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Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
November 2014. Draft 2
Prepared for the ACWUA Task Force: Energy Efficiency, for application by members of the Arab Countries Water Utilities Association (ACWUA)
GIZ Program: ACWUA WANT - Strengthening the MENA Water Sector through Regional Networking and Training
Page 2
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
November 2014, Draft 2
GIZ Program: ACWUA WANT - Strengthening the MENA Water Sector through Regional Networking and Training
Main authors:
Eric Gramlich, M.Sc. Prof. Dr.-Ing. Markus Schröder Tuttahs & Meyer Ingenieurgesellschaft, Germany Members of DWA and German Water Partnership (GWP)
Project manager of the GIZ:
Dr. Thomas Petermann, ACWUA WANT GIZ Eschborn, Regional Department 3300
ACWUA Task Force: Energy Efficiency
Chairperson: Eng. Abdellatif Biad, ONEE, Morocco
ACWUA Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 2
Preface We are pleased to present the revised 2nd draft of the new ACWUA Guidelines on Energy Checks and Energy Analysis. They aim to guide water and wastewater utilities in the MENA region to conduct systematic and comprehensive checks and analysis of the situation in their companies in order to optimize energy use and to enhance energy efficiency while reducing energy consumption, and finally to explore options to produce energy from renewable re-sources. However, the attempts for the energy optimisation may not run counter to the ulti-mate goals of the wastewater treatment and the water pollution control.
The editors are members of the German Association for Water, Wastewater and Waste (DWA) and members of the DWA energy coordination group. By using energy guidelines of German water associations and other reference material from Germany or international sources, they ensured that the state-of-knowledge was applied. The Guidelines underwent two cycles of peer reviews, a 1st round in April and June 2014 with members of the ACWUA Task Force Energy Efficiency, and a 2nd round in September 2014 with 15 experts from Ger-many. We are very grateful to all who contributed to the reviews and to the editors to take up the recommendations to finalize the 2nd draft in November 2014.
However, this 2nd draft of the Guidelines is not the end of the process. Currently, the ACWUA WANT program is supporting two members of ACWUA, SONEDE in Tunisia and ONEE in Morocco to apply the Guidelines and conduct energy checks and energy analysis in two pilot water supply units/facilities. This process is guided and supported by German experts from HamburgWasser, one o f the biggest water and wastewater companies in Germany with a long experience in energy management. HamburgWasser is committed to the strategic target to be independent from external energy inputs latest by the year 2020.
Standards (such as ISO 50001) and Guidelines (Rules, Requirements) are typically generic - by providing a framework and common methodology for action; they are rarely aligned with actual operating procedures and workflows. It is expected that the results of the two pilot pro-jects will be used to amend and enr ich the existing 2nd draft of the Guidelines in terms of practical applications, approved performance indicators, and to provide practitioners with a stepwise procedure to check, analyse and work constantly towards improving the energy performance in water and wastewater utilities. The Guidelines are the main output of the ACWUA WANT project to assist ACWUA and its Tasks Force Energy Efficiency in:
• developing regional guidelines on energy checks and energy analysis (EC+EA) • training of regional EC and EA experts on guidelines and their application • testing the guidelines in pilot utilities (water and wastewater in separate phases) • promoting its application in the MENA region • increasing knowledge and sharing experiences in Energy Management Systems and En-
ergy Audits.
We aim to accomplish these activities by the end of 2015. The process will be i terative, i.e. we will have a feed-back of results from pilot utilities in order to amend the guidelines, and there will be again peer review sessions in mid-2015 to ensure that the Guidelines reflect the state-of-knowledge and of-fer you a hands-on step-by-step guide to achieve your energy targets in the utility. To be fit for the fu-ture will require qualified external energy auditors as well as committed staff in the water utilities, sup-ported by a coherent energy policy at country and energy strategy at company level.
Abdellatif Biad, Chairperson of the ACWUA Task Force (ONEE, Morocco)
Thomas Petermann, ACWUA WANT project manager (GIZ Eschborn, Germany)
Energy Efficiency Guideline for Water and Waste Water Facilities
Page 3
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page - 4 -
Foreword
The main objective of the Arab Countries Water Utilities Association (ACWUA) is to establish a
strong, regional, self-sustainable association of water supply and sanitation utilities in Arab coun-
tries. Furthermore, the ACWUA helps its members to improve their performance in the delivery of
water supply and sanitation services. In order to achieve the association goals the ACWUA initiat-
ed interdisciplinary technical working groups comprising qualified experts from ACWUA members
to deal with specific issues in different priority areas of the water sector:
ELAC - Effective Leading and Communication in Water Utility Management
NCCG - Negotiation and Cross Sectoral Coordination for Enhanced Water Governance
PIAS - Key Performance Indicators and Benchmarking
BPQS - Enhancing Business Performance of Water Utilities through Quality Management and
Standards
One summarising result of supporting these technical working groups and the program: “Strength-
ening the MENA Water Sector through Regional Networking and Training (ACWUA WANT)” is this
Guideline. It describes the benefits of energy efficiency in water and waste water systems and the
process of developing and implementing strategies, using real-world examples, for improving en-
ergy efficiency. The Guideline is based on German energy guidelines and International and Euro-
pean standards, but it is aimed at the Middle East and North Africa (MENA) water sector, because
there is currently no common method of evaluating the energy efficiency in water and waste water
systems.
It is designed to be used by external experts in cooperation with the facilities operators. The Guide-
line provides information, which can be used as a basis for discussing energy management goals
or a benchmarking system with water and waste water treatment facilities managers in a further
step. Furthermore, this Guideline should be used during the design or modification of water and
waste water facilities with regard to the energy efficiency.
Imprint phone.: (49) 0241 50 00 05 fax.: (49) 0241 40 10 04 44 web: www.tuttahs-meyer.de email: [email protected]
------------------------------------------------------ - Bismarckstrasse 2-8, 52066 Aachen -Germany- November 2014
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page - 5 -
Contents
1 Introduction ............................................................................................................ 9
1.1 Background .............................................................................................................. 9
1.2 German Guidelines, European and International Standards ..................................... 9
1.3 Program.................................................................................................................. 10
1.4 Project Partners ...................................................................................................... 10
2 Definitions ............................................................................................................. 11
3 Scope .................................................................................................................... 14
4 MENA Water Sector .............................................................................................. 15
5 General Approach ................................................................................................ 16
6 Requirements for Energy Check and Energy Analysis ...................................... 17
6.1 Administrative Preparations .................................................................................... 18
6.2 Study Parameter Definition ..................................................................................... 18
6.3 Data Validation ....................................................................................................... 19
6.4 Facility Inspection ................................................................................................... 19
7 Energy Check ........................................................................................................ 20
7.1 Key Performance Indicators .................................................................................... 20
7.2 Energy Mapping ..................................................................................................... 22
8 Energy Analysis .................................................................................................... 22
8.1 Energy Balance ...................................................................................................... 23
8.2 Evaluation of the Energy Balance ........................................................................... 26
8.3 Establishment of Actions ........................................................................................ 27
8.3.1 Economic Efficiency Analysis of the Actions ........................................................... 27
8.3.2 Prioritisation of the Actions ..................................................................................... 28
8.3.3 Definition of an Action-Plan..................................................................................... 29
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page - 6 -
9 EnMS and Benchmarking as further steps ......................................................... 30
9.1 EnMS...................................................................................................................... 30
9.2 Benchmarking ......................................................................................................... 30
10 Good Practise and Further Examples of Energy Saving Potentials .................. 31
10.1 Good Practise in the MENA Region ........................................................................ 31
10.1.1 Tunisia .................................................................................................................... 31
10.2 Further Examples ................................................................................................... 32
10.2.1 Energy Efficiency Motors ........................................................................................ 32
10.2.2 Efficiency Pumps and Pump Control ....................................................................... 33
10.2.3 Aeration of Activated Sludge ................................................................................... 34
10.2.4 Efficiency Mixer with CFD Simulation Software ....................................................... 35
10.2.5 Hydropower Turbine ............................................................................................... 35
10.2.6 Solar Thermal Systems in Desalination .................................................................. 36
10.2.7 Photovoltaics .......................................................................................................... 37
10.2.8 Cooling with Heat.................................................................................................... 38
10.2.9 Electrical Load Management .................................................................................. 39
10.2.10 Anaerobic Sludge Treatment .................................................................................. 39
11 Bibliography .......................................................................................................... 40
List of Figures
Figure 1: Coherence of the generic terms .............................................................................. 12
Figure 2: Scope of the Guideline with water supply and waste water disposal ....................... 14
Figure 3: The MENA Region .................................................................................................. 15
Figure 4: General approach for an examination of the energy situation in water supply and
waste water treatment plants ................................................................................. 16
Figure 5: Example for a frequency distribution ....................................................................... 21
Figure 6: Requirements of technical expertise ....................................................................... 22
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page - 7 -
Figure 7: Examples for pie charts in water supply (left) and waste water treatment (right) ..... 25
Figure 8: Pareto chart ............................................................................................................ 32
Figure 9: Specification of energy efficiency according to the IEC 60034-30 [10] .................... 33
Figure 10: Example for a CFD simulation ................................................................................ 35
Figure 11: Impulse hydropower turbine .................................................................................... 36
Figure 12: Reaction hydropower turbine .................................................................................. 36
Figure 13: Solar thermal systems ............................................................................................ 37
Figure 14: Solar systems ......................................................................................................... 38
List of Tables
Table 1: Implementation difficulties and possible solutions .................................................. 17
Table 2: Key Performance Indicators for Energy Check ...................................................... 21
Table 3: Short example of the evaluation in WWTP with theoretical values ......................... 26
Table 4: Example list of actions ........................................................................................... 29
List of Abbreviations
abbreviations description CFD computational fluid dynamics
CHP combined heat and power
EnMS energy management system
HVAC heating, ventilation and air conditioning
KPI key performance indicators
PV photovoltaic
WWTP waste water treatment plant
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page - 8 -
List of Symbols
symbols description unit
A surface / area [m²]
E power consumption per year [kWh/a]
EA power consumption aeration per year [kWh/a]
EB caloric value of the biogas [kWh/m³]
EEP total energy production per year [kWh/a]
esp specific energy consumption -
g gravity [m/s²]
h manometric head [m]
I amperage [A]
i weighted average cost of capital [%] Iinvest investment costs -
n depreciation period [a]
NCHP rate of biogas use in the CHP [%]
NPSH net positive suction head [m]
p pressure [Pa]
P rated power capacity [kW]
PTBOD, 60 inhabitants and popul ation equivalents in total (60 g BOD / PT)
[PT]
Q amount of water per year [m³/a]
QB volume of biogas per year [m³/a]
QL airflow rate per hour [Nm³/h]
QS amount of sludge per year [m³/a]
t operation hours [h]
T temperature [K]
TDH total dynamic head [m]
V voltage [kV]
v volume [m³]
ρ density [kg/m³]
ηa efficiency of the blower [%]
ηEl electric efficiency [%]
ηM efficiency of the engine [%]
ηP efficiency of the pump [%]
ηTh thermal efficiency [%]
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 9
1 Introduction
1.1 Background
Water and w aste water systems are signifi-
cant energy consumers and the water-energy
issues are of growing importance, because
the operating cost of water supply and waste
water treatment plants are determined by the
energy costs to a large part.
The energy costs are increasing strongly
world-wide. As a result the incentive for ener-
gy efficiency grows. In Germany the topic of
energy in the water sector is important for
several decades and with the help of various
German Guidelines so far, many Energy
Analyses were implemented in the field of
wastewater disposal and water supply. With
these projects much energy could be s aved
in the water sector.
The energy is typically required for all pro-
cess stages, but facilities are not designed
and operated with energy efficiency as a chief
concern. The water and waste water sector
also provides many options to reduce energy
consumption, improve the energy efficiency
and increase its own energy production.
To exploit these potentials, the complex op-
erational procedures in waste water treatment
and water supply require systematic methods
of evaluating the energy efficiency. Perform-
ing Energy Check and E nergy Analysis at
water and waste water treatment plants is a
way to identify opportunities to save money
and energy. The next step after the Energy
Check and the Energy Analysis could be the
implementation of an Energy Management
System (EnMS) and a Benchmarking, but is
not the focus of this Guideline. So this Guide-
line recommends a tiered approach:
1. Energy Check as a stand-alone process
with hints for the need of an Energy
Analysis. Note: The first Energy Check
always leads to an Energy Analysis.
2. Energy Analysis including the Energy
Check
3. Energy Management System (EnMS)
and Benchmarking as optional further
steps
The principle for all energy efficiency actions
is: The improvement of the energy efficiency
should not conflict with the actual purpose of
water and waste water treatment with the aim
of water protection. This basic requirement is
valid for the following Guideline. Furthermore,
it is important to consider the local water
quality and water availability.
1.2 German Guidelines, European and International Standards
Considerations for energy efficiency in
wastewater treatment plants have a long tra-
dition especially in Germany. These experi-
ences developed a w ide range of tools. For
waste water treatment plants that are particu-
larly the Energy Check and the Energy Anal-
ysis. International approaches are developed
besides with the aim to analyse the reduction
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 10
of the energy consumption. It should be not-
ed that other terms are used in these interna-
tional Guidelines, than described in chapter 2.
This Guideline refers to experiences and the
general approach of German guidelines in
water supply and waste water and to Interna-
tional and European standards. The ap-
proach of this Guideline is based mainly on
the DWA-A 216.
German Guidelines
• DWA-A 216 (2013): “Energy check and
energy analysis – tools for energy opti-
mization of waste water plants“ [1]
• DVGW and German Federal Environ-
mental Foundation (2010): “Guideline
energy efficiency and energy saving in
water supply” [2]
• Ministry for Climate Protection, Environ-
ment, Agriculture, Nature Conservation
and Consumer Protection of the German
State of North Rhine-Westphalia (1999):
“Energy in waste water treatment plants”
[3]
• DWA Landesverband Baden-
Württemberg (2014): “Reduction of elec-
tric consumption for waste water treat-
ment plants” [4]
European and International Standards
• ISO 50001 : “Energy management sys-
tems - Requirements with guidance for
use” [5]
• DIN EN 16247-1: “Energy audits - Part 1:
General requirements” [6]
1.3 Program
This Energy Guideline is based on the pro-
gram - Strengthening the MENA Water Sec-
tor through Regional Networking and Training
“ACWUA-WANT” from ACWUA and the GIZ
(Deutsche Gesellschaft für international
Zusammenarbeit GmbH). The program ena-
bles to manage resources by applying princi-
ples of good water governance and bes t
practices to water supply in urban areas. One
of the goals is the support of regional organi-
sations in the context of network manage-
ment as well as regional exchange and
providing corresponding professional capacity
building services.
1.4 Project Partners
ACWUA
The Arab Countries Water Utilities Associa-
tion (ACWUA) is registered as a non-
governmental & non-profit association (NGO)
and was founded in 2006 as a result of an
initiative by key water sector representatives
in the Arab Region. This organisation has a
mandate to advocate the effective and e ffi-
cient use of water resources as well as to
build capacity in the water sector ensuring
sufficient trained human resources to operate
and maintain the water infrastructure and
improve overall service quality and delivery.
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 11
GIZ
GIZ is a German federal enterprise and as-
sists the German Government in achieving its
objectives in the field of international coop-
eration and operates in more than 130 coun-
tries worldwide. The GIZ operates in many
fields: economic development and e mploy-
ment promotion; governance and democracy;
security, reconstruction, peacebuilding and
civil conflict transformation; food security,
health and bas ic education; environmental
protection, resource conservation and climate
change mitigation.
TUTTAHS & MEYER
TUTTAHS & MEYER Ingenieurgesellschaft
mbH is a German company which was
founded in 1948. The company provides en-
gineering and consulting services for the en-
tire water management cycle, from planning,
design and c onstruction supervision to site
management and operation. One focus is on
energy in the field of water supply and waste
water treatment with issues in energy effi-
ciency, energy analysis, renewable energies
and energy management systems.
aquabench
aquabench GmbH was founded by German
utilities of the drinking water and t he waste
water sector, which have used benchmarking
as a continuous management tool since
1996. Today aquabench offers a wide range
of benchmarking projects for the whole water
sector. To this Guideline, aquabench contrib-
uted the definitions of the data variables for
the Key Performance Indicators used within
the Energy Analysis, advice regarding their
interpretation and practical solutions for im-
plementation.
2 Definitions
This chapter gives an overview of the main
definitions based on the general approach of
this Guideline. The generic terms and their
coherence are shown in Figure 1. Further
definitions within the scope of water supply,
waste water disposal and ener gy can be
found in ACWUA Wiki [7] or in general defini-
tions and will not be listed here.
Energy Efficiency
Something is more energy efficient if it deliv-
ers more services for the same energy input,
or the same services for less energy input.
Energy Check
The Energy Check is a first estimation of the
energy with the use of a few and very simple
Key Performance Indicators to acquire with
the aim to discover trends in energy efficiency
and determinate components with a high pri-
ority (Energy Mapping). This determination of
the organizations’ energy performance based
on data and other information is leading to
the Energy Analysis. The Energy Check
should be i mplemented every year by the
facilities operators without the help of external
experts. So in the first implementation it is the
first step before the Energy Analysis, but after
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 12
the Energy Analysis it is a “Stand Alone” Pro-
cess and gives a hint if a new Energy Analy-
sis is needed.
Energy Analysis
The Energy Analysis is an evaluation of the
energy performance which goes more into
detail than an E nergy Check and considers
the construction work, the process as such,
the equipment, operation modus and status
of maintenance. It is based as a second step
on the results of the Energy Check, to take up
recognized gaps and failures.
