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CHAPTER 1 Polarization What explains the rise of fascism in the 1930s? The emergence of student radicalism in the 1960s? The growth of Islamic terrorism in the 1990s? The Rwandan genocide in 1994? Ethnic conflict in the former Yugoslavia and in Iraq? Acts of torture and humiliation by American soldiers at Abu Ghraib prison? The American financial crisis of 2008? The widespread belief, in some parts of the world, that Israel or the United States was responsible for the attacks of September 11, 2001? And what, if anything, do these questions have to do with one another? Here is a clue. Some years ago, a number of citizens of France were assembled into small groups to exchange views about their president and about the intentions of the United States with respect to foreign aid. 1 Before they started to talk, the participants tended to like their president and to distrust the intentions of the United States. After they talked, some strange things happened. Those who began by liking their president ended up liking their president significantly more. And those who expressed mild distrust toward the United States moved in the direction of far greater distrust. The small groups of French citizens became more extreme. As a result of their discussions, they were more enthusiastic about their leader, and far more skeptical of the United States, than similar people in France who had not been brought together to speak with one another. This tale reveals a general fact of social life: Much of the time, groups of people end up thinking and doing things that group members would never think or do on their own. This is true for groups of teenagers, who are willing to run risks that individuals would avoid. It is certainly true for those prone to violence, including terrorists and those who commit genocide. It is true for investors and corporate Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309. Created from brown on 2017-08-15 18:08:45. Copyright © 2009. Oxford University Press, USA. All rights reserved.

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Page 1: GROUPS AND EXTREMISM...extremism—a threat to security, to peace, to economic development, and to sensible decisions in all sorts of domains. My emphasis throughout is on the phenomenon

CHAPTER1

Polarization

Whatexplainstheriseoffascisminthe1930s?Theemergenceofstudentradicalisminthe1960s?ThegrowthofIslamicterrorisminthe1990s?TheRwandangenocidein1994?EthnicconflictintheformerYugoslaviaandinIraq?ActsoftortureandhumiliationbyAmericansoldiersatAbuGhraibprison?TheAmericanfinancialcrisisof2008?Thewidespreadbelief,insomepartsoftheworld,thatIsraelortheUnitedStateswasresponsiblefortheattacksofSeptember11,2001?Andwhat,ifanything,dothesequestionshavetodowithoneanother?

Hereisaclue.Someyearsago,anumberofcitizensofFrancewereassembledintosmallgroupstoexchangeviewsabouttheirpresidentandaboutthe

intentionsoftheUnitedStateswithrespecttoforeignaid.1Beforetheystartedtotalk,theparticipantstendedtoliketheirpresidentandtodistrusttheintentionsoftheUnitedStates.Aftertheytalked,somestrangethingshappened.Thosewhobeganbylikingtheirpresidentendeduplikingtheirpresidentsignificantlymore.AndthosewhoexpressedmilddistrusttowardtheUnitedStatesmovedinthedirectionoffargreaterdistrust.ThesmallgroupsofFrenchcitizensbecamemoreextreme.Asaresultoftheirdiscussions,theyweremoreenthusiasticabouttheirleader,andfarmoreskepticaloftheUnitedStates,thansimilarpeopleinFrancewhohadnotbeenbroughttogethertospeakwithoneanother.

Thistalerevealsageneralfactofsociallife:Muchofthetime,groupsofpeopleendupthinkinganddoingthingsthatgroupmemberswouldneverthinkordoontheirown.Thisistrueforgroupsofteenagers,whoarewillingtorunrisksthatindividualswouldavoid.Itiscertainlytrueforthosepronetoviolence,includingterroristsandthosewhocommitgenocide.Itistrueforinvestorsandcorporate

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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Page 2: GROUPS AND EXTREMISM...extremism—a threat to security, to peace, to economic development, and to sensible decisions in all sorts of domains. My emphasis throughout is on the phenomenon

executives.Itistrueforgovernmentofficials,neighborhoodgroups,socialreformers,politicalprotestors,policeofficers,studentorganizations,laborunions,andjuries.Someofthebestandworstdevelopmentsinsociallifeareaproductofgroupdynamics,inwhichmembersoforganizations,bothsmallandlarge,moveoneanotherinnewdirections.

Ofcourse,thebestexplanationsoffascismarenotadequatetoexplainstudentrebellions,andevenifweunderstandbothofthese,wewillnotbeabletoexplainethnicconflictinIraq,theRwandangenocide,abuseandbrutalityatAbuGhraib,conspiracytheoriesinvolvingIsrael,orthesubprimecrisis.Forparticularevents,generalexplanationscanuncoveronlypartsofthepicture.ButIdoaimtoshowstrikingsimilaritiesamongawiderangeofsocialphenomena.Theunifyingthemeissimple:Whenpeoplefindthemselvesingroupsoflike-mindedtypes,theyareespeciallylikelytomovetoextremes.Andwhensuchgroupsincludeauthoritieswhotellgroupmemberswhattodo,orwhoputthemintocertainsocialroles,verybadthingscanhappen.

