GLOBAL CAPITAL MARKETS - Bloomberg Professional … · SunTrust Robinson Humphrey 20 1.010 2,936 32 22 1.174 -0.164 TOTAL 100% 290,773 741 100%. Global Bonds. ... JP Morgan 1 11.745

GLOBAL CAPITAL MARKETSLEAGUE TABLES

H1 2017

DATA SUBMISSIONS AND QUERIES

Email

Americas [email protected]

EMEA [email protected]

Asia-Pacific

Contact

Paul Bandong

Katy Johnson

Hung Truong

Phone

+1 609 279 5187

+44 20 352 50920

+65 6212 1326 [email protected]

The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds, equity and M&A transactions; according to Bloomberg standards.

LEAG<GO> for a full range of league tables

MA<GO> for a full range of merger & acquisition tables

NI LEAG CRL<GO> or http://www.bloomberg.com/ for a full range of market-specific league

table publications

Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service.

H1 2017

MANAGER RANKINGS

GLOBAL CAPITAL MARKETS

© 2017 Bloomberg Finance L.P. All rights reserved.

http://www.bloomberg.com/

Bloomberg GlobalCapitalMarkets|H12017

BloombergLeagueTableReports Page1

GlobalFixedIncomeReview

Corporate&FinancialBonds

H12017 H12016

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

JPMorgan 1 6.264 141,999 915 1 5.806 0.458

Citi 2 5.592 126,769 855 2 5.239 0.353

BankofAmericaMerrillLynch 3 5.577 126,413 769 3 5.099 0.478

MorganStanley 4 5.120 116,075 765 8 3.560 1.560

GoldmanSachs 5 4.897 110,998 650 5 4.074 0.823

Barclays 6 4.247 96,281 648 7 3.905 0.342

HSBC 7 4.141 93,863 639 6 4.046 0.095

DeutscheBank 8 3.777 85,618 573 4 4.159 -0.382

BNPParibas 9 2.952 66,926 457 11 2.509 0.443

CreditSuisse 10 2.651 60,088 436 10 2.598 0.053

WellsFargo 11 2.620 59,387 388 9 2.831 -0.211

UBS 12 2.149 48,707 307 12 2.050 0.099

RBCCapitalMarkets 13 2.003 45,414 344 14 1.910 0.093

MizuhoFinancial 14 1.875 42,502 484 16 1.613 0.262

CreditAgricoleCIB 15 1.834 41,563 286 13 1.916 -0.082

SocieteGenerale 16 1.572 35,628 282 15 1.755 -0.183

MitsubishiUFJFinancialGroupInc

17 1.338 30,329 245 21 1.118 0.220

TDSecurities 18 1.029 23,320 170 24 0.873 0.156

BancoSantander 19 0.944 21,401 185 20 1.200 -0.256

SumitomoMitsuiFinancial 20 0.941 21,340 288 25 0.872 0.069

TOTAL 100% 2,266,875 7,885 100%

Financials53%

ConsumerDiscretionary9%

Industrials7%

Utilities6%

Others25%

Corporate&FinancialBonds:ManagerRankingsHistory

Corporate&FinancialBonds:IndustryBreakdown

53%

9%

7%

6%

25%

JPMorgan Ci

ti

BankofAmericaM

errillLynch

MorganStanley

Goldm

anSachs

Barclays

2

4

6

8

Marke

tSha

re(%

)

0

10

2017 2016 2015



CorporateBondsH12017 H12016

Firm Rank MktShare(%) Volume(USDMln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)