Energy Audit
In association with the Energy Analysis the
term Energy Audit is often used. The Energy
Audit is defined from international norm [6] as
a systematic inspection and analysis of ener-
gy use and ener gy consumption of a s ite,
building, system or organization with the ob-
jective of identifying energy flows and the
potential for energy efficiency improvements
and reporting them. Energy Audits in this con-
text are a similar process to the Energy Anal-
ysis or Energy Review but may be m ore
comprehensive, including all facilities, build-
ing systems and the organization and ar e
usually done f rom independent external (or
internal) experts.
Energy Management System
An Energy Management System (EnMS) is a
system with a PDCA-cycle (Plan-Do-Act-
Check) for facilities in relation to energy effi-
ciency with tools to monitor, control and opti-
mize the performance of the system. The
Energy Check, Energy Analysis and the En-
ergy Audit are a part of the EnMS.
Figure 1: Coherence of the generic terms
Efficiency Improvement
Adm
inis
trat
ion
for
cont
inuo
us im
prov
emen
t
Energy Check KPI – Energy Mapping
Energy Analysis Energy Balance – Theoretical Values - Actions
– Monitoring
Energy Audit
1
2
3
further Steps: Benchmarking, EnMS
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 13
Benchmarking
Benchmarking is a tool for performance im-
provement through systematic search and
adaptation of leading practices. Benchmark-
ing with focus on energy efficiency is an op-
tional step, involving not just one single oper-
ator but a group of operators. It supports the
work on ener gy efficiency by learning from
experiences and technologies already used
by partner operators making use of systemat-
ic comparisons of performance indicators to
reference values from partner operators.
Key Performance Indicators
Key Performance Indicators (KPI) are an in-
strument of performance measurement in the
Energy Check. Key performance indicators
measure the performance of machines, facili-
ties or installations and thus allow specifying
the progress of conformance with regard to
objectives, to compare similar facilities or
working orders and evaluate success. Build-
ing KPI means to set variable data in relation
to basic (also variable) values.
Energy Mapping
Energy Mapping is the determination of areas
or single consumers that have a s ignificant
deviation in their energy consumption.
The results of the Energy Check including the
definition of KPI make it possible to determine
such areas with a s ignificant consumption.
This analysis is useful to focus on such rele-
vant consumers.
Energy Balance
An Energy Balance is the complete Listing of
all energy consumers in relation to the total
input of all energies with their type, year of
construction, operating hours, rated power
capacity, power consumption, frequency con-
version and energy consumption divided into
process steps.
Theoretical Values
Theoretical Values for the Energy Consump-
tion in the Energy Analysis are based on ex-
perience, technical calculation rules and doc-
umented performance of machines. These
theoretical values determine and quantify the
main influences on ene rgy consumption and
production. They also allow an indication of
what level of energy efficiency can be
achieved for the given boundary conditions
on the facility.
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 14
3 Scope
This Guideline concentrates on the process
of Energy Check and Energy Analysis with
only hints on a further implementation of an
Energy Management System and a B ench-
marking Systems. Therefore the EnMS and
the Benchmarking process, as a single pro-
cess, are not described in detail. The scope
of this Guideline includes the system of water
supply and waste water disposal (Figure 2)
with the focus on:
• water abstraction • raw water transmission • water treatment • water storage • drinking water transmission • drinking water distribution • waste water collection • waste water transmission • waste water treatment
• sludge treatment • water reuse • energy recovery
In general, this Guideline may be us ed for
industrial waste water treatment plants if the
specific procedures and the water pollution
are considered.
The results and the data collected during the
implementation of the Energy Check and the
Energy Analysis can be used to create a
transnational database in a nex t step and
improve statistical analyses in future.
Figure 2: Scope of the Guideline with water supply and waste water disposal
Energy Recovery
Waste Water Disposal
Water Supply
Water Abstraction Raw Water Transmission
Water Treatment
Waste Water Collection Waste Water Treatment
Sludge Treatment
End User Drinking Water Storage Drinking Water
Distribution
Water Reuse
Waste Water Transmission
Drinking Water Transmission
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 15
4 MENA Water Sector
The MENA (Middle East & North Africa, see
Figure 3) region is the most water scarce
region in the world. Worldwide, the water
availability per person is up t o 7,000
m3/person/year. In the MENA region it is only
about 1,200 m3/person/year. Half of the popu-
lation live under conditions of water stress.
The problems are water scarcity, water pollu-
tion and q uality; the lack of funding re-
sources, cost recovery and insufficient asset
management. Furthermore, the water and
waste water systems are high energy con-
sumers and have to face increasing energy
costs today.
The source of water and the water quality
varies from country to country. Some coun-
tries surface water from rivers and others
gain water almost entirely from groundwater
and desalination. The technique in water
supply and waste water treatment also varies
from country to country. The relevant tech-
nologies in these areas are shown below,
without any guarantee of completeness:
Water Supply
• pumping (wells, rivers, sea etc.) • iron exchanger • aeration • ozonisation • UV radiation • filtration • desalination • sludge dewatering (thickener, filter-
press, centrifuge etc.) • water storage • pumping – pressurisation
Waste Water Disposal
• waste water pumping • activated sludge treatment • anaerobic waste water treatment • anaerobic and aerated lagooning • constructed wetland • rotating biological contactor • biological filtration • UV radiation • ozonisation • aerobic sludge treatment • anaerobic sludge digestion • sludge dewatering (thickener, filter-
press, centrifuge etc.)
Figure 3: The MENA Region
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 16
5 General Approach
The general approach for an examination of
the energy situation in water supply and
waste water disposal is based on the simple
principle: “From coarse to the fine”.
For the first consideration of a facility an En-
ergy Check should be conducted with easy to
determine KPI. Evaluating these KPI and
comparing them with other facilities makes it
possible to identify the first energy saving
potentials and plan actions. Also the areas or
facilities to put focus on (Energy Mapping)
can be determined.
In an Energy Analysis it might be sufficient to
check machines with a low rated power ca-
pacity with an estimated calculation (see
chapter 8). Checking all the components
with measurements for an Energy Balance of
the facility takes a great deal of time and the
technical documentation often doesn’t exist.
The evaluation of the Energy Balance should
be compared with the Theoretical Values for
every process step or machine.
This usually leads to actions to improve ener-
gy efficiency. The actions have to be docu-
mented during realization and for control after
implementing according to the following as-
pects:
• action description • responsibility • start of the action • planned duration • current duration • measures implemented to monitor
success • reasons for aborting the action • cost benefit calculation • real energy saving every year
Energy Check limited data collection First Actions
Energy Balance extended data collection
Evaluation of Energy Balance with Theoretical
Values
Monitoring
Energy Analysis
Establishment of Actions and new
Measurement
Realisation of the Action-Plan
Figure 4: General approach for an examination of the energy situation in water supply and
waste water treatment plants
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 17
It is now important to check the success regu-
lar with new measurement and monitoring. A
monitoring strategy on the facilities is used for
the actual comparison of the recorded meas-
urement values with the plant-specific KPI.
The important questions to implement a
monitoring system are:
• What measurement already exists ? • Is this measurement plausible ? • What further measurements are
needed?
The realization of a monitoring concept into
the process control system requires a more
detailed planning and t he installation of the
measuring points on the facilities with differ-
ent levels of effort. The realization of the ac-
tions and the monitoring are not part of the
Energy Analysis.
The general approach is not separated into
water supply and waste water treatment. Only
the components and machines in the several
steps of the process vary as a part of the de-
tailed Energy Analysis. An operating plan is
provided in the appendix with every step dur-
ing the implementation.
6 Requirements for Energy Check and Energy Analysis
The success of an Energy Check and an En-
ergy Analysis depends on the technical ex-
pertise of the persons who perform the as-
sessment. Also the reliability and availability
of data have an influence on the success.
Furthermore, it is important to include the
operating personnel’s experience in order to
increase the acceptance of possible changes.
Some very important information are only
available by questioning the operating staff.
In the implementation process, difficulties
often occur which are listed in Table 1 with a
solution proposal.
The following requirements are valid for the
Energy Check and the Energy Analysis. Re-
quirements only for the Energy Check or the
Energy Analysis are described in the relevant
chapters 7 and 8.
Table 1: Implementation difficulties and possible solutions
Implementation difficulties Possible solutionsCapacity building program within utilities (internal training of staff)Run a pilot on a small scaleLeadershipInvolvement and back-up by top-managementAssign clear resources (budget, personnel) to the energy efficiency teamNominate energy officerStart and improve little by littleUse pilot data collection for restricted time span as first stepEstablish data collection procedures for indicators ranked high priorityStart and improve little by littleIntroduction of accuracy bands and reliability bands for indicatorsPreparation of cost–benefit analysesPrioritisation of measures according to highest return on investment
Lack of expertise
Lack of awareness and commitment among the staff
Data availability
Data accuracy and reliability
Lack of financial resources
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 18
6.1 Administrative Preparations
Before a water or waste water treatment plant
can implement an Energy Check or an Ener-
gy Analysis, the operating staff must take the
time to establish a strong team and set the
tasks for everybody.
First, it is important to decide which facilities
should be ex amined and w ho will lead the
whole project. After that the facilities should
establish their energy policy and overall en-
ergy improvement goals. All these determina-
tions have to be w ritten down as a master
plan. The overall energy improvement goals
can be fixed with more evidence after execu-
tion of Energy Checks and even more after
Energy Analysis.
The knowledge required operating a w ater
supply or waste water treatment plant is suffi-
cient to perform an Energy Check. Only for
the Energy Analysis it is important to search
for external experts.
6.2 Study Parameter Definition
The definition of the boundaries is very im-
portant when defining the components and
process steps in water supply and waste wa-
ter disposal so as to make a comparison with
other facilities.
The boundaries should be defined in:
• area focus • assessment period • energy sources
Area Focus
The local boundary means the definition of
the process and the components which are to
be estimated (see Figure 2). In the Energy
Analysis every component will be examined
separately so that it is possible to summarize
the energy consumption or separate them in
every process step. For the Energy Check it
is useful to set boundaries for the Key Per-
formance Indicators to get the same basis for
every Energy Check.
Water Supply:
• water treatment (including water abstraction without pure water pumping)
• water distribution (pure water pumping)
• water distribution (pressurization including water stor-age)
• energy production
Waste Water Disposal:
• waste water treatment (including aera-tion and sludge treatment and without water collection and waste water transmission)
• waste water treatment aeration • waste water pumping stations • energy production
Assessment Period
In general an Energy Check and an Energy
Analysis have an assessment period of one
year. But it is important to check special
events in this year and historical and season-
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 19
al events in order to obtain a representative
impression of the facility. For example, there
may have been unusual machine stoppages,
making the total power consumption lower
than normal. In such cases it is advisable to
adjust the total power consumption in line
with the theoretical consumption of these
machines during the Energy Analysis.
Energy Sources
All energy sources entering and exiting the
local and t emporal boundary and are con-
verted in electrical energy of the facility need
to be assessed:
• electric energy and fuels, gas into fa-cility
• water flow (hydropower) • organic solids (digestion) • other renewable energy (solar, wind
etc.)
The Energy Check and The Energy Analysis
need the total number of inhabitants and
population equivalents. In German guide-
lines, the total number of inhabitants and
population equivalents is related to the daily
COD (chemical oxygen demand) load for
Energy Check and E nergy Analysis. In the
MENA water sector the daily BOD5 (biochem-
ical oxygen demand in five days) load is nor-
mally measured and should be used with the
factor:
1 PT = 60 g BOD5/d
The load has to be measured at the entrance
as the average load of the WWTP without
any reflux from the sludge treatment (or from
sludge drying bed). For example if you have a
yearly load of 2,190 t BOD5/a, your PT is:
2,190 t BOD5/a·1,000/365 = 6.000 kg BOD5/d
6.000 kg BOD5/d/0.06 kg BOD5/(PT·d)
= 100,000 PT
This factor does not represent the load on the
waste water treatment plant in relation to all
aspects, but ensures an energetic compara-
bility if every facility uses the same factor of
60 g/(PT·d).
6.3 Data Validation
The data collected has to be v alidated, be-
cause often the data is not reliable. This
takes into account the operating data of the
water flows, water quality, water losses,
waste water load, biogas production etc. and
of course the entire energy data. The valida-
tion in the Energy Analysis has to be c on-
firmed by the external experts with knowledge
about the facility in cooperation with the op-
erators.
6.4 Facility Inspection
After receiving and validating the data and
checking it for plausibility, the next step is to
conduct a facility inspection to
• check the current conditions, • take meter readings, • determine optional measurement
campaign for collecting additional da-ta,
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 20
• inspect and verify equipment infor-mation,
• take photo documentation, • review the materials collected • and interview operators.
The steps of the process, the construction of
the facility of water supply or waste water
treatment and the results of the facility in-
spection have to be written down in the ener-
gy report if they are relevant to the energy
tasks. The process steps have to be illustrat-
ed in a flow chart with all relevant flows (wa-
ter, waste water, sludge etc.).
7 Energy Check
An Energy Check is conceived as a monitor-
ing tool, which can be appl ied by the own
staff with easily available data. The Energy
Check should be done every year and gives
hint about deviations and the need for a fur-
ther Energy Analysis.
For the MENA water sector it is important to
collect this data first and consolidate the data
centrally, because currently there is no local
data for a comparison. The Energy Check
should be implementing without measure-
ments. If the data cannot be collected nor it is
plausible, it can be useful to install fixed
measurement for some facility components
(for example pumping stations, aerations) in
order to implement the Energy Check every
year by the operators.
7.1 Key Performance Indicators
The following data is necessary to calculate
the Key Performance Indicators:
Water Supply:
• water quantity in water abstraction [m³/a]
• total power consumption of the facility per year [kWh/a]
• total power consumption of the pure water pumping station per year [kWh/a]
• total power consumption of every oth-er pumping station per year [kWh/a]
• total energy production per year [kWh/a]
Waste Water Disposal:
• total number of inhabitants and popu-lation equivalents [PT]
• total power consumption of the facility per year [kWh/a]
• total power consumption of the aera-tion per year [kWh/a]
• total electricity production of combined heat and power (CHP) per year [kWh/a]
• total energy production per year from other energy sources [kWh/a]
• total power consumption of every oth-er pumping station per year [kWh/a]
For the first orientation concerning the energy
efficiency of the facilities, the KPI collected in
Germany could be us ed with the statistical
frequency distribution of existing waste water
treatment plants. The scope of water supply
does not have such frequency distribution or
reference values.
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 21
The following KPI for the Energy Check are
separate in water supply and waste water
disposal in Table 2. The reference for the
water supply is the amount of water abstrac-
tion or the water being pumped in m³/a. For
waste water disposal the reference is the total
number of population equivalents in PT or the
amount of water being pumped with the man-
ometric high (see chapter 6.2).
To illustrate the comparison with the German
frequency distributions, the Figure 5 shows
an example for the specific power consump-
50 %
80 %
0102030405060708090
100
0 10 20 30 40 50 60 70 80
[%]
[kWh/(PT·a)]
specific power consumption aeration
frequency distribution Median KPI of the facility
Table 2: Key Performance Indicators for Energy Check
Water Supply Calculations
1 specific power consumption per facility [kWh/(m³)] esp = E/Q
2 specific power consumption pure water pumping station [kWh/(m³ · m)] esp = E/Q/h
3 specific power consumption of every other pumping station [kWh/(m³ · m)] esp = E/Q/h4 level of self-supply electricity [%] VSSE = (EEP/E)·100
E= power consumption per year [kWh/a]
Q = amount of water per year [m³/a]
h = manometric head [m] EEP = total energy production per year [kWh/a]
Waste Water Treatment Calculations
1 specific power consumption per facility [kWh/(PT · a)] esp= E/PTBOD,60
2 specific power consumption aeration [kWh/(PT · a)] esp = EA/PTBOD,60
3 level of self-supply electricity [%] VSSE = (EEP/E)·100
4 spezific power consumption of pump stations [kWh/(m³ · m)] esp = E/Q/h
E = total power consumption per year [kWh/a]
PTBOD,60 = total number of population equivalents [PT]
EA = power consumption of the aeration per year [kWh/a]
EEP = total energy production per year [kWh/a] (CHP and other energy sources)
Q = amount of water per year [m³/a]h = manometric head [m]
Figure 5: Example for a frequency distribution
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 22
tion of aeration. Assuming that the facility has
a KPI for the aeration of 32 kWh/(PT·a) the
energy consumption is twice as high as the
median of 15 kWh/(PT·a). So there could be
a high energy saving potential in the process
of aeration.
7.2 Energy Mapping
With the result of the Energy Check, the facili-
ty inspection and t he interviews with the op-
erating staff, it could be useful to determine
areas with a higher need of energy efficiency
and focus them during the Energy Analysis.
For example, if there are Energy Checks for
different facilities, the implementation of an
Energy Analysis should be preferred for the
facilities with a high deviation in energy con-
sumption compared to the frequency distribu-
tions. Furthermore if there are high deviations
in aeration (WWTP) or pure water pumping
(water supply), the Energy Analysis should
observed these processes in detail.
8 Energy Analysis
The Energy Analysis should always be im-
plemented after the first Energy Check. After
that the Energy Analysis is only necessary if
there a big deviations, which cannot be r ea-
soned.
Performing a det ailed Energy Analysis de-
mands detailed knowledge and experience in
the field of energy- and water technology (see
Figure 6).
Because all this expertise cannot be provided
by one per son, it is important to compose a
team with several experts (civil engineers,
electrical engineers, process and hydraulic
engineers, business engineers etc.) in close
cooperation with the operators of the facility.
Before the experts conduct a facility inspec-
tion with the associated operators, they
should have the opportunity to look at the
operating data, documentation and pl ans to
get an overview of the facility in advance.