Inexploringwhythisisso,Ihopetoseewhatmightbedoneaboutunjustifiedextremism—athreattosecurity,topeace,toeconomicdevelopment,andtosensibledecisionsinallsortsofdomains.Myemphasisthroughoutisonthephenomenonofgrouppolarization.Thisphenomenonofferslargelessonsaboutthebehaviorofconsumers,interestgroups,therealestatemarket,religiousorganizations,politicalparties,liberationmovements,executiveagencies,legislatures,racists,judicialpanels,thosewhomakepeace,thosewhomakewar,andevennationsasawhole.

GROUPSANDEXTREMISM

Whenpeopletalktogether,whathappens?Dogroupmemberscompromise?Dotheymovetowardthemiddleofthetendenciesoftheirindividualmembers?Theanswerisnowclear,anditisnotwhatintuitionwouldsuggest:Groupsgotoextremes.Moreprecisely,membersofadeliberatinggroupusuallyendupata

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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Page 3: GROUPS AND EXTREMISM...extremism—a threat to security, to peace, to economic development, and to sensible decisions in all sorts of domains. My emphasis throughout is on the phenomenon

moreextremepositioninthesamegeneraldirectionastheirinclinationsbefore

deliberationbegan.2

Thisisthephenomenonknownasgrouppolarization.Grouppolarizationisthetypicalpatternwithdeliberatinggroups.Itisnotlimitedtoparticularperiods,nations,orcultures.Onthecontrary,grouppolarizationhasbeenfoundinhundredsofstudiesinvolvingmorethanadozencountries,includingtheUnited

States,France,Afghanistan,NewZealand,Taiwan,andGermany.3Itprovidesacluetoextremismofmanydifferentkinds.

Considerfourexamples:

1.Whitepeoplewhotendtoshowsignificantracialprejudicewillshowmoreracialprejudiceafterspeakingwithoneanother.Bycontrast,whitepeoplewhotendtoshowlittleracialprejudicewillshowlessprejudiceafter

speakingwithoneanother.4

2.Feminismbecomesmoreattractivetowomenaftertheytalktooneanother—atleastifthewomenwhoaretalkingbeginwithaninclinationinfavorof

feminism.5

3.Thosewhoapproveofanongoingwareffort,andthinkthatthewarisgoingwell,becomestillmoreenthusiasticaboutthateffort,andstillmoreoptimistic,aftertheytalktogether.

4.Ifinvestorsbeginwiththebeliefthatitisalwaysbesttoinvestinrealestate,theireagernesstoinvestinrealestatewillgrowasaresultofdiscussionswithoneanother.

Intheseandcountlessothercases,like-mindedpeopletendtomovetoamoreextremeversionofwhattheythoughtbeforetheystartedtotalk.Supposeinthislightthatenclavesofpeopleareinclinedtorebellionorevenviolenceandthattheyareseparatedfromothergroups.Theymightmovesharplyinthedirectionofviolenceasaconsequenceoftheirself-segregation.Politicalextremismisoftena

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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Page 4: GROUPS AND EXTREMISM...extremism—a threat to security, to peace, to economic development, and to sensible decisions in all sorts of domains. My emphasis throughout is on the phenomenon

productofgrouppolarization,6andsocialsegregationisausefultoolforproducingpolarization.

Infact,agoodwaytocreateanextremistgroup,oracultofanykind,istoseparatemembersfromtherestofsociety.Theseparationcanoccurphysicallyorpsychologically,bycreatingasenseofsuspicionaboutnonmembers.Withsuchseparation,theinformationandviewsofthoseoutsidethegroupcanbediscredited,andhencenothingwilldisturbtheprocessofpolarizationasgroupmemberscontinuetotalk.Deliberatingenclavesoflike-mindedpeopleareoftenabreedinggroundforextrememovements.Terroristsaremade,notborn,andterroristnetworksoftenoperateinjustthisway.Asaresult,theycanmove

otherwiseordinarypeopletoviolentacts.7Butthepointgoeswellbeyondsuchdomains.Grouppolarizationoccursinourdailylives;itinvolvesoureconomicdecisions,ourevaluationsofourneighbors,evenourdecisionsaboutwhattoeat,whattodrink,andwheretolive.

Tounderstandthenatureofthebasicphenomenonanditspowerandgenerality,letmeoutlinethreestudiesinwhichIhavepersonallybeeninvolved.

REDSTATES,BLUESTATES

In2005,ReidHastie,DavidSchkade,andIconductedasmallexperimentin

democracyinColorado.8AboutsixtyAmericancitizenswerebroughttogetherandassembledintotengroups,usuallyconsistingofsixpeople.Membersofeachgroupwereaskedtodeliberateonthreeofthemostcontroversialissuesoftheday.

Shouldstatesallowsame-sexcouplestoenterintocivilunions?

Shouldemployersengagein“affirmativeaction”bygivingapreferencetomembersoftraditionallydisadvantagedgroups?

