Great Britains Blue-Water Policy, 1689-1815 - Daniel a. Baugh

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    Great Britain's 'Blue-Water' Policy, 1689-1815Author(s): Daniel A. BaughReviewed work(s):Source: The International History Review, Vol. 10, No. 1 (Feb., 1988), pp. 33-58Published by: Taylor & Francis, Ltd.Stable URL: http://www.jstor.org/stable/40107088.

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    Great

    Britain's

    'Blue-Water5

    Policy,

    1689-1815

    DANIEL

    A.

    BAUGH

    almost

    three

    centuries

    (from

    about

    1650

    to

    1920),

    Great

    Britainhad available o

    it

    a

    highly

    distinctive

    ystem

    of

    national

    security.

    The

    general

    attributes

    of this

    system

    are

    widely

    known,

    if

    often

    vaguely,

    but

    the

    integrating

    ogic

    behind

    it

    is not at all

    clearly

    understood.1

    erhaps

    his is

    not

    surprising.

    As the

    system

    evolved

    from

    1650

    onwards,

    there

    were

    disagreements

    sometimes

    profound

    ones

    -

    as to its

    goals,

    instruments,

    nd

    strategies.Surveying

    he

    long

    history

    of debate,it is easy to form the impression hat there was not much

    common

    ground

    and that

    the

    basic

    issues were

    never

    resolved. One

    might go

    further,

    and

    postulate

    that

    they

    were

    impossible

    o

    resolve

    becauseof

    Great

    Britain's

    geopolitical

    ituation.The 'island

    realm',

    as

    Churchill

    iked

    to call

    it,

    could

    not

    afford

    to

    ignore

    political

    conditions

    in

    western

    Europe

    any

    more

    than it could

    ignore

    the

    opportunities

    summed

    up

    by

    Sir Walter

    Ralegh's

    oft-quoted

    maxim,

    'Whosoever

    commands the

    sea

    commands the

    trade;

    whosoever commands

    the

    trade

    of

    the

    world

    commands

    he richesof the

    world,

    and

    consequently

    the world itself.'2

    Ralegh

    wrote these

    words

    near

    the

    beginning

    of

    the

    seventeenth

    century,

    and some of that

    century's

    events,

    most

    notably

    the

    expansion

    of

    oceanic trade and the

    amazing

    rise of

    the Dutch

    Republic,

    seemed

    emphatically

    o

    support

    him.

    On the

    other

    hand,

    the

    influence

    of French

    military

    power

    upon

    western

    Europe

    after

    1670

    suggested

    hat

    his idea

    might

    have serious

    imitations,

    and

    understand-

    ably,

    opposing

    schools of

    thought grew up

    -

    'Maritime' and 'Con-

    tinental'

    which

    had an

    impact

    on

    British

    foreign policy throughout

    1

    I am

    currently

    writing

    a

    book on

    this

    subject.

    In

    the

    limited

    space

    here

    it

    is

    pos-

    sible to

    specify only

    a

    small

    portion

    of

    the

    direct

    evidence for

    my judgements

    and

    and to indicateonly some of the detailedqualifications.

    2

    Quoted by

    R.H.

    Tawney,

    Business and Politics

    under

    James

    I

    (Cambridge,

    1958),

    p. 3-

    The International

    History

    Review, x,

    1,

    February

    1988, pp. 1-172

    cn

    issn

    0707-5332

    The

    International

    History

    Review

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    34

    Daniel

    A.

    Baugh

    the

    eighteenth

    century.

    The

    bold claims issued

    on

    both

    sides

    have

    long

    attracted the attention

    of historians.

    As,

    undeniably,

    these claims

    played

    a role

    in

    shaping

    British

    policy,

    it is

    important

    to

    grasp

    what

    that role amounted

    to. The Maritime

    orientation

    was

    generally popular

    and

    much

    touted

    in the

    House

    of

    Commons. The Continental

    orientation,

    however,

    was

    steadily

    favoured

    by

    the

    Hanoverians,

    at least the

    first two

    Georges,

    and

    they

    were

    able

    to find

    leading politicians

    who shared or were

    willing

    to

    support

    their

    view.

    However,

    these

    politicians

    were

    usually

    unable

    to

    gain

    sufficient

    support

    in Parliament for a

    strongly

    Continentalist

    policy.

    It is all

    very

    well to

    say

    that 'the Crown

    never lost a

    general

    election

    in

    the

    eighteenth

    century',

    but that

    fact,

    if

    it

    is a

    fact,

    did not translate

    into

    full

    support

    for the

    king's

    favourite line of

    policy.

    The role of the

    two schools

    should

    therefore be seen as

    setting

    limits

    on what kinds of

    diplomatic

    and

    strategic

    plans

    would

    be allowable.

    In

    the

    course of the

    century

    the

    plans

    leaned

    one

    way

    or the other

    according

    to

    circumstances of domes-

    tic

    politics,

    to

    diplomatic conjunctures,

    and to

    strategic opportunities.

    On

    balance,

    the decisions

    tended

    against

    military

    commitment

    on

    the

    Continent.

    In

    the form

    of

    constitutional

    monarchy

    that

    developed

    in

    England

    after

    1650,

    the

    means of

    warfare

    were

    only

    obtainable

    through parlia-

    mentary

    vote;

    therefore,

    the contours

    of British

    national

    security

    were

    bound to

    be

    shaped

    by

    necessity,

    convenience,

    and

    compromise.

    In

    other

    words,

    the

    historicity

    and the main

    outlines

    of the British

    system

    of

    national

    security

    between

    1689

    and

    181

    5

    are best

    ascertained

    by

    keeping

    one's

    eye

    on the decisive

    policy

    arguments

    and the

    actual

    com-

    mitments

    (and non-commitments)

    of

    funds

    and

    force.

    A

    system

    that

    is

    not

    easily

    identified

    and

    delineated

    is,

    by

    the same

    token, not easily labelled. Of the great naval historians who wrote at

    the turn of the

    century,

    Sir

    Julian

    Corbett came

    closest to

    producing

    a

    comprehensive

    analysis.

    In

    Some

    Principles of

    Maritime

    Strategy

    ( 191

    1

    )

    ,

    a work whose

    analytical

    framework was

    deeply

    influenced

    by

    Clausewitz's

    writings,

    Corbett

    argued

    that

    the

    important

    distinction

    that

    (eventually)

    Clausewitz discerned

    between

    wars for 'a

    "Limited"

    object

    and those whose

    object

    was

    "Unlimited"

    '

    had laid

    open

    'what

    are the

    radical and essential

    differences

    between

    the German

    or Con-

    tinental

    School of

    Strategy

    and

    the

    British or Maritime

    School

    -

    that

    is,

    our own

    traditional School'.

    Corbett,

    entirely

    in

    agreement

    with

    Clausewitz that strategy must grow out of policy, left no doubt as to

    his

    opinion

    that

    the

    'British or

    Maritime

    School'

    had

    dominated

    British

    policy

    in

    the

    past

    and had been

    patterned

    upon

    the

    plan

    of

    'Limited

    war'. It

    was a

    plan

    whose

    advantages

    were

    consistently

    available

    to

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    'Blue-Water'

    Policy

    35

    Great

    Britain,

    thanks to

    her

    insular

    situation,

    but

    not

    to

    Continental

    powers.

    Aside from

    occasional

    references

    o the 'Britishor

    Maritime

    School',

    the term 'Limitedwar' was as

    close as he

    came to

    giving

    the

    time-honoured

    British

    ystem

    a

    name,

    and he was not

    at

    all

    happy

    with

    it.3

    Its

    inadequacy

    s

    obvious,

    f

    only

    because t

    conveys

    so

    little.

    Within five

    years

    of the

    publication

    of

    Some

    Principlesof

    Maritime

    Strategy,

    GreatBritain

    was

    fighting

    an

    unlimitedwax on

    the continent

    of

    Europe.4

    The

    reaction

    of the

    Britishnation

    to

    the First World War

    did

    not reach

    full

    flood

    until

    about a

    decade after

    it

    had

    ended,

    and

    in

    the

    sphere

    of

    strategic

    tudiesthe most remarkable

    esponse

    was

    surely

    that

    of

    the famous

    militaryjournalist,

    analyst,

    commentator,

    and

    his-

    torian,

    Sir

    Basil

    Liddell

    Hart.

