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Glossary Business Description: A description of the firm’s primary type, preferences and location. PitchBook is an impartial information provider and will remove promotional language.

Assets under management (AUM): The amount of money that the investor manages for clients based on number of currently-managed funds.

Active private equity investments: The number of active companies in the investor’s current portfolio identified by PitchBook in the last five years. This includes add-on transactions.

Total private equity investments: The total number of companies in the investor’s portfolio, identified by PitchBook in the last five years. This includes add-on transactions.

Target EBITDA: Preferred EDITDA range targeted for investment.

Target revenue: Preferred revenue range targeted for investment.

Preferred investment amount: Preferred investment amount range that the firm typically invests in a transaction.

Recently closed investments: The top five recent investments or transactions serviced identified by PitchBook.

Most recent closed fund (Type, Size, Vintage): The most recently closed fund (The fund is no longer in a fundraising state and is not accepting additional commitments) identified by PitchBook. Evergreen funds are not included.

All investments by industry: Graph of transactions by industry, represented in the PitchBook Platform. This breakdown is based on primary industries of the portfolio/serviced companies.

Specific to Lender Profiles Total debt financings: The number of entities identified by PitchBook that received debt financing from the firm in the last five years.

Target debt financing amount: Preferred amount of debt typically provided by the firm in a transaction.

Specific to Service Provider Profiles Total transactions: The number of transactions identified by PitchBook that the firm has provided service on in the last five years.

Total companies serviced: The number of unique companies the firm has provided service to in the last five years, identified by PitchBook.

Total investors serviced: The number of unique investors identified by PitchBook that the firm has provided service to in the last five years.

Target EBITDA: The EBITDA range for buy-side and sell-side target companies.

Target transaction amount: The transaction amount range for buy-side and sell-side companies.

Disclaimer: This information is currently published in the PitchBook Platform or was provided by the firm for this conference.

2

AEA Investors

Alaris Royalty

Align Capital Partners

Alpine Investors

Altus Capital Partners

Ardenton Capital

Aterian Investment Partners

Atlantic Street Capital

Balance Point Capital

BelHealth Investment Partners

Bertram Capital Management

Blue Point Capital Partners

Branford Castle Partners

Bunker Hill Capital

CapitalSpring

Castanea Partners

Center Rock Capital Partners

Centerfield Capital Partners

CenterGate Capital

CenterOak Partners

Century Park Capital Partners

Chatham Capital

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

CITIC Capital

City National Bank

CIVC Partners

Clearlake Capital Group

Compass Group Management

Comvest Partners

Convergent Capital

CORE Industrial Partners

Crescent Direct Lending

CVF Capital Partners

Cyprium Partners

Deerpath Capital Management

Dorilton Capital

Eli Global

Encore Consumer Capital

Gauge Capital

Gemspring Capital

Gen Cap America

General Capital Investments

Geneva Glen Capital

GenNx360 Capital Partners

Global Bankers Capital

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

3

Graycliff Partners

Grey Mountain Partners

Greyrock Capital Group

Gryphon Investors

Guggenheim Partners

H.I.G. Capital

Hammond, Kennedy, Whitney & Company

Harbour Group

Hark Capital Management

High Road Capital Partners

Hilco

Hilltop Private Capital

IMB Development

Incline Equity Partners

Insight Equity

KCB Management

KeyBank

L Squared Capital Partners

Lake Country Capital

LaSalle Capital

LongueVue Capital

Main Street Capital

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

Mangrove Equity Partners

MezzCap Partners

Midwest Mezzanine Funds

Monroe Capital

Neptune Financial

NexPhase Capital

Northcreek Mezzanine

Northlane Capital Partners

OFS Capital

Orix USA

PennantPark

Periscope Equity

PineBridge Investments

PNC

PNC Riverarch Capital

Prospect Capital

Prospect Partners

Prudential Capital Group

PWP Growth Equity

River Associates Investments

RLJ Equity Partners

Rockwood Equity Partners

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

4

Saw Mill Capital

Seacoast Capital Partners

Serent Capital

Sheridan Capital Partners

Silver Oak Services Partners

Southfield Mezzanine Capital

Spanos Barber Jesse & Co.

St. Cloud Capital

Sterling Investment Partners

Summit Partners

Sun Capital Partners

Tartavull Klein Capital

The Gores Group

The Jordan Company

The Riverside Company

Tide Rock Holdings

Tinicum

Tregaron Capital

Trivest Partners

True West Capital Partners

TSG Consumer

TZP Group

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

Watermill Group

Webster Capital

WestView Capital Partners

Woodforest National Bank

116

117

118

119

5

AEA Investors Investor type: PE/Buyout | Year founded: 1968

AEA Investors was founded in 1968 as a private investment vehicle for a select group of industrial family offices with substantial assets. It has offices in New York, Connecticut, London, Munich and Shanghai. The firm manages funds and committed capital including the leveraged buyouts of middle market companies and small business companies and mezzanine and senior debt investing. It invests across four sectors: value added industrial products, specialty chemicals, consumer, retail and services.

Contact

666 Fifth Avenue

36th Floor

New York, NY 10103

United States

+1 (212) 644-5900

Primary contact

Timothy Whelan Partner [email protected]

+1 (212) 702-0554

General statistics

Assets under management

Active private equity investments

Total private equity investments Target EBITDA Preferred Investment amount

$10B 44 356 $5M-$250M $10M-$250M

Recently closed investments

Name Deal type Deal date

Custom Extrusion Buyout/LBO (Add-on) Aug-2018

ROI Call Center Solutions PE Growth/Expansion Aug-2018

Research Electro Optics Buyout/LBO (Add-on) Jul-2018

Kestrel Freight & Customs Buyout/LBO (Add-on) Jul-2018

Macca Logistics Buyout/LBO (Add-on) Jul-2018

Most recent closed fund

AEA Investors Executive Fund VI

Type: Buyout

Size: $50M

All investments by industry

56.4%17.9%

6.9%2.3%

6.9%9.6%

Business Products and Services (B2B)

Consumer Products and Services (B2C)

Energy

Healthcare

Information Technology

Materials and Resources

6

Alaris Royalty Investor type: PE/Buyout | Year founded: 2003

Alaris Royalty is an investment firm based in Calgary, Alberta and was founded in 2003. The firm specializes in non-control equity investments and provides permanent equity capital to a range of private businesses in North America. It seeks to generate returns in the form of preferred equity dividend distributions from its portfolio companies rather than relying on an exit strategy.

Contact

333 24th Avenue South West

Suite 250

Calgary, Alberta T2S 3E6

Canada

+1 (403) 228-0873

Primary contact

Devin Timberlake Vice President of Business Development [email protected]

+1 (403) 221-7302

General statistics

Active private equity investments Total private equity investments Target EBITDA Preferred Investment amount

15 44 $2M-$31M $4M-$76M



A2U Buyout/LBO (Add-on) Jun-2018

C&C Communications PE Growth/Expansion Jun-2018

Heritage Restoration Buyout/LBO (MBO) Jan-2018

Federal Resources Supply PE Growth/Expansion Dec-2017

Wright Tool (USA) Buyout/LBO (Add-on) Dec-2017


43.2%16.2%

2.7%21.6%

10.8%5.4%



Energy

Healthcare



7

Align Capital Partners Investor type: PE/Buyout | Year founded: 2016

Align Capital Partners is a growth-oriented private equity firm that focuses on control investments in lower middle market companies operating in the B2B specialty manufacturing, distribution and business services sectors. The firm has offices in Beachwood, Ohio and Dallas, Texas.

Contact

3201 Enterprise Parkway

Suite 205

Beachwood, OH 44122

United States

Primary contact

Katie Noggle Director of Business Development [email protected]

+1 (216) 505-6463

General statistics



Total private equity investments Target revenue Target EBITDA Preferred

Investment amount

$325M 5 9 $20M-$100M $3M-$10M $10M-$30M



ABCO Fire Protection Buyout/LBO (Add-on) Aug-2018

Air Pollution Testing Buyout/LBO (Add-on) Mar-2018

ISA Fire & Security Buyout/LBO (Secondary) Jan-2018

Barrow-Agee Buyout/LBO Dec-2017

Lewellyn Technology Buyout/LBO (Secondary) Nov-2017


Align Capital Partners I

Type: Buyout

Size: $325M

Vintage: 2016


88.9%11.1%



8

Alpine Investors Investor type: PE/Buyout | Year founded: 2001

Alpine Investors is a private equity firm that focuses on investing in founder-owned companies. It seeks to invest in companies based in the United States and Canada operating in the software, consumer services and business service sectors. The firm was founded in 2001 and is based in San Francisco, California.

Contact

Two Embarcadero Center

Suite 2320

San Francisco, CA 94111

United States

+1 (415) 392-9100

Primary contact

Ajeet Gautam Investment Professional [email protected]

General statistics




Investment amount

$1.4B 27 68 $10M $1M-$15M $10M-$150M



Advanced PMR Buyout/LBO (Add-on) Jun-2018

Interlaced Buyout/LBO (Add-on) May-2018

The Dermatology Center Of Indiana Buyout/LBO May-2018

Comlinkdata PE Growth/Expansion Apr-2018

VHT Buyout/LBO Mar-2018


Alpine Investors VI

Type: Buyout

Size: $532M

Vintage: 2017


17.1%12.2%

7.3%24.4%

39.0%



Financial Services

Healthcare


9

Altus Capital Partners Investor type: PE/Buyout | Year founded: 2003

Altus Capital Partners is a private equity firm that makes buyout, corporate divestitures, recapitalization and growth investments. The firm invests in North American headquartered niche manufacturing companies that serve a variety of industries and markets. Altus typically requires a controlling interest in the companies it invests in. It prefers to invest in firms operating in the aerospace, defense, building products, capital equipment, consumer products, energy, healthcare, infrastructure, packaging, plastics, technology, transportation and water sectors. It was founded in 2003 and is based in Wilton, Connecticut with additional offices in Lincolnshire, Illinois.

Contact

10 Westport Road

Suite C204

Wilton, CT 06897

United States

+1 (203) 429-2000

Primary contact

Gregory Greenberg Co-Founder & Senior Partner [email protected]

+1 (847) 910-2721

General statistics



Total private equity investments Target revenue Target EBITDA

$200M 7 36 $40M-$150M $4M-$20M



MGC Diagnostics Buyout/LBO Dec-2017

Versantis Early Stage VC (Series A) Mar-2017

Max Environmental Technologies Buyout/LBO (MBO) Feb-2017

Tech Molded Plastics Buyout/LBO (Add-on) Jun-2016

Nichols Portland Buyout/LBO (MBO) Mar-2016


Altus Capital Partners II

Type: Buyout

Size: $200M

Vintage: 2011


57.1%19.0%

9.5%4.8%

9.5%



Healthcare



10

Ardenton Capital Investor type: PE/Buyout | Year founded: 2010

Ardenton Capital Corporation invests in private enterprises across North America and the United Kingdom. The firm has headquartered in Vancouver. Ardenton employs a permanent capital model structured to invest for the long term. Ardenton generally avoids investments in the resource extraction, real estate, retail, disruptive technologies and turnarounds.

Contact

1021 West Hastings Street

Suite 2400

Vancouver, British Columbia V6E 0C3

Canada

+1 (833) 416-1490

Primary contact

Michael Walsh Vice President, Corporate Development [email protected]

General statistics


Total private equity investments Target revenue Target EBITDA Preferred Investment amount

13 14 $10M-$100M $3M-$10M $5M-$40M



PP Control & Automation Buyout/LBO (MBO) Jul-2018

Achieve 1 PE Growth/Expansion Mar-2018

Comtrad Strategic Sourcing Buyout/LBO (MBO) Oct-2017

Corbetts Buyout/LBO (MBO) Apr-2017

Leone Fence PE Growth/Expansion Feb-2017


75.0%16.7%

8.3%




11

Aterian Investment Partners Investor type: PE/Buyout | Year founded: 2009

Founded in 2009, Aterian Investment Partners is a private investment firm with over $715 million in committed capital, investing in strategically viable businesses with strong market positions, proven franchises and opportunities for performance enhancement. The firm looks to make control investments in small-to-medium sized companies generating $25 to $500 million in revenue and need up to $65 million of capital, including businesses operating in manufacturing, general industrial, distribution, chemicals & commodities, metals & mining, consumer products & retail, energy services and general services industries. Aterian targets unique situations, including corporate carve-outs, family partnerships, underperformers and turnarounds, and looks to provide sellers with “no financing-out” transactions, ensuring the utmost speed and certainty of closing.

Contact

11 East 44th Street

Suite 1803

New York, NY 10017

United States

Primary contact

Christian Remmel Vice President &

Head of Business Development [email protected]

+1 (212) 897-2887

General statistics

Assets under management Active private equity investments Total private equity investments Target revenue

+$715M 10 18 $25M-$500M



Pioneer Metal Finishing Buyout/LBO (Secondary) Jul-2018

Albany Industries Buyout/LBO (Add-on) Jun-2018

Vander-Bend Manufacturing Buyout/LBO May-2018

Standard Furniture Buyout/LBO Aug-2017

NeoGraf Solutions Buyout/LBO Jul-2017


Aterian Investment Partners III

Type: Restructuring/Turnaround

Size: +$350M

Vintage: 2018


46.2%30.8%

7.7%15.4%



Energy


12

Atlantic Street Capital Investor type: PE/Buyout | Year founded: 2006

Atlantic Street Capital Management is a private equity firm which seeks to invest primarily in companies operating in the healthcare, multi-unit retail, franchising, consumer products and services, and business services sectors. It was founded in 2006 and is based in Stamford, Connecticut.

Contact

281 Tresser Boulevard

6th Floor - Suite 601

Stamford, CT 06901

United States

+1 (203) 428-3158

Primary contact

Grant Marcks Vice President

[email protected]

+1 (203) 428-3152

General statistics




Investment amount

$324M 11 36 $15M-$150M $4M-$15M $10M-$40M



OrthoBethesda Buyout/LBO Sep-2018

Enhanced Medical Services Buyout/LBO (Add-on) Aug-2018

14 Health Clubs Alabama & Virginia Buyout/LBO May-2018

ONELAN Buyout/LBO (Add-on) May-2018

Sunrise Transportation PE Growth/Expansion Jan-2018


Atlantic Street Capital III

Type: Buyout

Size: $211M

Vintage: 2016


18.2%33.3%

3.0%3.0%

12.1%30.3%



Energy

Financial Services

Healthcare


13

Balance Point Capital Investor type: PE/Buyout | Year founded: 2007

Balance Point Capital is a private equity firm that invests mezzanine debt and equity capital in middle market companies. The firm specializes in transactions such as private equity sponsored buyout, strategic acquisition, refinancing, management buyout, leveraged recapitalization and growth capital investments. It also focuses on investments in the business service, niche manufacturing, consumer product, industrial product, aerospace, defense, healthcare and technology sectors.

Contact

285 Riverside Avenue

Suite 200

Westport, CT 06880

United States

+1 (203) 652-8250

Primary contact

Nathan Elliott Director [email protected]

+1 (203) 652-8248

General statistics




Investment amount

$625M 18 55 $10M-$150M $3M-$30M $5M-$30M



FreshAddress PE Growth/Expansion Mar-2018

Apex Learning Buyout/LBO May-2017

Just Home Healthcare Services PE Growth/Expansion Jan-2017

GigaMedia Access PE Growth/Expansion Oct-2016

CorePower Yoga Mezzanine Sep-2016


Balance Point Capital Partners II

Type: Diversified Private Equity

Size: $62M


23.9%50.0%

2.2%13.0%

10.9%



Financial Services

Healthcare


14

BelHealth Investment Partners Investor type: PE/Buyout | Year founded: 2011

BelHealth Investment Partners is a private equity firm focused on investing in lower middle market companies operating in the healthcare sector. The firm acquires majority positions in entrepreneur-owned companies. It was founded in 2011 and is based in New York, New York.

Contact

126 East 56th Street

23rd Floor

New York, NY 10022

United States

+1 (347) 308-7011

Primary contact

Paul Barrett Managing Director [email protected]

+1 (347) 308-7013

General statistics




Investment amount

$500M 10 41 $10M-$100M $2M-$10M $20M-$50M



Direct Home Health Care Buyout/LBO (Add-on) Sep-2018

Paradise Homecare Buyout/LBO (Add-on) Aug-2018

A Hopeful Home Buyout/LBO (Add-on) Aug-2018

Care Advantage plus Buyout/LBO (Add-on) Aug-2018

NavaDerm Partners Platform Creation Jul-2018


BelHealth Investment Fund II

Type: Buyout

Size: $350M


19.0%4.8%

2.4%69.0%

4.8%



Financial Services

Healthcare


15

Bertram Capital Management Investor type: PE/Buyout | Year founded: 2006

Bertram Capital Management is a private equity firm that seeks to invest in lower middle-market companies operating in the business services, consumer, industrial/manufacturing and technology sectors. The firm specializes in management buyouts, divestitures and prefers control stake. The firm was founded in 2006 and is based in San Mateo, California.

