concerned nongovernment organizations. Inform all displaced persons of their entitlements and resettlement options. Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line, the landless, the elderly, women and children, and Indigenous Peoples, and those without legal title to land, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the affected persons’ concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase.

d) Improve, or at least restore, the livelihoods of all displaced persons through (i) land-based resettlement strategies when affected livelihoods are land based where possible or cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (ii) prompt replacement of assets with access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where possible.

e) Provide physically and economically displaced persons with needed assistance, including the following: (i) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production opportunities, integration of resettled persons economically and socially into their host communities, and extension of Project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and community services, as required.

f) Improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and affordable access to land and resources, and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing.

g) Develop procedures in a transparent, consistent, and equitable manner if land acquisition is through negotiated settlement to ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status.

h) Ensure that displaced persons without titles to land or any recognizable legal rights to land are eligible for resettlement assistance and compensation for loss of nonland assets.

i) Prepare a resettlement plan elaborating on displaced persons’ entitlements, the income and livelihood restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and time-bound implementation schedule.

j) Disclose a draft resettlement plan, including documentation of the consultation process in a timely manner, before Project appraisal, in an accessible place and a form and language(s) understandable to affected

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persons and other stakeholders. Disclose the final resettlement plan and its updates to affected persons and other stakeholders.

k) Conceive and execute involuntary resettlement as part of a development Project or program. Include the full costs of resettlement in the presentation of Project’s costs and benefits. For a Project with significant involuntary resettlement impacts, consider implementing the involuntary resettlement component of the Project as a stand-alone operation.

l) Pay compensation and provide other resettlement entitlements before physical or economic displacement. Implement the resettlement plan under close supervision throughout Project implementation.

m) Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced persons, and whether the objectives of the resettlement plan have been achieved by taking into account the baseline conditions and the results of resettlement monitoring. Disclose monitoring reports.

4.3.4 ADB Involuntary Resettlement Policies Compared with the PRC's Land

Acquisition and Relocation Policies 134. Overall, ADB's involuntary resettlement policies and PRC's land acquisition and relocation policies have highly degree of similarity, which is mainly reflected in:

a) Emphasize to avoid or reduce the resettlement as much as possible during the Project planning and design process;

b) Emphasize to restore and improve the living standards of the affected population as soon as possible;

c) Stress the resettlement policy should be open and transparent; d) Stress public informed and APs participation during the resettlement

process; e) The preparation and implementation of the resettlement compensation

standards should be identified and carried out legally. 135. However, there is still a degree of variation in several respects between PRC's policy of land acquisition and relocation and involuntary resettlement policies of the Asian Development Bank, which is mainly reflected in:

a) Asian Development Bank pay more attention to work before the resettlement implementation, require to prepare a comprehensive and practical "Resettlement Plan";

b) ADB's involuntary resettlement policy requires to give compensation to all affected people at replacement cost during the resettlement process, including those who do not have legal ownership of the land. PRC's land acquisition and relocation policies adopted differentiated compensation policy for unlicensed buildings;

c) Asian Development Bank policy gives more emphasis on paying special attention to ethnic minorities and vulnerable groups during the land acquisition and resettlement process;

d) For RP preparation, ADB policy requires that the APs should be fully informed and closely consulted, although it is also required in domestic policies, during actual practice, usually consultation and information disclosure are not well implemented;

e) The Land Administration Law of PRC provides a grievance procedure, but generally in actual practice, effective grievance system has not been established. ADB policy requires safe measures to protect the rights of the APs and actual methods to solve the disputes of the APs. Therefore,

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this requires a complete “step-by-step” management, supervision and subsequent actions to be taken to resolve the issues and disputes of the RPs;

f) Asian Development Bank policy gives more emphasis on the process of resettlement monitoring and supervision;

g) The production resettlement is much more important for reservoir resettlement. The effectiveness for the rehabilitation measures of APs’ long-term production and livelihood should be taken into consideration;

h) In PRC, the reservoir resettlement has its specific professional specifications, the design unit should conduct following the professional specifications for design;

i) Guizhou Province has specific reservoir resettlement administration bureau to conduct the implementation of compensation and resettlement of resettlers particularly, which has rich practical experiences.

136. Based on the above analysis, during the resettlement plan preparation process, full consideration is given to the relevant policy requirements of the Asian Development Bank, and the following measures have been adopted to meet the requirements of the Asian Development Bank:

a) Prepare a detailed resettlement plan during the Project preparation process, based on the socioeconomic survey, consultations and the physical index survey, and conduct monitoring on the implementation of the resettlement plan;

b) Conduct adequate consultations with and information disclosure to APs and implement fully grievance redress;

c) Pay special attention to vulnerable groups during the process of resettlement implementation;

d) Give appropriate compensation to the building without certificates based on its value;

e) Establish internal and external resettlement monitoring systems; f) In combination of the resettlement implementation experiences of ADB

projects and the characteristics of reservoir resettlement, perform a good work and impelement relevant tasks meeting ADB requirements.

137. Through the above measures, the resettlement policies of the Asian Development Bank and China's land acquisition and relocation policies are effectively complied to ensure the smooth implementation of the Project resettlement activities. 4.4 Cut-Off Date 138. For Pingqiao Reservoir and Water Transfer Facility Component of resettlement population announcement, the cut-off date was 22 October, 2012. 139. The village committee/resident committee has announced relevant regulations for the construction of Anlong Pingqiao Reservoir Component to the villagers in the Project affected area. After the cut-off date, any new buildings and auxiliaries without the approval of the relevant authorities will not be taken into account for compensation. After investigation of the affected area, there are no new buildings built after the cut-off dates. 4.5 Compensation Standard

77

4.5.1 Land Compensation Standard 140. The land acquisition compensation standards for Pingqiao Reservoir and Water Transfer Facility Component will be implemented in accordance with the relevant laws and regulations of the People's Republic of China, Guizhou People's Government, Qianxinan Prefecture People's Government, Anlong County Government and ADB policy. The compensation standards of permanent land acquisition and temporary land occupation are shown in Table 4-1.

78

Table 4-1: Compensation Standard of Collective Land Acquisition

No. Category of Land Compensation Resettlement

Subsidies Unified Annual Output Value Compensation Unit Price

Multiplier Multiplier CNY/mu CNY/mu 1 Cultivated land

1.1 GetangTownship,PupingTownship 10 14 941 22,584 1.2 Xinqiao Township, Qianxiang Township, Muzan Township 10 14 961 23,064 1.3 Xifeng Street Office 10 14 1,125 27,000 1.4 Haizi Township,Sayu Township 10 14 920 22,080 2 Garden land

2.1 Getang Township,Puping Township 10 14 941 22,584 2.2 Xinqiao Township,Qianxiang Township, Muzan Township 10 14 961 23,064 2.3 Xifeng Street Office 10 14 1,125 27,000 2.4 Haizi Township,Sayu Township 10 14 920 22,080 3 Forest land

3.1 Forest land, Shrub wood 6 5 1,125 12,375 3.1.1 Getang Township,Puping Township 6 5 941 10,351 3.1.2 Xinqiao Township,Qianxiang Township,Muzan Township 6 5 961 10,571 3.1.3 Xifeng Street Office 6 5 1,125 12,375 3.1.4 Haizi Township,Sayu Township 6 5 920 10,120

4 Grassland 4.1 Wild grassland 3 1,125 3,375

4.1.1 Getang Township,Puping Township 3 941 2,823 4.1.2 Xinqiao Township,Qianxiang Township,Muzan Township 3 961 2,883 4.1.3 Xifeng Street Office 3 1,125 3,375 4.1.4 Haizi Township,Sayu Township 3 920 2760

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141. Using 3% investment return as no risk return analysis, no risk return analysis of compensation amounts for various lands is higher than the net output of lands, see Table 4-2. It indicates that the compensation standard meets ADB’s replacement cost standard.

Table 4-2: No Risk Return Analysis of Land Compensation

Township

Compensation Standard

No Risk Return

Net Production Value

Difference

CNY/mu CNY/mu/Year CNY/mu/

Year CNY/mu/

Year

Getang and Puping 22,584 677.52 500 177.52Xinqiao, Qianxiang and Muza

23,064 691.92 490 201.92

Xifeng Street Administration Office

27,000 810.00 480 330.00

Haizi and Sayu 22,080 662.40 470 192.40

142. In addition, acquisition of collective land will also require the Project owner to pay various taxes as follows: (i) land reclamation fee; (ii) new construction land use fees; (iii) cultivated land acquisition tax. Please see the Table 4-3.

Table 4-3: Other Costs Standard of Land Acquisition

Name Standard

CNY/m2 CNY/mu Land reclamation fee 9.6 6,400 Cultivated land acquisition tax 2 1,333.4 Forest vegetation restoration fee 3-6 2,000-4,000 4.5.2 Compensation Standard for House Demolition 143. The house demolition compensation will be paid at replacement value. In the event that some APs may opt for self relocation, the compensation rate will be based on valuation appraisal and in consistent with the earlier Pingqiao reservoir RP, which was published in ADB website in August 2016.

Table 4-4: House Demolition Compensation Guidelines Standard Type Unit Standard Note

Frame CNY/m2 998 Actual compensation

amounts will be based on valuation appraisal

Brick-concrete structure CNY/m2 856 Brick-wood structure CNY/m2 698

Wood structure CNY/m2 546 144. Table 4-5toTable 4-7provides house replacement value calculation. APs are allowed to salvage the old housing materials without any deduction of compensation. The village infrastructure at new sites will be constructed by the local government in unified form.

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Table4-5: Brick-concrete Structure Unit Price Analysis (private-owned) No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis

I Bill of quantity by subproject 228,793.8 Earth and rock engineering 8,902.86

1 Land leveling m2 374.70 0.97 363.46

2 Digging foundation earthwork (Artificial digging trench, foundation pit within 2 m depth, three and four types of soil)

m3 382.23 16.48 6,299.18

3 Earthwork transport and backfill m3 242.19 9.25 2,240.22 Masonry Engineering m3 42,916

4 Solid brick wall m3 238.61 179.86 42,916 Concrete and reinforced-concrete engineering m3 72,407.05

5 Strip foundation C25 m3 76.45 221.40 16,925.23 6 Cushion layer C10 m3 7 Structural column C25 m3 31.50 251.26 7,913.99 8 Foundation beam C25 m3 8.60 229.66 1,975.57 9 Ring beam C25 m3 25.80 235.45 6,073.79

10 Non beam plate C25 m3 70.76 229.95 16,270.63 11 Gutter, eaves boards C25 m3 12 Straight stair C25 m2 19.19 49.18 944.01

13 Cast-in-place reinforced concrete circular reinforced within Φ10 t 1.99 5,009.93 9,954.89

14 Cast-in-place reinforced concrete reinforced withinΦ16 t 2.41 5,125.20 12,348.93 Roof and waterproofing component 13,067.62

15 Asphalt mastic roll roofing, two felt three oil m2 165.71 76.50 12,676.74 16 Roof drain-pipe Φ110 m 11.07 35.30 390.89

Corrosion protection, heat insulation, thermal insulation component 56,831.03

17 Cast cement perlite roof insulation m2 111.34 510.44 56,831.03 Floor component 5,533.28

18 Cement mortar floor 25mm m2 353.79 15.64 5,533.28 19 Metal handrail railing with fence m

Metope cylinder component 9,672.95 20 Inner wall of lime mortar plaster 13+5mm m2 987.04 9.80 9,672.95 21 External wall tiling m2 349.09

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No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis Ceiling component 3,093.39

22 Ceiling plaster lime mortar plaster 12mm m2 417.46 7.41 3,093.39 Doors and windows component 16,369.63

23 Paneled doors No./m2 31.01 85.30 2,644.73 24 Aluminum alloy rolling gates No./m2 2.15 280.50 6,212.09 25 Aluminum alloy sliding window No./m2 49.83 150.77 7,512.81 II List of Measures 66,893.70 1 First measure 14,383.48

1.1 Safe and civilized construction No. 1 8,178.71 8,178.71 1.1.1 Environmental protection No. 1 1.1.2 Civilized construction No. 1 1,513.36 1,513.36 1.1.3 Safe construction No. 1 3,026.72 3,026.72 1.1.4 Temporary facilities No. 1 3,638.64 3,638.64 1.2 Night construction No. 1 454.01 454.01 1.3 Rehandling No. 1 605.35 605.35 1.4 Acceleration costs No. 1 3,026.72 3,026.72 1.5 Drainage and precipitation of construction No. 1 1,059.35 1,059.35 1.6 Completed engineering equipment protection No. 1

1.7 In or out of sites of large machinery, and installation and

dismantling No. 1

1.8 Winter rainy season construction No. 1 1,059.35 1,059.35 1.9 Measures I of special engineering No. 1

1.10 Temporary protection facilities of ground, underground facilities and building No. 1

2 Second measure 52,510.22 2.1 Concrete, reinforced-concrete formwork and support No. 1 49,981.17 52,510.22 2.2 Scaffold No. 1 2.3 Completed engineering equipment protection No. 1 2.4 Drainage and precipitation of construction No. 1 2.5 Vertical transportation machinery No. 1 III Fees and Taxes 59,343.96 1 Fees 17,008.84

1.1 Project pollution discharge cost No. 1 14,613.78 labor+machinery cost

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No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis

1.2 Social insurance cost (pension, unemployment insurance, and medical insurance) No. 1

1.3 Industrial injury insurance No. 1 1.4 Housing provident fund No. 1 2,125.28 labor+machinery cost 1.5 Hazardous operation accidental injury No. 1 269.77 labor+machinery cost 2 Policy adjustment 31,275.92

2.1 Labor cost adjustment and increase No. 1 31,275.92 labor cost x coefficient of adjustment and increase

3 Taxes CNY 11,059.20 IV Total price of housing CNY 355,031.45 V House area m2 355.71 VI Unit price of houses CNY/m2 998.00

Table 4-6: brick-concrete Houses Unit Price Analysis (privately-owned) No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis

I Bill of quantity by subproject 57,367.44 Earth and rock engineering 5,627.09

1 Land leveling m2 142.09 0.97 137.82

2 Digging foundation earthwork (artificial digging trench, foundation pit within 2 m depth, three and four types of

soil) m3 250.99 16.48 4,136.37

3 Earthwork transport and backfill m3 146.26 9.25 1,352.90 Masonry Engineering 3,568.58

4 Solid brick wall m3 19.98 178.58 3,568.58 Concrete and reinforced-concrete engineering 35,703.53

5 Strip foundation C25 m3 60.78 226.50 13,766.62 6 Cushion layer C10 m3 16.73 258.60 4327.13 7 Structural column C25 m3 2.69 256.30 688.50 8 Foundation beam C25 m3 4.82 224.62 1,082.42 9 Ring beam C25 m3 4.82 256.6 1,236.53 10 Non beam plate C25 m3 21.32 220.53 4,700.81 11 Gutter, eaves boards C25 m3

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No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis 12 Straight stair C25 m3

13 Cast-in-place reinforced concrete circular reinforced within Φ10

t 0.72 5,009.93 3,595.68

14 Cast-in-place reinforced concrete reinforced within Φ16 t 1.23 5125.20 6,305.84 Flooring engineering 1,666.59

15 Cement mortar floors, 25 mm m2 106.56 15.64 1,666.59 Wall cylinder engineering 6,933.17

16 Wall plastering 17 Cement lime mortar of inner walls 16+5mm m2 187.14 15.64 2,926.05 18 Exterior wall tiles m2 25.59 156.58 4,007.12 Ceiling engineering 789.76

19 Ceiling plaster lime mortar plaster cast-in-situ+12mm m2 106.58 7.41 789.76 Doors and windows project 3,078.72

20 Veneer wood doo set/m2 11.63 85.30 991.83 21 Aluminum alloy push-pull window set/m2 13.84 150.77 2,086.89 II List of measures 16,567.61 1 First measure 4017.5

1.1 Safe and civilized construction No. 1 2,466.05 2,466.05 1.1.1 Environmental protection No. 1 1.1.2 Civilized construction No. 1 456.31 456.31 1.1.3 Safe construction No. 1 912.62 912.62 1.1.4 Temporary facilities No. 1 1,097.12 1,097.12 1.2 Night construction No. 1 136.9 136.9 1.3 Rehandling No. 1 182.52 182.52 1.4 Acceleration costs No. 1 912.62 912.62 1.5 Drainage and precipitation of construction No. 1 319.41 319.41 1.6 Completed engineering equipment protection No. 1

1.7 In and out of sites of large machinery, and installation

and dismantling No.

1

1.8 Winter rainy season construction No. 1 319.41 319.41 1.9 Measures of special engineering No. 1

1.10 Temporary protection facilities of ground and underground facilities, and buildings

No. 1

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No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis 2 Second measure 12,550.10

2.1 Concrete, reinforced-concrete formwork and support No. 1 12,550.10 12,550.10 2.2 Scaffold No. 1 2.3 Completed engineering equipment protection No. 1 2.4 Drainage and precipitation of construction No. 1 2.5 Vertical transportation machinery No. 1 III Fee and taxes 17,338.89 1 Fees 5,128.50

1.1 Project pollution discharge cost No. 1

1.2 Social insurance cost (pension, unemployment insurance, and medical insurance)

No. 1 4,406.35 labor+machinery cost

1.3 Industrial injury insurance No. 1 1.4 Housing provident fund No. 1 640.81 labor+machinery cost 1.5 Dangerous operations accident injury insurance No. 1 81.34 labor+machinery cost 2 Policy adjustment 9,390.08


3 Taxes CNY 2,820.31 IV Total price of housing CNY 91,273.94 V House area m2 106.60 VI Unit price of houses CNY/m2 856.00

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Table 4-7: Wood Structure Houses Unit Price Analysis (private-owned) No. Name of List Unit Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis

I Bill of quantity by subproject 73,015.78 Earth and rock engineering 268.39 1 Land leveling m2 80.9 0.97 78.47 2 Digging foundation earthwork m3 11.52 16.48 189.92 Concrete and reinforced-concrete engineering 1,414.28 3 Strip foundation C25 m3 6.24 226.5 1,414.28 Timber structure engineering 68,692.98 4 Wood frame 6.74 2,846.88 19,177.21 5 Wood column m3 2.15 2,465.25 5,308 6 Wood board m2 50.14 230.56 11,559.63 7 Wood wall m2 163.01 200.28 32,648.13 Roof 240.97 8 Tiled roof m2 91.15 3.65 240.97 Doors and windows project 2,399.16 9 Veneer wood door m2 7.17 85.3 611

10 Aluminum alloy push-pull window m2 11.86 150.77 1,788.16 II List of measures 1,374.89 1 First measure 939.84

1.1 Safe and civilized construction No. 1 561.45 561.45 1.1.1 Environmental protection No. 1 1.1.2 Civilized construction No. 1 103.89 103.89 1.1.3 Safe construction No. 1 207.78 207.78 1.1.4 Temporary facilities No. 1 249.78 249.78 1.2 Night construction No. 1 31.17 31.17 1.3 Rehandling No. 1 41.55 41.55 1.4 Work acceleration costs No. 1 207.78 207.78 1.5 Drainage and precipitation of construction No. 1 72.72 72.72 1.6 Completed engineering equipment protection No. 1

1.7 In and out of sites of large machinery, and installation and dismantling No. 1

1.8 Winter rainy season construction No. 1 72.72 72.72 1.9 Measures of special engineering No. 1

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No. Name of List Unit Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis

1.10 Temporary protection facilities of ground and underground facilities, and buildings No. 1

2 Second measures 435.05 2.1 Concrete, reinforced-concrete formwork and support No. 1 435.05 435.05 2.2 Scaffold No. 1 2.3 Completed engineering equipment protection No. 1 2.4 Drainage and precipitation construction No. 1 2.5 Vertical transport machinery No. 1 III Fees and taxes 1 5,625.41 1 Fees 1,167.63

1.1 Project pollution discharge cost No. 1

1.2 Social insurance cost (pension, unemployment insurance,

and medical insurance) No.

1 1,003.21 labor+machinery cost

1.3 Industrial injury insurance No. 1 labor+machinery cost 1.4 Housing provident fund No. 1 145.9 1.5 Dangerous operations accident injury insurance No. 1 18.52 labor+machinery cost 2 Policy adjustment 2,325.92


3 Taxes CNY 2,131.87 IV Total cost of house CNY 80,016.08 V Structure area m2 146.45 VI Unit price of house CNY/m2 546

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4.5.3 Temporary Land Compensation Standard 145. If the cultivated land is temporarily used, compensation should be provided to the affected people. The principle of compensation is based on the annual output value for one season per mu. Compensation period is 1 year. Land restoration costs will be included in the civil engineering cost. Table 4-8provides the land compensation of temporary land occupation.

Table 4-8: Compensation of Temporary Land Occupation at Lump Sum Rates Item Unit Cultivated Land Garden Land Forest Land

Reclamation CNY/mu 10,000 10,000 5,336 Production recovery CNY/mu 3,500 3,500 2,835

Compensation CNY/mu Annual production value Year Max. 4 years

4.5.4 Compensation Standards of Standing Crops and Ground Attachments 146. Compensation standards of ground attachments are shown in Table 4-9. Compensation standard for different diameters of trees is presented Table 4-10. Please refer to other policies in Table 4-11.

Table 4-9: Compensation Standards of Auxiliaries and Ground Attachments Item Unit Unit Price (CNY)

Enclosured wall m2 40 Sunning ground m2 40 Cooking bench No. 500

Toilet No. 500 Water pond m 3 150

Well No. 500 Grave No. 2,000

Fortress edge m 3 45 Television receiver set 100

Table 4-10: Compensation Standard of Trees Item Unit Unit Price (CNY)

Matured tree (economic tree) No. 150

Sapling tree (economic tree) No. 80

Matured tree(timber tree) No. 100

Sapling tree (timber tree) No. 50

Trees with fruits No. 200

Trees without fruits No. 100

Bamboo grove 120

Banana No. 50

Earth temple No. 20,000

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Table 4-11: Other Compensation Policies Category Unit Policies

House construction subsidy

Relocated households whose main house is not brick-concrete structure with less than 20 m2 per

capita, the difference portion will be compensated and monitored according to average 20 m2 of

brick-wood structure per capita Relocation allowance CNY/people 1,500

Culture, education and hygiene subsidy CNY/people

500 as listed in the regulation of reservoir resettlement

Subsidy for non-removable auxiliaries 5% of the total housing compensation

Road relocation repair and construction cost

CNY/people 400 as listed in the regulation of reservoir resettlement

House decoration 5% of main brick-wood structure house in whole reservoir land acquisition area

4.6 Entitlement Matrix 147. Entitlement matrix was prepared in accordance with applicable policies in this chapter, please see Table 4-12.

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Table 4-12: Entitlement Matrix

Type of Impact Impacted Entity

Persons with Rights to Get Entitlement

Compensation and Resettlement Policies Compensation Standard

Collective Land Acquisition6,208.29

mu

Village groups 17

(i) For land re-adjustment, compensation will be paid to the host villages which give out their land to the relocated families.

(ii) 100% cash compensation allocated to affected HHs who lost their land and choose cash compensation.

Dryland: 22,080-27,000 CNY / mu, and the rest are shown in Table 4-1.

Resettled population

7,097 APs (1,975HHs)

(1) Cash compensation: Guizhou Province announced average annual value of output standard and compensation policies. (2) adjust the cultivated land by independent land transfer mode (land re-adjustment), and compensation will be paid to the host villages which give out their land to the relocated families; (3) development of reserved land resources to develop cultivation, forest and fruit farming; (4) construction of basic cultivated land and water conservancy construction, improve the quality of the land; (5) development of family breeding business; (6) post resettlement support fund: CNY 600 per resettler per year for a total of 20 years; (7) Anlong County will organize industry and commerce, taxation, health other sectors to provide the active-site services, and the implementation of relevant tax, simplified procedures and other preferential policies and measures to help solve practical difficulties and problems of land-losing farmers in the service industry they encountered.

Anlong County Government will organize industry and commerce, taxation, health and other departments to provide door-to-door services, relevant tax exemption, simplify procedures, and other preferential policies to the APs.

Acquisition of state-owned land

(138.14mu) none none State-owned barren hills free transfer to the Project.

House Demolition and Resettlement

Displaced HHs (101,836.08 m2 housing area)

583 HHs (2,743 APs)

(i) According to the destination of production arrangement plan, combined with resettlement willingness and topography, geological conditions of resettlement area, resettlers adopt centralized settlement out of their places; (ii) Compensation provided at replacement cost to the APs; (iii) The basic infrastructures of the resettlement sites will be constructed by the Government; (iv) Subsidy will be provided to the households in difficulties; (v) Relocation allowance will be provided to relocated families; vi) Assistance will be provided during relocation process; and v) Provision of post-resettlement support fund to the relocated

Frame structure: CNY 998/m2; Brick-concrete structure: CNY 856/m2; Brick-wood structure: CNY 698/m2; Wood structure: CNY 546/m2 Post Resettlement Support Fund: CNY 600/capita for 20 years after resettlement

90




families. Temporary land

Occupation 1,036.47 mu

affected households

Affected households

(i) cash compensation: crop compensation paid to the affected people; (ii) land restoration costs will be included in the civil works engineering budget.

The average annual yield of 100% compensation to the affected farmers. Compensation period is occupation period.

Standing crops and ground

attachments

Owners of Trees and other

agricultural production

facilities and ancillaries

According to ownership to determined

villagers

Cash compensation paid to the affected people.

Enclosured wall: CNY 40/m2; Sunning ground: CNY 40/m2; Cooking bench: CNY 500/each; Toilet: CNY 500/each; Water pond: CNY 150/m3; Well: CNY 500/each; Grave: CNY 2,000/each; Fortress edge: CNY 45/m3; Television receiver: CNY 100/set; Matured tree (economic tree): CNY 150/each; Sapling tree (economic tree): CNY 80/each; Matured tree (timber tree): CNY 100/each; Sapling tree (timber tree): CNY 50/each; Trees with fruits: CNY 200/each; Trees without fruits: CNY 100/each; Bamboo: CNY 120/grove; Banana: CNY 50/each; Earth temple: CNY 20,000/each.

