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[email protected] Box 4274 Smithers, BC V0J 2N0 Canada An integrated assessment of the cumulative impacts of climate change and industrial development on salmon in Western BC Guide to preparing information for cumulative effects assessment September 17 2013 Prepared by: Dave Daust and Karen Price, Consultants Don Morgan, BC Ministry of Environmen

Guide for preparing CE Info - Bulkley Valley · [email protected] • Box 4274 Smithers, BC V0J 2N0 Canada ! Anintegratedassessment#of#the#cumulative#impacts#of#climate# changeand’industrial’development’on’salmon’in’Western’BC!!

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Page 1: Guide for preparing CE Info - Bulkley Valley · !info@bvcentre.ca • Box 4274 Smithers, BC V0J 2N0 Canada ! Anintegratedassessment#of#the#cumulative#impacts#of#climate# changeand’industrial’development’on’salmon’in’Western’BC!!

 

  [email protected] • Box 4274 Smithers, BC V0J 2N0 Canada

 

An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

   

 

Guide  to  preparing  information  for  cumulative  effects  assessment  

 

 

 

September  17  2013  

 

 

 

Prepared  by:  

Dave  Daust  and  Karen  Price,  Consultants    

Don  Morgan,  BC  Ministry  of  Environmen  

   

Page 2: Guide for preparing CE Info - Bulkley Valley · !info@bvcentre.ca • Box 4274 Smithers, BC V0J 2N0 Canada ! Anintegratedassessment#of#the#cumulative#impacts#of#climate# changeand’industrial’development’on’salmon’in’Western’BC!!

An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

Page  |  2                                                                                                  Guide  to  preparing  information  for  cumulative  effects  assessment    

Table  of  Contents  

Executive  Summary  ...................................................................................................................................  3  

Acknowledgements  ...................................................................................................................................  3  

1.   Introduction  .......................................................................................................................................  4  

1.1.   Cumulative  effects  assessment  in  British  Columbia  ..................................................................  4  

1.2.   Conceptual  basis  for  CEA  ...........................................................................................................  4  

1.3.   Conceptual  basis  for  decision-­‐making  using  CEA  .......................................................................  5  

1.4.   Decision-­‐making  process  ...........................................................................................................  7  

1.5.   Content  of  guide  ........................................................................................................................  8  

2.   Creating  a  Sub-­‐regional  Values  Overview  ..........................................................................................  8  

2.1.   Sources  of  information  for  a  Sub-­‐regional  Values  Overview  ...................................................  10  

3.   Creating  a  Knowledge  Summary  ......................................................................................................  11  

3.1.   Methods  for  summarizing  knowledge  .....................................................................................  12  

3.2.   Knowledge  maps  ......................................................................................................................  12  

3.3.   Risk  curves  ...............................................................................................................................  13  

4.   Risk-­‐based  management  ..................................................................................................................  15  

5.   Additional  steps  in  cumulative  effects  assessment  .........................................................................  16  

6.   Glossary  of  Terms  ............................................................................................................................  17  

7.   Notes  and  References  ......................................................................................................................  18  

 

   

Page 3: Guide for preparing CE Info - Bulkley Valley · !info@bvcentre.ca • Box 4274 Smithers, BC V0J 2N0 Canada ! Anintegratedassessment#of#the#cumulative#impacts#of#climate# changeand’industrial’development’on’salmon’in’Western’BC!!

An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

Page  |  3                                                                                                  Guide  to  preparing  information  for  cumulative  effects  assessment    

Executive  Summary  Values  are  the  things  that  the  people  and  government  of  British  Columbia  care  about.  In  natural  resource  management,  societal  values  are  expressed  as  objectives  for  valued  ecosystem  services  (e.g.,  maintain  grizzly  bear  population  abundance).  Values  are  identified  through  laws,  regulation,  policy,  First  Nation-­‐  and  government-­‐led  land-­‐use  plans,  consultation  and  new  enabling  government  agreements.  Conducting  cumulative  effects  assessment  requires  summarizing  1)  societal  values  and  2)  relevant  traditional  and  scientific  knowledge  within  an  assessment  area,  among  other  tasks.    

A  Sub-­‐regional  Values  Overview  provides  1)  a  synopsis  of  all  valued  ecosystem  services  to  be  considered  in  CEA  for  a  specific  area  and  2)  related  management  objectives.  The  overview  helps  to  set  the  scope  of  assessment.  A  Knowledge  Summary  synthesizes  best  available  information  for  one  valued  service,  including  its  legal  and  policy  context.  It  describes  societal  objectives  for  the  valued  service  and  summarizes  knowledge  necessary  to  assess  impacts.  The  objectives  provide  direction  on  the  types  of  impacts  to  assess  and  on  the  levels  of  risk  deemed  acceptable.  Knowledge  is  represented  in  knowledge  maps  and  risk  curves.  Knowledge  maps  depict  the  main  factors,  including  human  activities,  climate  change  and  natural  forces  that  influence  the  valued  service.  Risk  curves  serve  as  specific  hypotheses  describing  how  ecosystem  services  respond  to  changes  in  selected  important  factors.  More  specifically,  risk  curves  depict  the  probability  of  failing  to  achieve  the  management  objective  for  a  valued  service  (e.g.,  increasing  road  density  increases  the  probability  of  not  achieving  a  viable  grizzly  bear  population).  

Thus  in  CEA,  knowledge  summaries  provide  the  basis  for  calculating  risk  to  each  valued  service.  Risk  levels  guides  management  action.    