JPMorgan 1 7.646 83,914 568 1 6.879 0.767


Citi 3 6.448 70,772 516 3 6.104 0.344

Barclays 4 5.436 59,658 429 5 5.008 0.428

DeutscheBank 5 5.065 55,592 356 4 5.270 -0.205

MorganStanley 6 5.045 55,373 422 7 3.210 1.835

GoldmanSachs 7 4.901 53,784 375 6 4.358 0.543

HSBC 8 3.547 38,929 282 8 3.180 0.367

BNPParibas 9 3.531 38,757 278 9 3.059 0.472

WellsFargo 10 2.933 32,186 249 10 2.877 0.056


CreditSuisse 12 2.709 29,734 237 13 2.222 0.487


MitsubishiUFJFinancialGroupInc 14 2.205 24,204 196 15 1.774 0.431


CreditAgricoleCIB 16 1.401 15,381 132 18 1.335 0.066


TDSecurities 18 1.257 13,794 102 28 0.811 0.446

BancoSantander 19 1.196 13,125 117 16 1.478 -0.282

UBS 20 1.097 12,036 115 17 1.433 -0.336

TOTAL 100% 1,097,500 3,213 100%

FinancialBondsH12017 H12016


MorganStanley 1 5.191 60,703 343 4 3.888 1.303

JPMorgan 2 4.967 58,085 347 2 4.799 0.168

GoldmanSachs 3 4.893 57,214 275 5 3.808 1.085

Citi 4 4.789 55,996 339 3 4.427 0.362

HSBC 5 4.698 54,934 357 1 4.859 -0.161


UBS 7 3.136 36,672 192 11 2.629 0.507

Barclays 8 3.132 36,623 219 9 2.870 0.262

CreditSuisse 9 2.596 30,354 199 8 2.951 -0.355

DeutscheBank 10 2.568 30,026 217 7 3.116 -0.548

BNPParibas 11 2.409 28,168 179 13 1.993 0.416

WellsFargo 12 2.326 27,201 139 10 2.788 -0.462




CITICSecuritiesCoLtd 16 1.087 12,714 49 19 1.416 -0.329


StandardCharteredBank 18 0.979 11,443 123 34 0.693 0.286

UniCredit 19 0.967 11,309 92 21 1.096 -0.129

NatWestMarkets 20 0.953 11,146 58 - - 0.953

TOTAL 100% 1,169,374 4,672 100%

SyndicatedGovernmentBondsH12017 H12016


Citi 1 7.948 72,348 289 4 6.595 1.353

JPMorgan 2 7.011 63,824 368 3 7.196 -0.185

Barclays 3 6.558 59,697 242 1 9.043 -2.485

HSBC 4 6.225 56,672 271 2 7.557 -1.332


DeutscheBank 6 4.972 45,263 216 7 4.771 0.201

GoldmanSachs 7 4.428 40,306 118 6 4.823 -0.395

TDSecurities 8 4.253 38,718 387 9 3.975 0.278

BNPParibas 9 4.105 37,371 150 8 4.388 -0.283

Nomura 10 3.359 30,582 226 10 3.219 0.140

MorganStanley 11 2.709 24,663 284 11 2.990 -0.281

UniCredit 12 2.580 23,483 70 14 2.080 0.500




BMOCapitalMarkets 16 1.609 14,645 57 19 1.394 0.215

Commerzbank 17 1.519 13,829 56 25 1.074 0.445

NatWestMarkets 18 1.406 12,804 58 - - 1.406

WellsFargo 19 1.322 12,033 199 16 1.626 -0.304

Natixis 20 1.237 11,259 46 22 1.251 -0.014

TOTAL 100% 910,329 3,591 100%

InternationalBondsH12017 H12016


JPMorgan 1 8.032 183,133 1,107 1 8.043 -0.011

Citi 2 7.107 162,054 910 3 6.721 0.386


HSBC 4 6.193 141,194 810 4 6.690 -0.497

Barclays 5 6.096 139,004 746 2 6.908 -0.812

GoldmanSachs 6 5.504 125,491 613 6 5.468 0.036

DeutscheBank 7 5.173 117,947 667 7 5.300 -0.127

BNPParibas 8 4.342 99,008 561 8 4.241 0.101

MorganStanley 9 4.319 98,476 511 9 3.693 0.626



CreditSuisse 12 2.325 53,007 381 12 2.559 -0.234


UniCredit 14 1.912 43,601 224 14 2.014 -0.102

UBS 15 1.858 42,374 235 15 1.966 -0.108

WellsFargo 16 1.837 41,886 296 13 2.221 -0.384

TDSecurities 17 1.606 36,619 202 17 1.598 0.008

NatWestMarkets 18 1.410 32,159 173 - - 1.410

Commerzbank 19 1.356 30,924 204 23 1.246 0.110

MizuhoFinancial 20 1.323 30,159 283 19 1.518 -0.195

TOTAL 100% 2,280,070 5,438 100%