Vulnerable Groups

Vulnerable groups

impacted by Land acquisition

and resettlement

Vulnerable HHs

It has been determined for the vulnerable group that: (i) PMO and village committee/resident committee will mobilize and use the vulnerable group assistance reserve fund at CNY 30,000 for vehicle rental, hiring, and other winter warmth action; (ii) Vulnerable groups will receive priority employment opportunities provided by the project construction units or other measures to restore their life; (iii) PMO and village committee/resident committee will help build a new home; (iv) Relocated households whose main house is not brick-concrete structure with less than 20 m2 per capita, the difference portion will be compensated according to average 20 m2 of brick-wood structure per capita.

Details for each vulnerable household will be determined during implementation according to their actual situation and needs.

Land Adjustment by Host Population for Resettlement

Sites

HHs involved in land adjustment

HHs involved in land

adjustment

(i) Consult with the residents of the host communities to adjust and allocate lands to relocated people and compensation standards; (ii) provide negotiated price/package between host villagers and APs; (iii) Provide assistance to the residents of the resettlement sites for non-agricultural sector employment; (iv) Provide support to the integration of the residents in host communities and the relocated people.

Resettlements groups and host groups will negotiate price/package based on rates for

collective-owned land (see above).

91




Complaints and appeals All affected

people Complaints and appeals for free. All expenses reasonably incurred costs paid by the project preparation cost.

Women 3,442 Females 3,442 Females

(i) Priority will be given to women for employment and training opportunities. During the Project construction phase, about 7,940 person-years positions and training opportunities will be generated, at least 30% of job positions in the project will be provided to women; (ii) Priority will be given to women for agricultural technology training at free of charge, at least 40% of women will participate in the training; and (iii) Ensure women can obtain relevant information and participate in the resettlement implementation activities.

EMs 3,831 EMs 3,831 EMs

(i) Priority will be given to EMs for employment and training opportunities. During the Project construction phase, about 7,940 person-years positions and training opportunities will be generated, at least 40% of job positions in the project will be provided to EMs; (ii) Priority will be given to EMs for agricultural technology training at free of charge, at least 40% of EMs will participate in the training; and (iii) Ensure EMs can obtain relevant information and participate in the resettlement implementation activities.

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V PUBLIC PARTICIPATION AND CONSULTATION 148. Anlong County Government and the relevant local township (town) government / street committee office used the socioeconomic survey and the physical index quantity survey to seek views from the various affected people, through widely publicizing the basic information of the Project in various ways, and conducting consultations on the common concerns on this Project during the decision making process of planning, design and implementation. 5.1 Public Participation and Consultation Activities during the

Project Preparation Phase 149. Up to date, the main resettlement information disclosure and public consultation activities undertaken are shown in Table 5-1.

Table 5-1: Resettlement Information Disclosure and Main Consultation

Activities

No. Date Content of Public Participation

and Consultation Participants Participants Women

Organizer No. No.

1

Jun. 2010 -

Jul. 2011

The project proposal stage

Anlong Water Conservancy Bureau PMO, PRPSDCL (Village collective and representatives of APs

1,200 500 APMO

2 Oct.14, 2011

Guizhou Provincial People's Government issued a "Provincial People's Government Office on the Prohibition of New Construction Projects and Resettlers Population in Anlong Pingqiao Reservoir Inundation Area and Construction Area Notice" (Qian fubanhan [2011] No. 144)

Village collective and representatives of APs 1,000 200 APMO

3 Apri. 11,

2012 Discuss planning outline

Guizhou Resettlement Office, PRPSDCL and other experts

30 5 APMO

4 Aug. 2012

Recheck the physical result and adjust the resettlement plan

PMO of Anlong Water Conservancy Bureau, PRPSDCL, the village collective and representatives of APs

1,200 500 APMO

5 May – Apri. 2013

The Working Group established to assess Pingqiao Reservoir Project-related land acquisition and resettlement and assessment of resettlement planning

Guizhou Resettlement Office, PRPSDCL and other experts

30 5 APMO

6 Jun. 2013

According to the land acquisition adjustment range of the approved feasibility study and preliminary design, resettlement design staff of the PRPSDCL with the project owners, local authorities rechecked the results of the physical index information, resettlement deepening design,

PMO of Anlong County Water Conservancy Bureau, PRPSDCL, the village collective and representatives of AP

1,200 500 APMO

93

No. Date Content of Public Participation and Consultation Participants

Participants Women Organizer

No. No. preliminary design of professional relocation project and other work.

7 Sept. 2015

To carry out the implementation of the resettlement planning work

PMO of Anlong County Water Conservancy Bureau, PRPSDCL, the village collective and representatives of APs

1,200 500 APMO

8

Jul. 2015 – Nov. 2015

Communication of resettlement implementation information

PMO of Anlong County Water Conservancy Bureau, PRPSDCL, the village collective and representatives of APs

1,500 700 APMO

9 Mar – Aug, 2016

All issues related with LAR, including socio-economic survey, scope of impacts, compensation and entitlement, rehabilitation, concerns, etc.

PPTA Consultants, local stakeholders and representatives of APs

150 30 GPMO

Total 7,510 2,940 150. Anlong County PMO and township government held house demolition and resettlement meetings between 2010 and 2016; the affected village cadres attended the meetings, also conducted the survey of "comments and opinions on projects". The issues of relocated households concerned, and information provided by the project team are shown in Table 5-2. The representative of affected households fully expressed their wishes and concerns, seeTable 5-3.

Table 5-2: Concerns of APs and Answers by the Project No. Concern topics Answer/Information given by the Project team

1 Production Resettlement Modes

- Through independent land transfer mode, adjust the cultivated land; - Develop the reserve land resources for the development of farming,

horticulture; - Conduct the farmland capital construction and water conservancy

construction, improve the land quality, and develop the family farming.

2 Planning of residential area

- The per capita housestead area in reservoir area is 58.3m2, after floating 15% is 67m2;

- For the residential area of more than 100 resettlers, the planning will be done

- Water-use standards: per capita consumption 150L / day - Electricity standard: load power consumption by 4kW / households; - Internal roads: main road: wide red line 8m, roadway 6m; secondary

roads: wide red line 6m, roadway 3.5m; concrete pavement. External road: wide red line 8m, roadway 83.5m, and concrete pavement;

- Culture, education, health and other infrastructure: the principle is to use the existing local facilities, if inadequate capacity, capacity-increase through the transformation, expansion, etc. and calculate and list the increase investment.

3 Resettlement site

- Provision of three resettlement sites: Shiyakou resettlement site of Puping Township, Xiaoqianxiang resettlement site of Qianxiang Township, and Liangtai resettlement site of Getang Township

- Agreed and accepted by the host villagers and the relocated families - Carrying capacity of the host resettlement sites; - Type and size of residential houses; - Type and area of farmland re-adjustment; - Integration of social network in the host communities.

94

No. Concern topics Answer/Information given by the Project team

4 What facilities on the replacement housing? - Water supply, discharge of sewage water and power supply

5 What preferential policies the relocated household can enjoy?

- Provision of transitional resettlement; relocation subsidies; reward.

6 Can they move to the replacement housing after the demolition?

- The resettlement sites should be built first, then house demolition

7 How to handle the households under the extremely difficulties

- For the relocated families whose brick-concrete house compensation is less than the standard of 25 m2/capita at average for their main houses, price difference will be provided as 25 m2 at average for their main houses.

Table 5-3: Wishes and Concerns by Affected Households

No. Question Concerns Addressed by AHs and Organizers

1 How much effects on agricultural income after expropriation of cultivated land?

- Significant impacts, and great concerns about the issue of land acquisition.

2 How to make the production resettlement?

- Calculate the production resettlement population by taking the village group as a unit, to determine the resettlement site and prepare the production resettlement measure, calculate the investment of the production development, and conduct the balance analysis with the inundation treatment compensation fee and the analysis of resettlement site environmental capacity.

- Analyze the production conditions after submerged, determine the backward placement, select the new resettlement site, conduct the residential site resettlement planning design, and calculate the engineering quantity and investment of the infrastructure in new replacement such as three supplies and one leveling.

- Identify the scattered household above the relocation line, the

persons that need the relocation by traffic and safety condition,

and the persons whose land will be inundated but not houses,

and those who can’t perform preform production in the nearest

location;

- If the backward resettlement capacity is inadequate and needs out-migration, the resource analysis would be done on the adjustable land resources of the resettlement site.

3

What are the measures to minimize agricultural losses? How to increase income? What the Government can do to help restore livelihoods?

- Earn income by self-labor work; - Hope the Government arranges employment, and implements

skills training; - Wage is low to work in the local.

4

Who pay compensation for land acquisition? Land acquisition procedures include? What land acquisition compensation claim?

- Anlong County Land and Resources Administration Bureau disburse the compensation payment to the township, township disburses to the village, and village pays to the APs;

- Land acquisition information is posted in the township, village and group. Village and township cadres and officers of land

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division pay visits to households; - Hope land acquisition compensation can be adequate.

5

Willingness to move to resettlement areas? What advice or requirement for replacement houses? What requirements for the house demolition compensation?

- APs willing to move to resettlement areas, the villages have expressed in a conference about their views on the types of resettlement houses and have confirmed the types of houses they want;

- Hope house compensation can be higher.

6 What demand for support of the affected people?

- Hope the Government provides reasonable and necessary resettlement subsidies to guarantee their living, employment arrangements for themselves and their children;

- The Government should pay great concerns to make the lives of the APs become better.

5.2 Measures to improve Public Participation and Consultation 151. According to the comments and recommendations of the public participation and consultation from July 2015 to November 2015, the engineering design has been improved, give full consideration and absorption in the preparation of the resettlement plan. Further improvement measures adopted are as follows:

(i) Identify the influence scope early, and notify the affected population timely, so the relocation household can arrange their livelihood in advance. Meanwhile, use the forms that they loved, such as radio, television, notices, meetings, etc. to widely spread the Project information, so that they have a thorough understanding of the Project.

(ii) Anlong County government and relevant departments explain the relevant compensation standards, so that the APs know fairly well.

(iii) Implement the system and financial disclosure strictly, such as disclosed compensation standards, measure quantities and assess the level, etc. after determining the compensation payment, posting announcements to accept the participation and supervision of affected populations. Land compensation paid directly to the affected people. House compensation to be deposited in a personal account for the replacement houses.

(iv) Resettlement information booklet distributed, establish comments complaints and feedback channels, such as setting up telephone complaints, suggestion boxes. Establish consultation system. Hold consultation meetings participated by the PMO, township government and representatives of the village committees, and affected population, and negotiated problem solving countermeasures together.

5.3 Information Disclosure 152. In order to allow all affected people timely and fully understand the resettlement policy and implementation details of the Project, resettlement work will be undertaken in open, fair and transparent. Anlong County PMO will take the following additional measures to ensure the openness of resettlement policies:

In November2016, public announcement of the Project by TV, posters and other forms;

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Affected village cadres disclosed the village affected situation, compensation standards, resettlement measures, complaint channels and other information in the village meeting or other public places;

In November, 2016, provide each of the affected families with "Resettlement Information Booklet";

In November 2016, issuance of the Project "Resettlement Plan" within public libraries or other public places of each affected area, where all the affected population can get access at any time.

153. "Resettlement Information Booklet of RP for Anlong County" will be distributed to the affected people for both Pingqiao Reservoir and resettlement sites after the RP gets approval from ADB and Anlong County Government. According to the ADB's Safeguard Policy Statement, "Resettlement Plan for Anlong County" will be disclosed in ADB website, after obtaining approval of Anlong County PMO and ADB. For ethnic minority households, wherever necessary, appropriate language and communication materials will be used for the purpose of disclosure of entitlements, income restoration measures and consultation with EMs during project implementation. 5.4 Public Participation Plan during RP Implementation 154. In order to address the problems and needs of the APs properly and timely regarding land acquisition and resettlement, further consultations with the APs will continue so that all issues may be addressed prior to the start of construction and the implementation of the RP. Meetings will be arranged by the ARO and Pingqiao Reservoir Co., Ltd. for land acquisition and resettlement, as appropriate. Each affected household will have the opportunity to negotiate the compensation contract, which they will sign with the ARO and Anlong County Land and Resources Administration Bureau. Table 5-4provides the public consultation plan and process.

Table 5-4: Public Consultation Plan and Process Purpose of

Event Form of Event Timing Implementing Agencies Target Participants Remarks

1. Provide briefings to APs on Project & RP. Solicit comments from APs.

Community meetings and focus group discussion

Jun – Sep 2016

APMO, DIs, township government/SCO, ARO, ALRAB, and VCs/RC

All APs affected by LAR of the subprojects for Anlong Part

Meetings held with APs in each VC/RC

2. Disclosure of RIB

Public & community meetings and focus group discussions

Oct-Nov 2016

ACG, ARO, APMO, Pingqiao Reservoir Co., Ltd., township government/SCO, ARO, ALRAB, and VC/RC

All APs affected by LAR of the subprojects for Anlong Part

Distribution of RIB to all APs to discuss concerns and suggestions on LAR programs Undertook discussions with various focus groups to solicit comments & suggestions

3. Present Draft Final RP to APs

Public & community meetings and focus group

Oct-Nov 2016

ACG, APMO, Pingqiao Reservoir Co., Ltd., township government/SCO, ARO,

All APs affected by LAR of the subproject for

Distribution of the draft final RP to APs to discuss concerns & gaps

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Purpose of Event

Form of Event Timing Implementing Agencies Target Participants

Remarks

discussion ALRAB, and VCs/RCs Anlong Part relating to LAR programs Undertake discussions with various focus groups to solicit comments & suggestions

4. Advise APs of Entitlements and Dates of Disbursement

Public meetings Oct-Nov 2016

APMO, Pingqiao Reservoir Co., Ltd., township government/SCO, ARO, ALRAB, and VCs/RCs

All APs affected by LAR of the subproject of Anlong Part

Household meetings to outline entitlements

5. Monitoring of APs and beneficiaries

Household interviews

Mar 2017 – December 2021

APMO, Pingqiao Reservoir Co., Ltd., township government/SCO, ARO, ALRAB, VCs/RCs, and independent monitoring agency

Random samples

Monitoring plan

Note: ALRAB = Anlong Land and Resources Administration Bureau; AP = Affected Population; APMO = Anlong Project Management Office; ARO = Anlong Resettlement Office; Dis = Design Institutes; RCs = Resident Committees; RIB = Resettlement Information Brochure; RP = Resettlement Plan; SCO = Street Committee Office; VCs = Village Committees.

155. For smooth and successful implementation of the resettlement plan, Anlong County RO, PMO, Pingqiao Reservoir Co., Ltd. in association with relevant organizations will ensure the APs actively participate in various land acquisition and resettlement activities through mobilization, communication, meetings and education campaign. The Project construction will cause significant impacts on local people. In order to ensure the APs could benefit from the Project, local people will be encouraged to participate in the project construction actively, and necessary consideration and assistance will be provided to local APs in the use of labors through the implementation of the measures: (i) priority will be given to the APs for the employment; (ii) the selected contractors will be sensitized to the issue of maximum benefits for the APs, including the poor, women and ethnic minorities; and (iii) the contractors will be required to adopt proactive measures, such as quota systems for the APs and vulnerable groups.

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VI RESETTLEMENT AND REHABILITATION PLAN

6.1 Objectives and Principles of Resettlement and Rehabilitation 6.1.1 Objectives of Resettlement and Rehabilitation 156. The overall objective of the Project is to restore the affected farmers' livelihoods as soon as possible, and enable livelihood improvements as much as possible. Specific objectives are:

Affected relocation households get compensation according to the replacement value, to ensure their resettlement housing area, structure and living environment and quality can reach to the level before relocation and have increase than before;

All the affected land attachments will be compensated according to the replacement value;

Farmers affected by land acquisition will get replacement farmland through land re-adjustment;

Farmers affected by land acquisition will get proper compensation and resettlement, through promoting employment and improving production conditions, making their income assured and improved,

Within 2 years of displacement, all farmers who suffered significant farmland losses permanently will have sustainable livelihood or income guarantees (i.e., for older people) that will ensure they are better off, which will be monitored,

Ensure self-sufficiency of grain production. In the areas with less arable land resources, through the adjustment of agricultural structure, fully develop the potential of land and improve land output;

Adopt measures to ensure that the level of production and living of the resettlers can be restored to the level before the resettlement;

The public infrastructures, school, medical treatment, social welfare, and production and living conditions will be improved to the level before resettlement; and,

Vulnerable groups will receive special attention and measures to ensure their livelihoods and living conditions are significantly improved.

157. Of the APs, all young people are out to county center, other cities or provinces for seasonable labor as the Project areas are isolated and there are less jobs available nearby to them. For relatively old people, all of them can enjoy pension, and can also continue to engage in agriculture. For vulnerable people, their ages ranking 50 to 60 years old at highest risks, special care and concerns will be paid to them. 6.1.2 Rehabilitation Principles of Resettlement and Production 158. The principles of resettlement and rehabilitation process during the implementation are as follows: (i) Land adjustment will be provided to land losing farmers, to ensure that they can have land as production materials. (ii) Three centralized resettlement sites will be provided to the relocated families for choosing out-migrant strategy in the same townships.

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(iii) The affected people will be involved in the whole resettlement process. For housing and facilities compensation standards, the choice of resettlement housing, relocation schedule, recovery time schedule, the time of compensation payment and other issues, the affected people or representative will participate in the discussion, and make an agreement through consultation. Consultation with the affected people will be made by holding the representatives’ forum, villagers’ consultations and other manners. (iv) All types of compensation will be fully and directly paid to the property owners. (v) Establishing compensation funds to be paid into a special account, to ensure that any units or individuals (including township governments/street committee and village committees/resident committees) will not hold back the compensation funds of the APs. (vi) Compensation for housing, land, ground attachments and other assets is completely calculated at replacement value. (vii) Calculation of full replacement cost will be based on the fair market value, transaction costs, accrued interest, transition and recovery costs, and other costs that may arise appropriate. The amount of compensation shall not be detained or deducted for depreciation, nor the burden of taxation. Payment of property owner’s compensation must be disclosed according to the compensation standard calculation. All property owned by the original owners will belong to the original owners. The value of buildings cannot be depreciated. Compensation shall not deduct the remaining material value after the demolition. Project implementation units will pay any taxes or other fees or exemption from the re-registration of land and property.

(viii) Various livelihood rehabilitation strategies will be implemented to recover the livelihood and income of land loss farmers, including replacement land, cash compensation, pension and social insurance, employment opportunity generation, development of cultivation and livestock breeding, development of private-operated business, skill training, etc. (ix) Providing assistance and caring for vulnerable groups which consist of poor people living under MLG and disabled, including vulnerable households have a prior right to choose replacement housing, employment opportunities during the Project implementation process, and service distribution in the resettlement area. (x) Long-term post resettlement support. A post-resettlement support fund will be established, with a standard rate set at CNY600 per resettler per year, and which will be payable for 20 years.

(xi) Access to previous lands not inundated. All farmers who still have some land left which are not inundated, they have the rights to get access to their previous lands. Now, all of the lands have been planted with trees for ecological environment protection of the reservoir. 6.1.3 Basic Principle of Housing Resettlement Plan

159. Basic Principle of Housing Resettlement Plan adopted:

a) The selection and planning of housing resettlement location combines with

production resettlement, comprehensively considering the topography, geology, water source, electricity, transportation and other factors. Select place that is sunny with geological stability, good water quality, water security, accessibility and room for development, and solicit the opinions of resettlers and host villagers.

b) The selection of resettlement sites is beneficial and convenient for production, optimal land utilization, minimize the cultivated land acquisition.

c) Housing resettlement plan is based on the proportions of construction land in "Township Planning Standards", combined with the topography characteristics in

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resettlement area to conduct comprehensive analysis. Propose a general layout map for new resettlement construction.

d) Plan and design of infrastructures, includes the plan and design of land leveling engineering in residential sites, water supply, drainage, sewage, electricity, internal roads and external transport for settlements.

e) The elevation of new housing sites around the reservoir is higher than resettler relocation line and flood line, and keeps 10 m horizontally away from the inundation line to ensure safety. This is important for move-back households.

6.1.4 Living Standard of the Resettlers 160. Combined with the actual situation in the reservoir area, considering the need for building a new socialist countryside, calculation is increased by 15% of the actual value in the reservoir area, the actual per capita homestead area in reservoir area is 58.3m2, and the standard becomes 67m2, which is 8.7 m2increase. Thus the APs house condition will be improved. For resettlement sites with more than 100 resettlers, plan and design must be done.

a) Water-use standard of tap water supply: According to "Township Planning Standard",

combined with the actual situation in the reservoir area, the per capita water-use is 150l/day, water quality must meet the relevant provisions of the "Hygienic Standard for Drinking Water" (GB5749-2006).

b) Electricity standard: for resettlers scatteredly resettled, generally there is no individually configured transformer, residential electricity access existing local power supply facilities count the expansion costs if capacity expansion is needed; living electricity load is based on 4kW/household.

c) Internal roads: main truck road: control the red line by 8 m width, roadway by 6 m width; secondary road: control the red line by 6 m wide, roadway by 3.5 m width; all roads are concrete.

d) External traffic road: control the red line by 8 m width, roadway by 6 m width; and all roads are concrete.

e) Culture, education, health and other infrastructure, including cultural centre for elderly and pre-school facilities: the principle is to use the existing local facilities, expand the inadequate capacity through the transformation and expansion, etc., and invest for capacity expansion (i.e., included in resettlement budget and/or local government budget for new countryside village development).

6.2 Calculation of Resettlement Needs and Destinations of the Resettlers

161. Resettlement population in Pingqiao Reservoir Project includes direct resettlement and expanded (indirect) resettlement, wherein direct resettlement is for those residents who live inside the construction/inundation land acquisition line during the physical index survey, and expanded resettlement is for those residents who live outside the construction/inundation land acquisition line but there is no enough land resources (cultivated garden or cultivated land resources) nearby to ensure their livelihood and production after the originally cultivated garden or land is acquired. The expansion resettlement population is also counted as production resettlement population. 6.2.1 Principles of the Resettlement Population 162. The principles for confirming resettlement population is as follows:

a) The confirmation of resettlement population is comprehensively analyzed and

determined, combined with the original standard, quality, farming conditions, traffic conditions, farming methods and other factors of the cultivated garden and land in

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affected villages and groups, the quantity and quality of remaining cultivated land and standard configuration (and resettlement standards) of per capita cultivated land; planning must respect willingness of the resettlers;

b) For farmers with land acquisition whose remaining cultivated land is above the local level of per capita cultivated land or cultivated land resources standard, they are not counted as resettlement population. They could choose to adjust with the existing group or get cash compensation for other investment;

c) Considering the remaining cultivated land resources in the reservoir area is different from resettlement capacity, uncertain resettlement willingness, “contradiction between people and land” and resettlement pressure in the reservoir area, the resettlement plan adopts the method of mainly land based resettlement, and other resettlement as supplementary; therefore, when determining resettlement population, the population of direct resettlement is directly determined, population of expanded resettlement is determined based on the specific situation;

d) The resettlement population must be controlled according to the indicators of resettlement population within the group, and broken family and overstep resettlement are forbidden. Affected households and population list, resettlement method and destination, are publicized in village, to accept supervision of the residents; and sign a resettlement destination agreement;

e) Population of expanded resettlement must be relocated, and relocation within group or village is prohibited. Expanded resettlement population is not counted if the resettlers do not agree with the expanded resettlement and opt to stay in their original village with cash compensation and land adjustment;

f) Expanded resettlement population must be verified by the local government, to confirm implementing the plan and to determine the cultivated land resources standard (number of cultivated garden implementation, quality meet the planning requirements and can ensure the livelihoods of the resettlers) or practical livelihood safeguards (a reliable living skills, relatives, etc.), otherwise the residents are not counted as expanded resettlement population.

g) Basic condition to determine expanded resettlement population

i) After verification which is almost done by the local government, it is possible to implement the plan and determine the cultivated land resettlement standard so farmers have the practicable livelihood safeguard measures (such as the implementation quantity and quality of cultivated land meets the planning requirements to protect their lives, or go and live with their relatives, and have the marketable skills, etc.);

ii) Given priority to the farmers who have similar situation with production resettlement and existing population;

iii) Under the same conditions, relocation priority is given to the households with poor house structure, and small house area;

iv) Land acquisition farmers cannot be counted as production resettlers if their remaining cultivated lands are above the local per capita cultivated land or above the land resources of the resettlement standard. According to the regulations, they should conduct the land adjustment and compensation for cultivated land resettlement within group;

v) The population of villagers’ groups with low loss rate of cultivated land is not considered as production resettlement, and will take one-time adjustment of cultivated land as compensation to ensure the recovery of their livelihood;

vi) The entire population of village groups with high loss rate of cultivated land is considered as either direct or expanded resettlers2 who cannot be settled nearby

2For those if farmland loss ratio of village group is relatively high and can’t be resettled nearby, they are

considered as expanded resettlers.

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for production resettlement; vii) Conduct land adjustment and cash compensation for cultivated land resettlement

within group for those people who meet the relocation conditions and do not want to relocate. They will not be considered as production resettlement.

6.2.2 Resettlement Population

163. Through the analysis of the related villagers group one by one, the total relocated population is 2,743 in the land acquisition area in 2016 (including 2,165 direct resettlement population, and 578 expanded resettlement population). The details are shown in Table 6-1.

Table 6-1: Calculation of Pingqiao Reservoir Project Resettlement Population

County Township Village Group

Directly Relocated Population (having

houses within construction/inundation

red line)

Expanded Resettlers

(having most land inundated,

etc.) No. No.

