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8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
1/15
Group 5
GUIDELINES
ON THE
ENHANCEDPROGRAMME OF
INSPECTIONSDURING SURVEYS
OF BULK CARRIERS
8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
2/15
8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
3/15
GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
SURVEYS OF BULK CARRIERS
1 GENERAL
1.1 Appli!"io#$
1.1.1 T%& Gui'&li#&( (%oul' !ppl) "o (ur*&)( o+ %ull ("ru"ur& !#' pipi#, ()("&-( i#
!) o+ !r,o %ol'(/ o0&r'!-(/ pip& "u##&l(/ *oi' (p!&( i"%i# "%& !r,o l,"%
!r&! !#' !ll !ll!(" "!#2(. T%& (ur*&)( (%oul' & !rri&' ou" 'uri#, "%& (ur*&)(
pr&(ri&' ) "%& 134 SOLAS Co#*"io#/ !( !-'&'.
1.1.6 T%& Gui'&li#&( o#"!i# "%& &7"" o+ &7!-i#!"io#/ "%i2#&(( -&!(ur&-"(
!#' "!#2 "&("i#,. T%& (ur*&) (%oul' & &7"'&' % (u("!#"i!l orro(io# !#'8or
("ru"ur!l '&+&"( !r& +ou#' !#' i#lu'& !''i"io#!l lo(&9up (ur*&) % #&&((!r).
1.6 D&:#i"io#(
1.6.1 Bul2 !rri&r i( ! (%ip %i% i( o#("ru"&' ,&r!ll) i"% (i#,l& '&2/ "op9(i'&
"!#2( !#' %opp&r (i'& "!#2( i# !r,o (p!&(/ !#' i( i#"'&' pri-!ril) "o !rr) 'r)
!r,o i# ul2 !#' i#lu'&( (u% ")p&( !( or& !rri&r( !#' o-i#!"io# !rri&r($$.
1.6.6 B!ll!(" "!#2 i( ! "!#2 %i% i( u(&' +or !"&r !ll!(" !#' i#lu'&( (i'& !ll!("
"!#2(/ !ll!(" 'oul& o""o- (p!&(/ "op9(i'& "!#2(/ %opp&r (i'& "!#2( !#' p&!2
"!#2(.
1.6.; Sp!&( !r& (&p!r!"& o-p!r"-"( i#lu'i#, %ol'( !#' "!#2(.
1.6. O*&r!ll (ur*&) i( ! (ur*&) i#"'&' "o r&por" o# "%& o*&r!ll o#'i"io# o+ "%&
%ull ("ru"ur& !#' '&"&r-i#& "%& &7"" o+ !''i"io#!l lo(&9up (ur*&)(.
1.6.5 Clo(&9up (ur*&) i( ! (ur*&) %&r& "%& '&"!il( o+ ("ru"ur!l o-po#"( !r&
i"%i# "%& lo(& *i(u!l i#(p&"io# r!#,& o+ "%& (ur*&)or/ i.&. pr&+&r!l) i"%i# r&!%
o+ %!#'.
1.6.< Tr!#(*&r(& (&"io# i#lu'&( !ll lo#,i"u'i#!l -&-&r( (u% !( pl!"i#,/
lo#,i"u'i#!l( !#' ,ir'&r( !" "%& '&2/ (i'& !#' o""o-/ i##&r o""o- !#' %opp&r
(i'& pl!"i#,/ lo#,i"u'i#!l ul2%&!'(/ !#' o""o- pl!"i#, i# "op i#, "!#2(.
$ T%& i#""io# o+ "%&(& Gui'&li#&( i( "o (ur& "%!" !# !ppropri!"& l&*&l o+ r&*i& o+
pl!#( !#' 'ou-"( i( o#'u"&' !#' o#(i(") i# !ppli!"io# i( !""!i#&'. Su%
&*!lu!"io# o+ (ur*&) r&por"(/ (ur*&) pro,r!--&(/ pl!##i#, 'ou-"(/ &"./ (%oul'
& !rri&' ou" !" "%& -!#!,&ri!l l&*&l o+ "%& A'-i#i("r!"io# or or,!#i=!"io#
r&o,#i=&' ) "%& A'-i#i("r!"io#.
8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
4/15
$$ For o-i#!"io# !rri&r( !''i"io#!l r&>uir&-"( !r& (p&i:&' i# "%& Gui'&li#&(
o# "%& E#%!#&' Pro,r!--& o+ I#(p&"io#( Duri#, Sur*&)( +or Oil T!#2&r( (&" ou" i#
A##&7 B "o "%& pr&(" r&(olu"io#.