CorporateHighYieldBondsH12017 H12016


JPMorgan 1 8.411 24,458 216 5 6.134 2.277

BankofAmericaMerrillLynch 2 6.547 19,036 177 1 7.023 -0.476

Barclays 3 6.508 18,924 145 6 5.557 0.951

GoldmanSachs 4 6.497 18,890 155 2 6.723 -0.226

MorganStanley 5 6.259 18,199 132 11 3.179 3.080

CreditSuisse 6 6.134 17,836 140 8 4.374 1.760

Citi 7 5.992 17,425 173 3 6.651 -0.659

DeutscheBank 8 4.675 13,593 135 4 6.619 -1.944

WellsFargo 9 2.998 8,716 88 12 2.834 0.164

HSBC 10 2.768 8,048 88 14 2.221 0.547


UBS 12 2.057 5,983 58 13 2.494 -0.437

BNPParibas 13 1.810 5,263 52 17 1.733 0.077


Jefferies 15 1.688 4,909 26 28 0.766 0.922

SocieteGenerale 16 1.434 4,169 49 24 0.934 0.500


HaitongSecuritiesCoLtd 18 1.229 3,574 32 20 1.253 -0.024


SunTrustRobinsonHumphrey 20 1.010 2,936 32 22 1.174 -0.164

TOTAL 100% 290,773 741 100%

GlobalBondsH12017 H12016


JPMorgan 1 11.745 72,003 325 1 11.415 0.330


Citi 3 9.436 57,845 257 3 8.717 0.719

GoldmanSachs 4 8.427 51,661 198 6 6.491 1.936

Barclays 5 7.529 46,158 206 4 8.608 -1.079

MorganStanley 6 7.218 44,251 174 7 6.075 1.143

DeutscheBank 7 4.910 30,103 141 8 4.892 0.018

HSBC 8 4.888 29,966 94 5 6.550 -1.662

WellsFargo 9 4.358 26,719 169 9 4.843 -0.485

TDSecurities 10 3.870 23,723 81 11 3.382 0.488


BNPParibas 12 2.200 13,488 98 10 3.687 -1.487

MitsubishiUFJFinancialGroupInc 13 2.047 12,547 76 14 1.701 0.346

Nomura 14 1.869 11,457 28 15 1.663 0.206


CreditSuisse 16 1.585 9,715 70 16 1.389 0.196


USBancorp 18 1.268 7,775 54 21 1.028 0.240

Scotiabank 19 0.934 5,728 27 19 1.048 -0.114

Commerzbank 20 0.749 4,589 24 33 0.361 0.388

TOTAL 100% 613,039 823 100%



USMunicipalsReview

USMunicipalLongTerm

H12017 H12016

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)


Citi 2 12.794 23,855 220 2 13.126 -0.332

JPMorgan 3 9.226 17,202 144 3 10.110 -0.884

MorganStanley 4 8.084 15,073 144 4 6.862 1.222


WellsFargo 6 5.614 10,466 104 5 6.582 -0.968

GoldmanSachs 7 5.256 9,799 33 11 2.966 2.290

Stifel 8 4.883 9,104 393 7 4.426 0.457

PiperJaffray&Co 9 3.785 7,056 210 9 3.758 0.027

Barclays 10 3.320 6,190 38 10 3.347 -0.027

RaymondJames&Associates 11 3.306 6,164 274 8 4.212 -0.906

Jefferies 12 2.537 4,730 29 16 1.088 1.449

RobertWBaird&Co 13 2.531 4,719 386 12 2.924 -0.393

SiebertCisnerosShank&CoLLC

14 1.406 2,622 14 27 0.547 0.859

SamuelARamirez&CoInc 15 1.218 2,271 7 13 1.943 -0.725

LoopCapitalMarketsLLC 16 1.203 2,243 4 15 1.132 0.071

DADavidson 17 1.177 2,195 169 17 0.980 0.197

PNCFinancialServicesGroupInc

18 0.885 1,650 75 14 1.365 -0.480

ZieglerCosInc/The 19 0.769 1,434 21 18 0.815 -0.046

GeorgeKBaum&Co 20 0.748 1,394 59 26 0.623 0.125

TOTAL 100% 186,447 4,420 100%

Thistableconsistsofalllong-termissuance(fixedrate&adjustablerate)fortheUSMunicipalMarketinUSDollars.Remarketeddealsandprivateplacementsarenotincluded.

GeneralObligation20%

SchoolDistrict18%

HigherEducation9%

Hospital8%

Water&Sewer7%

Others38%

MarketShareChange

MunicipalIndustryDistribution

20%

18%

9%8%

7%

38%

BankofAmericaM

errillLynch

Citi

JPMorgan

MorganStanley

RBCCapitalMarkets

WellsFargo

5

10

15

Marke

tSha

re(%

)