Anlong Getang

Chahe

Pingyang No. 1 398

Pingyang No. 2 523

Pingyang No. 3 320

Shuijingwanshang 14 8

Shuijingwanxia 0 19

Dashan 174

Laolinpo 227

Bakou 142

Dongkou 0 81

Chahe 362

Gangou No. 1 0 84

Gangou No. 2 0 82

Subtotal 2,160 274

Longxin

Tourendi 0 23

Shangzhegeng No. 1 5 161

Shangzhegeng No. 2 0 68

Pingqiao 0 52

Subtotal 5 304 Total 2,165 578

Total 2,743 6.2.3 Resettlement Destination 164. Based on the investigation, the residents in the host resettlement communities agreed to accept the relocated families from the reservoir inundation area. Agreement has been signed with the host village for the farmland adjustment and with host villagers for their willingness of farmland adjustment. See Attachment 1a and Attachment 1b for the sample agreement signed between Anlong County RO and Qianxiang Village of Puping Township, and sample agreement of host villagers’ willingness for land adjustment in Qianxiang Village of Puping Township”. According to the environmental carrying capacity analysis, the out-migration scheme for the reservoir inundation affected households has been confirmed. The destination of the relocated families is presented in Table 6-2.

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Table 6-2: Destination of Relocated Families and Population

Village Group

Direct Resettlement Popu. (No.)

Expanded Resettlement Popu. (No.)

Subtotal Pop (No.)

Direct Resettlement

HH (No.)

Expanded Resettlement

HH (No.)

Subtotal HH (No)

Liangtai Shiyakou Xiaoqianxiang Total

APs APs APs HHs HHs HHs HHs APs HHs APs HHs APs HHs APs

Chahe

Pingyang Group No. 1 398 0 398 85 0 85 15 69 61 293 9 36 85 398



Shuijingwan Up Group 14 8 22 3 2 5 3 14 0 0 2 8 5 22

Shuijingwan Down Group 0 19 19 0 4 4 4 19 0 0 0 0 4 19

Dashan 174 0 174 37 0 37 20 50 0 0 17 124 37 174

Laolinpo 227 0 227 49 0 49 6 29 1 5 42 193 49 227

Bakou 142 0 142 30 0 30 4 20 0 0 26 122 30 142

Dongkou 0 81 81 0 17 17 17 81 0 0 0 0 17 81

Chahe 362 0 362 77 0 77 77 362 0 0 0 0 77 362

Gangou Group No. 1 0 84 84 0 18 18 17 78 1 6 0 0 18 84

Gangou Group No. 2 0 82 82 0 17 17 17 82 0 0 0 0 17 82

Subtotal 2,160 274 2,434 460 58 518 226 1,015 157 794 135 625 518 2,434

Longxin

Tourendi 0 23 23 0 5 5 5 23

0

0 5 23

Shangzhegeng Group No. 1 5 161 166 1 34 35 18 84 17 82

0 35 166

Shangzhegeng Group No. 2 0 68 68 0 14 14 13 63 1 5

0 14 68

Pingqiao 0 52 52 0 11 11 11 52

0

0 11 52

Subtotal 5 304 309 1 64 65 47 222 18 87 0 0 65 309 Total 2,165 578 2,743 461 122 583 273 1,237 175 881 135 625 583 2,743

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6.3 The Centralized Resettlement Sites 165. According to the production resettlement people’s destination and plan, in combination with the willingness to move and the topography and geological condition of the resettlement sites, the relocated families adopted the out-migrant relocation option in centralized resettlement sites. Table 6-3 presents the situation of the centralized resettlement sites.

Table 6-3: Centralized Resettlement Sites

Resettlement Sites Situation of Resettlement Site Resettlement& Land Use

Plan

Shiyakou Village of Puping Township

Located in a relatively flat dryland about 1,100 m distance from north-east of Puping Township, at the north side, there is a rural road with asphalt pavement. The site belongs to denudated karst mountain landscape, with chair terrain. The southwest is high, and the north east is low. The land area is about 83.96 mu, the ground elevation is 1,242 m ~ 1,262 m, and the slope is about 8°.

Resettlement of 888 persons in 175 households, and the planned total land area is 50,359m2, including 26,250 m2 house plot, 1,000 m2 public construction land use, 11,236 m2 road, 5,861 m2 public greening land, 6,012 m2 other land. The area of house plot for each household is 150 m2, with 15 m length and 10 m width and south-north direction.

Puping Shiyakou resettlement area will use Huxiang Village’s collective land of 75.54 mu, of which 1.55 mu is paddy fields, and 73.99 mu is dryland. The drinking water will be drawn from Huxiang Village of Puping Township which is 1.5 km away by paving DN160 plastic pipe tap water pipe network, which can meet the drinking water demands of more than 7,000 people. Currently the water is only provided to more than 500 people, therefore, newly added 175 households or 888 people’s daily water consumption can meet the demand. According to the water quality monitoring report, the water quality index meets the standards. The electricity use will be connected to 10kV line close to Anxing Highway, which is 1.2 km away, and can meet the demand of the local residents.

Qianxiang Village of Xiaoqianxiang Township

Located in the relatively flat dryland and waste land which about 300 m distance from the south of Qiannan Township. At the north side, it is a rural road with asphalt pavement. The site belongs to low lying karst landform. The land area is about 97.45 mu, with ground elevation of 1, 290m ~ 1,330m and slope about 6 ° ~ 8 ° Resettlement 135 HHs and 621

people. The actually planned total land area is 38,978 m2, including 20,250 m2 house plot, 500 m2 public construction land use, 9,935 m2 road, 1,800 m2 public greening land, 6.492 m2 other land use. Family homestead land area is 150 m2, the depth is 15 m, and width is 10 m.

Xiaoqianxiang Resettlement Area will use Qianxiang Village’s collective land of 58.47 mu, of which 37.47 mu is dryland, 16.2 mu woodland, 1.19 mu shrub land mu, 2.29 mu other grass land, and 1.32 mu rural roads. The drinking and production water is sufficient. The drinking water will be drawn from Qianxiang Street Administration Office which is0.8 km away by paving DN160 plastic pipe tap water pipe network, which can meet the drinking water demands of more than 4,000 people. Currently the water is only provided to more than 500 people, therefore, newly added 135 households or 621 people’s daily water consumption can meet the demand. According to the water quality monitoring report, the water quality index meets the standards. The electricity use will be connected to 10kV line close to Anzheng Highway, which is 1.2 km away, and can meet the demand of the local residents.

Liangtai Village of Puping Township (original Getang)

Located at Getang Township Liangtai southeast of relatively flat piece of dry land, wasteland, is eroded remnant mountain landscape units, it covers an area of about 54,000 m2, ground elevation of 1,260m ~ 1,275m, slope of about 5 °;

Getang township resettlement area will settle 273 HHs, 1,237 people, and the actually planned total land area is 76,128 m2.Family house plot land area is 150 m2, the depth is 15 m, and width is 10 m.

Getang Liangtai resettlement area will use114.19 mu collective land, including 40 mu paddy field, 66.42 mu dryland, 4.92 mu orchards, 2.26 mu woodland, and 0.59 mu rural roads. Drinking water will be diverted from Liangtai.

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Resettlement Site of Shiyakou, Puping Township

Resettlement Site of Xiaoqianxiang, Qianxiang Street Administration Office

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Resettlement Site of Liangtai, Puping Township (Original Getang Township) 166. Two options were designed for the structures on the house plot. Option 1 is of two layer slope roof house with construction area of 160 m2, the first floor includes living room, dining room, bedroom and kitchen; the second floor includes bedroom, study room and bathroom. The Option 2 is three layer roof slope construction area of 240 m2, the first floor garage includes living room, dining room and kitchen; the second floor includes bedroom, study room; the three floors include bedroom, living room and bathroom. The houses are designed with full reflection of the mountainous building style. AHs will choose among these. 167. The design of public facilities will meet the needs of the residents to buy daily necessities and other services. Public squares in the resettlement area will be constructed for enriching the leisure and entertainment life of the residents. For culture, education and health facilities, the existing facilities will be utilized. If the capacity is not sufficient, the capacity will be increased through the transformation and expansion. 168. Based on the result of investigation on education infrastructures and the qualification and quality of teachers in the three resettlement sites by the Anlong County Education Bureau, the capacity of the schools around the resettlement sites could meet the schooling of the resettlers’ children. 169. Also based on the result of investigation on medical and health institutions’ infrastructures and the qualification and quality of medical staff for the three resettlement sites by the Anlong County Health Bureau and Family Planning Bureau, the capacity of the medical infrastructures and staffs around the resettlement sites could meet the demands of the resettlers. 170. For engineering facilities, it is planned that connection will be made with the 10KV transmission line "T" nearby, and set the transformer for electricity supply to the resettlement sites. The septic tanks will be built in the resettlement areas to treat the wastewater, and also the solid waste collection ponds will be built at the central areas of the resettlement sites. At the same time, to meet the demand of people's daily living facilities, it is planned to connect “T” TV with coaxial cable, and telephone cable nearby the Puping (original Getang) Township, Puping Township and Qianxiang Street Committee. Table 6-4 provides the summary plan of basic infrastructures and facilities proposed in the resettlement sites.

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Table 6-4: Summary Plan of Basic Infrastructures and Facilities in the Resettlement Sites

Township Villages Water Supply Electricity Road Culture, Education and Health Distance to

Original Place

Puping

Liangtai/Yangdi

The drinking water supply for the residents is planned to withdraw from Lutanggou Village of Puping Township (formerly Getang Township) which is 2.2 km away by paving DN160 plastic pipe. The water supply source will construct 300 tons water regulating tank to meet the water consumption needs of more than 3,000 people, the current water only supplies for more than 1,000 people living. Therefore, the newly added 273 households or 1,237 people’s daily water demand can be met.

The electricity use will be connected to 10kV line close to Anxin Highway, which is 1.2 km away, and can meet the demand of the local residents.

Along the road, there are mud stone road connected with village main road

The design of public facilities will meet the needs of the residents to buy daily necessities and other services. Public squares in the resettlement area will be constructed for enriching the leisure and entertainment life of the residents. For culture, education and health facilities, the existing facilities will be utilized. If the capacity is not sufficient, the capacity will be increased through the transformation and expansion. Based on the result of investigation on education infrastructures and the qualification and quality of teachers for the three resettlement sites by the Anlong County Education Bureau, the capacity of the schools around the resettlement sites could meet the schooling of the resettlers’ children. Also based on the result of investigation on medical and health institutions’ infrastructures and the qualification and quality of medical staff for the three resettlement sites by the Anlong County Health Bureau and Family Planning Bureau, the capacity of the medical infrastructures and staffs around the resettlement sites could meet the demands of the resettlers.

10 km

Shiyakou /Huxiang

The drinking water supply for the residents is planned to withdraw from Huxiang Village of Puping Township which is 1.5 km away by paving DN160 plastic pipe. The water supply source will construct 500 tons water regulating pond to meet the water consumption needs for more than 7,000 people, the current water only supplies to more than 500 people. Therefore, the newly added 175 households or 888 people’s daily water demand can be met.

20 km

Qianxiang

The drinking water supply for the residents was proposed to withdraw from Qianxiang Street Administration Office which is 0.8 km away by paving DN160 plastic pipe. The water supply source will construct 500 tons water regulating tank to meet the water consumption needs for more than 3,000 people, the current water only supplies to more than 500 people. Therefore, the newly added 135 households or 621 people’s daily water demand can be met.

The electricity use of the residents will be connected to 10kV line close to Anzheng Highway, which is 1.2 km away, and can meet the demand of the local residents.

28 km

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6.4 Rehabilitation Plan for Production Measures and Livelihoods of Farmers Affected by Land Acquisition

6.4.1 Production Resettlement Measures 171. The main cultivated land acquired by the Project is for the reservoir area (inundation area once the dam is constructed). AP’s current agricultural income proportion of the total income is 43%. The main source of APs’ income after resettlement is expected to come from: (i) investment income using land compensation; (ii) participation in various non-agricultural activities (such as industry, commerce, services, etc.) or go out as migrant seasonable workers in the county town or other cities or provinces; and (iii) restoration of farm income by using replacement farmland at host villages. The measures will be implemented simultaneously. 172. Target of production resettlement is to ensure that individuals’ incomes are improved and sustainable after resettlement, compared to existing income levels. Through analysis of the project area along the village's geographical location, land resources ownership, income of local residents and so on, and based on the full consultation with resettlers, it was identified that replacement farmland will be provided or all the land compensation fees will be paid to the farmers affected by land acquisition if they will not choose replacement land option but find non-agricultural employment. Guidance will be provided to the villagers engaged in the employment of secondary and tertiary industry. The AP will be supported for improvement of land productivity at the host villages, and to increase output of "unit of production on the land”. The APs are willing to relocate to the area with better production condition and access to information, more close to markets for their agricultural products. In addition, the land productivity will be improved in the host villages, which will have positive effects on their living and production. 173. Income restoration plan (for resettling outside villages as well as those adjusting in original villages) will take the forms of flexible, democratic, independent, and diversified in accordance with the characteristics of each village. In order to mitigate the impact, the Project will adopt a series of measures to help and support for the resettlement by responsible land acquisition and resettlement units and relevant government departments throughout the whole livelihood restoration process. Specific measures include:

(i) Land for land for each village is the primary rehabilitation strategy for the relocated families. After calculation, production resettlement needs at least a total of 2,662.6 mu of transferable cultivated land. The land will be re-adjusted in each village, and re-allocated to the relocated families.

(ii) Payment of land compensation in accordance with policy, and actively guide the Aps on rational use of resettlement compensation fund;

(iii) Enhance production skills training and non-agricultural employment of APs;

(iv) Provide APs with income generating opportunities associated with the Project.

174. In terms of the use compensation funds, government at all levels and relevant institutions in the Project area will actively guide the land-losing villagers through the villagers’ own funds, and make a steady income through leasing and opening shop to engage in the service industry. Anlong County Government will organize industry and commerce, taxation, health and other sectors to provide the active-site service, the implementation of relevant tax relief, simplified procedures and

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other preferential policies and measures, to help solve practical difficulties and problems of land-losing farmers in the service industry they encountered. To make this materialized, the preferential policies and measures will be announced through communication. 175. All affected households move to the rsettlement sites, they obtain average per capita of 1.2 mu as production land. A total of 3,291.6 mu of land will be adjusted. The relocated people will get CNY 600/year/capita of post-resettlement support fund. The non-relocated families will get cash compensation for their land loss, then adjust industry structure and cultivate high-value agricultural crops. The production resettlement scheme is presented in Table 6-5.The Project will provide various resettlement measures for land-losing farmers, which cover a wide range of farmers affected by land acquisition. The livelihood restoration measures for land-losing farmers are presented in Table 6-6.

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Table 6-5: Production Resettlement Scheme

Item Township Village Group Land Acquisition House Demolition

Post Resettlement

Support Land

Compensation (CNY 10,000)

Post Resettlement Support Fund

(CNY 10,000/yr)

Production Resettlement Method

Per Capita Land

Compensation (CNY

10,000/capita) HHs Popu. HHs Popu. Popu.

Reservoir Inundation

Getang

Chahe

Pingyang Group No. 1

85 398 85 398 398 398.9 23.88 Land compensation, land adjustment, cultivation and migrant seasonable labor

1.002



2.154



2.984

Shuijingwanshang


0.562

Shuijingwanxia 35 112 4 19 19 68.3 1.14 Land compensation, land adjustment, cultivation and migrant seasonable labor

0.610

Dashan Group 37 174 37 174 174 190.8 10.44 Land compensation, land adjustment, cultivation and migrant seasonable labor

1.096

Laolinpo 49 227 49 227 227 696.8 13.62 Land compensation, land adjustment, cultivation and migrant seasonable labor

3.070

Bakou 52 166 30 142 142 322.6 8.52 Land compensation, land adjustment, cultivation and migrant seasonable labor 1.939

Dongkou 49 157 17 81 81 71.0 4.86 Land compensation, land adjustment, cultivation and migrant seasonable labor

0.453

Chahe 77 362 77 362 362 1732.1 21.72 Land compensation, land adjustment, cultivation and migrant seasonable labor

4.785

Gangou Group No. 1


2.515

Gangou Group No. 2


1.500

Sub-total 723 2951 518 2434 2434 6363 146 Land compensation, land adjustment, cultivation and migrant seasonable labor

2.156

Longxin

Shangzhegeng Group No. 1

35 166 0 0 0 17.5 0 Land compensation, land adjustment, cultivation and migrant seasonable labor

0.105

Shangzhegeng Group No. 2 14 68 0 0 0 6.7 0

Land compensation, land adjustment, cultivation and migrant seasonable labor 0.099

Tourendi 5 23 0 0 0 5.2 0 Land compensation, land adjustment, cultivation and migrant seasonable labor

0.227

Subtotal 54 257 0 0 0 29 0 Land compensation, land adjustment, 0.114

111


Post Resettlement

Support Land



(CNY 10,000/yr)


Per Capita Land

Compensation (CNY


cultivation and migrant seasonable labor

Haizi Chetou Qishan 21 67 0 0 0 64.8 0 Land compensation, land adjustment, cultivation and migrant seasonable labor

0.964

Total 798 3275 518 2434 2434 6458 146 Land compensation, land adjustment, cultivation and migrant seasonable labor 1.972

Dam Site Getang

Chahe


34 109 0 0 0 69.0 0 Land compensation, land adjustment, cultivation and migrant seasonable labor

0.634

Dashan 26 83 0 0 0 21.6 0 Land compensation, land adjustment, cultivation and migrant seasonable labor

0.261

Laolinpo 34 110 0 0 0 234.9 0 Land compensation, land adjustment, cultivation and migrant seasonable labor

2.140

Dongkou 50 160 0 0 0 191.2 0 Land compensation, land adjustment, cultivation and migrant seasonable labor

1.198

Subtotal 144 461 0 0 0 517 0 Land compensation, land adjustment, cultivation and migrant seasonable labor

1.121

Longxin

Tourendi 58 187 5 23 23 50.6 1.38 Land compensation, land adjustment, cultivation and migrant seasonable labor

0.271

Shangzhegeng Group No. 1 44 196 35 166 166 551.1 9.96

Land compensation, land adjustment, cultivation and migrant seasonable labor 2.812

Shangzhegeng Group No. 2


2.313

Pingqiao 86 274 11 52 52 193.3 3.12 Land compensation, land adjustment, cultivation and migrant seasonable labor

0.706

Subtotal 221 763 65 309 309 1041 19 Land compensation, land adjustment, cultivation and migrant seasonable labor

1.365

Total 365 1224 65 309 309 1558.2 19 Land compensation, land adjustment, cultivation and migrant seasonable labor

1.273

Irrigation and Water Supply

Getang

Getang Raowan 20 64 0 0 0 46.0 0 Land compensation, cultivation and migrant seasonable labor

0.719

Kefa Nagong 44 142 0 0 0 61.1 0

Land compensation, cultivation and migrant seasonable labor

0.431

Tianwan 31 100 0 0 0 21.1 0 Land compensation, cultivation and migrant seasonable labor

0.211

Longxin Pingqiao 86 274 0 0 0 144.2 0 Land compensation, cultivation and 0.527

112


Post Resettlement

Support Land



(CNY 10,000/yr)


Per Capita Land

Compensation (CNY


migrant seasonable labor

Xiazhegeng 51 165 0 0 0 67.5 0 Land compensation, cultivation and migrant seasonable labor

0.410

Lugoutang

Changba 14 44 0 0 0 17.1 0 Land compensation, cultivation and migrant seasonable labor 0.385

Jieshang 8 27 0 0 0 15.4 0 Land compensation, cultivation and migrant seasonable labor

0.574

Mapo 3 8 0 0 0 5.0 0 Land compensation, cultivation and migrant seasonable labor

0.600

Nayuan 8 25 0 0 0 13.8 0 Land compensation, cultivation and migrant seasonable labor

0.555

Xiaohaizi 9 27 0 0 0 15.5 0 Land compensation, cultivation and migrant seasonable labor

0.570

Nali Baijishan 10 31 0 0 0 21.9 0


0.714

Xiamojiao 9 30 0 0 0 19.2 0 Land compensation, cultivation and migrant seasonable labor

0.635

Xiangchehe

Tongguang 7 21 0 0 0 21.7 0 Land compensation, cultivation and migrant seasonable labor 1.035

Liangtai 13 42 0 0 0 20.9 0 Land compensation, cultivation and migrant seasonable labor

0.503

Lutao 5 16 0 0 0 30.1 0 Land compensation, cultivation and migrant seasonable labor

1.945

Muman 7 23 0 0 0 18.4 0 Land compensation, cultivation and migrant seasonable labor

0.798

Naha 7 22 0 0 0 23.5 0 Land compensation, cultivation and migrant seasonable labor

1.067

Xinche 6 19 0 0 0 26.3 0 Land compensation, cultivation and migrant seasonable labor

1.370

Podangxiong 10 32 0 0 0 57.8 0 Land compensation, cultivation and migrant seasonable labor

1.801

Polao 26 83 0 0 0 22.2 0 Land compensation, cultivation and migrant seasonable labor

0.269

Qiaodong 33 104 0 0 0 58.6 0 Land compensation, cultivation and 0.561

113


Post Resettlement

Support Land



(CNY 10,000/yr)


Per Capita Land

Compensation (CNY



Zhesheng 22 70 0 0 0 19.9 0 Land compensation, cultivation and migrant seasonable labor

0.283

Tianba 13 42 0 0 0 24.2 0 Land compensation, cultivation and migrant seasonable labor 0.576

Zhangjiawan 14 46 0 0 0 19.5 0 Land compensation, cultivation and migrant seasonable labor

0.421

Yangdi

Dashuijing Group No. 1

7 24 0 0 0 6.6 0 Land compensation, cultivation and migrant seasonable labor

0.281



0.994



0.796



0.242



0.533

Subtotal 481 1539 0 0 0 838 0 Land compensation, cultivation and migrant seasonable labor 0.544

Puping

Lezhuang

Lezhuang Group No. 1


1.581



0.814



0.340

Longshanpo 10 31 0 0 0 19.0 0 Land compensation, cultivation and migrant seasonable labor

0.617

Tingbi

Tingbi Group No. 5


0.438

Tingbi Group No. 6


0.878

Tingbi Group No. 7


1.399

Tingbi Group 4 14 0 0 0 8.7 0 Land compensation, cultivation and 0.628

114


Post Resettlement

Support Land



(CNY 10,000/yr)


Per Capita Land

Compensation (CNY


No. 8 migrant seasonable labor

Huxiang

Qiazi 2 6 0 0 0 5.5 0 Land compensation, cultivation and migrant seasonable labor

0.954

Eryakou 1 2 0 0 0 5.4 0 Land compensation, cultivation and migrant seasonable labor 2.584

Subtotal 76 243 0 0 0 166.2 0 Land compensation, cultivation and migrant seasonable labor

0.685

Sayu

Longjin Donggualin 28 90 0 0 0 22.6 0 Land compensation, cultivation and migrant seasonable labor

0.252

Miandi

Maluhe 26 83 0 0 0 61.5 0 Land compensation, cultivation and migrant seasonable labor

0.745

Xiamiandi 72 229 0 0 0 62.2 0 Land compensation, cultivation and migrant seasonable labor

0.272

Subtotal 125 401 0 0 0 146 0 Land compensation, cultivation and migrant seasonable labor

0.365

Total 682 2183 0 0 0 1150 0 Land compensation, cultivation and migrant seasonable labor

0.527

Puping Tingbi

Dapusuo 10 33 0 0 0 12.2 0 Land compensation, cultivation and migrant seasonable labor 0.369

Tianpeng 10 31 0 0 0 20.5 0 Land compensation, cultivation and migrant seasonable labor

0.667

Xiaqudu 17 54 0 0 0 36.5 0 Land compensation, cultivation and migrant seasonable labor

0.681


0.589

Xifeng

Poyun Shayishan 8 26 0 0 0 34.4 0


1.309

Qiaodong 13 42 0 0 0 18.8 0 Land compensation, cultivation and migrant seasonable labor

0.452

Fatong

Tudipo 10 31 0 0 0 36.2 0 Land compensation, cultivation and migrant seasonable labor

1.175

Wanjiaotian 10 32 0 0 0 32.4 0 Land compensation, cultivation and migrant seasonable labor

1.020

Zhongxinlian 52 166 0 0 0 17.6 0 Land compensation, cultivation and 0.106

115


Post Resettlement

Support Land



(CNY 10,000/yr)


Per Capita Land

Compensation (CNY




0.470

Total 129 414 0 0 0 209 0

0.504 Total 812 2597 0 0 0 1359 0

0.523

Total 1975 7097 583 2743 2743 9375 165

1.321

116

Table 6-6: List of APs Livelihood Restoration Measures

Name of Subproject Township Villages

AHs APs Cash + Land Adjustment Skills Training Non-agricultural

Employment Social

Insurance No. No. HH APs HH HH

Reservoir Inundated

Area

Getang Chahe 723 2,951 723 723 723 723 Longxin 54 257 54 54 54 54

Haizi Chetou 21 67 21 21 21 21 Subtotal 798 3,275 798 798 798 798

Junction Engineering Construction

Area

Getang Chahe 144 461 144 144 144 144 Longxin 221 763 221 221 221 221

Subtotal 365 1,224 365 365 365 365

Irrigation Engineering Construction

Area

Getang

Getang 20 64 20 20 20 20 kefa 76 242 76 76 76 76

Longxin 137 438 137 137 137 137 Lugoutang 41 132 41 41 41 41

Nali 19 61 19 19 19 19 Xiangchehe 162 520 162 162 162 162

Yangdi 26 83 26 26 26 26

Puping Lezhuang 49 156 49 49 49 49

Yanbi 25 79 25 25 25 25 Huxiang 2 8 2 2 2 2

Sayu Longjin 28 90 28 28 28 28 Miandi 97 312 97 97 97 97

Puping Yanbi 37 118 37 37 37 37

Xifeng Street office Poyun 21 68 21 21 21 21 Fatong 71 229 71 71 71 71

Subtotal 812 2,597 812 812 812 812 Total 1,975 7,097 1,975 7097 1,975 1,975

117

176. For the villages with relatively significant land acquisition, the income rehabilitation plan is in the following sections, for the income rehabilitation analysis of key villages. 6.4.2 Production Resettlement and Destination of the Resettlers 6.4.2.1 Production Resettlement 177. According to the resettlement assignment and resettlement planning objectives, conduct production resettlement plan according to actual situation of village and groups, the main strategies are: a) adjust the cultivated land by voluntary land transfer; b) develop reserved land resources for crop farming and forest and fruit industry; c) conduct farmland construction and farmland irrigation construction; and d) develop household breeding industry. 6.4.2.2 Land Readjustment Plan and Environmental Carrying Capacity 178. After calculation, production resettlement of APs needs to be arranged by the year of planned level in the Pingqiao Reservoir Project Reservoir inundated area and dam site construction area, including one-time adjustment of cultivated land transfer. 179. According to land transfer willingness investigation in the resettlement area for production resettlement out-migration, combined with the resettlers’ originally cultivated land area, the land adjustment is calculated as the following: (i) if the originally cultivated land area per capita is lower than 1.2 mu/person, configure by 1 mu/person,(ii) if the originally cultivated land area per capita is more than 1.2 mu/person, configured by 1.2 mu/person.