1.6.4 R&pr&("!"i*& (p!&( !r& "%o(& %i% !r& &7p&"&' "o r&?&" "%& o#'i"io#
o+ o"%&r (p!&( o+ (i-il!r ")p& !#' (&r*i& !#' i"% (i-il!r orro(io# pr&*"io#()("&-(. @% (&l&"i#, r&pr&("!"i*& (p!&( !ou#" (%oul' & "!2 o+ "%&
(&r*i& !#' r&p!ir %i("or) o# o!r' !#' i'"i:!l& ri"i!l !#'8or (u(p&" !r&!(.
1.6. Su(p&" !r&!( !r& lo!"io#( (%oi#, (u("!#"i!l orro(io# !#'8or !r&
o#(i'&r&' ) "%& (ur*&)or "o & pro#& "o r!pi' !("!,&.
1.6.3 Su("!#"i!l orro(io# i( !# &7"" o+ orro(io# (u% "%!" !((&((-" o+
orro(io# p!""&r# i#'i!"&( ! !("!,& i# &7&(( o+ 45 o+ !llo!l& -!r,i#(/ u"
i"%i# !&p"!l& li-i"(.
1.6.1 Corro(io# pr&*"io# ()("&- i( #or-!ll) o#(i'&r&' &i"%&r
.1 ! +ull %!r' o!"i#, (uppl&-"&' ) !#o'&(
.6 ! +ull %!r' o!"i#,.
O"%&r o!"i#, ()("&-( &.,. (o+" o!"i#, -!) & o#(i'&r&' !&p"!l& !(
!l"&r#!"i*&( pro*i'&' "%!" "%&) !r& !ppli&' !#' -!i#"!i#&' i# o-pli!#& i"% "%&
-!#u+!"ur&r( (p&i:!"io#.
1.6.11 Co!"i#, o#'i"io# i( '&:#&' !( +ollo(
GOOD o#'i"io# i"% o#l) -i#or (po" ru("i#,
FAIR o#'i"io# i"% lo!l r&!2'o# o+ o!"i#, !" &',&( o+ ("i0&r( !#' &l'
o##&"io#( !#'8or li,%" ru("i#, o*&r 6 or -or& o+ !r&!( u#'&r o#(i'&r!"io#/ u"
l&(( "%!# !( '&:#&' +or POOR o#'i"io#
POOR o#'i"io# i"% ,&r!l r&!2'o# o+ o!"i#, o*&r 6 or -or& o+ !r&!( or
%!r' (!l& !" 1 or -or& o+ !r&!( u#'&r o#(i'&r!"io#.
1.6.16 Cri"i!l ("ru"ur!l !r&!( !r& lo!"io#( %i% %!*& & i'"i:&' +ro-
!lul!"io#( "o r&>uir& -o#i"ori#, or +ro- "%& (&r*i& %i("or) o+ "%& (u&" (%ip or
+ro- (i-il!r or (i("&r (%ip( "o & ((i"i*& "o r!2i#,/ u2li#, or orro(io# %i%
oul' i-p!ir "%& ("ru"ur!l i#"&,ri") o+ "%& (%ip.
1.6.1; C!r,o l,"% !r&! i( "%!" p!r" o+ "%& (%ip %i% i#lu'&( !ll !r,o %ol'( !#'
!'!" !r&!( i#lu'i#, +u&l "!#2(/ o0&r'!-(/ !ll!(" "!#2( !#' *oi' (p!&(.
1.6.1 I#"&r-&'i!"& %!#&' (ur*&) i( !# %!#&' (ur*&) !rri&' ou" &i"%&r !"
"%& (&o#' or "%ir' !##u!l (ur*&) or &"& "%&(& (ur*&)(.
1.; Sop& o+ (ur*&)(
8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
5/15
1.;.1 Prior "o i#(p&"io# "%& (ur*&)or (%oul' &7!-i#& "%& o-pl&"&(( o+
'ou-"!"io# o# o!r'/ !#' i"( o#""( !( ! !(i( +or "%& (ur*&).
1.;.6 @% ! (ur*&) r&(ul"( i# "%& i'"i:!"io# o+ (i,#i:!#" orro(io# or o+
(i,#i:!#" ("ru"ur!l '&+&"( %i%/ i# "%& opi#io# o+ "%& (ur*&)or/ ill i-p!ir "%&
("ru"ur!l i#"&,ri") o+ "%& (%ip/ "% r&-&'i!l !"io#/ i# o#(ul"!"io# i"% "%&A'-i#i("r!"io# (%oul' & !,r&&' !#' i-pl&-"&' &+or& "%& (%ip o#"i#u&( i#
(&r*i&.
6 ENHANCED SURVEY CARRIED OUT DURING PERIODICAL SURVEY
6.1 G&r!l
6.1.1 T%& %!#&' (ur*&) -!) & o--&' !" "%& +our"% !##u!l (ur*&) !#' &
pro,r&((&' 'uri#, "%& (u&&'i#, )&!r i"% ! *i& "o o-pl&"io# ) "%& :+"%
!##i*&r(!r) '!"&.
