Upload
lamque
View
217
Download
0
Embed Size (px)
Citation preview
Fieldhouse CapitalThe Experience & Passion For Performance.
• Established 2007 in
Vancouver with full
portfolio management
license.
2007
• Decision to launch fund vehicle for each
flagship program (Precious Metals, Global
Rates, Commodities).
• Dedicated Portfolio Managers with average
25 years experience.
• Funds allow easier access to high quality
risk adjusted returns for registered
accounts and smaller (<200k) investors.
• Broader scope for 3rd party firms to retain
their clients in liquid funds (FundSERV)
with generous fee participation (typically
25% of gross).
2015
• Multiple asset class
capability.
• Incentive based fee
structures.
• Portfolio management team
growth with multi-asset class
capability.
Sustained growth of business with the experience and track
record to deliver.
FIELDHOUSECAP.COM
Limited Liability Investment Fund Structure
Long Term Tax Effective Share Class Structure
Performance Oriented Fee Structure
Institutional Cost Structure and Trade Execution
Diversified Mid to Large Cap Precious Metals Companies
Long/Short Hedge Fund Strategy / Derivative Hedging Solutions
Experienced Portfolio Management Team
Proven Track Record
3FIELDHOUSECAP.COM
Opportunity
• Long Term Positioning for super cycle precious metals bull markets
• Ownership mandate of 20 – 25 of the top performing precious
metals, exploration and producing, companies
• Positive risk adjusted returns highly correlated to positive Precious
Metals Markets
• Harvesting Alpha in both bear market and bull market cycles
• Hedging downside bear market volatility
4FIELDHOUSECAP.COM
Investment Objective
• Ability to implement a Long Term Buy and Hold Strategy of the funds
core holdings
• Derivative Hedging Strategies harvest volatility and reduce portfolio
transaction costs resulting in improved performance
• Concentrated market sector exposure
• Traditionally non-correlated to major market sector indices
• Current market sentiment and historical cycle timing would suggest
pending, future, outsized returns
5FIELDHOUSECAP.COM
Strategy Benefits
• Relative strength driven bottom up selection process
• Proprietary fundamental research tools
• Large scale equity screening process
• Custom algorithmic process to implement derivative hedging and the
timing of market entry and exit
• Member of the Austrian School of Economics
6FIELDHOUSECAP.COM
Value Proposition
• The portfolio management team monitor holdings and strategies live
throughout each trading day.
• Hedging strategies are designed to offset downside risk for core metal and
currency exposures
• Positions that are underperforming are reduced or culled entirely from the
portfolio.
• We employ threshold-based portfolio construction and rebalancing
techniques
• Option writing strategies are designed to lower the level of portfolio volatility
• Independent risk monitoring and reporting
7FIELDHOUSECAP.COM
Risk Management
Fieldhouse Capital Management Inc. in collaboration with
John Newell
• 35 years of Investment Industry Experience
• Seasoned Resource (Precious Metals) Market Specialist
• Managed portfolios successfully through the past two precious metals market
cycles• 1989 - 1993
• 2001 - 2011
• Disciplined priority approach incorporating equity research, analytical frameworks
and risk controls to evaluate and manage investment decisions
8FIELDHOUSECAP.COM
Management Team
• Program: Class G – Global Precious Metals
• Price: $1.00 CAD per share
• Minimum Investment: $500 CAD (500 shares)
• Base Currency: US Dollars or Canadian Dollars
• Portfolio Manager: John Newell
• Eligibility: RRSP, RESP, TFSA, RRIF, DPSP
• Management Fee: 2%
• Incentive Fee: 20%
FIELDHOUSECAP.COM
Term Sheet
10FIELDHOUSECAP.COM
Global Precious Metals
• 25% + projected annualized returns.
• 2 year history.
• Rigorous stock selection process that filters over 2500
securities to a highly diversified basket of 25-35
companies.
• Market risk can be removed by dynamic hedging which
enhances returns significantly.
Fund at a glance
John NewellSenior Portfolio Manager.
John has 35 years experience in the investment industry acting as an officer, director,
portfolio manager and investment advisor with some of the largest investment firms in
Canada including Scotia McLeod, CIBC Wood Gundy and Richardson Greenshields
(RBC Capital Markets).
John follows a disciplined proprietary approach incorporating equity research,
analytical frameworks and risk controls to evaluate and select long and short stocks
primarily from the Canadian small and mid-cap coverage.
About UsFieldhouse Capital Management, 230 – 1122 Mainland Street
Vancouver, B.C. Canada V6B 5L1
11
Fieldhouse Capital Management Inc., (FCMI) provides discretionary portfolio management services and solutions forboth institutional and retail investors through separately managed accounts and investment funds.
Our team of portfolio managers individually specialize in market sector and or strategy specific solutions designed toenhance investor portfolio return’s with an emphasis on non-correlated absolute return and the preservation of capital.
Our products and services are available directly through FCMI or a number of advisors throughout Canada and theUnited States.
Fieldhouse Capital Management Inc. (Established in 2007)
John NewellPortfolio Manager
FIELDHOUSECAP.COM 12
D 778.330.3008
O 778.330.3000
C 604.512.2329
230 - 1122 Mainland Street
Vancouver, B.C. Canada V6B 5L1
Contact Us
Disclosures and Disclaimer
It should not be assumed that the methods, techniques, or indicators presented in these pages will be profitable or that they will not result in
losses. Past results are not necessarily indicative of future results. Examples presented on these pages are for educational purposes only. These
set-ups are not solicitations of any order to buy or sell. The authors, the publisher, and all affiliates assume no responsibility for your trading
results. There is a high degree of risk in trading.
Hypothetical and historical performance results have many inherent limitations, some of which are described below. No representation is being
made that any account will or is likely to achieve profits or losses similar to those shown. In fact, there are frequently sharp differences between
hypothetical and historical performance results and the actual results subsequently achieved by any trading program. One of the limitations of
hypothetical and historical performance results is that they are generally presented with the benefit of hindsight. In addition, hypothetical and
historical trading may not present the financial risks and returns for future trading. For example, the ability to withstand losses or to adhere to a
particular trading program in spite of trading losses are material points which can also adversely affect trading results. There are numerous other
factors related to the markets in general or to the implementation of any specific trading program which cannot be fully accounted for in the
preparation of hypothetical performance results and all which can adversely affect actual trading results.
Disclaimer : This Publication is protected by Canadian and International Copyright laws. All rights reserved. No license is granted to the user
except for the user’s personal use. No part of this publication or its contents may be copied, downloaded, stored in a retrieval system, further
transmitted, or otherwise reproduced, stored, disseminated, transferred, or used, in any form or by any means without prior written permission.
This publication is proprietary and limited to the sole use of Fieldhouse Capital Management clients. If you have received this communication in
error, please notify us immediately by electronic mail or telephone.
Neither the information, nor any opinion expressed constitutes a solicitation for the purchase of an investment program. Any further disclosure or
use, distribution, dissemination or copying of this message or any attachment is strictly prohibited; such information, whether derived from
Fieldhouse Capital Management or from any oral or written communication by way of opinion, advice, or otherwise with a principal of the
company is not warranted in any manner whatsoever, is for the use of our customers only and may be obtained from internal and external
research sources considered to be reliable.
FIELDHOUSECAP.COM