    In

    a lecturetitled

    'EconomicPressureor

    Continental

    Victories'offered to

    a

    meeting

    of the

    Royal

    United Ser-

    vice

    Institution

    n

    1931,

    Liddell Hart

    concludeda

    rapid

    historical ur-

    vey

    by

    asking

    which

    line of

    strategy

    was

    heresy

    the

    one

    pursuing

    Con-

    tinentalvictories

    espoused

    by

    Great

    Britain

    n

    the First

    World

    War,

    or

    the one

    'proved

    by

    three

    centuries'

    experience

    of

    warfare'

    from

    which

    she

    should never have

    departed?

    The latter had been denounced

    as

    heresyby

    the

    'rulingmilitary

    eaders

    n

    1914-18'.

    'Yet

    in

    the

    light

    of

    Britain's

    history,'

    he

    asked,

    'who were the real

    heretics,

    he violators

    of

    tradition?

    Has

    any

    other

    theory

    than

    the one we have here traced

    the

    historic

    itle

    to

    be

    called "British

    Strategy"?'

    n

    1931

    that

    was the

    only

    phrase

    he could

    think of: 'historic .. "British

    Strategy"

    . But

    a

    year

    later

    when

    he revised he

    lecture

    and

    assigned

    t

    the lead-off

    position

    n

    a

    collection

    of

    his

    essays,

    he came

    up

    with 'The British

    Way

    in

    War-

    fare',

    which

    he made the title of the

    book.5

    t is safe

    to

    say

    that Liddell

    Hart,

    though

    he remains best known

    for

    his

    work in

    the

    1920s

    on

    mobile

    infantry

    actics and

    the

    strategy

    of 'indirect

    approach',

    devoted

    3

    Julian

    S.

    Corbett,

    Some

    Principles

    of

    Maritime

    Strategy

    (London, 191

    1

    ,

    Part

    I,

    Theory

    of

    War*,

    esp. p.

    38;

    also

    52-63,

    73.

    On

    p.

    81

    he

    comments:

    *The

    expres-

    sion

    "Limitedwar" is

    no doubt

    not

    entirely happy.

    Yet no other has

    been found

    to

    condense

    the

    ideas

    of limited

    object

    and

    limited

    interest,

    which are its

    special

    characteristics.'

    One of

    his

    fears

    was

    that

    it

    might

    be

    construed

    as

    implying

    that

    battles should

    be

    regarded

    as

    unnecessary,

    and he did not

    mean that at

    all

    (pp.

    81-2).

    4

    For

    a brief sketch of Corbett's reaction

    to

    this

    fact,

    see

    Donald

    M.

    Schurman,

    Julian

    S.

    Corbett,

    1854-1922

    (London,

    1981), p.

    172.

    Readers

    should

    take

    spe-

    cial note of Schurman's

    tatement in the Preface that

    for

    particular

    reasons

    his

    biography *shamefully> eglects

    Some

    Principles of

    Maritime

    Strategy,

    a book

    whose

    strengths

    can

    only

    be

    appreciated,

    he

    says, by

    reading

    it *first hand'

    (p. viii).

    5

    B.H. Liddell

    Hart,

    The British

    Way

    in

    Warfare

    (London,

    1932),

    quotations

    on

    p. 37.

    In

    the book he titled the

    essay

    The

    Historic

    Strategy

    of Britain'.

    The

    original

    'Economic

    Pressures

    r

    ContinentalVictories'

    was

    published

    n the

    Royal

    United ServicesInstitution

    Journal,

    xxxvi

    (

    1

    93

    1

    .

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    36

    Daniel

    A.

    Baugh

    much of the

    later

    part

    of

    his

    career

    to

    proselytizing

    for doctrines derived

    from

    his

    concept

    of

    'The

    British

    Way

    in

    Warfare'.6

    For

    reasons

    that

    have

    mostly

    to

    do

    with the nature of the Second

    World

    War and its

    aftermath,

    the

    concept

    as an historical

    tool has

    suffered an

    eclipse, along

    with Liddell Hart's

    reputation.

    One

    reason,

    perhaps,

    is the name

    itself;

    although

    'The British

    Way

    in

    Warfare'

    has

    a nice

    literary ring,

    it is

    obviously

    a

    mouthful,

    and

    for

    purposes

    of either

    broad

    strategic

    application

    or

    analysis,

    sounds too historical and

    is too

    particularist.

    Besides,

    the

    essentially

    non-Continentalist

    character

    of the

    system

    ought

    to be

    stressed; therefore,

    a

    preferable

    name,

    herewith

    pro-

    posed,

    would be

    'blue-water'

    policy.7

    Specialists

    have not

    forgotten

    Liddell

    Hart's formulation.

    Michael

    Howard

    brought

    it forward for examination

    in

    his

    Ford

    Lectures,

    pub-

    lished

    in

    1972

    as The Continental

    Commitment,

    and

    again

    in

    his Neale

    Lecture

    of

    1974,

    'The British

    Way

    in

    Warfare:

    A

    Reappraisal'.8

    In

    both

    instances the examination was critical.

    A

    passage

    from the

    latter

    sets the

    tone

    :

    But it

    would be

    doing

    Liddell Hart an

    injustice,

    both

    as

    a

    historian

    and

    a

    controversialist,to suggest that this analysis of British strategy was any-

    thing

    more than a

    piece

    of

    brilliant

    political pamphleteering,

    sharply

    argued,

    selectively

    illustrated,

    and

    concerned

    rather to

    influence

    British

    public opinion

    and

    government policy

    than

    to illuminate

    the

    complexities

    of the

    past

    in

    any

    seriousor

    scholarly

    way.9

    Howard went on to

    suggest

    that

    Liddell

    Hart had

    seriously

    misinter-

    preted

    the

    true

    balance of traditional

    British

    strategy

    by failing

    to

    give

    appropriate weight

    to

    Great Britain's

    long

    history

    of

    military

    and

    diplo-

    matic

    involvement on the

    Continent.

    Nor,

    in

    this

    regard,

    does

    Liddell

    6

    I

    am

    including

    his

    anti-Clausewitzian

    writings

    as

    part

    of

    this

    intellectual

    mission.

    He

    remained

    passionate

    on the

    subject

    of

    Clausewitz;

    see

    especially

    The Ghost

    of

    Napoleon (London,

    1934)

    and

    the

    lecture

    he offered at

    the

    Naval

    War

    College

    in

    1962, printed

    in

    War,

    Strategy,

    and

    Maritime

    Power,

    ed.

    B. Mitchell

    Simpson

    III

    (New Brunswick,

    N.J., 1977), pp. 31-48.

    7

    Although my

    formulation differs in one or

    two

    important

    aspects

    from Liddell

    Hart's,

    that

    alone would not have induced

    me

    to

    find

    another label.

    No historical

    label can avoid

    being

    misleading

    in one

    way

    or

    another,

    and the one I

    have

    chosen,

    while it

    has the

    merit

    of

    announcing

    more

    plainly

    to a

    non-specialist

    readership

    what it is

    really about,

    has the demerit of

    becoming

    confused

    with

    the

    concept

    of a

    purely

    maritime

    strategy.

    It will become

    evident that

    by

    'blue-

    water

    policy'

    I

    do not mean

    'purely

    maritime

    strategy'.

    8 Michael

    Howard,

    The Continental Commitment

    (London,

    1972);

    The British

    Way

    in

    Warfare:

    A

    Reappraisal

    (London, 1975);

    this lecture

    is

    reprinted

    in

    The

    Causes

    of

    Wars,

    ed. Michael

    Howard

    (2nd

    ed.,

    Cambridge,

    Mass., 1984),

    pp.

    169-87.

    9

    Ibid.,

    p.

    172.

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    'Blue-Water'

    Policy

    37

    Hart's

    biographer,

    Brian

    Bond,

    come to his

    subject's

    rescue. Far from

    it;

    he

    is

    highly

    critical.10

    he

    important

    point

    is not that both men have

    expressed

    doubts about the

    scholarly

    depth

    and

    grounding

    of Liddell

    Hart's

    history,

    for those doubts

    are

    well

    warranted,

    but

    that

    they

    are

    inherently

    unsympathetic

    o

    his

    views on

    policy

    and

    grand

    strategy.

    Indeed,

    Howard

    has disinterred

    The

    British

    Way

    in

    Warfare'

    n

    order

    to

    display

    ts fundamental

    rrors.

    An

    interesting

    nd commendable

    eature

    of Howard's

    critique

    s

    that,

    notwithstanding

    he

    title,

    it

    grapples

    more

    intensively

    with Corbett's

    Some

    Principlesof

    Maritime

    Strategy

    han withLiddellHart'swritings.