ShouldtheUnitedStatessignaninternationaltreatytocombatglobalwarming?

Astheexperimentwasdesigned,thegroupsconsistedof“liberal”andSunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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“conservative”members—theformerfromBoulder,thelatterfromColoradoSprings.ItiswidelyknownthatBouldertendstobeliberalandthatColoradoSpringstendstobeconservative.Thegroupswerescreenedtoensurethattheirmembersgenerallyconformedtothesestereotypes.Forexample,groupmemberswereaskedtoreportontheirassessmentofVicePresidentDickCheney.InBoulder,thosewholikedhimwerecordiallyexcusedfromtheexperiment.InColoradoSprings,thosewhodislikedhimweresimilarlyexcused.

Inthisway,theexperimentinvolvedgroupsoflike-mindedpeople.IntheparlanceofelectionyearsintheUnitedStates,theexperimentcreatedfive“BlueState”groupsandfive“RedState”groups—fivegroupswhosemembersinitiallytendedtowardliberalpositionsingeneralandfivewhosememberstendedtowardconservativepositions.Onthethreeissuesthatinterestedus,however,participantswerenotscreenedatall.Therewasnowayofknowingtheirpreciseviewsoncivilunions,affirmativeaction,andclimatechange.Participantswereaskedtostatetheiropinionsanonymouslybothbeforeandafterfifteenminutesofgroupdiscussion,andalsototrytoreachapublicverdictbeforethefinalanonymousstatement.Theiropinionswereregisteredonascaleof0–10,where0meant“disagreeverystrongly,”5meant“disagreeslightly,”and10meant“agreeverystrongly”withtherelevantproposition(statesshouldallowcivilunionsforsame-sexcouples,employersshouldmaintainaffirmativeactionprograms,theUnitedStatesshouldsignaninternationalagreementtocontrolglobalwarming).Wewereespeciallyinterestedinasinglequestion:Howwouldpeople’sprivate,anonymousstatementsoftheirviewschangeasaresultofabriefperiodofdiscussion?

Astheexperimentunfolded,peopleinbothBoulderandColoradoSpringswerepolite,engaged,andsubstantive.Theytreatedeachotherwithcivilityandrespect.Ihaveseenthevideosofseveralofthesediscussions,anditisfairtosaythatformostoftheparticipants,therewasanefforttothinkhard,tolistentoothers,andtobereasonable.Whatwastheeffectofdiscussion?Therewerethreecritical

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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Page 6: GROUPS AND EXTREMISM...extremism—a threat to security, to peace, to economic development, and to sensible decisions in all sorts of domains. My emphasis throughout is on the phenomenon

findings.

MoreExtremism

Inalmosteverygroup,membersendedupwithmoreextremepositionsaftertheyspokewithoneanother.MostoftheliberalsinBoulderfavoredaninternationaltreatytocontrolglobalwarmingbeforediscussion;theirenthusiasmincreasedafterdiscussion.MostoftheconservativesinColoradowereneutralonthattreatybeforediscussion;theystronglyopposeditafterdiscussion.Discussionmadesame-sexcivilunionsmorepopularamongtheliberalsinBoulder;discussionmadecivilunionslesspopularamongconservativesinColoradoSprings.Mildlyfavorabletowardaffirmativeactionbeforediscussion,liberalsbecamestronglyfavorabletowardaffirmativeactionafterdiscussion.Firmlynegativeaboutaffirmativeactionbeforediscussion,conservativesbecameevenmorenegativeaboutaffirmativeactionafterdiscussion.

MuchLessInternalDiversity

Theexperimenthadaseparateeffect,onethatisequallyimportant:Itmadebothliberalgroupsandconservativegroupssignificantlymorehomogeneous—andthussquelcheddiversity.Beforemembersstartedtotalk,manygroupsdisplayedafairbitofinternaldisagreement.Thegroupdisagreementswerereducedasaresultofamerefifteen-minutediscussion.Notethattheprimarytesthereinvolveswhathappenedtotheiranonymousstatements.Howdiversewerepeople’spredeliberationviews,ontheseissues,comparedwiththeirpostdeliberationviews?Intheirprivatestatements,groupmembersshowedfarmoreconsensusafterdiscussionthanbefore.

GreaterRifts

Itfollowsthatdiscussionhelpedtowidentheriftbetweenliberalsandconservativesonallthreeissues.Beforediscussion,someliberalgroupswere,on

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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Page 7: GROUPS AND EXTREMISM...extremism—a threat to security, to peace, to economic development, and to sensible decisions in all sorts of domains. My emphasis throughout is on the phenomenon

someissues,fairlyclosetosomeconservativegroups.Theresultofdiscussionwastodividethemfarmoresharply.

Here,then,isaninitialindicationofwhygroupsgotoextremes.Whenpeopletalktolike-mindedothers,theytendtoamplifytheirpreexistingviews,andtodosoinawaythatreducestheirinternaldiversity.Weseethishappeninpolitics;ithappensinfamilies,businesses,churchesandsynagogues,andstudentorganizationsaswell.