Experts
Waste Water Disposal Water Supply
water abstraction
mechanical, biological and chemical water treatment
water storage and transmission
hydraulics
machine technology
Supervisory Control and Data Ac-quisition (SCADA)
power engineering
utilization of biogas
mechanical, biological and chemical wastewater treatment
sludge treatment
hydraulics
machine technology
Supervisory Control and Data Ac-quisition (SCADA)
power engineering
Figure 6: Requirements of technical expertise
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 23
The Energy Analysis is composed of four
distinguished steps: the Energy Balance, the
Evaluation of the Energy Balance with the
Theoretical Values, the Establishment of Ac-
tions including the economic efficiency analy-
sis.
The following data, which are needed for the
Energy Analysis are valid for water supply
and waste water disposal and should give a
detailed examination of the facility and are
necessary to calculate the Theoretical Val-
ues.
General information:
• name of the operator and address of the facility
• contact person for energy • energy supply contracts
Process information:
• design report • technical documentation • procedural schemes • piping and instrumentation diagram • operating manual
Operating data of:
• water abstraction (only water supply) • water transmission • water treatment • waste water treatment (only waste wa-
ter disposal) • sludge treatment (digester, dewatering
etc.) • external substrate intake (co-
digestion) (only waste water disposal) • biogas (only waste water disposal)
• energy and material consumption • HVAC systems (heating, ventilation
and air conditioning)
List of machines:
• type • year of construction • operating hours • rated power capacity, cos φ, V, I
and/or power consumption • information about frequency conver-
sion
In addition, for some machines it is necessary
to collect further information like mean and
max output, hydrostatic head, feedback con-
trol etc.
For a national database with more KPI than
listed in the Energy Check it is useful to ex-
tend the KPI from the Energy Check in the
Energy Analysis. These KPI are listed in the
appendix. The definitions of the required data
variables and advice regarding the interpreta-
tion of these Key Performance Indicators are
described in detail in the appendix. All infor-
mation in the appendix chapter “Key Perfor-
mance Indicators of Energy Check” is based
on aquabench experiences and the IWA per-
formance indicator system.
8.1 Energy Balance
In the MENA water sector there is normally
no high demand for heating, except in waste
water treatment plants with anaerobic sludge
treatment in a digester. By using its biogas in
a combined heat and power station or heater,
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 24
the facility can cover its own heat demand. In
individual cases it could be us eful to take a
look at the heating, but it is difficult to meas-
ure the heat and this would often only be
based on t heoretical assumptions. Thus in
general and in this Guideline the focus is on
the power consumption and production.
To develop the energy balance of the actual
situation all important machines divided into
process steps should be examined individual-
ly. The examination should include their type,
year of construction, operating hours, rated
power capacity, power consumption and fre-
quency conversion. The sum of the power
consumption of all machines should approxi-
mate the actual power purchased plus the
facilities own power production; a deviation of
up to 10 % is acceptable. All machines have
to be listed in a consumption matrix (example
in appendix).
It could be sufficient to start a new measure-
ment campaign before starting the Energy
Analysis. The first question to ask is what
kind of measurement already exists and is
this measurement plausible and what further
measurements are needed. The operator
should compile and ac tual keep a m eter list
for the main data concerning an Energy Anal-
ysis with information about precision and val-
idation activities.
If there is no separate power consumption
counter of the machine, the machine has no
frequency conversion and i t is possible to
measure the actual amperage the power
consumption could be c alculated with the
following equation:
E = V · I · root(3)· cos φ ·t
E = energy consumption [kWh/a]
V = voltage measured phase to phase [kV]
I = amperage [A]
cos φ = power factor [-]
t = operation hours [h/a]
This formula is only valuable, if the power
consumption is constant. For pumps with
variable flow and/or head it is not possible to
use one measurement of voltage and amper-
age even if there is no frequency. These ma-
chines have to be measured during all opera-
tion points (water or sludge flow) and evalu-
ated by the analysis of the operational data.
The amperage can be measured with several
systems. The commonly used method is a
multimeter or clamp meter. This is a s mall
hand-held device that can be used to meas-
ure voltage, resistance, and amperage. It is
helpful to involve an electrical engineer during
the measurements. If no amperage meas-
urement is possible or the measurement
needs a considerable effort which would ex-
ceed the timescale of the Energy Analysis,
the power consumption could be c alculated.
This calculation is based on t he product of
the rated power capacity (P) and the operat-
ing time (t) with a factor of 0.7 to 0.9:
E = P · t · (0.7 to 0.9)
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 25
This approach is useful especially for small
machines only; because this equation doesn’t
show the real energy consumption and mo-
tors are often largely overdesigned, so that
the formula delivers falsified results. But this
formular is helpful to fill in the gaps during the
development of the energy balance.
For pumping stations or single pumps it could
be sufficient to use the following calculation,
which considers the amount of water being
pumped and the manometric head:
E = Q · ρ · g · h
ηP · 3,600,000
E = energy consumption [kWh/a]
Q = amount of water per year [m³/a]
ρ = density [kg/m³]
g = gravity [m/s²]
h = manometric head [m]
ηP = efficiency of pump [%]
Machines with a v ariable speed/frequency
drive (VSD/VFD) have to be examined in re-
lation to the characteristic performance load
taking into account the transformer’s losses
(2-8%). If there is no considerable volatility,
the power consumption could be m easured
(with the options described before). If there is
a considerable volatility, it is necessary to
measure the amperage in different frequency
ranges and calculate each with the operating
hours in the corresponding power output
range or measure the power consumption
about a representative time (several weeks).
The results of the consumption matrix should
be illustrated in a pi e chart (see Figure 7).
This pie chart forms the basis for the evalua-
tion of the energy balance and indicates en-
ergy saving potentials if there is an unus ual
distribution. Furthermore, the percentage of
the total power consumption used in every
process step can give a hint as to the plausi-
bility. It is very important to analyse this chart
with the knowledge of the process and other
specific conditions.
Figure 7: Examples for pie charts in water supply (left) and waste water treatment (right)
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 26
8.2 Evaluation of the Energy Bal-ance
In addition to the approach of the Energy
Check, the evaluation of the energy balance
uses ideal theoretical (calculated) values
based on ex perience, technical calculation
rules and documented performance of ma-
chines. These theoretical values determine
and quantify the main influences on ener gy
consumption and production and allow an
indication of the energy efficiency level that
can be achieved for the given boundary con-
ditions on t he facility. The theoretical values
which can be us ed for water supply and
waste water treatment are listed in the Ap-
pendix and based partly on t he DWA-A 216
[1].
When using these first it is important to an-
swer a few questions:
• What machines are important for en-ergy consumption in my facility? Look at the list of machines and the pie chart.
• Which theoretical values can I use for my facility?
• What are the specific units? • What data do I need to calculate the
theoretical values?
After that, every theoretical value of a m a-
chine has to be c alculated separately and
listed together with the actual data measured.
An example is illustrated in Table 3.
The measured or collected data and the theo-
retical values have to be transformed into the
specific unit (kWh/(PTBOD,60·a), kWh/m³) so as
to allow comparison with the KPI. The energy
balance of a facility can be evaluated with a
comparison between the actual data meas-
ured and the theoretical values. Significant
differences indicate an optimization potential.
Table 3: Short example of the evaluation in WWTP with theoretical values
No. Machine Absolut power consumption Percentage Specific power
consumptionTheoretical
Value Difference
[KWh/a] [%] [kWh/(PT·a)] [kWh/(PT·a)] [kWh/(PT·a)]1 pumping station 92,000 16% 6.1 4.5 1.6
pump 1 12,000 0.8 0.5 0.3pump 2 30,000 2.0 1.5 0.5pump 3 50,000 3.3 2.5 0.8
2 screen 28,000 5% 1.9 1.3 0.6screen 1 8,000 0.5 0.3 0.2screen 2 20,000 1.3 1.0 0.3
3 biolocial tank 310,000 54% 20.7 13.0 7.7aeration 250,000 16.7 10.5 6.2stirrer 60,000 4.0 2.5 1.5
4 final sedimentation 9,000 2% 0.6 0.6 0.0scraper 9,000 0.6 0.6 0.0
5 sludge treatment 120,000 21% 8.0 7.0 1.0thickening 15,000 1.0 0.5 0.5digestion 60,000 4.0 3.5 0.5dewatering 45,000 3.0 3.0 0.0
7 infrastructure 15,000 3% 1.0 0.5 0.5power consumption of building 6,000 0.4 0.2 0.2cooling of buildings 9,000 0.6 0.3 0.3
574,000 100% 38.3 26.9total energy consumption
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 27
The next step is the identification of im-
provement measures for those machines with
high optimization potential. To evaluate as-
sumed optimization potential, the operational
data used needs to be questioned. Especially
in case of constantly running machines and
machines with controlled operation, an exam-
ination of the configured operational settings
is necessary.
8.3 Establishment of Actions
The establishment of action should be based
on the result of the Energy Check and t he
Energy Analysis with the focus on the engi-
neering, operational and procedural analysis.
Furthermore, it is important to consider the
interviews with the operators.
The actions have to be separated into actions
for reducing energy consumption and actions
for optimizing the energy supply:
Reduction of Energy Consumption
Opportunities for improving energy efficiency
in water and waste water systems fall into
three basic categories:
• reduce the energy demand - example: reduction of air entry into the main biological tank, reduce pres-sure losses
• increase the energy efficiency - example: efficiency pumps, examina-tion of the dimensioning
• improve the power factor - example: part load performance
Optimization of Energy Supply
• purchase electricity, heat and fuel cheaper - example: take a look at the energy supply contracts
• increase one’s own energy production /energy recovery - example: CHP, hydro power, wind-energy, solar-energy etc.
• improve the power supply stability (frequency, voltage etc.)
Further examples of actions are described in
chapter 10.2.
8.3.1 Economic Efficiency Analysis of the Actions
In the Energy Analysis it is sufficient to esti-
mate the investment costs (deviation of
± 25 %) and t he energy saving potential of
every action and create the cost-benefit anal-
yses. With this it is possible to pick out the
actions, which could be economic.
The Energy Analysis delivers the evidence of
actions and has to be examined in a f urther
detailed planning. Only with the result of the
detailed planning it is possible to check all the
effects of the implementation and to establish
how big the investment costs really are.
Furthermore, it is recommendable to check
the actions with a sensitivity analysis and look
at what will happen if the energy costs and
the operating costs rise in future.
One opportunity in economic efficiency anal-
ysis is the method of cost comparison, which
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 28
should be applied to the energy efficiency
actions in this Guideline.
The following aspects should be applied by
the operators for the calculation of annual
costs and annual benefits:
• weighted average cost of capital [%] • depreciation period of building, ma-
chines and electro technique [a]
The annual costs are calculated with the fol-
lowing equation:
Annual costs = IInvest · i · (1 + i)n / [(1 + i)n - 1]
with
Iinvest = investment costs
i = weighted average cost of capital
n = depreciation period
Then the cost/benefit factors have to be cal-
culated from the annual costs and the annual
benefits. If the factor is less than 1, the action
is evaluated as economical.
As an ex ample for an economic efficiency
analysis a combined heat power station with
100 kW electric power and 135 kW thermal
power will be described:
Iinvest = $150,000
i = 3 %
n = 10 a
Annual costs:
$150,000 · 0.03·(1+0.03)10 / [(1+0.03)10 - 1]
≈ $17,600 per year
The Annual benefit will be calculated with an
operating time of 7,300 h/a, a power factor of
0.8 and with energy cost of 10 Cent per kWh
for electricity and 5 Cent per kWh for heat:
Annual benefits:
Electricity:
100 kW · 0.8 · 7,300 h/a · 0.10 $/kWh
≈ $58,000 per year
Heat:
135 kW · 0.8 · 7,300 h/a · 0.05 $/kWh
≈ $40,000 per year
Cost / Benefit factor:
$17,600 / ($58,000 + $40,000) = 0.18
The action is evaluated as economical.
8.3.2 Prioritisation of the Actions
The actions have to be classified into actions
that need to be implemented directly, short-
term and long-term with the focus on the effi-
ciency and the economic efficiency analysis
based on [3] and [1]. The actions have to be
listed with the energy saving potential, the
result of the economic efficiency analysis and
the prioritisation. An example of such a list is
shown in Table 4.
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 29
Direct Actions
These actions are very profitable and can be
implemented easily without any comprehen-
sive planning effort.
Examples: reduce the backwash time of the
filtration; change switching on and off point of
pumps, optimization of the water storage.
Short-Term Actions
These actions are economical, but they are
associated with investments and need to be
investigated in detailed planning.
Examples: changing the aeration from con-
tinuous to intermittent, changing the operat-
ing of the pumps (count, operation hours
etc.), replacing an older blower with an effi-
cient new one, solar power.
Long-Term Actions
These actions are less economical and relat-
ed to certain conditions, such as the life-cycle
of a machine to be replaced or forthcoming
renovations.
Examples: LED-lighting, changing the aerobic
sludge stabilization to anaerobic with digest-
er.
8.3.3 Definition of an Action-Plan
It is very important to set an action-plan with
the time period for realization of the estab-
lished actions. Maybe the economics of some
actions depends only on t he energy price.
With the increase of the energy price, these
actions could be economical in several years.
Table 4: Example list of actions
No. action
energy saving potentialelectricity
energy saving potential
heat
investment cost
cost/benefit factors prioritisation
O01 backwash time of the filtration 11,000 kWh/a 0 kWh/a $1,000.00 0.05 direct actionO02 optimize exhaust air treatment 5,000 kWh/a 0 kWh/a $2,000.00 0.23 short-term actionO03 LED-Lighting 3,000 kWh/a 0 kWh/a $9,000.00 1.76 long-term actionO04 ventilation with frequency drive 2,000 kWh/a 0 kWh/a $2,000.00 0.59 short-term action
P01 new sludge dewatering 100,000 kWh/a 0 kWh/a $90,000.00 0.53 short-term actionP02 change blower 200,000 kWh/a 0 kWh/a $80,000.00 0.23 short-term actionP03 change pumps 50,000 kWh/a 0 kWh/a $35,000.00 0.41 short-term actionP05 anaerobic sludge treatment 1,000,000 kWh/a 0 kWh/a $1,500,000.00 0.88 long-term actionP06 CHP 500,000 kWh/a 600,000 kWh/a $150,000.00 0.18 long-term action
E01 windpower 350,000 kWh/a 0 kWh/a $520,000.00 0.87 short-term actionE02 photovoltaics 80,000 kWh/a 0 kWh/a $70,000.00 0.51 short-term actionE03 hydro power 40,000 kWh/a 0 kWh/a $30,000.00 0.44 short-term action
operating actions
process actions
actions with renewable energies
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 30
9 EnMS and Benchmarking as further steps
9.1 EnMS
The Energy Analysis is similar to the "Energy
Review" of ISO 50001, which is the basis for
the implementation of a comprehensive sys-
tem for continuous improvement of energy
efficiency in all areas of an organization.
In addition to the requirements described in
this Guideline an EnMS needs more determi-
nations in responsibility, communication and
long term energy strategies as well as in the
internal tasks, processes in the departments
for staff training, purchasing and planning of
new buildings and facilities.
The management cycle (PDCA Plan-Do-
Check-Act) is amplified by a r egular internal
audit with the technical improvements and the
search for optimization potential in the pro-
cesses.
At the end o f each cycle, an i ntense man-
agement review is required based on the
monitoring data and the audit result, in which
all major decisions for the upcoming assess-
ment period (usually one y ear) are taken.
Special guidelines which describe the imple-
mentation of an EMS already exist:
• GUTcert Certifizierungsgesellschaft, Ber-
lin: “Guideline to Efficient Energy Man-
agement according to ISO 50001 / Guide
pour un management efficace de l'éner-
gie selon ISO 50001”, Version 4.2 2014
(EN/FR/GER and other languages) [8]
• German Federal Ministry for the Envi-
ronment, Nature Conservation and Nu-
clear Safety (2012): “Energy Manage-
ment Systems in Practice - ISO 50001: A
Guide for Companies and Organisations
[9]”
9.2 Benchmarking
Benchmarking in the water industry is a well-
known practice. Various national benchmark-
ing initiatives exist already in MENA region
(with a focus beyond energy efficiency). The
International Water Association (IWA) has
defined its goals and the main steps.
‘Benchmarking is a tool for performance im-
provement through systematic search and
adaptation of leading practices.’ [10]
It consists of two fundamental components:
performance assessment and per formance
improvement.
Performance assessment in benchmarking is
based on the evaluation of performance indi-
cators as used for the Energy Check. How-
ever, in a benc hmarking initiative values of
performance indicators are rather compared
to values of other similar partners than inter-
nally to historical values of the same utility.
Such comparison is possible, if the different
technologies and context of each benchmark-
ing partner are taken into account. By doing
so, it is possible to find improvement poten-
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 31
tial. It might be the case, that others perform
already much better than own plants or as-
sets. Those partners might have already in-
stalled “good practices” from which the under-
taking wants to learn.
Thus, using the developed energy KPI in a
Benchmarking initiative may support the work
on energy efficiency in three ways:
• learning from experiences and tech-niques already used by partner operators
• comparing in a structured way to refer-ence values of partner operators
• building up a database of energy related reference values of the MENA region
ACWUA’s Benchmarking Technical Working
Group (TWG) consolidates all knowledge on
benchmarking for the MENA region and o f-
fers additional tools and support.
10 Good Practise and Further Ex-amples of Energy Saving Po-tentials
This chapter demonstrates good practice
examples in the MENA region and some cho-
sen examples for actions in the field of ener-
gy efficiency and energy production in water
supply and waste water treatment. These
examples can be used as a basis to identify
areas for improvement.