    According

    o

    Howard,

    Corbett's

    analysis

    s 'more

    subtle',

    and

    Corbett

    is to be considered at least

    as

    much

    a critic

    of the maritime chool as

    he

    was

    a

    spokesman

    or

    it',

    becausehe

    saw

    'that

    "maritime

    trategy"

    was

    not an alternative o "Continental

    trategy"

    but

    an

    extension

    of

    it'.11

    Readers

    of Corbett'sbook

    may

    judge

    for themselves

    he

    sense

    n which

    these

    interpretations

    re accurate.

    The

    parts

    of

    Howard's

    critique

    that

    pertain

    o the

    eighteenth-century

    ituationare

    taken

    up

    in

    what

    follows.

    *

    *

    *

    Blue-water

    policy

    rose

    to

    a

    position

    of

    primacy

    n

    England

    in the wake

    of

    the

    English

    Civil War.

    This

    occurrence

    was

    signalled

    by

    the

    Rump

    Parliament's

    enactment

    of

    the

    Navigation

    Ordinances

    of

    1650

    and

    1

    65

    1

    and

    the

    outbreak

    of the

    First Dutch War

    in

    1652.

    Its motto

    may

    be

    found

    in

    the

    Preamble

    o

    Articles

    of War

    issued

    n

    that

    year:

    'It is

    upon

    the

    navy

    under

    the

    Providence

    of God

    that

    the

    safety,

    honour,

    and welfare

    of

    this realm

    do

    chiefly

    attend.'12

    Many

    people

    think that

    English

    defence

    policyacquired

    ts maritime

    accent at

    some earlier

    date,

    particularly

    t the time of the

    Elizabethan

    war

    against Spain,

    when the

    Hawkinses ndSir FrancisDrakepressed or it. In fact, one greatevent

    (the

    Armada

    campaign)

    and

    excessive

    enthusiasm

    n the

    part

    of

    some

    naval historianshave combined to

    distort the

    historical

    picture.

    Al-

    though

    no

    Elizabethan

    denied the

    importance

    of

    the

    floating

    'Wooden

    Walls',

    he

    queen

    and

    her

    leading

    adviser,

    Lord

    Burghley,

    eliedon

    three

    lines of

    defence:

    first,

    expeditionary

    fforts

    o

    preventSpanish-Catholic

    League

    forces

    rom

    controlling

    he

    opposite

    shoresof the

    English

    Chan-

    nel;

    second,

    the

    navy;

    and

    third,

    military

    forces for

    coast

    defence.13

    10

    Brian

    Bond,

    Liddell Hart: A

    Study of

    his

    Military

    Thought

    (London,

    1977).

    He

    characterizes

    Howard's

    reappraisal

    as

    'a restrained criticism of

    Liddell Hart's

    historical

    arguments' (p. 70).

    11

    Howard,

    'Reappraisal', pp.

    1

    73-4.

    12

    Frequently

    repeated

    in various

    preambles

    concerning

    maritime

    policy

    thereafter,

    with

    'strength'

    substituted for 'honour'.

    18

    The

    sketch

    given

    in

    J.G.

    Black,

    The

    Reign of

    Elizabeth,

    1558-1603

    (Oxford,

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    38

    Daniel

    A.

    Baugh

    They

    committed

    England's

    resources

    heavily

    to all

    three,

    and had

    sound

    reasons

    strategic, echnological,

    and commercial

    for

    doing

    so.

    Under the

    Early

    Stuarts,

    however,

    England's

    military

    and naval

    forces

    were

    feeble,

    and her

    inviolabilitydepended

    chiefly

    upon

    the unsettled

    situation

    of

    monarchical

    and

    imperial

    politics

    n

    Europe:

    there

    was

    no

    defence

    policy

    deserving

    of the

    term.

    The duke

    of

    Buckingham's

    on-

    duct of

    war and

    diplomacy

    n

    the

    1620s

    may

    be

    fairly

    describedas a

    sequence

    of

    catastrophes,

    nd

    England

    was fortunate hat

    the Bourbons

    and

    Habsburgs

    had more

    important

    hings

    to

    do

    elsewhere.14

    Nevertheless,t was

    during

    the first half of the seventeenthcentury

    that

    two

    indispensable

    onditionsfor a

    viable blue-water

    policy

    were

    achieved.

    First,

    English

    commercemoved

    away

    from its

    overwhelming

    dependence

    on

    the marketsof north-western

    Europe: plantation

    prod-

    ucts

    from

    Virginia

    and the

    Caribbean

    played

    a small

    role;

    East India

    Company

    rade

    a

    greater;

    and Mediterranean nd

    Iberiantrade

    by

    far

    the

    greatest.

    (The

    tremendous

    rowth

    of

    English

    rade

    and

    shipping

    n

    the

    Mediterranean

    during

    the seventeenth

    century

    may

    be

    classed

    as

    one of

    those

    important

    facts that

    scarcely

    anyone,

    other than a few

    specialists,

    eems

    to

    know.

    Second,

    the

    Parliamentary avy during

    the

    Civil War

    -

    a

    fleet of

    all-weather,

    manoeuvrable,medium-sized,

    men-

    of-war

    proved remarkably

    ffective

    in

    enforcing

    solation,

    that

    is,

    in

    preventing

    outside

    military

    aid from

    reaching

    the

    royalists.

    Thus the

    1

    640s

    witnessed

    a

    prolonged

    test

    of the 'Wooden Walls'.

    As

    already

    noted,

    the

    government

    of

    Elizabeth

    had

    regarded

    he fleet

    as

    a second

    line of

    defence

    among

    three,

    but after the

    1640s

    the

    idea

    that the

    navy

    might

    functionas the

    'first

    ine

    of

    defence'

    no

    longer

    seemed

    dangerous

    and

    unrealistic.

    Though

    this

    phrase

    did not come

    into use until

    later,

    936), PP- 354-5 has not been substantiallymodifiedby more recent research.

    For

    a

    thorough

    study

    of the

    accent then

    placed upon controlling

    the

    opposite

    shores,

    see

    R.B.

    Wernham,

    After

    the

    Armada:

    Elizabethan

    England

    and the

    Struggle

    for

    Western

    Europe 1585-1505

    (Oxford, 1984).

    14

    This

    paragraph

    and the next

    constitute an

    extreme

    distillation

    of

    points

    addressed

    in

    a

    paper

    that I

    presented

    in

    April 1983

    to

    the

    Shelby

    Cullom

    Davis

    Center,

    Princeton

    University,

    Towards a "Blue-Water"Defense

    Policy

    in

    Seventeenth-

    Century England'.

    There are two

    highly

    useful

    published surveys:

    G.M.D.

    Howat,

    Stuart and

    Cromwellian

    Foreign Policy (London,

    1974),

    and

    J.R. Jones,

    Britain

    and

    Europe

    in the

    Seventeenth

    Century

    (New

    York, 1966).

    Recent

    studies

    of note

    are:

    Hans-Christoph

    Junge,

    Flottenpolitik

    und

    Revolution:

    Die

    Entstehung

    der

    englischen

    Seemacht wa.hrnd der

    Herrschaft

    Cromwells

    (Stutt-

    gart, 1980); Roger

    Crabtree,

    The Idea of a Protestant

    Foreign Policy',

    in

    Cromwell:A

    Profile,

    ed. Ivan Roots

    (New

    York,

    1973)

    ;

    CharlesP.

    Korr,

    Crom-

    well

    and the

    New Model

    Foreign

    Policy

    (Berkeley

    and Los

    Angeles, 1975)

    ;

    J.L.

    Price,

    'Restoration

    England

    and

    Europe',

    n

    The Restored

    Monarchy,

    1660-1688,

    ed.

    J.R. Jones (Totowa,

    N.J., 1979)

    ;

    Phyllis

    Lachs,

    *Advise nd

    Consent: Parlia-

    ment and

    Foreign

    Policy

    Under the Later

    Stuarts',

    Albion,

    vii

    (1975).

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    'Blue-Water'

    Policy

    39

    English

    naval

    superiority

    was

    from the middle of

    the seventeenth cen-

    tury

    considered

    the sine

    qua

    nan of defence

    of

    the realm.

    The Restoration

    of 1660 not

    only

    left

    blue-water

    policy

    in

    place

    but

    contributed to

    its

    enhancement.

    The

    Navigation

    Ordinances became

    the

    Navigation

    Acts and

    were

    improved

    and

    tightened. Royal

    policy

    continued

    to

    regard

    the

    Dutch

    Republic

    as a

    prime

    adversary,

    which

    made

    adherence

    to

    a

    blue-water

    emphasis

    logical

    because,

    of

    course,

    Dutch

    power

    was

    chiefly

    maritime and

    could be

    most

    conveniently

    addressed

    by

    naval means.