Contact

800 Concar Drive

Suite 100

San Mateo, CA 94402

United States

+1 (650) 358-5000

Primary contact

Sean Houseworth Associate [email protected]

General statistics




Investment amount

$1.1B 12 56 $30M-$250M $5M-$30M $25M-$100M



BearCom Buyout/LBO (MBO) Jul-2018

Registrar Corp Buyout/LBO Jun-2018

10 Foot Wave Buyout/LBO (Add-on) Mar-2018

Decora Buyout/LBO (Add-on) Mar-2018

Componex Buyout/LBO (Add-on) Feb-2018


Bertram Growth Capital III

Type: PE Growth-Expansion

Size: $500M

Vintage: 2018


55.8%23.3%

2.3%16.3%

2.3%



Healthcare



16

Blue Point Capital Partners Investor type: PE/Buyout | Year founded: 2000

Blue Point Capital Partners is a private equity firm that partners with entrepreneurs and management teams to invest in and grow lower middle-market companies. With offices in Cleveland, Charlotte, Seattle and Shanghai, the firm provides a geographical footprint to establish relationships with local and regional entrepreneurs and advisors, as well as the resources of a larger, global organization.

Contact

127 Public Square

Suite 5100

Cleveland, OH 44114

United States

+1 (216) 535-4700

Primary contact

Mark Morris Partner [email protected]

+1 (206) 332-9202

General statistics




Investment amount

$720M 14 110 $20M-$300M $5M-$25M $20M-$300M



Next Level Apparel Buyout/LBO Aug-2018

Spector & Co. Buyout/LBO (MBO) Mar-2018

FM Sylvan Buyout/LBO (MBO) Mar-2018

La Mexicana Buyout/LBO (Add-on) Feb-2018

Integrated Fire Protection Buyout/LBO (Add-on) Jan-2018


Blue Point Capital Partners IV

Type: Buyout

Size: $731M

Vintage: 2018


52.0%34.0%

4.0%2.0%

8.0%



Healthcare



17

Branford Castle Partners Investor type: PE/Buyout | Year founded: 1986

Branford Castle Partners is a private equity firm, which seeks to make control oriented investments in small to medium-sized private companies. It prefers to invest in the consumer products, services, industrial, manufacturing, value-added commercial distribution, business services, marine products and service sectors. The firm is based in New York, New York and was founded in 1986.

Contact

150 East 58th Street

37th Floor

New York, NY 10155

United States

+1 (212) 317-2004

Primary contact

Eric Korsten Managing Director [email protected]

+1 (212) 317-2219

General statistics




Investment amount

$117M 9 29 $5M-$100M $2M-$15M $5M-$40M



Diamond Surface (Rumble Strip Division) Buyout/LBO (Add-on) Jul-2018

Titan Production Equipment Buyout/LBO (MBO) Jun-2018

Drew Foam Companies Buyout/LBO (Secondary) Jun-2018

Vitrek Buyout/LBO Dec-2017

Continuum Pedicure Spas Buyout/LBO (Add-on) Aug-2017


The Branford Castle Fund

Type: Buyout

Size: $117M

Vintage: 2016


50.0%28.6%

7.1%7.1%7.1%



Energy

Healthcare


18

Bunker Hill Capital Investor type: PE/Buyout | Year founded: 2004

Bunker Hill Capital is a private equity firm that seeks to make control investments in lower middle market companies within the industrial products, business services and consumer products sectors. The firm was established in 2004 and is based in Boston, Massachusetts and San Diego, California.

Contact

260 Franklin Street

Suite 1860

Boston, MA 02110

United States

+1 (617) 720-4030

Primary contact

Brian Kinsman Managing Partner [email protected]

+1 (858) 793-4560

General statistics




Investment amount

$325M 6 21 $25M-$250M $5M-$20M $5M-$40M



Critical Tattoo Supply Buyout/LBO (Add-on) Jan-2017

Kingpin Tattoo Supply Buyout/LBO (Add-on) May-2016

Nexus Brands Group Buyout/LBO (MBO) Nov-2015

Taos Mountain Buyout/LBO (MBO) Aug-2015

ASPEQ Heating Group Buyout/LBO (MBO) Jun-2015


Bunker Hill Capital II

Type: Buyout

Size: $200M

Vintage: 2010


35.7%35.7%

7.1%7.1%

14.3%



Financial Services

Healthcare


19

CapitalSpring Investor type: PE/Buyout | Year founded: 2005

CapitalSpring is a private investment firm dedicated to the branded restaurant sector. The firm supports the management team and operations in acquisition, new development, recapitalization and other complex situations. It targets investments in uni-tranche or structured debt, partnership equity and other capital solutions. It's areas of interest includes franchisees and franchisors, independent concepts, businesses serving the restaurant end-markets and real estate opportunities.

Contact

3100 West End Avenue

Suite 940

Nashville, TN 37203

United States

+1 (212) 981-0140

Primary contact

Chad Spaulding Managing Director, Originations [email protected]

+1 (310) 693-0471

General statistics




$1.3B 4 7 $2M $10M-$100M



Panera Bread (38 Cafes in Colorado) Buyout/LBO May-2018

Buddy's Pizza Buyout/LBO (MBO) Jan-2018

Beef O' Brady's and The Brass Tap Buyout/LBO (Secondary) Jun-2017

Shari's Restaurants Buyout/LBO (Secondary) Sep-2016

Norm's Restaurant Buyout/LBO (MBI) Jan-2015


CapitalSpring SBIC

Type: Mezzanine

Vintage: 2012

20

Castanea Partners Investor type: PE/Buyout | Year founded: 2001

Castanea is a private equity firm that works closely with founders and management teams to grow innovative passion brands through a combination of capital investment and operating support. We are focused on select consumer verticals including beauty, food and beverage, multi-unit services, and enthusiast lifestyle. As a result, our large team of talented operating executives provides our partner companies with access to value-added industry and operational expertise.

Contact

Three Executive Park Drive

Suite 304

Newton, MA 02462

United States

+1 (617) 630-2400

Primary contact

Marion Schouten Director of Business Development [email protected]

+1 (617) 630-2420

General statistics




Investment amount

$1.1B 19 27 $10M-$150M $3M-$30M $15M-$150M



Brew Dr. Kombucha PE Growth/Expansion Feb-2018

Yasso PE Growth/Expansion Jan-2018

Tatcha PE Growth/Expansion Oct-2017

The Bruery Buyout/LBO Jun-2017

Yasso Buyout/LBO Mar-2017


Castanea Partners Fund IV

Type: Buyout

Size: $735M

Vintage: 2015


100.0%Consumer Products and Services (B2C)

21

Center Rock Capital Partners Investor type: PE/Buyout | Year founded: 2017

Center Rock Capital Partners is a private equity firm that seeks to invest in companies middle-market industrial companies headquartered in North America. The firm prefers to do management buyouts, corporate divestitures and carve-outs, negotiated cooperative transactions, recapitalizations, under-performing businesses, restructurings and bankruptcies, asset purchases, single factories or lines of business and secondary debt purchases type of investments in companies operating in the industrial manufacturing, industrial services and industrial distribution sectors. It was founded in 2017 and has offices in Chicago, Illinois and Bloomfield Hills, Michigan.

Contact

8755 W Higgins Road, Suite 840

Chicago, IL 60631

United States

+1 (312) 635-8075

Primary contact

Molly Clark Principal and Director of Business Development [email protected]

+1 (312) 635-8070

General statistics

Target revenue Target EBITDA Preferred Investment amount

$25M-$500M negative - $50M $10M-$75M

22

Centerfield Capital Partners Investor type: Mezzanine | Year founded: 1998

Centerfield Capital Partners is a private equity firm which specializes in providing mezzanine and equity financing to lower middle market companies. The firm seeks to invest in companies operating in the manufacturing, business, consumer service, consumer product, aerospace, distribution, healthcare and specialty chemical sectors. The firm was founded in 1998 and is based in Indianapolis, Indiana.

Contact

10 West Market Street

3000 Market Tower

Indianapolis, IN 46204

United States

+1 (317) 237-2323

Primary contact

Tye Stebbins Director of Business Development [email protected]

+1 (317) 536-8652

General statistics




Investment amount

$500M 24 102 $15M-$100M $4M-$15M $7M-$35M



Pure Wafer Buyout/LBO Aug-2018

Indigo Wild Buyout/LBO Aug-2018

EMPI Buyout/LBO Jul-2018

National Gift Card Buyout/LBO Jul-2018

Network Technologies (Lawrenceville) Buyout/LBO (Add-on) Jun-2018

Liberty Party Rental Buyout/LBO (Add-on) Apr-2018

P4C Global Buyout/LBO (Add-on) Apr-2018


Centerfield Capital Partners IV

Type: Mezzanine

Size: $310M

Vintage: 2017


48.8%22.0%

2.4%2.4%

9.8%7.3%7.3%



Energy

Financial Services

Healthcare



23

CenterGate Capital Investor type: PE/Buyout | Year founded: 2014

CenterGate Capital is a private equity firm focused on investing in the lower middle market companies operating in the industrial service, business service, consumer good and manufacturing sectors. The firm was founded in 2014 and is based in Austin, Texas.

Contact

900 South Capital of Texas Highway

Las Cimas IV, Suite 478

Austin, TX 78746

United States

+1 (512) 717-7100

Primary contact

Gregory Boyer Managing Director [email protected]

+1 (512) 717-7100

General statistics




Investment amount

$350M 3 6 $20M-$250M $20M $10M-$40M



AC Photonics PE Growth/Expansion Jan-2018

TSC Apparel Buyout/LBO Oct-2017

Fordela Buyout/LBO (Add-on) Oct-2016

Cinema Scene Marketing Buyout/LBO (Add-on) Oct-2016

Vision Media Management & Fulfillment PE Growth/Expansion Jan-2016


CenterGate Capital Partners I

Type: Buyout

Size: $350M

Vintage: 2016


44.4%11.1%

22.2%22.2%



Financial Services


24

CenterOak Partners Investor type: PE/Buyout | Year founded: 2014

CenterOak Partners is a Dallas, Texas based private equity firm that focuses on control-oriented investments in middle-market companies operating in the industrial growth, consumer and business services sectors. It was founded in 2014 and specializes in identifying investment opportunities within niche segments of key industry sectors given above.

Contact

100 Crescent Court

Suite 1700

Dallas, TX 75201

United States

+1 (214) 301-4201

Primary contact

Carrie Calhoun Vice President, Business Development [email protected]

+1 (214) 301-4224

General statistics




$420M 5 11 $5M-$35M $20M-$90M



Harmon Solutions Group Buyout/LBO (Add-on) Jun-2018

Car Glass of New England Buyout/LBO (Add-on) May-2018

Herbert Automotive Buyout/LBO (Add-on) Mar-2018

JN Phillips Auto Glass Buyout/LBO Mar-2018

TechnaGlass Buyout/LBO (Add-on) Mar-2018


CenterOak Equity Fund I

Type: Buyout

Size: $420M

Vintage: 2015


25.0%56.3%

6.3%12.5%



Financial Services


25

Century Park Capital Partners Investor type: PE/Buyout | Year founded: 2000

Century Park Capital Partners is a private equity firm that specializes in business expansion and bringing industrial resources to accelerate the growth of middle market companies. The firm seeks to invest in the the consumer, industrial, engineered products, medical product and business service sectors. It was founded in 2000 and is headquartered in El Segundo, California.

Contact

2101 Rosecrans Avenue

Suite 4275

El Segundo, CA 90245

United States

+1 (310) 867-2210

Primary contact

Guy Zaczepinski Managing Partner [email protected]

+1 (310) 867-2227

General statistics



Total private equity investments Target revenue Target EBITDA Preferred Investment

amount

$379M 4 53 $20M-$100M $3M-$15M $10M-$40M



Marathon Seat Covers Buyout/LBO (Add-on) Aug-2018

Dominion Youth Services Buyout/LBO Jul-2018

GT Covers Buyout/LBO (Add-on) Sep-2017

ADCO Products (RV Cover Maker) Buyout/LBO (Add-on) Dec-2016

Stellar Technologies Buyout/LBO (Add-on) Aug-2016


Century Park Capital Partners II

Type: Buyout

Size: $265M

Vintage: 2005


33.3%40.0%

20.0%6.7%



Healthcare


26

Chatham Capital Investor type: Mezzanine | Year founded: 2001

Chatham Capital is a private investment firm that concentrates on lower-middle market companies with sustainable cash flow from operations. The firm is headquartered in Atlanta, Georgia, with an additional office in Dallas, Texas. Chatham provides debt and equity financing to companies throughout North America.

Contact

1230 Peachtree Street North East

Suite 1750

Atlanta, GA 30309

United States

+1 (770) 618-2100

Primary contact

Kendal Strickland Director [email protected]

+1 (770) 618-2100

General statistics




Investment amount

$1.2B 15 138 $10M-$50M $3M-$20M $5M-$40M



Muse Paintbar PE Growth/Expansion Mar-2018

FastForward Digital Solutions Buyout/LBO (Add-on) Feb-2018

Benchmark Business Solutions Buyout/LBO (Add-on) Nov-2017

XMC Buyout/LBO (Add-on) Oct-2017

American Copy Service Center Buyout/LBO (Add-on) Oct-2017


Chatham Investment Fund IV

Type: Mezzanine

Size: $500M

Vintage: 2012


34.2%26.3%

10.5%2.6%

26.3%



Financial Services

Healthcare


27

CITIC Capital Investor type: PE/Buyout | Year founded: 2002

CITIC Capital is a global alternative investment management and advisory firm. The firm core includes private equity, real estate, structured investment and finance and asset management.

Contact

28/F, CITIC Tower

1 Tim Mei Avenue, Central

Hong Kong, Hong Kong

+852 3710 6888

Primary contact

Kenneth Kan Director, International Private Equity [email protected]

General statistics

Assets under management Active private equity investments Total private equity investments

$22B 70 130



China Biologic Products Holdings Secondary Transaction Jun-2018

Shanghai Railink International Intermodal Logistics

PE Growth/Expansion May-2018

Atasu Group PE Growth/Expansion May-2018

Euromoney Institutional Investor (Intelligence Division)

Buyout/LBO Apr-2018

SKY Facilities Management Buyout/LBO Apr-2018


CITIC Capital China Partners III

Type: Buyout

Size: $1.6B

Vintage: 2017


26.8%27.6%

3.3%2.4%

12.2%21.1%

6.5%



Energy

Financial Services

Healthcare



28

City National Bank Service provider type: Commercial Bank | Year founded: 1954

City National Bank provides banking, investment, and trust services throughout the U.S. Based in Los Angeles, the company and its investment affiliates manage or administer $58 billion in client investment assets. Through its subsidiaries, including City National Rochdale; City National Securities; First American Equipment Finance and other affiliated companies, City National also makes available wealth management, brokerage, and leasing services among others. Its products and services include commercial lending, private client services, wealth management, preferred banking, small business banking, business trust, and investments. Additionally, City National also provides services for professional firms, international banking, loans, treasury management services, entertainment industry services and online banking services. Founded in 1954, the company merged with Royal Bank of Canada in 2015. The firm has offices in New York, Nevada, Nashville and Minneapolis.

Contact

City National Plaza

555 South Flower Street

Los Angeles, CA 90071

United States

+1 (800) 773-7100

Primary contact

Marc Galindo Senior Vice President and Team Lead, Structured Finance [email protected]

+1 (415) 576-3904

Recent debt financings

Name Deal type Deal date Deal location

Southeastern Grocers Leveraged Recapitalization May-2018 Jacksonville, FL

Spirit Music Group Debt - General Apr-2018 New York, NY

Flexprint Mezzanine Jan-2018 Mesa, AZ

Caltronics Business Systems Buyout/LBO (Add-on) Dec-2017 Sacramento, CA

Flo-Tech Buyout/LBO (Add-on) Dec-2017 Middletown, CT

All debt financings by industry

28.6%28.6%

3.6%5.4%

33.9%



Financial Services

Healthcare


29

CIVC Partners Investor type: PE/Buyout | Year founded: 1989

CIVC Partners is a Chicago, Illinois based private equity firm that specializes in buyout, recapitalization and growth equity capital investments in middle market companies. The firm prefers to invest in the business service, financial service, media, communication, marketing, information service, business process outsourcing, analytic, logistic, insurance, healthcare, energy and information technology sectors.