10.1 Good Practise in the MENA Region
10.1.1 Tunisia
SONEDE’s (National Water Distribution Utili-
ty) mission is to supply drinking water to the
country. It is responsible for the development,
operation, maintenance and renewal of facili-
ties for the collection, processing, transfer
and distribution of water.
SONEDE has worked for decades on the
establishment, extension and maintenance of
a diverse and c omplex hydraulic infrastruc-
ture covering the whole country with a c om-
bined length of 50,000 km of water pipelines
and with 1,300 pumping stations and 1 ,000
tanks which has achieved a coverage rate of
100% in urban and 93.5% rural areas.
This huge infrastructure requires large
amounts of energy to ensure the production,
transfer and di stribution of water, which
makes SONEDE one of the largest consum-
ers of energy in Tunisia.
In fact, during the year 2013, its consumption
reached 360 GWh of electricity (26 million
Euros) which represents 20% of the turnover
of the company. In addition to its water saving
potential, SONEDE has developed a strategy
in the fields of energy efficiency and renewa-
ble energies.
In the field of energy efficiency, SONEDE has
planned several actions in pumping and wa-
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 32
ter production stations and in administrative
buildings. These actions consist of the:
• completion of Energy Audits, • installation of equipment and the use
of technologies to improve the energy efficiency and pressure control (e.g. speeds drives),
• reducing pressure losses and pres-sure dissipation,
• equipment upgrades, • developing a maintenance program • installation of intelligent systems to
optimize pumping schedules, • implementation of an energy man-
agement system in accordance with ISO 50001
• and training and information to ensure regular and sustained continuous awareness of all actors in the energy efficiency field in SONEDE.
In the field of Energy Audits and given the
large number of stations, SONEDE has fo-
cused on external energy audits in major and
medium pumping stations and realized inter-
nal auditing for smaller stations. The cumula-
tive distribution of energy as a function of the
accumulated number of stations is shown in
the form of a Pareto chart (Figure 8).
Figure 8: Pareto chart
10.2 Further Examples
The following actions are only examples
without any guarantee of the completeness or
the applicability for every facility. Of course
there are many more opportunities, which
could be i dentified during the Energy Analy-
sis.
Before implementing such energy saving ac-
tions it is important to train the operators in
these energy efficiency techniques.
10.2.1 Energy Efficiency Motors
Every machine in the water sector has a spe-
cific energy-efficiency depending on the mo-
tor. The aim for every machine is to achieve
the best specific energy efficiency possible.
The classification of the energy efficiency is
based on the IEC 60034-30 [11]. The IEC
60034-30 specifies energy-efficiency classes
for single-speed, three-phase and cage-
induction motors with 2, 4 or 6 poles (Figure
9). It classifies three classes:
• IE1 (standard) • IE2 (high) • IE3 (premium)
The difference in the specific energy efficien-
cy depending on the rated power capacity
and the pole can be 2 % to 9 %.
For example a m achine with 100 k W rated
power capacity and 8,760 operating hours
per year has an ene rgy consumption of
about:
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
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100 kW · 8,760 h/a · 0.8 = 700,000 kWh/a
The replacement of the motor with an IE3
saves the following energy consumption:
700,000 kWh/a · 0.02 = 14,000 kWh/a
It is important to look at the lifecycle cost of
the machines (e.g. investment cost and oper-
ating cost during lifetime) taking into account
energy cost so as to compare investments. If
replacement has already been prescribed, it
is recommended to take the highest energy-
efficiency class.
10.2.2 Efficiency Pumps and Pump Control
Older pumps often have a lower efficiency
than a new pump, but the construction age is
not necessarily an indication for this problem.
Old pumps can also have efficiency compa-
rable to new pumps. Therefore, it is advisable
to look at these pumps in more detail with the
focus on the following questions:
• Does the pump operate in the range of its dimensioning? (amount of water, manometric head etc.)
• Does the efficiency correspond to the manufacturer’s information?
• How great is the attrition? • How often will the pump be main-
tained? • How often will the pump be cleaned?
Each pump should be checked with regard to
its power consumption, operation with other
pumps and range of its dimensioning. If the
efficiency of the pump compared to a new
pump is lower, there are two possible actions:
Figure 9: Specification of energy efficiency according to the IEC 60034-30 [10]
86.00 %87.00 %88.00 %89.00 %90.00 %91.00 %92.00 %93.00 %94.00 %95.00 %96.00 %97.00 %98.00 %
0 kW 50 kW 100 kW 150 kW 200 kW 250 kW 300 kW 350 kW 400 kW
IE3: 2-pole IE3: 4-pole IE3: 6-pole IE2: 2-pole IE2: 4-pole
IE2: 6-pole IE1: 2-pole IE1: 4-pole IE1: 6-pole
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 34
• adjustment of the operation (compara-tive moderation of hydraulic loads)
• replacement of the pump
If replacement of the pump is the only option,
it is necessary to take a pump with a hi gh
specified energy efficiency class according to
the international standard IEC 60034-30.
Furthermore, it is very important to consider
the NPSH (net positive suction head). The
NPSH is relevant inside centrifugal pumps
and turbines in systems that are most vulner-
able to cavitation. If cavitation occurs the co-
efficient of performance will increase drasti-
cally and could damage the impeller. To pre-
vent cavitation, the pressure in front of the
impeller has to be above the vapor pressure
of the pumped medium.
The use of multiple pumps with the same or
different capacity or a frequency control can
be a good way of controlling a high variation
in the water amount.
The decision whether multiple pumps or a
frequency control should be used, can only
be determined by a detailed analysis. For this
purpose, the load profile should be examined
by means of simulations or measurements.
The energy saving potential with the frequen-
cy control can be 35 % of the energy con-
sumption depending of the pump characteris-
tics and the demand fluctuation. The power
loss through the use of a frequency control is
up to 5 %.
10.2.3 Aeration of Activated Sludge
In a typical wastewater treatment plant
(WWTP) with an ac tivated sludge process,
the largest energy usage comes from the
aeration of the activated sludge.
A common form of the aeration is subsurface
aeration. In this process a blower support the
diffusers, which placed on the bottom, with air
through a piping system. To achieve a sys-
tem with good energy efficiency, it is im-
portant that the equipment is well sized and
configured. Also the motor of the blower has
to be a high energy efficiency class. So there
are four basic aspects to achieve energy effi-
ciency in aeration:
• blower • piping system • diffusers • aeration control
To improve the energy efficiency of positive
displacement blowers, variable frequency
drive can be used. This makes it possible to
run the blower efficiently for different loads.
The piping system has to be w ell sized to
make sure that the flow speed is not too high
and the pressure loss is minimized.
The diffuser releases the air to the waste wa-
ter and can be categorized into two main dif-
fuser types: coarse bubble and fine bubble
diffusers. Because the oxygen transfer is bet-
ter with fine bubbles, the need of air is much
lower and energy can be saved.
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 35
One common aeration control strategy is dis-
solved oxygen control, which aims at keeping
a constant solved oxygen level in the tank.
Another control strategy is ammonium con-
trol, which is used around the solve oxygen
control and gives a bet ter possibility to con-
trol. This can save energy.
10.2.4 Efficiency Mixer with CFD Sim-ulation Software
The efficiency of the mixer depends on sev-
eral aspects such as the volume of the tank,
the aeration, the type of the stirrer, the solid
content and the inflow. The DWA-A 216 gives
theoretical values for an opt imized power
input in the tank:
• < 2,000 m³ 1.5 W/m³ • 1,000 m³ <> 2,000 m³ 2 to 1.5 W/m³ • 500 m³ <> 1,000 m³ 2 to 2.5 W/m³ • 200 m³ <> 500 m³ 2.5 to 4 W/m³
These values establish evidence as to how
big the rated power capacity of the stirrer
should be, but have to be examined with the
aspects described above. A recommended
method to gather a l ot of information about
the mixing situation is the use of Computa-
tional Fluid Dynamics (CFD).
This powerful tool is invaluable within all dis-
ciplines of fluid dynamics and mixing know-
how. The method enables masses of data
and integrated parameters which can be use-
ful in the planning stage of a project involving
mixing design.
The simulation software enables a look at the
mixing situation and r eveals problems. The
replacement of an old inefficient mixer or the
replacement of several mixers with only one
could be an action with a high energy saving
potential.
Figure 10: Example for a CFD simulation
10.2.5 Hydropower Turbine
There are two types of hydropower turbines:
impulse and r eaction. What type is selected
for a water supply facility and the best place
to install the turbine is based on the following
aspects:
head pressure
What is the water pressure at the turbine in-
let? What pressure is needed at the turbine
outlet? This is important because the availa-
ble pressure for power production is the dif-
ference between the turbine inlet and outlet.
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 36
flow duration
What amount of water is transported through
the pipes? Is the flow rarely constant?
pipeline length and diameter
The length and diameter is important for cal-
culating friction losses within the pipeline at
varying flows.
electrical requirements
What output voltage and frequency are re-
quired from the generator?
The impulse turbine uses the velocity of the
water transported and moves the runner. The
turbine has several buckets on t he runner
and the water stream hits the bucket. An im-
pulse turbine is generally suitable for high
head and low flow applications.
Figure 11: Impulse hydropower turbine
The reaction turbine with blades combines
the pressure of the water and t he water
stream. The runner is placed directly in the
water stream and the water stream flows over
the blades rather than striking each individu-
ally. Reaction turbines can be used for lower
head and higher flows corresponding to the
requirements of the water supply.
Figure 12: Reaction hydropower turbine
Hydropower turbines can be pl aced in the
inlet of the water storage or between two
pressure zones. They also can be us ed to
perform the function of pressure reduction.
Not all water supply systems are suitable for
a hydropower turbine. It is necessary to keep
the first priority the delivery of water and not
the use of hydropower. Some of the pipelines
were never designed to withstand the pres-
sure which forms when a hydropower turbine
is installed and the turbine is taken out of
operation. Especially old and long pipes have
these problems, so a good time to evaluate
the feasibility of a hydropower turbine is gen-
erally when an aging pipeline is replaced.
10.2.6 Solar Thermal Systems in De-salination
Solar thermal systems can be di vided into
concentrating and non -concentrating solar
thermal. The differences exist in the collection
of solar radiation and the temperatures. For
the non-concentrating solar thermal energy,
the sun's rays are absorbed by closed collec-
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 37
tors with a heat transfer medium. This heat,
normally 80 ° C, can be used for heating of
buildings and water heating, but it is too cold
to use as process heat. The concentrating
solar thermal system reflects the sun's rays to
a point and can reach higher temperatures,
normally between 200 ° C and 500 ° C. The
overall efficiency of such facilities is on aver-
age approximately 50 %.
Figure 13: Solar thermal systems
The heating of buildings or water heating is
not a big issue in the MENA water sector, but
the desalination facilities often have a high
heat requirement for heating the water to boil-
ing temperature. The future costs will contin-
ue to depend on the price of the energy and
desalination technology used.
With solar thermal systems, part of this heat
can be pr ovided from the sun. The solar
thermal system should be c onfigured with
heat-storage to ensure a r egular supply of
heat. Furthermore, the facilities must be
equipped with normal technology to produce
heat during long periods without low sunlight.
What kind of solar thermal system is best,
what dimensions are required for the systems
and how big the heat storage has to be de-
pends on the desalination technique, the heat
demand and the water storage.
10.2.7 Photovoltaics
Photovoltaic (PV) modules generate electrical
power by converting solar radiation using the
photovoltaic effect. The photovoltaic modules
contain a num ber of solar cells which are
most commonly made of silicon. The conver-
sion to electrical power occurs without any
moving parts and i t is pollution-free during
operation.
The rated power capacity range can be real-
ized from a few milliwatts to megawatts sys-
tems and has the benefit that the systems
can be expanded in every planning stadium.
The performance is given in kW peak [kWP]
and describes the rated output under test
conditions and the maximum solar radiation.
For better performance, the PV systems aim
to increase the time they face the sun. With
solar trackers it is possible to achieve this by
moving the system panels to follow the sun
(Figure 14). That increases the energy pro-
duction by up to 20 % in winter and up to
50 % in summer.
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 38
Figure 14: Solar systems
A further advantage of PV is that they only
need little maintenance – it is only necessary
to keep the panels clean and make sure that
trees or other objects don't begin to over-
shadow them.
The quantity of annual sunlight in the MENA
water sector creates an awesome solar po-
tential. Depending on the region, the annual
total direct normal irradiation varies from
1,500 to 3,000 kWh / (m² · a). That is a bi g
difference to Germany where, in comparison
the potential ranges from 1,100 to
1,500 kWh / (m² · a). The solar system can
be integrated in the waste water treatment
plant or water supply facilities when building
on free areas or beyond the facilities’ board-
er.
10.2.8 Cooling with Heat
Cooling accounts for a large percentage of
the energy consumption in the MENA water
sector. Most of the energy used for cooling is
consumed by the air conditioning of the build-
ings. The conventional cooling systems in
waste water treatment facilities or water sup-
ply facilities use a compressor, which is usu-
ally electrically driven and has a high power
consumption.
The utilisation of an a bsorption refrigerator
can be an oppor tunity to cool the building
using heat from the biogas applied in waste
water treatment plants. Furthermore, the ab-
sorption refrigerator can also use other heat
sources like solar or waste water heat to pro-
vide the energy needed in the cooling sys-
tems.
The absorption refrigerators use a refrigerant
with a very low boiling point. The heat re-
quired to boil this refrigerant comes from the
surrounding area and provides the cooling.
The cooling cycle can be restarted, when the
boiled refrigerant is cooled down to liquid,
which is the difference between the conven-
tional cooling system and the absorption re-
frigerators. The conventional cooling system
uses a compressor to compress the refriger-
ant. With a hi gher pressure the temperature
required to evaporate a liquid decreases and
the refrigerant can be condensed again. The
absorption refrigerators use other liquids or
salt which absorb the boiled refrigerant. To
evaporate and c ondense the refrigerant out
of the loaded liquid, the liquid is heated by
other heat sources such as solar energy,
CHP or waste water heat. Thus, the cooling
cycle can be described in three steps:
Evaporation
The liquid refrigerant evaporates in a low par-
tial pressure area by taking heat from the
surrounding area.
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 39
Absorption
The gaseous refrigerant is absorbed by a salt
or liquid.
Regeneration
The loaded liquid is heated by other heat
sources and the refrigerant evaporates and
condenses out.
10.2.9 Electrical Load Management
Electrical load management is the process of
balancing the supply of electricity to the facili-
ty with the electrical load by adjusting the
current power or the operational time of ma-
chines. The goal is an improvement of valua-
ble resources from reduced total system peak
load. It serves the efficient use of investments
related to production and distribution of elec-
tricity and avoids the requirement to increase
transformer, cable sizes and g enerator ca-
pacity.
Normally the energy used will vary throughout
the day, depending upon factors such as the
water demand or the biological oxygen de-
mand loading for waste water plants. Some of
the machines have to run during the daily
electric consumption peak. But many loads
and machines can be scheduled for off peak-
operation. For example, facilities can use the
system to storage, operating of dewatering,
filtration back-washing in the night or avoiding
running large intermittent pumps when oper-
ating the main pumps.
As a further example, it is possible to save
energy in such electrical load management
with optimized water storage. The main focus
should be on the use of the total water stor-
age volume, so a comparative moderation of
hydraulic loads is possible.
At night when the water demand is not so
high, the pumps could use the time to fill the
water container. Therefore, the pumps can
operate more efficiently and in case of tempo-
rarily lower water demand the velocity of the
water stream is lower and t he pressure loss
decreases.
A management strategy should be deter-
mined individually for each container, based
on the evaluation of the daily hydraulic loads.
10.2.10 Anaerobic Sludge Treatment
Anaerobic digestion in contrast to the aerobic
sludge treatment is a process by which mi-
croorganisms break down biodegradable ma-
terial in the sludge in the absence of oxygen.
Anaerobic digestion is a well-established
treatment technology suited to treat sludge in
waste water treatment plants. It is a l ow en-
ergy process which generates biogas. This
biogas can be us ed in CHP to increase the
facility’s own energy production.
The main advantage of anaerobic treatment
is that it has lower operating costs as a result
of the low energy inputs. But it also decreas-
es considerably the quantity of sludge for
disposal and it allows reducing the necessary
volume of aeration tanks. This may allow in-
creasing considerably the capacity of a
WWTP.
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 40
11 Bibliography
[1] DWA, DWA-A 216: Energy check and
energy analysis – tools for energy
optimization of waste water plants, 2013.
[2] DVGW and G erman Federal
Environmental Foundation, Guideline
energy efficiency and energy saving in
water supply, 2010.
[3] M. f. C. P. -. E. -. A. -. N. C. a. C. P. o. t.
G. S. o. N. Rhine-Westphalia, Energy on
Waste Water Treatment Plants, 1999.
[4] P. Baumann und M . Roth, Reduction of
electric consumption for waste water
treatment plants, Stuttgart: DWA, 2014.
[5] I. 50001, Energy management sys-tems -
Requirements with guidance for use.
[6] D. E. 16247-1, Energy audits - Part 1:
General requirements.
[7] ACWUA, ACWUA Wiki,
http://www.acwua.org/.
[8] GUTcert Certifizierungsgesellschaft,
Guideline to Efficient Energy
Management according to ISO 50001 /
Guide pour un management efficace de
l'énergie selon ISO 50001, Version 4.2
(EN/FR/GER and other languages),
Berlin, 2014.
[9] G. F. M. f. t . E. -. N. C. a. N. Safety,
Energy Management Systems in Practice
- ISO 50001: A Guide for Companies and
Organisations, 2012.
[10] E. J. D. P. H. S. T.-F. H. Cabrera,
Benchmarking Water Service - Guiding
water utilities to excellence, London:
IWA-Publishing, 2011.