6.1.6 A( p!r" o+ "%& pr&p!r!"io# +or "%& %!#&' (ur*&)/ "%& "%i2#&((-&!(ur&-" !#' (ur*&) pro,r!--& (%oul' & '&!l" i"%/ i# !'*!#& o+ "%&
%!#&' (ur*&). T%& "%i2#&(( -&!(ur&-" (%oul' #o" & %&l' &+or& "%& +our"%
!##u!l (ur*&).
6.1.; T%& (ur*&) (%oul' i#lu'&/ i# !''i"io# "o "%& r&>uir&-"( o+ "%& !##u!l
(ur*&)/ &7!-i#!"io#/ "&("( !#' %&2( o+ (ui" &7"" "o (ur& "%!" "%& %ull
!#' r&l!"&' pipi#, i( i# ! (!"i(+!"or) o#'i"io# !#' i( :" +or i"( i#"'&' purpo(& +or
"%& #& p&rio' o+ *!li'i") o+ "%& C!r,o S%ip S!+&") Co#("ru"io# C&r"i:!"&/ (u&"
"o prop&r -!i#"!#& !#' op&r!"io# !#' "o p&rio'i!l (ur*&)( &i#, !rri&' ou".
6.1. All !r,o %ol'(/ !ll!(" "!#2(/ pip& "u##&l(/ o0&r'!-( !#' *oi' (p!&(ou#'i#, !r,o %ol'(/ '&2( !#' ou"&r %ull (%oul' & &7!-i#&'/ !#' "%i(
&7!-i#!"io# (%oul' & (uppl&-"&' ) "%i2#&(( -&!(ur&-" !#' "&("i#, !(
'&&-&' #&&((!r)/ "o (ur& "%!" "%& ("ru"ur!l i#"&,ri") r&-!i#( &0&"i*&. T%&
&7!-i#!"io# (%oul' & (ui" "o 'i(o*&r (u("!#"i!l orro(io#/ (i,#i:!#"
'&+or-!"io#/ +r!"ur&(/ '!-!,&( or o"%&r ("ru"ur!l '&"&rior!"io#.
6.1.5 All pipi#, ()("&-( i"%i# "%& !o*& (p!&( (%oul' & &7!-i#&' !#'
op&r!"io#!ll) "&("&' u#'&r or2i#, o#'i"io#( "o (ur& "%!" "%& o#'i"io# r&-!i#(
(!"i(+!"or).
6.1.< T%& (ur*&) &7"" o+ o-i#&' !ll!("8!r,o %ol'( (%oul' & &*!lu!"&' !(&'o# "%& r&or'( o+ !ll!(" %i("or) !#' &7"" o+ "%& orro(io# pr&*"io# ()("&-
pro*i'&'.
6.1.4 T%& (ur*&) &7"" o+ !ll!(" "!#2( o#*&r"&' "o *oi' (p!&( (%oul' &
(p&i!ll) o#(i'&r&' i# r&l!"io# "o "%& r&>uir&-"( +or !ll!(" "!#2(.
6.6 Dr)9'o2 (ur*&)
8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
6/15
6.6.1 A (ur*&) i# 'r)9'o2 (%oul' & ! p!r" o+ "%& %!#&' (ur*&) 'uri#,
p&rio'i!l (ur*&). T%&r& (%oul' & ! -i#i-u- o+ "o i#(p&"io#( o+ "%& ou"(i'& o+
"%& (%ipJ( o""o- 'uri#, "%& 59)&!r p&rio' o+ "%& &r"i:!"&. I# !ll !(&(/ "%&
-!7i-u- i#"&r*!l &"& o""o- i#(p&"io#( (%oul' #o" &7&&' ;< -o#"%(.
6.6.6 Al"&r#!"& i#(p&"io#( o+ "%& (%ipJ( o""o- #o" o#'u"&' i# o#u#"io# i"%"%& %!#&' (ur*&) 'uri#, p&rio'i!l (ur*&) -!) & !rri&' ou" i"% "%& (%ip
!?o!". Sp&i!l o#(i'&r!"io# (%oul' & ,i* "o (%ip( o+ 15 )&!r( o+ !,& or o*&r
&+or& &i#, p&r-i""&' "o %!*& (u% i#(p&"io#(. I#(p&"io#( o+ "%& (%ip !?o!"
(%oul' o#l) & !rri&' ou" % "%& o#'i"io#( !r& (!"i(+!"or) !#' "%& prop&r
&>uip-" !#' (ui"!l) >u!li:&' ("!0 !r& !*!il!l&.
6.6.; I+ ! (ur*&) i# 'r)9'o2 i( #o" o-pl&"&' i# o#u#"io# i"% "%& %!#&'
(ur*&) 'uri#, p&rio'i!l (ur*&) or i+ "%& ;< -o#"% -!7i-u- i#"&r*!l r&+&rr&' "o i#
6.6.1 i( #o" o-pli&' i"%/ "%& C!r,o S%ip S!+&") Co#("ru"io# C&r"i:!"& (%oul'
&!(& "o & *!li' u#"il ! (ur*&) i# 'r)9'o2 i( o-pl&"&'.