    But to be of

    any long-term significance,

    blue-water

    policy

    had to be

    answerable

    to

    threats mounted

    by

    a

    power

    great

    upon

    land as well as

    upon

    sea.

    France attained

    such a

    position

    by

    the

    1670s,

    and

    for two

    centuries

    thereafter

    France

    was

    generally

    regarded

    as the source

    of

    greatest

    danger

    to

    England.

    It is

    pertinent

    that the

    English people,

    as

    represented

    in

    the

    House

    of

    Commons,

    came to this

    conclusion before

    their

    kings

    did;

    suddenly,

    in

    the

    year 1673,

    the

    Commons refused

    to

    vote

    the

    necessary

    revenues

    to

    continue the

    Third

    Dutch

    War,

    in

    which

    England

    and France

    were allies.

    This sudden alteration

    of

    opinion

    took

    place against

    a

    background

    of

    dismaying

    events

    -

    the

    disclosure of

    the

    duke of

    York's Catholicism and

    the

    outrageous

    inaction of the French

    fleet

    in

    the battle off

    the Texel

    -

    but there

    were

    deeper

    reasons.

    First,

    Louis

    XIV,

    under

    Jean

    Baptiste

    Colbert's

    guidance,

    had

    by

    the

    early

    1

    670s

    built

    a

    powerful navy.

    Second,

    he

    was

    attempting

    during

    that

    same decade

    to crush

    the Dutch

    Republic

    by

    force of

    arms,

    and French

    domination

    of

    the

    Low

    Countries

    could never be

    in

    England's

    interest.

    Third,

    Louis

    XIV's

    escalating persecution

    of the

    Huguenots

    con-

    tributed an

    element of

    moral

    outrage,

    and

    the

    English

    court's secret

    dealings

    with him

    amplified religious

    and constitutional

    fears.

    Thus,

    political concerns became entwined with and served to reinforce geo-

    political

    ones.

    Although

    the

    House

    of

    Commons

    asked Charles

    II to

    commence

    hostilities with

    France

    in

    1677-8

    and to

    form

    alliances

    suit-

    able to

    the

    purpose, nothing

    much

    came

    of

    it.

    The

    king's

    heart was not

    in

    it,

    and he

    suspected, rightly,

    that

    the Commons

    would fail to vote

    him

    anything

    near

    the level of resources such a war would

    require.

    (The

    excitement did

    generate,

    however,

    a

    huge

    appropriation

    for

    build-

    ing thirty

    new

    ships

    of

    the line.

    )

    A

    serious

    confrontation did not occur

    until the

    Glorious

    Revolution of

    1688-9

    brought

    William of

    Orange

    and

    his

    English

    wife

    Mary

    to

    the

    throne of

    England.

    William,

    as Dutch

    Stadtholder, had spent his young manhood struggling in the field against

    French armies

    bent on

    destroying

    the

    independence

    of

    the Dutch Re-

    public,

    and his

    installation

    on

    the

    English

    throne led to

    immediate

    hostilities between

    England

    and France.

    Along

    with this

    new

    era

    in

    the

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    40

    Daniel

    A.

    Baugh

    history

    of the

    English

    constitution here came

    a new era

    in the

    history

    of

    English

    warfareand

    warmakingpower.

    Before

    examining

    he

    period

    between

    1689

    and

    18

    15,

    it

    is

    vital that

    we set forth

    the essential

    eaturesof blue-water

    policy

    as

    they

    stood

    at

    the

    outset.

    First,

    to reiteratea

    point

    that

    is too

    easily

    forgotten,

    ts basic

    rationale,

    both

    at the time it

    originated

    and

    thereafter,

    was

    pitched

    upon

    defence of

    the realm

    against foreign

    invasion;

    the central

    point,

    to

    which

    all other

    objectives

    and

    considerations ere

    subsidiary,

    was naval

    command of

    the

    English

    Channel and

    North Sea.

    European

    waters

    came first.Second,blue-water

    policy

    rested

    upon

    a

    particular

    system

    for

    sustaining

    he

    expense

    of

    the

    prodigious

    naval

    force it

    required.

    The

    keys

    here

    were trade

    and

    shipping.

    Trade

    supplied

    the

    liquid

    funds,

    taxable

    and

    lendable,

    as well

    as a source

    of

    government

    evenue

    n

    the

    form

    of customs

    duties,

    and the

    shipping

    ndustry

    provided

    our

    things:

    profits

    o

    be

    taxed or

    lent,

    auxiliary

    vessels

    n

    time

    of

    war,

    shipbuilding

    skills

    and

    facilities,

    and

    above all trained eamen.

    The

    indispensable

    ole

    of

    the

    Navigation

    Act

    to

    blue-water

    policy

    is thus evident.

    Colonies,

    t

    should

    be

    noted,

    were seen as useful

    n

    seventeenth-century

    alculations

    only

    insofar

    as

    they

    contributed

    o the

    enhancement

    or

    protection

    of

    trade.

    Obviously,

    blue-water

    policy

    entaileda

    concept

    of cost-effective-

    ness,

    for

    it

    was

    designed

    to minimize internal

    impositions

    and taxes

    (therein

    lay

    its

    appeal

    to

    the

    country gentry,

    however

    distasteful

    t

    might

    seem

    to them

    on

    ideological

    or

    social

    grounds)

    and

    it

    promised

    to

    minimizethe

    need

    for

    military

    recruitmentand a

    standing

    army.

    A

    land

    force

    was

    admittedly

    required

    to

    capture

    and

    garrison

    colonial

    possessions

    and

    overseas

    bases,

    to

    keep

    a

    steady eye

    on

    Ireland

    and

    Scotland,

    and

    to be

    ready

    on

    occasion

    to

    deal

    with invasion

    threats

    (in

    a

    manner

    we

    shall

    examine

    later).

    Such a

    policy

    implied

    that

    the Englishpopulationwould be largely destitute of military train-

    ing

    or

    experience

    and the

    English

    aristocracy

    would

    be

    no

    longer

    at-

    tuned

    to

    calls of

    military

    virtue.But

    in

    England

    these

    things

    had

    pretty

    well

    gone by

    the board

    during

    the sixteenth

    century,

    never

    to

    make a

    lasting

    recovery:15

    s

    Stephen

    Baxter

    has

    remarked,

    since the late

    Middle

    Ages,

    'the

    English

    had

    become,

    as

    they

    remained,

    one

    of the

    most

    stubbornly

    civilian

    societies

    on

    the face

    of the earth'.16

    The

    splendidly

    effectiveNew

    Model

    Army

    seems to

    have made

    little

    moral

    or

    cultural

    mpression

    on

    the

    nation, unless,

    perhaps,

    a

    negative

    one,

    15 See the

    interesting

    article

    by

    Jeremy

    Goring,

    'Social

    Change

    and

    Military

    Decline

    in

    Mid-Tudor

    England',

    History,

    lx

    (1975), 185-97.

    The

    recovery

    of

    military

    skills in the

    1580s (p. 197)

    lasted

    only

    to

    the end

    of

    Queen

    Elizabeth

    I's

    reign.

    16

    Stephen

    B.

    Baxter,

    WilliamIII and the

    Defense

    of

    European

    Liberty 1650-1702

    (New

    York, 1966), p. 249.

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    'Blue-Water'

    Policy

    41

    and

    James

    Harrington's

    eo-machiavellian

    roposal

    n

    Oceana

    (

    1656)

    proved

    o

    be a non-starter.

    n

    sum,

    blue-water

    policy,

    aside from reduc-

    ing

    military

    necessities,

    was

    cost-effective,

    practical,

    and

    mundane;

    it

    installeda

    calculating

    commercialism

    t

    the

    heart of

    the

    most

    impor-

    tant task

    of

    government.

    Although

    some of its

    earlier

    militantly

    Prot-

    estant

    proposers

    ad entertaineddreams

    of

    a

    Protestant

    League

    on

    the

    Continent,

    his

    aspectgave

    way

    to blue-water

    practicalities

    n the

    1650s,

    if not before.

    Truly,

    a revolution

    n

    English

    defence

    policy

    had

    been

    accomplished.