[11] I. 60034-30, Rotating electrical machines
- Part 30: Efficiency classes of
singlespeed, three-phase, cage-induction
motors, 2012.
[12] VSA/suisse énergie, Guide de
l'optimisation énergétique des stations
d'épuration des eaux usées, 2008/2010.
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
APPENDIX
Operation Plan Energy Check .................................................................................................... 43
Operation Plan Energy Analysis ................................................................................................ 45
Key Performance Indicators of Energy Analysis ...................................................................... 47
Water Supply Data Variables (Variables ws) ................................................................................. 49
Water supply energy check key performance indicators ................................................................ 60
Waste Water Disposal Data Variables (Variables wd) ................................................................... 70
Waste Water Disposal Energy Check Key Performance Indicators ............................................... 85
DWA-A 216 Frequency Distributions ......................................................................................... 96
Example List of Machines ......................................................................................................... 100
Energy Analysis Calculation of the Theoretical Values .......................................................... 101
Water Supply ............................................................................................................................. 101
Waste Water Disposal ................................................................................................................. 103
Guidelines for Energy Checks and Energy Analysis in Water and Wastewater Utilities
Page 2
Operating Plan Energy Check
Page 43
Operation Plan Energy Check (Chapter 6 and 7)
Administrative preparation
Chapter 6.1
energy policy
energy goals
area focus
assessment
period
energy sources
Study Parameter
Chapter 6.2
Data collection
Chapter 7
Water Supply
• water quantity in water abstraction [m³/a]
• total power consumption of the facility per year [kWh/a]
• total power consumption of the pure water pumping station per year [kWh/a]
• total power consumption of every other pumping station per year [kWh/a]
• energy production of com-bined heat and power (CHP) per year [kWh/a]
• total energy production from other energy sources per year [kWh/a]
Waste Water Disposal
• total number of inhabitants and population equivalents [PT]
• total power consumption of the facility per year [kWh/a]
• total power consumption of the aeration per year [kWh/a]
• energy production of com-bined heat and power (CHP) per year [kWh/a]
• total energy production from other energy sources per year[kWh/a]
• total power consumption of every other pumping station per year [kWh/a]
• water flows • water quality • water losses • waste water load • biogas produc-
tion • etc.
Data Validation
Chapter 6.3
• check the current
conditions • take meter readings • determine optional
measurement cam-paign for collecting additional data
• inspect and verify equipment infor-mation
• take photo docu-mentation
• review the materials collected
• and interview opera-tors
Facility Inspection
Chapter 6.4
KPIs
Chapter 7.1
Water Supply
1. specific power consumption per facility [kWh/(m³ · a)]
2. specific power consumption pure water pumping station [kWh/(m³ · a)]
3. specific power consumption of every other pumping sta-tion [kWh/(m³ · a)]
4. level of self-supply electricity [%]
Waste Water Disposal
1. specific power consumption per facility [kWh/(PT · a)]
2. specific power consumption aeration [kWh/(PT · a)]
3. level of self-supply electricity [%]
4. specific power consumption of pumping stations [kWh/(m³ · a)]
Energy Mapping
Chapter 7.2
determine areas with a
higher need of energy
efficiency and focus
them during the Energy
Analysis
First Orientation for Water Supply and Waste Water Dis-
posal
statistical frequency distribution
If possible: First Actions Monitoring
Energy Analysis Chapter 8
Operating Plan Energy Check
Operating Plan Energy Analysis
Page 45
Operation Plan Energy Analysis (Chapter 6 and 8) Page 1
Administrative preparation
Chapter 6.1
energy policy
energy goals
area focus
assessment
period
energy sources
Study Parameter
Chapter 6.2
Data collection
Chapter 8
Water Supply and Waste Water
Disposal
general information
• name, address and operator of the facility
• contact person for energy • details of the facility such as
technique, water parameters, population in total, etc.
• energy supply contracts process information
• design report • technical documentation • procedural schemes • piping and instrumentation
diagram • operating manual operating data
• water abstraction (only water supply)
• water transmission • water treatment • waste water treatment (only
waste wa-ter disposal) • sludge treatment (digester,
dewatering etc.) • external substrate intake (co-
digestion) (only waste water disposal)
• biogas (only waste water dis-posal)
• energy and material con-sumption
• HVAC systems (heating, ven-tilation and air conditioning)
List of machines
• type • year of construction • operating hours • rated power capacity, cos φ,
V, I and/or power consump-tion
• information about frequency conversion
• water flows • water quality • water losses • waste water load • biogas produc-
tion • etc.
Data Validation
Chapter 6.3
• check the current
conditions • take meter readings, • determine optional
measurement cam-paign for collecting additional data
• inspect and verify equipment infor-mation
• take photo docu-mentation
• review the materials collected
• and interview opera-tors
Facility Inspection
Chapter 6.4
search for external
experts
Further KPIs
Chapter 8 / Appendix Page 2
Operating Plan Energy Analysis
Page 46
Operation Plan Energy Analysis (Chapter 6 and 8) Page 2
Measurement
• counter • measure the actual am-
perage • simplified calculation • variable
speed/frequency
Energy Balance
Chapter 8.1
Consumption Matrix
• type • year of construction • operating hours • rated power capacity,
cos φ, V, I and/or power consumption
• information about fre-quency conversion
• pie charts
Page 1
Questions
• what machines are in my facility? Look at the list of machines and the pie chart?
• which theoretical values can I use for my facility?
• what are the specific units? • what data do I need to calculate
the theoretical values?
Evaluation of the Energy Balance
Chapter 8.2
Theoretical Values
• calculations in the appendix • comparison with the Energy Bal-
ance • identify the deviations
Actions
Reduction of Energy Consumption
• reduce the energy demand • increase the energy efficiency • improve the power factor
Optimization of Energy Supply
• purchase electricity, heat and fuel cheaper
• increase one’s own energy produc-tion /energy recovery
Establishment of Actions
Chapter 8.3
Monitoring
Economic Efficiency Analysis of the Actions
Prioritisation of the Actions
• direct Actions • short-Term Actions • long-Term Actions
Definition of an Action-Plan
Realisation of the Action-Plan
Key Performance Indicators of Energy Analysis
Page 47
Key Performance Indicators of Energy Analysis
Water Supply
total energy recovered / total pumping energy consumption x 100
wsEp2 – total energy production other than recovery (%)
total energy recovered / total energy consumption for water supply division x 100
wsMc1 – electrical energy cost (Dollar/kWh)
total energy costs / total energy consumption for water supply division
wsEc7a – energy consumption main pumps (kWh/m³)
energy consumption drinking water main pumps / drinking water production volume
wsEc8a – energy consumption booster pumps (kWh/m³)
energy consumption drinking water booster pumps / pressure boosted drinking water volume
wsEp1 – total energy recovery (%)
energy consumption well pump, intake pump / abstraction volume
wsEc4a – energy consumption raw water booster pumps (kWh/m³)
energy consumption raw water booster pumps / pressure boosted raw water volume
wsEc5a – overall plant energy consumption per produced volume (kWh/m³)
wsEc6 – heat demand per volume produced (kWh/m³)
wsEc4 – standardised energy consumption raw water booster pumps (kWh/m³/100m)energy consumption raw water booster pumps / pressure boosted raw water volume / pump head raw water booster pumps x 100
wsEc5 – overall plant energy consumption per intake volume (kWh/m³)
overall waterworks facility energy consumption / treatment input volume
wsEc1 – energy content per authorised consumption (kWh/m³)
overall waterworks facility energy consumption / drinking water production volume
total energy consumption for water supply division / authorised consumption
wsEc2 – proportion of pumping energy (%)
total pumping energy consumption / total energy consumption for water supply division x 100
wsEc3 – standardised energy consumption abstraction / intake pumps (kWh/m³/100m)energy consumption well pump, intake pump / abstraction volume / pump head well pump, intake pump x 100
wsEc8 – standardised energy consumption booster pumps (kWh/m³/100 m)energy consumption drinking water booster pumps / pressure boosted drinking water volume / pump head drinking water booster pumps x 100
wsEc3a – energy consumption abstraction / intake pumps (kWh/m³)
energy consumption water treatment / drinking water production volume
wsEc7 – standardised energy consumption main pumps (kWh/m³/100 m)energy consumption drinking water main pumps / drinking water production volume / pump head drinking water main pumps x 100
Key Performance Indicators of Energy Analysis
Page 48
Waste Water Disposal
energy consumption lifting pumps in sewer system / lifted volume
wdEc3a – overall plant energy consumption per volume of wastewater treated (kWh/m³)
overall wastewater treatment plant energy consumption / volume of wastewater treated
wdEc4a –energy consumption pumps water treatment (kWh/m³)
energy consumption water pumps on wastewater treatment plants / wastewater volume elevated
wdEc7 –energy consumption sludge pumping (kWh/m³)
energy consumption sludge pumps on wastewater treatment plants / sludge volume elevated
wdEc9 –energy consumption tertiary treatment (kWh/m³)
energy consumption tertiary treatment stage / wastewater receiving tertiary treatment
wdEp1 – total energy recovery from biogas (%)
total energy recovered / total energy consumption for waste water disposal division x 100
wdEp2 – total energy production other than from biogas (%)
wdEp3 –biogas generation per population equivalent (kWh/p.e.)
volume of biogas production / population equivalents served
wdEp4 – proportion of biogas conversion into energy (%)
electric energy production by cogeneration / energy content of biogas production x 100
total energy produced other than from biogas / total energy consumption for wastewater disposal division x 100
wdEc1 –energy consumption per population equivalent served (kWh/p.e.)
total energy consumption for wastewater disposal / total population equivalents
wdEc2– standardised energy consumption lifting pumps in sewer system (kWh/m³/100 m)
energy consumption lifting pumps in sewer system / lifted volume / pump head lifting pumps x 100
wdEc8 – heat demand per population equivalent served (kWh/p.e.)
heat demand / population equivalents served
wdEc1a – energy consumption per wastewater volume disposed (kWh/m³)
total energy consumption for wastewater disposal / total volume of wastewater treated
wdEc2a – energy consumption lifting pumps in sewer system (kWh/m³)
wdEc5 – energy consumption biological aeration (kWh/p.e.)
energy consumption aeration component / population equivalents served
wdEc6 – energy consumption sludge treatment (kWh/ton DS)
energy consumption sludge treatment / sludge volume handled
wdEc3 – overall plant energy consumption per population equivalent served (kWh/p.e.)
overall wastewater treatment plant energy consumption / population equivalents
wdEc4 – standardised energy consumption pumps water treatment (kWh/m³/100 m)
energy consumption water pumps on wastewater treatment plants / wastewater volume elevated / pum
Key Performance Indicators of Energy Analysis
Page 49
Water Supply Data Variables (Variables ws)
Data variables addressing monetary cost of energy (variables wsM)
wsM1 – total energy costs (Dollar)
Costs of electrical energy (including energy for pumping and all other activities related to water supply, e.g. energy for water treatment, premises, offices etc.) during the as-sessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
This variable includes not only the costs proportional to energy consumption but also all the
other costs associated with energy purchases such as power tariffs and taxes. Data is to be
derived from the financial statement of the undertaking. Exchange rates of local currencies
should be referred to at the end of the assessment period.
Used for indicator(s): wsMc1
Data variables addressing energy consumption (variables wsC)
wsC1 – total energy consumption for water supply division (kWh)
Electrical energy consumption (including energy for pumping and all other activities related to water supply, e.g. energy for water treatment, premises, offices etc.) during the assessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
This variable is the total energy consumption of the water supply division or undertaking. If
there is no energy production data is to be derived from the bills of the energy supplier. If con-
sumption is derived from bills of the energy supplier, self produced and consumed energy has
to be added.
Used for indicator(s): wsEc1, wsEp2
Key Performance Indicators of Energy Analysis
Page 50
wsC2 – total pumping energy consumption (kWh)
Electrical energy consumption for water pumping (customer pumping systems exclud-ed) during the assessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
This variable is the total energy consumption of every water-pumping component of the water
supply division or undertaking. Data is to be derived from energy consumption meters or from
the bills of the energy supplier. The consumption of small pumps may be excluded if their influ-
ence in terms of the global confidence grade of the variable is negligible.
Used for indicator(s): wsEc2, wsEp1
wsC3 – energy consumption well pump, intake pump (kWh)
Electrical energy consumption for each pumping component of the catchment area dur-ing the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the catchment
area. Data is to be de rived from energy consumption meters or from the bills of the energy
supplier. If the consumption is not shown on a separate bill and no meter is installed, it needs
to be measured for all relevant operating states of the component on-site. Measured data may
be projected for the whole period. If this procedure is too time consuming, for non-power-
controlled pumps it may be r easonably estimated by multiplying pump nominal power with
pump working hours during the assessment period.
Used for indicator(s): wsEc3, wsEc3a
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wsC4– energy consumption raw water booster pumps (kWh)
Electrical energy consumption for each pumping component of the raw water transmis-sion system during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the raw water
transmission system. Data is to be derived from energy consumption meters or from the bills of
the energy supplier. If the consumption is not shown on a s eparate bill and no m eter is in-
stalled, it needs to be measured for all relevant operating states of the component on-site.
Measured data may be projected for the whole period. If this procedure is too time consuming,
for non-power-controlled pumps it may be reasonable estimated by multiplying pump nominal
power with pump working hours during the assessment period.
Used for indicator(s): wsEc4, wsEc4a
wsC5– overall waterworks facility energy consumption (kWh)
Electrical energy consumption of the entire treatment process in the waterworks facility.
INPUT DATA
Referred to a reference period
Referred to plant level
The data variable is to be assessed for each and every waterworks facility of the undertaking.
For classic treatment, the variable corresponds to the energy consumption of the low voltage
busbar of the waterworks facility. Data is to be derived from energy consumption meters or
from the bills of the energy supplier.
Used for indicator(s): wsEc5, wsEc5a
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wsC6– heat demand (kWh)
Thermal energy demand by evaporators in desalination plants using either multistage flash evaporation (MSF) or multiple effect distillation (MED) process engineering.
INPUT DATA
Referred to a reference period
Referred to process level
The variable should be assessed for each and every desalination plant of the undertaking. The
variable corresponds to the heat energy that has been produced in order to be utilised within
which the desalination process.
Used for indicator(s): wsEc6
wsC7– energy consumption drinking water main pumps (kWh)
Electrical energy consumption for each pumping component on-site at the waterworks facility feeding the water transmission system during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component feeding the water
transmission system on-site at each and every waterworks facility. Data is to be derived from
energy consumption meters or from the bills of the energy supplier. If the consumption is not
shown on a separate bill and no meter is installed, it needs to be measured for all relevant op-
erating states of the component on-site. Measured data may be projected for the whole period.
If this procedure is too time consuming, for non-power-controlled pumps it may be reasonable
estimated by multiplying pump nominal power with pump working hours during the assessment
period.
Used for indicator(s): wsEc7, wsEc7a
Key Performance Indicators of Energy Analysis
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wsC8– energy consumption drinking water booster pumps (kWh)
Electrical energy consumption for each pumping component in the water transmission and distribution system during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and ev ery pumping component in the water
transmission and distribution system. Data is to be derived from energy consumption meters or
from the bills of the energy supplier. If the consumption is not shown on a separate bill and no
meter is installed, it needs to be measured for all relevant operating states of the component
on-site. Measured data may be projected for the whole period. If this procedure is too time con-
suming, for non-power-controlled pumps it may be reasonably estimated by multiplying pump
nominal power with pump working hours during the assessment period. If in a particular case a
fuel driven pump is to be assessed, the amount of diesel needs to be converted to power using
its specific heating value.
Used for indicator(s): wsEc8, wsEc8a
Data variables addressing energy production (variables wsP)
wsP1 – total energy recovered (kWh)
Total electrical energy recovered by the use of turbines or reverse pumps in the entire water supply system that is operated by the undertaking during the assessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
The data variable is to be assessed for the entire water supply system operated by the under-
taking. Energy recovery relates to the amount of energy produced by the undertaking by utilis-
ing potential energy surpluses for hydraulic transport needs in order to cover parts of its energy
demand for water supply.
Used for indicator(s): wsEp1
Key Performance Indicators of Energy Analysis
Page 54
wsP2 – total energy produced other than recovered (kWh)
Total electrical energy produced by means of e.g. photovoltaic, wind turbines at the premises of the entire water supply division of the undertaking during the assessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
The data variable is to be assessed for the entire water supply division of the undertaking. En-
ergy production relates to the amount of energy produced from renewable sources on-site on
the entire premises of the water supply division/undertaking in order to cover parts of its energy
demand for water supply. Energy production by utilising potential energy surpluses for hydrau-
lic transport needs only needs to be i ncluded if the volume used for hydropower generation
was not first elevated by pumps operated by the undertaking (e.g. if the water resource is situ-
ated at a r elatively high altitude in an impounding reservoir). In all other cases, hydropower
generation is to be assessed using data variable wsP1.
Used for indicator(s): wsEp2
Data variables addressing water volumes (variables wsW)
wsW1 – authorised consumption (m³)
Total volume of water that is taken by registered customers, other authorised parties (e.g. fire fighters, municipalities for watering, street cleaning etc.) or by the water suppli-er itself.
INPUT DATA
Referred to a reference period
Referred to utility level
The data variable is to be assessed for the entire water supply division of the undertaking. Au-
thorised consumption may be metered or unmetered as well as billed or unbilled. It is recom-
mended to use IWA standard water balance to calculate authorised consumption.
Used for indicator(s): wsEc1,
Key Performance Indicators of Energy Analysis
Page 55
wsW2 – abstraction volume (m³)
Volume of water that was abstracted from raw water resources for each pumping com-ponent in the catchment area during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the catchment
area. Data can be derived by reading installed flow meters. If there is no flow meter installed or
no record available, it needs to be estimated by the best means available.