Contact

191 North Wacker Drive

Suite 1100

Chicago, IL 60606

United States

+1 (312) 873-7300

Primary contact

Douglas Potters Principal [email protected]

+1 (312) 837-7355

General statistics




Investment amount

$2.7B 8 132 $40M-$300M $5M $15M-$85M



Auto Advisory Services Buyout/LBO (Add-on) May-2018

Encompass Inspections (subsurface investigations)

Buyout/LBO (Add-on) Apr-2018

Environmental Risk Management & Safety Buyout/LBO (Add-on) Mar-2018

Ground Penetrating Radar Systems Buyout/LBO Nov-2017

Heads Up Landscaping Buyout/LBO (Add-on) Oct-2017


CIVC Partners Fund V

Type: Buyout

Size: $400M

Vintage: 2017


54.3%8.6%

11.4%11.4%11.4%

2.9%



Energy

Financial Services



30

Clearlake Capital Group Investor type: PE/Buyout | Year founded: 2006

Clearlake Capital Group is a private equity firm with a flexible mandate to invest in both private and public transactions across the capital structure in debt or equity securities in the lower and middle market through buyouts, corporate divestitures, recapitalizations and reorganizations. It prefers to invest in companies operating in the industrials and energy, software and technology-enabled services, and consumer sectors. The firm was founded in 2006 and is based in Santa Monica, California.

Contact

233 Wilshire Boulevard

Suite 800

Santa Monica, CA 90401

United States

+1 (310) 400-8800

Primary contact

Dan Groen Principal [email protected]

General statistics




$8B 30 101 $0M-$250M $25M-$600M



EagleView Technologies Growth Equity Aug-2018

Wheel Pros Buyout Apr-2018

Lytx Growth Equity Apr-2018

ProVation Buyout Mar-2018

Janus Buyout Feb-2018

Diligent Growth Equity Jan-2018

Perforce Buyout Jan-2018


Clearlake Capital Partners V

Type: Buyout

Size: $3.6B

Vintage: 2018

Clearlake Opportunities Partners

Type: Non-Control / Special Situations

Size: $550M

Vintage: 2015


24.5%17.0%

9.4%2.8%

1.9%40.6%

3.8%



Energy

Financial Services

Healthcare



31

Compass Group Management Investor type: PE/Buyout | Year founded: 1998

Compass Group Management is a private equity firm that manages business and operations of Compass Diversified Holdings, a publicly traded holding company. The firm was founded in 1998 and is headquartered in Westport, Connecticut. It seeks to invest in the niche industrial and branded consumer sectors.

Contact


Second Floor

Westport, CT 06880

United States

+1 (203) 221-1703

Primary contact

Patrick Maciariello Partner [email protected]

+1 (203) 333-5033

General statistics

Assets under management Active private equity investments Total private equity investments Target EBITDA

$1.8B 9 53 $10M-$80M



ESMI Companies Buyout/LBO (Add-on) May-2018

MKC Enterprises Buyout/LBO (Add-on) Mar-2018

Rimports Buyout/LBO (Add-on) Feb-2018

Foam Fabricators Buyout/LBO Feb-2018

SevenOKs Buyout/LBO (Add-on) Aug-2017


Compass Diversified Holdings

Type: Buyout

Size: $1B


56.5%39.1%

4.3%




32

Comvest Partners Investor type: PE/Buyout | Year founded: 2000

Comvest Partners is a private equity firm based in West Palm Beach, Florida. The firm prefers to invest in the business services, chemicals, consumer and retail, healthcare services, industrials, and transportation and logistics sectors.

Contact

525 Okeechobee Boulevard

Suite 1050

West Palm Beach, FL 33401

United States

+1 (561) 727-2000

Primary contact

Carlos Soto Principal & Head of Business Development [email protected]

+1 (561) 727-2032

General statistics




Investment amount

$3.4B 15 108 $10M-$1B $4M+ $10M-$125M



Security and Data Technologies Buyout/LBO (Add-on) Jul-2018

Spinrite Buyout/LBO (Secondary) Jul-2018

Dura Medic Buyout/LBO Jun-2018

RugsUSA PE Growth/Expansion May-2018

Systems Control Buyout/LBO Mar-2018


ComVest Investment Partners V

Type: Private Equity

Size: $893M

Vintage: 2015


46.8%31.9%

12.8%2.1%

6.4%



Healthcare



33

Convergent Capital Investor type: PE/Buyout | Year founded: 1998

Convergent Capital is a private equity firm that provides growth and acquisition capital to businesses. The firm prefers to invest through recapitalization, add-on, growth capital, buyout, consolidation and sponsored buyouts. It is based in Minneapolis, Minnesota with additional offices in Las Vegas, Nevada and Newport Beach, California.

Contact

505 North Highway 169

Suite 175

Minneapolis, MN 55441

United States

+1 (612) 800-6480

Primary contact

John Chan Principal & Partner [email protected]

+1 (949) 200-6033

General statistics



Total private equity investments Target revenue Preferred Investment

amount

$342M 15 79 $10M $3M-$12M



Advanced Signing Buyout/LBO (Add-on) Aug-2017

Bemis Manufacturing Buyout/LBO (Add-on) Oct-2016

QualaWash Holdings PE Growth/Expansion Jan-2016

Architectural Railings & Grilles Buyout/LBO (Add-on) Sep-2015

Versare Solutions PE Growth/Expansion Aug-2015


Convergent Capital Partners III

Type: Mezzanine

Size: $160M

Vintage: 2013


52.9%17.6%

11.8%11.8%

5.9%



Healthcare



34

CORE Industrial Partners Investor type: PE/Buyout

CORE Industrial Partners is a Chicago, Illinois based private equity firm focused on North American lower, middle-market industrial and manufacturing businesses. The firm seeks to invest in the aerospace and aviation, building and infrastructure products, highly engineered components, machinery and equipment, process controls, test measurement, automation and vehicle supply sectors.

Contact

200 North LaSalle Street

Suite 2360

Chicago, IL 60601

United States

+1 (312) 566-4882

Primary contact

Adam Miller Vice President, Business Development [email protected]

+1 (312) 566-4887

General statistics


$10M-$200M $3M-$20M $2M-$40M

35

Crescent Direct Lending Service provider type: Lender | Year founded: 2005

Crescent Direct Lending is the lower middle-market and middle-market lending arm of Crescent Capital Group. The firm provides senior secured debt, unitranche, second lien loan, revolving credit line, term loan, leveraged buyout, acquisition financing, recapitalization, growth financing and other related services to U.S. sponsor-backed companies. Founded in 2005, Crescent Direct Lending is based in Boston, Massachusetts.

Contact

100 Federal Street

31st Floor

Boston, MA 02110

United States

+1 (617) 854-1500

Primary contact

Scott Carpenter Managing Director [email protected]

+1 (617) 854-1502

General statistics

Total debt financings (last 5 years)

Target EBITDA

Target debt financing amount

137 $5M-$35M $15M-$200M



Winxnet Buyout/LBO Jun-2018 Portland, ME

Catapult Learning Buyout/LBO (Secondary) Jun-2018 Camden, NJ

Auto-Vehicle Parts Company Debt - General Jun-2018 Cold Spring, KY

DISA Global Solutions Debt Refinancing Jun-2018 Houston, TX

EiKO Global Buyout/LBO (Secondary) Jun-2018 Shawnee, KS


Crescent Direct Lending Levered Fund

Type: Direct Lending

Size: $602M

Vintage: 2014


42.4%23.5%

2.3%14.4%

12.1%5.3%



Financial Services

Healthcare



36

CVF Capital Partners Investor type: PE/Buyout | Year founded: 2005

CVF Capital Partners is a private equity firm that seeks to invest in small and medium-sized businesses. The firm prefers investing in companies operating in the manufacturing, logistic, technology, consumer good, food, beverage, agricultural and business service sectors. CVF can provide both debt and equity capital either as a standalone investor or with investment partners. It was founded in 2005 and is headquartered in Davis, California.

Contact

1590 Drew Avenue

Suite 110

Davis, CA 95618

United States

+1 (530) 757-7004

Primary contact

Edward McNulty Managing Partner [email protected]

+1 (530) 757-7004 x226

General statistics




Investment amount

$295M 11 37 $10M-$100M $1M-$5M $3M-$15M



Signature Coast Holdings Platform Creation Dec-2017

Sonendo PE Growth/Expansion Sep-2017

Coast Landscape Management Mezzanine Sep-2017

Signature Landscapes Mezzanine Sep-2017

LightRiver Software Buyout/LBO (Add-on) Jun-2017


Central Valley Fund II

Type: Mezzanine

Size: $120M

Vintage: 2012


51.9%7.4%

14.8%25.9%



Healthcare


37

Cyprium Partners Investor type: PE/Buyout | Year founded: 1998

Cyprium Partners (Cyprium) is a private investment firm that makes non-control investments in profitable middle-market companies, allowing company owners and their management teams to retain controlling interest in their business after the firm invests. Cyprium can provide any combination of equity or subordinated debt giving the firm flexibility in structuring transactions. The firm invests to support growth, acquisitions, shareholder dividends, minority recapitalizations, refinancings and ESOP transactions. Cyprium was founded in 1998 and is based in Cleveland, Ohio.

Contact

200 Public Square

Suite 2020

Cleveland, OH 44114

United States

+1 (216) 453-4500

Primary contact

Beth Haas Partner [email protected]

General statistics




Investment amount

$960M 10 103 $50M-$300M $8M-$60M $10M-$60M



RCR International Buyout/LBO (Secondary) Mar-2018

A.C.T Lighting Mezzanine Feb-2018

Morse Industries Buyout/LBO (Add-on) Jan-2018

The RapcoHorizon Company Buyout/LBO (Secondary) Nov-2017

A.C.T Lighting PE Growth/Expansion Nov-2017


Cyprium Investors IV

Type: Mezzanine

Size: $460M


60.7%28.6%

3.6%7.1%



Energy


38

Deerpath Capital Management Service provider type: Lender | Year founded: 2007

Deerpath Capital Management is a provider of customized, cash flow-based senior debt financing to lower-middle market companies across diverse industries. Since its inception in 2007, the firm has completed over 275 investments, deploying over $2.0 billion of invested capital across a broad range of industries, investment products and transaction types.

Contact

405 Lexington Avenue

53rd Floor

New York, NY 10174

United States

+1 (646) 786-1013

Primary contact

Orin Port Managing Director, Originations [email protected]

General statistics

Total debt financings (last 5 years) Target EBITDA Target debt financing amount

53 $5M-$20M $10M-$50M



JD Beauty Group Debt - General Aug-2018 Hauppauge, NY

Tin Roof Debt Refinancing Jun-2018 Nashville, TN

Rochester Gauges Buyout/LBO May-2018 Dallas, TX

Texan Allergy Buyout/LBO May-2018 Austin, TX

1 Priority Environmental Services Buyout/LBO (MBO) May-2018 Fort Worth, TX


Deerpath Funding Advantage IV


Size: $229M

Vintage: 2016


32.2%23.7%

1.7%6.8%

18.6%15.3%

1.7%



Energy

Financial Services

Healthcare



39

Dorilton Capital Investor type: Family Office | Year founded: 2009

Dorilton Capital is a private investment firm that seeks to make private equity and growth equity investments. The firm seeks to invest in the industrial services, testing and inspection, home health care and health care services sectors. It was founded in 2009 and is based in New York, New York.

Contact

131 Varick Street

Suite 911

New York, NY 10013

United States

+1 (212) 929-0358

Primary contact

Brian Talbott Business Development Analyst [email protected]

+1 (646) 752-0302

General statistics

Active private equity investments Total private equity investments Target EBITDA

8 12 $3M-$25M



AUT Solutions Buyout/LBO Jan-2018

Carbon Steel Inspection Buyout/LBO (Add-on) Sep-2017

iExhale Seed Round Mar-2017

Industrial Cooling Tower Buyout/LBO (Add-on) Sep-2016

Western Energy Support & Technology Buyout/LBO Dec-2014


55.6%11.1%11.1%

22.2%


Financial Services

Healthcare


40

Eli Global Investor type: Holding Company | Year founded: 1991

Eli Global is group of independent business units held together by common values and principals of entrepreneurship-with over $8 billion in assets and 8,000 people operating from more than 20 locations globally. Eli Global is a buy-and-hold investor with a long history of partnering with entrepreneurs. The organization maintains a long-term investor view; the acquired portfolio companies maintain an independent, decentralized function post-acquisition. Eli Global offers flexible deal terms and the opportunity to benefit from other services in their portfolio. Eli Global invests in companies for full or partial liquidity, and can also offer flexible capital solutions in debt and preferred equity.

Contact

2222 Sedwick Road

Durham, NC 27713

United States

+1 (919) 246-4721

Primary contact

Edward Hrvatin Director, Mergers & Acquisitions [email protected]

+1 (203) 957-1198

General statistics

Assets Under Management Target EBITDA 2017 Closed Transactions Target Transaction Amount

$8B+ $3M-$15M 30+ $10M-$150M



First Scottish Group Merger/Acquisition Aug-2018

Stratford Animal Health Merger/Acquisition Aug-2018

Intralan Merger/Acquisition Jan-2018

Claris Vision Buyout/LBO Dec-2017

HealthLink Group Buyout/LBO (Secondary) Sep-2017


10.5%5.3%

10.5%31.6%

42.1%



Financial Services

Healthcare


41

Encore Consumer Capital Investor type: PE/Buyout | Year founded: 2005

Encore Consumer Capital is a private equity firm which specializes in leveraged buyouts, growth capital and equity investments. It prefers to invest in companies based in the United States, Canada, and North America operating in the food and beverage, health, beauty, automotive care products, pet products, personal care and beauty, private label, contract manufacturing and ingredients, foodservice products and consumer sectors. The firm was incorporated in 2005 and is based in San Francisco, California.

Contact

111 Pine Street

Suite 1825


United States

+1 (415) 296-9850

Primary contact

Kate Wallman Vice President [email protected]

+1 (415) 230-7793

General statistics




Investment amount

$834M 12 33 $10M-$100M $2M-$20M $5M-$30M



Tender Belly PE Growth/Expansion May-2018

Supergoop PE Growth/Expansion Mar-2018

Diggs PE Growth/Expansion Dec-2017

Cece's Veggie Noodle PE Growth/Expansion Aug-2017

Pint Size Hawaii PE Growth/Expansion Jul-2016


Encore Consumer Capital III

Type: Buyout

Size: $260M

Vintage: 2015


18.2%81.8%



42

Gauge Capital Investor type: PE/Buyout | Year founded: 2013

Gauge Capital is an investment firm that partners with owners, managers and equity stakeholders of successful middle-market companies to maximize their potential. The firm's primary aim is long-term, sustainable value creation through transformational change as well as organic and strategically acquired growth. It's industry focus includes: technology, Industrial & business services, healthcare Services and food & consumer services.

Contact

1256 Main Street

Suite 256

Southlake, TX 76092

United States

+1 (682) 334-5800

Primary contact

Katie Oswald Associate, Business Development [email protected]

General statistics



Total private equity investments Target EBITDA Preferred Investment

amount

$750M 11 30 $5M-$40M $20M-$100M



American Nuts Buyout/LBO Apr-2018

Comprehensive EyeCare Partners Buyout/LBO Feb-2018

New Eyes (Nevada) PE Growth/Expansion Feb-2018

eDynamic Learning Later Stage VC May-2017

Pediatric Dental Providers PE Growth/Expansion Apr-2017


Gauge Capital II

Type: Buyout

Size: $500M

Vintage: 2017


20.0%32.0%

20.0%12.0%

16.0%



Healthcare



43

Gemspring Capital Investor type: PE/Buyout | Year founded: 2015

With $350 million of committed capital under management, Gemspring Capital is a private equity firm specializing in lower middle market companies. The firm provides capital and partners with talented management teams to propel companies to grow and achieve their full potential.

Contact

17 Bridge Square

Westport, CT 06880

United States

+1 (203) 842-8886

Primary contact

Kerri Hagen Vice President of Business Development & Marketing [email protected]

+1 (203) 403-0950

General statistics

Assets under management Target revenue

$355M $25M-$250M


Gemspring Capital Fund I

Type: Buyout

Size: $350M

Vintage: 2016

44

Gen Cap America Investor type: PE/Buyout | Year founded: 1988

Gen Cap America is a private equity investment firm that specializes in investing in the middle market businesses. The firm typically uses management buyout, corporate divestiture, recapitalization and family-succession structures to invest in companies which are privately held businesses or subsidiaries and divisions of larger corporations. It was founded in 1988 and is headquartered in Nashville, Tennessee.