FEDERALJUDGESANDPOLARIZEDDIFFERENCES

Formanydecades,theUnitedStateshasbeenconductingatrulyextraordinarynaturalexperimentinvolvinggroupbehavior,moderation,andextremism.Theexperimentinvolvesfederaljudges,whoarerandomlyassignedintogroupsthatlookabitlikeBoulderandColoradoSprings.Whatcanwelearnfromthisexperiment?Thesimplestlessonisthatnolessthanordinarycitizens,like-mindedjudgesgotoextremes.Thisisastrikingfinding,becausejudgesarespecialistsandlearnedinthelaw;theyarenotsupposedtobesovulnerabletothepoliticalinclinationsoftheircolleagues.

Onfederalcourtsofappeals,judicialpanelsconsistofthreejudges.Thepossiblepanelcompositionsarejustfour:(a)threeRepublicanappointees,(b)threeDemocraticappointees,(c)twoRepublicanappointeesandoneDemocraticappointee,and(d)twoDemocraticappointeesandoneRepublicanappointee.Panelassignmentsarerandom,andthesampleisverylarge.Forthisreason,itispossibletotestwhetherjudicialvotesareaffectedbypanelcomposition—thatis,whetherRepublicanandDemocraticappointeesvotedifferentlydependingonwhethertheyaresittingwithRepublicanorDemocraticappointees.Doweobserveanythinglikegrouppolarizationamongfederaljudges?

Forpresentpurposes,thekeyquestionsarethese:HowdoRepublicanappointeesvoteonpanelsconsistingsolelyofRepublicanappointees(RRRpanels)?HowdoDemocraticappointeesvoteonpanelsconsistingsolelyof

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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Page 8: GROUPS AND EXTREMISM...extremism—a threat to security, to peace, to economic development, and to sensible decisions in all sorts of domains. My emphasis throughout is on the phenomenon

Democraticappointees(DDDpanels)?RRRpanelsareabitlikeColoradoSprings,andDDDpanelsareabitlikeBoulder.DofederaljudgesbehaveascitizensdointheColoradoexperiment?Morespecifically,wemightaskwhetherRepublicanappointees,onRRRpanels,behavedifferentlyfromRepublicanappointeesonRRDpanelsorRDDpanels,andwhetherDemocraticappointees,onDDDpanels,behavedifferentlyfromDemocraticappointeesonDDRorDRRpanels.Dolike-mindedjudgesshowespeciallydistinctivevotingpatterns?

Thephenomenonofgrouppolarizationtellsuswhattoexpect.BothDemocraticandRepublicanappointeesshouldshowextremebehavioronpanelsthatareunified,thatis,onDDDandRRRpanels.WhereverDemocraticappointeesandRepublicanappointeesshowageneraldifferenceinvotingpatterns,thatdifferencewillbeamplifiedifwecompareDemocraticappointeesonDDDpanelswithRepublicanappointeesonRRRpanels.Totestthisclaim,wemightwanttocomparetwofigures:(a)thetotaldifferencebetweentheliberalvotingratesofDemocraticappointeesandthatofRepublicanappointeesand(b)thedifferencebetweentheliberalvotingratesofDemocraticappointeesonall-DemocraticpanelsandtheliberalvotingratesofRepublicanappointeesonall-Republicanpanels.Thelatterdifference—betweenDemocraticappointeesonDDDpanelsandRepublicanappointeesonRRRpanels—mightbecalledthepolarizeddifference.

Incountlessareas,Democraticappointeesshowespeciallyliberalvotingpatternsonall-Democraticpanels.Republicanappointeesshowespeciallyconservativevotingpatternsonall-Republicanpanels.Ifweaggregateallcasesshowinganideologicaldifferencebetweenthetwogroups,wefinda15percentdifferencebetweenRepublicanandDemocraticappointeesinliberalvotingrates.Thatisaprettybigdifference.Butthepolarizeddifferenceisfarhigher—34percent!

Ourmethodwasquitesimple.Wecollectedtensofthousandsofjudicialvotes,mostlyinideologicallycontestedcases,includingracediscrimination,sexdiscrimination,disabilitydiscrimination,affirmativeaction,campaignfinance,

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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Page 9: GROUPS AND EXTREMISM...extremism—a threat to security, to peace, to economic development, and to sensible decisions in all sorts of domains. My emphasis throughout is on the phenomenon

environmentalprotection,labor,andfreespeech.Weusedsimple,relativelyuncontroversialteststocodedecisionsas“liberal”or“conservative.”Forexample,ajudicialrulinginfavorofanAfricanAmericanplaintiff,allegingracediscrimination,wascodedasliberal.Similarly,wecharacterizedasliberalavotethatfitstheusualpoliticalstereotypes—toupholdanaffirmativeactionprogram,acampaignfinancerestriction,anenvironmentalregulationchallengedastooaggressive,oradecisionoftheNationalLaborRelationsBoardinfavorofemployees.True,thesetestsofwhetherajudicialdecisionisliberalareprettycrude.Butbecausethesampleissobig,weareabletodiscernclearandilluminatingpatterns;thecrudenessofthetestsdoesnotseemtohaveintroduceddistortions.