Used for indicator(s): wsEc3, wsEc3a
wsW3– pressure boosted raw water volume (m³)
Volume of raw water pressurised by each pumping component in the raw water trans-mission system during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the raw water
transmission system. Data can be derived by reading installed flow meters. If there is no flow
meter installed or no record available, it needs to be estimated by the best means available.
Used for indicator(s): wsEc4, wsEc4a
Key Performance Indicators of Energy Analysis
Page 56
wsW4 – treatment input volume (m³)
Volume of raw water input to each waterworks facility during the assessment period.
INPUT DATA
Referred to a reference period
Referred to plant level
The data variable is to be assessed for each and every waterworks facility of the undertaking. It
includes both the volume of raw water abstracted from own resources and imported raw water
but less raw water losses due to leakage, inaccuracies associated with metering and raw water
taken by the water supplier for own uses and export. The volume should be metered at the inlet
valve. If the treatment input volume is unmetered, data variable wsW4 should be used as an
alternative.
Used for indicator(s): wsEc5
wsW5– drinking water production volume (m³)
Volume of water treated for input to the water transmission lines of each waterworks facility during the assessment period.
INPUT DATA
Referred to a reference period
Referred to plant level
The data variable is to be assessed for each and every waterworks facility of the undertaking.
The volume should be metered at the outlet valve. It corresponds to the treatment input volume
less treatment operational consumption.
Used for indicator(s): wsEc5a, wsEc6, wsEc7, wsEc7a
Key Performance Indicators of Energy Analysis
Page 57
wsW6– pressure boosted drinking water volume (m³)
Volume of drinking water pressurised by each pumping component in the water trans-mission and distribution system during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and ev ery pumping component in the water
transmission and distribution system. Data can be derived by reading installed flow meters. If
there is no flow meter installed or no record available, it needs to be estimated by the best
means available.
Used for indicator(s): wsEc8, wsEc8a
Data variables addressing pump heads (variables wsH)
wsH1 – pump head well pump, intake pump (m)
Pump head for each pumping component in the catchment area during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the catchment
area. For pumps with significant variation of the pump head throughout the assessment period,
the period should be subdivided into a limited number of time intervals. For instance, if a pump
works 1/3 of the time with a flow Q1 = 10 m³/h and a pump head of h1 = 50 m, and 2/3 of the
time with a flow Q2 = 12 m³/h and a pump head h2 = 42 m, the resulting pump head will be:
( (1/3) x Q1 x h1 + (2/3) x Q2 x h2 ) / ( (1/3) x Q1 + (2/3) x Q2 ) = 44.35 m
Used for indicator(s): wsEc3
Key Performance Indicators of Energy Analysis
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wsH2 – pump head raw water booster pumps (m)
Pump head for each pumping component in the raw water transmission system during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the raw water
transmission system. For pumps with significant variation of the pump head throughout the
assessment period, the period should be subdivided into a limited number of time intervals. For
instance, if a pump works 1/3 of the time with a flow Q1 = 10 m³/h and a pump head of h1 = 50
m, and 2/3 of the time with a flow Q2 = 12 m³/h and a pump head h2 = 42 m, the resulting pump
head will be:
( (1/3) x Q1 x h1 + (2/3) x Q2 x h2 ) / ( (1/3) x Q1 + (2/3) x Q2 ) = 44.35 m
Used for indicator(s): wsEc4
wsH3 – pump head drinking water main pumps (m)
Pump head for each pumping component on-site of the waterworks facility feeding the water transmission system during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component feeding the water
transmission system on-site of each and every waterworks facility. For pumps with significant
variation of the pump head throughout the assessment period, the period should be subdivided
into a limited number of time intervals. For instance, if a pump works 1/3 of the time with a flow
Q1 = 10 m³/h and a pump head of h1 = 50 m, and 2/3 of the time with a flow Q2 = 12 m³/h and a
pump head h2 = 42 m, the resulting pump head will be: ( (1/3) x Q1 x h1 + (2/3) x Q2 x h2 ) / (
(1/3) x Q1 + (2/3) x Q2 ) = 44.35 m
Used for indicator(s): wsEc7
Key Performance Indicators of Energy Analysis
Page 59
wsH4 – pump head drinking water booster pumps (m)
Pump head for each pumping component in the water transmission and distribution sys-tem during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and ev ery pumping component in the water
transmission and di stribution system. For pumps with significant variation of the pump head
throughout the assessment period, the period should be subdivided into a l imited number of
time intervals. For instance, if a pump works 1/3 of the time with a flow Q1 = 10 m³/h and a
pump head of h1 = 50 m, and 2/3 of the time with a flow Q2 = 12 m³/h and a pump head h2 = 42
m, the resulting pump head will be: ( (1/3) x Q1 x h1 + (2/3) x Q2 x h2 ) / ( (1/3) x Q1 + (2/3) x Q2
) = 44.35 m
Used for indicator(s): wsEc8
Key Performance Indicators of Energy Analysis
Page 60
Water supply energy check key performance indicators
Performance indicators addressing energy consumption (indicators wsEc)
wsEc1 – energy content per authorised consumption (kWh/m³)
total energy consumption for water supply division / authorised consumption
wsEc1 = wsC1 / wsW1
wsC1 – total energy consumption for water supply division (kWh)
wsW1 – authorised consumption (m³)
This indicator provides a measure of the necessary energy utilisation by the undertaking per m³
of authorised potable water during the assessment period and is equal to its total electrical en-
ergy content. It can be used as a measure of how well energy efficiency improvement efforts
are globally evolving.
Main explanatory factors for external comparison:
• Energy conversion efficiency of the pumps
• Utilised process engineering for water treatment
• Geomorphology of the supply area
• Difference between elevation of water resources and maximum, minimum delivery ele-
vation
• Reactive energy consumption
Usual values are between 0.2 and 1.2 kWh/m³ provided the undertaking does not operate a
desalination plant.
Key Performance Indicators of Energy Analysis
Page 61
wsEc2 – proportion of pumping energy (%)
total pumping energy consumption / total energy consumption for water supply division x 100
wsEc2 = wsC2 / wsC1 x 100
wsC2 – total pumping energy consumption (kWh)
wsC1 – total energy consumption for water supply division (kWh)
This indicator provides a measure of the proportion of energy used for water pumping. It can be
used to monitor whether pumping energy conversion efficiency improvements are eroded by
increasing consumption deterioration of other energy consumers.
Usually the proportion of pumping energy is above 80% of the total energy consumption. How-
ever, the proportion depends largely on t he consumption of utilised process engineering for
water treatment.
wsEc3 – standardised energy consumption abstraction/intake pumps (kWh/m³/100m)
energy consumption well pump, intake pump / abstraction volume / pump head well pump, intake pump x 100
wsEc3 = wsC3 / wsW2 / wsH1 x 100
wsC3 – energy consumption well pump, intake pump (kWh)
wsW2 – abstraction volume (m³)
wsH1 – pump head well pump, intake pump (m)
This indicator provides a measure of the energy conversion efficiency of the well or intake
pumps operated by the undertaking. It equals the average amount of energy consumed per m³
at a pum p head o f 100 m. It is the inverse of the pumping efficiency. A value of 0.5
kWh/m³/100m for this indicator corresponds to an average pumping efficiency of 9810 N x 100
m / (3600 J/Wh) / 500 Wh x 100 = 55%. Usual values for well pumps are between 25% and
60%.
Key Performance Indicators of Energy Analysis
Page 62
wsEc3a – energy consumption abstraction/intake pumps (kWh/m³)
alte
rnat
ive
indi
cato
r
energy consumption well pump, intake pump / abstraction volume
wsEc3a = wsC3 / wsW2
wsC3 – energy consumption well pump, intake pump (kWh)
wsW2 – abstraction volume (m³)
This indicator provides a measure of energy utilisation of the well or intake pumps oper-
ated by the undertaking in relation to the volume elevated during the assessment period.
As this indicator does not consider pump head, it should be only used if indicator wsEc3
cannot be calculated.
wsEc4 – standardised energy consumption raw water booster pumps (kWh/m³/100m)
energy consumption raw water booster pumps / pressure boosted raw water volume / pump head raw water booster pumps x 100
wsEc4 = wsC4 / wsW3 / wsH2 x 100
wsC4– energy consumption raw water booster pumps (kWh)
wsW3– pressure boosted raw water volume (m³)
wsH2 – pump head raw water booster pumps (m)
This indicator provides a measure of the energy conversion efficiency of the raw water booster
pumps operated by the undertaking. It equals the average amount of energy consumed per m³
at a pum p head o f 100 m. It is the inverse of the pumping efficiency. A value of 0.5
kWh/m³/100m for this indicator corresponds to an average pumping efficiency of 9810 N x 100
m / (3600 J/Wh) / 500 Wh x 100 = 55%. Usual values for (drinking water) booster pumps are
between 50% and 70%.
Key Performance Indicators of Energy Analysis
Page 63
wsEc4a – energy consumption raw water booster pumps (kWh/m³) al
tern
ativ
e in
dica
tor
energy consumption raw water booster pumps / pressure boosted raw water vol-ume
wsEc4a = wsC4 / wsW3
wsC4– energy consumption raw water booster pumps (kWh)
wsW3– pressure boosted raw water volume (m³)
This indicator provides a measure of energy utilisation of the raw water booster pumps
operated by the undertaking in relation to the pressure boosted raw water volume during
the assessment period. As this indicator does not consider pump head, it should be only
used if indicator wsEc4 cannot be calculated.
Key Performance Indicators of Energy Analysis
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wsEc5 – overall plant energy consumption per intake volume (kWh/m³)
overall waterworks facility energy consumption / treatment input volume
wsEc5 = wsC5 / wsW4
wsC5– overall waterworks facility energy consumption (kWh)
wsW4 – treatment input volume (m³)
This indicator provides a measure of energy utilisation by the treatment process in relation to
the raw water plant intake volume during the assessment period.
In some cases, raw water will have an energy surplus at the plant intake, which will be used for
the treatment process. As for practical reasons this indicator only uses electrical energy ac-
cording to the consumption of the low voltage busbar, the denominator may not correspond to
the entire energy utilised for water treatment.
The processing rule of this indicator assumes that no component is used requiring high voltage
power supplies. If this is not the case (e.g. reverse osmosis plants and other advanced treat-
ment technologies) the user needs to create a new variable assessing high voltage power con-
sumption utilised for water treatment that needs to be added to the processing rule as denomi-
nator.
Special care is required in interpreting results when used for external comparisons. The overall
energy consumption will vary widely according to the utilised process engineering.
Key Performance Indicators of Energy Analysis
Page 65
wsEc5a – overall plant energy consumption per volume produced (kWh/m³) al
tern
ativ
e in
dica
tor
overall waterworks facility energy consumption / drinking water production vol-ume
wsEc5a = wsC5 / wsW5
wsC5– overall waterworks facility energy consumption (kWh)
wsW5– drinking water production volume (m³)
This indicator provides a measure of energy utilisation by the treatment process in rela-
tion to the production volume during the assessment period.
As this indicator does not consider treatment, operational consumption and losses, it
should only be used if indicator wsEc5 cannot be calculated due to the lack of a water
meter at the plant raw water intake valve.
In some cases, raw water will have an energy surplus at the plant intake, which will be
used for the treatment process. As for practical reasons this indicator only uses electrical
energy according to the consumption of the low voltage busbar, the denominator may
not correspond to the entire energy utilised for water treatment.
The processing rule of this indicator assumes that no component is used requiring high
voltage power supplies. If this is not the case (e.g. reverse osmosis plants and other ad-
vanced treatment technologies) the user needs to create a new variable assessing high
voltage power consumption utilised for water treatment that needs to be added t o the
processing rule as numerator.
Special care is required in interpreting results when used for external comparisons. The
overall energy consumption will vary widely according to the utilised process engineer-
ing. Usual values are around 0.03 kWh/m³ (classic treatment), 0.12 kWh/m³ (activated
carbon and ozone), 0.2 kWh/m³ (membrane ultrafiltration), 2 to 5.6 kWh/m³ (multistage
flash evaporation and multiple effect distillation) and 4 kWh/m³ for reverse osmosis (but it
may reach up to 7 kWh/m³ with a particularly poor raw water resource).
Key Performance Indicators of Energy Analysis
Page 66
wsEc6 – heat demand per volume produced (kWh/m³)
energy consumption water treatment / drinking water production volume
wsEc6 = wsC6 / wsW5
wsC6– heat demand (kWh)
wsW5– drinking water production volume (m³)
This indicator provides a measure of heat energy utilisation by evaporators in relation to the
production volume during the assessment period of desalination plants using either multistage
flash evaporation (MSF) or multiple effect distillation (MED) process engineering. Usual values
are around 64 kWh/m³ for MSF plants and 54 kWh/m³ for MED plants.
wsEc7 – standardised energy consumption main pumps (kWh/m³/100 m)
energy consumption drinking water main pumps / drinking water production volume / pump head drinking water main pumps x 100
wsEc7 = wsC7 / wsW5 / wsH3 x 100
wsC7– energy consumption drinking water main pumps (kWh)
wsW5– drinking water production volume (m³)
wsH3 – pump head drinking water main pumps (m)
This indicator provides a measure of the energy conversion efficiency of the main pumps feed-
ing the transmission lines operated by the undertaking. It equals the average amount of energy
consumed per m³ at a pump head of 100 m. It is the inverse of the pumping efficiency. A value
of 0.5 kWh/m³/100m for this indicator corresponds to an average pumping efficiency of 9810 N
x 100 m / (3600 J/Wh) / 500 Wh x 100 = 55%.
Usual values for drinking water main pumps are between 50% and 70%.
Key Performance Indicators of Energy Analysis
Page 67
wsEc7a – energy consumption main pumps (kWh/m³) al
tern
ativ
e in
dica
tor
energy consumption drinking water main pumps / drinking water production vol-ume
wsEc7a = wsC7 / wsW5
wsC7– energy consumption drinking water main pumps (kWh)
wsW5– drinking water production volume (m³)
This indicator provides a measure of the energy conversion efficiency of the drinking
water booster pumps operated by the undertaking. As this indicator does not consider
pump head, it should be only used if indicator wsEc7 cannot be calculated.
wsEc8 – standardised energy consumption booster pumps (kWh/m³/100 m)
energy consumption drinking water booster pumps / pressure boosted drinking water volume / pump head drinking water booster pumps x 100
wsEc8 = wsC8 / wsW6 / wsH4 x 100
wsC8– energy consumption drinking water booster pumps (kWh)
wsW6– pressure boosted drinking water volume (m³)
wsH4 – pump head drinking water booster pumps (m)
This indicator provides a m easure of the energy conversion efficiency of the drinking water
booster pumps operated by the undertaking. It equals the average amount of energy con-
sumed per m³ at a pump head of 100 m. It is the inverse of the pumping efficiency. A value of
0.5 kWh/m³/100m for this indicator corresponds to an average pumping efficiency of 9810 N x
100 m / (3600 J/Wh) / 500 Wh x 100 = 55%.
Usual values for drinking water booster pumps are between 50% and 70%.
Key Performance Indicators of Energy Analysis
Page 68
wsEc8a – energy consumption booster pumps (kWh/m³)
alte
rnat
ive
indi
cato
r
energy consumption drinking water booster pumps / pressure boosted drinking water volume
wsEc8a = wsC8 / wsW6
wsC8– energy consumption drinking water booster pumps (kWh)
wsW6– pressure boosted drinking water volume (m³)
This indicator provides a m easure of energy utilisation of the drinking water booster
pumps operated by the undertaking in relation to the pressure boosted drinking water
volume during the assessment period. As this indicator does not consider pump head, it
should only be used if indicator wsEc8 cannot be calculated.
Performance indicators addressing energy production (indicators wsEp)
wsEp1 – total energy recovery (%)
total energy recovered / total pumping energy consumption x 100
wsEp1 = wsP1 / wsC1 x 100
wsP1 – total energy recovered (kWh)
wsC2 – total pumping energy consumption (kWh)
This indicator provides a measure of recovery of surplus energy for hydraulic transport needs
by use of turbines or reverse pumps during the assessment period. It can be used as a meas-
ure of how well energy recovery efforts are globally evolving.
At favourable geomorphologic conditions, up to 40% of the pumping energy may be recovera-
ble.
Key Performance Indicators of Energy Analysis
Page 69
wsEp2 – total energy production other than recovery (%)
total energy recovered / total energy consumption for water supply division x 100
wsEp2 = wsP2 / wsC1 x 100
wsP2 – total energy produced other than recovered (kWh)
wsC1 – total energy consumption for water supply division (kWh)
This indicator provides a m easure of production of renewable energy on the undertaking’s
premises in order to cover parts of its energy demand for water supply. It can be used as a
measure of how well energy production efforts are globally evolving.
Performance indicators addressing monetary costs (indicators wsMc)
wsMc1 – electrical energy cost (Dollar/kWh)
total energy costs / total energy consumption for water supply division
wsMc1 = wsM1 / wsC1
wsM1 – total energy costs (Dollar)
wsC1 – total energy consumption for water supply division (kWh)
This indicator provides a measure of the average cost of energy per unit of procurement. It is
largely dependent on both national energy policy and the context within which the undertaking
operates (e.g. distribution of nominal power of energy consuming components along the sys-
tem). Thus, special care is required in interpreting results when used for external comparisons.
Key Performance Indicators of Energy Analysis
Page 70
Waste Water Disposal Data Variables (Variables wd)
Data variables addressing monetary cost of energy (variables wdM)
wdM1 – total energy costs (Dollar)
Costs of electrical energy (including energy for waste water pumping, treatment and all other activities related to waste water disposal, e.g. energy for premises, offices) during the assessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
This variable includes not only the component proportional to the energy consumption but all
the other costs associated with energy purchases such as power tariffs and taxes. Data is to be
derived from the financial statement of the undertaking. Exchange rates of local currencies
should be referred to at the end of the assessment period.