Contact

40 Burton Hills Boulevard

Suite 420

Nashville, TN 37215

United States

+1 (615) 256-0231

Primary contact

Christopher Godwin Managing Director [email protected]

+1 (615) 256-0231

General statistics




$537M 19 55 $10M-$200M $2M-$10M



Mid America Metals Buyout/LBO (MBO) May-2018

CoreMedical Group Buyout/LBO (MBO) Mar-2018

United Grocery Outlet Buyout/LBO (MBO) Nov-2017

Custom Plastic Specialties Buyout/LBO (MBO) Jun-2017

Gared Holdings Buyout/LBO (MBO) Dec-2016


Southvest Fund VII

Type: Buyout

Size: $250M

Vintage: 2017


29.2%23.1%

20.0%7.7%

20.0%



Manufacturing


Distribution

45

General Capital Investments Investor type: PE/Buyout

General Capital Investments is a boutique investment fund with a focus on the acquisition of lower middle-market businesses. The firm was founded in Nashville, Tennessee.

Contact

40 Burton Hills Boulevard

Suite 420

Nashville, TN 37215

United States

+1 (615) 922-4385

Primary contact

James Byrd Managing Director [email protected]

General statistics

Preferred Investment amount

$1M-$2M

46

Geneva Glen Capital Investor type: PE/Buyout | Year founded: 2008

Geneva Glen Capital is a family-based private equity firm headquartered in Chicago, Illinois. The firm invests in the chemicals, containers and packaging, capital goods, transportation, consumer goods and services, distributors, food and beverage, healthcare, insurance brokers, environmental services, industrial manufacturing, publishing and media sectors. GGC has flexibility to invest in both control and minority positions as well as long term hold capability.

Contact

123 North Wacker Drive

Suite 820

Chicago, IL 60606

United States

+1 (312) 525-8500

Primary contact

Adam Schecter Founder and Managing Director [email protected]

+1 (312) 525-8502

General statistics

Assets under management Target EBITDA Preferred Investment amount

$300M $3M-$25M $10M-$75M

47

GenNx360 Capital Partners Investor type: PE/Buyout | Year founded: 2006

GenNx360 Capital Partners is a private equity firm that was founded in 2006 and is headquartered in New York, New York. It prefers to invest in the industrial and business services companies in the United States middle market. The firm seeks to invest in companies operating in the aerospace, defense, automotive, building product, food, agriculture, healthcare, metal, mining, oil, gas, power, packaging, specialty chemical and transportation sectors.

Contact

590 Madison Avenue

27th Floor

New York, NY 10022

United States

+1 (212) 257-6772

Primary contact

Peter White Associate [email protected]

+1 (212) 257-6783

General statistics




Investment amount

$1.3B 15 38 $75M-$250M $8M-$25M $25M-$75M



Precision Aviation Group Buyout/LBO (Secondary) Jul-2018

Die Cad Group Buyout/LBO (Add-on) Jun-2018

Century Tool & Gage Buyout/LBO (Secondary) Apr-2018

GenServe Buyout/LBO (Secondary) Apr-2018

SubSea Global Solutions Buyout/LBO (Secondary) Apr-2018


GenNx360 Capital Partners II

Type: Buyout

Size: $535M

Vintage: 2013


65.5%13.8%

3.4%3.4%

13.8%



Healthcare



48

Global Bankers Capital Investor type: PE/Buyout | Year founded: 2017

Global Bankers Capital is a private equity firm that focuses on lower middle market firms across a wide variety of industries and invests in all tranches of the capital structure. The firm is based in Durham, North Carolina and was founded in 2017.

Contact

2222 Sedwick Road

Durham, NC 27713

United States

+1 (919) 921-8127

Primary contact

Seth Friedman Managing Director - Originations [email protected]

General statistics

Assets under management Target EBITDA Preferred Investment amount

$3B $3M-$30M $5M-$50M

49

Graycliff Partners Investor type: PE/Buyout | Year founded: 2011

Graycliff Partners is a private equity firm focused on lower middle market private equity and mezzanine investments. The firm primarily invests in the niche manufacturing, business and industrial services or value-added distribution sectors. It provides capital for change of control transactions, management buyouts, recapitalizations, growth and acquisition financings.

Contact

500 5th Avenue

47th Floor

New York, NY 10110

United States

+1 (212) 300-2900

Primary contact

Duke Punhong Managing Director [email protected]

+1 (212) 300-2904

General statistics




Investment amount

$1.1B 33 142 $20M-$100M $4M-$12M $5M-$40M



Brandtjen and Kluge Buyout/LBO (Add-on) Jun-2018

Presstek Buyout/LBO (Secondary) Mar-2018

Pointmaker Buyout/LBO (Add-on) Dec-2017

CSAT Solutions PE Growth/Expansion Dec-2017

Pro-Cast Products PE Growth/Expansion Sep-2017


Graycliff Private Equity Partners III

Type: Buyout

Size: $91M

Vintage: 2017


51.0%11.8%

2.0%3.9%3.9%

15.7%11.8%



Energy

Financial Services

Healthcare



50

Grey Mountain Partners Investor type: PE/Buyout | Year founded: 2003

Grey Mountain Partners is a Boulder, Colorado based private equity firm that focuses on partnering with management teams to create lasting value through operational improvements and by supporting strategic growth initiatives. The firm invests in lower middle-market companies across a wide range of industries and was founded in 2003.

Contact

1470 Walnut Street

Suite 400

Boulder, CO 80302

United States

+1 (303) 449-5692

Primary contact

Ben Ault Managing Director [email protected]

+1 (612) 259-8182

General statistics

Assets under management Active private equity investments Total private equity investments Preferred Investment amount

$700M 8 48 $75M



CHEP North America Buyout/LBO Feb-2018

J.E. Berkowitz Buyout/LBO (Add-on) Nov-2016

Kronos Foods Buyout/LBO (MBO) Sep-2016

M&C Oilfield Services Buyout/LBO (Add-on) Aug-2016

Binswanger Glass PE Growth/Expansion Mar-2016


Grey Mountain Partners Fund III

Type: Buyout

Size: $425M

Vintage: 2013


62.1%13.8%13.8%

3.4%6.9%



Energy



51

Greyrock Capital Group Investor type: Mezzanine | Year founded: 2002

Greyrock Capital Group is an investment firm that specializes in providing mezzanine debt and equity to finance buyouts, recapitalizations and internal growth needs of middle-market companies. The firm was founded in 2002 and is headquartered at Walnut Creek, California.

Contact

1850 Mount Diablo Boulevard

Suite 335

Walnut Creek, CA 94596

United States

Primary contact

Samuel Snyder Principal [email protected]

+1 (415) 288-0282

General statistics




Investment amount

$528M 28 105 $10M $3M $5M-$35M



Nebraska Cultures Buyout/LBO (Add-on) Apr-2018

Monroe Spangle Fasteners Buyout/LBO (Add-on) Apr-2018

Blast Deflectors Buyout/LBO (MBO) Mar-2018

Metasource Dividend Recapitalization Mar-2018

JetMac Buyout/LBO (Add-on) Feb-2018


GCG Investors IV

Type: Mezzanine

Size: $275M

Vintage: 2017


45.5%13.6%

1.5%3.0%

9.1%15.2%

12.1%



Energy

Financial Services

Healthcare



52

Gryphon Investors Investor type: PE/Buyout | Year founded: 1995

Gryphon Investors is a private equity firm which was established in 1995 and is headquartered in San Francisco, California. The firm specializes in buyouts, leveraged build ups, leveraged acquisitions, bridge and growth capital investments in middle market companies. It seeks to invest in companies operating in the business services, environmental services, insurance services, niche manufacturing, transportation, logistics, consumer products and services, healthcare, specialty retail and industrial growth sectors.

Contact

One Maritime Plaza

Suite 2300


United States

+1 (415) 217-7400

Primary contact

Vincent Carey Principal [email protected]

+1 (415) 217-7423

General statistics




amount

$3.5B 18 122 $100M-$500M $50M-$200M



Transportation Insight Buyout/LBO Sep-2018

Jeremy Gardner Associates Buyout/LBO (Add-on) Aug-2018

Premier Private Practice Dental Group Buyout/LBO (Add-on) Jul-2018

Shermco Industries Buyout/LBO (Secondary) Jun-2018

Milani Cosmetics Buyout/LBO Jun-2018


Gryphon Mezzanine Partners

Type: Mezzanine

Size: $103M

Vintage: 2017


43.8%9.6%

6.8%35.6%

2.7%1.4%



Financial Services

Healthcare



53

Guggenheim Investments Service provider type: Lender | Year founded: 1999

Guggenheim Investments is the global asset management and investment advisory division of Guggenheim Partners, with more than $208 billion1 in assets across fixed income, equity and alternative strategies. The firm focuses on the return and risk needs of insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers and high net worth investors. Founded in 2006, the firm is headquartered in Chicago, Illinois.

Contact

330 Madison Avenue

New York, NY 10017

United States

212-739-0700

Primary contact

Russell Parks Managing Director 310-526-5627

[email protected]

Direct Lending Overview Guggenheim’s direct lending effort provides borrowers with access to capital that can help sustain and grow their businesses. With new regulation reshaping and repricing the bank lending landscape, middle-market companies are facing an increasingly volatile lending market. Guggenheim’s $78.5 billion corporate credit platform – which supports their direct lending effort – provides the resources and relationships needed to drive deal solutions in the evolving banking environment.

Key Facts

Established track record as a direct lender, having invested over $11.6 billion of client funds in 189 deals as of June 30, 2018

Unified Corporate Credit investment team is responsible for Guggenheim’s corporate credit strategies, managing more than $78.5 billion across investment grade, bank loans, high yield, private debt, opportunistic credit, and CLOs

Lending Principles

Loan Types - Revolver

- 1st Lien

- 2nd Lien

- Unitranche

- Subordinated Debt

- Other Financing Structures

Loan Size - $25 to $400+ million per transaction

Industry Experience

- Aerospace & Defense

- Building Products

- Business Services

- Consumer

- Energy

- Gaming

- Healthcare

- Industrial

- Restaurant

- Retail

- TMT

- Transportation

Geography - North America - Europe

1Assets under management are as of 06/30/2018 and include leverage of $11.7 billion. Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Real Estate, LLC, GS GAMMA Advisors, LLC, Guggenheim Partners Europe Limited and Guggenheim Partners India Management.

54

H.I.G. Capital Investor type: PE/Buyout | Year founded: 1993

H.I.G. Capital is a private equity firm that also specializes in the growth, venture capital, management buyouts, turnarounds, real estate and recapitalization. The firm prefers to invest in the aerospace, defense, automotive, building products, business services. chemicals, consumer products, distribution, education, healthcare, food and beverages, manufacturing. energy services, media and information technology sectors. It was founded in 1993 and is headquartered in Miami, Florida.

Contact

1450 Brickell Avenue

31st Floor

Miami, FL 33131

United States

+1 (305) 379-2322

Primary contact

Craig Burson Managing Director [email protected]

+1 (305) 379-2322

Jeff Bohl Managing Director [email protected]

General statistics




Investment amount

$25B 131 492 $10M-$1.5B $1M-$200M $5M-$200M



The Amarna Company Buyout/LBO (Add-on) Sep-2018

Courtesycloud Management Solutions Buyout/LBO (Add-on) Aug-2018

Buck Consultants Buyout/LBO Aug-2018

Kindercentrum ABC Buyout/LBO (Add-on) Aug-2018

Contratanet Buyout/LBO (Add-on) Aug-2018


H.I.G. Brazil & Latin America Partners

Type: Buyout

Size: $740M

Vintage: 2016


37.6%20.6%

1.6%2.9%

7.4%18.0%

11.9%



Energy

Financial Services

Healthcare



55

Hammond, Kennedy, Whitney & Company Investor type: PE/Buyout | Year founded: 1903

Hammond, Kennedy, Whitney & Company is a private equity firm which invests in privately owned businesses and subsidiaries or divisions of public companies. The firm invests through management buy-outs, industry consolidations, corporate divestitures, ownership liquidity situations, recapitalization, expansion and growth equity investments in companies based in North America. The firm was founded in 1903 and is based in Indianapolis, Indiana.

Contact

8888 Keystone Crossing

Suite 600

Indianapolis, IN 46240

United States

+1 (212) 867-1010

Primary contact

Ryan Grand Vice President of Deal Generation [email protected]

+1 (317) 805-1303

General statistics




Investment amount

$574M 12 97 $20M-$200M $5M-$30M $10M-$45M



Urban Armor Gear Buyout/LBO Aug-2018

Indigo Wild Buyout/LBO Aug-2018

MB3 Buyout/LBO (Add-on) Jul-2018

Spector Logistics Buyout/LBO (Add-on) Apr-2018

Certified Tracking Solutions PE Growth/Expansion Jan-2018


HKW Capital Partners IV

Type: Buyout

Size: $319M

Vintage: 2012


43.8%18.8%

10.4%2.1%

8.3%16.7%



Energy

Financial Services

Healthcare


56

Harbour Group Investor type: PE/Buyout | Year founded: 1976

Harbour Group is a private equity firm which invest in companies operating in the manufacturing, distribution, energy, mining and specialty services sectors. It invests in companies based in North America for its new core acquisitions. The firm is based in Saint Louis, Missouri and was founded in 1976.

Contact

7733 Forsyth Boulevard

23rd Floor

Saint Louis, MO 63105

United States

+1 (314) 727-5550

Primary contact

David Allston Director, Corporate Development [email protected]

+1 (314) 727-5550

General statistics




Investment amount

$1.2B 10 201 $30M-$500M $4M-$60M $30M-$100M



Nationwide Industries Buyout/LBO (Secondary) Mar-2018

Thibaut Buyout/LBO (Secondary) Dec-2017

Carlor Engineering Buyout/LBO (Add-on) Nov-2017

Green Creative Buyout/LBO (Secondary) Oct-2017


Harbour Group Investments VI

Type: Buyout

Size: $672M

Vintage: 2012


67.4%18.6%

2.3%4.7%

7.0%



Energy

Healthcare


57

Hark Capital Service provider type: Lender | Year founded: 2013

Hark Capital is a leading provider of NAV-based loans for sponsors and their portfolio companies. The firm provides non-dilutive loans to the portfolio companies of sponsors in growth or turnaround situations that would typically require equity. Hark Capital does this by lending based on the sponsor's NAV, not the credit profile of the portfolio company that we lend to. As a result, we will lend at Holdco, to a negative EBITDA company and at higher leverage levels, all without dilution. Uncalled capital is not required. Founded in 2013, Hark Capital is a part of Aberdeen Standard and is based in New York, New York.

Contact

712 5th Avenue

49th Floor

New York, NY 10019

United States

Primary contacts

Douglas Cruikshank Head of Fund Financing and Hark Capital [email protected]

+1 (646) 829-3623

Rafael Castro Senior Investment Manager [email protected] +1 (646) 829-3607

Rich Davis Senior Investment Manager [email protected] +1 (646) 829-3639

58

http://intranet.aberdeen.aberdeen-asset.com/

High Road Capital Partners Investor type: PE/Buyout | Year founded: 2007

High Road Capital Partners is a middle private equity firm that prefers to invest in the manufacturing, service, value-added distribution, media and healthcare sectors. The firm specializes in investing in buyouts, add-on acquisitions, growth capital and recapitalization. It was founded in 2007.

Contact

1251 Avenue of the Americas

Suite 825

New York, NY 10020

United States

+1 (212) 554-3265

Primary contact

Matthew Hadley Associate, Business Development [email protected]

+1 (212) 554-3285

General statistics




Investment amount

$473M 11 40 $10M-$100M $3M-$10M $5M-$35M



Nolan Power Group Buyout/LBO (Add-on) Jul-2018

U-C Coatings Buyout/LBO (Secondary) Jan-2018

Strauss Lock Distributors Buyout/LBO (Add-on) Dec-2017

PacTool International Buyout/LBO (Add-on) Nov-2017

Akron Hardware Consultants Buyout/LBO (Add-on) Oct-2017


High Road Capital Partners Fund II

Type: Buyout

Size: $320M

Vintage: 2013


69.2%19.2%

3.8%3.8%3.8%



Energy

Healthcare


59

Hilco Service provider type: Valuation Firm | Year founded: 1987

Hilco Global is a valuation firm that provides a wide array of services such as asset valuation, asset acquisition and disposition, private equity investments, advisory and monetization. The firm was founded in 1987 and is headquartered in Northbrook, Illinois.