6.6. Ho&*&r/ i# or'&r "o !llo "i-& +or "r!#(i"io# "o "%& %!#&' i#(p&"io#
()("&-/ u#"il < ul) 1334/ "%& A'-i#i("r!"io# i"% ! (ur*&) )l& o+ )&!r( or l&((
-!) !rr) ou" 'r)9'o2 (ur*&)( (&p!r!"&l) +ro- "%& %!#&' i#(p&"io#( 'uri#,
p&rio'i!l (ur*&). For (%ip( "o %i% "%i( !ppli&(/ "%& %!#&' i#(p&"io#( 'uri#,
p&rio'i!l (ur*&) (%oul' & o#'u"&' !" +!ili"i&( %i% po((&(( "%& !p!ili"i&(
#&&((!r) "o prop&rl) o#'u" "%& &7!-i#!"io#( !#' "&("i#, r&>uir&'/ !#' !ll o"%&r
r&>uir&-"( o+ "%& %!#&' i#(p&"io# ,ui'&li#&( (%oul' & -&".
6.; T!#2 orro(io# pr&*"io# ()("&-
6.;.1 @%&r& pro*i'&'/ "%& o#'i"io# o+ "%& orro(io# pr&*"io# ()("&- o+ !ll!("
"!#2( (%oul' & &7!-i#&'. For !ll!(" "!#2(/ &7lu'i#, 'oul& o""o- "!#2(/ %&r&
! o!"i#, i( +ou#' i# POOR o#'i"io# !( '&:#&' i# 1.6.11/ !#' i" i( #o" r&&'/ or
%&r& ! o!"i#, %!( #o" & !ppli&'/ "%& "!#2( i# >u&("io# (%oul' & &7!-i#&' !"
!##u!l i#"&r*!l(. @% (u% r&!2'o# o+ o!"i#, i( +ou#' i# !ll!(" 'oul&
o""o- "!#2(/ or %&r& ! o!"i#, %!( #o" & !ppli&' "%& "!#2( i# >u&("io# -!) &
&7!-i#&' !" !##u!l i#"&r*!l(. T%i2#&(( -&!(ur&-" (%oul' & !rri&' ou" !(
o#(i'&r&' #&&((!r) ) "%& (ur*&)or.
6. H!"% o*&r( !#' o!-i#,(
6..1 A "%orou,% i#(p&"io# o+ "%& i"&-( li("&' i# ;.; (%oul' & !rri&' ou".
6..6 R!#'o- %&2i#, o+ "%& (!"i(+!"or) op&r!"io# o+ -&%!#i!ll) op&r!"&' %!"%
o*&r( (%oul' & -!'&/ i#lu'i#,
.1 ("o!,& !#' (&uri#, i# op o#'i"io#
.6 prop&r :" !#' &i) o+ (&!li#, i# lo(&' o#'i"io#
8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
7/15
.; op&r!"io#!l "&("i#, o+ %)'r!uli !#' po&r o-po#"(/ ir&(/ %!i#(/ !#' li#2
'ri*&(
6..; T%& &0&"i*&(( o+ (&!li#, !rr!#,&-"( o+ !ll %!"% o*&r( ) %o(& "&("i#,
or &>ui*!l" (%oul' & %&2&'.
6.. T%i2#&(( -&!(ur&-" o+ "%& %!"% o*&r !#' o!-i#, pl!"i#, !#' ("i0&r(
(%oul' & !rri&' ou" !( ,i* i# !##&7 6.
6.5 E7"" o+ o*&r!ll !#' lo(&9up (ur*&)(
6.5.1 A# o*&r!ll (ur*&) o+ !ll (p!&( &7lu'i#, +u&l oil "!#2( (%oul' & !rri&' ou"
!" "%& p&rio'i!l (ur*&). Fu&l oil "!#2( i# !) o+ !r,o %ol'( (%oul' & (ui"l)
&7!-i#&' "o (ur& "%!" "%&ir o#'i"io# i( (!"i(+!"or).
6.5.6 E!% p&rio'i!l (ur*&) (%oul' i#lu'& ! lo(&9up &7!-i#!"io# o+ (ui"
&7"" "o &("!li(% "%& o#'i"io# o+ "%& (%&ll +r!-&( !#' "%&ir ' !""!%-"( i# !ll
!r,o %ol'( !#' !ll!(" "!#2( !( i#'i!"&' i# !##&7 1.
6.< E7"" o+ "%i2#&(( -&!(ur&-"(
6.uir&-"( +or "%i2#&(( -&!(ur&-"( !" "%& p&rio'i!l (ur*&) !r&
,i* i# !##&7 6.