Acknowledgements  The  material  in  this  guide  is  drawn  from  a  background  report  “Guide:  making  decisions  that  reflect  public  values  and  current  knowledge”  written  by  Dave  Daust  and  Karen  Price,  and  on  background  work  conducted  by  Don  Morgan  and  Doug  Lewis  in  support  of  developing  a  values  framework  for  cumulative  effects  assessment.  The  concepts  in  the  background  guide  were  further  developed  in  a  workshop  “Translating  Science  into  Decision  Making”  held  on  April  3,  2012.  We  would  like  to  acknowledge  workshop  participants  from  the  Ministries  of  Forests,  Lands  and  Resource  Operations,  and  Environment  who  helped  develop  the  ideas  expressed  here:  Blair  Ells,  Barry  Watson,  Ann  Hetherington,  Laura  Bolster,  Rick  Heinrichs,  Chris  Schell,  Matt  Sakals,  Kevin  Eskelin,  Mark  Beere,  Doug  Steventon,  Dana  Atagi,  Troy  Larden,  Dan  Bate,  Dave  Coates,  Jeff  Lough,  Len  Vanderstar,  Karen  Diemert,  Bill  Jex,  Ken  White,  Greg  Tamblyn,  and  Dave  Wilford.  

   

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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1. Introduction  1.1. Cumulative  effects  assessment  in  British  Columbia  

British  Columbia’s  land  base  provides  a  wealth  of  economic  and  social  benefits.  Faced  with  an  increasing  number  and  diversity  of  development  projects,  sustaining  these  benefits  requires  an  understanding  of  the  cumulative  effects  of  development  (past,  present  and  potential  future)  on  the  resilience  of  natural  resource  systems  and  on  their  capacity  to  provide  the  ecological  services  that  sustain  society.  

Historically,  cumulative  effects  assessment  (CEA)  has  been  used  in  Canada  and  BC  to  determine  if  development  will  have  acceptable  environmental  impacts.  Existing  approaches  have  several  well-­‐established  shortcomings,  including  an  inability  to  properly  assess  cumulative  effects  from  a  project-­‐by-­‐project  approach1.  Instead,  a  regional  approach  is  needed.  Thus,  the  province  of  British  Columbia  has  initiated  a  multi-­‐year,  multi-­‐agency  project  to  explore  and  test  a  framework  to  support  the  improved  assessment  of  cumulative  effects  in  natural  resource  decision-­‐making.  The  framework  consists  of  four  main  activity  areas:  

§ identifying  the  values  that  inform  decision-­‐making;  § expanding  existing  monitoring  programs  to  improve  their  ability  to  evaluate  the  state  of  the  

environment  and  of  social  and  economic  systems,  and  to  evaluate  the  effectiveness  of  historic  management  strategies;  

§ developing  assessment  methods  suitable  for  different  types  of  decisions;    § developing  decision-­‐support  techniques  that  convey  needed  information  to  decision-­‐makers2.    

This  document  presents  a  background  on  preparing  information  for  cumulative  effects  assessment.  The  intended  audience  is  for  government,  non-­‐government  or  First  Nation’s  interested  in  conducting  cumulative  effects  assessment  

1.2. Conceptual  basis  for  CEA  Human  social  systems  exist  within  the  context  of  natural  systems  (Figure  1)  and  benefit  from  services  provided  by  the  natural  ecosystem  (Box  1).  Society  assigns  worth  to  some  of  these  benefits  (i.e.,  “valued  ecosystem  services”  or  more  briefly  “valued  services”);  however,  some  important  ecosystem  services  are  not  widely  recognized  as  valuable  (e.g.,  flood  control)  and  hence  are  not  specified  in  land  use  plans.  Development  activities  can  positively  and/or  negatively  affect  the  delivery  of  valued  services  (e.g.,  harvesting  provides  timber,  but  reduces  old  forest  habitat).  Managers  use  knowledge  about  natural  resource  system3  function  to  try  to  obtain  benefits,  associated  with  certain  services,  while  limiting  negative  impacts  to  other  services.  

 

 

 

Box  1.  

Page 5: Guide for preparing CE Info - Bulkley Valley · !info@bvcentre.ca • Box 4274 Smithers, BC V0J 2N0 Canada ! Anintegratedassessment#of#the#cumulative#impacts#of#climate# changeand’industrial’development’on’salmon’in’Western’BC!!

An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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Ecosystem  Services:  Ecosystem  services  are  the  benefits  that  people  obtain  from  ecosystems.  They  include  the  provisioning  services  (e.g.,  game,  fibre,  fresh  water),  cultural  services  (e.g.,  spiritual,  aesthetic  and  recreation  value  of  wilderness)  and  regulating  services  (e.g.,  limiting  floods  and  fires)  that  directly  benefit  society  as  well  as  the  supporting  services  (e.g.,  pollination,  nutrient  cycling)  required  to  maintain  these  benefits4.    

Valued  Ecosystem  Services:  Ecosystem  services  that  are  recognized  as  valuable  by  society.  Synonymous  with  valued  components  used  in  federal  CEA,  but  apply  equally  to  processes  and  components.  

CEA  is  a  form  of  systems  analysis.  Systems  consist  of  elements  or  components  and  the  processes  that  link  them  (see  Glossary).  Systems  analysis  tries  to  understand  the  organization  of  the  system,  and  the  roles  of  the  components  and  processes  in  contributing  to  system  function  and  resilience.  CEA  uses  valued  ecosystem  services  to  create  specific  analytical  lenses  for  examining  systems.  It  asks,  for  example,  how  do  system  processes  and  components  influence  grizzly  bear  populations.  Analytical  lenses  need  to  be  sufficiently  broad  to  capture  influential  components  and  processes.      

 

 

Figure  1.  Diagram  showing  interaction  of  the  human  system  with  natural  ecosystems,  creating  a  coupled  social-­‐ecological  system  or  a  “natural  resource  system”.  Social-­‐ecological  systems  are  complex,  integrated  systems  in  which  humans  are  part  of  nature.  Society  assigns  value  to  some  ecosystem  services  and  manages  development  activity  in  order  to  obtain  or  retain  those  services  (Resilience  Alliance  2012).  