Contact

5 Revere Drive

Suite 206

Northbrook, IL 60062

United States

+1 (847) 509-1100

Primary contact

Joseph Tourouk Senior Vice President [email protected]

+1 (818) 437-6439

60

Hilltop Private Capital Investor type: PE/Buyout | Year founded: 2016

Hilltop Private Capital is a private equity firm which specializes in buyout, growth/expansion, carveouts, corporate divestitures and mezzanine investments. It prefers to invest in the companies operating in the business, industrial products and service sectors. The firm was founded in 2016 and is based in New York, New York.

Contact

509 Madison Avenue

14th Floor

New York, NY 10022

United States

+1 (917) 301-0980

Primary contact

Edwin Moss Partner [email protected]

+1 (301) 704-7230

General statistics


$10M-$150M $3M-$20M $10M-$30M

61

IMB Development Investor type: PE/Buyout | Year founded: 2010

IMB Development is a private equity firm that also specializes in management buyouts, corporate divestitures, recapitalizations and growth investments. The firm prefers to invest in the information technology sectors, software, food, retail and media sectors. It is based in Bethesda, Maryland and was founded in 2010.

Contact

7201 Wisconsin Avenue

Suite 440

Bethesda, MD 20814

United States

+1 (240) 507-1660

Primary contact

Tarrus Richardson Chief Executive Officer [email protected]

+1 (646) 619-8757

General statistics

Active private equity investments Total private equity investments Target revenue Target EBITDA

4 15 $15M-$150M $2M-$30M



LaFata Contract Services PE Growth/Expansion Jan-2018

Alder Foods PE Growth/Expansion Jun-2016

Enterprise 24x7 Buyout/LBO (Add-on) Feb-2016

e&e IT Consulting Services PE Growth/Expansion Jun-2014

IMB Solutions Buyout/LBO Jan-2013


50.0%16.7%16.7%16.7%



Financial Services


62

Incline Equity Partners Investor type: PE/Buyout | Year founded: 2011

Incline Equity Partners is a private equity firm that is based in Pittsburgh, Pennsylvania. The firm focuses on investments in lower middle-market growth companies operating in the value-added distribution, specialized light manufacturing and business service sectors.

Contact

EQT Plaza, Suite 2300

625 Liberty Avenue

Pittsburgh, PA 15222

United States

+1 (412) 315-7800

Primary contact

Sarah Halvonik Senior Associate, Business Development [email protected]

+1 (412) 315-7810

General statistics




Investment amount

$1.4B 9 77 $20M-$500M $5M-$35M $15M-$100M



Van Con Buyout/LBO (Add-on) Jun-2018

New England Belting Company Buyout/LBO (Add-on) May-2018

AC Compressor Buyout/LBO (Add-on) May-2018

Conveyor Belting Supply Buyout/LBO (Add-on) Feb-2018

P.T. International Buyout/LBO (Secondary) Jan-2018


Incline Equity Partners IV

Type: Buyout

Size: $601M

Vintage: 2017


80.6%9.7%

3.2%3.2%3.2%



Energy



63

Insight Equity Investor type: PE/Buyout | Year founded: 2002

Insight Equity is a private equity firm founded in 2002 and is based in Southlake, Texas that makes control investments in middle market, asset-intensive companies across a wide range of industries. The firm seeks to invest in companies operating in the manufacturing, automotive, transportation, aerospace, defense, industrial, consumer goods, distribution, energy services and service professional sectors. The firm also has an additional office in New York City.

Contact

1400 Civic Place

Suite 250

Southlake, TX 76092

United States

+1 (817) 488-7775

Primary contact

Neal Jain Vice President [email protected]

+1 (817) 488-7725

General statistics



Total private equity investments Target revenue Preferred Investment amount

$1.2B 12 64 $50M-$1B $25M-$100M



VirTex Enterprises Buyout/LBO (Secondary) Oct-2017

Clean Harbors (Transformer Division) Merger/Acquisition Jun-2017

TreeHouse Foods (Soup and Infant Feeding) Buyout/LBO May-2017

RTI International (microsystem and integrated packaging business)

Buyout/LBO (Add-on) Oct-2016

Norsk Titanium PE Growth/Expansion Jun-2016


Insight Equity III

Type: Buyout

Size: $639M

Vintage: 2014


53.3%15.6%

6.7%13.3%

11.1%



Energy



64

KCB Management Investor type: PE/Buyout | Year founded: 1986

KCB Private Equity is a private equity firm that was founded in 1986 and is based in Pasadena, California. The firm is a long-term, control investor in growing small to medium sized businesses. It seeks to make investments in the retail, consumer products and services, business services, outsourcing, healthcare services, education, training services and products, light manufacturing and value-added distribution sectors.

Contact

117 East Colorado Boulevard

Suite 400

Pasadena, CA 91105

United States

+1 (626) 356-0944

Primary contact

Christopher Page Principal [email protected]

+1 (626) 508-3130

General statistics




Investment amount

$30M 3 7 $10M-$60M $1M-$6M $5M-$15M



Bindomatic Buyout/LBO (Secondary)

Nov-2017

Spiral Binding Buyout/LBO May-2017

Alpine Auto Body Buyout/LBO (Add-on) May-2014

Thrift Books Leveraged Recapitalization

Apr-2014

Uncle Milton Buyout/LBO (MBO) Feb-2014


KCB Private Equity Fund II

Type: Buyout

Size: $30M

Vintage: 2015


50.0%50.0%



65

KeyBank Service provider type: Investment Bank | Year founded: 1924

KeyBank is an investment banking firm that provides commercial lending, treasury management, derivatives, foreign exchange, equity and debt underwriting, investment management, retail and commercial banking. Other services provided include consumer finance, investment banking products, trading and syndicated finance products and services to large corporations and middle-market companies throughout the United States and internationally. The firm is headquartered in Cleveland, Ohio and operates under KeyBank Corp.

Contact

127 Public Square

Cleveland, OH 44114

United States

+1 (216) 689-3723

Primary contact

Michael Wingard Senior Vice President [email protected]

+1 (206) 684-6159

General statistics

Total transactions (last 5 years)

Total companies serviced (last 5 years)

Total investors serviced (last 5 years) Target EBITDA Target transaction amount

340 416 96 $10M $10M

Recently closed transactions

Investor/company serviced Service Deal type Deal date Deal location

TPG Growth Advisor: General Buyout/LBO Aug-2018 Austin, TX

California Cryobank Advisor: General Buyout/LBO Aug-2018 Los Angeles, CA

Precision Poly Advisor: General Buyout/LBO Aug-2018 Grand Rapids, MI

CR Brands Advisor: General Corporate Asset Purchase Aug-2018 West Chester, OH

Resinall Corporation Advisor: General Merger/Acquisition Aug-2018 Severn, NC

All transactions by industry

26.9%14.4%

9.6%13.5%

8.3%18.6%

8.7%



Energy

Financial Services

Healthcare



66

L Squared Capital Partners Investor type: PE/Buyout | Year founded: 2014

L Squared Capital Partners is a private equity firm which specializes in buyouts, recapitalization and growth investments. L-squared prefers to invest in sectors such as tech-enabled Services, industrial technology and education. The firm was founded in 2014 and is based in Newport Beach, California.

Contact

3434 Via Lido

Suite 300

Newport Beach, CA 92663

United States

+1 (949) 398-0168

Primary contact

Tyler Huez Private Equity Associate [email protected]

+1 (949) 398-0182

General statistics




Investment amount

$550M 8 25 $10M-$100M $3M-$25M $20M-$100M



Euromex Buyout/LBO (Add-on) Jun-2018

Kanopy PE Growth/Expansion Jun-2018

Premier Elevator Services Buyout/LBO (Add-on) Feb-2018

SCS Elevator Buyout/LBO (Add-on) Feb-2018

Scholantis Buyout/LBO (Add-on) Dec-2017


L Squared Capital Partners II

Type: Buyout

Size: $333M

Vintage: 2017


44.0%24.0%

4.0%28.0%



Healthcare


67

Lake Country Capital Service provider type: Lender

Lake Country Capital (LC2) is a debt and equity investment firm providing transitional and growth capital to US-based lower middle market companies. LC2 targets businesses across a variety of industries, including manufacturing, business services, consumer-related and medical/healthcare sectors. The firm invests primarily in debt securities encompassing a range of senior and subordinated, as well as structured equity securities. The firm works in partnership with management teams, business owners and private equity firms to finance growth initiatives, recapitalizations and ownership transitions. Lake Country Capital is based in Minneapolis, Minnesota with an additional office in Los Angeles.

Contact

7808 Creekridge Circle

Suite 200

Minneapolis, MN 55439

United States

+1 (612) 800-9944

Primary contact

Christopher Daniel Partner [email protected]

+1 (424) 351-6742

68

LaSalle Capital Investor type: PE/Buyout | Year founded: 1984

LaSalle Capital is a leading private equity firm with extensive experience in the lower middle market. LaSalle currently manages two funds totaling over $345 million in capital. The firm has a proven track record of partnering with management teams to increase value in our companies by providing strategic operating focus and driving growth organically and through acquisitions. LaSalle has domain expertise and investment focus in two industry sectors: food and beverage and technology-enabled business services.

Contact

70 West Madison Street

Suite 5710

Chicago, IL 60602

United States

+1 (312) 236-7041

Primary contact

David Murav Vice President [email protected]

+1 (312) 283-2903

General statistics




Investment amount

$345M 10 82 $20M-$100M $3M-$10M $10M-$30M



Fresh Origins PE Growth/Expansion Apr-2018

Brown & Joseph PE Growth/Expansion Mar-2018

QoS Telesys Buyout/LBO (Add-on) Jan-2018

Gen3 Marketing PE Growth/Expansion Dec-2017


LaSalle Capital Group II-A

Type: Buyout

Size: $203M

Vintage: 2010


53.5%9.3%

4.7%7.0%

2.3%20.9%

2.3%



Energy

Financial Services

Healthcare



69

LongueVue Capital Investor type: PE/Buyout | Year founded: 2001

LongueVue Capital is a private equity firm that also specializes in acquisition financing, restructurings, turnarounds, workouts, corporate divestitures, management buyouts, leveraged buyouts and mezzanine investments. The firm prefers to invest in the energy, logistics, technology and manufacturing sectors. It was founded in 2001 and is based in Metairie, Louisiana.

Contact

111 Veterans Boulevard

Suite 1020

Metairie, LA 70005

United States

+1 (504) 293-3600

Primary contact

Charles Cox Director [email protected]

+1 (504) 293-3606

General statistics




Investment amount

$425M 8 19 $10M-$150M $3M-$15M $5M-$25M



Pod Pack International PE Growth/Expansion May-2018

Azimuth Technology Buyout/LBO Aug-2017

Zavation Medical Products Buyout/LBO (MBO) Jul-2017

Quality Senior Living PE Growth/Expansion Jan-2017

Marana Aerospace Solutions Buyout/LBO (Secondary) Dec-2016


LongueVue Capital Partners III

Type: Buyout

Size: $252M

Vintage: 2017


43.8%12.5%12.5%

18.8%12.5%



Energy

Healthcare


70

Main Street Capital Investor type: PE/Buyout | Year founded: 1997

Main Street Capital is a principal investment firm that provides long-term debt and private equity capital to lower middle market companies and debt capital to middle market companies. The firm's investments are typically made to support management buyouts, recapitalizations, growth financings, refinancings and acquisitions of companies in diverse industry sectors. It seeks to partner with entrepreneurs, business owners, management teams and other equity sponsors.

Contact

1300 Post Oak Boulevard

8th Floor

Houston, TX 77056

United States

+1 (713) 350-6000

Primary contact

Curtis Hartman Senior Managing Director [email protected]

+1 (713) 350-6028

General statistics




Investment amount

$3.5B 84 195 $10M-$150M $3M-$20M $5M-$75M



PLS (Premier Oil and Gas Database & Research Business)

Buyout/LBO (Add-on) Jun-2018

1Derrick Buyout/LBO (Add-on) Jun-2018

Cimtronics Midwest Buyout/LBO (Add-on) May-2018

Digital Products International PE Growth/Expansion Apr-2018

California Splendor Buyout/LBO (MBO) Apr-2018


I-45 Senior Loan Fund


Size: $85M


42.2%14.7%

5.2%2.6%

6.9%26.7%

1.7%



Energy

Financial Services

Healthcare



71

Mangrove Equity Partners Investor type: PE/Buyout | Year founded: 2006

Mangrove Equity Partners is a lower middle-market private equity firm based in Tampa, Florida. The firm sponsors owners and operators in management buy-outs, management buy-ins, majority recapitalizations, family succession recaps and industry consolidations. It was founded in 2006.

Contact

101 South Franklin Street

Suite 205

Tampa, FL 33602

United States

+1 (813) 868-4500

Primary contact

Glenn Oken Co-Founder & Managing Director [email protected]

+1 (813) 868-4500 x401

General statistics




Investment amount

$185M 7 26 $10M-$100M $2M-$10M $25M



Sharp Tooling Solutions PE Growth/Expansion Dec-2017

Rasmussen Equipment PE Growth/Expansion Dec-2017

3DVision Technologies Buyout/LBO (Add-on) Mar-2017

Meheen Manufacturing Buyout/LBO (Secondary) Jun-2016

Inline Filling Systems Buyout/LBO (Secondary) Jun-2016


Mangrove Investors II

Type: Buyout

Size: $125M


61.1%22.2%

16.7%




72

MezzCap Partners Investor type: Mezzanine

MezzCap Partners is an investment firm that provides junior capital to lower middle market companies. The firm looks for companies that are at an inflection point in their revenue growth. MezzCap structures its investments as junior debt in conjunction with a revenue participation feature that has the effect of minimizing any direct form of equity dilution in the company. The firm is based in Los Angeles, California.

Contact

1880 Century Park East

Suite 350


United States

Primary contact

Jeffrey Kabot Co-Founder & Managing Director [email protected] +1 (310) 279 5995

Brian MacDonald Co-Founder & Managing Director [email protected] +1 (310) 279-5996

General statistics


$5M $1M $1M-$5M

73

Midwest Mezzanine Funds Investor type: Mezzanine | Year founded: 1992

Midwest Mezzanine Funds is a private equity firm. It was founded in 1992 and is Chicago, Illinois. The firm prefers to invest in business products and services, consumer Products and services and financial services. The firm also specializes in the buy-out, recapitalization, mezzanine and capital expansion.

Contact

55 West Monroe Street

Suite 3650

Chicago, IL 60603

United States

+1 (312) 291-7300

Primary contact

David Gezon Senior Managing Director [email protected]

+1 (312) 291-7305

General statistics




amount

$800M 27 143 $5M $4M-$15M



OJ/Charm Buyout/LBO Jul-2018

Peltram Plumbing Buyout/LBO Jul-2018

Connecticut Electric Buyout/LBO (Secondary) Mar-2018

Randazzo Mechanical Heating & Cooling Buyout/LBO (MBO) Nov-2017

Fluence Automation Buyout/LBO (MBO) Sep-2017


Midwest Mezzanine Fund V SBIC

Type: Mezzanine

Size: $270M

Vintage: 2013


55.4%7.1%

1.8%1.8%

5.4%23.2%

5.4%



Energy

Financial Services

Healthcare



74

Monroe Capital Service provider type: Business Development Company | Year founded: 2004

Monroe Capital is a private credit asset management firm specializing in direct lending and opportunistic private credit investing. Since 2004, the firm has provided private credit solutions to borrowers in the U.S. and Canada. Monroe’s middle market lending platform provides senior and junior debt financing to businesses, special `situation borrowers, and private equity sponsors. Investment types include unitranche financings; cash flow, asset based and enterprise value based loans; and equity co-investments. Monroe is committed to being a value-added and user-friendly partner to business owners, senior management, and private equity and independent sponsors. The firm is headquartered in Chicago and maintains offices in Atlanta, Boston, Dallas, Los Angeles, New York, and San Francisco.