180. After calculation, the production resettlement needs a total of 2,664.6 mu of transferable cultivated land, transfer unit price of cultivated land calculated by the united annual output value standard and compensation multiplier, identified by the Qianxinan People's Government Office “Guizhou Provincial People's Government Office Publish Notices on Land Acquisition Unified Annual Output Value Standard and the Land Area Comprehensive Land Price Published by Guizhou Provincial People's Government Office" (zhoufubanfadian [2009] No. 221). 181. Specific planning is as follows:

(i) Production Resettlement and Destination of Chahe Village 182. Chahe Village has 12 village groups. The agricultural population in Chahe Village is 3,830 persons, per capita cultivated land is 1.93 mu. The Project plans to expropriate cultivated land of 3,046.45 mu, per capita cultivated land will be 1.14 mu after land acquisition, so cultivated land per capita will be reduced by 0.79 mu, and loss rate of cultivated land is 41.14%. The farmland loss is relatively serious after reservoir inundation. Chahe Village land acquisition involves production resettlement of 2,029 people in 2016. Based on the remaining cultivated land surveys, all production resettlement population will take arranged by the out-migration cultivated land adjustment, resettle 2,029 people by cultivated land transfer in the three resettlement sites (in Huxiang Village and Xinjie Village of Puping Township; Xiangchehe Village and Yangdi Village of Getang Township; and Qianxiang Village, Qiaoma Village and Sandaoqiang Village of Qianxiang Township). 183. The resettlement sites are within the same township, less than 20 km between the original place to the resettlement site. The Chahe Village land acquisition

118

involves production resettlement of 2,029 people in the year of planned level. According to the cultivated land occupation situation, 796 people will be resettled to the Getang Township Liangtai Resettlement Area through cultivated land transfer; 722 people will be resettled to Puping Township Shikouya Resettlement Area through cultivated land transfer; 511 people will be resettled to Xiaoqianxiang Resettlement Area, Qianxiang Township through 2,481 mu cultivated land transfer and 219.58 mu residential land. The details of each group under Chahe village are in the following paragraphs. 184. Pingyang Group No. 1. The current population is 398 persons, per capita cultivated land is 1.02 mu. The Project acquired cultivated land is 176.61 mu, loss rate of cultivated land is 43.46% or the average reduction of farmland is 0.44 mu/capita. After land acquisition, the average farmland is 0.58 mu/capita. The production resettlement population is 215 persons in 2016, a total of 215 mu cultivated land will be transferred from Tianwan Group and Yandeng Group of Huxiang Village and Tianwan Village, Puping Township. 185. The total production resettlement of Pingyang Group No. 1 is 215 peoplein2016, all adopt out-migration to move to the Puqing Township Shiyakou Resettlement Area (about 20 km away) through 215 mu cultivated land transfer and 21.61 mu residential land, the transferable cultivation land is from the Tianwan Group and Yandeng Group of Huxiang Village, Puping Township. 186. Pingyang GroupNo. 2. The current population is 523 persons, per capita cultivated land is 1.06 mu, the Project acquired cultivated land is 498.9 mu, loss rate of cultivated land is 89.83% or average farmland reduction is 0.95 mu/capita. Before the farmland acquisition, the average farmland is 1.06 mu/capita, and after the acquisition, the average farmland is 0.11 mu/capita. The production resettlement population is 490 persons in 2016, a total of 490 mu cultivated land will adopt the transfer mode for production resettlement of Liangtai Group, Xiangchehe Village of Getang Township; Shuanglongtang Group, Leidakeng Group, Haichang Group and Ranjing Group of Huxiang Village of Puping Township; and Xiaoqianxiang Group of Qianxiang Village of Qianxiang Township.

187. The total production resettlement of Pingyang Group No. 2 is 490 peoplein2016, all adopt out-migration by cultivated land transfer resettlement. Of which, 23 people will relocate to the Liangtai Resettlement Area of Getang Township based on the APs’ choice and acceptance, the transferable cultivation land (of 23 mu and residential land of 2.31 mu)is from Liangtai Group of Xiangchehe Village, Getang Township; 351 people will be relocated to Shiyakou Resettlement Area, the cultivated land transfer (of 351 mu and residential land of 35.28 mu)is from the Shuanglongtang Group and Leifakeng Group, Huxiang Village of Puping Township; 116 people will relocate to Qianxiang Township Xiaoqianxiang Resettlement Area, and the transferable cultivation land (of 116 mu and residential land of 11.66 mu)is from the Xiaoqianxiang Group of Xiaoqiangxiang Village, Qianxiang Township. 188. Pingyang Group No. 3. The current population is 320 persons, per capita cultivated land is 1.51 mu, the Project acquired cultivation land is 453.34 mu, loss rate of cultivated land is 93.74% or 1.42 mu/capita. Before the farmland acquisition, the average farmland is 1.51 mu/capita, and after the acquisition, the average farmland is 0.09 mu/capita. The production resettlement population is 309 in the year of planned level, a total of 370.8 mu cultivated land will be adopted for the transfer mode of production resettlement from Qiaodong Group and Shangzime Group, Xiangchehe

119

Village, Getang Township; Xinjie Group No. 2, 3 and 4 of Xinjie Village, Puping Township; and Pingzhai Group of Qianxiang Village, Qianxiang Township.

189. The total production resettlement of Pingyang Group No. 3 is 309 people in 2016, based on the APs’ choice, all adopt out-migration by cultivated land transfer resettlement. Of which, 157 people relocate to the Liangtai Resettlement Area, the transferable cultivation land (of 188.4 mu and residential land of 15.78 mu)from the Qiaodong Group and Shangzime Group of Xiangchehe Village, Getang Township; 108 people relocate to the Shiyakou Resettlement Area, the cultivated land transfer(of 129.6 mu and residential land of 10.85 mu)is from the Xinjie Group No. 2, Xinjie Group No. 4 and Xinjie Group No. 4 of Xinjie Village, Puping Township; 44 people relocate to Qianxiang Township Xiaoqianxiang Resettlement Area, the cultivated land transfer(of 52.8 mu and residential land of 4.42 mu)is from the Pingzhai Group of Qianxiang Village, Qianxiang Township. 190. Shuijingwanshang Group. The current population is 260 persons, per capita cultivated land is 1.99 mu, the Project acquired cultivation land is 34.27 mu, loss rate of cultivated land is 6.62% or the average reduction of farmland is 0.13 mu/capita. Before the farmland acquisition, the average farmland is 1.99 mu/capita, and after the acquisition, the average farmland is 1.86 mu/capita. Production resettlement population is 22 persons in the year of planned level, a total of 26.4 mu cultivated land will be adopted for the transfer mode for production resettlement from Dashuijing Group No. 1 of Yangdi Village, Getang Township and Xinjie Group No. 6 of Xinjie Village, Puping Township.

191. The total production resettlement of Shuijingwanshang Group is 22peoplein 2016, all adopt out-migration by cultivated land transfer resettlement. Of which, 15 people will relocate to Getang Township Liangtai Resettlement Area, the cultivated land transfer (of 18 mu and residential land of 1.51 mu) is from the Dashuijing Group No. 1 of Yangdi Village, Getang Township; 7 people relocate to Puping Township Shiyakou Resettlement Area, the cultivated land transfer (of 8.4 mu and residential land of 0.7 mu) is from the Xinjie Group No. 4 of Xinjie Village, Puping Township. 192. Shuijingwanxia Group. The current population is 230 persons, per capita cultivated land is 2.02 mu, the Project acquired cultivation land is 30.25 mu, loss rate of cultivated land is 6.52% or the average reduction of farmland is 0.14 mu/capita. Before the farmland acquisition, the average farmland is 2.02 mu/capita, and after the acquisition, the average farmland is 1.88 mu/capita. The production resettlement population is 19 persons in the year of planned level, a total of22.8 mu of cultivated land will be adopted for the transfer mode for production resettlement from Dashuijing Group No. 2 of Yangdi Village, Getang Township. 193. The total production resettlement of Shuijingwanxia Group is 19 people in 2016, all adopt out-migration by cultivated land transfer resettlement to Liangtai Resettlement Area of Getang Township. Of which, the cultivated land transfer (of 22.8 mu and residential land of 1.91 mu) is from the Dashuijing Group No. 2 of Yangdi Village, Getang Township. 194. Dashan Group. The current population is 174 persons, per capita cultivated land is 1.93 mu, the Project acquired cultivation land is 94.05 mu, loss rate of cultivated land is 28.02%.The average reduction of farmland is 0.54 mu/capita and land loss is 28.02%. Before the farmland acquisition, the average farmland is 1.93 mu/capita, and after the acquisition, the average farmland is 1.39 mu/capita. The production resettlement population is 71 persons in the year of planned level, a total

120

of 85.2 mu cultivated land will be adopted for the transfer mode for production resettlement from Donggualin Group, Xinjie Village, Puping Township; and Qiaobian Group, Qianxiang Village, Qianxiang Township. 195. The total production resettlement of Dashan Group is 71 people, all adopt out-migration by cultivated land transfer resettlement. Of which, 20 people relocate to Getang Township Liangtai Resettlement Area, the cultivated land transfer (of 24 mu and residential land of 2.01 mu)is from the Donggualin Group of Xinjie Village, Puping Township; 51 people relocate to Qianxiang Township Resettlement Area, and the cultivated land transfer (of 61.2 mu and residential land of 5.13 mu)is from the Qiaobian Group of Qianxiang Village, Qianxiang Township. 196. Laolinpo Group. The current population is 227 persons, per capita cultivated land is 1.91 mu, the Project acquired cultivation land is 412.54 mu, loss rate of cultivated land is 95.29% or 1.82 mu/capita. Before the farmland acquisition, the average farmland is 1.91 mu/capita, and after the acquisition, the average farmland is 0.09 mu/capita. The production resettlement population is 227 persons in the year of planned level, a total of 272.4 mu cultivated land will be adopted for the transfer mode for production resettlement from Liangtai Group, Xiangchehe Village, Puping Township; Xinjie Group No. 5, Xinjie Village, Puping Township; Tangfang Group, Gaokanzi Group and Shalaiqiao Group of Qianxiang Village, Qianxiang Township. 197. The total production resettlement of Laolinpo Group is 227 people, all adopt out-migration by cultivated land transfer resettlement. Of which, 3 people relocate to Getang Township Liangtai Resettlement Area, and the transferable cultivation land (of 3.6 mu and residential land of 0.3 mu)is from the Liangtai Group of Xiangchehe Village, Getang Township; 20 people relocate to Puping Township Shiyakou Resettlement Area, and the cultivated land transfer (of 24 mu and residential land of 2.01mu)is from the Xinjie Group No. 4 of Xinjie Village, Puping Township; 204 people relocate to Qianxiang Township Xiaoqianxiang Resettlement Area, and the cultivated land transfer(of 244.8 mu and residential land of 20.5 mu)is from the Tangfang Group, Gaokanzi Group and Shalaiqiao Group of Qianxiang Village, Qianxiang Township. 198. Bakou Group. The current population is 142 persons, per capita cultivated land is 1.63 mu, the Project acquired cultivation land is 142.84 mu, loss rate of cultivated land is 61.72% or the average reduction of farmland is 1.01 mu/capita. Before the farmland acquisition, the average farmland is 1.63 mu/capita, and after the acquisition, the average farmland is 0.62 mu/capita. The production resettlement population is 87 persons in the year of planned level, a total of 104.4 mu cultivated land will adopt the transfer mode for production resettlement from Tianwan Group, Huxiang Village, Puping Township; and Chalukou Group, Qianxiang Village, Qianxiang Township. 199. The total production resettlement of Bakou Group is 87 people, all adopt out-migration by cultivated land transfer resettlement. Of which, 1 people relocate to Puping Township Shiyakou resettlement area, and the transferable cultivation land from Tianwan Group of Huxiang Village Puping Township; 86 people relocate to Qianxiang Township Xiaoqianxiang resettlement area, and the transferable cultivation land (of 103.2 mu and residential land of 8.64 mu)is from Chakou Group of Qianxiang Village, Qianxiang Township.

200. Dongkou Group. The construction of the resettlement site will acquire 116.13 mu of farmland in the Dongkou Group of Chahe Village. Before the farmland acquisition, the average farmland is 1.72 mu/capita, and after the acquisition, the

121

average farmland is 1.22 mu/capita. The average reduction of farmland is 0.5 mu/capita and land loss is 29.53%. 201. Chahe Group. The current population is 362 persons, per capita cultivated land is 2.23 mu, the Project acquired cultivation land is 766.98 mu, loss rate of cultivated land is 95.02% or the average reduction of farmland is 2.12 mu/capita. Before the farmland acquisition, the average farmland is 2.23 mu/capita, and after the acquisition, the average farmland is 0.11 mu/capita. The production resettlement population is 342 persons in the year of planned level, a total of 410.4 mu cultivated land will adopt the transfer mode for production resettlement of Sanjiazhai Group, Dongguang Group, Zhesheng Group Xiangchehe Group No. 1 and No. 2, Xiangchehe Village, Getang Township; and Xiaoqianxiang Group, Qianxiang Village, Qianxiang Township. 202. The total production resettlement of Chahe Group is 342 people, all adopt out-migration by cultivated land transfer resettlement and agreed by all APs of the affected village. Of which, 332 people relocate to Getang Township Liangtai Resettlement Area, and the transferable cultivation land (of 398.4 mu and residential land of 33.37 mu) is from Sanjiazhai Group, Dongguang Group, Zhesheng Group, Xiangchehe Group No. 1 and Xiangchehe Group No. 2 of Xiangchehe Village, Getang Township; 10 people relocate to Qianxiang Township Xiaoqianxiang Resettlement Area, and the cultivated land transfer (of 12 mu and residential land of 1.01 mu)is from Xiaoqianxiang Group of Qiangxiang Village, Qianxiang Township. 203. Gangou Group No. 1. The Current population is 258 persons, per capita cultivated land is 2.22 mu, the Project acquired cultivation land is 178.15 mu, loss rate of cultivated land is 31.05% or the average reduction of farmland is 0.69 mu/capita. Before the farmland acquisition, the average farmland is 2.22 mu/capita, and after the acquisition, the average farmland is 1.53 mu/capita. The production resettlement population is 84 persons in the year of planned level, a total of 100.8 mu cultivated land will adopt the transfer mode for production resettlement of Dashuijing Group No. 5 and No. 7, Yangdi Village, Getang Township.

204. The total production resettlement of Gangou Group No. 2 is 84 people, all adopt move back by cultivated land transfer resettlement to Liangtai Resettlement Area of Getang Township. The cultivated land transfer (of 100.8 mu and residential land of 8.44 mu) is from Dashuijing Group No. 5 and Dashuijing Group No. 7 of Yangdi Village, Getang Township. 205. Gangou GroupNo. 2. The current population is 302 persons, per capita cultivated land is 1.93 mu, the Project acquired cultivation land is 142.39 mu, loss rate of cultivated land is 24.42% or the average reduction of farmland is 0.47 mu/capita. Before the farmland acquisition, the average farmland is 1.93 mu/capita, and after the acquisition, the average farmland is 1.46 mu/capita. The production resettlement population is 82 persons in the year of planned level, a total of 98.4 mu cultivated land will adopt the transfer mode for production resettlement of Dashuijing Group No. 6 and No. 8, Yangdi Village, Getang Township.

206. The total production resettlement of Gangou Group No. 2 is 82 people, all adopt move back to Getang Township Liangtai Resettlement Area by cultivated land transfer resettlement, and the cultivated land transfer (of 98.4 mu and residential land of 8.24 mu) is from Dashuijing Group No. 6 and 8 of Yangdi Village, Getang Township.

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207. From above we can see that the land loss situation for the village groups of Chahe Village is relatively serious, ranging from 6.52% to 95.29%, and the farmland loss ratio of whole Chahe Village reached to 41.14%, therefore, the village has no sufficient farmland resources to be adjusted and the nearest settlement will be adopted. In this regard, PRPSDCL’s technical staff in association with the Anlong County Government, County Water Resources Bureau, County Resettlement Office conducted field investigation. Based on the survey results of social resources, traffic conditions, water resources conditions, natural conditions and other factors, and fully solicited the willingness of the resettlers, it has been determined that the village groups of Chahe Village will adopt the out of village resettlement in the same township and out of township in the same county according to the preliminary comments made by the local government. The scope of the resettlement sites includes Chahe Village, Yangdi Village and Xiangchehe Village of Puping Township (original Getang Township), Huxiang Village and Xinjie Village of Puping Township, and Qianxiang Village, Qiaoma Village and Sandaoqiang Village of Qianxiang Street Committee.

(ii) Production Resettlement and Destination of Longxin Village 208. The Project construction will acquire land from 4 village groups. Longxin Village has a total of 3,745 agricultural population, per capita existing cultivated land is 1.48 mu, the Project plans to expropriate 474.15mu cultivated land, per capita cultivated land is 1.36 mu after land acquisition, with 0.12 mu reduction per capita, loss rate of cultivated land is 8.54%. Longxin Village involves 309 persons for production resettlement by construction land acquisition in the year of planned level. Based on the survey of remaining cultivated land, all production resettlement population should be arranged by out-migration cultivated land transfer mode, resettle 309 persons for cultivated land transfer of Yangdi Village, Getang Township. 209. Tourendi Group. The current population is 263 persons, per capita cultivated land is 1.52 mu, the Project acquired cultivation land is 24.73 mu, loss rate of cultivated land is 6.20% or the average farmland reduction is 0.1 mu/capita. Before the farmland acquisition, the average farmland is 1.52 mu/capita, and after the acquisition, the average farmland is 1.42 mu/capita. The production resettlement population is 23 persons in the year of planned level, a total of 27.6 mu cultivated land will adopt the transfer mode for production resettlement of Yangdi Group No. 1, Yangdi Village, Getang Township. 210. The total production resettlement of Tourendi Group is 32 people, all adopt move back to Getang Township Liangtai Resettlement Area by cultivated land transfer resettlement, the cultivated land transfer (of 38.4 mu and residential land of 3.22 mu) is from Yangdi Group No. 1 Yangdi Village Getang Township. 211. Shangzhegeng Group No. 1. The current population is 199, per capita cultivated land is 1.65 mu, the Project acquired cultivated land is 251.77 mu, loss rate of cultivated land is 76.86% or the average farmland reduction is 1.27 mu/capita. Before the farmland acquisition, the average farmland is 1.65 mu/capita, and after the acquisition, the average farmland is 0.38 mu/capita. The production resettlement population is 166 persons in the year of planned level, a total of 199.2 mu cultivated land will adopt the transfer mode for production resettlement of Yangdi Group No. 3, No. 4 and No. 5, Yangdi Village, Getang Township. 212. The total production resettlement of Shangzhegeng Group No. 1 is 166 people, all adopt move back to Getang Township Liangtai Resettlement Area by cultivated land transfer resettlement, and the cultivated land transfer (of 103.2 mu and

123

residential land of 8.64 mu) is from Yangdi Group No. 3, 4, 5 of Yangdi Village, Getang Township. 213. Shangzhegeng Group No. 2. The current population is 150 persons, per capita cultivated land is 1.68 mu, the Project acquired cultivation land is 112.07 mu, loss rate of cultivated land is 44.56% or the average farmland reduction is 0.75 mu/capita. Before the farmland acquisition, the average farmland is 1.68 mu/capita, and after the acquisition, the average farmland is 0.93 mu/capita. The production resettlement population is 68 persons in the year of planned level, a total of 81.6 mu cultivated land will adopt the transfer mode for production resettlement of Yangdi Group No. 6, Yangdi Village, Getang Township. 214. The total production resettlement of Shangzhegeng Group No. 2 is 68 people, all adopt move back to Getang Township Liangtai Resettlement Area by cultivated land transfer resettlement, and the cultivated land transfer (of 81.6 mu and residential land of 6.83 mu) is from Yangdi No. 6 of Yangdi Village, Getang Township. 215. Pingqiao Group. The current population is 391 persons, per capita cultivated land is 1.27 mu, the Project acquired cultivation land is 85.58 mu, loss rate of cultivated land is 17.19% or the average farmland reduction is 0.22 mu/capita. Before the farmland acquisition, the average farmland is 1.27 mu/capita, and after the acquisition, the average farmland is 1.05 mu/capita. The production resettlement population is 52 persons in the year of planned level, a total of 62.4 mu cultivated land will adopt the transfer mode for production resettlement of Yangdi Group No. 7, Yangdi Village, Getang Township. 216. The total production resettlement of Pingqiao Group is 52 people, all adopt move back to Getang Township Liangtai Resettlement Area by cultivated land transfer resettlement, and the cultivated land transfer (of 62.4 mu and residential land of 5.23 mu) is from Yangdi No. 7of Yangdi Village, Getang Township. 217. Based on analysis we can see that the land loss situation for the village groups of Longxin Village is relatively serious, ranging from 6.2% to 76.86%, and the production resettlement population affected by the Project construction involves 4 village groups, who will lose their land but without house demolition. Although their houses will not be inundated, they do not need to relocate in theory. However, based on the field investigation on the transferrable land within the village, it was found that some village groups are relatively far away from other farmland resources after reservoir inundation with poor transportation access. If land will be transferred within the same village, the farmers will face the difficulties of long distance to the farming areas. In this regard, PRPSDCL’s technical staff in association with the Anlong County Government, County Water Resources Bureau, County Resettlement Office have conducted field investigation. Based on the careful analysis and investigation, it has been determined that the Tourendi, Shangzhegeng Group No.1, Shangzhegeng Group No. 2 and Pingqiao Group of Longxin Village will adopt the out of village resettlement in the same township and out of township in the same county according to the preliminary comments of the local government. The scope of the resettlement sites includes Chahe Village, Yangdi Village and Xiangchehe Village of Puping Township (original Getang Township), Huxiang Village and Xinjie Village of Puping Township, and Qianxiang Village, Qiaoma Village and Sandaoqiang Village of Qianxiang Street Committee.

(iii) Production Resettlement and Destination of Chetou Village

124

218. The current population is 265persons in Qishan Group, Chetou Village, and per capita cultivated land is 2.38 mu. The Project acquired cultivation land is 29.35 mu, and the production resettlement population is 13 persons in the year of planned level, loss rate of cultivated land is 4.65% or the average farmland reduction is 0.11 mu/capita, and after land acquisition, the average farmland is 2.27 mu/capita, the impact is small, therefore, one-time adjustment of cultivated land will be provided. 219. The Chetou Village land acquisition involves 13 people of production resettlement in the year of planned level. According to the situation of cultivated occupation, 13 people will get one-time adjustment of cultivated land as compensation and resettlement. 220. The detailed information of land adjustment is presented in the following tables.

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Table 6-7: Land Adjustment Plan of Anlong County Pingshan Reservoir Project Rural Production Resettlement

Township Village Group


Population in 2016

Production Resettlement Method Destination of Production Resettlement One-time Adjustment of Cultivated Land as

Compensation

Out-Migration Transferable Cultivated Land Resettlement Subtotal

Township for Three Host Resettlement

Sites

Five Host Villages)

42 Host Groups

No. No.