1.3. Conceptual  basis  for  decision-­‐making  using  CEA  Making  decisions  on  behalf  of  the  public  requires  understanding  public  values  and  knowing  how  alternative  decisions  might  affect  those  values.  The  role  of  values  and  knowledge  in  CEA  must  be  clearly  separated.  Values  reflect  beliefs  and  interests  and  determine  how  people  assign  worth  to  different  types  

Natural  Resource  System  

Page 6: Guide for preparing CE Info - Bulkley Valley · !info@bvcentre.ca • Box 4274 Smithers, BC V0J 2N0 Canada ! Anintegratedassessment#of#the#cumulative#impacts#of#climate# changeand’industrial’development’on’salmon’in’Western’BC!!

An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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and  levels  of  ecosystem  services5;  values  set  the  vision  for  desired  future  conditions  (Box  2).  Existing  land  use  plans  describe  societal  values  as  sets  of  goals  and  objectives  for  different  resources.  A  similar  approach  is  outlined  here  except  that  we  use  the  term  ecosystem  services  rather  than  resources.  Values  are  reflected  in  laws,  regulation,  policy,  land  use  plans  and  government  agreements  with  First  Nations.  

Box  2.  

Values  refer  to  ecosystem  services  deemed  important  by  the  public  and  to  the  goals  and  objectives  that  guide  their  management.    

Objectives:  describe  in  general  terms  the  desired  condition  of  valued  ecosystem  services.  Goals  are  broad  objectives.  

Risk:  the  probability  of  failing  to  achieve  societal  objectives  for  a  valued  ecosystem  service.  

Knowledge,  from  traditional  sources,  experience  or  science,  considers  the  function  and  state  of  a  natural  resource  system  and  its  capacity  to  provide  ecosystem  services.  Knowledge  about  the  effects  of  development,  within  the  context  of  natural  processes  and  climate  change,  determines  the  types  and  levels  of  activity  that  generate  benefits  while  limiting  risk  to  valued  services  (Box  2).  Risk  can  be  defined  in  general  terms  as  the  “probability  of  harm  that  matters”.  CEA  defines  failure  to  achieve  public  objectives  as  “harm  that  matters”,  and  the  probability  of  failing  to  achieve  objectives  as  risk.  Thus,  risk  assessment  under  provincial  CEA  is  tied  directly  to  societal  objectives.  This  document  focuses  on  assessing  risk,  rather  than  benefit,  however,  the  same  basic  approach  can  be  used  to  assess  benefit.  

Values  and  scientific  knowledge  come  together  in  CEA  decision  making  when  a  designated  decision  maker  makes  a  determination  (Figure  2).  Valued  ecosystem  services  define  the  scope  or  context  of  impact  assessment—what  services  to  consider.  Goals  and  objectives  describe  the  desired  state  of  services.  Knowledge  uses  what  is  known  about  system  function,  resilience  and  current  state  to  project  the  benefits  and  risks  to  valued  services  from  alternative  management  decisions.  

 

 

!!!!!!!Desired!State!

Projected!State!!!.!

Natural'Resource'System'

Components)Species'

Landforms'

Human)Processes)

Mining'Forestry'Road'constr’n'Hun;ng'Etc.'

Natural)Processes)

Climate'variability'Soil'development'Plant'growth'Fire,'floods,'beetles'Etc.''

Knowledge))

Societal)Values))

!Decision!Making!

Context!

Clean'Air'Clean'Water'Vibrant'Economy'Job'Opportuni;es'Government'Revenue'Abundant'Wildlife'Forest'&'Timber'Recrea;on'Opportuni;es'Etc.'

Page 7: Guide for preparing CE Info - Bulkley Valley · !info@bvcentre.ca • Box 4274 Smithers, BC V0J 2N0 Canada ! Anintegratedassessment#of#the#cumulative#impacts#of#climate# changeand’industrial’development’on’salmon’in’Western’BC!!

An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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Figure  2.  Diagram  showing  role  of  values  and  knowledge  in  decision-­‐making.  Values  are  socially-­‐defined  and  set  the  context  and  scope  for  an  assessment  of  a  natural  resource  system.  Objectives  define  a  socially-­‐desired  state  for  a  value.  Knowledge  characterizes  the  influence  of  anthropogenic  and  natural  changes  to  the  landscape  and  determines  the  projected  state  of  each  value;  indicators  of  state  influence  risk  (or  benefit)  to  each  value.  Resource  management  decisions  weigh  risks  and  benefits  against  public  objectives.  

1.4. Decision-­‐making  process  Making  informed  decisions  requires  collaboration  among  the  groups  of  people  with  varying  expertise:    decision-­‐makers  rely  on  topic  experts  and  a  core  CEA  team.  Using  a  structured  process  that  allows  for  appropriate  engagement  with  stakeholders6,  these  groups  identify,  assemble  and  assess  the  necessary  information  (Figure  2).  Communication  among  the  three  groups  is  essential.    

Decision-­‐makers  with  appropriate  authority  ultimately  make  the  decision  and  bear  the  responsibility.  They  allocate  resources  to,  and  guide,  the  CEA.  Where  First  Nations  are  affected,  First  Nation  decision-­‐makers  and  support  staff  must  be  involved  in  the  decision-­‐making  process.  A  small  “core  team”  of  support  staff  (e.g.,  three  people)  takes  responsibility  for  communicating  with  decision-­‐makers,  stakeholders  and  topic  experts,  and  for  conducting  analyses.  They  synthesize  and  analyze  information  about  public  values  and  about  benefits  and  risks  of  activities  and  present  information  in  a  clear  format  that  is  directly  relevant  to  the  decision-­‐maker.  They  are  the  “translators  of  ideas  and  perceptions”7.  Core  team  members  typically  have  moderate  expertise  with  several  valued  services  (e.g.,  grizzly  bears),  but  are  not  necessarily  experts.  The  core  team  should  be  well  versed  with  developing  conceptual  models  and  conducting  cumulative  effects  assessment.  Topic  experts  provide  advice  to  the  core  team  and  sometimes  directly  to  decision-­‐makers  (e.g.,  interpretation,  Figure  2)  about  impacts  of  activities  on  specific  values.  They  identify  critical  literature,  provide  advice  about  analysis  and  review  knowledge  models.  