    The

    English

    grand

    strategy,

    n line with these

    principles,

    was essen-

    tially

    defensive

    n

    Europe

    (and

    European

    waters)

    and

    aggressive

    ver-

    seas. Overseas

    aggressiveness

    as aimed at

    enlarging

    he maritimeand

    commercial

    base of

    England's

    naval

    power

    while at the same time

    reducing

    that of actual

    or

    potential

    enemies.

    Success

    n

    war could be

    achieved

    only

    by

    economic

    pressure.

    Against

    an

    adversary

    ike Holland

    whose

    power

    base was

    maritime,

    thus

    highly

    vulnerable

    o

    blue-water

    strategy,

    successcame

    quickly

    n

    most

    instances;

    against

    an

    adversary

    like

    France,

    a

    successfulwar was bound

    to

    be a

    long

    one,

    regardless

    f

    what

    some blue-waterenthusiasts

    iked to think.

    In our

    analysis

    of the

    period

    rom

    1689

    to

    18

    15,

    we shall take note

    of

    the

    ways

    in

    which blue-

    water

    policy

    had to be

    adapted

    to confrontationwith

    a

    major

    land

    power.

    *

    # *

    The

    important

    historical est

    of blue-water

    defence

    policy

    would

    lie

    in

    its

    capacity

    to meet

    the

    challenge

    of

    a

    great

    land

    power,

    and

    after the

    1

    670s

    Francewas

    usually

    he

    greatest

    and

    power

    n

    Europe.

    There was

    a

    time

    (

    from about

    1716101733)

    when GreatBritain

    and Franceoften

    co-operated,which is well to remember,becausenothingillustrateshe

    'kaleidoscopic

    ature

    of

    Europeanpolitics'

    more

    emphatically.17

    till,

    if

    17

    Jeremy

    Black,

    British

    Foreign

    Policy

    in the

    Age of

    Walpole

    (Edinburgh,

    1985),

    p. 5.

    This

    is

    now

    the best

    general

    study

    of

    the

    period.

    See

    also

    Black's Natural

    and

    Necessary

    Enemies:

    Anglo-French

    Relations in the

    Eighteenth

    Century

    (Athens, Ga., 1986)

    and his 'The British

    Navy

    and British

    Foreign

    Policy

    in the

    First Half of

    the

    Eighteenth

    Century',

    n

    Essays

    in

    European History

    in

    Honour

    of Ragnhild Hatton,

    ed. Karl Schweizer and

    Jeremy

    Black

    (Lennoxville,

    Que.,

    1985).

    There are two

    important

    recent

    surveys

    of

    British external

    policy:

    J.R.

    Jones,

    Britain

    and the

    World

    1649-1815

    (Glasgow,

    1980),

    and Paul

    Langford,

    The

    Eighteenth

    Century

    1688-18

    15

    (London, 1976).

    For

    a

    recent

    bibliographical

    guide

    to

    European

    oreign policy

    see Derek

    McKay

    and H.M.

    Scott,

    The Rise

    of

    the GreatPowers

    1648-1815

    (Harlow,

    1983).

    Among other things, it gives the

    locations

    of

    important

    articles

    by

    G.G.

    Gibbs. Recent work

    on British

    policy

    is

    very

    thoroughly

    covered

    in

    a

    bibliographical

    essay

    by Jeremy

    Black,

    'British

    Foreign Policy

    in

    the

    Eighteenth Century:

    A

    Survey',

    Journal

    of

    British

    Studies

    xxvi

    (1987).

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    42

    Daniel

    A.

    Baugh

    therewas some

    truth

    n

    the

    general

    dea

    that

    Austriawas

    GreatBritain's

    'natural

    ally',

    there

    was far

    more truth

    in

    the idea

    that

    France

    was

    Great

    Britain's

    natural

    enemy'.

    This second

    truth

    rested not

    only

    on

    France's

    potential

    o dominate

    affairson the

    Continent,

    but

    also

    on

    the

    strategic possibilities

    nherent

    in

    France's

    geographicalposition:

    like

    the

    Netherlands,

    France

    was

    conveniently

    ituated

    to

    launch invasions

    of

    GreatBritain

    and Irelandas well as

    to

    maintain

    sea

    communications

    with transoceanic heatres

    of war.

    It was the

    triple

    combination

    of

    France's

    military

    power

    in

    Europe,

    possession

    f

    much of the

    opposite

    shoreof the Channel,anddifficult-to-interdictceanic access hat made

    her

    Great

    Britain's

    natural

    enemy'.

    To discover

    how

    blue-water

    policy

    adjusted

    o these

    challenges,

    t is

    neither

    necessary

    nor advisable o

    go through

    the whole

    period

    1689-

    18

    1

    5,

    war

    by

    war. With the

    exception

    of two or three

    major changes

    in

    circumstances nd

    orientation,

    he situation remainedstatic

    during

    the

    century

    and a

    quarter,

    and

    will

    be

    analysed

    here

    under two broad

    headings:

    objects

    and

    grand strategy.

    In

    the

    eighteenthcentury

    t

    was common o

    speak

    of 'British

    bjects'

    that Great Britain

    ought always

    to

    fight

    for 'British

    objects'

    was a

    familiarrefrain

    n

    the House of

    Commonsand

    the

    press.

    The

    popular

    mind

    fondly

    posed

    the issue

    in

    terms of British

    objects

    versus Con-

    tinental

    objects,

    magining

    that all

    Continental

    dealings

    were necessi-

    tated

    by

    the narrow

    and

    foreign,

    probably

    Hanoverian,

    concernsof

    the

    Georgian

    monarchs.But the

    real

    issue was whether

    the

    objects,

    where-

    ever

    pursued,

    would serve to

    enhance British

    prosperity

    and

    national

    security.

    Politicians

    and statesmenof

    course do not deal

    just

    in

    coolly

    calcu-

    lated

    assessments

    f

    this

    kind:

    they

    also deal

    in

    special

    interestsand

    morallysuffusedpassions. t is thereforenecessary o acknowledge he

    existence,

    ndeed the

    seemingprevalence,

    of

    these influences.

    Naturally,

    the

    widespreadpopular

    opinion

    that

    the

    only

    genuinely

    British

    objects'

    were

    commercial,

    colonial,

    and

    oceanic

    -

    never

    European

    served

    the interestsof

    those

    who

    hoped

    to

    profit

    from the

    lottery

    of

    privateer-

    ing,

    and more

    importantly,

    hose

    who

    pursued

    ar-flungprofits

    behind

    a

    publicly

    inanced

    naval and

    military

    shield.

    This should

    not

    make us

    forget

    that

    many

    people

    were

    caught up

    in

    a bona

    fide infatuationwith

    the

    possibilities

    f

    maritime-commercial

    xpansion,

    which

    during

    the

    second half of

    the

    eighteenth

    century

    ed to some dubious

    pre-emptive

    flourishes nd acquisitionsn distant locales.18Althoughthe objectsin

    18

    See

    my

    Clark

    Library

    lecture of

    1983, 'Seapower

    and Science:

    Perspectives

    on

    the

    Motives of

    Pacific

    Exploration

    in

    the

    Eighteenth Century',

    to be

    published

    in

    a volume edited

    by

    Derek

    Howse

    (forthcoming).

    The

    impulse

    towards

    far-flung

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    'Blue-Water'

    Policy

    43

    view were

    indisputably

    British',

    he

    bearing

    of

    many

    of

    them on

    na-

    tional

    security

    was

    often remote and

    speculative.

    There

    was a

    high

    incidence

    of

    political opportunism

    transoceanic

    objects

    were

    popular,

    and

    opposition

    politicians

    often

    played upon

    them;

    to borrow

    an

    image

    from

    George

    Kennan,

    striking

    attitudesbefore the mirrorof domestic

    political

    opinion'.19

    ndisputably,

    he

    spokesmen

    for

    maritime,

    com-

    mercial,

    and

    colonial

    objects

    were

    often

    self-serving,passionately

    de-

    luded,

    or

    both,

    but

    given

    the

    unarguablepremise

    that naval

    strength

    depended

    heavily

    upon

    commercialreturns and

    shipping,

    there

    was

    senseaswell assillinessn their

    arguments.

    Opposition

    follies

    are

    loud

    and

    strident;

    government

    follies are

    usually quiet,

    indeed often hushed

    up,

    or at least

    soberly

    exhibited.

    Prior

    to

    the

    accessionof

    George

    III in

    1760,

    the

    government

    view was

    heavily

    nfluenced

    by

    the

    personalpredilections

    f William

    III,

    George

    I,

    and

    George

    II. Bornand

    brought

    up

    in

    Europe,

    still

    formallyrespon-

    sible

    for the

    safety

    of their native

    realms,

    and

    deeply

    attachedto

    things

    military,

    heir

    perspective

    was

    indelibly

    European.