0

20

2017 2016 2015



USMunicipalLongTermNegotiatedH12017 H12016


Citi 1 12.857 18,324 125 2 12.791 0.066



JPMorgan 4 8.786 12,521 78 3 9.383 -0.597

MorganStanley 5 7.391 10,534 70 5 6.550 0.841

GoldmanSachs 6 6.849 9,761 32 11 3.845 3.004

Stifel 7 6.197 8,832 354 7 5.598 0.599

WellsFargo 8 4.458 6,354 47 6 6.145 -1.687

PiperJaffray&Co 9 4.304 6,134 151 8 4.269 0.035

Barclays 10 4.286 6,109 37 10 4.016 0.270


Jefferies 12 3.010 4,290 19 17 1.087 1.923

SiebertCisnerosShank&CoLLC 13 1.840 2,622 14 23 0.723 1.117



DADavidson 16 1.474 2,101 151 15 1.267 0.207


GeorgeKBaum&Co 18 0.978 1,394 59 21 0.802 0.176

RobertWBaird&Co 19 0.825 1,176 117 16 1.228 -0.403

PNCFinancialServicesGroupInc 20 0.498 709 45 14 1.343 -0.845

TOTAL 100% 142,520 2,630 100%

USMunicipalLongTermCompetitiveH12017 H12016



Citi 2 12.589 5,530 95 2 14.168 -1.579

JPMorgan 3 10.655 4,681 66 3 12.375 -1.720

MorganStanley 4 10.333 4,539 74 6 7.835 2.498

WellsFargo 5 9.362 4,113 57 5 7.947 1.415

RobertWBaird&Co 6 8.067 3,544 269 4 8.214 -0.147


PNCFinancialServicesGroupInc 8 2.142 941 30 12 1.432 0.710

PiperJaffray&Co 9 2.099 922 59 9 2.165 -0.066

JanneyMontgomeryScottLLC 10 1.832 805 67 11 1.620 0.212

Roosevelt&CrossInc 11 1.816 798 115 13 1.385 0.431

FTNFinancial 12 1.736 762 88 10 1.698 0.038

HutchinsonShockeyErley&Co 13 1.565 687 48 8 2.372 -0.807

MesirowFinancialInc 14 1.382 607 12 15 1.229 0.153

Jefferies 15 1.003 440 10 17 1.090 -0.087

FidelityCapitalMarkets 16 0.912 400 33 16 1.099 -0.187

RBCCapitalMarkets 17 0.863 379 18 24 0.505 0.358

UBS 18 0.834 366 32 20 0.709 0.125

Stifel 19 0.620 272 39 19 0.771 -0.151

NorthlandSecuritiesGroupLLC 20 0.611 268 55 33 0.172 0.439

TOTAL 100% 43,927 1,794 100%

USMunicipalLongTermFixedRateH12017 H12016



Citi 2 12.651 22,730 209 2 13.276 -0.625

JPMorgan 3 9.002 16,174 138 3 9.929 -0.927

MorganStanley 4 8.171 14,681 140 4 6.816 1.355


WellsFargo 6 5.762 10,352 103 5 6.684 -0.922

GoldmanSachs 7 5.369 9,647 33 12 3.025 2.344

Stifel 8 4.980 8,947 384 7 4.497 0.483

PiperJaffray&Co 9 3.916 7,036 209 9 3.824 0.092


Barclays 11 2.983 5,360 33 10 3.093 -0.110

RobertWBaird&Co 12 2.627 4,719 386 11 3.042 -0.415

Jefferies 13 2.454 4,408 28 16 1.107 1.347




DADavidson 17 1.219 2,189 169 17 1.019 0.200

PNCFinancialServicesGroupInc 18 0.918 1,650 75 14 1.328 -0.410

ZieglerCosInc/The 19 0.798 1,434 21 22 0.771 0.027

GeorgeKBaum&Co 20 0.765 1,375 58 26 0.638 0.127

TOTAL 100% 179,666 4,347 100%

USMunicipalLong&ShortTermH12017 H12016



Citi 2 12.511 25,012 230 2 12.389 0.122

JPMorgan 3 10.004 20,001 221 3 10.306 -0.302

MorganStanley 4 7.962 15,918 159 4 7.633 0.329


WellsFargo 6 5.653 11,302 112 5 6.765 -1.112

GoldmanSachs 7 4.926 9,849 35 11 2.951 1.975

Stifel 8 4.621 9,239 413 7 4.365 0.256

PiperJaffray&Co 9 3.638 7,273 220 9 3.851 -0.213

Jefferies 10 3.281 6,560 217 14 1.572 1.709


Barclays 12 3.123 6,244 40 10 3.155 -0.032

RobertWBaird&Co 13 2.372 4,742 388 12 2.870 -0.498




DADavidson 17 1.100 2,200 174 17 0.921 0.179

PNCFinancialServicesGroupInc 18 0.884 1,768 81 15 1.391 -0.507


GeorgeKBaum&Co 20 0.698 1,395 60 27 0.586 0.112

TOTAL 100% 199,921 5,100 100%



GlobalEquityReview

GlobalEquity,EquityLinked&Rights

H12017 H12016

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

JPMorgan 1 8.549 31,815 217 1 9.377 -0.828

MorganStanley 2 8.048 29,948 224 2 8.080 -0.032

GoldmanSachs 3 7.420 27,612 170 3 7.375 0.045

Citi 4 7.074 26,326 203 4 6.198 0.876

BankofAmericaMerrillLynch

5 6.462 24,046 176 5 6.040 0.422

UBS 6 4.562 16,975 112 8 3.954 0.608

Barclays 7 4.220 15,705 118 9 3.945 0.275

CreditSuisse 8 3.882 14,447 140 6 5.271 -1.389

DeutscheBank 9 3.830 14,251 118 7 5.001 -1.171

RBCCapitalMarkets 10 2.417 8,995 88 10 2.714 -0.297

WellsFargo 11 1.951 7,262 80 15 1.494 0.457

BNPParibas 12 1.946 7,243 60 13 1.639 0.307


Jefferies 14 1.377 5,123 68 17 1.160 0.217

HSBC 15 1.200 4,466 31 19 0.988 0.212

BMOCapitalMarkets 16 1.166 4,338 59 14 1.511 -0.345

Nomura 17 0.990 3,683 49 12 1.691 -0.701



BancoSantander 20 0.819 3,048 22 33 0.425 0.394

TOTAL 100% 372,123 2,351 100%

Thistableconsistsofequity,equity-linked&rightsofferingsissuedglobally.Thisexcludesbondswithwarrants,closed-endfundorinvestmenttrustissuers,creditlinkednotes,qualifiedinvestorplacements(QIP),reverseconvertiblesandself-ledtransactions.Thethresholdsinclude12monthminimumcall,put&maturityperiods.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials35%