Contact

311 South Wacker Drive

64th Floor

Chicago, IL 60606

United States

+1 (312) 258-8300

Primary contact

Glenn Flinn Managing Director [email protected]

+1 (214) 459-3300

General statistics

Total debt financings (last 5 years) Target EBITDA Target debt financing amount

224 $3M-$30M $3M-$100M



Midwest Composite Technologies

Buyout/LBO Sep-2018 Hartland, WI

S&S HealthCare Strategies PE Growth/Expansion

Aug-2018 Cincinnati, OH

Digital Media Solutions Debt - General Jul-2018 Clearwater, FL

SMP Pharmacy Solutions Buyout/LBO Jul-2018 Miami, FL

Hayes Manufacturing Services Buyout/LBO (Add-on) Jul-2018 Sunnyvale, CA


Monroe Capital MML CLO VI

Type: Collateralized Loan

Obligation (CLO)

Size: $456M

Vintage: 2018


34.9%26.4%

1.2%5.0%

14.7%14.7%

3.1%



Energy

Financial Services

Healthcare



75

Neptune Financial Service provider type: Financing Advisory | Year founded: 2016

Neptune Financial is a financial services company whose commercial lending platform provides growth capital to mid-sized American businesses. NepFin was founded in 2016 and is headquartered in San Francisco, California.

Contact

600 Montgomery Street

Suite 260


United States

+1 (415) 212-8012

Primary contact

Ann-Louise Taylor Head of Credit [email protected]

+1 (415) 851-3603

76

NexPhase Capital Investor type: PE/Buyout | Year founded: 2007

NexPhase Capital is a private equity firm that specializes in making control investments. The firm prefers to invest in the healthcare, industrial services, software and consumer sectors. It is based in New York, New York and was founded in 2007.

Contact

600 Lexington Avenue

12th Floor

New York, NY 10022

United States

+1 (212) 878-6000

Primary contact

Lex Leeming Partner & Head of Business Development [email protected]

+1 (212) 878-6005

General statistics




amount

$872M 20 70 $5M-$30M $25M-$75M



Synergy HomeCare Buyout/LBO (Secondary) Apr-2018

Brandt Information Services Buyout/LBO Mar-2018

Clearway Pain Solutions Institute Buyout/LBO Feb-2018

Circlepix Buyout/LBO (Add-on) Feb-2018

BrokerSumo Buyout/LBO (Add-on) Dec-2017


25.9%9.3%

5.6%33.3%

24.1%1.9%



Financial Services

Healthcare



77

Northcreek Mezzanine Investor type: Mezzanine | Year founded: 2010

Northcreek Mezzanine is an investment firm that provides structured mezzanine and senior debt investments to middle-market companies. The firm is a licensed Small Business Investment Company ("SBIC") and makes investments through recapitalizations, acquisitions, buyouts and growth financings. It was founded in 2010 and is based in Cincinnati, Ohio.

Contact

312 Walnut Street

Suite 2310

Cincinnati, OH 45202

United States

+1 (513) 985-6601

Primary contact

K. Rodger Davis Managing Partner [email protected]

+1 (513) 985-6600

General statistics




Investment amount

$249M 23 49 $5M-$200M $1M $1M-$12M



Epsen Fuller Group Buyout/LBO (Add-on) Mar-2018

Talkaphone Buyout/LBO Jan-2018

Mercury Manufacturing Buyout/LBO (Add-on) Jan-2018

Carpetland Carpet One PE Growth/Expansion Jan-2018

HM Long/RSVP Group Buyout/LBO (Add-on) Jul-2017


Northcreek Mezzanine Fund II

Type: Mezzanine

Size: $177M

Vintage: 2014


60.6%12.1%

3.0%6.1%

9.1%9.1%



Financial Services

Healthcare



78

Northlane Capital Partners Investor type: PE/Buyout | Year founded: 2017

Northlane Capital Partners is a middle market private equity firm that invests in growing, profitable middle market companies. The firm focuses on control buyouts of North American-based companies in two primary sectors: healthcare and business services. It was founded in 2017 and is based in Bethesda, Maryland.

Contact

2 Bethesda Metro Center

Suite 1510

Bethesda, MD 20814

United States

+1 (301) 272-9990

Primary contact

JJ Carbonell Vice President [email protected]

+1 (301) 841-1420

General statistics




$1B 6 9 $5M-$30M $25M-$150M



Discovery Data PE Growth/Expansion Aug-2018

Firma Clinical Research PE Growth/Expansion Jul-2018

Red Books Buyout/LBO (Secondary) May-2018

AAR Partners Buyout/LBO (Add-on) May-2018

The List (Atlanta) Buyout/LBO (MBI) Jan-2018


Northlane Capital Partners I


Size: $1.1B


46.7%6.7%

13.3%33.3%



Healthcare


79

OFS Capital Service provider type: Business Development Company | Year founded: 1994

OFS Capital is registered as a Business Development Company (BDC) that provides debt and minority equity capital solutions to middle-market companies. The firm offers flexible financing to business owners and proven management teams to help them achieve targeted growth, liquidity and ownership transition goals. The firm is based out of Chicago, Illinois and offers financing options such as senior secured debt, unitranche loans, second-lien loans, mezzanine loans and equity securities. OFS Capital is externally managed by OFS Capital Management LLC, an established asset manager and full-service provider of capital and leveraged finance solutions to U.S. corporations.

Contact

10 South Wacker Drive

Suite 2500

Chicago, IL 60606

United States

+1 (847) 734-2000

Primary contact

Mark Hauser Senior Managing Director [email protected]

+1 (646) 652-8483

General statistics

Total companies serviced (last 5 years) Target EBITDA Target transaction amount

99 $3M-$50M $3M-$20M

80

ORIX Mezzanine & Private Equity Capital provider type: Equity and Mezzanine | Year founded: 2012

ORIX Mezzanine & Private Equity expands alternatives for lower-middle to middle-market companies throughout North America by offering standalone equity investments (control and non-control), flexible mezzanine capital, or a combination of the two strategies. Investments are predominantly with independent sponsors, and also include funded equity sponsors, family offices, and directly with entrepreneurs and management teams. With typical investments between $10 million and $20 million, OMPE has both the flexibility and experience to tailor a customized capital solution to enhance our companies’ success. OMPE has successfully deployed nearly $500MM in capital and closed 35 investments since inception of the strategy in 2012, with 27 of those investments supporting independent sponsors.

OMPE is a business unit of ORIX Corporation USA, a Dallas-based financial services firm founded in 1981. With more than 900 employees spanning over 30 offices across the U.S. and Brazil, ORIX USA and its family of companies have $57 billion of assets under management, administration and servicing (including $8.6 billion held by the company and its subsidiaries). Its parent company, ORIX Corporation, is a Tokyo-based, publicly owned international financial services company with operations in 38 countries and regions worldwide. ORIX Corporation is listed on the Tokyo (8591) and New York Stock Exchanges (IX).

Contact

120 Newport Center Drive

Newport Beach, CA 92660

United States

1717 Main Street

Suite 1100

Dallas, TX 75201

United States

Primary contacts

Zoltan Berty Managing Director,

ORIX Mezzanine & Private Equity [email protected]

+1 (949) 269-3254

Jeff Sangalis Managing Director & Group Head, ORIX Mezzanine & Private Equity [email protected]

+1 (214) 237-2059

81

PennantPark Investor type: Mezzanine | Year founded: 2007

PennantPark is an investment firm that specializes in making direct and mezzanine investments in middle market companies. The firm primarily invests in middle-market private companies of the United States in the form of senior secured loans, mezzanine debt and equity investments. It was founded in 2007 and is based in New York, New York.

Contact

590 Madison Avenue

15th Floor

New York, NY 10022

United States

+1 (212) 905-1000

Primary contact

James Stone Managing Director [email protected]

+1 (310) 752-9018

General statistics


$251M 3 20 $10M-$100M



AKW Medi-Care Buyout/LBO (Secondary) Mar-2018

Tavisca Solutions Buyout/LBO (Add-on) Feb-2018

SPC (Minneapolis) Buyout/LBO (Add-on) Nov-2017

SDI Presence (Integrated Security Systems Division)

Buyout/LBO (Add-on) Sep-2017

SigNet Technologies Buyout/LBO (Add-on) Jul-2017


PennantPark Credit Opportunities Fund II


Size: $151M

Vintage: 2015


45.0%10.0%10.0%

5.0%25.0%

5.0%



Financial Services

Healthcare



82

Periscope Equity Investor type: PE/Buyout | Year founded: 2013

Periscope Equity is a Chicago-based private equity firm dedicated to buyouts of technology-enabled business services companies within niche sector leaders that have unique technology, data, intellectual property, or service offerings; a history of sustainable profitability and cash generation; and known avenues for growth. Services sectors of focus include healthcare, marketing, security, software and BPO. Periscope seeks to provide its portfolio companies with liquidity, growth capital and access to its network of operational experts, to drive sustainable growth and superior investment returns on an accelerated schedule. The firm was founded in 2013 and based Chicago, Illinois.

Contact

One North Wacker Drive

Suite 4050

Chicago, IL 60606

United States

+1 (312) 281-6205

Primary contact

Alex Friedman Vice President, Business Development [email protected]

+1 (312) 281-6221

General statistics




$104M 2 8 $10M-$50M $2M-$8M



Inflexxion Buyout/LBO (Add-on) Jul-2018

Integrated Behavioral Health PE Growth/Expansion May-2018

CISCOR PE Growth/Expansion Aug-2016

MicroMass Communications Buyout/LBO Dec-2015

Inflexxion Buyout/LBO Dec-2014


Periscope Equity I

Type: Buyout

Size: $104M

Vintage: 2018


44.4%44.4%

11.1%


Healthcare


83

PineBridge Investments Investor type: PE/Buyout | Year founded: 1996

PineBridge Investments is a global asset manager that specializes in distressed investments. The firm manages a diversified product line of alternative investments which includes private equity investments, fund of funds, small to mid-market buyout funds, real estate, hedge funds, and fixed income strategies. It manages the PineBridge Structured Capital Fund, that provides customized junior capital solutions, including mezzanine debt, junior mezzanine and equity, to middle-market companies for new buyouts, growth and recapitalization.

Contact

399 Park Avenue

4th Floor

New York, NY 10022

United States

+1 (646) 857-8000

Primary contact

Joseph Taylor Managing Director, Private Credit [email protected]

+1 (646) 381-0569

General statistics

Assets under management Active private equity investments Total private equity investments

$82.6B 40 165



B&M Oil Company (Retail fuel Distribution Business)

Buyout/LBO (Add-on) Aug-2018

Willoughby (Wholesale Distribution Business)

Buyout/LBO (Add-on) Jun-2018

Willoughby Oil Company Buyout/LBO (Add-on) Jun-2018

Deep Ellum Brewing Company Buyout/LBO (Add-on) Jun-2018

Evolution Research Group Buyout/LBO (Secondary) May-2018


PineBridge Secondary Partners IV

Type: Secondaries

Size: $568M

Vintage: 2018


34.9%20.9%

9.3%4.7%

18.6%11.6%



Energy

Financial Services

Healthcare


84

PNC Service provider type: Commercial Bank | Year founded: 1845

PNC is a commercial bank based in Pittsburgh, Pennsylvania which provides personal, business and institutional banking services. The bank also offers residential mortgage banking, real estate finance, asset-based lending, wealth management, asset management and specialized banking services for corporations and government entities. Founded in 1845, PNC Bank operates as a subsidiary of PNC Financial Services Group. PNC provides its products and services nationally, however, its primary geographic markets include Pennsylvania, New Jersey, Washington, the District of Columbia, Maryland, Virginia, Ohio, Kentucky, and Delaware.

Contact

300 Fifth Avenue

The Tower at PNC Plaza


United States

+1 (412) 768-4143

Primary contact

Daniel DeBrauwere Senior Vice President [email protected]

General statistics

Total transactions (last 5 years)

Total companies serviced (last 5 years)

Total investors serviced (last 5 years) Target EBITDA Target transaction

amount

65 643 27 $3M $5M

Recently closed transactions

Investor/company serviced Service Deal type Deal date Deal location

Zekelman Industries Underwriter IPO Aug-2018 Chicago, IL

Mammoth Energy Services Underwriter Secondary Transaction - Open Market Jun-2018 Oklahoma City, OK

JD Sports Fashion Advisor: General Merger/Acquisition Jun-2018 Indianapolis, IN

AXA Equitable Holdings Underwriter IPO May-2018 New York, NY

Newmark Knight Frank Underwriter IPO Dec-2017 New York, NY

All transactions by industry

31.2%16.9%

10.4%20.8%

3.9%9.1%

7.8%



Energy

Financial Services

Healthcare



85

PNC Riverarch Capital Investor type: PE/Buyout | Year founded: 2011

PNC Riverarch Capital is a private equity firm which specializes in leveraged buyouts, recapitalizations, corporate divestitures and management buyouts, acquisition capital and growth equity. The firm prefers to invest in healthcare, information technology, business, consumer products and services. The firm is based in Pittsburgh, Pennsylvania and was founded in 2011.

Contact

Two PNC Plaza

620 Liberty Avenue

22nd Floor


United States

Primary contact

Michael Rost Managing Director [email protected]

+1 (412) 762-2245

General statistics




Investment amount

$600M 8 26 $10M-$500M $3M-$30M $10M-$50M



The Tranzonic Companies Buyout/LBO (Secondary) Mar-2018

Global Claims Services Buyout/LBO (Secondary) Sep-2017

Homewatch International Buyout/LBO (Add-on) Sep-2017

TSS Buyout/LBO Jul-2017

Painters Supply & Equipment Company Buyout/LBO Jun-2017


50.0%33.3%

3.3%6.7%6.7%



Financial Services

Healthcare


86

Prospect Capital Service provider type: Business Development Company | Year founded: 1988

Prospect Capital (PSEC) is registered as a Business Development Company (BDC) and is a publicly-traded closed-end investment company established in 1988 and based in New York, New York. The firm provides first-lien and second-lien senior loans, mezzanine debt, senior secured and unsecured debt to middle-market companies and private equity financial sponsors based in the United States. Additionally, PSEC makes control acquisitions by providing multiple levels of the capital structure and provides refinancings, leveraged buyouts, acquisitions, recapitalizations, capital expenditure and later-stage growth investments. Prospect Capital is managed by Prospect Capital Management (PCM).

Contact

10 East 40th Street

42nd Floor

New York, NY 10016

United States

+1 (212) 448-0702

Primary contact

Ajay Gill Senior Associate [email protected]

+1 (646) 845-6078

General statistics

Target EBITDA Target transaction amount

$5M-$150M $20M-$400M

87

Prospect Partners Investor type: PE/Buyout | Year founded: 1998

Prospect Partners is a private equity firm that invests in smaller, lower-middle-market companies. The firm seeks to invest in firms focused in consumer, commercial, manufacturing, distribution and specialty business and consumer services. It is based in Chicago, Illinois and was founded in 1998.

Contact

200 West Madison Street

Suite 2710

Chicago, IL 60606

United States

+1 (312) 782-7400

Primary contact

Bradley O'Dell Principal [email protected]

+1 (312) 782-7400

General statistics




Investment amount

$200M 18 140 $2M-$75M $8M $2M-$30M



Challenger Pools Buyout/LBO (Add-on) Feb-2018

Animal Hospital of Wilkes Buyout/LBO (Add-on) Feb-2018

Minuteman Security Technologies PE Growth/Expansion Dec-2017

Bland Landscaping Buyout/LBO (MBO) Dec-2017

QMI Security Solutions Buyout/LBO (MBO) Jun-2017


Prospect Partners III

Type: Buyout

Size: $200M

Vintage: 2010


54.8%17.7%

3.2%16.1%

6.5%1.6%



Energy

Healthcare



88

Prudential Capital Group Investor type: Mezzanine | Year founded: 2000

Prudential Capital Group is the private investment arm of PGIM, the global investment management business of Prudential Financial. The firm is the middle-market mezzanine and structured equity fund business managed by Prudential Capital Group. It is a leading private debt and equity investor worldwide headquartered in Chicago, Illinois.

Contact

180 North Stetson Avenue

Suite 5600

Chicago, IL 60601

United States

+1 (312) 540-4224

Primary contact

Jason Richardson Managing Director [email protected]

+1 (310) 295-5000

General statistics




Investment amount

$81.7B 29 118 $50M-$500M $8M-$75M $15M-$150M



Aureon HR Buyout/LBO (Add-on) Jul-2018

Compdata Surveys & Consulting Buyout/LBO (Add-on) Jun-2018

JMH Consulting Buyout/LBO (Add-on) Jun-2018

Wakefield Beasley & Associates Buyout/LBO (Add-on) Jan-2018

Nelson & Associates Interior Design and Space Planning

Mezzanine Jan-2018


Prudential Capital Partners V

Type: Mezzanine

Size: $1.8B

Vintage: 2016


44.8%12.1%12.1%

3.4%3.4%

20.7%3.4%



Energy

Financial Services

Healthcare



89

PWP Growth Equity Investor type: PE/Buyout

PWP Growth Equity is a private equity investment firm focused on primarily U.S.-based growth oriented firms in the lower middle market. The firm seeks to invest in firms focused in consumer, services and industrial sectors. It is based in New York, New York and was founded in 2012.