 

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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Figure  2.  Members  of  the  decision-­‐making  team8.  Each  group,  shown  in  italics,  participates  in  all  circles  that  surround  them.  The  main  contributions  of  each  group  to  the  decision-­‐making  process  are  shown  in  rectangular  boxes.  Arrows  show  the  flow  of  information,  however  feedback  and  iteration  are  typical.  

1.5. Content  of  guide  The  remainder  of  this  guide  presents  methods  for  generating  the  information  needed  for  a  CEA.  It  describes  methods  for  creating  a  Sub-­‐regional  Values  Overview  and  a  Knowledge  Summary9  for  specific  valued  services.  It  concludes  with  a  brief  section  describing  other  steps  in  cumulative  effects  assessment  not  discussed  here.  

 

 

 

2. Creating  a  Sub-­‐regional  Values  Overview  The  first  step  in  CEA  summarizes  the  valued  ecosystem  services  and  related  management  goals  and  objectives  within  a  region  of  interest  (Box  3).  The  Sub-­‐regional  Values  Overview  provides  a  synopsis  of  public  values  for  decision-­‐makers,  based  on  the  notion  that  development  of  public  land  and  resources  should  be  consistent  with  public  values.  Valued  services  determine  the  potential  scope  of  knowledge  to  be  gathered;  goals  and  objectives  inform  definitions  of  risk  that  help  focus  knowledge  acquisition  and  assessment.  

Decision-­‐makers  &  Stakeholders  

Topic  experts  

Core  Team  

Knowledge  

Synthesis  &  Analysis  

Interpretation  

Concerns  &  Issues  

Decision  

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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Box  3.  Sub-­‐regional  Values  Overview  

§ lists  valued  ecosystem  services  for  a  region  

§ describes  dependencies  among  valued  services  (e.g.,  via  a  hierarchical  diagram)  

§ summarizes  objectives  for  each  valued  service  

§ summarizes  legal/non-­‐legal  management  direction  for  each  valued  service*  

§ identifies  all  information  sources  for  easy  reference  and  transparency  

*strategies,  indicators  and  targets  are  not  a  direct  expression  of  public  values,  but  rather  a  historic  interpretation  of  how  to  balance  values  when  trade-­‐offs  are  considered.  

Creating  a  Sub-­‐regional  Values  Overview  involves  synthesizing  and  organizing  values  and  related  objectives  from  applicable  land  use  plans  and  legislation:  

1. identify  and  gather  First  Nation,  regional  and  provincial  plans  and  legislation  that  contain  objectives  for  the  region  of  interest  

2. identify  all  valued  services  and  arrange  them  in  a  value  map  (Figure  3)  3. summarize  management  objectives  for  each  valued  service  (e.g.,  maintain  old  forest),  paying  

attention  to  linkages  among  valued  services;  record  source  (Table  1)  4. list  any  strategies,  indicators  or  targets  (e.g.,  maintain  >  30%  old  seral);  record  source  5. have  interested  parties  review  summaries  

Different  Sub-­‐regional  Values  Overviews  should  be  created  for  sub-­‐regions  having  different  social  or  ecological  contexts  and  hence  different  values.  Boundaries  used  in  strategic  land-­‐use  plans  (e.g.,  First  Nation  land-­‐use  plans,  and  Land  and  Resource  Management  Plans)  provide  a  good  starting  point.  Valued  services  within  an  area  include  those  identified  by  its  residents  and  those  identified  by  people  from  outside  of  the  area.    

Value  maps  (Figure  3)  show  that  some  services  are  valued  for  their  own  sake  as  well  as  contributing  to  broader  valued  services  (e.g.,  focal  species  contribute  to  biodiversity),  while  other  services  exist  mainly  to  support  a  broader  value  (e.g.,  natural  ecosystem  pattern  supports  biodiversity).  Interpreting  effects  on  subordinate  services  requires  considering  the  context  provided  by  the  superior  services  in  the  hierarchy.  

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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Figure  3.  Example  portion  of  value  map.  Arrows  can  be  read  as  “contribute  to”.  

Table  1.  Example  portion  of  value  overview  table.  

Valued  Ecosystem  Service   Objectives  listed  in  plans  

Natural  ecosystem  pattern  -­‐-­‐representative  ecosystems  -­‐-­‐seral  stage  distribution  -­‐-­‐old  growth  

LRMP  2.1.4  “Manage  natural  seral  stage  distribution  …  using  knowledge  of  natural  disturbance  patterns.”  LRMP  2.1.4.  “Identify  and  map  suitable  sites  for  maintaining  representative,  natural  functioning  areas.”  LRMP  2.1.4  “Maintain  old-­‐growth  attributes  on  specified  sites”  

Natural  species  composition  (lack  of  invasive  sp.)  

Not  in  plans  but  needed  for  ecological  integrity  

Grizzly  bears  -­‐-­‐habitat  -­‐-­‐human/bear  interaction  (access)    

LRMP  2.2.3.1  “maintain  forest  attributes  suitable  for  high  capability  grizzly  bear  habitat.  LRMP  2.2.3.1  “  avoid  negative  bear/human  interactions”  LRMP  2.2.3.1  “Minimise  development  of  new  access”  

 

2.1. Sources  of  information  for  a  Sub-­‐regional  Values  Overview  Legal  and  non-­‐legal  objectives  and  values  come  from  a  variety  of  documents.  Even  though  some  of  the  plans  and  legislation  were  not  specifically  developed  for  the  type  of  development  under  consideration,  they  still  provide  the  best  available  information  about  public  values  for  an  area.  The  bulk  of  documented  information  about  public  values  comes  from  the  following  sources:    

Terrestrial  EI  

Connectivity  

Natural  ecosystem  pattern  

Coarse  filter  (biodiversity)  

Representative  ecosystems  

Unroaded  areas  

Structural  attributes  

Seral  stage  distribution  

Natural  sp.  composition  

Fine  filter  (biodiversity)  

Focal  species  

Grizzly  bears  

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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• Strategic  land  use  plans  include  regional  land  use  plans  created  by  the  Commission  on  Resources  and  Environment  and  Land  and  Resource  Management  Plans  (LRMPs)10.  Many  of  these  plans  were  based  on  a  consensus  model.  They  provide  high  level  direction  (broad  objectives)  for  the  allocation  and  management  of  public  lands  and  resources.    