    There was

    as

    much

    scope

    for

    politicians

    to

    exploit

    a

    Continentalist

    tance at

    court

    as

    a

    Maritimeone

    in

    the

    public

    forums.Yet

    it was seldom a

    matter of

    pure

    opportunism.

    There

    was a

    Whig

    ideal,

    first

    implanted

    when

    William

    III stood at the head

    of

    the Grand

    Alliance,

    that not

    only

    spoke

    of the

    necessity

    of

    preserving

    he 'balance

    of

    power'

    but

    also

    expressed

    a

    fer-

    vent moral

    concern or

    the

    'liberty

    of

    Europe'.

    It

    may

    not be too

    much

    to

    say

    that

    these

    sentimentsamounted

    to

    a secular

    resurrection

    f the

    old

    passion

    or a

    Protestant

    League.They

    were

    genuineenough.Among

    Whigs

    in

    opposition

    n

    the

    1730^

    here were

    Continentalist

    s well as

    Maritime votaries.20

    Whig

    Continentalism

    may

    well have

    found its

    finest

    expression,

    however,

    after

    1760,

    when Edmund Burke

    in the

    early1770s'denouncedLordNorth[theprimeminister] orsayingthat

    maritime

    expansion

    at the

    end

    of

    the

    century

    is covered in

    David

    Mackay,

    In

    the Wake

    of

    Cook:

    Exploration,

    Science

    and

    Empire ij8o~i8oi

    (New

    York,

    1985).

    19

    George

    F.

    Kennan,

    Memoirs,

    1

    925-1

    950

    (Boston, 1967),

    p.

    54.

    On

    the

    degree

    to

    which Pitt's

    shifting

    enunciations

    of

    policy

    and

    strategy during

    the Seven Years

    War arose

    from the

    difficulty

    of

    dealing

    with intractable

    popular prejudices,

    see

    the invaluable

    study by

    Marie

    Peters,

    Pitt and

    Popularity:

    The Patriot Minister

    and London

    Opinion

    during

    the

    Seven Years' War

    (Oxford, 1980).

    The

    diffi-

    culties

    posed by public

    attitudes in

    William Ill's

    reign

    can

    be

    extracted

    from

    Henry

    Horwitz's

    definitive

    study,

    Parliament,

    Policy

    and Politics in the

    Reign

    of

    William III

    (Newark,

    Del.,

    1977).

    Popular misgivings

    during

    the

    reign

    of Anne

    are

    expertly

    exhibited in

    Douglas Coombs,

    The Conduct

    of

    the

    Dutch:

    British

    Opinion

    and the Dutch Alliance

    during

    the War

    of

    the

    Spanish

    Succession

    (The

    Hague,

    1958).

    20

    Black,

    British

    Foreign

    Policy, p. 84.

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    44

    Daniel

    A.

    Baugh

    the national honour

    did not consist

    of

    being

    busy

    meddlers

    in

    every

    European

    quarrel';

    such

    an

    attitude,

    Burke

    claimed,

    was bound to

    undermine

    European respect

    for

    Great

    Britain,

    'once

    the

    refuge

    and

    protectoress

    of

    distressed nations'.21

    As

    so

    often,

    Burke's

    arguments

    from

    sentiment walked hand-in-hand

    with national

    security

    arguments.

    He

    went on to

    warn

    that the stance

    of

    Lord North's

    government

    would

    in

    time cbe

    seen

    in

    all its

    impotence

    and

    folly;

    and

    when

    the

    balance of

    power

    is

    destroyed,

    it will be found of what infinite

    consequence

    its

    preservation

    would

    have

    been'.22

    Great Britain's fundamental national

    security

    problem

    during

    the

    eighteenth century

    was how

    to

    coexist

    safely

    with French

    power

    while

    maintaining

    British

    power.

    The

    duke

    of

    Newcastle,

    Thomas Pelham-

    Holles,

    and William

    Pitt,

    later earl

    of

    Chatham,

    stood for

    diametrically

    opposed approaches,

    and

    their

    example

    at

    mid-century

    serves

    to illus-

    trate

    the extreme

    polarity

    of

    possible

    objects.

    In

    1749

    Newcastle

    expressed

    his

    anxiety

    about

    France's

    proceedings

    in

    Europe

    now that

    a

    compromise

    peace

    had

    been

    signed.

    The French

    were

    offering

    subsidies

    right

    and left to

    gain

    allies,

    and

    in

    due

    course,

    he

    predicted,

    all

    Europe

    and

    finally

    Great Britain would

    be

    reduced

    to

    'a

    state

    of

    dependency'

    :

    If

    they go

    on

    in

    buying up

    all the

    powers upon

    the Continent when

    they

    have

    bought

    those

    which

    are

    to

    be sold

    they

    will

    get

    the

    others

    from

    fear,

    and

    therefore France will

    reasonably

    then conclude that

    they may impose

    what

    condition

    they please upon

    us

    without

    our

    daring

    to

    dispute

    them

    and

    therefore

    in

    reality

    run no

    risk

    of

    engaging

    themselves

    in

    a new

    war;

    whereas if

    we had a

    tolerable

    system

    and force

    upon

    the Continent

    ...

    [they

    would be

    deterred].23

    A

    week later

    he

    answered the

    objection

    that

    priority

    had to be

    given

    to

    naval

    expenditure by

    acknowledging

    the

    necessity

    of a

    strong

    navy,

    but

    only

    to add

    that:

    21

    Gaetano L.

    Vincitorio,

    'Edmund Burke and the First

    Partition of Poland : Britain

    and the Crisis

    of

    1772

    in the "Great

    Republic" ',

    Crisis in the 'Great

    Republic3

    ed. G.L.

    Vincitorio

    (New York,

    1969), pp.

    36-7.

    The

    first

    quotation

    is

    Vinci-

    torio's

    summarizing,

    the

    second from Burke's

    speech

    in the House of

    Commons,

    18

    May

    1774.

    The 'Great

    Republic'

    is a

    name Burke

    gave

    to

    civilized

    Europe.

    The

    linkage

    between

    these sentiments

    and Burke's

    advocacy

    of a

    'holy

    war*

    against

    Jacobinism

    in

    Europe

    in the

    1

    790s

    is

    fairly

    obvious.

    22

    Ibid.,

    p. 37.

    Richard

    Pares's

    article,

    'American

    versus Continental

    Warfare,

    1739-63',

    first

    published

    in

    1936

    and

    reprinted

    in

    Pares,

    The Historian's Business

    and Other

    Essays

    (Oxford, 1961),

    pp.

    130-72,

    offers a rich texture of evidence

    exhibiting

    the

    interplay

    of

    doctrinal

    prejudices

    and national

    security

    realities.

    23

    Newcastle to Lord

    Chancellor

    Hardwicke,

    25

    Aug.

    1749,

    quoted

    by

    D.B.

    Horn,

    'The

    Cabinet

    Controversy

    on

    Subsidy

    Treaties in

    Time

    of

    Peace,

    1

    749-50',

    The

    English

    Historical

    Review,

    xlv

    (1930), 463-4.

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    'Blue-Water'

    Policy

    45

    a naval

    force,

    tho5

    carried never

    so

    high, unsupported

    with even the

    appearance

    of a force

    upon

    the

    continent,

    will

    be

    of

    little use ...

    France

    will

    outdo

    us

    at

    sea,

    when

    they

    have

    nothing

    to

    fear

    by

    land ... I

    have

    always

    maintained

    that our

    marine

    should

    protect

    our alliances

    upon

    the

    con-

    tinent;

    and

    they, by diverting

    the

    expense

    of

    France,

    enable us

    to

    maintain

    our

    superiority

    at

    sea.24

    At the

    opposite

    extreme

    William

    Pitt,

    commenting

    on the

    peace

    of

    1763,

    told the

    House of Commons:

    Franceis

    chiefly,

    if not

    solely,

    to be dreaded

    by

    us in the

    light

    of a maritime

    and commercial

    power

    ...