6.
8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
8/15
6.4.6 G&r!ll)/ "%& pr&((ur& (%oul' orr&(po#' "o ! !"&r l&*&l "o "%& "op o+
%!"%&( +or !ll!("8!r,o %ol'(/ or "op o+ !ir pip&( +or !ll!(" "!#2( or +u&l "!#2(.
; ENHANCED SURVEY CARRIED OUT DURING ANNUAL SURVEY
;.1 G&r!l
;.1.1 T%& (ur*&) (%oul' o#(i(" o+ !# &7!-i#!"io# +or "%& purpo(& o+ (uri#,/ !(
+!r !( pr!"i!l&/ "%!" "%& %ull %!"% o*&r(/ o!-i#,( !#' pipi#, !r& -!i#"!i#&' i#
! (!"i(+!"or) o#'i"io# !#' (%oul' "!2& i#"o !ou#" "%& (&r*i& %i("or)/ o#'i"io#
!#' &7"" o+ "%& orro(io# pr&*"io# ()("&- o+ !ll!(" "!#2( !#' !r&!( i'"i:&'
i# "%& (ur*&) r&por" :l&.
;.6 E7!-i#!"io# o+ "%& %ull
;.6.1 E7!-i#!"io# o+ "%& %ull pl!"i#, !#' i"( lo(i#, !ppli!#&( (%oul' & !rri&'
ou" !( +!r !( !# & (&.
;.6.6 E7!-i#!"io# o+ !"&r"i,%" p&"r!"io#( (%oul' & !rri&' ou" !( +!r !(
pr!"i!l&.
;.; E7!-i#!"io# o+ %!"% o*&r( !#' o!-i#,(
;.;.1 I" (%oul' & o#:r-&' "%!" #o u#!ppro*&' %!#,&( %!*& & -!'& "o "%&
%!"% o*&r(/ %!"% o!-i#,( !#' "%&ir (&uri#, !#' (&!li#, '&*i&( (i#& "%& l!("
(ur*&).
;.;.6 @%&r& -&%!#i!ll) op&r!"&' ("&&l o*&r( !r& :""&'/ "%& (!"i(+!"or)
o#'i"io# o+ "%& +olloi#, (%oul' & o#:r-&'
9 %!"% o*&r(
9 "i,%"#&(( '&*i&( o+ lo#,i"u'i#!l/ "r!#(*&r(& !#' i#"&r-&'i!"& ro(( u#"io#(
,!(2&"(/ ,!(2&" lip(/ o-pr&((io# !r(/ 'r!i#!,& %!##&l(
9 l!-pi#, '&*i&(/ r&"!i#i#, !r(/ l&!"i#,
9 %!i# or rop& pull&)(
9 ,ui'&(
9 ,ui'& r!il( !#' "r!2 %&&l(
9 ("opp&r(/ &"
9 ir&(/ %!i#(/ ,)p(i&(/ "(io#i#, '&*i&(
9 %)'r!uli ()("&- &(("i!l "o lo(i#, !#' (&uri#,
9 (!+&") lo2( !#' r&"!i#i#, '&*i&(.
8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
9/15
;.;.; @%&r& por"!l& o*&r(/ oo' or ("&&l po#"oo#( !r& :""&'/ "%& (!"i(+!"or)
o#'i"io# o+ "%& +olloi#, (%oul' & o#:r-&'
9 oo' o*&r( !#' por"!l& &!-(/ !rri&r( or (o2&"( +or "%& por"!l& &!-/ !#'
"%&ir (&uri#, '&*i&(
9 ("&&l po#"oo#(
9 "!rp!uli#(
9 l&!"(/ !""( !#' &',&(
9 %!"% (&uri#, !r( !#' "%&ir (&uri#, '&*i&(
9 lo!'i#, p!'(8!r( !#' "%& (i'& pl!"& &',&
9 ,ui'& pl!"&( !#' %o2(
9 o-pr&((io# !r(/ 'r!i#!,& %!##&l( !#' 'r!i# pip&( i+ !#).
;.;. I+ o#(i'&r&' #&&((!r) ) "%& (ur*&)or "%& &0&"i*&(( o+ (&!li#,
!rr!#,&-"( o+ !ll %!"% o*&r( (%oul' & o#:r-&'.
;. E7!-i#!"io# o+ !r,o %ol'(
;..1 For ul2 !rri&r( o*&r 1 )&!r( o+ !,&/ !# o*&r!ll (ur*&) o+ ! r&pr&("!"i*&
+or!r' !#' !+"&r !r,o %ol' (%oul' & !rri&' ou". @%&r& "%i( l&*&l o+ (ur*&)
r&*&!l( "%& #&&' +or r&-&'i!l -&!(ur&(/ "%& (ur*&) (%oul' & &7"'&' "o i#lu'&
!# o*&r!ll (ur*&) o+ !ll !r,o %ol'(.