Industrials10%

Technology8%

HealthCare8%

Energy8%

Materials7%

Communications5%

Others8%

GlobalEquity,EquityLinked&Rights:ManagerRankingsHistory

GlobalEquity,EquityLinked&Rights:IndustryBreakdown

35%

11%10%

8%8%

8%

7%

5%

8%

JPMorgan

MorganStanley

Goldm

anSachs Ci

ti

BankofAmericaM

errillLynch

UBS

2

4

6

8

Marke

tSha

re(%

)

0

10

2017 2016 2015



GlobalEquity&EquityLinkedH12017 H12016


JPMorgan 1 8.833 29,020 206 1 9.824 -0.991

MorganStanley 2 8.471 27,833 217 2 8.671 -0.200

GoldmanSachs 3 7.676 25,219 161 3 7.508 0.168

Citi 4 7.414 24,359 196 4 6.416 0.998


UBS 6 4.330 14,225 104 8 4.001 0.329

Barclays 7 4.240 13,931 113 9 3.937 0.303

DeutscheBank 8 3.808 12,511 111 7 5.069 -1.261

CreditSuisse 9 3.797 12,476 134 6 5.509 -1.712


WellsFargo 11 2.210 7,262 80 14 1.636 0.574

BNPParibas 12 1.606 5,275 48 15 1.569 0.037

Jefferies 13 1.405 4,616 66 18 1.081 0.324


Nomura 15 1.121 3,683 49 12 1.827 -0.706




TDSecurities 19 0.894 2,938 32 11 1.932 -1.038

HSBC 20 0.736 2,417 23 20 0.916 -0.180

TOTAL 100% 328,557 2,225 100%

GlobalEquityOfferingsH12017 H12016


MorganStanley 1 8.234 23,103 185 3 7.318 0.916

Citi 2 7.877 22,103 175 4 6.678 1.199

JPMorgan 3 7.752 21,752 173 1 9.270 -1.518

GoldmanSachs 4 7.601 21,328 142 2 7.632 -0.031


UBS 6 4.504 12,638 94 8 4.458 0.046

Barclays 7 4.308 12,087 100 7 4.473 -0.165

CreditSuisse 8 4.033 11,316 124 6 6.307 -2.274

DeutscheBank 9 3.722 10,443 97 9 3.900 -0.178


WellsFargo 11 1.811 5,080 67 13 1.842 -0.031

Jefferies 12 1.330 3,733 60 15 1.238 0.092


BNPParibas 14 1.170 3,283 33 24 0.636 0.534


TDSecurities 16 1.022 2,869 27 11 2.269 -1.247

Nomura 17 0.937 2,628 45 18 0.870 0.067



Stifel 20 0.767 2,152 49 35 0.412 0.355

TOTAL 100% 280,591 2,040 100%

GlobalEquityIPOH12017 H12016


Citi 1 7.060 6,323 61 3 6.274 0.786

JPMorgan 2 6.180 5,535 47 2 6.626 -0.446

DeutscheBank 3 5.302 4,748 39 5 4.240 1.062

MorganStanley 4 5.199 4,656 46 1 6.683 -1.484

GoldmanSachs 5 5.043 4,516 37 4 5.019 0.024

CreditSuisse 6 4.935 4,420 43 7 2.701 2.234


Barclays 8 2.872 2,572 26 9 2.162 0.710

UBS 9 2.636 2,361 18 8 2.643 -0.007


GFSecurities 11 1.901 1,703 24 27 1.022 0.879

HaitongSecuritiesCoLtd 12 1.202 1,077 24 14 1.461 -0.259

ChinaMerchantsSecurities 13 1.184 1,060 14 31 0.873 0.311

ChinaInternationalCapitalCorp 14 1.180 1,057 12 36 0.742 0.438


GuosenSecuritiesCoLtd 16 1.174 1,051 15 50 0.456 0.718

Jefferies 17 1.074 962 21 22 1.118 -0.044

Nomura 18 1.071 959 21 16 1.416 -0.345

ChinaSecuritiesCoLtd 19 1.061 950 12 20 1.162 -0.101

GuotaiJunanSecuritiesCoLtd 20 1.035 927 14 24 1.078 -0.043

TOTAL 100% 89,560 781 100%

GlobalEquityLinkedH12017 H12016


JPMorgan 1 15.152 7,268 33 2 12.601 2.551

MorganStanley 2 9.860 4,730 32 1 15.460 -5.600

GoldmanSachs 3 8.112 3,891 19 4 6.889 1.223


Citi 5 4.704 2,257 21 7 5.100 -0.396

WellsFargo 6 4.547 2,181 13 25 0.608 3.939

DeutscheBank 7 4.311 2,068 14 3 10.935 -6.624

BNPParibas 8 4.153 1,992 15 6 6.251 -2.098

Barclays 9 3.845 1,844 13 15 1.250 2.595

UBS 10 3.309 1,587 10 11 1.712 1.597

CreditSuisse 11 2.417 1,159 10 12 1.503 0.914


Nomura 13 2.200 1,055 4 5 6.628 -4.428

BMOCapitalMarkets 14 2.069 992 10 49 0.181 1.888

ChinaInternationalCapitalCorp 15 2.033 975 3 16 1.187 0.846

Jefferies 16 1.842 884 6 40 0.293 1.549

HSBC 17 1.797 862 8 14 1.421 0.376

MizuhoFinancial 18 1.788 858 5 9 2.360 -0.572

RBCCapitalMarkets 19 1.648 790 10 13 1.428 0.220

EverbrightSecuritiesCo 20 1.511 725 1 - - 1.511

TOTAL 100% 47,966 185 100%



GlobalLoansReview

GlobalLoans

H12017 H12016

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)


JPMorgan 2 8.777 166,165 628 1 9.721 -0.944

Citi 3 5.448 103,147 390 3 6.505 -1.057

WellsFargo 4 5.048 95,566 453 4 5.610 -0.562

Barclays 5 4.395 83,214 340 5 3.600 0.795

DeutscheBank 6 4.364 82,620 316 6 3.481 0.883

GoldmanSachs 7 3.834 72,586 297 12 2.251 1.583

CreditSuisse 8 3.548 67,166 283 15 1.976 1.572

HSBC 9 3.268 61,867 238 7 3.230 0.038


MorganStanley 11 2.858 54,112 226 13 2.099 0.759

BNPParibas 12 2.697 51,055 237 10 2.586 0.111

MitsubishiUFJFinancialGroupInc

13 2.112 39,993 206 8 3.069 -0.957

Scotiabank 14 1.768 33,472 124 20 1.370 0.398


TDSecurities 16 1.637 30,990 113 18 1.450 0.187

BankofChina 17 1.600 30,296 153 9 2.657 -1.057




TOTAL 100% 1,893,248 3,068 100%

Thistableconsistsofloanssyndicatedglobally.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials18%