Used for indicator(s): wdMc1
Data variables addressing energy consumption (variables wdC)
wdC1 – total energy consumption for waste water disposal division (kWh)
Electrical energy consumption (including energy for waste water pumping and treatment as well as all other activities related to waste water disposal, e.g. energy for premises, offices etc.) during the assessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
This variable is the total energy consumption of the waste water disposal division or undertak-
ing. If there is no energy production data is to be derived from the bills of the energy supplier.
Used for indicator(s): wdEc1, wdEc1a, wdMc1
Key Performance Indicators of Energy Analysis
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wdC2 – energy consumption lifting pumps in sewer system (kWh)
Electrical energy consumption of each pumping component in the sewer system during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the sewer sys-
tem. Data is to be derived from energy consumption meters or from the bills of the energy sup-
plier. If the consumption is not shown on a separate bill and no meter is installed, it needs to be
measured for all relevant operating states of the component on-site. Measured data may be
projected for the whole period. If this procedure is too time consuming, for non-power-
controlled pumps it may be r easonably estimated by multiplying pump nominal power with
pump working hours during the assessment period. If in a particular case a fuel driven pump is
to be assessed, the amount of diesel needs to be converted to power using its specific heating
value and the mechanical efficiency of the engine.
Used for indicator(s): wdEc2, wdEc2a
wdC3 – overall waste water treatment plant energy consumption (kWh)
Electrical energy consumption (including waste water, sludge treatment, premises) dur-ing the assessment period.
INPUT DATA
Referred to a reference period
Referred to plant level
The data variable is to be assessed for each and every waste water treatment plant of the un-
dertaking. Data is to be derived from energy consumption meters or from the bills of the energy
supplier. If consumption is derived from bills of the energy supplier, self produced and con-
sumed energy has to be added.
Used for indicator(s): wdEc3, wdEc3a
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wdC4– energy consumption water pumps on waste water treatment plants (kWh)
Energy consumption of each pumping component in the water path of the undertaking’s waste water treatment plants during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the water path
of each and every waste water treatment plant. Data is to be derived from energy consumption
meters. If no meter is installed, it needs to be measured for all relevant operating states of the
component on-site. Measured data may be projected for the whole period. If this procedure is
too time consuming, for non-power-controlled pumps it may be reasonably estimated by multi-
plying pump nominal power with pump working hours during the assessment period.
Used for indicator(s): wdEc4, wdEc4a
wdC5 – energy consumption aeration component (kWh)
Energy consumption of the aeration system in the biological treatment stage during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every waste water treatment plant of the un-
dertaking. Data is to be derived from energy consumption meters. If no meter is installed, it
needs to be measured for a limited period and then projected for the whole assessment period.
Used for indicator(s): wdEc5
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wdC6 – energy consumption sludge treatment (kWh)
Electric energy consumption of the sludge treatment components during the assess-ment period.
INPUT DATA
Referred to a reference period
Referred to process level
The variable should be assessed for each and every treatment plant of the undertaking. The
variable corresponds to the entire electric energy consumption of all relevant sludge treatment
components such as sludge pumps, mechanical dewatering units (during and before the final
treatment stage used to decrease sludge volume or water amount), mixers, chemical dosing
stations, mechanical sludge-drying units (e.g. filter press), drainage pumps and al l other rele-
vant components. Data is to be der ived from energy consumption meters. If no meter is in-
stalled, it needs to be estimated by the best means available.
Used for indicator(s): wdEc6
wdC7 – energy consumption sludge pumps on waste water treatment plants (kWh)
Energy consumption of each pumping component in the sludge path of the undertak-ing’s waste water treatment plants during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the sludge lines
of each and every waste water treatment plant. Data is to be derived from energy consumption
meters. If no meter is installed, it needs to be measured for all relevant operating states of the
component on-site. Measured data may be pr ojected for the whole period. When this is too
time consuming, for non-power-controlled pumps it may be reasonably estimated by multiplying
pump nominal power with pump working hours during the assessment period.
Used for indicator(s): wdEc7
Key Performance Indicators of Energy Analysis
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wdC8 – heat demand (kWh)
Heat demand of digesters in treatment plants utilising anaerobic sludge digestion during the assessment period.
INPUT DATA
Referred to a reference period
Referred to process level
The variable should be assessed for each and every treatment plant of the undertaking utilising
anaerobic sludge digestion. The variable corresponds to the heat energy that has been p ro-
duced in order to be utilised for heating the digesters.
Used for indicator(s): wdEc8
wdC9 – energy consumption tertiary treatment stage (kWh)
Energy consumption of the components in waste water treatment plants with a tertiary treatment stage during the assessment period.
INPUT DATA
Referred to a reference period
Referred to process level
The variable should be assessed for each and every treatment plant of the undertaking apply-
ing one or more tertiary treatment process as advanced treatment stage such as filtration, la-
gooning, nutrient removal, phosphor removal, heavy metals removal and disinfection. The vari-
able corresponds to the entire energy consumption of all relevant components of the tertiary
treatment stage such as centrifugal pumps feeding of the sand filters, drum filters, chemical
dosing pumps, UV radiators, the ozonation system and all other relevant components. Data is
to be derived from energy consumption meters. If no meter is installed, it needs to be estimated
by the best means available.
Used for indicator(s): wdEc9
Key Performance Indicators of Energy Analysis
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Data variables addressing energy production (variables wdP)
wdP1 – total energy recovery from biogas (kWh)
Total energy recovered from biogas at waste water treatment plants utilising anaerobic sludge digestion during the assessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
The data variable is to be assessed for the entire waste water disposal division of the undertak-
ing taking all waste water treatment plants into account where energy is recovered from biogas
produced in the digesters. Ways of recovering energy from biogas may include production of
heat for re-use on-site, simultaneous production of electricity and heat re-used on-site (cogen-
eration) but also biofuel production as well as conversion of biogas into biomethane for injec-
tion into the natural gas network or in electrical form for injection into the electricity network (if
there is more on-site energy production than demand). The variable only corresponds to the
amount of energy that has been recovered by the undertaking in order to cover parts of its en-
ergy demand for waste water treatment processes.
Used for indicator(s): wdEp1
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wdP2 – total energy produced other than from biogas (kWh)
Total energy produced by means of e.g. photovoltaic, wind turbines etc. at the premises of the entire waste water disposal division of the undertaking during the assessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
The data variable is to be assessed for the entire waste water disposal division of the undertak-
ing. Energy production relates to the amount of energy produced from renewable sources on-
site on the entire premises of the waste water disposal division/undertaking in order to cover
parts of its energy demand for waste water disposal.
Used for indicator(s): wdEp2
wdP3 – electric energy production by cogeneration (kWh)
Electric energy produced from biogas by combined heat and power co-generators dur-ing the assessment period.
INPUT DATA
Referred to a reference period
Referred to plant level
The variable should be assessed for each and every treatment plant of the undertaking where
combined heat and power co-generators are installed to recover energy from the biogas pro-
duced in the digesters. The variable corresponds to the entire electrical energy production of
the plant regardless of its use.
Used for indicator(s): wdEp4
Key Performance Indicators of Energy Analysis
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wdP4 – volume of biogas production (m³)
Volume of biogas generated during the assessment period.
INPUT DATA
Referred to a reference period
Referred to plant level
The variable should be assessed for each and every treatment plant of the undertaking utilising
anaerobic sludge digestion. The volume should be declared as the standard cubic metre and
based on standard temperature and pressure at 0° C and 1013 bar.
Used for data variable(s): wdP5
Used for indicator(s): wdEp3
wdP5 – energy content of biogas production (kWh)
Energy content of biogas generated during the assessment period.
INPUT DATA
Referred to a reference period
Referred to plant level
The variable should be assessed for each and every treatment plant of the undertaking utilising
anaerobic sludge digestion. The energy content can be der ived by multiplying plant specific
volume of biogas production (data variable wdP4) with its specific heating value.
Used for indicator(s): wdEp4
Key Performance Indicators of Energy Analysis
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Data variables addressing water volumes (variables wdW)
wdW1 – total volume of waste water treated (m³)
Total volume of waste water treated by waste water treatment plants operated by the undertaking during the assessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
The data variable is to be assessed for the entire waste water disposal division of the undertak-
ing. It corresponds to the entire waste water volume that has been treated on all waste water
treatment plants regardless of the required quality of the discharge. Waste water treated by on-
site systems operated by the undertaking is not to be included.
Used for indicator(s): wdEc1a
wdW2 – volume of waste water treated (m³)
Volume of waste water treated during the assessment period.
INPUT DATA
Referred to a reference period
Referred to plant level
The variable should be assessed for each and every treatment plant operated by the undertak-
ing. It corresponds to the volume that has been treated during the assessment period resulting
from collected sewage, rainwater and i nfiltration volumes. It should be derived from the inlet
flow measurements.
Used for indicator(s): wdEc3a
Key Performance Indicators of Energy Analysis
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wdW3 – lifted volume (m³)
Volume of waste water lifted by each pumping component in the sewer system during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the sewer sys-
tem. Data can be derived by reading installed flow meters. If there is no flow meter installed or
no record available, it needs to be estimated by the best means available.
Used for indicator(s): wdEc2, wdEc2a
wdW4 – waste water volume elevated (m³)
Volume of waste water pumped by each pumping component in the water path of the undertaking’s waste water treatment plants during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the water path
of each and every waste water treatment plant. Data is to be derived from meter readings. If
there is no flow meter installed or no record available, it needs to be estimated by the best
means available.
Used for indicator(s): wdEc4, wdEc4a
Key Performance Indicators of Energy Analysis
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wdW5 – waste water receiving tertiary treatment (m³)
Volume of waste water receiving tertiary treatment during the assessment period.
INPUT DATA
Referred to a reference period
Referred to process level
The variable should be assessed for each and every treatment plant of the undertaking apply-
ing one or more tertiary treatment process such as filtration, lagooning, nutrient removal or dis-
infection. The variable corresponds to the volume delivered to the application that reuses treat-
ed waste water (e.g. irrigation, watering of golf courses and public gardens). Data is to be ei-
ther derived from the meter readings or from invoices issued to the re-users.
Used for indicator(s): wdEc9
Data variables addressing sludge volumes (variables wdS)
wdS1 – sludge volume handled (ton DS)
Dry weight of sludge handled during the assessment period.
INPUT DATA
Referred to a reference period
Referred to process level
All dry weight of sludge handled by the undertaking during the assessment period, including
not only the dry weight of sludge produced in the waste water treatment plants, but also dry
weight of sludge inputs from other sources. Sludge handled may also include sludge from on-
site systems. If applicable, the value should be obtained before digestion.
The variable must be entered as dry solids, e.g. if the handled amount is 20 tons of sludge and
the percentage of dry solids is 30%, then dry solids are equal to 20 tons x 0.3 = 6 tons dry sol-
ids.
Used for indicator(s): wdEc6
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wdS2 – sludge volume elevated (m³)
Volume of sludge pumped by each pumping component in the sludge path of the under-taking’s waste water treatment plants during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the sludge path
of each and every waste water treatment plant. Data is to be derived from meter readings. If
there is no flow meter installed or no record available, it needs to be estimated by the best
means available.
Used for indicator(s): wdEc7
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Data variables addressing pollution loads (variables wdL)
wdL1 – total population equivalents served (PT)
Total population equivalents that were connected to waste water treatment plants oper-ated by the undertaking during the assessment period.
INPUT DATA
Referred to a reference period
Referred to utility level
The data variable is to be assessed for the entire waste water disposal division of the undertak-
ing. It corresponds to the entire load that was connected to all waste water treatment plants
regardless of the required quality of the discharge. On-site systems operated by the undertak-
ing are not to be included.
The pollution load should be measured at the intakes of the waste water treatment plants oper-
ated by the undertaking. It is recommended to have a minimum set of at least twelve samples
(one 24-hour sample for each month) available to assess the data variable. Reflux from sludge
treatment is not to be taken into account.
Population equivalents should be calculated using the standard pollution load of sewage gen-
erated by one inhabitant (based on BOD5) corresponding with the national or regional norm. If
there is no norm available, a value of 60 g/d should be applied.
Used for indicator(s): wdEc1
Key Performance Indicators of Energy Analysis
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wdL2 – population equivalents served (PT)
Connected population equivalents during the assessment period.
INPUT DATA
Referred to a reference period
Referred to plant level
The variable should be assessed for each and every treatment plant operated by the undertak-
ing.
The pollution load should be measured at the inflow of the waste water treatment plant. It is
recommended to have a minimum set of at least twelve samples (one 24-hour sample for each
month) available to assess the data variable.
Population equivalents should be calculated using the standard pollution load of sewage gen-
erated by 1 i nhabitant (based on BOD5) corresponding with the national or regional norm. If
there is no norm available, a value of 60 g/d may be used.
Used for indicator(s): wdEc3, wdEc5, wdEc8, wdEp3
Data variables addressing pump heads (variables wdH)
wdH1 – pump head lifting pumps (m)
Pump head for each pumping component in the sewer system during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the sewer sys-
tem. For pumps with significant variation of the pump head throughout the assessment period,
the period should be subdivided into a limited number of time intervals. For instance, if a pump
works 1/3 of the time with a flow Q1 = 10 m³/h and a pump head of h1 = 50 m, and 2/3 of the
time with a f low Q2 = 12 m³/h and a pum p head h2 = 42 m, the resulting pump head will be: (
(1/3) x Q1 x h1 + (2/3) x Q2 x h2 ) / ( (1/3) x Q1 + (2/3) x Q2 ) = 44.35 m
Used for indicator(s): wdEc2
Key Performance Indicators of Energy Analysis
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wdH2 – pump head water pumps (m)
Pump head for each pumping component in the water path of the undertakings waste water treatment plants during the assessment period.
INPUT DATA
Referred to a reference period
Referred to component level
The data variable is to be assessed for each and every pumping component in the water path
of each and every waste water treatment plant. For pumps with significant variation of the
pump head throughout the assessment period, the period should be subdivided into a limited
number of time intervals. For instance, if a pump works 1/3 of the time with a flow Q1 = 10 m³/h
and a pump head of h1 = 50 m, and 2/3 of the time with a flow Q2 = 12 m³/h and a pump head
h2 = 42 m, the resulting pump head will be: ( (1/3) x Q1 x h1 + (2/3) x Q2 x h2 ) / ( (1/3) x Q1 +
(2/3) x Q2 ) = 44.35 m
Used for indicator(s): wdEc4
Key Performance Indicators of Energy Analysis
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Waste Water Disposal Energy Check Key Performance Indicators
Performance indicators addressing energy consumption (indicators wdEc)
wdEc1 –energy consumption per population equivalent served (kWh/PT)
total energy consumption for waste water disposal / total population equivalents
wdEc1 = wdC1 / wdL1
wdC1 – total energy consumption for waste water disposal division (kWh)
wdL1 – total population equivalents served (PT)
This indicator provides a measure of the necessary electrical energy utilisation by the undertak-
ing in relation to the population equivalents served during the assessment period. It can be
used as a measure of how well energy efficiency improvement efforts are globally evolving.
Main explanatory factors for external comparison:
• Energy conversion efficiency of the pumps
• Utilised process engineering for waste water and sludge treatment
• Geomorphology of the catchment area
• Reactive energy consumption
Usual values are between 30 kWh/PT and 80 kWh/PT
Key Performance Indicators of Energy Analysis
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wdEc1a – energy consumption per waste water volume disposed (kWh/m³)
alte
rnat
ive
indi
cato
r
total energy consumption for waste water disposal / total volume of waste water treated
wdEc2 = wdC1 / wdW1
wdC1 – total energy consumption for waste water disposal division (kWh)
wdW1 – total volume of waste water treated (m³)
This indicator provides a m easure of the necessary electrical energy utilisation by the
undertaking in relation to the volume of waste water disposed of during the assessment
period. It can be used as a measure of how well energy efficiency improvement efforts
are globally evolving.
As the major part of energy consumption for waste water disposal is usually related to
the pollution load rather than the hydraulic load, the indicator should only be applied if
indicator wdEc1 cannot be calculated.
Key Performance Indicators of Energy Analysis
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wdEc2– standardised energy consumption lifting pumps in sewer system (kWh/m³/100 m)
energy consumption lifting pumps in sewer system / lifted volume / pump head lifting pumps x 100
wdEc3 = wdC2 / wdW3 / wdH1 x 100
wdC2 – energy consumption lifting pumps in sewer system (kWh)
wdW3 – lifted volume (m³)
wdH1 – pump head lifting pumps (m)
This indicator provides a measure of the energy conversion efficiency of the lifting pumps in the
sewer system operated by the undertaking. It equals the average amount of energy consumed
per m³ at a pump head of 100 m. It is the inverse of the pumping efficiency. A value of 0.5
kWh/m³/100m for this indicator corresponds to an average pumping efficiency of 9810 N x 100
m / (3600 J/Wh) / 500 Wh x 100 = 55%.
For external comparison, it may be specified whether the assessed lifting pump elevates waste
water, storm water or sewage.
Usual values for lifting pumps are between 11% and 56%.
Key Performance Indicators of Energy Analysis
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wdEc2a – energy consumption lifting pumps in sewer system (kWh/m³)
alte
rnat
ive
indi
cato
r
energy consumption lifting pumps in sewer system / lifted volume
wdEc3 = wdC2 / wdW3
wdC2 – energy consumption lifting pumps in sewer system (kWh)
wdW3 – lifted volume (m³)
This indicator provides a m easure of the energy consumption of lifting pumps in the
sewer system operated by the undertaking in relation to the volume lifted during the as-
sessment period. As this indicator does not consider pump head, it should only be used
if indicator wdEc3 cannot be calculated.