• Strategic  land  use  agreements  with  First  Nations,  reflecting  government-­‐to-­‐government  negotiations,  often  include  similar  information  as  LRMPs.  

• Other  management  plans,  such  as  watershed  management  plans  and  air-­‐shed  management  plans  also  record  public  values  but  are  not  usually  consensus-­‐based.  

• Certification  schemes  for  forest  products  and  related  sustainable  forest  management  plans  also  reflect  public  values.  In  some  cases,  broad  public  values  are  defined  by  the  scheme;  in  other  cases,  regional  values  are  identified  as  part  of  the  certification  process11.  

• Legal  Objectives  set  by  Government  under  the  various  legislation  that  supports  legal  orders  (e.g.,  Land  Act,  Government  Actions  Regulation).  

• Provincial-­‐scale  plans  and  policy  describe  the  vision,  objectives  and  policies  that  guide  different  government  agencies.  

• The  Forest  and  Range  Practices  Act  and  related  regulations  set  provincial-­‐scale  objectives  as  well  as  practice  requirements.  Legislated  practice  standards  often  fall  below  standards  for  best  practices  and  may  be  seen  as  minimum  requirements;  both  legislation  and  best  practices  should  be  considered.  

Public  values  can  be  clarified  by  involving  First  Nations  and  the  affected  pubic.  Plan  implementation  monitoring  committees  (for  LRMPs),  where  they  exist,  can  help  to  interpret  plan  values.  Scientists  can  help  to  identify  subordinate  services  needed  to  support  broader  valued  services.  

3. Creating  a  Knowledge  Summary  The  Sub-­‐regional  Values  Overview  lists  the  valued  ecosystem  services  that  should  be  considered  in  CEA.  A  Knowledge  Summary  needs  to  be  created  for  each  valued  service  selected  for  detailed  analysis.  

The  Knowledge  Summary  stores  conceptual  models12  (as  knowledge  maps  and  risk  curves)  that  describe  how  management  decisions  affect  specific  valued  services,  based  on  best  available  knowledge  (Box  4)  13.  It  is  based  on  scientific  understanding  and  data,  traditional  knowledge  and  experience  (anecdotal  evidence)  and  is  supported  with  references  and  contact  information.  It  tries  to  avoid  value-­‐based  interpretations,  recognizing  that  everyone  has  a  particular  bias.  The  Knowledge  summary  also  includes  societal  objectives  for  the  valued  service  from  the  Sub-­‐regional  Values  Summary,  because  objectives  are  needed  to  determine  the  types  of  consequences  to  consider  in  risk  assessment  and  the  levels  of  risk  deemed  acceptable.  The  Knowledge  Summary  is  intended  to  be  a  “living  document”,  growing  in  scope  and  accuracy  over  time.    

Box  4.  Knowledge  Summary  

§ summarizes  societal  objectives  for  the  valued  service;  used  to  determine  risk  variables  and  acceptable  risk;  

§ describes  factors*  affecting  the  valued  service,  including  o human  activities  (e.g.,  industrial  development,  recreation,  etc.);  

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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o natural  forces  (e.g.,  stand-­‐replacing  disturbance,  landslides);  o climate  change;  

§ presents  a  knowledge  map  showing  pathways  of  influence  among  factors;  § presents  graphical  response  relationships  (i.e.,  risk  curves)  depicting  the  response  of  a  

valued  service  to  the  most  influential,  relevant  factors,  along  with  assumptions  and  uncertainty.  

*The  term  “factor”  refers  to  an  influential  system  components,  processes  or  states  and  includes  positive  as  well  as  negative  effects.  

3.1. Methods  for  summarizing  knowledge  Knowledge  can  be  summarized  with  increasing  levels  of  rigour:  review  existing  literature  and  reports;  seek  advice  from  readily  accessible  colleagues  with  moderate  expertise;  convene  workshops  with  recognized,  credible  experts14;  develop  mathematical  models  that  combines  the  factors  that  affect  risk  (e.g.,  Bayesian  Belief  Network15).  All  levels  of  rigour  aim  to  produce  an  explicit  depiction  of  the  relationship  between  risk  and  development  for  a  valued  service.  

One  knowledge  summary  can  provide  information  for  a  valued  service  in  several  sub-­‐regions  because  ecological  responses  and  societal  objectives  may  be  similar.  Where  knowledge  is  sufficient,  differences  in  responses  among  regions  should  be  distinguished  in  the  summary  (e.g.  grizzly  populations  dependent  on  fish  versus  mammal  prey).  

Expert  workshops  provide  a  useful  way  of  synthesizing  knowledge  (Box  5).  The  core  team  and  domain  experts  should  participate  in  workshops;  decision-­‐makers  and  interested  stakeholders  should  participate  in  workshops  addressing  areas  of  possible  disagreement  and  controversy.  

Box  5.  Expert  workshops  

Expert  workshops  provide  a  rapid  means  of  assimilating  and  focussing  knowledge.  Ecological  literature  and  models  are  rarely  sufficiently  comprehensive  or  directly  relevant;  results  must  generally  be  extrapolated.  While  expert  judgement  is  necessary,  expert  predictions  can  be  inaccurate.  Workshops  that  stimulate  debate  and  that  encourage  use  of  logical  constructs  and  explicit  consideration  of  model  scope  and  uncertainty  can  improve  predictions16.    Developing  knowledge  maps  and  risk  curves  encourages  debate  and  logical  arguments.  Workshops  also  create  a  block  of  time  to  focus  deeply,  and  serve  to  share  knowledge  among  participants.  