Industrials11%

ConsumerStaples10%

Energy9%

Materials8%

Communications8%

Technology8%

HealthCare6%

Utilities5%

Others1%

GlobalLoans:BookrunnerRankingsHistory

GlobalLoans:IndustryBreakdown

18%

16%

11%10%9%

8%

8%

8%

6%

5%

BankofAmericaM

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JPMorgan Ci

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WellsFargo

Barclays

DeutscheBank

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2017 2016 2015



GlobalLoans(Bookrunner)H12017 H12016



JPMorgan 2 8.777 166,165 628 1 9.721 -0.944

Citi 3 5.448 103,147 390 3 6.505 -1.057

WellsFargo 4 5.048 95,566 453 4 5.610 -0.562

Barclays 5 4.395 83,214 340 5 3.600 0.795

DeutscheBank 6 4.364 82,620 316 6 3.481 0.883

GoldmanSachs 7 3.834 72,586 297 12 2.251 1.583

CreditSuisse 8 3.548 67,166 283 15 1.976 1.572

HSBC 9 3.268 61,867 238 7 3.230 0.038


MorganStanley 11 2.858 54,112 226 13 2.099 0.759

BNPParibas 12 2.697 51,055 237 10 2.586 0.111

MitsubishiUFJFinancialGroupInc 13 2.112 39,993 206 8 3.069 -0.957

Scotiabank 14 1.768 33,472 124 20 1.370 0.398


TDSecurities 16 1.637 30,990 113 18 1.450 0.187

BankofChina 17 1.600 30,296 153 9 2.657 -1.057




TOTAL 100% 1,893,248 3,068 100%

GlobalLoans(MandatedLeadArranger)H12017 H12016


JPMorgan 1 8.175 168,089 661 1 9.442 -1.267


Citi 3 5.397 110,972 448 3 5.963 -0.566

WellsFargo 4 4.596 94,503 471 4 4.856 -0.260

Barclays 5 4.191 86,171 375 7 2.999 1.192

DeutscheBank 6 3.670 75,450 353 6 3.210 0.460

GoldmanSachs 7 3.518 72,324 305 13 2.088 1.430


CreditSuisse 9 3.122 64,188 298 14 1.638 1.484

HSBC 10 3.020 62,101 365 8 2.934 0.086

MorganStanley 11 2.739 56,323 234 16 1.609 1.130

BNPParibas 12 2.635 54,181 350 10 2.672 -0.037


BankofChina 14 1.915 39,369 247 9 2.839 -0.924


Scotiabank 16 1.615 33,207 136 20 1.352 0.263



TDSecurities 19 1.348 27,716 127 21 1.308 0.040

SumitomoMitsuiFinancial 20 1.329 27,330 180 15 1.620 -0.291

TOTAL 100% 2,056,040 3,495 100%

GlobalSponsor-LedLoans(Bookrunner)H12017 H12016


GoldmanSachs 1 8.033 35,966 154 3 6.198 1.835

CreditSuisse 2 7.527 33,700 149 4 6.135 1.392

Barclays 3 7.189 32,187 145 1 7.147 0.042


MorganStanley 5 6.241 27,945 118 7 4.712 1.529

DeutscheBank 6 5.825 26,082 129 6 5.503 0.322

JPMorgan 7 5.590 25,031 130 8 3.861 1.729

Citi 8 5.069 22,696 92 5 5.886 -0.817

Jefferies 9 4.181 18,719 89 13 2.756 1.425


KohlbergKravisRoberts&Co 11 3.181 14,242 35 50 0.229 2.952

WellsFargo 12 3.048 13,647 74 9 3.444 -0.396

Nomura 13 2.945 13,187 47 18 1.690 1.255

UBS 14 2.463 11,029 55 10 3.380 -0.917

Macquarie 15 2.236 10,010 63 17 1.699 0.537