;..6 For ul2 !rri&r( o*&r 15 )&!r( o+ !,&/ "%& +olloi#, (%oul' & !rri&' ou"
.1 o*&r!ll (ur*&) o+ !ll !r,o %ol'( !#'
.6 lo(&9up &7!-i#!"io# o+ (ui" &7"" "o &("!li(% "%& o#'i"io# o+ "%& lo&r
r&,io# o+ "%& (%&ll +r!-&( !#' "%&ir ' !""!%-"( i# ! +or!r' !r,o %ol'.
@%&r& "%i( l&*&l o+ (ur*&) r&*&!l( "%& #&&' +or r&-&'i!l -&!(ur&(/ "%& (ur*&)
(%oul' & &7"'&' "o i#lu'& ! lo(&9up (ur*&) o+ !ll !r,o %ol'(.
;.5 E7!-i#!"io# o+ !ll!(" "!#2(
;.5.1 E7!-i#!"io# o+ !ll!(" "!#2( (%oul' & !rri&' ou" % r&>uir&' !( !o#(&>u& o+ "%& r&(ul"( o+ "%& p&rio'i!l (ur*&) !#' i#"&r-&'i!"& %!#&'
(ur*&). @% &7"(i*& orro(io# i( +ou#'/ "%i2#&(( -&!(ur&-"( (%oul' &
!rri&' ou".
INTERMEDIATE ENHANCED SURVEY
.1 G&r!l
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.1.1 T%o(& i"&-( %i% !r& !''i"io#!l "o "%& r&>uir&-"( o+ "%& !##u!l (ur*&)
-!) & (ur*&)&' &i"%&r !" "%& (&o#' or "%ir' !##u!l (ur*&) or &"& "%&(&
(ur*&)(.
.1.6 I# "%& !(& o+ ul2 !rri&r( o*&r 5 )&!r( o+ !,& "%& i#"&r-&'i!"& %!#&'
(ur*&) (%oul' i#lu'&/ i# !''i"io# "o "%& r&>uir&-"( o+ "%& !##u!l (ur*&)(/ !#&7!-i#!"io# o+ "%& i"&-( (p&i:&' i# .6/ .; !#' ..
.6 B!ll!(" "!#2(
.6.1 A# o*&r!ll (ur*&) o+ r&pr&("!"i*& !ll!(" "!#2( (&l&"&' ) "%& (ur*&)or
(%oul' & !rri&' ou". For (%ip( o*&r 1 )&!r( o+ !,&/ !ll !ll!(" "!#2( (%oul' &
&7!-i#&'. I+ (u% i#(p&"io#( r&*&!l #o *i(il& ("ru"ur!l '&+&"(/ "%& &7!-i#!"io#
-!) & li-i"&' "o ! *&ri:!"io# "%!" "%& o!"i#, r&-!i#( &i".
.6.6 @%&r& POOR o!"i#, o#'i"io# !( '&:#&' i# 1.6.11/ orro(io# or o"%&r '&+&"(
!r& +ou#' i# !ll!(" "!#2( or %&r& ! o!"i#, %!( #o" & !ppli&' +ro- "%& "i-& o+
o#("ru"io#/ "%& &7!-i#!"io# (%oul' & &7"'&' "o o"%&r !ll!(" "!#2( o+ "%&
(!-& ")p&.
.6.; For !ll!(" "!#2( &7lu'i#, 'oul& o""o- "!#2(/ %&r& ! o!"i#, i( +ou#' i#
POOR o#'i"io# !( '&:#&' i# 1.6.11/ !#' i" i( #o" r&&' or %&r& ! o!"i#, %!(
#o" & !ppli&'/ "%& "!#2( i# >u&("io# (%oul' & &7!-i#&' !" !##u!l i#"&r*!l(.
@% (u% r&!2'o# o+ o!"i#, i( +ou#' i# !ll!(" 'oul& o""o- "!#2(/ or %&r&
! o!"i#, %!( #o" & !ppli&' "%& "!#2( i# >u&("io# -!) & &7!-i#&' !" !##u!l
i#"&r*!l(. T%i2#&(( -&!(ur&-"( (%oul' & !rri&' ou" !( o#(i'&r&' #&&((!r)
) "%& (ur*&)or.
.6. I# !''i"io# "o "%& r&>uir&-"( !o*&/ !r&!( +ou#' (u(p&" !or'i#, "o 1.6.
!" "%& pr&*iou( p&rio'i!l (ur*&) (%oul' & (u&" "o o*&r!ll !#' lo(&9up (ur*&)(.