    [and]

    by

    restoring

    to

    her all

    the valuable West-

    India

    islands,

    and

    by

    our

    concessions

    n

    the Newfoundland

    fishery,

    we had

    given

    to

    her the

    means

    of

    recovering

    her

    prodigious

    losses

    and of

    becoming

    once

    more

    formidable to

    us at sea.25

    Upon

    the

    outbreak

    of

    hostilities,

    he had

    inveighed

    against anything

    even

    remotely

    directed

    towards

    broad Continental

    objects

    and en-

    gagements:

    We have sufferedourselves to be deceived by names and sounds, the bal-

    ance

    of

    power,

    the

    liberty

    of

    Europe,

    a common

    cause,

    and

    many

    more

    such

    expressions,

    without

    any

    other

    meaning

    than to

    exhaust

    our

    wealth,

    consume

    the

    profits

    of

    our

    trade,

    and

    load

    our

    posterity

    with intolerable

    burdens.26

    If

    policy

    consists

    of

    what

    is

    decided

    and then

    supported

    by

    genuine

    effort,

    Newcastle's

    extreme

    interventionism

    was

    persistently

    rejected.

    In

    1749,

    the

    rejection

    was

    categorical;

    the

    objections

    of

    his

    brother

    Henry

    Pelham

    and

    Lord Hardwicke were

    decisive,

    though

    the

    duke

    was

    allowed

    to

    offer one

    or two subsidies to German

    principalities

    as a

    consolation.

    (They

    stirred

    up

    nothing

    but

    trouble).27

    On the other

    hand,

    Pitt's

    comments

    on

    the

    peace

    of

    1763

    and his

    pronouncements

    at

    the outset

    of

    the

    1755-63

    war

    may

    seem

    inconsistent

    with the

    policy

    he

    actually

    pursued

    when

    he

    was

    given

    charge

    of

    its direction.

    After

    all,

    24

    Newcastle

    to

    Hardwicke,

    2

    Sept.

    1

    749, quoted

    by

    Philip

    G.

    Yorke,

    The

    Life

    and

    Correspondence

    of Philip

    Yorke,

    Earl

    of

    Hardwicke

    (

    3

    vols., Cambridge,

    1

    9

    1

    3

    )

    ,

    ii.

    23.

    25

    Quoted by

    H.M.

    Scott,

    'The

    Importance

    of Bourbon Naval Reconstruction

    to the

    Strategy

    of

    Choiseul after

    the Seven

    Years'

    War',

    The International

    History

    Review,

    i

    (i979),

    17.

    26

    Quoted by

    Pares,

    American versus Continental

    Warfare', p.

    1

    38.

    27

    See

    Horn, 'Subsidy

    Treaties', p. 466

    : It 'resulted

    in a futile

    subsidy competition

    between

    Britain

    and

    France,

    set

    Germany

    in

    an

    uproar,

    and contributed

    to the

    alienation

    of Austria

    from

    Britain,

    and

    the

    break-up

    of

    the old

    system

    of alliances

    which Newcastle

    had intended to confirm

    and consolidate'.

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    46

    Daniel

    A.

    Baugh

    he had

    approved,

    and

    against

    Lord

    Bute

    emphatically

    supported,

    size-

    able subsidies

    to Prussia and the

    use of

    British

    military

    force

    in

    Ger-

    many.

    As

    is well

    known,

    it was

    a

    point upon

    which

    he did

    change

    his

    mind,

    for he feared that Canada

    might

    otherwise be

    given

    back,

    as

    Cape

    Breton

    had been

    given

    back

    in

    1748.

    The Prussian alliance

    appeared

    to

    offer

    an

    efficient means

    of

    preventing

    that

    :

    when

    Pitt

    said

    that

    his

    purpose

    was

    to

    conquer

    America

    in

    Germany,

    he meant

    it.

    His

    conception

    of

    the

    object

    of the

    war

    never

    changed;28

    what

    changed

    was

    his

    view

    of

    strategic

    and

    diplomatic

    methods,

    but we are

    concerned

    here

    with

    objects.

    Pitt never

    thought

    that Great Britain was

    fighting

    for a

    European

    balance

    of

    power.

    It is

    to

    the

    purpose

    to allow

    Henry

    Pel-

    ham,

    the

    first

    lord

    of the

    treasury,

    the

    last

    word.

    Defending

    the

    peace

    of

    1

    748

    in

    the

    House

    of

    Commons,

    he

    asked

    :

    Will

    any gentleman

    say

    that it was not more

    for the

    interest

    of this

    nation

    to restore to France the

    possession

    of

    Cape

    Breton than to

    leave

    her in

    possession

    of

    Hainault,

    Flanders,

    Brabant and

    Namur,

    and

    consequently

    of

    the

    whole coast from Zealand

    to

    the westernmost

    part

    of

    Bretagne[?]

    ..

    Our

    restoring

    of

    Cape

    Breton

    upon

    this consideration

    was

    for the

    interest

    of England,without any regardto our allies, or to the balance of power in

    Europe.29

    Henry

    Pelham's

    point

    is of

    central

    importance.

    While not

    everyone

    considered

    French

    possession

    of the Netherlands

    to be

    fatal,

    few could

    ignore

    the increased

    danger

    it

    presented,

    with

    regard

    both to

    invasion and the

    safety

    of sea-lanes and

    commerce.

    This

    leads us to

    an

    understanding

    of

    the

    true nature of Great Britain's

    European

    concerns. In

    accordance with the

    principles

    of

    blue-water

    policy,

    Great

    Britain had no

    territorial ambitions on the

    continent

    of

    Europe, but there were particular areas not to be ignored. Excluding

    Minorca because it

    was an

    island and

    patently

    defensible

    by

    sea

    power,

    these

    were

    Gibraltar,

    Portugal,

    the

    Baltic

    Sea,

    the

    Netherlands,

    and

    Hanover. In

    the

    earlier

    part

    of

    the

    eighteenth century,

    control

    of

    the

    Mediterranean Sea

    was also

    very

    much

    coveted,

    but

    commercial and

    diplomatic

    trends

    made that somewhat less

    important

    later

    on. In

    the

    defence of

    all

    these

    except

    the

    Netherlands and

    Hanover,

    sea

    power

    was

    decisive.

    Gibraltar's

    road

    communications with

    the

    Spanish

    mainland

    were

    so bad that

    sea

    communications could

    readily

    outsupply

    a

    besieg-

    28

    Cf.

    Pares,

    'American

    versus

    Continental

    Warfare',

    p.

    168:

    'However, though

    their reasonsand their spirit were very

    different,

    Pitt and Newcastle

    agreed

    in

    defending

    the

    policy

    of the

    whole war

    against

    the new

    party

    [led

    by Bute]

    which

    had

    arisen

    for

    contracting

    t*.

    Italics mine.

    20

    Quoted

    by

    Herbert

    W.

    Richmond,

    The

    Navy

    in the War

    of

    1739-48 (Cambridge,

    1920),

    iii.

    241.

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    'Blue-Water'

    Policy

    47

    ing

    army. Portugal,

    whose reason to fear Bourbon

    power

    (whether

    Spanish

    or

    French)

    remained

    onstant,

    was a

    steady,

    ndeed

    dependent,

    ally

    -the

    only

    one,

    in

    fact;

    its interior

    terrain facilitated

    military

    defence;

    and sea

    power

    could

    decisively

    affect the defence of Lisbon.

    Great Britain'saccess

    to

    Baltic

    ports

    had

    to be

    maintained

    by

    diplo-

    macy

    and

    occasionally

    by military

    orce,

    but

    in

    both

    respects

    ea

    power

    had a decisive

    influence. The most

    expensive

    area to defend

    was

    the

    Netherlands,

    nd

    the

    preservation

    f 'the Barrier' nd the

    independence

    of

    the

    Netherlands

    nevitably

    posed

    a

    problem.

    So did

    Hanover.

    All of thesesphereswere of serviceto blue-waterpolicy, except one.

    Gibraltar's

    ey

    role was

    of course o

    monitorthe movementsof French

    fleets;

    Portugal

    not

    only provided

    an

    advanced station

    to

    assist Medi-

    terranean

    voyages,

    but also stood near the

    primary

    sea-lane

    for

    out-

    bound

    voyages

    to

    the

    West Indies and North

    America;

    the

    Baltic was

    a

    primary

    ourceof masts and

    naval

    stores or all

    the

    maritime

    powers

    of

    Europe;

    and

    the Netherlandscontained he best

    ports

    and estuaries

    for

    hiding

    and

    sheltering

    invasion

    barges.

    These

    were

    the

    specific

    objects

    of

    British

    policy

    n

    Europe,

    and

    in

    additionthe

    general

    concern

    to

    keepEurope'sports open

    to

    British rade.