Getang Chahe

Pingyan No.1 215 215 215 Puping Huxiang Tianwan Yandeng

Pingyang No.2 490

23 23 Getang Xiangchehe Liangtai

351 351 Puping

Huxiang

Shuanglongtang Leidakeng Haichang Ranjing

116 116 Qianxiang Xiaoqianxiang

Pingyang No.3 309

157 157 Getang Xiangchehe Qiaodong

Shangzime

108 108 Puping Xinjie Xinjie 2 Xinjie 3 Xinjie 4

44 44 Qianxiang Qianxiang Pingzhai

Shuijingwanshang 22 15 15 Getang Yangdi Dashuijing 1 7 7 Puping Xinjie Xinjie 6

Shuijingwanxia 19 19 19 Getang Yangdi Dashuijing 2

Dashan 71 20 20 Puping Xinjie Donggualin 51 51 Qianxiang Qianxiang Qiaobian

Laolinpo 227

3 3 Getang Xiangchehe Liangtai 20 20 Puping Xinjie Xinjie 5

204 204 Qianxiang Qianxiang Tangfang Gaokanzi Shalaiqiao

Bakou 87 1 1 Puping Huxiang Tianwan 86 86 Qianxiang Qianxiang Chalukou

Dongkou 81 81 81 Getang Yangdi Dashuijing 3 Dashuijing 4

Chahe 342 332 332 Getang Xiangchehe

Sanjiazhai Dongguang Group Zhesheng Group

Xiangchehe Group No. 1

126

Township Village Group


Population in 2016

Production Resettlement Method Destination of Production Resettlement One-time Adjustment of Cultivated Land as

Compensation

Out-Migration Transferable Cultivated Land Resettlement Subtotal

Township for Three Host Resettlement

Sites

Five Host Villages)

42 Host Groups

No. No. Xiangchehe Group No. 2

10 10 Qianxiang Qianxiang Xiaoqianxiang

Gangou No. 1 84 84 84

Getang

Yangdi

Dashuijing No. 5 Dashuijing No. 7

Gangou No. 2 82 82 82 Dashuijing No. 6 Dashuijing No. 8

Longxin

Tourendi 23 23 23 Yangdi No. 1

Shangzhegeng No. 1

166 166 166 Yangdi No. 3 Yangdi No. 4 Yangdi No. 5

Shangzhegeng No. 2

68 68 68 Yangdi No. 6

Pingqiao 52 52 52 Yangdi No. 7

Haizi Chetou Qishanpo 13 13 13

One-time adjustment of cultivated land compensation

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Table 6-8: Pingqiao Reservoir ProjectResettlement Land Adjustment Plan


Production Resettlement Population

in the Year of Planned

Level


Land Before LA

Land Adjustment Method Transferable Cultivated

Land

Per Capita Cultivated Land After

Resettlement

No. mu/capita mu mu/capita

Anlong Getang Gecha

Pingyang No. 1 215 1.02 Transfer cultivated land from Tianwan Group and Yandeng Group, Huxiang Village, Puping Township

215 1

Pingyang No. 2 490 1.06

Transfer cultivated land from Liangtai Group, Xiangchehe Village, Getang Township; Shuanglongtang Group, Leidakeng Group, Haichang Group and Ranjing Group, Huxiang Village, Puping Township; Xiaoqianxiang Group, Qianxiang Village, Qianxiang Township

490 1

Pingyang No. 3 309 1.51

Transfer cultivated land from Qiaodong Group and Shangzime Group, Xiangchehe Village, Getang Township; Xinjie Group No. 2,3and 4, Xinjie Village, Puping Township; Pingzhai Group, Qianxiang Village, Qianxiang Township

370.8 1.2

Shuijingwanshang 22 1.99 Transfer cultivated land from Dashuijing No. 1 Group, Yangdi Village, Getang Township;XinjieNo. 6 Group, Xinjie Village, Puping Township 26.4 1.2

Shuijingwanxia 19 2.02 Transfer cultivated land from Dashuijing No. 2 Group, Yangdi Village, Getang Township 22.8 1.2

Dashan 71 1.93 Transfer cultivated land from Donggualin Group, Xinjie Village, Puping Township; Qiaobian Group, Qianxiang Village, Qianxiang Township

85.2 1.2

Laolinpo 227 1.91

Transfer cultivated land from Liangtai Group, Xiangchehe Village, Puping Township; Xinjie No. 5 Group, Xinjie Village, Puping Township; Tangfang Group, Gaokanzi Group and Shalaiqiao Group, Qianxiang Village, Qianxiang Township

272.4 1.2

Bakou 87 1.63 Transfer cultivated land from Tianwan Group, Huxiang Village, Puping Township; Chalukou Group, Qianxiang Village, Qianxiang Township

104.4 1.2

128


Production Resettlement Population

in the Year of Planned

Level


Land Before LA

Land Adjustment Method Transferable Cultivated

Land

Per Capita Cultivated Land After

Resettlement

No. mu/capita mu mu/capita

Dongkou 81 1.72 Transfer cultivated land from Dashuijing No. 3, No. 4 Group, Yangdi Village, Getang Township 97.2 1.2

Chahe 342 2.23

Transfer cultivated land from Sanjiazhai Group, Dongguang Group, Zhesheng Group, and Xiangchehe No. 1 and No. 2 Group, Xiangchehe Village, Getang Township and Xiaoqianxiang Group, Qianxiang Village, Qianxiang Township

410.4 1.2

Gangou No. 1 84 2.22 Transfer cultivated land from Dashuijing No. 5 and No. 7 Group, Yangdi Village, Getang Township 100.8 1.2

Gangou No. 2 82 1.93 Transfer cultivated land from Dashuijing No. 6 and No. 8 Group, Yangdi Village, Getang Township 98.4 1.2

Longxin

Tourendi 23 1.52 Transfer cultivated land from Yangdi No. 1 Group, Yangdi Village, Getang Township 27.6 1.2

Shangzhegeng No. 1 166 1.65 Transfer cultivated land from Yangdi No. 3, No. 4 and No. 5 Group,

Yangdi Village, Getang Township 199.2 1.2

Shangzhegeng No. 2 68 1.68

Transfer cultivated land from Yangdi No. 6 Group, Yangdi Village, Getang Township 81.6 1.2

Pingqiao 52 1.27 Transfer cultivated land from Yangdi No. 7 Group, Yangdi Village, Getang Township 62.4 1.2

Haizi Chetou Qishanpo 13 2.38 One-time adjustment of cultivated land within the group 2.27

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Table 6-9: Environmental Capacity Analysis in Pingqiao Reservoir Project Construction Land Acquisition Area

Administrative Region Current Agri. Popu. (No.)

Relocated Popu. In 2016 (No.) Production

Resettlement Popu. in 2016

(No.)

Current Farmland Area (mu)

Farmland Acquisition (mu)

Average Farmland before LA

(mu/capita)

Average Farmland after LA

(mu/capita)

Reduction of Average Farmland after LA

(mu/capita)

Farmland Loss (%) Township Village Group Total

Direct Inundated

Popu.

Popu. Of Expanded

Resettlement

Puping (Getang)

Chahe

Whole Village 3,830 2,434 2,160 274 2,029 7,404.70 3,046.45 321.39 1.93 1.14 0.79 41.14% Pingyang Group No. 1 398 398 398 215 406.41 176.61 15.59 1.02 0.58 0.44 43.46% Pingyang Group No. 2 523 523 523 490 555.39 498.9 38.74 1.06 0.11 0.95 89.83% Pingyang Group No. 3 320 320 320 309 483.61 453.34 37.13 1.51 0.09 1.42 93.74% Shuijingwan Up Group 260 22 14 8 22 517.64 34.27 1.99 1.86 0.13 6.62% Shuijingwan Down Group 230 19

19 19 463.68 30.25 2.02 1.88 0.14 6.52%

Dashan 174 174 174 71 335.69 94.05 3.59 1.93 1.39 0.54 28.02% Laolinpo 227 227 227 227 432.94 412.54 58.91 1.91 0.09 1.82 95.29% Bakou 142 142 142 87 231.42 142.84 16.09 1.63 0.62 1.01 61.72% Dongkou 228 81

81 81 393.25 116.13 18.45 1.72 1.22 0.50 29.53%

Chahe 362 362 362

342 807.17 766.98 96.06 2.23 0.11 2.12 95.02% Gangou Group No. 1 258 84 84 84 573.79 178.15 21.82 2.22 1.53 0.69 31.05% Gangou Group No. 2 302 82 82 82 583.13 142.39 15.01 1.93 1.46 0.47 24.42%

Longxin

Whole Village 3,745 309 5 304 309 5,552.30 474.15 111.29 1.48 1.36 0.12 8.54% Tourendi 263 23

23 23 398.62 24.73

1.52 1.42 0.10 6.20%

Shangzhegeng Group No. 1 199 166 5 161 166 327.58 251.77 49.14 1.65 0.38 1.27 76.86% Shangzhegeng Group No. 2 150 68 68 68 251.53 112.07 28.77 1.68 0.93 0.75 44.56% Pingqiao 391 52 52 52 497.73 85.58 33.38 1.27 1.05 0.22 17.19%

Haizi Chetou Whole Village 1,417 13 3,983.10 29.35 1.46 2.81 2.79 0.02 0.74% Sishanpo 265 13 630.74 29.35 1.46 2.38 2.27 0.11 4.65%

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6.4.2.3 Environmental Carrying Capaity of the Resettlement Sites 1) Environmental Carrying Capacity of Liangtai Resettlement Site of

Puping Township 221. Liangtai Resettlement Site of Puping Township (formerly Getang Township) is proposed to resettle the relocated families from the groups of Pingyang No. 2, Pingyang No. 3, Shuijingwanshang, Shuijingwanxia, Laolinpo, Dongkou, Chahe, Gangou No. 1 and No. 2 of Chahe Village; and Tourendi, Shangzhegeng No. 1, Shangzhegeng No. 2, and Pingqiao groups, totaling 13 village groups. Up to the design year, 1,105 production resettlement population will be settled in Liangtai Resettlement Site, including 23 person from Pingyang Group No. 2, 157 persons from Pingyang Group No. 3, 15 persons from Shuijingwanshang Group, 19 persons from Shuijingwanxia Group, 3 persons from Laolinpo Group, 81 persons from Dongkou Group, 232 persons from Chahe Group, 84 persons from Gangou Group No. 1, 82 persons from Gangou Group No. 2, 23 persons from Tourendi Group, 166 persons from Shangzhegeng Group No. 1, 68 persons from Shangzhegeng Group No. 2, and 52 persons from Pingqiao Group. According to the planned production resettlement standards, 1.2 mu of land per person will be allocated.

222. According to the above existing farmland and farmland in the resettlement site situation of 13 village groups, willingness survey of land transfer has been conducted for 28 village groups in 2 villages within the scope of reasonable farming around the resettlement site. After investigation, it indicates that the resettlement site is willing to allocate 2,532 mu of farmland as land transfer. The moving-out village groups need 1,326 mu of farmland for land adjustment according to the standard. Therefore, we can see that the environmental carrying capacity in Liangtai Resettlement Site of Puping Township (original Getang Township) is sufficient, and the multiplier of environmental capacity is 1.91. 223. Except the land amount from the willingness survey result for farmland transfer, the land transfer for each village group should be controlled below 20%. Therefore, from the whole or individual perspective, the land transfer will not cause relatively large impacts to the production and living of the original residents in the resettlement sites. See Table 6-10.

131

Table 6-10: Environmental Carrying Capacity Analysis for Liangtai Resettlement Site of Puping Township

Resettlement Site Moving-out Village Group Production

Resettlement Popu. in 2016 (No.)

Average Farmland before LA

(mu/capita)

Resettlement Standards (mu/capita)

Farmland Needed to

Reach Original Level (mu)

Farmland which Host Popu.

Willing to Be Adjusted (mu)

Multiplier of Environmental Carrying

Capacity in the Resettlement Site

Anlong County

Puping Township (Getang

Township)

Pingyang Group No. 2 23 1.06 1.2 27.6

2,532 1.91

Pingyang Group No. 3 157 1.51 1.2 188.4 Shuijingwan Up Group 15 1.99 1.2 18

Shuijingwan Down Group 19 2.02 1.2 22.8 Laolinpo 3 1.91 1.2 3.6 Dongkou 81 1.72 1.2 97.2 Chahe 332 2.23 1.2 398.4

Gangou Group No. 1 84 2.22 1.2 100.8 Gangou Group No. 2 82 1.93 1.2 98.4

Tourendi 23 1.52 1.2 27.6 Shangzhegeng Group No. 1 166 1.65 1.2 199.2 Shangzhegeng Group No. 2 68 1.68 1.2 81.6

Pingqiao 52 1.27 1.2 62.4 Total 1,105 - - 1,326

132

ii) Environmental Carrying Capacity of Xiaoqianxiang Resettlement Site of Qianxiang Street Administration Office

224. Xiaoqianxiang Resettlement Site of Qianxiang Street Committee is proposed to resettle the relocated families from the groups of Pingyang No. 2, Pingyang No. 3, Dashan, Laolinpo, Bakou, and Chahe of Chahe Village, totaling 6 village groups. Based on the calculation, 511 persons need production resettlement in 2016, including 116 persons from Pingyang Group No. 2, 44 persons from Pingyang Group No. 3, 51 persons from Dashan Group, 204 persons from Laolinpo Group, 86 persons from Bakou Group, and 10 persons from Chahe Group. According to the planned production resettlement standards, 1.2 mu of land per person will be allocated. 225. According to the above existing farmland and farmland in the resettlement site situation for the village groups of Pingyang Group No. 2, Pingyang Group No. 3, Dashan Group, Laolinpo Group, Bakou Group and Chahe Group, willingness survey of land transfer has been conducted for 15 village groups in 3 villages within the scope of reasonable farming around the resettlement site. After investigation, it indicates that the resettlement site is willing to allocate 1,427 mu of farmland as land transfer. The 6 moving-out village groups need 613.2 mu of farmland for land adjustment according to the original farmland level. Therefore, we can see that the environmental carrying capacity in Xiaoqianxiang Resettlement Site of Qianxiang Street Committee is sufficient, and the multiplier of environmental capacity is 2.33. 226. Except the land amount from the willingness survey result for farmland transfer, the land transfer for each village group should be controlled below 20%. Therefore, from the whole or individual perspective, the land transfer will not cause relatively large impacts to the production and living of the original residents in the resettlement sites, see Table 6-11.

133

Table 6-11: Environmental Carrying Capacity Analysis for Xiaoqianxiang Resettlement Site of Qianxiang Township

Resettlement Site Moving-out Village Group Production

Resettlement Popu. in 2016 (No.)

Average Farmland before LA (mu/capita)


Farmland Needed to Reach Original

Level (mu)



Multiplier of Environmental

Carrying Capacity in the

Resettlement Site

Anlong County

Qianxiang Street Office

Pingyang Group No. 2 116 1.06 1.2 139.2

1427 2.33

Pingyang Group No. 3 44 1.51 1.2 52.8 Dashan 51 1.93 1.2 61.2 Laolinpo 204 1.91 1.2 244.8 Bakou 86 1.63 1.2 103.2 Chahe 10 2.23 1.2 12 Total 511 - - 613.2

134

C) Environmental Carrying Capacity of Shiyakou Resettlement Site of Puping Township

227. Shiyakou Resettlement Site of Puping Township is proposed to resettle the relocated families from the groups of Pingyang No. 1, Pingyang No. 2, Pingyang No. 3, Shuijingwanshang, Dashan, Laolinpo, and Jingkou of Chahe Village, totaling 7 village groups. Based on the calculation, there are 722 production resettlement populations in 2016, including 398 persons from Pingyang Group No. 1, 351 persons from Pingyang Group No. 2, 108 persons from Pingyang No. 3, 7 persons from Shuijingwanshang Groups, 20 persons from Dashan Group, 3 persons from Laolinpo Group, and 1 person from Bakou Group. According to the planned production resettlement standards, 1.2 mu of land will be allocated per person.

228. According to the existing farmland and farmland in the resettlement site situation of Pingyang Group No. 1, Pingyang Group No. 2, Pingyang Group No. 3, Shuijingwanshang Group, Dashan Group, Laolinpo Group, Bakou Group, willingness survey of land transfer has been conducted for 15 village groups in 2 villages within the scope of reasonable farming around the resettlement site. After investigation, it indicates that the resettlement site is willing to allocate 1,387 mu of farmland as land transfer. The moving-out village groups need 866.4 mu of farmland for land adjustment according to the standard. Therefore, we can see that the environmental carry is sufficient, and the multiplier of environmental capacity is 1.6.

229. Except the land amount from the willingness survey result for farmland transfer, the land transfer for each village group should be controlled below 20%. Therefore, from the whole or individual perspective, the land transfer will not cause relatively large impacts to the production and living of the original residents in the resettlement sites, see Table 6-12.

135

Table 6-12: Environmental Carrying Capacity Analysis for Shiyakou Resettlement Site of Puping Township

Resettlement Site Moving-out Village Group

Production Resettlement Popu. in 2016

(No.)

Average Farmland before LA (mu/capita)


Farmland Needed to Reach Original Level

(mu)



Multiplier of Environmental

Carrying Capacity in the Resettlement Site

Anlong County

Puping Township

Pingyang Group No. 1 215 1.02 1.2 258

1387 1.6

Pingyang Group No. 2 351 1.06 1.2 421.2 Pingyang Group No. 3 108 1.51 1.2 129.6

Shuijingwanshang Group 7 1.99 1.2 8.4 Dashan 20 1.93 1.2 24 Laolinpo 20 1.91 1.2 24 Bakou 1 1.63 1.2 1.2 Total 722 - - 866.4

136

6.4.2.4 House Plot and Production Land Use 230. According to the standard of 1.2 mu farmland per capita as resettlement

land use, the production land use is 3,291.60 mu. According to the field investigation and layout of the resettlement sites, the actual house plot of 248.2 mu is needed (see Table 6-13).The resettlement sites need to obtain 3,511.03 mu of land to adjust production and house plot, involving 981 households or 4,205 people, see Table 6-14. The land adjustment impacts are presented in Table 6-15. 6.4.2.5 Average Farmland and Income Analysis after Resettlement 231. The farmland will be reduced to 1.522 mu from original 1.94 mu per capita after accepting the resettlers for the residents in the resettlement sites. But the land adjustment is voluntary under the guidance of the local government, and the proportion of income share is relatively small for agricultural income (about 40%). After they get compensation for the land transfer, host villagers could engage in non-agricultural industry and earn income or go out as migrant seasonable labor to other cities or provinces. As a result, their income will not be reduced. Table 6-16 provides the average farmland and income analysis after resettlement in the resettlement sites.

137

Table 6-13: Production Land Use in the Resettlement Sites

Village Group Liangtai Shiyakou Xiaoqianxiang

Total (mu) Production Land Use(mu) Production Land Use(mu) Production Land Use(mu)

Chahe

Pingyang Group No. 1 82.8 351.6 43.2 477.60 Pingyang Group No. 2 63.6 432.0 132.0 627.60 Pingyang Group No. 3 189.6 156.0 38.4 384.00 Shuijingwanshang 16.8 0.0 9.6 26.40 Shuijingwanxia 22.8 0.0 0.0 22.80 Dashan 60.0 0.0 148.8 208.80 Laolinpo 34.8 6.0 231.6 272.40 Bakou 24.0 0.0 146.4 170.40 Dongkou 97.2 0.0 0.0 97.20 Chahe 434.4 0.0 0.0 434.40 Gangou Group No. 1 93.6 7.2 0.0 100.80 Gangou Group No. 2 98.4 0.0 0.0 98.40

Subtotal 1,218.0 952.8 750.0 2,920.80

Longxin

Tourendi 27.6 0.0 0.0 27.60 Shangzhegeng Group No. 1 100.8 98.4 0.0 199.20 Shangzhegeng Group No. 2 75.6 6.0 0.0 81.60 Pingqiao 62.4 0.0 0.0 62.40

Subtotal 266.4 104.4 0.0 370.80 Total 1,484.4 1,057.2 750.0 3,291.60

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Table 6-14: House Plot Land Use of the Resettlement Sites

Township Admin. Village

HHs (No.)

Popu. (No.)

Resettlement Site

Paddy Land (mu)

Dryland (mu)

Orchard Land (mu)

Forest Land (mu)

Bush Land (mu)

Other Grass Land (mu)

Rural Road (mu)

Total (mu)

Puping Yangdi 273 1,234 Liangtai 40.00 66.42 4.92 2.26 0.59 114.19 Huxiang 175 888 Shiyakou 1.55 73.99 0.00 0.00 0.00 75.54

Qianxiang 135 621 Xiaoqianxiang 0.00 37.47 0.00 16.2 1.19 2.29 1.32 58.47

Total 583 2,743 Total 41.55 177.88 4.92 18.46 1.19 2.29 1.91 248.2

Table 6-15: Land Adjustment Impacts of the Resettlement Sites


Total HHs before LA (No.)

Total Popu. (No.)

Farmland (mu) Total HHs to

Adjust Land (No.) Total Popu. (No.) Farmland (mu)

% of Land Adjustment Impact

Ratio of land

adjustment HHs Popu.

Puping

Yangdi 565 2,785 4,500 390 1,923 1,587.22 69% 69% 34%

Huxiang 1,036 3,800 10,000 375 1,375 1,141.14 36% 36% 11%

Qianxiang 881 3,702 5,550 216 907 782.67 25% 25% 13%

Total 2,482 10,287 20,050 981 4,205 3,511.03

Table 6-16: Average Farmland and Income Analysis in the Resettlement Sites after Resettlement


Original Popu. (No.)

Relocated Popu. (No.)

Total Popu. (No.)

Original Farmland

(mu)

Farmland Loss due to House Construction

(mu)

Before Relocation

(mu)

After Relocation

(mu)

Average Farmland before

Relocation (mu/capita)

Average Farmland after

Relocation (mu/capita)

Difference of Average Farmland

(mu/capita)

Average Income before Resettlement

(CNY/capita)

Average Income after Resettlement

(CNY/capita)

Puping

Yangdi 2,785 1,234 4,019 4,500 106.42 4,500 4,393.58 1.616 1.093 0.52 5,137.5 5,300

Huxiang 3,800 888 4,688 10,000 75.54 10,000 9,924.46 2.632 2.117 0.51 5,400.0 5,600

Qianxiang 3,702 621 4,323 5,550 37.47 5,550 5,512.53 1.499 1.275 0.22 5,284.3 5,400

Subtotal 10,287 2,743 13,030 20,050 219.43 20,050 19,830.60 1.949 1.522 0.43

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6.4.2.6 Development of Agricultural Industry

a) Conversion of dryland to paddy land 232. In order to maintain the per capita paddy field area before acquisition, it is planned to convert 701 mu of dryland into paddy land in the resettlement site areas. According to the local land and resources administration departments, the average cost of converting dryland into paddy field is estimated as CNY10,000/mu, so an investment of CNY 6.29 million is required for transferring dryland into paddy land.

b) Plan of Crops and Tobacco Plantation Industry 233. Pingqiao Reservoir Construction Land Acquisition area and Resettlement Area are located in the watershed between the north and south of the Pan River. It has the climate characteristics of mid-subtropical areas, dry in winter and wet in summer, with four distinct seasons. The annual average temperature is 15.6°C and the annual rainfall is about 1,250 mm. The weather is suitable for growing a variety of crops, the per unit area yield still has room to improve. In the plantation structure of the reservoir area, the grain-sowing area accounts for about 70% of the crops-sowing area, it is suitable for planting grain crops like rice, corn and wheat; the economic crops include five cereals, rapeseed, flue-cured tobacco, vegetables, tea, etc.. The replacement land to be used for resettlement is all matured and cropped dryland, which will be irrigated, the plantation plan is mainly to improve the soil with irrigation. According to the suitable plantation situation in resettlement area and the planting habit, it is planned to plant a certain number of high quality flue-cured tobacco as tobacco has stable market for the past years with big demand. Based on investigation, the three resettlement sites, all are of condition to promote production. 234. The investment analysis for the plan of tobacco plantation is as follows:

i) Soil improvement: mainly regulate the soil pH, and the investment is

CNY 150/mu; ii) Soil fertility improvement: applications of farmyard manure per mu per

year are 1,500 kg for three years, and the unit price of farmyard manure is CNY 0.3/kg. Thus 1,500 kg/mu×3×CNY 0.3/kg=CNY 1,350/mu.

iii) Planting high quality flue-cured tobacco: applications of farmyard manure per mu per year 500 kg, calculated by CNY0.3/kg, the seed calculated by CNY 150/mu, the pesticides calculated by CNY 250/mu, so 500kg/mu × CNY 0.3/kg + CNY 150/mu + CNY 250/mu = CNY 550/mu.

235. Tobacco Plantation benefit analysis is as follows:

iv) Output: flue-cured tobacco is 160 kg per mu, the unit price is CNY 25/kg,

the output value: 160 kg/mu x CNY 25/kg = CNY 4,000/mu. v) Cost: planting cost is CNY 1,000/mu, the freight and miscellaneous

charges are calculated by 0.1 /kg, the total cost: CNY 1,000/mu+160 kg/mu × CNY0.1/kg = CNY 1,016/mu.

vi) Net output = CNY 4,000/mu – CNY 1,016/mu = CNY 2,984/mu. 236. Plan of resettlement area tobacco plantation includes: soil improvement of 2,664.6 mu, soil fertility improvement of 2,664.6 mu, and planting high quality flue-cured tobacco of 881 mu, so the investment of the plantation is CNY 4,481,500.

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c) Plan of Livestock Breeding Industry 237. Pingqiao Reservoir resettlement area has the environmental resources and varieties of resource base for livestock development. Qianxiang Township is an ideal place for the development of animal husbandry with two large centers (ten thousand mu) demonstration pastures. Puping Township Government is going to plant grass, raise sheep and cattle in recent years, and propose to build a cattle village in Huxiang Village, with a capacity more than one hundred cattle. Grassland animal husbandry will have a larger proportion for agricultural income in Getang Township. The three resettlement areas all have development conditions and potential for the development of breeding industry, with convenient transportation in resettlement areas to make farming products have an enormous sales market. Livestock breeding is suitable for the local. Farmers will be trained. The choice of the AHs is based on the willingness of the APs and their previous livestock breeding experiences. According to many years of breeding habits, farming techniques and other practical considerations in the reservoir area, it is planned to focus on the development of breeding resource conditions of pig, cattle, sheep and other projects in resettlement site areas. According to the actual situation of the reservoir area, the unit investment and output benefit of various kinds of breeding industry is analyzed (see Table 6-17for unit investment and output of breeding industry species analysis). The plan of resettlement area breeding industry includes: 1,040 pigs, 1,040 sheep, and 520 cattle, which will need about CNY 4.5 million start-up investment together (CNY 2.08 for pigs, CNY 1.04 for sheep, and CNY 1.3 million for cattles).

Table 6-17: Unit Input-Output Analysis of Breeding Industry

Breeding Unit Pig Raising Cattle Raising Sheep Raising

No. No. No. Growth cycle year 6 months 18 months 1 year Gross weight 500g 160 800 70 Price CNY/500g 7 6 10 Cost CNY 520 2,530 300 Output value CNY 1,120 4,800 700 Net output value CNY 600 2,270 400

d) Sales Plan of Agriculture Products 238. Liangtai Resettlement Site of Getang Township, Shiyakou Resettlement Site of Puping Township and Qianxiang Resettlement Site of Qianxiang Township are located along An (Xing) and An (Zhen) road, the convenient transportation will become the green channel for sales and ensure smooth sales of agricultural products. Meanwhile, the three resettlement sites are close to the township centre, and easy and fast to receive updated information from the county. Rich agricultural information can help farmers to accurately grasp the market changes, and timely make countermeasures to maximize the profits of agricultural products. The sales plan will benefit 3,000 people.

e) Resettlement Training Plan 239. To further improve the livelihood skills of resettlers, especially for breeding industry, the Project resettlement training takes the cultivated production technology and practical technology training for 1,560 persons as the principal, resettlement technical training fee is about CNY 686,000 financed by the Project. According to the Project resettlement characteristics, provide training for resettlers by County

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Agriculture Bureau, County Agrotechnical Station, County Plantation Protection Station, and rural agricultural service center, organized by local government, the following training is planned:

vii) Provide new technical training of high quality tobacco planting for resettlement households, and plan to train 520 people;

viii) Provide protection technical training of soil and fertilizer for plantation resettlement households, and plan to train 520 people;

ix) Provide practical technical training of livestock herding for resettlement households, and plan to train 520 people.