.; C!r,o %ol'(
.;.1 A# o*&r!ll (ur*&) o+ !ll !r,o %ol'(/ i#lu'i#, ! lo(&9up (ur*&) o+ (ui"
&7""/ (%oul' & !rri&' ou" "o &("!li(% "%& o#'i"io# o+
9 (%&ll +r!-&( !#' "%&ir ' !""!%-"( !#' "r!#(*&r(& ul2%&!'( i# "%& +or!r'
!r,o %ol' !#' o#& o"%&r (&l&"&' !r,o %ol'
9 !r&!( +ou#' (u(p&" !or'i#, "o 1.6. !" "%& pr&*iou( p&rio'i!l (ur*&).
.;.6 @%&r& o#(i'&r&' #&&((!r) ) "%& (ur*&)or !( ! r&(ul" o+ "%& o*&r!ll !#'
lo(&9up (ur*&)( !( '&(ri&' i# .;.1/ "%& (ur*&) (%oul' & &7"'&' "o i#lu'& !
lo(&9up (ur*&) o+ (ui" &7"" o+ o"%&r r&pr&("!"i*& !r,o %ol'(.
. E7"" o+ "%i2#&(( -&!(ur&-"(
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..1 T%i2#&(( -&!(ur&-"( (%oul' & !rri&' ou" "o !# &7"" (ui" "o
'&"&r-i#& o"% ,&r!l !#' lo!l orro(io# l&*&l( !" !r&!( (u&" "o lo(&9up
(ur*&)/ !( '&(ri&' i# .6./ .;.1 !#' .;.6.
..6 T%& "%i2#&(( -&!(ur&-"( -!) & 'i(p(&' i"% pro*i'&' "%& (ur*&)or i(
(!"i(:&' ) "%& lo(&9up (ur*&)/ "%!" "%&r& i( #o ("ru"ur!l 'i-i#u"io# !#' "%&o!"i#, %&r& !ppli&' r&-!i#( &0&"i*&.
5 PREPARATIONS FOR SURVEY
5.1 Pl!##i#,
5.1.1 A (p&i: (ur*&) pro,r!--& (%oul' & or2&' ou" i# !'*!#& o+ "%&
p&rio'i!l (ur*&) ) "%& o#&r i# o9op&r!"io# i"% "%& A'-i#i("r!"io#.
5.1.6 T%& (ur*&) pro,r!--& (%oul' i#lu'& o#'i"io#( +or (ur*&)/ !&(( "o
("ru"ur&( !#' &>uip-" +or (ur*&)(/ "!2i#, i#"o !ou#" "%& r&>uir&-"( o+
!##&7&( 1 !#' 6 +or lo(&9up (ur*&) !#' "%i2#&(( -&!(ur&-"( !#' "!#2pr&((ur& "&("i#, !( '&(ri&' i# 6.4.
5.1.; Al"&r#!"i*&l) "%& lo(&9up (ur*&) i# "%i( (ur*&) pro,r!--& -!) & !(&' o# !
pl!##i#, 'ou-"/ !ppro*&' ) "%& A'-i#i("r!"io#/ !( '&(ri&' i# !##&7 . T%&
pl!##i#, 'ou-" (%oul' o-pl) i"% ! pro&'ur& +or "%& !ppli!"io# o+ ri(2
!((&((-" '&*&lop&' ) "%& Or,!#i=!"io#.
5.1. T%& (ur*&) pro,r!--& (%oul' "!2& i#"o !ou#" "%& i#+or-!"io# i#lu'&' i#
"%& 'ou-"!"io# o# o!r'/ !( '&(ri&' i#
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5.;.6 For lo(&9up (ur*&)/ o#& or -or& o+ "%& +olloi#, -&!#( +or !&((/
!&p"!l& "o "%& (ur*&)or/ (%oul' & pro*i'&'
9 p&r-!#" ("!,i#, !#' p!((!,&( "%rou,% ("ru"ur&(
9 "&-por!r) ("!,i#, !#' p!((!,&( "%rou,% ("ru"ur&(
9 li+"( !#' -o*&!l& pl!"+or-(
9 o"%&r &>ui*!l" -&!#(.
5. E>uip-" +or (ur*&)
5..1 T%i2#&(( -&!(ur&-"( (%oul' #or-!ll) & !rri&' ou" ) -&!#( o+
ul"r!(o#i "&(" &>uip-". T%& !ur!) o+ "%& &>uip-" (%oul' & pro* "o "%&
(ur*&)or !( r&>uir&'.
5..6 O#& or -or& o+ "%& +olloi#, +r!"ur& '&"&"io# pro&'ur&( -!) & r&>uir&' i+
'&&-&' #&&((!r) ) "%& (ur*&)or
9 r!'io,r!p%i &>uip-"
9 ul"r!(o#i &>uip-"
9 -!,#&"i p!r"il& &>uip-"
9 ')& p&"r!#"
9 o"%&r &>ui*!l" -&!#(
5.5 Sur*&) !" (&! or !" !#%or!,&
5.5.1 Sur*&) !" (&! or !" !#%or!,& -!) & !&p"&' pro*i'&' "%& (ur*&)or i(
,i* "%& #&&((!r) !((i("!#& +ro- "%& p&r(o##&l o# o!r'. N&&((!r)
pr&!u"io#( !#' pro&'ur&( +or !rr)i#, ou" "%& (ur*&) (%oul' & i# !or'!#&
i"% 5.1/ 5.6/ 5.; !#' 5..