Considerjustafewkeyexamples.9

•Ingayrightscases,theoverallspreadbetweenRepublicanappointeesandDemocraticappointeesis41percent—Republicanappointeesvoteinfavorofgayrights16percentofthetimecomparedwitha57percentrateforDemocraticappointees.ButifwecomparehowDemocraticappointeesvoteonDDDpanelstohowRepublicanappointeesvoteonRRRpanels,thepolarizeddifferenceturnsouttobemorethandouble—86percent!Inourdataset,Republicanappointeesvotepro–gayrights14percentofthetimeonRRRpanels—comparedwith100percentforDemocraticappointeesonDDDpanels.

•Incasesinvolvingdisabilitydiscrimination,theoveralldifferenceis18percent;thepolarizeddifferenceisnearlydouble,at33percent.

•IncasesinvolvingdecisionsbytheEnvironmentalProtectionAgency,theoveralldifferenceinvotingis15percent;thepolarizeddifferenceisnolessthan36percent.

•Inaffirmativeactioncases,theoveralldifferenceisasignificant28percent;thepolarizeddifferenceisawhopping49percent.

•Insexdiscriminationcases,theoveralldifferenceis17percent;thepolarizedSunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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differenceisnearlytriple,at46percent.

Ifalloftheevidenceistakenasawhole,thelessonisunmistakable.ItisnotexactlyshockingtofindthatRepublicanandDemocraticappointeesshowsignificantlydifferentvotingpatterns.Buttheoveralldifferenceismuchsmallerthanthepolarizeddifference—thedifferencebetweenhowRepublicanappointeesvotewhensittingonlywithRepublicanappointeesandhowDemocraticappointeesvotewhensittingonlywithDemocraticappointees.Onthisscore,judgesdonotlookawholelotdifferentfromcitizensinColoradoSpringsandBoulder.Whentheysitwithlike-mindedothers,theybecomemoreextreme.

Onequalification:Whilethisisthecentralpatterninmanyareasofthelaw,therearethreeareasinwhichjudgesarenotaffectedbythepanel’scomposition.Inthoseareas,bothRepublicanandDemocraticappointeesvotethesamewhethertheyareintheminorityorpartofaunifiedpanel.Thethreeareasareabortion,capitalpunishment,andnationalsecurity.Apparentlyjudgeshavesuchstrongconvictionsinsuchcasesthattheyarenotaffectedbywhattheircolleaguessayordo.Iwillreturntothispointlater;itoffersanimportantcautionarynoteaboutmycentralclaims.Sometimespeoplefeelreallystrongly,andtheviewsofothersdonotmovethem.

PUNISHINGWRONGDOERS

Nowletusturntothebehaviorofjuriesand,inparticular,totheeffectsofdeliberationonpunitivedamageawards.Thisisaprettytechnicalarea,butanunderstandingofthoseeffectswill,Ihope,illuminateanumberofissuesincludingbutextendingwellbeyondpoliticsandlaw.

InAmericanlaw,punitivedamageawardsareofmajorimportanceintheirownright.Companiesaregreatlyconcernedaboutunpredictableandsometimesveryhighawards,inthehundredsofmillionsofdollars.Manypeoplehavetriedtodevelopwaystodisciplinejurydecisions,andtheSupremeCourthastakenan

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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activeinterestintheproblem.Moreimportantstill,punitivedamageawardsprovideanexcellentareainwhichtostudytheconsequencesofdiscussionongroupbehavior,especiallyforpeoplewhodisplayadegreeofoutrage—andoutrageisoneofmycentralconcernshere.

Ifgroupmembersbeginwithadegreeofoutrage,dodeliberatinggroupsbecomemoreoutragedorlessso?Theanswerbearsonsocialmovementsandpoliticalprotestsofmanydifferentkinds.Asweshallsee,italsobearsonfeuds,ethnicconflict,andevenfamilybehavior.Whenachildisupsetatunfairbehavioratschool,howareparentslikelytoreact?Whenahusbandisangryaboutunfairnessdirectedathimatwork,howwillawifereact,andhowwillhiswife’sreactionaffecthim?

Tounderstandthejuryexperiments,conductedwithDanielKahnemanandDavidSchkade,wemustbeginwithastudyofindividuals,notgroups,involvingabout1,000people,whowereaskedtoregistertheirjudgmentsaboutmisconduct

byacorporatedefendant.10Thegoalwastounderstandwhypunitivedamageawardsaresovariable:Whydosomejuriescomeupwithawardsof$100,000andotherswithawardsof$1million,incasesthatseemprettysimilar?Weaskedpeopletorecordtheirjudgmentsonthreedifferentscales.Thefirstwasaboundedscaleof0to6,involvingtheoutrageousnessofthecompany’sbehavior.Eachofthepointsalongthescalewasclearlymarked,sothat0meant“notatalloutrageous”and6meant“exceptionallyoutrageous.”Thesecondwasalsoaboundedscaleof0to6,butthisscalemeasuredthedesiredlevelofpunishment;0meant“none”and6meant“extremelysevere”punishment.Thethirdscalewastheunboundedoneofdollars.Shouldthecompanyhavetopay$10,000?$100,000?$1million?More?