The  knowledge  summary  consists  of  knowledge  maps  and  risk  curves.  

3.2. Knowledge  maps  Knowledge  maps17  depict  the  factors,  including  human  activities,  climate  change  and  natural  forces  that  influence  natural  resource  systems  (e.g.,  Figure  4).  They  are  supported  with  descriptive  text.  Steps  for  generating  these  diagrams  (usually  in  a  workshop  context)  follow:    

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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1. identify  all  possible  factors  (system  components  and  processes),  even  ones  that  cannot  be  controlled,  because  they  may  increase  uncertainty;    

2. identify  the  factors  that  have  the  largest  effect  on  system  function;  3. identify  the  subset  of  the  relatively  important  factors  that  can  be  influenced  by  management.    

A  knowledge  map  and  associated  description  of  factors  that  affect  a  valued  service  serves  several  functions:  

§ records  of  the  scope  of  factors  considered18;  § highlights  important  factors  that  should  be  used  to  estimate  risk  (or  benefit);  § highlights  factors  that  are  influenced  by  industrial  development  and  human  activity;  § highlights  factors  that  set  important  context;  § highlights  factors  that  contribute  to  uncertainty;  § provides  a  checklist  of  development  activities  that  valued  services  are  susceptible  to.  

 

 

Figure  4.  Simplified  example  concept  map  of  factors  influencing  a  grizzly  bear  population.  Grey  boxes  show  factors  influenced  by  development.  

3.3. Risk  curves  Risk  curves  depict  the  probability  of  failing  to  achieve  an  objective  for  a  valued  service19  (Figure  5).  Such  mathematical  approaches  may  seem  like  they  require  more  data  than  other  approaches,  but  rather  they  simply  make  apparent  the  absence  of  data  and  the  need  for  simplifying  assumptions20.  

Creating  risk  curves  (usually  in  a  workshop  context)  includes  the  following  steps:  

Grizzly  

Human  activity  • Firearms  • Leaving  vehicle  • Hunting  ungulates  

Towns     Camps    

Mortalit

Human  

Human/bear  

Open  road  density  

Traffic    

Local  grizzly  

Salmon  

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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1. define  one  or  more  response  variables  (Y)  that  describe  risk  to  objectives  for  a  valued  service  (e.g.,  probability  of  failing  to  maintain  a  near-­‐natural  grizzly  bear  population  density);  

2. define  one  or  more  influence  variables  that  characterize  the  most  influential  factors  affecting  the  valued  service  (e.g.,  road  density  within  high-­‐value  grizzly-­‐bear  habitat);  

3. develop  a  graphical  relationships  between  each  Y  and  X,  including  uncertainty  bands;  

4. describe  assumptions  about  the  social,  ecological  and  development  context  and  document  the  sources  and  rough  magnitudes  of  uncertainty  that  contribute  to  uncertainty  bands.  

 

Figure  5.  Example  risk  curve:  probability  of  sustained  decline  (i.e.,  loss  of  viability)  of  grizzly  bear  population  versus  inaccessible  area.  

Response  variables  (Y)  should  depict  meaningful  consequences  to  a  valued  service.  For  example,  for  grizzly  bears,  response  variables  may  include  the  probability  of  losing  a  stable  population  and/or  the  probability  of  losing  a  viable  population.  These  response  variables  are  directly  relevant  to  regional  and  provincial  objectives  to  maintain  stable  populations21  and  federal  objectives  to  prevent  extirpation22.  They  describe  risk  in  terms  of  probabilities  of  two  outcomes  of  differing  consequence.  While  it  is  possible  to  rate  the  severity  of  consequences,  and  to  develop  an  overall  estimate  of  risk,  consequence  ratings  are  subjective.  The  aim  of  the  knowledge  summary  is  to  minimize  subjectivity  and  to  be  transparent  in  presenting  information.  In  subsequent  steps  of  cumulative  effects  assessment,  decision-­‐makers  address  the  specific  consequences  deemed  important  by  the  public,  when  making  decisions.    

Influence  variables  (X)  usually  characterize  some  aspect  of  human  activity23,  including  climate  change.  Although  climate  change  cannot  be  easily  “managed”,  it  influences  estimates  of  future  risk.  

Risk  depends  on  the  temporal  and  spatial  scale  considered.  In  general,  temporal  and  spatial  scales  should  capture    

§ the  duration  of  impact  (i.e.,  until  influence  variables  stabilize)  § the  extent  of  impact  (e.g.,  how  far  toxic  dust  blows  or  toxic  water  flows)  

Prob

ability  of  p

opulation  de

cline  

0  0  

1  

100  Percent  inaccessible  area  

(>10  km2  fragments  with  no  roads  or  trails)  

80  

Assumptions  § limited  off-­‐road  access  § roadside  resident  females  

killed  first  § no  change  to  salmon  or  

habitat    Sources  of  Uncertainty  § variation  in  habitat  quality  § distance  to  population  centre  § attractiveness  of  area  to  

humans  § bear  behaviour  

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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§ ecologically  meaningful  time  periods  (e.g.  multiple  generations  of  a  population;  recovery  period  of  old  forest  structure)  

§ ecologically  meaningful  spatial  scales  (e.g.  population  ranges)  

4. Risk-­‐based  management  Management  actions  for  each  valued  service  can  be  tied  to  risk  levels.  Risk  curves  are  divided  into  four  risk  categories:  low,  moderately  low,  moderately  high  and  high  (Figure  7).  Each  category  has  a  set  of  associated  management  actions  that  are  recommended  to  address  risk  (Table  2).  Boundaries  that  separate  risk  categories  are  referred  to  as  reference  points  or  management  triggers  because  they  trigger  different  management  responses.  In  certain  cases,  management  triggers  can  be  set  within  a  risk  class.  