SunTrustRobinsonHumphrey 16 1.960 8,774 67 22 1.397 0.563

HSBC 17 1.820 8,151 47 15 2.270 -0.450

AntaresCapitalLP 18 1.659 7,429 78 14 2.607 -0.948

BNPParibas 19 1.577 7,060 46 11 3.159 -1.582


TOTAL 100% 447,742 766 100%

GlobalSponsor-LedLoans(MandatedLeadArranger)H12017 H12016


GoldmanSachs 1 7.582 34,517 153 3 5.852 1.730

Barclays 2 7.130 32,458 143 1 6.634 0.496

CreditSuisse 3 7.047 32,084 151 4 5.654 1.393


MorganStanley 5 6.151 28,001 120 7 4.645 1.506

JPMorgan 6 5.855 26,657 133 8 3.838 2.017

DeutscheBank 7 5.681 25,863 136 5 5.231 0.450

Citi 8 4.919 22,395 92 6 5.104 -0.185


Jefferies 10 3.961 18,033 89 12 2.826 1.135

KohlbergKravisRoberts&Co 11 3.162 14,395 35 51 0.220 2.942

WellsFargo 12 2.899 13,196 77 9 3.614 -0.715

Nomura 13 2.854 12,992 47 19 1.606 1.248

UBS 14 2.402 10,934 53 10 3.445 -1.043

Macquarie 15 2.133 9,708 62 18 1.645 0.488

SunTrustRobinsonHumphrey 16 1.975 8,991 69 21 1.409 0.566


BNPParibas 18 1.760 8,011 54 13 2.647 -0.887

AntaresCapitalLP 19 1.724 7,849 87 14 2.633 -0.909

HSBC 20 1.483 6,753 49 16 2.109 -0.626

TOTAL 100% 455,251 800 100%



GlobalBridgeLoans(Bookrunner)H12017 H12016


HSBC 1 12.960 12,332 13 7 5.984 6.976


DeutscheBank 3 6.819 6,489 8 5 9.038 -2.219

BNPParibas 4 6.752 6,425 9 18 0.777 5.975

JPMorgan 5 5.842 5,559 11 11 3.746 2.096

TDSecurities 6 4.732 4,503 3 12 2.447 2.285

CreditSuisse 7 4.395 4,182 3 10 4.368 0.027


UniCredit 9 4.065 3,868 7 8 5.012 -0.947


IntesaSanpaolo 11 2.958 2,815 2 27 0.139 2.819

Citi 12 2.136 2,033 5 3 10.656 -8.520

Commerzbank 13 2.009 1,912 6 26 0.215 1.794


INGGroep 15 1.785 1,698 3 42 0.008 1.777

Barclays 16 1.626 1,547 4 1 13.011 -11.385


Natixis 18 1.507 1,434 2 17 0.801 0.706

BankofChina 19 1.425 1,356 3 22 0.349 1.076

Scotiabank 20 1.329 1,265 3 30 0.072 1.257

TOTAL 100% 95,157 51 100%

GlobalBridgeLoans(MandatedLeadArranger)H12017 H12016


HSBC 1 10.518 10,584 20 9 2.710 7.808

JPMorgan 2 7.565 7,612 16 6 3.529 4.036


BNPParibas 4 4.227 4,254 13 15 2.151 2.076


Commerzbank 6 3.664 3,687 10 13 2.282 1.382

INGGroep 7 3.615 3,638 9 29 1.131 2.484


Citi 9 3.260 3,281 9 2 9.405 -6.145


BancoSantander 11 2.847 2,865 9 10 2.696 0.151



Scotiabank 14 2.551 2,567 6 31 0.991 1.560

DeutscheBank 15 2.549 2,565 9 3 9.147 -6.598

UniCredit 16 2.531 2,547 9 19 1.845 0.686


Barclays 18 2.338 2,353 7 8 2.861 -0.523

BancoBilbaoVizcayaArgentaria 19 2.214 2,228 3 50 0.135 2.079

BankofChina 20 2.186 2,200 7 11 2.465 -0.279

TOTAL 100% 100,630 68 100%

Bloomberg – League Tables Criteria

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.