Contact

767 Fifth Avenue

10th Floor

New York, NY 10153

United States

+1 (212) 287-3341

Primary contact

Henry Heinerscheid Managing Director [email protected]

+1 (646) 708-8784

General statistics


$1.4B 9 17 $25M-$100M



360training.com PE Growth/Expansion Feb-2018

MOD Pizza PE Growth/Expansion Jan-2018

Delphon Industries Buyout/LBO Jan-2018

Luna Grill PE Growth/Expansion Sep-2017

Just Fitness 4U (Mesquite) Buyout/LBO Mar-2017


PWP Growth Equity Fund II


Size: $750M

Vintage: 2016


29.4%41.2%

23.5%5.9%





90

River Associates Investments Investor type: PE/Buyout | Year founded: 1989

River Associates Investments is a private equity firm which prefers to make investments in lower middle market companies through buyouts, divestitures and recapitalizations. The firm seeks to invest in companies based in United States and Canada and operating in niche manufacturing, distribution, and industrial and business services. River was founded in 1989 and is based in Chattanooga, Tennessee.

Contact

633 Chestnut Street

Suite 1640

Chattanooga, TN 37450

United States

+1 (423) 755-0888

Primary contact

Mark Jones Partner [email protected]

+1 (423) 755-0888 x111

General statistics




Investment amount

$406.9M 6 90 $15M-$100M $3M-$12M $10M-$40M



GAHH Automotive (TopDown) Buyout/LBO (MBO) May-2018

Quikserv Buyout/LBO Mar-2018

Premier Parking Buyout/LBO (MBO) Jun-2017

Double E Buyout/LBO May 2017

Weaver Leather Buyout/LBO Feb-2016


River VII

Type: Buyout

Size: $285M

Vintage: 2017


44.0%16.0%16.0%16.0%

8.0%

Industrial Manufacturing

Consumer Products Manufacturing

Industrial Services

Distribution

Businesses Services/Other

91

RLJ Equity Partners Investor type: PE/Buyout | Year founded: 2006

RLJ Equity Partners is a private equity firm that specializes in add on acquisition, buy-out, recapitalization and growth equity investments. The firm seeks to invest in the aerospace, business, industrial service, transportation, logistic, media, telecom, retail and value-added manufacturing sectors. It is based in Bethesda, Maryland and was founded in 2006.

Contact

7315 Wisconsin Avenue

Suite 900 East

Bethesda, MD 20814

United States

+1 (240) 744-7856

Primary contact

Jack Isaacs Director of Business Development [email protected]

+1 (323) 422-4686

General statistics


$294M 8 26 $15M-$40M



Heal Early Stage VC May-2018

Golden Harvest (Wholesale Operations) Buyout/LBO (Add-on) Apr-2018

Health eCareers (Nursing, allied & administrative business)

Buyout/LBO (Add-on) Feb-2018

EnviroVac PE Growth/Expansion Apr-2017

Native Maine Produce & Specialty Foods Buyout/LBO Jan-2017


RLJ Equity Partners Fund I

Type: Buyout

Size: $230M

Vintage: 2007


42.9%23.8%

9.5%23.8%



Healthcare


92

Rockwood Equity Partners Investor type: PE/Buyout | Year founded: 1999

Rockwood Equity Partners is a private investment firm focused on the lower middle market with an emphasis on owner/entrepreneur-owned businesses or corporate carve-outs in the specialized industrials and regulated industries (aerospace and defense, healthcare, process control). Rockwood invests in manufacturing, value-added distribution, and industrial service businesses headquartered in North America with $2 to $7 million in EBITDA for initial platform investments. Situationally, Rockwood partners with businesses that are seeking transformational change, as well as companies that may have more complexities to its business situation or the transaction. Rockwood also partners with its River Guide network when investing. Rockwood prefers to make control investments and will consider partnership positions.

Contact

3201 Enterprise Parkway

Suite 370

Cleveland, OH 44122

United States

+1 (216) 278-7070

Primary contact

Kate Faust Partner, Business Development [email protected]

+1 (216) 278-7070

General statistics




$150M 6 34 $10M-$75M $2M-$7M



Lifeway Mobility Buyout/LBO Aug-2018

Extended Home Living Services Buyout/LBO (Add-on) Aug-2018

Impact Plastics Buyout/LBO Mar-2018

Ibis Tek Buyout/LBO (MBI) Jan-2017

BJG Electronics PE Growth/Expansion Sep-2016

Medical Positioning Buyout/LBO (Secondary) Jun-2015


Rockwood Equity Partnership Fund III

Type: Buyout

Size: $100M

Vintage: 2016


41.7%41.7%

16.7%


Healthcare


93

Saw Mill Capital Investor type: PE/Buyout | Year founded: 1997

Saw Mill Capital is a lower middle-market private equity firm that makes equity investments in the manufacturing, industrial and commercial services and specialty distribution companies headquartered in North America. The firm was founded in 1997 and only makes control investments.

Contact

555 Pleasantville Road

South Building, Suite 220, Briarcliff Manor

New York, NY 10510

United States

+1 (914) 741-1300

Primary contact

Travis Foltz Vice President, Investment Team [email protected]

+1 (914) 741-9097

General statistics




Investment amount

$616M 7 43 $25M-$200M $5M-$25M $15M-$75M



MeTEOR Education Buyout/LBO (MBO) Jan-2018

Climate Pros Buyout/LBO (MBO) Jan-2018

Asta Door Buyout/LBO (Add-on) Aug-2017

Werthan Packaging Buyout/LBO (Add-on) Jan-2017

iAutomation Buyout/LBO (MBO) Jan-2017


Saw Mill Capital Partners II

Type: Buyout

Size: $340M

Vintage: 2016


56.3%18.8%

6.3%6.3%

12.5%



Energy

Financial Services


94

Seacoast Capital Partners Investor type: Mezzanine | Year founded: 1994

Seacoast Capital Partners was founded in 1994 and is a private equity fund that focuses on investment in lower middle market companies. The firm provides non-control debt and equity capital for acquisitions, growth, management buyout and leveraged recapitalization. It also seeks to invest in the specialty manufacturing, value-added distribution, commercial service, consumer service, environmental service, logistic, infrastructure, health, wellness and business service sectors.

Contact

55 Ferncroft Road

Suite 110

Danvers, MA 01923

United States

+1 (978) 750-1300

Primary contact

Thomas Ley Principal [email protected]

+1 (415) 704-8807

General statistics




Investment amount

$600M 20 65 $10M-$150M $2M $5M-$30M



RI Waterjet Buyout/LBO (Add-on) May-2018

Stone Road Energy PE Growth/Expansion Jan-2018

Pit Stop Fuels Buyout/LBO (Add-on) Dec-2017

Gracelock Industries PE Growth/Expansion Dec-2017

Kelly Eisenberg company Buyout/LBO (Add-on) Oct-2017


Seacoast Capital Partners IV

Type: Mezzanine

Size: $239M

Vintage: 2016


41.9%22.6%

6.5%12.9%

9.7%6.5%



Energy

Healthcare



95

Serent Capital Investor type: PE/Buyout | Year founded: 2008

Serent Capital is a private equity firm based in San Francisco, CA, with $1.2 billion in capital under management. The firm makes majority and minority investments in growing, profitable service businesses based in the US and Canada, taking an operationally involved approach post-close to help sustain and accelerate growth. The firm has a focus on software and tech-enabled services businesses, particularly ones with moderate to light capital intensity, requiring limited capital expenditures.

Contact

1 Embarcadero Center

Suite 1680


United States

+1 (415) 343-1050

Primary contact

Thomas Miller Vice President [email protected]

+1 (415) 343-1034

General statistics




Investment amount

$1.2B 23 53 $5M-$100M $0M-$15M $15M-$80M



GDS Link PE Growth/Expansion Aug-2018

Senior Dental Care Buyout/LBO Aug-2018

Axiom Medical PE Growth/Expansion Jun-2018

KORE Software PE Growth/Expansion Jun-2018

CoConstruct PE Growth/Expansion Apr-2018


Serent Capital III

Type: Buyout

Size: $572M

Vintage: 2017


25.5%2.1%

10.6%61.7%



Healthcare


96

Sheridan Capital Partners Investor type: PE/Buyout | Year founded: 2012

Sheridan Capital Partners is a Chicago-based private equity firm founded in 2012. The firm focuses on lower middle market buyouts and growth equity investments across the consumer health sector in the U.S. and Canada with enterprise values from $25 million to $150 million, bringing strategic resources to management teams and owners to help accelerate growth, build enduring value, and achieve strong results.

Contact

400 North Michigan Avenue

Suite 900

Chicago, IL 60611

United States

+1 (312) 548-7064

Primary contact

Alexandra Kier Director of Business Development [email protected]

+1 (312) 273-5353

General statistics

Active private equity investments Total private equity investments (Platform Investments) Target EBITDA Preferred Investment amount

5 8 $3M-$15M $15M-$50M



SpendMend Buyout/LBO (Platform) Jan-2018

Dermatologists of Central States Buyout/LBO (Platform) May-2017

Canadian Orthodontic Partners Buyout/LBO (Platform) Nov-2016

Europa Sports Products Buyout/LBO (Platform) Feb-2016


20.0%

80.0%


Healthcare

97

Silver Oak Services Partners Investor type: PE/Buyout | Year founded: 2006

Silver Oak Services Partners is a lower-middle market private equity firm focused exclusively on service businesses. The firm seeks to make control investments in leveraged acquisition, recapitalization build-up and growth transactions in business, healthcare and consumer services companies. The firm was founded in 2006 and is based in Evanston, Illinois.

Contact

1560 Sherman Avenue

Suite 1200

Evanston, IL 60201

United States

+1 (847) 332-0400

Primary contact

David Friedman Vice President [email protected]

+1 (847) 332-0400

General statistics




Investment amount

$594M 14 80 $15M-$150M $4M-$20M $10M-$40M



Innovative Discovery Buyout/LBO (MBO) Aug-2018

Brilliant Financial Staffing PE Growth/Expansion Mar-2018

Elevate Physical Therapy Buyout/LBO (Add-on) Feb-2018

Brooke's Homecare Buyout/LBO (Add-on) Nov-2017

Armada Physical Therapy Buyout/LBO (Add-on) Oct-2017


Silver Oak Service Partners III

Type: Buyout

Size: $335M

Vintage: 2016


37.7%24.5%

28.3%5.7%

3.8%



Healthcare



98

Southfield Mezzanine Capital Investor type: Mezzanine | Year founded: 2013

Southfield Mezzanine Capital is an investment firm which provides mezzanine financing to lower middle market companies throughout the United States. The firm seeks to invest in businesses operating in the niche manufacturing, distribution and business services sectors.

Contact

53 Greenwich Street

Greenwich, CT 06830

United States

Primary contact

Stephen Diverio Vice President [email protected]

General statistics




Investment amount

$150M 14 18 $10M-$150M $3M-$15M $4M-$20M



The Five Star Institute PE Growth/Expansion May-2018

Mesmerize Marketing Buyout/LBO (Add-on) Mar-2018

BrandRep Buyout/LBO Dec-2017

CSAT Solutions PE Growth/Expansion Dec-2017

Clean Zone Marketing Buyout/LBO (Add-on) Jul-2017


Southfield Mezzanine Capital

Type: Mezzanine

Size: $150M

Vintage: 2013


54.5%18.2%

13.6%9.1%

4.5%



Healthcare



99

Spanos Barber Jesse & Co. Investor type: PE/Buyout | Year founded: 2013

Spanos Barber Jesse & Co. is a private investment firm that focuses on investments in lower middle-market consumer, business services and healthcare services companies and have the flexibility to provide both equity and debt in control and non-control situations to finance buyouts, recapitalizations, acquisitions and growth. It was established in 2013 and headquartered in Walnut Creek, California with an additional office in Dallas, Texas.

Contact

2001 North Main Street

Suite 650

Walnut Creek, CA 94596

United States

+1 (415) 848-1990

Primary contact

Matt Cole Principal & Head of Business Development [email protected]

+1 (415) 358-1550 x250

General statistics




Investment amount

$250M 6 9 $100M $3M-$12M $10M-$50M



Apple Montessori Schools Buyout/LBO Aug-2018

ALS | Resolvion PE Growth/Expansion Jul-2018

KDH Defense Systems Buyout/LBO (Add-on) Jan-2018

Under Canvas PE Growth/Expansion Nov-2017

Dennis Uniform PE Growth/Expansion Nov-2017


SBJ Fund

Type: Buyout

Size: $205M

Vintage: 2015


33.3%50.0%

8.3%8.3%



Financial Services

Healthcare

100

St. Cloud Capital Service provider type: Lender | Year founded: 2001

Founded in 2001, St. Cloud Capital is a Los Angeles, California-based private investment firm that provides growth capital to the lower middle market companies with annual revenues generally between $10 million and $150 million) throughout the United States. St. Cloud typically invests $5 million – $20 million in companies across a wide range of industries in every layer of the capital structure, including senior secured debt, subordinated debt, and preferred and common equity. St. Cloud’s investment discipline includes non-control and control investments, and involves partnering with strong management teams or experienced industry entrepreneurs. St. Cloud has over $470 million of cumulative capital either deployed or available for future investment.

Contact


Suite 1450


United States

+1 (310) 475-2700

Primary contact

Matthew Smith Vice President [email protected]

101

Sterling Investment Partners Investor type: PE/Buyout | Year founded: 1991

Founded in 1991, Sterling Investment Partners is a private equity firm that seeks to invest in middle-market businesses. The firm seeks to invest in companies operating in the outsourcing, business service, niche manufacturing, industrial, transportation, logistic, distribution, technology, energy service, consumer product, service, training and educational service sectors. It is headquartered in Westport, Connecticut.

Contact


Suite 300

Westport, CT 06880

United States

+1 (203) 226-8711

Primary contact

Amy Weisman Director, Business Development [email protected]

+1 (203) 226-8711

General statistics




Investment amount

$1.5B 8 70 $100M-$500M $10M-$40M $75M-$200M



All My Sons Moving & Storage Buyout/LBO Sep-2017

Dairy Fresh Foods Buyout/LBO (Add-on) Aug-2017

Colorado Climate Maintenance Buyout/LBO (Add-on) Mar-2017

Belnick Buyout/LBO Feb-2017

Thornton Service Buyout/LBO (Add-on) Sep-2016


Sterling Investment Partners III

Type: Buyout

Size: $721M


53.3%36.7%

3.3%6.7%



Financial Services


102

Summit Partners Investor type: Growth/Expansion | Year founded: 1984

Summit Partners is a global alternative investment firm currently managing more than $14 billion in capital dedicated to growth equity, fixed income and public equity opportunities. Since its founding in 1984, Summit has partnered with more than 475 companies across technology, healthcare and other growth sectors. These companies have completed more than 140 public offerings and more than 190 have been acquired through strategic mergers and sales. Summit’s credit team focuses on providing debt capital to private and public middle-market companies. Summit maintains offices in Boston, Menlo Park and London, and invests in companies around the world.

Contact

222 Berkeley Street

18th Floor

Boston, MA 02116

United States

+1 (617) 824-1000

Primary contact

Gus Phelps Vice President [email protected]

+1 (617) 598-4813

General statistics


$20B 95 666 $10M-$150M



On Robot Early Stage VC Aug-2018

MercuryGate International Buyout/LBO Aug-2018

Princess Polly Buyout/LBO Jul-2018

Parts Express Buyout/LBO (Add-on) Jun-2018

Sound Physicians Buyout/LBO Jun-2018


Summit Partners Europe Growth Equity Fund II


Size: $773M

Vintage: 2017


18.7%12.0%

1.4%7.8%

23.3%36.0%

0.7%



Energy

Financial Services

Healthcare



103

Sun Capital Partners Investor type: PE/Buyout | Year founded: 1995

Sun Capital Partners is a global private equity firm focused on identifying companies’ untapped potential and leveraging its deep operational and financial resources to transform results. Sun Capital is a trusted partner that is recognized for its investment and operational experience, including particular expertise in the consumer products and services, food and beverage, industrial, packaging, chemicals, building products, automotive, restaurant and retail sectors

Contact

5200 Town Center Circle

4th Floor

Boca Raton, FL 33486

United States

+1 (561) 394-0550

Primary contact

Jonathan Jackson Vice President [email protected]

+1 (310) 473-1116

General statistics




amount

$6.2B 40 360+ $50M-$1.5B $5M-$300M



ESIM Chemicals Buyout/LBO (Primary) Jul-2018

Knight Heating & Air Conditioning Buyout/LBO (Add-On) Jun-2018

Water Works Buyout/LBO (Add-On) Mar-2018

ClearChoice Buyout/LBO (Primary) Feb-2018

C&K Holdings Buyout/LBO (Primary) Oct-2017


Sun Capital Partners VI

Type: Buyout

Size: $2.1B

Vintage: 2013


40.0%31.4%

4.8%1.9%

1.0%6.7%

14.3%



Energy

Financial Services

Healthcare



104

Tartavull Klein Capital Investor type: Growth/Expansion | Year founded: 2017

Tartavull Klein Capital is an investment firm that provides growth capital and operating expertise for technology companies. The firm is based in El Segundo, California.