6.4.2.7 Social Integration into Host Villages

240. Full consultation and discussion have been made for the host villages and affected villages, plus the distance between the host villages and affected villages is not far (about 10 km to 28 km) and their production and living habits are similar. In addition, both host villages and affected villages have the same ethnic minorities of Miao, Buyi and Yi, and they enjoy the same social and economic status with the Han and their life and production has been integrated into the Han society. Although the ethnic minority people still speak their own languages, all the minorities can speak Chinese mandarin and socially integrated as a result of long-time intermarriage. For the living habit, they have no difference with the Han except the holidays with their specific minority characters and clothing.These will not cause any integration problem to the APs and host villagers after resettlement. 6.5 Other Income Restoration Measures 241. The affected people can be employed to construct new resettlement sites and related infrastructures. They may provide construction-related services during the construction. For example, the affected people may provide catering service and food, cigarettes, beer, and other beverages to the construction workers and contractors. The affected people can also operate small shops and small restaurants in the resettlement areas. Start-up capital is about CNY 40,000, with annual net income of about CNY 15,000. 242. Increasing the time of doing seasonable job is another option of income restoration. The male farmers work seasonally for three months each year, income ranges from about CNY 9,000 to CNY 10,000. After land acquisition, they can work at least eight months within a year, based on salary calculation of CNY 3,000/monthly, they can make annual income of CNY 3,000* 8 months = CNY 24,000. 243. The Project construction will generate more than 7,940 person-years employment opportunity, i.e., construction workers, security guard, driver, tree planting workers, cleaning, gardening, etc. at the salary level ranges from CNY 4,000 to CNY 6,000 per month. The priority of employment opportunities will be given to the APs. The Project construction organization will provide unskilled and semi-skilled employment opportunities to the resettlers including land leveling and landscaping, etc. Although some of the work are temporary, but according to the same types of Anlong County income survey, employment opportunities of these types can generate and income of about CNY 4,000/month, the short-term source of income for local resettlers, can help them to improve the affected living standard and restore their livelihoods.

244. The compensation of land acquisition and resettlement fee obtained by the affected villagers can be used to develop private-owned businesses with the

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microfinance support provided by the local Government with loan ranges from CNY 5,000 to CNY 10,000 from the local banks, and they can also enter into enterprises for jobs in county town or other cities or provinces. 6.6 Enhance Production Skills Training and Non-agricultural Employment

of the Resettlers 245. The Project will establish employment services mechanism and training for land-losing farmers, to provide career guidance free of charge and employment promotion, gratuitous agency procedures for labor registration and management, and provide employment skills training free of charge, the implementation of rural labor transfer training. In order to help the employment ability of the rural labor force, which accounting for 2,351 production resettlement people need to improve their professional skills, project units or fiscal special funds will provide funding at0.5% or CNY 1.5 million of the rural resettlement compensation, and joint with agriculture, science and technology, women's federation, social security and other departments, to provide training for the affected family, especially the directly affected labor force, to improve the income-generating capacity. The training includes vegetable cultivation, characterized breeding, housekeeping, landscaping, and others. Training funds will be directly allocated to training institutions such as technical training school or women’s federation. 246. Training objectives: Receiving the training according to the actual needs, different natural environmental characteristics and the degree of the impact, to help them conduct livelihood restoration and improve labor skills according to their actual needs. The training can mitigate the impact of land acquisition as soon as possible, and the living standard of the affected residents will be increased to a certain level, or at least restored to the original level. 247. Training targets: those affected farmers. Where the condition is possible, each affected household at least one person can be arranged to attend the training. Based on preliminary investigation, the APs prefer to take training on vegetable cultivation, breeding, housekeeping, etc.. Training content and program are shown in Table 6-18.

Table 6-18: Training Plan of the Affected Farmers

No. Skills Target Women Budget

No. No. CNY 10,000 1 Vegetable cultivation 683 304 43.58 2 Breeding 379 227 24.18 3 Home appliances, motorcycles and car repairs 227 76 14.48

4 Landscaping 212 76 13.53 5 Housekeeping 243 152 15.50 6 Working skills of counterparts enterprise 607 217 38.73

Total 2,351 1,052 150.00 248. For the labor force of land-losing farmers, especially 50 years old and above males and females, gradually guide them to engage in green conservation, cleaning and property management, housekeeping services and other social services industries, timely employment in the nearest places. The bidding companies applied for green conservation, road cleaning and property management in the new urban townships and districts, recruit more than 40% of the local rural workers. In addition,

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the relevant units of the county and township (town) will try as much as possible to make the employment positions available, open up new channels of employment, priority given to the land-losing farmers, particularly the land-losing adults above 50 years old male farmers and 40 years old and above females. For the non-agricultural employment, mainly guide them to obtain employment from enterprises in the areas close to the Project. Also land adjustment will be provided to the APs to ensure that they have land for farming. 6.7 Restoration of Temporary Land Occupation 249. The Pingqiao Reservoir and Water Transfer Facility Component will temporarily occupy a total of 438.73 mu land, including 337.07 mu cultivated land (76.83%), 65.54 mu forest land (14.94%), 28.86 mu grass land (6.58%), 7.26 mu transportation land (1.65%) will be temporary occupied for the stock yard, temporary access road, diversion tunnel, etc. in the dam site area and partial overlapping area with inundation area. The occupation period is within 2 years. The compensation rates for the temporary land are presented in Section 4.5.3. In addition, the green crops, trees on the cultivated land and forest land will be directly compensated to the APs at one time. After the usage of land, the construction agency will restore the temporarily occupied land according to their original purpose. For the cultivated land, the construction agency needs to mature it before returning it to the APs. All temporarily occupied land will be restored and given back to the APs after land leveling and land cleaning. To reduce the impact of land acquisition on young crops, construction will usually commence after harvesting or before sowing, and will be notified to the affected households in advance to reduce their losses. 6.8 Recovery of Infrastructure and Ground Attachments 250. The reservoir will inundate 3.83 km 35kV transmission line, 4.87 km 10kV transmission line, 6.9 km 380V distribution line, and 2 10kV transformers, transportation facilities, water resources and hydro power facilities, and other ground attachments. These infrastructures and facilities will be rebuilt to recover their original functions. 6.9 Post Resettlement Assistance for the APs 251. As Pingqiao Reservoir is a middle-sized reservoir, according to the Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Sized Water Resources and Hydropower Construction Projects, and the Opinions of the State Council on Improving the Post-resettlement Support for Affected Persons in Large and Medium Sized Reservoir Construction Projects (SC [2006] No.17), the eligible persons will be subject to post-resettlement support. The post-resettlement support will further promote the socioeconomic development of the reservoir area and the resettlement area, enable the APs to quickly restore their production level and standard of living, as well as ensure their sustainable development. The support funds are from a state special fund at a rate of CNY 600/year per capita and with a support period of 20 years. The post support funds and plans will be formulated by the local governments separately. Affected people resettled or having per capita land below 0.3 mu will enjoy the post resettlement support fund. 6.10 Measures of Vulnerable Groups 252. During the whole relocation progress, the Project authorities will pay special attention to the resettlement of vulnerable groups. The vulnerable group in affected

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households totals 205household and 299people, of which 147 households are living under MLG, and 58 households and 84 persons are disabled. According to the “Provisional Method of the Minimum Living Guarantee for the Rural Residents in the South Prefecture of Guizhou” (implemented on 1 June 2005), the families under MLG line enjoy MLG fund, and the civil affairs department provides the subsidy difference, with CNY 149/capita/month. Special assistance will be provided to them by the Resettlement Office and local government. 253. During the relocation process, special care will be given to these people as follows: 254. The households with main housing area less than 25 m2 of brick-concrete structure per capita, allowance difference will be subsidized to ensure an average 25m2brick-concrete structure of main houses per capita. 255. The Project has set up a special fund CNY 30,000 of vulnerable groups’ assistance fund, to help and take care of the vulnerable groups and other difficulty families for the warmth in winter and so on. 6.11 Measures of Woman Development 256. The women have the same public participation opportunities to express their attitudes, worries and concerns on the land acquisition and relocation and other related problems. Overall, the situation is as follows: women have relatively better status in the Project areas. Key family issues are decided by both husband and wife. If men are at home, they usually attend the major meetings of the villages, but women have influences on men who attend the meetings. Women are playing an increasingly larger and important role at home and agricultural production because of higher male out migration to the urban areas. In general, women’s work time is 1.2 times that of men. The income earned by women is dominated by agriculture. The land ownership, like other areas of China, when the daughter gets married, her land can’t be brought to the place of her husband, but remained at her monther’s place. She can only share the land owned by her husband’s family. In terms of education, boys and girls have equal education opportunity. As long as the children study hard, the parents always try to support their kids to schools. 257. According to the survey, women have the same concerns with their male counterpart: (a) The compensation standards should be calculated in accordance with the land output and resettlement costs; (b) A new homestead should be built near the road, convenient for farming, doing business and schooling; (c) According to the request of affected farmers, compensation funds should be directly disbursed to the affected households; (d) The area of new homestead should be larger, to facilitate the development of livestock breeding; (e) Housing demolition and construction should be done during the slack season, easy for reasonable arrangement of labors. 258. For gender differences, women have different needs from men: (a) women request training for cultivation, breeding and other aspects; (b) most participants are males in village management, and women also expect to participate in the village management.

259. Anlong County PMO has solicited the opinions and wishes of women on the resettlement and income recovery during the preparation of the Resettlement Plan for Anlong County. Their opinions and wishes have been included in the Resettlement Plan.

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260. The Project will encourage women to participate in the implementation of the "Resettlement Plan for Anlong County", and the Project will encourage women to participate in the implementation of the "Resettlement Plan for Anlong County", and they will play an important role in the implementation of the income recovery measures proposed in the Resettlement Plan. Meanwhile, the resettlement offices will be equipped with a female staff, in order to better communicate with women and ensure the participation of women. Employment opportunities will be provided to women during the Project construction. Meanwhile the Gender Action Plan and Ethnic Minority and Social Development Plan will specify the opportunities for women to participate in the Project and benefit from the Project. 261. Women affected by the Project are mostly stay at home for farming or taking care of the family. After losing the land, they will have the same right to receive training and employment as men. If the employment position is suitable for women, priority will be given to them for the employment. If a woman can earn CNY 1,500 per month, the annual income is CNY 1,500 * 12= CNY 18,000, which is 10 times average annual output value of cultivated land per mu (CNY 1,760 per mu). 262. Anlong County Human Resources and Social Security Bureau affiliated training institutions specifically set up weaving, beauty salon, catering service, room service, house keeping service and other regular training courses, so that women have a certain professional skills, to facilitate their individual business development or employment in the service industry. They can carry out individual business in their own yard. The start-up capital is about CNY 50,000, the annual net income is expected to CNY 20,000. At present, the county is to start and promote the family and community pension business, believe that they can play a role in this area.

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VII RESETTLEMENT BUDGET AND SCHEDULE

7.1 Composition of the Resettlement Funds 263. The land acquisition and resettlement cost for Pingqiao Reservoir and Water Transfer Facility Component mainly includes six parts, namely: land acquisition compensation fee, house demolition compensation fee, auxiliaries and ground attachments compensation fee, management fee, other fees and contingency. The total of compensation resettlement fee of the Project land acquisition and relocation is CNY 498.24 million. The budget is presented Table 7-1and the annual investment plan is in Table 7-2. 264. In addition, a total of CNY 28.8966 million will be invested for the basic infrastructure construction of the three resettlement sites by the Project and Guizhou Provincial Government, of which CNY 8.4183 million for resettlement housing site, and CNY 20.4783 million will be used for the engineering components. For land re-adjustment payment, it will come from the land acquisition compensation, and for the house re-construction, the costs will be covered by the compensation fund of house demolition. Livelihood developments such as land improvements will come from the APs and local government, and the livelihood training and special measures for women and vulnerable groups will come from the land acquisition and resettlement cost. 265. The Guizhou People's Government is responsible for financing of the resettlement funds of the Project. Resettlement fund will be paid in accordance with the ownership of various types of affected items. The land compensation fee in cash is paid to the farmer household whose land is acquired and who will not take the land re-adjustment scheme. For those who will take land-re-adjustment, land compensation will be paid to the host communities to give out their land to the relocated families. 266. In order to ensure the compensation funds can be paid to the affected people (AP) and units in a timely manner the project will: on the one hand, give full play to the internal monitoring of implementation agency, the external monitoring of the independent agency and the audit function of the national audit institutions; on the other hand, minimize the intermediate delays, pay the resettlement funds to the individuals and units by the simple and easy channels.

267. Also, reservoir projects have provisions for post-resettlement support funds at a total of CNY16.51 million, which will be financed by the central government fund.

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Table 7-1: Cost Estimate of LAR for Pingqiao Reservoir and Water Transfer Facility Component Unit: CNY10,000

Item Reservoir Inundated

Impact

Junction Project Construction Area

Irrigation Engineering Area Water Supply Project Area

Permanent LA Temporary

Land Occupation

Subtotal Expanded

Resettlement Investment

Permanent LA

Temporary Land

Occupation Subtotal

Permanent LA

Temporary Land

Occupation Subtotal

Construction Temporary

LO Total Grand Total

Rural 21,129.10 2,620.73 720.05 3,340.78 2,138.21 2,290.56 430.26 2,720.82 360.65 44.27 404.92 391.17 3,516.91 30,125.00

Special facilities 1,529.78 0 2.85 2.85 0 2.85.00 1,533.00 Cost of Reservoir Bottom Cleaning

460.31 0 0 0 0 460.31

Other Cost 3,381.19 372.14 102.24 474.38 303.63 325.25 61.32 386.57 51.22 6.29 57.51 55.55 499.63 4,659.00 Preparatory work cost 577.98 65.52 18.00 83.52 53.46 57.26 10.83 68.09 9.02 1.11 10.13 9.78 88..00 830.00

Survey, Design and Research Cost

878.87 104.93 28.80 133.63 85.53 91.62 17.24 108.86 14.43 1.77 16.20 15.65 140.71 1,239.00

ImplementationManagement Fees

1,171.60 136.28 37.44 173.72 111.19 119.11 22.47 141.58 18.76 2.30 21.06 20.34 182.98 1,639.00

Local Government ImplementationManagement Fees

894.17 104.83 28.800 133.63 85.53 91.62 17.27 108.89 14.43 1.77 16.20 15.65 140.74 1,254.00

Implementation Management Fee of Construction Unit

277.43 31.45 8.64 40.09 25.66 27.49 5.20 32.69 4.33 0.53 4.86 4.69 42.24 385.00

Implementation Agency’s Start-up Fee

200.00 0 0 0 0 200.00

Technical Training Fees

105.65 13.10 3.60 16.7 10.69 11.45 2.15 13.6 1.80 0.22 2.02 1.96 17.58 151.00

Supervision and Evaluation Fees

447.09 52.41 14.40 66.81 42.76 45.81 8.63 54.44 7.21 0.89 8.10 7.82 70.36 627.00

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Item Reservoir Inundated

Impact

Junction Project Construction Area

Irrigation Engineering Area Water Supply Project Area

Permanent LA Temporary

Land Occupation

Subtotal Expanded

Resettlement Investment

Permanent LA

Temporary Land

Occupation Subtotal

Permanent LA

Temporary Land

Occupation Subtotal

Construction Temporary

LO Total Grand Total

Basic Contingency Fees

1,793.84 209.50 57.56 267.06 170.93 183.11 34.50 217.61 28.83 3.54 32.37 31.27 281.25 2,513.00

Total Static Investment

28,294.22 3,202.37 879.85 4,082.22 2,612.77 2,798.92 528.93 3,327.85 440.70 54.10 494.80 4,77.99 4,300.64 39,290.00

Relevant Taxes 8,164.11 1,535.66 43.63 1,579.29 463.36 64.73 528.09 222.77 7.18 229.95 32.50 790.54 10,534.00 Including Total Tax Static Investment

36,458.33 4,738.03 923.48 5,661.51 2,612.77 3,262.28 593.66 3,855.94 663.47 61.28 724.75 510.49 5,091.18 49,824.00

Table 7-2: Annual Investment Plan of LAR for Pingqiao Reservoir and Water Transfer Facility Component No. Item Unit 2016 2017 2018 2019 Total

I Rural Resettlement Compensation Fees CNY 10,000 3,340.78 21,129.10 5,250.20 404.92 30,125

II Special Facility Reconstruction Compensation Fees CNY 10,000 611.91 917.87 2.85 1,532.63

III Cost of Reservoir Bottom Cleaning CNY 10,000 184.12 276.19 460.31 IV Other Cost CNY 10,000 931.77 1,397.65 1,397.65 931.76 4,658.83 V Basic Contingency Fees CNY 10,000 267.06 1,793.84 419.81 32.37 2,513.08 VI Relevant Tax Cost CNY 10,000 1,579.29 8,164.11 560.59 229.95 10,533.94

Subtotal 6,730.81 33,402.57 7,815.22 1,875.19 49,823.79 % 13.5% 67.0% 15.7% 3.8% 100.0%

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7.2 Cost Estimates of the Three Resettlement Sites 268. For housing of the relocated families, a total of 248.2 mu of land will be acquired for the construction of the three resettlement sites. The cost estimates of infrastructure construction for the three resettlement sites are presented in Table 7-3. 269. The cost of the three resettlement sites covers the land acquisition, land leveling, road, water supply and drainage, lighting, tele-communication, outside water supply engineering and outside power supply engineering components (see Table 7-3). The cost for each resettlement site is presented in Table 7-4. The land acquisition costs are included in the Pingqiao Reservoir and Water Transfer Facility Component.

Table 7-3: Cost Estimates of Infrastructure Construction for the Three Resettlement Sites

Item Item of Land Acquisition and Resettlement Compensation Cost (CNY 10,000) 2.1 Land Acquisition 841.83 2.2 Engineering Work 2,047.83 2.3 Land Leveling 613.70 2.4 Road 278.18 2.5 Water Supply and Drainage 645.14 2.6 Electrical Equipment and Installation 194.84 2.7 Lighting Engineering 18.87 2.8 Tele-Communication Engineering 55.92 2.9 Outside Water Supply Engineering 86.50 2.10 Outside Power Supply Engineering 58.67 2.11 Household Meter Installation 96.01

Subtotal 2,889.66

Table 7-4: Cost Estimates of Infrastructure Construction by the Resettlement Site

Township Village Land

Acquisition (Mu)

Investment (CNY) Total (CNY)

LA Water Supply Electricity Land

Leveling Road

Puping

Yangdi 114.19 387.30285 329.1446 190.885 276.087 125.150 911.18

Huxiang 75.54 256.21208 236.8561 137.363 198.675 90.056 570.43

Qianxiang 58.47 198.31507 165.6392 96.0614 138.938 62.978 470.20

Total 248.2 841.83000 731.6400 424.3100 613.700 278.180 2,889.66

7.3 Allocation, Management and Monitoring of Resettlement Fund 7.3.1 Allocation of Resettlement Funds 270. The allocation of the Project resettlement funds will follow the principles below:

(i) All fees related to the land acquisition and demolishment will be included in Project overall budget estimate, the land acquisition and demolishment will be reviewed by the implementation agency, submit to the Anlong County PMO and apply for payment, the compensation funds will be paid to the affected townships and villages by the Anlong County Resettlement Office through the special account.

150

(ii) Compensation for housing demolition and all kinds of subsidies in the form of bank deposits will be paid to the affected households.

(iii) Land compensation fees will be paid after the signing of land acquisition compensation contracts and before land hand over.

271. The flow of fund of land acquisition and resettlement is as follows:

Table 7-5: Flow of Fund

Permanent acquisition of state land → APMO → ARO →

Anlong Land and Resources Administration

Bureau Land Re-adjustment for permanent transfer of collective land (100% of compensation for land loss)

→ APMO → ARO → VC

Cash compensation for permanent acquisition of collective land (100% of compensation for land loss)

→ APMO → ARO VC/RC → APs

Residential structures and auxiliaries → APMO → ARO → VC/RC → APs

Relocation allowance → APMO → ARO → VC/RC → APs Investigation and design cost

→ APMO → DI

Office administration costs → APMO → ARO Training cost → APMO → Training institutions M&E → APMO → IMA 7.3.2 Management and Monitoring of Resettlement Funds 272. Resettlement funds must be strictly disbursed in accordance with relevant national laws and regulations and the policies and “Resettlement Plan for Anlong County” for the land acquisition and resettlement, shall not be less than the compensation standards and scope in the Resettlement Plan. 273. Anlong County Resettlement Office reports to Anlong County PMO monthly on the monthly land requisition and resettlement progress. Village/community and township/street committee resettlement working group is responsible for reviewing payment statement, to be signed and approved by the principal responsible person, and reported to Anlong County Resettlement Office to apply for disbursement of funds. 274. Land and house compensation, auxiliary compensation, relocation compensation fee including indoor facilities, moving allowance, transition allowance, relocation award, and others will be checked and approved by the Anlong County PMO.

151

275. Guizhou PMO will employ professional consulting company to conduct the regular internal check for resettlement funds used in the resettlement offices. 276. Anlong finance and audit bureaus have the right to monitor and audit the use of special funds. 277. The external resettlement monitoring agency will conduct the special tracking monitoring for the compensation funds of the affected families during the external monitoring. 7.4 Resettlement Schedule 278. The civil engineering of subprojects proposed to start in December 2016. The resettlement plan will be submitted to ADB for approval in October-November 2016. In order to ensure that the AP and units can be properly resettled, the land acquisition and resettlement will be completed before the start of civil engineering in respective lands. The schedule of the resettlement activities is presented in Table 7-6.

152

Table 7-6: Resettlement Implementation Schedule

No. Resettlers Task Unit Target Responsible Unit Date of Start Date of Completion Remark

1 RP Preparation and Information Disclosure 1.1 Dam site RP preparation and finalization No. of RP 1 DI and ADB Consultant Jan 2016 Jul 2016 1.2 Overall RP preparation and finalization No. of RP 1 DIs and PPTA Jun 2010 20 Nov 2016

1.3 Resettlement information booklet for both RPs village 17 Anlong PMO and Pingqiao Reservoir Co., Ltd. 30 Nov 2016

1.4 Publicize dam site RP on ADB website ADB Aug 2016 1.5 Publicize overall RP on ADB website Anlong PMO, ADB 30 Nov 2016 2 Approval of Resettlement Budget and Update of Resettlement Plan

2.1 Approval of resettlement plan and budget CNY million 498.24 Development and Reform

Commission of Guizhou Province 21 Oct 2013 30 Nov 2016

2.2 Detailed measurement survey village 17 Zhongshui Pearl River Planning Survey and Design Co., Ltd.

1 Sep 2015 31Jul 2016

3 Land Acquisition Announcement

3.1 Publicize the final version of resettlement plan village 17 Anlong County PMO, Pingqiao Reservoir Co., Ltd. 31 Oct 2016 30Nov 2016

3.2 Land acquisition announcement village 17 Anlong County Government 31 Oct 2016 30Nov 2016 4 Compensation Agreement

4.1 Sign land compensation agreement and pay compensation

No. of person 2,680 Anlong County Resettlement Office 30 Oct 2016 31 Dec 2018

4.2 Sign demolition agreement and pay compensation HH 583 Anlong County Resettlement office affected HHs 30Nov2016 31 Dec 2018

4.3 Demolition of houses HH 583 Anlong County Resettlement office affected HHs 30Nov 2016 31 Dec 2020

5 Compensation Disbursement

5.1 Disbursement to the Land and Resources Administration Bureau Compen-

sation fee Anlong County Resettlement Office 1 Nov 2016 31 Jan 2019

5.2 Disbursement to the affected households Compen-sation fee Township (town) government 20Nov 2016 31Mar 2020

5.3 Commencement of post-resettlement funds (HH payments and or investments in development schemes)

31 Dec 2017 31 Dec 2020 and after

153


6 Construction of Resettlement Sites

6.1 Acquisition of resettlement sites (housing area) HH 583 Anlong County Resettlement office affected HHs 31 Dec 2016 28 Feb 2017

6.2 Provision of roads and services at resettlement sites HH 583 Anlong County Resettlement office affected HHs 31Mar 2017 31 Mar 2018

6.3 Resettlement house construction and completion HH 583 Anlong County Resettlement office affected HHs 1 Mar 2017 31 Dec 2018

6.4 Move into new houses HH 583 Anlong County Resettlement office affected HHs 1 Jan2018 31 Dec 2020

6 Livelihood Restoration Measures

6.1 Adjustment of replacement farmland (and compensate host people to restore their income losses) 1 Dec 2016 31Dec 2019

6.2 Farmland improvement investments (levelling, irrigation systems, fertilizer, planting) mu 1Jun 2017 31 Mar 2021

6.3 Livestock breeding APs 1 Jun 2017 31 Mar 2021

6.4 Employment arrangement of non-farm occupations APs Anlong County PMO,Township,

village, affected HHs 1Jun 2017 31 Mar 2021

6.5 Implementation of training programs APs Anlong County PMO,Township,

village, affected HHs 1Jun 2017 31 Mar 2021

6.6 Employment of APs in the Project construction APs Anlong County PMO,Township,

village, affected HHs 31 Dec 2016 31 Mar 2021

6.7 Assistance provision to women and the vulnerable groups

Affected vulnerable

group Anlong County PMO 31Dec 2016 31 Mar 2021

8 Public Participation and Consultation Anlong County PMO, Pingqiao Reservoir Co., Ltd. / ARO, and

relevant organizations Jun 2010 31 Mar 2021

10 Appeals and Grievance Anlong County PMO 30 Jun 2016 31 Mar 2021 7 Resettlement Institutional Capacity Building

7.1 Training to Anlong County PMO, Pingqiao Reservoir Co., Ltd., ARO, Land and Resources Administration Bureau and other relevant agencies

No. 50 Anlong County PMO 30 Jun 2016 31 Dec 2018

154


7.2 Training to county, township/street committee and village/community personnel No.

1,550 people,

including 680

women

Anlong County PMO 30 Jun 2016 31 Dec 2018

8 Monitoring and Evaluation

8.1 Baseline survey village External monitoring and evaluation institution 31 Mar 2017 30Jun2017

8.2 Establish internal monitoring mechanisms Anlong County PMO 1Oct 2016 30Oct 2016 8.3 Engagement of external monitoring unit No. 1 Anlong County PMO 1 Dec 2016 31Mar 2021

8.4 Internal monitoring reports Semi- annual report

Anlong County PMO 31Mar 2017 30Mar 2021

8.5 External monitoring reports Semi- annual report

External monitoring and evaluation institution

31 Mar 2017 Report 1 31 Aug 2017 Report 2 31 Mar 2018 Report 3 31 Aug 2018 Report 4 31 Mar 2019 Report 5

8.6 External evaluation report Annual report

External monitoring and evaluation institution

31 Mar 2020 Report 1 31 Mar 2021 Report 2

8.7 Resettlers completion report One report

Anlong County PMO 31 Mar 2021

12 Start of Civil Works Construction

12.1 Pre-construction civil works at dam site (covered by RP for preparatory works) 31 Dec 2016 31 Mar2017

12.2 Main construction contracts for dam and water intake 1 Apr2017 31May 2020 12.3 Reservoir impoundment 1 Mar 2021 31 Mar2021

0

VIII RESETTLEMENT INSTITUTION

8.1 Organizational Structure 279. The project leading group is established within the ACG with the Anlong County PMO (APMO) as the secretariat leading and communicating with the other stakeholders.The resettlement activities will be coordinated and supervised by APMO and Pingqiao Reservoir Co., Ltd. (the implementing agency), and implemented by the Anlong County Resettlement Office. 8.2 Responsibilities of Each Institution

Table 8-1: Responsibilities of Each Institution Institutions Responsibilities

PLG - Lead, organize, coordinate and formulate policies for the project. - Review the implementation of the RP. - Conduct internal supervision and inspection. - Make decision for major problems during land acquisition and resettlement process.