Ourcentralfindings,involvingpersonalinjurycases,werestraightforward.Peopleagreeonhowoutrageouscorporatemisconductis.Theyalsoagreeontheappropriateseverityofpunishmentontheboundedscale.Butthedollarscalecreatesalotoftroubleandconfusion.

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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Toestablishthesepoints,weusedasimpletechnique,inwhichindividualresponsesarepooledtoproduce“statisticaljuries,”whoseverdictisthejudgmentofthemedianmember.Havingdonethis,wefoundthatsmallgroupsofsixpeople,orstatisticaljuries,usuallyagreeaboutoutrageousnessandappropriatepunishment.Importantly,theagreementcutsacrossdemographicdifferences.Withthemagicofthecomputer,wecancreatestatisticaljuriesofanyimaginablekind—allmale,allfemale,allwhite,allHispanic,allAfricanAmerican,allrich,allpoor,allold,allyoung,allwelleducated,allpoorlyeducated.Demographydoesnotmatter.Allthesegroupsessentiallyagreewithoneanother!

Bycontrast,statisticaljuriesshowalotofvariabilitywithrespecttodollarawards.Thedollarjudgmentofonejuryisnotagoodpredictorofthedollarjudgmentsofotherjuries.Butdemographyisnotthesourceofthevariability;itisnotasifrichpeopledisagreewithpoorpeople,oroldpeopledisagreewithyoungpeople,ormendisagreewithwomen.Theproblemisthedollarscale.Thereasonforthevariabilityisthatwhatevertheirdemographicgroup,peopledonothaveaclearsenseofhowtotranslatetheirpunitiveintentions,onaboundedscale,ontothescaleofdollars.Doesa“6”meanapunishmentof$50,000,or$100,000,or$1million,or$10million,ormore?Peoplejustdon’tknow.Thedollarscale,boundedatthelowerend($0)andessentiallyunboundedattheupperend,lackssignpoststhatgivemeaningtothevarious“points”onthescale.Forthisreason,peoplewhoagreethatthecaseisa“4”onascaleof0–6maynotagreeontheappropriatetranslationofthatfigureintosomemonetaryequivalent.

ThestudyIhavejustdescribedinvolvedanefforttopoolindividualresponses;itdidnotinvolvegroupdiscussion.Ifwewanttounderstandhowjuriesactuallybehave,orhowoutragedevelopsintherealworld,thisisabigdefect.

Henceweconductedafollow-upexperiment,involvingabout3,000jury-eligiblecitizensand500deliberatingjuries,eachwithsixpeople.Ourgoalwastolearnhowpeoplewouldbeinfluencedbyseeinganddiscussingtheviewsofothers.Hereishowtheexperimentworked.Peoplereadaboutapersonalinjury

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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Page 13: GROUPS AND EXTREMISM...extremism—a threat to security, to peace, to economic development, and to sensible decisions in all sorts of domains. My emphasis throughout is on the phenomenon

case,includingtheargumentsmadebybothsides.Theywerealsoaskedtorecord,inadvanceofdeliberation,anindividual“punishmentjudgment,”nowonascaleof0to8,where(again)0indicatedthatthedefendantshouldnotbepunishedatall,and8indicatedthatthedefendantshouldbepunishedextremelyseverely.Aftertheindividualjudgmentswererecorded,jurorsweresortedintosix-persongroupsandaskedtodeliberatetoreachaunanimous“punishmentverdict.”Youmightpredict(aswedid)thatpeoplewouldcompromiseandthattheverdictsofjurieswouldbethemedianofpunishmentjudgmentsofjurors.Butyourpredictionwouldbebadlywrong.

Instead,theeffectofdeliberationwastocreatebothaseverityshiftforhigh-punishmentjurorsandaleniencyshiftforlow-punishmentjurors.Whenthemedianjudgmentofindividualjurorswas4orhigheronthe8-pointscale,thejury’sverdictendeduphigherthanthatmedianjudgment.Consider,forexample,acaseinvolvingamanwhonearlydrownedonadefectivelyconstructedyacht.Jurorstendedtobeoutragedbytheideaofadefectivelybuiltyacht,andgroupsweresignificantlymoreoutragedthantheirmedianmembers.Highlevelsofoutrageandseverepunitivejudgmentsbecamehigherandmoresevereasaresultofgroupinteractions.