5.5.6 A o--u#i!"io# ()("&- (%oul' & !rr!#,&' &"& "%& (ur*&) p!r") i# "%&
(p!&( !#' "%& r&(po#(il& o&r o# '&2.
5.5.; E7plo(i-&"&r/ o7),-&"&r/ r&!"%i#, !pp!r!"u(/ li+&li#& !#' %i("l&( (%oul'
& !" %!#' 'uri#, "%& (ur*&). A (!+&") %&2li(" (%oul' & pro*i'&'.
< DOCUMENTATION ON BOARD
8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
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8/19/2019 GUIDELINES ON THE ENHANCED PROGRAMME OF INSPECTIONS DURING
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4.1.1 T%i2#&(( -&!(ur&-"( (%oul' #or-!ll) & !rri&' ou" u#'&r "%& (up&r*i(io#
o+ "%& (ur*&)or. Ho&*&r/ "%& (ur*&)or -!) !&p" "%i2#&(( -&!(ur&-"( #o"
!rri&' ou" u#'&r %i( 'ir&" (up&r*i(io# pro*i'&' "%!"
.l "%& "%i2#&(( -&!(ur&-"( !r& !rri&' ou" ) ! >u!li:&' o-p!#) &r"i:&' )
!# or,!#i=!"io# r&o,#i=&' ) "%& A'-i#i("r!"io#/
.6 "%& "%i2#&(( -&!(ur&-"( !r& !rri&' ou" i"%i# 16 -o#"%( prior "o o-pl&"io#
o+ "%& p&rio'i!l (ur*&) (p&i:&' i# (&"io# 6 or i#"&r-&'i!"& %!#&' (ur*&)
(p&i:&' i# (&"io# .
T%& (ur*&)or (%oul' r&%&2 "%& -&!(ur&-"( !( '&&-&' #&&((!r) "o (ur&
!&p"!l& !ur!).
4.6 C&r"i:!"io# o+ "%i2#&(( -&!(ur&-" o-p!#)
4.6.1 T%& "%i2#&(( -&!(ur&-"( (%oul' & !rri&' ou" ) ! >u!li:&' o-p!#)
&r"i:&' ) !# or,!#i=!"io# r&o,#i=&' ) "%& A'-i#i("r!"io# !or'i#, "o pri#ipl&(("!"&' i# !##&7 5.
4.; R&por"i#,
4.;.1 A "%i2#&(( -&!(ur&-" r&por" (%oul' & pr&p!r&' !#' (u-i""&' "o "%&
A'-i#i("r!"io#. T%& r&por" (%oul' ,i*& "%& lo!"io# o+ -&!(ur&-"(/ "%& "%i2#&((
-&!(ur&' !( &ll !( orr&(po#'i#, ori,i#!l "%i2#&((. Fur"%&r-or&/ "%& r&por"
(%oul' ,i*& "%& '!"& % "%& -&!(ur&-"( &r& !rri&' ou"/ ")p& o+ -&!(uri#,
&>uip-"/ #!-&( o+ p&r(o##&l !#' "%&ir >u!li:!"io#( !#' & (i,#&' ) "%&
op&r!"or. T%& "%i2#&(( -&!(ur&-" r&por" (%oul' +ollo "%& pri#ipl&( !(
(p&i:&' i# "%& r&o--'&' pro&'ur&( +or "%i2#&(( -&!(ur&-"( (&" ou" i#!##&7 .
4.;.6 T%& (ur*&)or (%oul' *&ri+) !#' ou#"&r(i,# "%& "%i2#&(( -&!(ur&-"
r&por"(.
REPORTING AND EVALUATION OF SURVEY
.1 E*!lu!"io# o+ (ur*&) r&por"
.1.1 T%& '!"! !#' i#+or-!"io# o# "%& ("ru"ur!l o#'i"io# o+ "%& (%ip oll&"&'
'uri#, "%& (ur*&) (%oul' & &*!lu!"&' +or !&p"!ili") !#' o#"i#u&' ("ru"ur!l
i#"&,ri") o+ "%& (%ip.
.1.6 T%& !#!l)(i( o+ '!"! (%oul' & !rri&' ou" !#' 'or(&' ) "%&
A'-i#i("r!"io# !#' "%& o#lu(io#( o+ "%& !#!l)(i( (%oul' +or- ! p!r" o+ "%&
o#'i"io# &*!lu!"io# r&por".
.6 R&por"i#,
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.6.1 Pri#ipl&( +or (ur*&) r&por"i#, !r& (%o# i# !##&7