 Figure  7.  A  conceptual  overview  of  risk  curves  and  associated  management  triggers  applied  to  a  value.  Risk  categories  define  management  actions  and  who  needs  to  involved  in  the  decision-­‐making  process.    

Table  2.  General  types  of  management  actions  associated  with  different  risk  categories.  

Risk:    Low   Moderately  low   Moderately  high   High  

Leadership:   Industry  professionals   Industry  professionals   Government   Government  

Activity  type:   Prevent   Avoid   Mitigate   Compensate  

Planning:   Broad  scale   Fine  scale  /  BMP   Detailed  risk  assessment  

Recovery  plans  

Monitoring:     Existing  inventory  &  

remotely-­‐sensed                              

Better  data  

(remote  +  field)  

Even  better  data   Intensive  research  &  monitoring  

Management:   Based  on  strategic  plans  

BMPs   BMPs  +  legal   Substantial  legal  control  

Education:   Web  and  poster-­‐based  

Opportunistic  interactive  

Targeted  interactive   Targeted  interactive  

Enforcement:   Basic   Basic   Enhanced   Extreme  

 

As  long  as  a  minimum  target  is  met  in  the  Low  and  Moderate-­‐Low  risk  condition  (shades  of  green  on  Figure  7),  government  relies  on  Best  Management  Practices  and  industry  professionals  to  ensure  that  strategies  specified  in  existing  land-­‐use  plans,  such  as  Forest  Stewardship  Plans,  are  followed,  and  that  activities  amongst  multiple  tenure  holders  are  coordinated  to  ensure  that  minimum  targets  for  a  

Management  Target

 

                                                                                                                           

 

 

Indicator  of  development

Risk  to  

valued  

service

 

 

 Management  Trigger

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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management  area  are  achieved.  However,  applications  that  are  proposed  in  management  areas  where  risk  levels  are  moderately  high  or  high  may  require  referral  to  government  and  exemption  by  the  statutory  decision-­‐maker.  Management  targets,  where  they  exist,  can  also  be  placed  on  the  risk  curve  (Figure  7).  Management  targets  are  required  levels  of  performance  for  an  indicator  established  as  a  matter  of  policy  (policy  target)  or  associated  with  a  legal  requirement  (legal  target).  Management  targets  typically  include  social  choice  and  have  been  negotiated  through  land  use  plans  or  strategic  engagement  agreements  with  First  Nations.  

5. Additional  steps  in  cumulative  effects  assessment  The  CEA  process  consists  of  several  analytical  steps  (Table  3)  that  are  embedded  within  a  larger  decision-­‐making  process.  The  major  steps  of  summarizing  values  and  knowledge  (steps  1  and  4)  have  been  discussed  above.  Existing  values  and  knowledge  provide  a  starting  point  for  assessment,  but  often  need  to  be  refined  for  specific  situations.  

Table  3.    Analytical  steps  and  products  in  CEA  1. Construct  a  Sub-­‐Regional  Values  Summary  documenting  all  values  defined  by  the  public.  2. Describe  foreseeable  development  in  a  Foreseeable  Future  report24.  3. Identify  susceptible  valued  services  based  on  Foreseeable  Future  report  and  record  in  a  Valued  

Services  for  Assessment  report.  4. Develop  a  Knowledge  Summary  with  knowledge  models  for  each  susceptible  valued  service  

(e.g.,  used  to  predict  risk  and  benefits).  5. Conduct  the  assessment24.  

 

This  guide  has  focused  on  developing  information  needed  to  assess  ecological  and  decision-­‐making  risk.  Additional  guides  will  discuss  other  aspects  of  CEA,  including:  

§ Data  and  information  management  for  CEA,  

§ Selecting  Values  for  Assessment,  

§ Broad-­‐scale  Assessment  methods,  and  

§ Providing  information  to  decision-­‐makers.  

   

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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6. Glossary  of  Terms  Condition  indicator:  a  signal  of  the  state  of  an  ecosystem  service.  

Components:  attributes  or  elements  of  the  natural  resource  system.  

Ecosystem  Services:  benefits  that  people  obtain  from  ecosystems.  

Factors:  system  variables  that  affect  valued  services;  they  can  be  divided  into  categories  reflecting  human  activities,  natural  processes  and  climate  change.  

Goals:  broad  objectives.  

Indicator:  a  quantifiable  variable  used  to  describe/measure  changes  in  system  state25.  

Influence  variables:  factors  that  have  a  large  influence  on  the  state  of  a  valued  ecosystem  service  and  determine  whether  objectives  will  be  achieved;  used  in  risk  curves.  

Knowledge  maps:  are  concept  maps  with  boxes  representing  system  components  and  processes  and  arrows  meaning  “influence”.  

Management  target:  a  desired  state  (level  of  performance)  for  an  indicator  established  as  a  matter  of  policy  (policy  target)  or  associated  with  a  legal  requirement  (legal  target).  

Management  trigger:  a  reference  point  associated  with  known  level  of  risk  that  triggers  different  management  responses;  establishing  management  triggers  may  require  stakeholder  consultation.  

Natural  Resource  System:  a  combination  of  1)  the  ecological  system  that  provides  ecosystem  services,  including  natural  resources,  and  2)  the  socio-­‐economic  system  that  governs  the  extraction,  delivery,  and  processing  of  natural  resources.  

Objective:  desired  state  of  a  valued  ecosystem  service.  

Pressure  indicator:  a  signal  of  the  level  of  a  human  activity  (usually)  or  natural  process  that  affects  a  valued  service.  

Processes:  actions  or  events  that  influence  component  state;  processes  can  be  either  human  or  natural  in  origin,  and  can  be  considered  supporting  or  disturbing.  

Risk:  the  probability  of  harm  that  matters;  the  probability  of  failing  to  achieve  an  objective  (assumes  objectives  matter).  