Contact

400 Continental Boulevard

Suite 600

El Segundo, CA 90245

United States

+1 (310) 426-2055

Primary contact

Philippe Tartavull Co-Founder & Principal [email protected]

105

The Gores Group Investor type: PE/Buyout | Year founded: 1987

The Gores Group is a private equity firm that prefers to invest in the technology, telecommunications, business services, industrial, healthcare, media and consumer products. It was founded in 1987 and is headquartered in Beverly Hills, California.

Contact


Beverly Hills, CA 90212

United States

+1 (310) 209-3010

Primary contact

Scott Erickson Principal & Head of Origination [email protected]

+1 (310) 824-8021

General statistics




Investment amount

$2B 23 156 $10M-$500M $10M-$200M $10M-$500M



Sterling Manufacturing Buyout/LBO (Add-on) Jul-2018

Interior Specialists Buyout/LBO (Secondary) Jun-2018

Gores Holdings III Platform Creation Oct-2017

AMI Entertainment Network Buyout/LBO (Secondary) Jul-2017

Williams & Garcia Buyout/LBO (Add-on) Apr-2017


Gores Small Capitalization Partners

Type: Buyout

Size: $400M


41.8%14.5%

1.8%5.5%

7.3%27.3%

1.8%



Energy

Financial Services

Healthcare



106

The Jordan Company Investor type: PE/Buyout | Year founded: 1982

The Jordan Company is a private equity firm that specializes in buying and building businesses in partnership with management and provides liquidity for owners, capital for corporate growth and equity opportunities for key management. The firm seeks to invest in a variety of sectors including, but not limited to, aerospace and defense, automotive, chemicals, consumer products, business services, distribution, education, energy, food, agriculture, financial services, healthcare, industrial products, insurance, logistics, packaging, retail and transportation.

Contact

399 Park Avenue

30th Floor

New York, NY 10022

United States

+1 (212) 572-0800

Primary contact

Joseph Linnen Senior Partner [email protected]

+1 (312) 573-6430

General statistics




$8B 27 234 $10M-$25M $50M-$500M



SynchOne Buyout/LBO (Add-on) Aug-2018

Precision Poly Buyout/LBO (Add-on) Aug-2018

Johnson-Promident Buyout/LBO (Add-on) Jul-2018

GlobalTranz Buyout/LBO (MBO) Jun-2018

Simpleview PE Growth/Expansion May-2018


The Resolute Fund IV

Type: Buyout

Size: $3.2B


51.2%16.3%

2.3%5.4%

10.1%14.7%



Energy

Healthcare



107

The Riverside Company Investor type: PE/Buyout | Year founded: 1988

The Riverside Company is a private equity firm focused on investing in small and medium-sized enterprises. The firm seeks to invest in the healthcare, business services, education & training, software and information technology, franchising, consumer products and specialty manufacturing and distribution sectors.

Contact

45 Rockefeller Center

630 Fifth Avenue

Suite 400

New York, NY 10111

United States

+1 (212) 265-6575

Primary contact

Stephen O'Hara Vice President [email protected]

+1 (212) 265-6575

General statistics




Investment amount

$7.2B 89 528 $5M-$400M $1M-$40M $3M-$200M



SET Industrial Services Buyout/LBO (Add-on) Aug-2018

Abracon Buyout/LBO (Secondary) Jul-2018

Ratioparts Buyout/LBO (Add-on) Jul-2018

Screenvision Media Buyout/LBO (Secondary) Jul-2018

K&R Network Solutions Buyout/LBO (Add-on) Jul-2018


Riverside Micro-Cap Fund V

Type: Buyout

Size: $1.4B

Vintage: 2018


41.5%19.0%

1.1%3.9%

10.9%20.4%

3.2%



Energy

Financial Services

Healthcare



108

Tide Rock Holdings Investor type: PE/Buyout | Year founded: 2013

Tide Rock Holdings is a Southern California-based holding company that partners with distinctive business-to-business companies. The firm invests with a long-term perspective and creates efficiencies through a shared back-office that supports its portfolio companies.

Contact

10120 Pacific Heights Boulevard

Suite 110

San Diego, CA 92121

United States

Primary contact

Ryan Peddycord Chief Executive Officer [email protected]

109

Tinicum Investor type: PE/Buyout | Year founded: 1998

Tinicum Capital Partners is a private equity firm which was founded in 1998 and is based in New York, New York. The firm primarily seeks to invest in the aerospace, financial services, media and advertising, electrical equipment, oil and gas, medical devices and other healthcare sectors.

Contact

800 3rd Avenue

40th Floor

New York, NY 10022

United States

+1 (212) 446-9300

Primary contact

Neil Schaefer Principal [email protected]

+1 (415) 391-7641

General statistics


$2B 17 81 $30M-$150M



WESCO Group Buyout/LBO Jun-2018

Moeller Manufacturing & Supply Buyout/LBO (Add-on) Feb-2018

Haeger Buyout/LBO (Add-on) Jan-2018

WGEN-TV Buyout/LBO (Add-on) Jan-2018

Astrodyne TDI Buyout/LBO (Secondary) Nov-2017


Tinicum

Type: Buyout

Size: $1.5B

Vintage: 2012


35.7%7.1%

10.7%14.3%

3.6%25.0%

3.6%



Energy

Financial Services

Healthcare



110

Tregaron Capital Investor type: PE/Buyout | Year founded: 2001

Tregaron Capital is a private equity firm that invests in small and medium size private companies in the western United States. The firm makes both mezzanine debt and equity investments, typically in amounts from $3 to $10 million. Tregaron works directly with business owners and management teams, through intermediaries and with other financial sponsors. The firm was founded in 2001 and is based in Palo Alto, California.

Contact

300 Hamilton Avenue

Suite 400

Palo Alto, CA 94301

United States

+1 (650) 403-2080

Primary contact

John Thornton Managing Director [email protected]

+1 (650) 403-2082

General statistics




Investment amount

$200M 10 70 $5M-$40M $1M-$5M $3M-$10M



Retreatia Buyout/LBO Nov-2017

Carolina Beach Realty PE Growth/Expansion Jan-2017

Great Western Lodging PE Growth/Expansion Jan-2017

Village Realty Buyout/LBO Oct-2016

Sculpture Hospitality Mezzanine Mar-2015


Tregaron Opportunity Fund II

Type: Mezzanine

Size: $100M

Vintage: 2014


40.0%

20.0%

20.0%

20.0%

Business Services

Manufacturing


Consumer Services

111

Trivest Partners Investor type: PE/Buyout | Year founded: 1981

Trivest Partners is a private investment firm that focuses exclusively on partnering with founder/family owned businesses in the United States and Canada. The Firm has 22 portfolio active portfolio companies and makes both control and non-control investments in well run founder/family owned businesses out of two separate investment vehicles – Trivest Fund VI ($600M – control) and Trivest Growth Investment Fund (TGIF, $225M – non-control). Trivest seeks to make investments in the niche manufacturing, distribution, business services (including healthcare) and consumer companies. It was founded in 1981 and is based in Coral Gables, Florida.

Contact

550 South Dixie Highway

Suite 300

Coral Gables, FL 33146

United States

+1 (305) 858-2200

Primary contact

Jamie Elias Partner [email protected]

+1 (305) 858-2200

General statistics




$1.4B 22 300 $20M-$250M $4M - $40M



GAL Power Buyout/LBO Aug-2018

Big Truck Rental PE Growth/Expansion Jun-2018

Oil Changers Buyout/LBO Feb-2018

Insurance Data Services Buyout/LBO (Add-on) Jan-2018

Service Technologies Buyout/LBO (Add-on) Dec-2017


Trivest Fund VI TGIF

Type: Buyout Non-control

Size: $600M $225M

Vintage: 2018 2016


42.6%23.4%

1.1%2.1%

11.7%12.8%

6.4%



Energy

Financial Services

Healthcare



112

True West Capital Partners Investor type: Mezzanine | Year founded: 2009

Endeavour Structured Equity and Mezzanine Fund is an affiliate fund to Endeavour Capital's private equity funds and is focused on structured equity and mezzanine investments and outside the parameters of Endeavour Capital's primary equity focus. The fund focuses on investments in the Western US and provides investment capital for acquisition financing, management and leveraged buyouts, recapitalizations, refinancings, liquidity to existing shareholders and employee stock ownership programs.

Contact

760 South West Ninth Avenue

Suite 2300

Portland, OR 97205

United States

+1 (503) 517-4628

Primary contact

Mark Nowak Managing Director [email protected]

+1 (949) 263-0269

General statistics




Investment amount

$341M 11 16 $50M-$350M $5M-$25M $5M-$25M



Future Tech Metals Buyout/LBO Aug-2018

Peltram Plumbing Buyout/LBO Jul-2018

Bulk Handling Systems PE Growth/Expansion Mar-2018

OneCor Services PE Growth/Expansion Aug-2017

Hollandia Produce Buyout/LBO (MBO) Dec-2015


80.0%20.0%



113

TSG Consumer Investor type: PE/Buyout | Year founded: 1987

TSG Consumer is a private equity investment firm that focuses on the branded consumer sector, beauty, personal care, e-commerce, food, beverage, health and wellness, restaurant, household, apparel and accessories sectors. It specializes in making minority and majority investments in growing consumer and retail companies.

Contact

600 Montgomery Street

Suite 2900


United States

+1 (415) 217-2300

Primary contact

Amy Noblin Principal, Business Development [email protected]

+1 (415) 217-2322

General statistics


$5B 17 93 $10M-$500M



Kosta Browne Winery Buyout/LBO (Secondary) Aug-2018

Privé Revaux PE Growth/Expansion Jun-2018

Two Franchise Groups (31 Planet Fitness Clubs) Buyout/LBO May-2018

Hawkes (London) Buyout/LBO (Add-on) Apr-2018

Dowler Holdings Buyout/LBO (Add-on) Apr-2018


TSG6 AI Co-Investors

Type: Co-Investment


7.7%84.6%

5.1%2.6%



Healthcare


114

TZP Group Investor type: PE/Buyout | Year founded: 2007

TZP Group is a private equity firm based in New York, New York. The firm seeks to make investments in the business and consumer services sectors, including outsourced business and IT services, marketing and media services, travel and hospitality services, franchisers, and real estate services. TZP Group was founded in 2007.

Contact

7 Times Square

Entrance between 41st & 42nd Streets on Broadway

Suite 4307

New York, NY 10036

United States

+1 (212) 398-0300

Primary contact

William Hunscher Partner, Investments [email protected]

+1 (917) 280-5644

General statistics




$1.3B 23 39 $3M-$35M $10M-$100M



Ark Relocation Buyout/LBO (Add-on) Aug-2018

Hylan West Buyout/LBO (Add-on) Jun-2018

Western Utility Buyout/LBO (Add-on) Jun-2018

Dwellworks Buyout/LBO (Secondary) May-2018

Triangle Home Fashions PE Growth/Expansion Mar-2018


TZP Capital Partners III


Size: $565M

Vintage: 2017


45.7%34.8%

6.5%13.0%



Financial Services


115

Watermill Group Investor type: PE/Buyout | Year founded: 1978

Watermill Group is a private equity firm that focuses on investments in manufacturing, value-added distribution and business services companies. The firm caters to a diverse range of industries including aerospace, automotive, building products & services, industrial distribution, metals & fabrication, packaging, chemicals, rubber and plastics. Watermill specializes in opportunities for strategic revitalization, complex transactions, out of favor industries and special situations.

Contact

One Cranberry Hill

750 Marrett Road

Suite 401

Lexington, MA 02421

United States

+1 (781) 891-6660

Primary contact

Tracy Streckenbach Partner [email protected]

General statistics

Target revenue Target EBITDA

$50M-$500M $0M-$30M

116

Webster Capital Investor type: PE/Buyout | Year founded: 2003

Webster Capital is a private equity firm based in Waltham, Massachusetts. Webster focuses on branded consumer and healthcare services companies with EBITDA between $3 million and $20 million. Webster Capital provides equity financing, expertise and a broad contact network for management buyouts and growth capital. Our seasoned partners have extensive investing and operating experience in consumer and healthcare services honed through many years working with middle market companies. Webster has raised $1.8 billion of capital and is currently investing Fund IV, an $875 million fund raised in 2018.

Contact

1000 Winter Street

Waltham, MA 02451

United States

+1 (781) 419-1515

Primary contact

Daniel Schultz Vice President of Business Development [email protected]

+1 (781) 419-1511

General statistics


$1.76bb1 18 31 $20M-$60M



Suncrest Hospice Buyout Aug-2018

Jean Brown Research Buyout Aug-2018

Optimal Health Services Buyout Jul-2018

ShelterLogic Buyout) Jun-2018

Sojag Buyout Jun-2018


Webster Capital IV

Type: Buyout/Growth

Size: $875M2


1 Regulatory assets under management as of June 30, 2018 2 Committed capital as of close

11.8%25.0%

60.3%1.5%1.5%



Healthcare



117

WestView Capital Partners Investor type: PE/Buyout | Year founded: 2004

WestView Capital Partners is a private equity firm that focuses on investment in the lower middle-market companies. The firm prefers to invest in companies operating in the business service, software and information technology service, consumer, healthcare technology, outsourcing and growth industrial sectors. It was founded in 2004 and is based in Boston, Massachusetts.

Contact

125 High Street

High Street Tower

26th Floor

Boston, MA 02110

United States

+1 (617) 261-2050

Primary contact

Jeffrey Clark Vice President [email protected]

+1 (617) 261-2065

General statistics




amount

$2B 22 91 $3M-$20M $15M-$60M



ClearPointe Buyout/LBO (Add-on) Sep-2018

AccountabilIT PE Growth/Expansion Sep-2018

Kaufmann and Goble Associates Buyout/LBO (Add-on) Aug-2018

Cognito Forms PE Growth/Expansion May-2018

KLDiscovery PE Growth/Expansion Jan-2018


WestView Capital Partners IV

Type: Buyout

Size: $700M

Vintage: 2017


42.0%8.7%

4.3%15.9%

27.5%1.4%



Financial Services

Healthcare



118

Woodforest National Bank Service provider type: Commercial Bank | Year founded: 1980

Woodforest National Bank is a community bank offering both consumer and business products and services. Woodforest's business banking division offers services in the areas of treasury management, investment management, retirement planning, employee benefit plans, asset management, financial planning, portfolio management, merchant services, and federal tax payments. Additionally, Woodforest offers a variety of commercial loans including lines of credit, term loans, commercial real estate, and business credit cards to commercial customers. Founded in 1980, Woodforest National Bank is based in The Woodlands, Texas and is a wholly owned subsidiary of Woodforest Financial Services.

Contact

P.O. Box 7889

The Woodlands, TX 77387

United States

+1 (877) 968-7962

Primary contact

Glenn Burroughs Managing Director [email protected]



Miles Media Group Debt Refinancing Jun-2018 Sarasota, FL

mTAB Buyout/LBO (Secondary) May-2018 Anaheim, CA

Airwavz Solutions Debt - General Apr-2018 Charlotte, NC

Renegade Well Services Debt Refinancing Apr-2018 Granbury, TX

Plaskolite Leveraged Recapitalization Apr-2018 Columbus, OH


55.0%10.0%

5.0%20.0%

10.0%


Energy

Financial Services



119

Documents

Glossary - The Beverly Hilton...Mangrove Equity Partners MezzCap Partners Midwest Mezzanine Funds Monroe Capital Neptune Financial NexPhase Capital Northcreek Mezzanine Northlane Capital