General Guidelines

Credit is based on the total amount of the offering sold to the public. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers; unless full, explicit breakdown of bookrunning is provided by an involved party. Regional and local tables are identifiedbased on factors such as currency, market of issuer and/or country of risk/incorporation.

Fixed Income

All transactions must have a maturity/call/put option of minimum 18 months. Make-whole call and provisional call/put are exempted from this rule. Note: Criteria may vary for some local and/or regional tables. USD denominated 144A/REG S issues are credited 100% to the 144A tranche and 0% to the REG S tranche. Non-USD denominated 144A/REG S issues are credited 100% to the REG S tranche and 0% to the 144A tranche. Self-led transactions are included. New money portions of exchange offers are eligible for credit.

Exclusions: Accredited investor tranches, asset-backed issues, auction note agencies, collateralized bond obligations, collateralized loan obligations, commercial paper, municipal bonds, mortgage-backed issues, remarketed issues, repackaged bonds, government borrowing scheme retained bonds, variable principal redemption issues, variable interest equity-linked issues, and credit linked notes, selling group agency issues, strips, units, warrants, self-led under USD 50 million. Note: Criteria may vary for some local and/or regional tables.

Equities-Linked

Equity-linked transactions: Convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/puttable in 12 months or longer are included. Make-whole call, provisional call and provisional put are exempted from this rule. Convertible bondswith attached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which can be converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. there cannot be separate book building for the warrant and the bond.

Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation in an underlying fund or investment trust, pre-IPO convertible instruments, certain lower hierarchy titles, i.e. Jr Bookrunner.

Equities

Equity market transactions: Initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rights offerings.

Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certain lower hierarchy titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional tables.

Bloomberg – League Tables Criteria

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.

Loans

Includes executed syndicated loans transactions. Full credit is awarded to the banks satisfying the highest of the titles. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers. Credit is allocated to amended or amended and restated transactions, where each modification is 100% at the lender’s option and not as a result of events already built into the original credit agreement. Credit is awarded for the following structural changes only: maturity extensions of three months or more, incremental basis for increased in deal size, reduction in pricing, full release of security.

Exclusions: Bilateral transactions, transactions with a maturity of less than three months, loans withdrawn prior to signing, amended or restated securitizations, receivable and guarantee facilities.

US Municipals

Standard published tables will award deal credit based on true economic credit as reported by the issuer or the bookrunner. In absence of reported economic credit, 100% will be assigned to the bookrunner.

Dollar value of credit will be assigned based on the percentage allocation reported for economic credit (or designated by the user in a custom table) and applied against the total par value of the bonds issued. Zero coupon bonds (CABS) or intermediate appreciation bonds (convertible CABs) will be included at the market value (accreted value) on the interest accrual date.

All debt issued by municipal issuers will be eligible for league credit. Taxable and tax-exempt debt is eligible for league credit unless a table includes specific tax type criteria. “Tax-exempt” is defined as federally tax-exempt and includes bonds subject to AMT and bonds designated as Bank Qualified.

Each table is provided in three formats. “Economic Credit” displays rankings based on true economic credit allocations of applicable deals. “Left Lead” assigns 100% credit to the bookrunner and 0% to all other syndicate participants. “Deal Count” displays rankings based on deal quantity rather than aggregate economic credit amounts. A “deal” refers to the aggregate series within an issuance led by a particular underwriter or syndicate. For example: a $50 million issuance is split into three series- a $10 million Series A, a $20 million Series B, and a $20 million Series C. Bank 1 is the underwriter of Series A & B, while Bank 2 is the underwriter of Series C. Bank 1 would have one “deal” worth $30 million, and Bank 2 would have one “deal” worth $20 million.

Exclusions: Derivatives, private placements, variable rate preferred securities, municipal commercial paper, and remarketings are excluded from municipal league table eligibility.

The full version of Bloomberg’s League table Standards & Guidelines can be accessed and subscribed to on the Reports tab on

LEAG<GO>.

Documents

GLOBAL CAPITAL MARKETS - Bloomberg Professional … · SunTrust Robinson Humphrey 20 1.010 2,936 32 22 1.174 -0.164 TOTAL 100% 290,773 741 100%. Global Bonds. ... JP Morgan 1 11.745