Risk  curve:  explicit  hypothesis  describing  the  relationship  between  risk  to  a  value  and  an  influence  variable.  

Strategy:  defines  the  target  level  of  an  indicator  (e.g.,  leave  70%  structure  around  fish  streams);  similar  to  management  target.  

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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Value  maps:  concept  maps  with  boxes  representing  values  and  arrows  meaning  “contribute  to”.  

Valued  ecosystem  services:  a  subset  of  ecosystem  services  that  people  care  about  (e.g.,  biodiversity,  grizzly  bears)26.  

7. Notes  and  References                                                                                                                            

1  Duinker,  P.N.  and  L.A.  Greig.  2006.  The  impotence  of  cumulative  effects  assessment  in  Canada:  ailments  and  ideas  for  redeployment.  Environmental  Management  37(2):  153-­‐161.  

2  Cumulative  Effects  Assessment  and  Management  Framework  Discussion  Paper  provides  more  detail  and  is  available  upon  request.  

3  The  Natural  Resource  System  is  a  combination  of  1)  the  ecological  system  that  provides  ecosystem  services,  including  natural  resources,  and  2)  the  socio-­‐economic  system  that  governs  the  extraction,  delivery,  and  processing  of  natural  resources.  

4  Millennium  Ecosystem  Assessment.  2005.  Ecosystems  and  human  well-­‐  being:  current  state  and  trends.  R.  Hassan,  R.  Scholes,  and  N.  Ash  (editors).  Island  Press,  Washington,  D.C.  

5  Based  on  the  Oxford  Dictionary  definition:  “principles  or  standards  of  behaviour;  one’s  judgement  of  what  is  important  in  life…”  Accessed  March  29,  2013  from  http://oxforddictionaries.com  

6  Individuals  and  organizations  (e.g.,  managers,  scientists,  private  citizens,  nongovernmental  organizations)  with  a  vested  interest  in  a  shared  enterprise  (Williams  et  al.  2007).  

7  Page  61  of  Burgman,  M.  2005.  Risks  and  decisions  for  conservation  and  environmental  management.  University  Press,  Cambridge,  UK.  488  p.  

8  Based  on  Fall,  A.,  D.  Daust  and  D.  G.  Morgan.  2001.    A  Framework  and  software  tool  to  support  collaborative  landscape  analysis:  fitting  square  pegs  into  square  holes.  Transactions  in  GIS,  5(1):67-­‐86.    

9  For  simplicity,  we  only  present  one  approach  for  developing  knowledge  models;  for  details  see  Price  K,    and  D.  Daust  2009.  Making  monitoring  manageable:  a  framework  to  guide  learning.  Canadian  Journal  of  Forest  Research  39:  1881-­‐1892.  

10  Forest  Practices  Board.  2008.  Provincial  land  use  planning:  which  way  from  here?  FPB/SR/34  

11  Forest  Stewardship  Council,  Canadina  Standards  Association,  Society  of  American  Foresters,  etc.  

12  Models  explicitly  represent  our  ideas  about  how  things  work  (e.g.,  including  important  components  and  processes).  They  help  to  clarify  problem  scope,  logic,  uncertainty  and  terminology.  They  can  be  expressed  in  words,  diagrams,  mathematical  functions  or  computer  code.  Models  help  to  clarify  understanding  and  can  be  used  to  predict  outcomes  of  management.  

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An  integrated  assessment  of  the  cumulative  impacts  of  climate  change  and  industrial  development  on  salmon  in  Western  BC    

 

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13  Tear,  T.H.,  P.  Kareiva,  P.L.  Angermeier  and  others.  2005.  How  much  is  enough?  The  recurrent  problem  of  setting  measureable  objectives  in  conservation.  Bioscience  55(1):  835-­‐849.  

14  Government  staff  may  have  considerable  expertise,  but  where  issues  are  contentious,  experts  that  are  perceived  to  be  neutral  and  credible  are  essential.  

15  Burgman,  M.A.  2005.  Risks  and  decisions  for  conservation  and  environmental  management.  University  Press,  Cambridge,  UK.  488  p.  

16  Burgman  2005.  

17  A  variety  of  different  types  of  diagrams  can  be  used  to  show  important  components  and  processes  in  systems  and  linkages  among  them.  We  use  a  modified  version  of  a  concept  map  where  all  arrows  can  be  read  as  “influence”.  See  also  impact  maps  and  influence  diagrams  in  Fussel  and  Klein  2006.  

18  Large  mistakes  in  analysis  can  occur  by  omitting  important  variables.  

19  In  more  general  terms,  risk  is  the  chance  within  a  time  frame  of  an  adverse  event  with  specific  consequences  (Burgman  2005).  

20  Page  59  of  Burgman  2005.  

21  Provincial  objectives  aim  to  maintain  the  abundance  and  diversity  of  grizzly  bears.  

22  E.g.,  to  achieve  objectives  of  the  Species  at  Risk  Act  (2002).  Online:  http://laws-­‐lois.justice.gc.ca/eng/acts/S-­‐15.3/page-­‐1.html    

23    Variables  also  include  natural  factors  and  climate  change,  but  risk  assessments  usually  focus  on  human  activity.  

24  Morgan,  D.G.  and  D.  Daust.  2013.  Broad-­‐scale  Assessment  in  Support  of  Cumulative  Effects  Decision-­‐Making.  Report  to  BC  Ministry  of  Environment  and  Forest  Lands  and  Natural  Resource  Operations  Cumulative  Effects  Project  Management  Team.  

25  Based  on  “a  variable  that  measures  or  describes  the  state  or  condition  of  a  value”  (see  CSA  2002).  

26  Based  on  “a  characteristic  of  interest”;  see  Canadian  Standards  Association  (CSA).  2002.  Sustainable  forest  management:  requirements  and  guidance.  Canadian  Standards  Association,  Ont.  Publ.  Z809-­‐02