APMO and Pingqiao Reservoir Co., Ltd.

- Perform the overall coordination and organize the project activities. - Coordinate the preparation and implementation of the LAR program. - Organize and supervise the measurement survey and socioeconomic survey - Organize and coordinate the preparation of RP. - Provide assistance to women and other vulnerable groups. - Serve as a liaison between ADB and ACG and various stakeholders. - Apply for Land Use Planning Certificate and Land Use Construction Certificate to ALRAB. - Apply for house demolition certificate. - Disburse land acquisition and resettlement fund and supervise the usage. - Direct, coordinate and supervise the implementation schedule of the RP. - Organize and implement internal monitoring, coordinate independent external supervision

agency, coordinate internal and external monitoring activities. - Report the schedule of land acquisition and resettlement, fund usage and implementation

status periodically to ADB. - Provide assistance to women and other vulnerable groups. - Coordinate the handling of the conflicts and problems during the resettlement

implementation. - Report the land acquisition and structure demolishment to PLG.

ARO - Organize the measurement survey and DMS. - Conduct measurement surveys and DMS of land acquisition and house demolishment. - Implement the relocation. - Formulate the resettlement implementation schedule. - Sign the land acquisition and house demolishment agreement with the affected households

in association with local government. - Supervise the implementation of RP. - Manage the information of land acquisition and resettlement. - Provide assistance to women and other vulnerable groups. - Train the resettlement staff. - Coordinate the handling of conflicts and problems during the RP implementation. - Settle the disputes and grievances through coordination and arbitration. - Handle the illegal action during the land acquisition and relocation process. - Report the land acquisition and house demolishment to APMO.

ALRAB - Implement the relevant national policies of land acquisition. - Participate in the examination of compensation standards for land acquisition and ground

attachments. - Process and approve land acquisition. - Participate in measurement and socioeconomic surveys, and DMS. - Participate in the preparation of Resettlement Plans.

1

Institutions Responsibilities - Issue Land Use Planning Certificate and Land Use Construction Certificate. - Issue Public Notice of Land Acquisition. - Guide, coordinate, and supervise the implementation activities of land acquisition and

resettlement. - Coordinate the handling of conflicts and problems during the RP implementation.

Township Government / Street Committee

- Carry out and implement the regulations and policies related to house demolition. - Review the relevant documents of house demolition plan and resettlement and

compensation plan, issue the house demolition certificate. - Register and manage house relocation file. - Coordinate, supervise and inspect the house demolition activities and handle conflicts

during demolition. - Cooperate with the ARO to train and examine the resettlement officers.

VCs/RCs - Participate in measurement and socioeconomic surveys and formulation of the resettlement and rehabilitation plan.

- Participate in the preparation of the RP. - Organize the public consultation; and publicize policies of land acquisition and resettlement. - Consult the compensation payment and distribution. - Organize the production and income restoration activities in resident communities. - Report comments and suggestions of APs to the organizations at upper level. - Provide assistance to women and other vulnerable groups.

DIs - Minimize the project impacts through optimizing engineering design. - Identify the scope of land acquisition and resettlement impacts. - Conduct measurement survey and socioeconomic surveys, and DMS. - Assist to prepare the Resettlement Plan. - Provide technical consulting of data collection and processing to the APMO.

Independent Monitoring Agency (IMA)

- Provide technical consulting of land acquisition and resettlement. - Act as an IMA, provide periodic monitoring for the implementation of the resettlement plan,

and provide independent evaluation report to the APMO, Pingqiao Reservoir Co., Ltd., ARO and ADB.

8.3 Persons and Facilities of Resettlement Agencies at All Levels 280. Anlong County Project Management Office has a strong capacity of organization and coordination and experience on the resettlement work, can skillfully use the computer. The Township/Street committee Resettlement Working Station also is composed by the higher quality and rich of experience personnel. The persons of resettlement agencies at all levels are shown in Table 8-2.

Table 8-2: Staff Arrangements of Resettlement Agency at All Levels Relocation and

Resettlement Agencies Number of

Staff Staff and Qualifications Work and Operation Date

Anlong County PMO 2 (1woman) Leader with more than 5 years of experience in resettlement work, university education or above

March 2015 to the completion of the resettlement work

Anlong County Resettlement office

8 (1woman) Engaged in similar work for a long time, college education or above

April 2015 to the completion of the resettlement work

Anlong County Land and Resources Administration Bureau

8 (1woman) Long-time engaged in similar work experience, with college education or above


Getang Township Resettlement Working Group

5 (1woman) Long-time engaged in similar work experience, with college education or above


Qianxiang Street Committee Resettlement Working Group 5 (1woman)

Long-time engaged in similar work experience, with college education or above


2

Relocation and Resettlement Agencies

Number of Staff Staff and Qualifications Work and Operation Date

Haizi Township Resettlement Working Group 5 (1woman)



Puping Township Resettlement Working group 5 (1 woman)



Sayu Township Resettlement Working Group 5(1 woman)



Xifeng Street Committee Resettlement Working group 5(1 woman)



External Monitoring and Evaluation Agency

3+ (at least 1 woman)

Long-time engaged in similar work experience, with university education or above

December2016 to the completion of the resettlement work

8.4 Measures to Strengthen the Institutional Capacity 281. What they lack is a full understanding of ADB’s involuntary resettlement policy requirements. Therefore, Guizhou PMO has provided a series of training for the resettlement agencies at all levels, including (i) ADB involuntary resettlement policies; (ii) national land acquisition and demolition compensation policies; (iii) good practice in Guizhou and China. The PPTA Consultants has provided the relevant organizations for RP preparation and implementation in accordance with ADB’s SPS (2009). The additional trainings will combine study tour with seminars, and will begin in December2016. Guizhou PMO will also request ADB to help staff training. The training funds have been included in the budgets of the resettlement plan.

3

IX Complaints and Grievance

282. Anlong County People’s Government will establish a high level transparency, simple grievance and complain collection and resolving program, to objectively, fairly and efficiently deal with the dissatisfaction for the issues of the resettlers and ensure resettlement work to be implemented smoothly. 9.1 Approach of Grievance and Complain Collection 283. The channels for the collection of the problems and the AP’s complaints during the settlement work include:

(i) Report to township/street committee and village/community resettlement office, including the complaints of the resettlers, progress, work measures, and existing problems.

(ii) Construction unit fax the construction log to the Project owner every day, mainly through the construction unit to report the construction impact by the resettlers.

(iii) Construction site inspection identified LAR coordination problems by the construction unit.

(iv) Relevant information reported by external monitoring agency. (v) Letters and visits from the APs. (vi) Dispatch agency of construction unit - report of working station. (vii) Relevant topics and issues reflected by the audit, discipline inspection and

other departments during the work check. (viii) Resettlement expenditure collected from the detailed fund disbursement

statement of the bank. (ix) Internal monitoring and investigation of special facilities.

9.2 Complaints and Grievance Procedures 284. The complaints and grievance procedures in the resettlement implementation are as follows, and the APs can participate in every stage.

Stage 1: 285. AP made a verbal or written dissatisfaction to the village committee/resident committee. If it is verbal discontent, the village committee/resident committee must make a written record, the village committee/resident committee to make a clear answer within 2 weeks.

Stage 2: 286. If the AP is not satisfied with the response of the stage 1, the AP can complain to the township/street committee resettlement working groups, the township government/street committee must make a clear answer within 2 weeks.

Stage 3: 287. The complained person can appeal to the Anlong PMO or Pingqiao Reservoir Co., Ltd. (subproject implementation agency) within one month after receive the decision from stage 2.The Pingqiao Reservoir Co., Ltd. make the decision to deal with the appeal within 3 weeks.

Stage 4:

4

288. If AP is still dissatisfied for the reply from the Anlong PMO or Pingqiao Reservoir Co., Ltd., they can appeal to the Anlong County Resettlement Office with 1 month they received the reply, the Anlong County Resettlement Office will make a reply within 4 weeks. If they could not reach a deal, then can be resolved by administrative arbitration. 289. Alternatively and at any time, the AP can appeal to the civil division of a people’s court according to the civil procedural law after receiving the decision from Anlong County Resettlement Office and below. The AP will be informed of the result via written notice. 290. The AP also can express dissatisfaction to the external monitoring agency, and the external monitoring agency report to the Anlong County PMO. The AP also can submit the complaints application to ADB team to solve the problem. If the problem is still not resolved, and the AP think that the ADB didn’t perform corresponding policy and caused the AP to get hurt, the AP can submit the appeal according to the ADB accountability mechanism3. 9.3 Principle of Dealing with Complaints 291. Resettlement offices at all levels must conduct field investigations for the complaints from the resettlers, fully solicit the resetters’ opinions, repeated consultations in patience, according to national regulations and the RP’s principles and regulations, put forward opinions in an objective and fair manner. For the problem that could not be resolved, it must be timely passed to the resettlement office at higher level, and assist the investigation. If in the previous stage, the decision-making agency did not respond to the appeal within the specified date, and the complainant has the right to appeal. 292. In the process of resettlement, women may have their own special complaints and appeals, so the Anlong County PMO plans to employ at least 1 woman they speak local languages/dialects for every resettlement working group to deal with women's appeal. Local government and non-governmental organizations such as the Civil Affairs Bureau, the Women's Federation will also supervise the resettlement activities, to protect the rights and interests of APs, especially women. 9.4 Content and Way of Complaints 9.4.1 Content of the Complaint Reply 293. Content of the complaint reply include:

(i) Brief introduction of complain. (ii) Result of the investigation. (iii) National relevant provisions, and the principles and standards of the

resettlement plan. (iv) Handling suggestion and specific basis.

9.4.2 Approach of the Complaint Reply 294. Approach of the complaint reply include:

(i) Complaints about the individual cases, should take the approach written material directly to complainant.

(ii) Complaints with more problems, through villagers’ conference or send the documents to inform the village/community the AP located.

3ADB.Accountability Mechanism. http://www.adb.org/site/accountability-mechanism/main

5

(iii) No matter what kind of reply approach is adopted, the reply must be sent to the resettlement office which the complainants belong to.

9.5 Feedback Recording and Tracking of Complaint and Appeal 295. During the implementation of the RP, the township/street committee and village resettlement working group should do a good job about record and register and manage the data of complaints and processing the data including follow-up to ensure the corrective actions are implemented and effective, and report to Pingqiao Reservoir Co., Ltd. in the form of written material once a month. Pingqiao Reservoir Co., Ltd. summarizes and reports to the Anlong County PMO once a month. The Anlong County PMO will conduct regular inspection of the complaint handling registration. 9.6 Contact for Complaints and Appeals 296. The township/street committee, village/community resettlement working group arrange the responsible person to collect and receive the AP’s complaint and appeal. The name, office address and contact number of the person in charge is shown in Table 9-1. If the local grievance mechanism can’t satisfy the AP’s complaint, the complaint can also directly go to the Anlong County PMO. Anlong County PMO will be responsible for handling complaints or send person to investigate and deal.

Table 9-1: Complaint and Appeal Institutions and Personnel Information to Receive Affected People

Unit Contacts Address Telephone No.

Anlong County PMO Wei Xingda Anlong County Xicheng Office Zone 0859-5313186

Anlong County Resettlement office Wei Xiuhong Anlong County Xicheng Office Zone 13985961226

Anlong County Land and Resources Administration Bureau Xing Guangyao

Anlong County XifengShifulu 13985094418

Qianxiang Street Committee Resettlement Working Station Wang Dexi

Qianxiang Street Committee Resettlement Working Group

15985396980

Puping Township Resettlement Working Station You Guangxiang Anlong County Township Puping People’s Government

13308596933

Sayu Township Resettlement Working Station Luo erjin Anlong County Sayu Township People’s Government

13708595139

Xifeng Street Committee Resettlement Working Station Li Xiaojuan Anlong County Xifeng

Street Committee Office 3708595220

External Monitoring and Evaluation Agency To be engaged 9.7 Cost of Solving the Complaint and Appeal 297. During the implementation, the cost of solving the complaint and appeal will be included in the management budget of “Resettlement Plan for Anlong County”.

6

X Resettlement Monitoring and Evaluation

298. Resettlement monitoring and evaluation is based on the "Resettlement Plan for Anlong County", to conduct ongoing investigation, inspection, supervision and evaluation for the implementation of resettlement activities. Resettlement monitoring is composed of two parts, internal monitoring and external monitoring. 10.1 Internal Monitoring 10.1.1 Internal Monitoring Purpose 299. The purpose of internal monitoring is to ensure the performance of the duties during the resettlement process, to complete the target to recover the living standard of the APs. Each subproject implementation unit (Resettlement Implementation Agency) should conduct internal monitoring and evaluation. 10.1.2 Internal Monitoring Procedure 300. In the implementation of the RP, Pingqiao Reservoir Co., Ltd. reports to the Anlong County PMO quarterly, the Anlong County PMO submits the internal monitoring record and progress report to ADB every half a year. 10.1.3 Internal Monitoring Content 301. Internal monitoring will cover the following contents:

(i) Organization setting, personnel division and capacity building; (ii) Implementation situation of relocation policies and compensation standard; (iii) Implementation progress of land acquisition and house demolishment, and

resettlement activities; (iv) Budget and implementation situation of resettlement; (v) Land acquisition and production resettlement (include vulnerable groups); (vi) House demolition and livelihood rehabilitation (including vulnerable groups); (vii) Complaints, appeals, public participation, consultation, information disclosure

and external monitoring, etc.; (viii) Resolving relevant problems in the MOU of ADB missions; (ix) Existing problems and solution measures.

10.1.4 Internal Monitoring Agency and Person Arrangement 302. Personnel involved in the monitoring implementation agency are shown in Table 10-1.

7

Table 10-1: Internal Monitoring Implementation Agency Personnel Resettlement Agencies Regular Staff Total Staff in Peak Season

Anlong County PMO 2 3

Anlong County Resettlement Office 4 8 Anlong County Land and Resources Administration Bureau 8 12

Each Village Committee/Resident Committee(Group/Community) 39 52

10.2 External Monitoring 303. According to the relevant requirements of ADB, the Guizhou PMO will entrust an independent external monitoring agency to track monitoring and evaluation of the resettlement and livelihood recovery activities, to ensure the implementation in accordance with the "Resettlement Plan for Anlong County". External monitoring includes person living standard baseline investigation of the APs and routine monitoring and evaluation. 10.2.1 Living Standard Survey of the Affected People 304. The external monitoring agency will conduct baseline survey on the affected villages and households. Baseline survey will investigate production and living standards of the APs. The baseline survey should be using the census method. 305. For living standard survey of affected household, the main content includes: family population, production and operation, housing construction area, annual household income, employment structure, household annual expenditure, traffic conditions, water supply, power supply conditions, living environment, subjective assessment on the production and living status, etc.. 10.2.2 Routine Monitoring and Evaluation 306. During the implementation of the RP, external monitoring agency will conduct monitoring and evaluation twice a year. The main monitoring indicators of external monitoring agency include:

(i) Whether the compensation for housing and other land attachments determined is in compliance with the principle of replacement value;

(ii) Whether the fund is paid in full and on time; (iii) Construction and distribution of resettlement housing; (iv) Whether it is reasonable for the relocation time; (v) Whether paid transitional fees and relocation costs; (vi) Whether physical compensation is discounted/depreciated; (vii) Whether the new resettlement area has the completed water, electricity, roads

and other infrastructures; who is responsible for providing these conditions; (viii) Whether the compensation standard of all kinds of land acquisition is based on

the RP; (ix) Whether the replacement land is adjusted and allocated to the APs; (x) Whether the land compensation cost allocation procedure can ensure the

affected village/community get money; (xi) Whether the amount of land acquisition, compensation standard,

compensation amount is transparent in the village/community, and in what form, in particular for the APs that move-out;

8

(xii) Which special preferential policies will be given to the vulnerable groups during the resettlement;

(xiii) Whether the vulnerable groups can get the help during the house demolition; (xiv) Whether the special needs of women are considered in the resettlement

measures; (xv) Whether the AP get the training, the number of training (of which the number of

women), quantity of employment (of which the number of women), the evaluation for the compensation fee, resettlement and income recovery plan (of which the women’s attitudes).

(xvi) Implementation progress and effect of livelihood restoration measures for the APs whose land has been acquired.

(xvii) Whether income levels of APs and host people have been restored in a timely manner.

(xviii) Whether the post-resettlement support has been provided. (xix) Whether the reservoir environmental protection zone causes additional impacts

on people near the reservoir. 307. The external monitoring agency will participate in some public consultation and consultative meetings to assess the results of public participation. External monitoring agency will irregularly visit the affected villages/community, the township government/street committee and the complaint handling agency, and propose appropriate solutions and recommendations.

10.2.3 Follow-up Survey of the Affected People 308. For the affected household, the external monitoring agency will conduct follow-up survey in six months after the resettlement. Follow-up survey should as far as possible to achieve the living standard survey object tracking. Follow-up survey is similar to the living standard survey, through structured questionnaire survey, to reflect resettlement effect on the livelihood and production of investigation subjects, to evaluate the resettlement effect. 10.2.4 External Monitoring and Evaluation Reporting System 309. External monitoring report should be submitted to the Anlong County PMO and ADB according to the schedule(See Table 10-2), the reporting period is presented in Table 10-2 according to the following requirements:

(i) Conduct the survey of the AP's living standards and the status, submit the Resettlement Baseline Report before the implementation of resettlement.

(ii) Submit the monitoring and evaluation report on 31 August and 31 March each year respectively, until the completion of land acquisition and relocation activities.

(iii) Conduct annual evaluation twice, and submit the report to show that the resettlement work has recovered the AP’s livelihood, income and living standards.

(iv) Further monitoring and evaluation should be continued if there is remaining issues or the income has not been recovered.

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Table 10-2: External Monitoring and Evaluation Report

Item Report of Monitoring and Evaluation Date 1 Baseline socioeconomic survey and report 31 March 2017 2 First monitoring report 31 March 2017 3 Second monitoring report 31 August 2017 4 Third monitoring report 31 March 2018 5 Fourth monitoring report 31 August 2018 6 Fifth monitoring report 31 March 2019 7 Six monitoring report 31 August 2019 8 Seventh monitoring report 31 March 2020 9 Eighth monitoring report 31 August 2020 10 Resettlement completion report 31 March 2021 11 First annual evaluation report 31 March 2022 12 Second annual evaluation report 31 March 2023

310. The report of the external monitoring agency will be submitted to Anlong County PMO and ADB in both Chinese and English. Routine monitoring report content should at least include the following: (i) the report monitoring object; (ii) the resettlement work progress; (iii) the monitoring findings by the external monitoring agency; (iv) the main problem; and (v) the basic evaluation opinions and suggestions of external monitoring. These reports will be uploaded to ADB website and will be made available to affected persons in a timely manner. The external monitor will seek feedback from APs on these reports.

10

ATTACHMENT 1a: Sample Agreement Signed between Anlong County RO and Qianxiang Village

of Puping Township

11

12

ATTACHMENT 1b: Sample Agreement of Host Villagers’ Willingness for Land Adjustment in Qianxiang Village

of Puping Township

13

14

Attachment 2 Resettlement Information Booklet

(Pingqiao Reservoir and Resettlement Site Areas)

1. Objective of Resettlement Information Booklet 1. The main purpose of resettlement information booklet is to provide a brief introduction on the Project, especially the principle of compensation, resettlement benefits, compensation fees and flow of funds, time paid to the project affected individual / collective. This is part of information dissemination activities, the purpose is to disclose the policies and procedures on the land acquisition, demolition, compensation, funds payment, complaint handling and appeal procedures. The Project implementation unit will distribute the information booklet to the APs. The booklet will be distributed to each affected villages in both the affected reservoir area and resettlement site area. 2. Basic Project Information and LAR Impacts 2. The Guizhou High Efficiency Water Utilization Demonstration in Rocky Desertification Area Project (the overall Project) consists of five components: Pingqiao Reservoir and Water Transfer Facility Component, Pingshan Reservoir and Water Transfer Facility Component, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Areas in Anlong County Component, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Areas in Nayong County Component, and Policy Reform, Capacity Development, and Knowledge Sharing. 3. The Pingqiao Reservoir and Water Transfer Facility Component will involve permanent land acquisition of 6,208.29 mu in total, including 138.14 mu state-owned land and 6,070.15 mu permanent collectively-owned land, of which 4,143.15 mu are cultivated land, and the impact is significant. A total of 17 villages in Getang, Puping, Sayu, Haizi Township and Xifeng Street committee will be affected, the farmland acquisition will involve 1,975 actual households and 7,079 APs resettlement people, including 2,680 persons as production resettlement population, and 101,836.1 m2 of houses will be demolished with 2,743 people in 583 rural households to be affected; meanwhile, the 2,743 people in 583 rural households will also be affected by land acquisition. The Project also needs 1,036.47 mu temporary collectively-owned land occupation, and the number of people to be affected by temporary land occupation is included in the number of people affected by land acquisition. Of the total affected households and population, 205 households and 299 persons belong to vulnerable groups, including 147 households or 215 persons living under minimum living guarantee (MLG), and 58 households or 84 persons disabled. The scope of the Project impact for the reservoir area is presented in Table 1. 4. In addition, a total of 3,511.03 mu of cultivated land need to be adjusted through land use right transfer (LURT) in the three resettlement sites to allocate to relocated families, and it affects 981 households or 4,205 persons. The scope of the Project land adjustment impact is presented in Table 2.

0

Table 1: Impacts of Land Acquisition and Resettlement

Name of Sub- Project

Location (Townships/Street

Committee)

Type of Land (mu) Temporary Land Occupation HD Affected Population (No.)

Collective-owned

State- owned Subtotal Collective-

owned m2

LA HD LA + HD Total Production

Resettlement Popu.1

HHs APs2 HHs APs HHs APs

Reservoir Inundated Area Getang and Haizi 4,145.3 113.87 4,259.17 597.74 78,587.58 1,920 518 2,434 798 3,275 798 3,275 Dam Site Engineering Construction Area Getang 882.27 24.27 906.54 438.73 23,248.5 431 65 309 365 1,224 365 1,224

Water Supply and Irrigation Engineering Area

Getang, Puping, Sayu Townships and Xifeng

Street committee 1,042.58 0 1,042.58 0.00 329 0 0 812 2,597 812 2,597

TOTAL 6,070.15 138.14 6,208.29 1,036.47 101,836.08 2,680 583 2,743 1,975 7,097 1,975 7,097

Table 2: Impacts of Land Adjustment in the Three Resettlement Sites

Location

Type of Land (mu) HHs and Popu. Affected by LAR (No.) Total (No.)

Collective-owned State-owned Total Land Adjustment House Demolition

HHs APs HHs APs HHs APs

Resettlement Site Puping and Qianxiang Street Committee 3,511.03 0 3,511.03 981 4,205 0 0 981 4,205

TOTAL 3,511.03 0 3,511.03 981 4,205 0 0 981 4,205

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3. Implementation Time of the Overall Project

5. The Guizhou High Efficiency Water Utilization Demonstration in Rocky Desertification Area Project will start the construction in October 2016, and complete in March 2021.

4. Implementation Institution 6. Anlong County PMO will take the supervision responsibilities for the implementation of the resettlement plan, including the preparation and implementation management of the resettlement plan, progress reports and internal monitoring of resettlement plan, hiring external monitoring agency. Anlong County Resettlement Office will be responsible for the actual implementation and management of the resettlement plan, including the confirmation of affected land and houses, consultation with the affected people, disbursing of compensation funds, and implementation of the resettlement measures for the affected people, etc. 7. Township (town) government and rural village committee/urban resident committees will actively participate in the implementation of the Resettlement Plan. In order to guarantee the smooth implementation of the Project, Anlong County PMO will organize training by inviting professional resettlement officers/specialists from training institutions with strong experiences in LAR implementation or study tour to other cities / provinces with good and successful implementation on land compensation and resettlement, the person in charge of resettlement will be responsible for the training activities. Resettlement Plan for Anlong County also includes training programs to strengthen the ability of resettlement offices’ staff at all levels. 5. Compensation of Land Acquisition and Demolition 8. The compensation standard of land acquisition will be implemented in accordance with the relevant laws and regulations of PRC, Guizhou Province People's Government, Qianxinan Prefecture Government, Anlong County People's Government and the ADB policies. The compensation standards of land acquisition are shown Table 3.