Butwhenthemedianjudgmentofindividualjurorswasbelow4,thejury’sverdictwastypicallybelowthatmedianjudgment.Consideracaseinvolvingashopperwhowasinjuredinafallwhenanescalatorsuddenlystopped.Individualjurorswerenotgreatlybotheredbytheincident,seeingitasagenuineaccidentratherthanacaseofseriouswrongdoing.Insuchcases,juriesweremorelenientthanindividualjurors.Here,then,isalessonaboutwhathappenswhenpeoplediscusswrongdoing.Ifgroupmembersareupset,theywillprobablygetmoreupsetaftertalkingtoeachother.Ifgroupmembersthinkthatwhathappenedisnotabigdeal,theywillusuallythinkthatwhathappenedisbasicallynothingafteraperiodofdiscussion.

Withdollarawards,bycontrast,juriesweresystematicallymoresevereintheir

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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awardsthanthemedianjuror.Eventhesmallawardsweretypicallyhigherthantheawardselectedbythemedianjurorbeforepeoplestartedtotalk.Hereisthemoststrikingfinding:In27percentofthecases,thejury’sawardwasatleastashighasthatofthehighestpredeliberationjudgmentofthemembersofthatparticularjury!Hencetheshifttowardmoreseverity,andmoreextremism,wasespeciallypronouncedwithdollars.Itfollows,bytheway,thatthemonetaryawardsbydeliberatingjurieswereevenmoreunpredictablethanthemonetaryawardsbystatisticaljuries.

Letmeunderlineourtwokeyfindings.Thefirstisthatwhenpeoplebeginwithahighlevelofoutrageandfavorsomekindofaggressiveresponses,groupsaremoreaggressivethanindividuals.Thesecondisthatformonetaryawards,juriesaresignificantlymoreextremethanjurors.

TAKINGRISKS

Whathappenswhenpeoplewhoareinclinedtotakeriskstalkwithotherpeoplewhoareinclinedtotakerisks?Theansweristhattheybecomestillmoreinclined

totakerisks.11

Consider,forexample,thequestionswhethertotakeanewjob,toinvestinaforeigncountry,toescapefromaprisoner-of-warcamp,ortorunforpolitical

office.12Withrespecttomanydecisions,membersofdeliberatinggroupsbecamesignificantlymoredisposedtotakerisksafterabriefperiodofcollectivediscussion.Onthebasisofsuchevidence,itbecamestandardtobelievethatdeliberationproducedasystematic“riskyshift.”Forasignificantperiod,themajorconsequenceofgroupdiscussion,itwasthought,wastoproducethatriskyshift—athoughtthatwouldbearonmanypartsofsociallife,becausegroupsareoftenaskedtodecidewhethertotakeagambleor,instead,totakeprecautions.

Butlaterstudiesdrewthisconclusionintoseriousquestion.Theyevenraisedthequestionwhetherculture,ratherthangroupdynamics,isresponsiblefortheriskyshift.OnmanyofthesamequestionsonwhichAmericansdisplayedariskyshift,

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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Taiwanesesubjectsshoweda“cautiousshift.”13Onmostofthetopicsjustlisted,deliberationledcitizensofTaiwantobecomesignificantlylessrisk-inclinedthantheywerebeforetheystartedtotalk.NorwasthecautiousshiftlimitedtotheTaiwanese.AmongAmericans,deliberationsometimesproducedacautiousshiftaswell,asrisk-aversepeoplebecamemorereluctanttotakecertainrisksafterthey

talkedwithoneanother.14Therearetwomajorexamplesofcautiousshifts:thedecisionwhethertomarry(!)andthedecisionwhethertoboardaplanedespitesevereabdominalpain,possiblyrequiringmedicalattention.Inthesecases,themembersofdeliberatinggroupsmovedtowardgreatercaution.

Atfirstglance,itseemedhardtoreconcilethesecompetingfindings,butthereconciliationturnedouttobesimple:Thepredeliberationmedianisthebest

predictorofthedirectionoftheshift.15Whengroupmembersaredisposedtowardrisk-taking,ariskyshiftisobserved.Whenmembersaredisposedtowardcaution,acautiousshiftisobserved.ItfollowsthatthestrikingdifferencebetweenAmericanandTaiwanesesubjectsisnotaproductofanyculturaldifferenceinhowpeoplebehaveingroups.Itresultsfromadifferenceinthepredeliberation

mediansoftheAmericansandtheTaiwaneseonthekeyquestions.16WhenAmericansshowapre-deliberationmedianinfavorofcaution,discussionmovesthemtowardgreatercaution;thesameistrueofTaiwanese.WhenAmericangroupsshowariskyshift,andTaiwaneseacautiousshift,itissimplybecauseofadifferenceintheirinitialinclinations.Thustheriskyshiftandthecautiousshiftarebothsubsumedunderthegeneralrubricofgrouppolarization.

Itistemptingtowonderwhethergrouppolarizationisaproductofparticularculturesandparticular“types.”ButasIhavenoted,thereisnonationonearthinwhichgrouppolarizationhasbeenfoundnottooccur.Iwillreturn,however,tosomewaysofcounteractingit.