For external comparison, it may be specified whether the assessed lifting pump elevates
waste water, storm water or sewage.
wdEc3 – overall plant energy consumption per population equivalent served (kWh/PT)
overall waste water treatment plant energy consumption / population equivalents
wdEc3= wdC3 / wdL2
wdC3 – overall waste water treatment plant energy consumption (kWh)
wdL2 – population equivalents served (PT)
This indicator provides a measure of energy utilisation by the treatment process in relation to
the population equivalents served during the assessment period.
Special care is required in interpreting results when used for external comparisons. The overall
energy consumption will vary widely according to its treatment capacity, utilised process engi-
neering for both, water and sludge treatment, the waste water composition as well as the re-
quired quality of the discharge.
Key Performance Indicators of Energy Analysis
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wdEc3a – overall plant energy consumption per volume of waste water treated (kWh/m³) al
tern
ativ
e in
dica
tor
overall waste water treatment plant energy consumption / volume of waste water treated
wdEc3a= wdC3 / wdW2
wdC3 – overall waste water treatment plant energy consumption (kWh)
wdW2 – volume of waste water treated (m³)
This indicator provides a measure of energy utilisation by the treatment process in rela-
tion to the volume of waste water treated during the assessment period.
As the major part of energy consumption for waste water treatment is usually related to
the pollution load rather than the hydraulic load, the indicator should only be applied if
indicator wdEc3 cannot be calculated.
Special care is required in interpreting results when used for external comparisons. The
overall energy consumption will vary widely according to its treatment capacity, utilised
process engineering for both, water and sludge treatment, the waste water composition
as well as the required quality of the discharge.
Key Performance Indicators of Energy Analysis
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wdEc4 – standardised energy consumption pumps for water treatment (kWh/m³/100 m)
energy consumption water pumps on waste water treatment plants / waste water volume elevated / pump head water pumps x 100
wdEc4 = wdC4 / wdW4 / wdH2 x 100
wdC4 – energy consumption water pumps on waste water treatment plants (kWh)
wdW4 – waste water volume elevated (m³)
wdH2 – pump head water pumps (m)
This indicator provides a measure of the energy conversion efficiency of the water pumps on-
site on waste water treatment plants operated by the undertaking. It equals the average
amount of energy consumed per m³ at a pump head of 100 m. It is the inverse of the pumping
efficiency. A value of 0.5 kWh/m³/100m for this indicator corresponds to an average pumping
efficiency of 9810 N x 100 m / (3600 J/Wh) / 500 Wh x 100 = 55%.
Usual values for water pumps within waste water treatment are between 45% and 68%.
wdEc4a –energy consumption pumps water treatment (kWh/m³)
alte
rnat
ive
indi
cato
r
energy consumption water pumps on waste water treatment plants / waste water volume elevated
wdEc4a = wdC4 / wdW4
wdC4 – energy consumption water pumps on waste water treatment plants (kWh)
wdW4 – waste water volume elevated (m³)
This indicator provides a measure of the energy conversion efficiency of the water
pumps on-site on waste water treatment plants operated by the undertaking in relation to
the volume elevated during the assessment period. As this indicator does not consider
pump head, it should only be used if indicator wdEc4 cannot be calculated.
Key Performance Indicators of Energy Analysis
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wdEc5 – energy consumption biological aeration (kWh/PT)
energy consumption aeration component / population equivalents served
wdEc5 = wdC5 / wdW4
wdC5 – energy consumption aeration component (kWh)
wdL2 – population equivalents served (PT)
This indicator provides a measure of energy utilisation by the aeration system in relation to the
population equivalents served during the assessment period.
Special care is required in interpreting results when used for external comparisons. Energy
consumption for biological aeration will vary according to the design of the aeration tanks to
allow efficient mixing, the air production machines utilised, the type of sparger and the system
for regulating the biological aeration to meet the exact air requirement of the purifying bacteria.
Usually, biological aeration accounts for more than 40% of a plants energy consumption.
wdEc6 – energy consumption sludge treatment (kWh/ton DS)
energy consumption sludge treatment / sludge volume handled
wdEc6 = wdC6 / wdS1
wdC6 – energy consumption sludge treatment (kWh)
wdS1 – sludge volume handled (ton DS)
This indicator provides a measure of energy utilisation by the sludge treatment process in rela-
tion to the dry weight of sludge handled during the assessment period.
Special care is required in interpreting results when used for external comparisons. Energy
consumption for sludge treatment depends on the type of technology used. In general, for
sludge from extended aeration, almost all treatment types are more energy-intensive than for
mixed sludge.
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wdEc7 –energy consumption sludge pumping (kWh/m³)
energy consumption sludge pumps on waste water treatment plants / sludge volume elevated
wdEc7 = wdC7 / wdS2
wdC7 – energy consumption sludge pumps on waste water treatment plants (kWh)
wdS2 – sludge volume elevated (m³)
This indicator provides a m easure of the energy consumption of the sludge pumps on-site
waste on water treatment plants operated by the undertaking in relation to the volume elevated
during the assessment period.
wdEc8 – heat demand per population equivalent served (kWh/PT)
heat demand / population equivalents served
wdEc8 = wsC8 / wdL2
wdC8– heat demand (kWh)
wdL2 – population equivalents served (PT)
This indicator provides a measure of heat energy utilised for heating the digesters in relation to
the population equivalents served during the assessment period. Although thermal energy
usually is of minor significance the thermal indicator completes the energy check
Key Performance Indicators of Energy Analysis
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wdEc9 –energy consumption tertiary treatment (kWh/m³)
energy consumption tertiary treatment stage / waste water receiving tertiary treatment
wdEc9= wdC9 / wdW5
wdC9 – energy consumption tertiary treatment stage (kWh)
wdW5 – waste water receiving tertiary treatment (m³)
This indicator provides a m easure of the energy consumption of the tertiary treatment stage
operated by the undertaking in relation to the volume of waste water receiving tertiary treatment
during the assessment period.
Special care is required in interpreting results when used for external comparisons. Energy
consumption for tertiary treatment depends on the quality required by the final use of the water
that determines both the kind of treatment technologies and their sophistication.
Performance indicators addressing energy production (indicators wdEp)
wdEp1 – total energy recovery from biogas (%)
total energy recovered / total energy consumption for waste water disposal division x 100
wdEp1 = wdP1 / wdC1 x 100
wdP1 – total energy recovery from biogas (kWh)
wdC1 – total energy consumption for waste water disposal division (kWh)
This indicator provides a measure of energy recovery from biogas generated during anaerobic
sludge digestion. It can be used as a measure of how well energy recovery efforts from biogas
are globally evolving.
Key Performance Indicators of Energy Analysis
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wdEp2 – total energy production other than from biogas (%)
total energy produced other than from biogas / total energy consumption for waste wa-ter disposal division x 100
wdEp2 = wdP2 / wdC1 x 100
wdP2 – total energy produced other than from biogas (kWh)
wdC1 – total energy consumption for waste water disposal division (kWh)
This indicator provides a m easure of production of renewable energy on the undertaking’s
premises in order to cover parts of its energy demand for waste water disposal. It can be used
as a measure of how well energy production efforts are globally evolving.
wdEp3 –biogas generation per population equivalent (kWh/PT)
volume of biogas production / population equivalents served
wdEp3= wdP4 / wdL2
wdP4 – volume of biogas production (m³)
wdL2 – population equivalents served (PT)
This indicator provides a measure of the biogas generation in relation to the load during the
assessment period.
Special care is required in interpreting results when used for external comparisons since the
reception of co-substrates will have a great influence of the value. As for practical reasons this
indicator only uses population equivalents as the denominator, the user might create a new
variable assessing the organic dry solid matter of the sludge feeding the digesters.
Key Performance Indicators of Energy Analysis
Page 95
wdEp4 – proportion of biogas conversion into energy (%)
electric energy production by cogeneration / energy content of biogas production x 100
wdEp3= wdP3 / wdP5 x 100
wdP3 – electric energy production by cogeneration (kWh)
wdP5 – energy content of biogas production (kWh)
This indicator provides a measure of the proportion of biogas that was converted to electricity
during the assessment period. Ideally, the entire biogas volume should be utilized. However,
due to maintenance of the combined heat and power co-generators and thanks to non-uniform
gas production in combination with too small or even non-existing gas storage tanks, losses
through flaring will occur.
Performance indicators addressing monetary costs (indicators wdMc)
wdMc1 – electrical energy cost (Dollar/kWh)
total energy costs / total energy consumption for waste water disposal division
wdMc1 = wdM1 / wdC1
wdM1 – total energy costs (Dollar)
wdC1 – total energy consumption for waste water disposal division (kWh)
This indicator provides a measure of the average cost of energy per unit of procurement. It is
largely dependent on both national energy policy and the context within which the undertaking
operates (e.g. distribution of nominal power of energy consuming components along the sys-
tem). Thus, special care is required in interpreting results when used for external comparisons.
DWA-A 216 Frequency Distributions
Page 96
DWA-A 216 Frequency Distributions
Specific total power consumption
Specific power consumption aeration
Source: DWA, DWA-A 216: Energy check and energy analysis – tools for energy optimization of waste water plants.
Germany, 2013, Gelbdruck April 2013
DWA-A 216 Frequency Distributions
Page 97
Specific production of digester gas
Source: DWA, DWA-A 216: Energy check and energy analysis – tools for energy optimization of waste water plants.
Germany, 2013, Gelbdruck April 2013
DWA-A 216 Frequency Distributions
Page 98
Degree of digester gas conversion in electricity
Self supply with electricity
Source: DWA, DWA-A 216: Energy check and energy analysis – tools for energy optimization of waste water plants.
Germany, 2013, Gelbdruck April 2013
DWA-A 216 Frequency Distributions
Page 99
Specific external thermal (heat) requisition
Specific power consumption pumps
Source: DWA, DWA-A 216: Energy check and energy analysis – tools for energy optimization of waste water plants.
Germany, 2013, Gelbdruck April 2013
Example List of Machines
Page 100
Example List of Machines
proc
ess
step
mac
hine
cons
truct
ion
year
rate
d po
wer
ca
paci
ty
[kW
]
oper
tion
hour
s[h
/a]
activ
e po
wer
[A]
volta
ge[k
V]
appa
rent
po
wer
[k
VA]
cos
phi
[-]
activ
e po
wer
[k
W]
pow
er
cons
umpt
ion
[kW
h/a]
mac
hine
1m
achi
ne2
mac
hine
3m
achi
ne4
mac
hine
5m
achi
ne6
mac
hine
1m
achi
ne2
mac
hine
3m
achi
ne4
mac
hine
5m
achi
ne6
mac
hine
1m
achi
ne2
mac
hine
3m
achi
ne4
mac
hine
5m
achi
ne6
mac
hine
1m
achi
ne2
mac
hine
3m
achi
ne4
mac
hine
5m
achi
ne6
proc
ess
step
1
proc
ess
step
2
proc
ess
step
3
proc
ess
step
4
Energy Analysis Calculation of the Theoretical Values
Page 101
Energy Analysis Calculation of the Theoretical Values
Water Supply
Waste intake, transmission, treatment, storage
pumping station [kWh]
E = (Q · h · 2.7) / (ηM · ηP · 1000)
Q = amount of water [m³/a]
h = manometric head [m]
ηM = efficiency of engine [%]
ηP = efficiency of the pump [%]
Infrastructure
power consumption of building [kWh]
E = esp · A
esp = specific energy consumption ( 12 to 16 kWh/m², )
A = area of the buildings including every room [m²]
heating of buildings [kWh]
E = esp · A
esp = specific energy consumption (60 kWhTh/m²)
A = area of the buildings including every room [m²]
Energy Analysis Calculation of the Theoretical Values
Page 102
cooling of buildings [kWh]
E = esp · A
esp = specific energy consumption (25 kWh/m²)
A = area of the buildings including every room [m²]
ventilation of buildings [kWh]
E = esp · QL · t
esp = specific energy consumption ( 5 to 8 kWh/1.000 Nm³/d )
QL = airflow rate [Nm³/h]
t = operation hours [h/a]
other machines [kWh]
E = P · t · (0.7 to 0.9)
P = rated power capacity [kW]
t = operation hours [h/a]
Energy Analysis Calculation of the Theoretical Values
Page 103
Waste Water Disposal
Waste Water
pumping station [kWh]
E = (Q · h · 2.7) / (ηM · ηP · 1000)
Q = amount of water [m³/a]
h = manometric head [m]
ηM = efficiency of engine [%]
ηP = efficiency of the pump [%]
screen [kWh]
E = esp · PTBOD
esp = specific energy consumption ( 0.05 to 0.1 kWh/(PT·a)
PTBOD = total number of population equivalents [PT]
aeration of grit chamber [kWh]
E = ((QL · h) / (ηa · 367)) · t
QL = airflow rate [Nm³/h]
h = manometric head [m]
ηa = efficiency of blower [%]
t = operation hours [h/a]
Energy Analysis Calculation of the Theoretical Values
Page 104
scraper of grit chamber [kWh]
E = P · t · (0.7 to 0.9)
P = rated power capacity [kW]
t = operation hours [h/a]
primary sedimentation (scraper) [kWh]
E = P · t · (0.7 to 0.9)
P = rated power capacity [kW]
t = operation hours [h/a]
aeration of the biological tank [kWh]
E = ((QL · h) / (ηa · 367)) · t
QL = airflow rate [Nm³/h]
h = manometric head [m]
ηa = efficiency of blower [%]
t = operation hours [h/a]
Energy Analysis Calculation of the Theoretical Values
Page 105
stirrer of the biological tank [kWh]
E = v · esp · t / 1000
v = volume of the tank [m³]
esp = specific energy consumption (1.5 to 4.0 W/m³ depending on absolute volume)
t = operation hours [h/a]
secondary sedimentation (scraper) [kWh]
E = P · t · (0.7 to 0.9)
P = rated power capacity [kW]
t = operation hours [h/a]
stirrer of the storage tank [kWh]
E = v · esp · t / 1000
v = volume of the tank [m³]
esp = specific energy consumption (1.5 to 4.0 W/m³ depending on absolute volume)
t = operation hours [h/a]
filtration [kWh]
E = esp · Q
esp = specific energy consumption ( 4.2 to 7.4 kWh/m³)
Q = amount of water in filtration [m³/a]
Energy Analysis Calculation of the Theoretical Values
Page 106
other machines [kWh]
E = P · t · (0.7 to 0.9)
P = rated power capacity [kW]
t = operation hours [h/a]
Sludge
pumping station [kWh]
E = (Q · h · 2.7) / (ηM · ηP · 1000)
Q = amount of sludge [m³/a]
h = manometric head [m]
ηM = efficiency of engine [%]
ηP = efficiency of the pump [%]
sludge thickening [kWh]
E = esp · QS
esp = specific energy consumption ( 0.2 to 1.6 kWh/m³ depending on the process)
QS = amount of sludge in thickening [m³/a]
Energy Analysis Calculation of the Theoretical Values
Page 107
sludge heating [kWh]
E = QS · ΔT · ηTh · esp
QS = amount of sludge in thickening [m³/a]
ΔT = difference in temperature [K]
ηTh = efficiency of heating [%]
esp = specific energy consumption (1.16 kWhth/(m³·K))
anaerobic sludge digestion [kWh]
E = esp · QS
esp = specific energy consumption (1.6 to 2.3 kWh/m³)
QS = amount of sludge in thickening [m³/a]
stirrer of digester [kWh]
E = v · esp · t / 1000
v = volume of the digester [m³]
esp = specific energy consumption (1.5 to 4.0 W/m³ depending on absolute volume)
t = operation hours [h/a]
Energy Analysis Calculation of the Theoretical Values
Page 108
transmission-heat-loss of digestion [kWh]
E = A · ΔT · esp · 8,760 h/a
A = surface of the digester [m²]
ΔT = difference in temperature [K]
esp = specific energy consumption (0.0003 to 0.0005 kW/(m³·K))
sludge dewatering [kWh]
E = esp · QS
esp = specific energy consumption (0.05 to 3.4 kWh/m³ depending on the process)
QS = amount of sludge in thickening [m³/a]
Other machines [kWh]
E = P · t · (0.7 to 0.9)
P = rated power capacity [kW]
t = operation hours [h/a]
Energy
power production combined heat and power CHP [kWh]
E = ηEl · EB · NCHP
ηEl = electric efficiency of the CHP [%]
EB = caloric value of the biogas produced [kWh/m³]
NCHP = rate of biogas use in the CHP
Energy Analysis Calculation of the Theoretical Values
Page 109
heat production combined heat and power CHP [kWh]
E = ηTh · EB · NCHP
ηTH = thermal efficiency of the CHP [%]
EB = caloric value of the biogas produced [kWh/m³]
NCHP = rate of biogas use in the CHP
Infrastructure
power consumption of building [kWh]
E = esp · A
esp = specific energy consumption ( 12 to 16 kWh/m², )
A = area of the buildings including every room [m²]
heating of buildings [kWh]
E = esp · A
esp = specific energy consumption (60 kWhTh/m²)
A = area of the buildings including every room [m²]
cooling of buildings [kWh]
E = esp · A
esp = specific energy consumption (25 kWh/m²)
A = area of the buildings including every room [m²]
Energy Analysis Calculation of the Theoretical Values
Page 110
ventilation of buildings [kWh]
E = esp · QL · t
esp = specific energy consumption ( 5 to 8 kWh/1.000 Nm³/d)
QL = airflow rate [Nm³/h]
t = operation hours [h/a]
other machines [kWh]
E = P · t · (0.7 to 0.9)
P = rated power capacity [kW]
t = operation hours [h/a]