Table 3: Land Requisition Compensation Standard

No. Type of Land Land

Compensation Resetlement

Subsidy Output

Value/mu Unit Price of

Compensation Multplier Multplier CNY/mu CNY/mu

1 Cultivated Land

1.1 Getang Township and Puping Township

10 14 941 22,584

1.2 Xinqiao Township,Qianxiang Township and Muzan Township 10 14 961 23,064

1.3 Xifeng Street Committee 10 14 1,125 27,000

1.4 Haizi Township and Sayu Township 10 14 920 22,080

2 Garden

2.1 Getang Township and Puping Township 10 14 941 22,584

2.2 Xinqiao Township,Qianxiang Township and Muzan Township 10 14 961 23,064

2.3 Xifeng Street Committee 10 14 1,125 27,000

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2.4 Haizi Township and Sayu Township 10 14 920 22,080

3 Forest Land 3.1 Forest land and shrub land 6 5 1,125 12,375

3.1.1 Getang Township and Puping Township 6 5 941 10,351

3.1.2 Xinqiao Township,Qianxiang Township and Muzan Township 6 5 961 10,571

3.1.3 Xifeng Street Committee 6 5 1,125 12,375

3.1.4 Haizi Township and Sayu Township 6 5 920 10,120

4 Grass Land

4.1 Waste grass land 3 1,125 3,375

4.1.1 Getang Township and Puping Township 3 941 2,823

4.1.2 Xinqiao Township, Qianxiang Township and Muzan Township 3 961 2,883

4.1.3 Xifeng Street Committee 3 1,125 33,75

4.1.4 Haizi Township and Sayu Township 3 920 2,760

9. The final compensation standards of housing demolition will be determined according to the market price of the house at replacement value. House compensation standards are shown in Table 4.

Table 4: House Demolition Compensation Standard Type Unit standard

Frame CNY/m2 998 Brick-concrete structure CNY/m2 856

Brick-wood structure CNY/m2 698 Timber structure CNY/m2 546

10. Compensation period for temporary land occupation is 1 year. Land restoration costs will be included in the civil engineering cost. Table 5provides the land compensation of temporary land occupation.

Table 5: Compensation of Temporary Land Occupation at Lump Sum Rates Item Unit Cultivated Land Garden Land Forest Land

Reclamation CNY/mu 10,000 10,000 5,336 Production recovery CNY/mu 3,500 3,500 2,835

Compensation CNY/mu Annual production value

Year Max. 4 years

11. Compensation standards of ground attachments are shown in Table 6. Compensation standard for different diameters of trees is presented Table 7. Other policy provisions are in Table 8.

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Table 6: Compensation Standards of Auxiliaries and Ground Attachments Item Unit Unit Price (CNY)

Enclosured wall m2 40 Sunning ground m2 40 Cooking bench No. 500

Toilet No. 500 Water pond m 3 150

Well No. 500 Grave No. 2,000

Fortress edge m 3 45 Television receiver set 100

Table 7: Compensation Standard of Trees Item Unit Unit Price (CNY)

Matured tree (economic tree) No. 150

Sapling tree (economic tree) No. 80

Matured tree(timber tree) No. 100

Sapling tree (timber tree) No. 50

Trees with fruits No. 200

Trees without fruits No. 100

Bamboo grove 120

Banana No. 50

Earth temple No. 20,000

Table 8: Other Compensation Policies Category Unit Policies

House construction subsidy

Relocated households whose main house is not brick-concrete structure with less than 20 m2 per

capita, the difference portion will be compensated and monitored according to average 20 m2 of

brick-wood structure per capita Relocation allowance CNY/people 1,500

Culture, education and hygiene subsidy CNY/people 500 as listed in the regulation of reservoir

resettlement Subsidy for non removable auxiliaries 5% of the total housing compensation

Road relocation repair and construction cost

CNY/people 400 as listed in the regulation of reservoir resettlement

House decoration 5% of main brick-wood structure house in whole reservoir land acquisition area

6. Entitlement Matrix

12. Entitlement matrix was prepared in accordance with the applicable policies and regulation, please see Table 9.

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Table 9: Entitlement Matrix


Persons with Rights

to Get Entitlement


Collective Land Acquisition6,208.29

mu

Village groups 17

(i) For land re-adjustment, compensation will be paid to the host villages which give out their land to the relocated families. (ii) 100% cash compensation allocated to affected HHs who lost their land and choose cash compensation.

Dryland: 22,080-27,000 CNY / mu, and the rest are shown in Table 4-1.

Resettled population

7,097 APs (1,975 HHs)

(1) Cash compensation: Guizhou Province announced average annual value of output standard and compensation policies. (2) adjust the cultivated land by independent land transfer mode (land re-adjustment), and compensation will be paid to the host villages which give out their land to the relocated families; (3) development of reserved land resources to develop cultivation, forest and fruit farming; (4) construction of basic cultivated land and water conservancy construction, improve the quality of the land; (5) development of family breeding business; (6) post resettlement support fund: CNY 600 per resettler per year for a total of 20 years; (7) Anlong County will organize industry and commerce, taxation, health other sectors to provide the active-site services, and the implementation of relevant tax, simplified procedures and other preferential policies and measures to help solve practical difficulties and problems of land-losing farmers in the service industry they encountered.

Anlong County Government will organize industry and commerce, taxation, health and other departments to provide door-to-door services, relevant tax exemption, simplify procedures, and other preferential policies to the APs.

Acquisition of state-owned land

(138.14 mu) none none State-owned barren hills free transfer to the Project.

House Demolition and Resettlement

Displaced HHs (101,836.08 m2 housing area)

583 HHs (2,743 APs)

(i) According to the destination of production arrangement plan, combined with resettlement willingness and topography, geological conditions of resettlement area, resettlers adopt centralized settlement out of their places; (ii) Compensation provided at replacement cost to the APs; (iii) The basic infrastructures of the resettlement sites will be constructed by the Government; (iv) Subsidy will be provided to the households in difficulties; (v) Relocation

Frame structure: CNY 998/m2; Brick-concrete structure: CNY 856/m2; Brick-wood structure: CNY 698/m2; Wood structure: CNY 546/m2 Post Resettlement Support Fund: CNY 600/capita for 20 years after resettlement

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Persons with Rights

to Get Entitlement


allowance will be provided to relocated families; vi) Assistance will be provided during relocation process; and v) Provision of post-resettlement support fund to the relocated families.

Temporary land Occupation

(1,036.47 mu)

affected households

Affected households

(i) cash compensation: crop compensation paid to the affected people; (ii) land restoration costs will be included in the civil works engineering budget.

The average annual yield of 100% compensation to the affected farmers. Compensation period is occupation period.

Standing crops and ground

attachments

Owners of Trees and other

agricultural production

facilities and ancillaries

According to

ownership to

determined villagers

Cash compensation paid to the affected people.

Enclosured wall: CNY 40/m2; Sunning ground: CNY 40/m2; Cooking bench: CNY 500/each; Toilet: CNY 500/each; Water pond: CNY 150/m3; Well: CNY 500/each; Grave: CNY 2,000/each; Fortress edge: CNY 45/m3; Television receiver: CNY 100/set; Matured tree (economic tree): CNY 150/each; Sapling tree (economic tree): CNY 80/each; Matured tree (timber tree): CNY 100/each; Sapling tree (timber tree): CNY 50/each; Trees with fruits: CNY 200/each; Trees without fruits: CNY 100/each; Bamboo: CNY 120/grove; Banana: CNY 50/each; Earth temple: CNY 20,000/each.

Vulnerable Groups

Vulnerable groups

impacted by Land acquisition

and resettlement

Vulnerable HHs

It has been determined for thevulnerable group that: (i) PMO and village committee/resident committee will mobilize and use the vulnerable group assistance reserve fund at CNY 30,000 for vehicle rental, hiring, and other winter warmth action; (ii) Vulnerable groups will receive priority employment opportunities provided by the project construction units or other measures to restore their life; (iii) PMO and village committee/resident committee will help build a new home; (iv) Relocated households whose main house is not brick-concrete structure with less than 20 m2 per capita, the difference portion will be compensated according to average 20 m2 of brick-wood structure per capita.

Land Adjustment by Host Population for Resettlement

HHs involved in land adjustment

HHs involved in

land

(i) Consult with the residents of the host communities to adjust and allocate lands to relocated people and compensation standards; (ii) Provide assistance to the residents of the resettlement sites for non-agricultural sector

Resettlements groups and host groups will negotiate based on rates for collective-owned land

(see above).

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Persons with Rights

to Get Entitlement


Sites adjustment employment; (iii) Provide support to the integration of the residents in host communities and the relocated people.

Complaints and appeals All affected

people Complaints and appeals for free. All expenses reasonably incurred costs paid by the project preparation cost.

Women 3,442 Females 3,442 Females

(i) Priority will be given to women for employment and training opportunities. During the Project construction phase, about 7,940 person-years positions and training opportunities will be generated, at least 30% of job positions in the project will be provided to women; (ii) Priority will be given to women for agricultural technology training at free of charge, at least 40% of women will participate in the training; and (iii) Ensure women can obtain relevant information and participate in the resettlement implementation activities.

EMs 3,831 EMs 3,831 EMs

(i) Priority will be given to EMs for employment and training opportunities. During the Project construction phase, about 7,940 person-years positions and training opportunities will be generated, at least 40% of job positions in the project will be provided to EMs; (ii) Priority will be given to EMs for agricultural technology training at free of charge, at least 40% of EMs will participate in the training; and (iii) Ensure EMs can obtain relevant information and participate in the resettlement implementation activities.

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7. Cut-off Date The cut-off date for Pingqiao Reservoir and Water Transfer facility Component is 22 October 2012. 8. Payment of Compensation Fee 13. The full replacement cost calculation will be based on the fair market value, transaction costs, accrued interest, transition and recovery costs and other possible costs. 14. The amount of compensation shall not be detained, depreciation, and shall not be borne by the tax. The compensation payments of the property owner must be calculated by the public compensation standard. All the property in the original buildings is owned by the owner. Building value shall not be depreciation by age limit. The compensation shall not be detained of the rest material value after demolition. Any taxes or other fee of re-registration of land and property will be absolution or be paid by the project implementation unit. 15. The flow of fund of LAR disbursement is in Table 10.

Table 10: Flow of Fund

Permanent acquisition of state land

→ APMO → ARO → Anlong Land and

Resources Administration Bureau

Land Re-adjustment for permanent acquisition of collective land (100% of compensation for land loss)

→ APMO → ARO → VC

Cash compensation for permanent acquisition of collective land (100% of compensation for land loss)

→ APMO → ARO VC/RC → APs

Residential structures and auxiliaries

→ APMO → ARO → VC/RC → APs

Relocation allowance → APMO → ARO → VC/RC → APs Investigation and design cost

→ APMO → DI

Office administration costs → APMO → ARO Training cost → APMO → Training institutions M&E → APMO → IMA

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9. Resettlement and Livelihood Rehabilitation Plan 16. Three centralized Resettlement sites, which Shiyakou of Pingpu Township, Xiaoqianxiang of Qianxiang Township and Liangtai of Getang Township have been selected for the relocated families. The affected households need to be compensated for their former houses during the process of house demolition and moving into resettlement areas. A homestead will be provided to each AH for self-construction of houses.

Current Resettlement Site of Shiyakou, Puping Township

Current Resettlement Site of Xiaoqianxiang, Qianxiang Street Administration Office

9

Current Resettlement Site of Liangtai, Puping Township (Original Getang Township) 17. The livelihood and income rehabilitation measures include replacement land, cash compensation, pension and social insurance, employment opportunity generation, development of cultivation and livestock breeding, development of private-operated business, skills training, etc.. A post-resettlement support fund will be provided to the relocated people at CNY600 per resettler per year for 20 years. For people losing housing, they will receive “cash compensation” or “cash plus house plot” in the resettlement sites. With cash compensation, the resettled residents could re-construct their houses in the resettlement sites or purchase houses in other places they prefer. All the relocated households will also receive a relocation allowance. The county resettlement offices and local government will provide necessary assistance for relocation during resettlement implementation. 18. For vulnerable groups, attention and assistance will be given to their special needs and expectations. The county PIU will supervise implementation to ensure these vulnerable persons receive adequate compensation, livelihood and income restoration, housing arrangement, special fund, and MLG, and assistance to restore their living conditions and incomes. 10. LAR Cost Estimates and Implementation Schedule

19. The land acquisition and resettlement cost for Pingqiao Reservoir and Water Transfer Facility Component is CNY 498.24 million. A total of CNY 28.8966 million will be invested for the basic infrastructure construction of the three resettlement sites in the host communities by the Project and Guizhou Provincial Government, of which CNY 8.4183 million for the compensation of land acquisition for housing site. 20. Pingqiao Reservoir and Water Transfer Facility Component will start pre-construction works in December 2016 (for which a Damsite Resettlement Plan has been approved) and will start dam construction in April 2017 and complete in April 2021. Land acquisition and house demolition, and compensation will start in 2016 and provide lands in the damsite area for construction contractors to commence in April 2017.

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11. Appeal and Grievance 21. In order to ensure that the interests and property of the relevant units and personal are not violated and destroyed, their opinions and complaints should be reported in accordance with the following stages:

Stage 1: 22. AP made a verbal or written dissatisfaction to the village committee. If it is verbal dissatisfaction, the village committee/resident committee must make a written record, the village committee/resident committee to make a clear answer within 2 weeks.

Stage 2: 23. If the answer of the stage 1 is not satisfied with the complaint, the complained person can complain to the township/street committee resettlement working groups, the township government/street committee must make a clear answer within 2 weeks.

Stage 3: 24. The complained person can appeal to the subproject implementation agency within one month after receive the decision, the subproject implementation agency make the decision to deal with the appeal within 3 weeks.

Stage 4: 25. If AP is still dissatisfied for the reply from the Anlong PMO or Pingqiao Reservoir Co., Ltd., they can appeal to the Anlong County Resettlement Office with 1 month they received the reply, the Anlong County Resettlement Office will make a reply within 4 weeks. If they could not reach a deal, then can be resolved by administrative arbitration. 26. The AP can directly appeal to the local court of civil proceedings according to the Administrative Procedure Law of the People's Republic of China at any time. 27. The AP can choose through the legal procedures directly and do not choose the channel of appeal. The AP also can express dissatisfaction to the external monitoring agency, and the external monitoring agency report to the Anlong County PMO. The AP also can submit the complaints application to ADB team to solve the problem. If the problem is still not resolved, and the AP think that the ADB didn’t perform corresponding policy and caused the AP to get hurt, the AP can submit the appeal according to the ADB responsibility mechanism. 28. The township/street committee and village/community resettlement working group arrange the responsible person to collect and receive the AP’s complaint and appeal. The name, office address and contact number of the person in charge are shown in Table 11. If the local grievance mechanism can’t be satisfied with the AP, the complaint and appeal can also directly go to the Anlong County PMO. Anlong County PMO will be responsible for handling complaints or send person to investigate and deal.

Table 11: Complain and Appeal Institutions and Personnel Information to Receive Affected People

Unit Contacts Address Telephone No.

Anlong County PMO Wei Xingda Anlong County Xicheng Office Zone 0859-5313186

Anlong County Resettlement office Wei Xiuhong Anlong County Xicheng Office Zone 13985961226

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Anlong County Land and Resources Administration Bureau Xing Guangyao Anlong County Xifeng

Shifulu 13985094418

Qianxiang Street Committee Resettlement Working Station

Wang Dexi Qianxiang Street Committee Resettlement Working Group

15985396980

Puping Township Resettlement Working Station You Guangxiang

Anlong County Township Puping People’s Government

13308596933

Sayu Township Resettlement Working Station Luoerjin

Anlong County Sayu Township People’s Government

13708595139

Xifeng Street Committee Resettlement Working Station Li Xiaojuan

Anlong County Xifeng Street Committee Office 13708595220

External Monitoring and Evaluation Agency To be engaged 29. During the implementation, the cost of solving the complaint and appeal will be included in the management budget of “Resettlement Plan for Anlong County”.

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Attachment 3 TOR of External Monitoring and Evaluation

A. Introduction 1. This sets out the indicative terms of reference for independent external monitoring and evaluation (M&E) of land acquisition and resettlement (LAR) needed to ensure that the Guizhou High Efficiency Water Utilization Demonstration in Rocky Desertification Area Project will be implemented in conformity with the People’s Republic of China (PRC) laws and regulations and the Asian Development Bank’s (ADB’s) Safeguard Policy Statement (2009), including involuntary resettlement. The direct client is the project management office (PMO). The PMO is under Guizhou Provincial Water Resources Bureau and physically located in Guizhou Water Resources Investment Co., Ltd. owned by the Guizhou provincial government (executing agency of the project) by 100%. The external M&E will be conducted for LAR for two subprojects: (i) the construction of Pingqiao Reservoir and connected water transfer facilities in Anlong County (by Pingqiao Reservoir Co., Ltd.); and (ii) the construction of Pingshan Reservoir and connected water transfer facilities in Nayong County (by Pingshan Reservoir Management Office). Pingqiao Reservoir Co., Ltd belongs to Anlong County Water Resources Bureau and Pingshan Reservoir Management Office belongs to Nayong County Water Resources Bureau. A project implementation unit (PIU) is under Anlong County Water Resources Bureau and physically located in Pingqiao Reservoir Co., Ltd. Another PIU is under Nayong County Water Resources Bureau and physically located in Pingshan Reservoir Management Office. B. Implementation Arrangements 2. The external resettlement M&E will be carried out by a team of specialists through a competent independent external monitoring agency (EMA). The M&E will be financed by ADB, and the team of specialists will be recruited by the PMO according to ADB’s Guidelines on the Use of Consultants (2013, as amended from time to time) through consultants’ qualifications selection. The PMO, PIUs, Pingqiao Reservoir Co., Ltd., and Pingshan Reservoir Management Office will provide assistance to the EMA, particularly in the aspects of field survey, staffing, and logistics. D. Reporting Requirements 3. The EMA will submit to ADB and PMO semiannual external resettlement M&E reports during the implementation of LAR for the project, and annual external resettlement M&E reports for 2 years after the completion of the LAR for the whole project (for each report, a soft copy of the English version to ADB and soft copies of the English and Chinese versions to each of the PMO and PIUs), not later than 30 days after the completion of the field investigations.

4. The EMA will take full responsibility about the contents and quality of the reports; and if necessary, must revise reports upon the comments of ADB. Format of the reports will be proposed by the EMA in the technical proposal. The EMA may seek guidance from ADB’s Involuntary Resettlement Safeguards: A Planning and Implementation Good Practice Sourcebook (Draft Working Document) and from examples of reports on ADB website. E. Scope of Services and Consultants’ Inputs

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5. According to ADB’s requirements, the implementation of the resettlement plans should—besides internal monitoring undertaken by the PMO and PIUs—be monitored by the EMA. The EMA to be selected will monitor the implementation of the resettlement plans; and report progress semiannually during the implementation of LAR for the project, and annually for two years after the completion of the LAR for the whole project. 6. The general objective of the external resettlement M&E is to assess the compliance with principles, policies, and requirements mentioned in the resettlement plans, including (i) to determine and assess whether or not the compensation payment, support, and resettlement for the affected persons as well as the process of community consultation, information disclosure, and resolution of complaints and grievances are being carried out in compliance with principles, requirements, and procedures according to the resettlement plans; (ii) to review whether or not the resettlement plans’ objectives, especially those that improve or at least restore affected persons’ living standards are adequately implemented and achieved; and (iii) to review shortcomings in the implementation of the resettlement plans, and develop recommended solutions for discussion with the PMO, PIUs, Pingqiao Reservoir Co., Ltd., and Pingshan Reservoir Management Office. 7. To carry out the M&E, the EMA will address the following tasks.

(i) Periodic M&E. For each subproject, during the implementation of LAR, the EMA will semiannually monitor and evaluate the implementation of the resettlement plan.

(ii) Post resettlement M&E. For each subproject, for two years after the completion of the implementation of the resettlement plan, the EMA will annually carry out post resettlement M&E to evaluate the results of the LAR implementation and impact of the LAR on the affected persons.

(iii) Participate with the PMO in ADB’s review missions, as required.

8. Monitoring indicators. There are various monitoring indicators on the implementation of the resettlement plans. Once selected, the EMA will have to present in detail the monitoring indicators to the PMO and ADB for approval. Below are main monitoring indicators that need to be focused during the monitoring.

(i) For compliance of compensation payment and support provision (a) In case of land-for-land compensation, whether the replaced

land is equal in area and location as well as production, living conditions in comparing with the affected land; in case of cash–for-affected land, whether the replacement cost principle is ensured.

(b) Whether compensation for affected structures is equal to materials and labor replacement cost according to standards and specification of the work; whether reused materials are not deducted or discounted; and whether assets are depreciated based on age.

(c) Whether compensation for trees and/or crops takes into account market rates.

(d) Whether compensation is fully paid to affected persons; either though single installment or multiple installments.

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(e) Whether other assistance as specified in the resettlement plans is provided to affected persons, as required.

(ii) For compliance of information disclosure and community consultation

(a) Whether project documents (resettlement information booklet and relevant documents) are disseminated to communities.

(b) Whether information (results of detailed measurement survey, prices application, disbursement of payment) is promulgated at public places, and whether the process was effective.

(c) Whether the affected persons are fully consulted about issues of land recovery, policies on compensation, resettlement, livelihood restoration, and access to a grievance redress mechanism.

(d) Whether the concerns and recommendations of the affected persons are resolved during the implementation of the resettlement plans; as well as the manner by which they have been addressed.

(iii) For relocation plan and implementation (a) Resettlement methods, participation in relocation planning,

announcement of relocation plan, and support to relocated households.

(iv) For compliance of LAR implementation for the relocated affected

persons (a) Housing and living conditions in resettlement sites (such as

road, domestic power, water distribution and/or drainage system); and restoration of community, education, and health services.

(b) Whether replacement housing was provided in a complete and timely manner.

(c) Any issues related to transitional housing and/or period. (d) Whether the new location has had any impact on the affected

persons’ livelihoods. (v) For compliance of income restoration and support to livelihood

stabilization (a) Whether support to income restoration is adequately provided,

and efficiency of the income restoration support (e.g., training, credit assistance).

(b) Post resettlement life and production stabilization. How affected persons stabilize their life and production.

(c) Problems that affected persons are facing during the income restoration and life stabilization.

(d) Compensation and restoration of temporary land occupation.

(vi) For compliance of the satisfaction of the affected persons (a) Satisfaction of the determination of losses and compensation

valuation. (b) Satisfaction of compensation payment and other assistance. (c) Satisfaction of information disclosure, consultation. (d) Satisfaction on life stabilization and income restoration support

activities. (e) Satisfaction of resettlement site, relocation site, completeness

of facilities.

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(vii) For compliance of grievance redress mechanism of the affected

persons (a) Degree of the efficiency of the grievance redress mechanism

(time, efficiency of resolution). (b) Results of complaint resolution at various levels. (c) Satisfaction of the grievance redress mechanism.

9. Methodology of M&E. The EMA will apply both qualitative and quantitative methods during monitoring, including the following.

(i) Quantitative methods (a) Conduct baseline survey (prior to start of LAR) covering a

representative sample of affected persons, focusing more on those seriously affected and vulnerable affected persons.

(b) Conduct semiannual and annual questionnaire survey during project implementation for 50% of severely affected households and 20% of all other affected households.

(c) Use the existing statistical data at local levels, and data from district and/or county resettlement bureaus.

(d) Survey affected businesses and workers. (e) Conduct final M&E of LAR implementation (prior to project

completion) by conducting a sample survey on 50% of severely affected households and 20% of all other affected households.

(ii) Qualitative methods (a) Review project documents (feasibility study reports,

resettlement plans), ADB relevant policies, laws and regulations of the PRC, Guizhou Province, Anlong County, and Nayong County.

(b) Consult and discuss with different stakeholders, including Guizhou provincial government, Anlong county government, and Nayong county government including, and social organizations through consultation meetings, in-depth interviews, and group discussions.

(c) Undertake focus group discussions, in-depth interviews with the target affected persons; and/or groups such as severely affected households, relocated households, vulnerable households, and women’s groups.

(iii) Site visits (a) Conduct site visits to original housing areas and resettlement

sites, as well as project construction sites to check whether resettlement sites are constructed with complete infrastructure and identify potential impacts on local people during civil works construction.

10. All information and data collected will be processed, analyzed, and included in the baseline or subsequent M&E reports. The EMA must store the processed data to serve for the next M&E. These data will belong to (and will be the asset of) the PMO and will be made available to ADB and the PMO upon request. All documentation will be transferred to the PMO at the completion of the contract. 11. Qualification required and detailed tasks of personnel. The EMA should be a registered social organization (research institution, design institute, consulting

16

institution and/or firm, university, or nongovernment organizations) without direct administrative subordination relations with the Guizhou provincial government, Anlong county government, and Nayong county government. The EMA should have 5 or more qualified technical staff members. Professional staff members of the EMA should have degrees in economics, sociology and/or anthropology, or a relevant field of social sciences; are familiar with ADB’s or World Bank’s resettlement policies and procedures; have previous experience in M&E of LAR for projects funded by ADB or World Bank. The EMA should also have experience in undertaking similar projects in the PRC. 12. The EMA will establish a M&E team. The main duties of the team are to (i) carry out the M&E on the implementation of the resettlement plans to ensure it is in compliance with the resettlement plans; (ii) advise PMO, PIUs, Pingqiao Reservoir Co. Ltd., and Pingshan Reservoir Management Office on the implementation of the resettlement plans to ensure policies and procedures are complied with; and (iii) provide information and data, monitoring results, and observations that the team leader will aggregate into the external M&E reports. 13. All team members must be fluent in English as well as Chinese, and reports submitted to ADB will be in English. For each of the members, (i) possession of a related degree, qualification, and/or memberships of related academic societies; and/or past participation in related training courses; (ii) experience in similar positions for projects; and (iii) experience in working with international organizations and/or international consultants will be highly evaluated.

Documents

Guizhou High Efficiency Water Utilization Demonstration in ...€¦ · Asian Development Bank Linked Document 12 Resettlement Plan for Anlong County October 2016 People’s Republic