Inthebehaviorallaboratory,grouppolarizationhasbeenshownina

remarkablywiderangeofcontexts.17Howgood-lookingarecertainpeople?Groupdeliberationproducesmoreextremejudgmentsaboutthatquestion:If

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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individualsthinkthatsomeoneisgood-looking,thegroupislikelytothinkthat

personisdevastatinglyattractive.18(Moviestarsundoubtedlybenefitfromthisprocess.)Grouppolarizationalsooccursforobscurefactualquestions,suchashow

farSodom(ontheDeadSea)isbelowsealevel.19Evenburglarsshowashiftinthe

cautiousdirectionwhentheydiscussprospectivecriminalendeavors.20Inarevealingfindingattheintersectionofcognitiveandsocialpsychology,groupshavebeenfoundtomakemore,ratherthanfewer,“conjunctionerrors”(believingthatAandBaremorelikelytobetruethanAalone)thanindividualswhenindividualerrorratesarehigh—thoughfewerwhenindividualerrorratesare

low.21

Togetasenseofthepowerofgrouppolarizationinthedomainsoflawandpolitics,considerjustafewmorestudies.Afterdeliberation,groupsofpeopleturnouttobefarmoreinclinedtoprotestapparentlyunfairbehaviorthanwastheir

medianmemberbeforediscussionbegan.22Consider,forexample,theappropriateresponsetothreedifferentevents:policebrutalityagainstAfricanAmericans,anapparentlyunjustifiedwar,andsexdiscriminationbyalocalcitycouncil.Ineveryoneofthesecontexts,deliberationmadegroupmembersfarmorelikelytosupportaggressiveprotestaction.Groupmembersmoved,forexample,fromsupportforapeacefulmarchtosupportforanonviolentdemonstration,suchasasit-inatapolicestationorcityhall.Interestingly,thesizeoftheshifttowardamoreextremeresponsewascorrelatedwiththeinitialmean.Whenpeopleinitiallysupportedastrongresponse,groupdiscussionproducedagreatershiftinthedirectionofsupportforastillstrongerresponse.Asweshallsee,thisfindingisstandardwithintheliterature:Theshifttowardextremismisoftenlargerwhenthe

averagepersonstartswithaprettyextremeposition.23

Peopleoftenmakeindividualjudgmentsaboutfairnessandunfairness;theyalsomakethosejudgmentsingroups.Whathappenstoourjudgmentsaboutunfairnesswhenwespeakwithoneanother?Theanswershouldnowbeclear:Whenweareindividuallyinclinedtobelievethatunfairnesshasoccurred,our

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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discussionwillintensifyourbeliefsandmakeusveryangry.24Therelevantstudieswerequiterealistic.Peoplewereaskedtoengageintasksdesignedtosimulateactivitiesthatmightactuallybeundertakeninabusinesssetting—suchasclassifyingbudgetitems,schedulingmeetings,androutingaphonemessagethroughtheproperchannelswithassignmentoftheproperlevelofpriority.Goodperformancecouldproducefinancialrewards.Aftercompletingthetasks,peoplewereabletoaskfortheirsupervisors’judgmentsandreceivefeedbackfromthem.Someoftheanswersseemedrudeandunfair,suchas“I’vedecidednottoreadyourmessage.Theinstructionssayit’suptome...sodon’tbothersendingmeanyothermessagesorexplanationsaboutyourperformanceonthistask”and“Ifyouwouldhaveworkedharder,thenyou’dhavescoredhigher.Iwillnotacceptyourmessageonthisround!”

Peoplewereaskedtoratetheirsupervisorsalongvariousdimensions,includingfairness,politeness,bias,andgoodleadership.Theratingsoccurredinthreeperiods.Thefirstincludedindividualratings,thesecondincludedagroupconsensusjudgment,andthethirdincludedindividualratingsaftergroupjudgment.Itturnedoutthatgroupjudgmentswerefarmorenegativethanthe

averageofindividualjudgments.25Inmanycases,groupmembersdecidedthatthebehaviorwasreallyveryunfair,eventhoughindividualsbelievedthatthebehaviorwasonlymildlyunfair.Interestingly,thegroups’conclusionsweretypicallymoreextremethanwerepeople’sindividualjudgmentsafterdeliberation.Butsuchjudgmentswerenonethelessmorenegative,andthusmoreextreme,thanpredeliberationindividualjudgments.

Thesefindingsareremarkablysimilartothoseinvolvingjuroroutrage,where,aswehaveseen,groupsaremoreoutragedthantheirmedianmember.Wenowhaveastrongclueaboutthesourcesofprotestmovements,atopicthatIexploreinduecourse.Forthemoment,letustrytoexplaingrouppolarization.

Sunstein, Cass R.. Going to Extremes : How Like Minds Unite and Divide, Oxford University Press, USA, 2009. ProQuest Ebook Central, http://ebookcentral.proquest.com/lib/brown/detail.action?docID=431309.Created from brown on 2017-08-15 18:08:45.

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