    The

    exception

    was

    Han-

    over,

    whose

    dynastic

    connectionwas railed

    against

    not

    only

    because t

    affronted

    he

    chauvinismand isolationism

    of

    the British

    populace,

    but

    also

    because

    t often obstructed he best

    diplomatic

    and

    strategic

    choices

    for

    preserving

    British

    nterests

    n

    the Netherlandsand the Baltic. Han-

    over

    was a

    millstone,

    ts

    only

    strategic

    value its

    (and

    Hesse-Cassel's)

    capacity

    to

    provide

    loyal

    mercenaries.

    In

    sum,

    when

    we scrutinize

    Great

    Britain's

    European

    objectives,

    we are driven

    to

    the same con-

    clusions

    hat

    caused the British

    public

    in

    the

    1670s

    to

    regard

    France

    rather

    than

    Holland

    as the most

    menacing neighbour:

    first,

    because

    Francehad built a battle-fleet;and second,becausepowerfulFrench

    armies were

    attempting

    to

    bring

    the Low

    Countries

    under

    French

    dominion.

    What, then,

    of the balance

    of

    power?

    The

    short

    answer,

    evinced

    repeatedly

    by

    policy

    decisions

    of

    the

    British

    government during

    the

    eighteenth

    centuryespecially

    n

    the terms

    of

    peace

    settlements,

    was

    that

    the

    'balance

    of

    power

    was worth

    a certain

    price,

    but a

    very

    low one'.30

    Counterpoise

    and

    equipoise

    were

    objects only

    so

    long

    as

    they

    were

    achievable

    by

    minor naval

    and

    military

    efforts or

    by diplomatic

    ges-

    tures

    and

    linkages

    of

    mutual convenience.31

    30

    Pares,

    'American versus Continental

    Warfare', p.

    138.

    Pares did not

    say,

    as I

    do,

    that

    this

    represented

    the

    prevailing

    policy

    doctrine.

    31

    Vincitorio,

    'Edmund

    Burke and the

    First

    Partition

    of

    Poland',

    p. 37.

    Burke

    played

    to

    this

    disposition

    in

    1774

    when he

    alleged

    that adverse

    trends

    in

    Europe

    'might

    have been

    prevented

    by

    mere

    force

    of

    negotiation'.

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    48

    Daniel

    A.

    Baugh

    It

    may

    be

    argued

    that the

    distinctiondrawn here

    between

    specific

    Europeanobjects

    (consonant

    with blue-water

    policy)

    and the

    general

    structure of

    European politics

    (the

    balance

    of

    power)

    disappeared

    when

    it

    came to actual

    practice;

    that even

    limited

    Continental

    objec-

    tives were seen to

    require

    a

    favourable

    power

    balance. Such

    reasoning

    rests, however,

    on

    the fallacious

    idea

    -

    entertained

    by

    Newcastle,

    as

    we have seen

    -

    that an adverse

    tipping

    of the balance would

    probably

    lead

    to

    a calamitous

    slide

    (today's

    'domino

    theory');

    that because

    national

    defence

    based on

    naval and commercial

    upremacy

    ould

    not

    be successfullyarriedon

    against

    an establishedContinental

    hegemony,

    the

    danger

    was too

    great

    to be

    ignored.

    This

    argument, usually

    laid

    down

    as an

    axiom,

    was

    as

    specious

    n

    its

    eighteenth-century

    ontext as

    it is

    in

    today's.

    Regarding

    Newcastle's

    allacy,

    we

    may

    note that

    some theoristsof

    the

    eighteenthcentury

    argued

    the

    precisely

    opposite

    case,

    that

    the bal-

    ance

    was

    invariably

    self-adjusting:32

    he

    historical acts of

    the

    period

    1

    689-18

    15

    tend

    to favour

    the

    self-adjustment

    heory

    over the domino

    theory.

    The conduct of

    the smaller

    polities

    near

    France's

    borders

    n-

    volves

    intricacies

    hat cannot be delved into

    here;

    with

    respect

    to

    the

    larger

    powers,

    the

    crucial issue was

    whether

    they

    feared France more

    than

    they

    feared

    each other.

    Newcastle,

    for

    instance,

    was

    always

    in-

    clined to

    think

    that

    other

    powers

    viewed France as the main menace

    because

    GreatBritaindid.33

    He

    was

    wrong.

    When William III

    formed the

    Grand

    Alliance

    at

    the

    outset

    of the

    period,

    he could

    draw

    upon

    western

    Europe'swidespread

    ear of Louis

    XIV's ambition.

    And

    when

    that ambition extended to

    upholding

    a

    dynastic

    connection

    with

    Spain,

    it was difficulteven for

    Tories,

    who

    detestedWilliam's

    Continentalism,

    o

    oppose

    a

    war

    aimed at

    preventing

    it, becausepracticallyeveryonefeared that commercialaccessto the

    Spanish

    Empire

    overseas would

    otherwise fall under the

    sway

    of

    France.34

    he British

    public's

    enthusiasm aded

    during

    the

    courseof

    the

    war

    as this

    sway

    came

    to

    appear

    ess

    plausible.

    After

    1714,

    the

    circum-

    stances for

    creating

    a

    Grand

    Alliance

    disintegrated:

    the

    war-weary

    Netherlands

    eased to

    regard

    France as

    its

    only

    source of

    danger,

    and

    Austria and

    Prussia

    came to

    fear each

    other

    more

    than France.

    By

    32

    See

    M.S.

    Anderson,

    'Eighteenth-Century

    Theories

    of the

    Balance

    of

    Power',

    Studies

    in

    Diplomatic

    History:

    Essays

    in

    Honour

    of

    D.B.

    Horn,

    ed.

    Ragnhild

    Hatton

    and

    M.S.

    Anderson

    (London, 1970), pp. 189-90.

    33 Pares, 'American versus Continental

    Warfare', p. 135.

    34

    A

    good

    account

    of the

    degree

    to which

    maritime

    objects,

    especially

    the

    question

    of access to

    the trade

    of the

    Spanish

    Empire,

    influenced

    public

    support

    for the

    war of

    the

    Spanish

    Succession

    may

    be

    found in

    Admiral Sir Herbert

    Richmond,

    The

    Navy

    as an

    Instrument

    of

    Policy, 1558-1727

    (Cambridge,

    1953),

    pp. 276-81.

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    'Blue-Water'

    Policy 49

    mid-century

    he

    Austrianswere

    causingpractically veryone

    n

    London

    to

    despair except

    the duke of

    Newcastle,

    who was ever

    disposed

    to

    propitiate

    hem

    in

    hopes

    of

    restoring

    he

    'good

    old

    system'.

    (The

    word

    'system'

    n

    the

    eighteenth century

    was

    commonly

    used

    to

    describe a

    diplomatic

    plan.

    After

    George

    HI

    came

    to

    the

    throne

    in

    1760,

    Court

    pressure

    or

    European

    alliances

    essened;

    George

    III,

    born not in

    Hanover

    but in

    England,

    was not

    a

    Continentalist,

    nd

    'gloried

    n

    the

    name

    of Briton'.

    Neither

    he

    nor

    his ministers

    gnored

    Hanover and

    Europe,

    but their

    policies

    stuck

    closely

    to 'British

    objects'

    (Burke was in opposition).

    When

    Frederick

    f

    Prussia

    expostulated

    n 1

    768

    : 'The

    English

    System?

    The

    English

    have no

    system',

    he was

    speaking nothing

    less than

    the

    truth with

    regard

    to the

    period

    after

    1760.

    This

    diminutionof

    British

    concern or

    European

    connectionswas matched

    three

    years

    ater

    by

    an

    equally important

    diminution of French

    aggressiveness

    n the Con-

    tinent;

    the

    policy

    of

    the

    duke

    of

    Choiseul

    and of the

    count

    of

    Vergennes

    after

    him

    aimed

    at

    keeping Europe

    contentedand

    unthreatened,

    hus

    creating

    a

    situation

    n

    which

    Great

    Britain would

    find

    it less

    easy

    to

    fashion useful alliances.35

    Not

    until

    Jacobinism

    arose

    in

    France and

    Bonapartism

    howed

    Europe

    an ambition

    and

    intransigence

    more com-

    pelling

    than Louis

    XIV's,

    did

    the

    possibility

    f

    forming

    a coalition

    with

    purposes

    akin

    to those of

    the GrandAlliance

    (let

    alone

    with a

    view to

    overthrow)

    reappear,

    and

    even

    then it took a

    long

    time

    before

    Prussia

    and

    Austria were

    disposed

    to dread France as

    much as

    they

    dreaded

    35

    Their

    object,

    as

    noted

    below,

    was

    to build

    up

    Bourbon maritime sinews with a

    view towards

    reducing

    Gr