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1 Generalized and Mechanistic PV Module Performance Prediction from Computer Vision and Machine Learning on Electroluminescence Images Ahmad Maroof Karimi *† , Justin S. Fada * , Nicholas A. Parrilla * , Benjamin G. Pierce *† , Mehmet Koyutürk , Roger H. French *‡ Member, IEEE, Jennifer L. Braid *‡ Member, IEEE * SDLE Research Center, Case Western Reserve University, 10900 Euclid Ave., Cleveland, Ohio 44106, USA Department of Computer and Data Sciences, Case Western Reserve University Deapartment of Materials Science and Engineering, Case Western Reserve University Abstract—Electroluminescence (EL) imaging of PV modules offers high speed, high resolution information about device performance, affording opportunities for greater insight and efficiency in module characterization across manufacturing, research and development, and power plant operations and management. Predicting module electrical properties from EL image features is a critical step toward these applications. In this work we demonstrate quantification of both generalized and performance mechanism-specific EL image features, using pixel intensity-based and machine learning classification algorithms. From EL image features, we build predictive models for PV module power and series resistance, using time-series I -V and EL data obtained stepwise on 5 brands of modules spanning 3 Si cell types through 2 accelerated exposures: damp heat (85 o C/ 85% RH) and thermal cycling (IEC 61215). 195 pairs of EL images and I -V characteristics were analyzed, yielding 11,700 individual PV cell images. A convolutional neural network was built to classify cells by severity of busbar corrosion with high accuracy (95%). Generalized power predictive models estimated the maximum power of PV modules from EL images with high confidence and an adjusted-R 2 of 0.88, across all module brands and cell types in extended damp heat and thermal cycling exposures. Mechanistic degradation prediction was demonstrated by quantification of busbar corrosion in EL images of 3 module brands in damp heat, and subsequent modeling of series resistance using these mechanism-specific EL image features. For modules exhibiting busbar corrosion, we demonstrated series resistance predictive models with adjusted-R 2 of up to 0.73. Index Terms—PV module degradation, electroluminescence imaging, computer vision, damp heat, thermal cycling, corrosion, convolutional neural network I. I NTRODUCTION While module-level current-voltage (I -V ) parameters relate to particular module degradation or performance phenomena [1], [2], [3], [4], these parameters yield only a coarse measure of performance in heterogeneous systems as they measure a single electrical signal for the full module which consists of 60, 72 or 96 full size PV cells. For example, decreasing short circuit current (I sc ) and shunt resistance (R sh ) are sometimes related to cracked cells [5], and increasing series resistance (R s ) can be related to corrosion of cell metalization or interconnects. However, the specific module components and degradation mechanisms leading to power loss cannot be determined from I -V features alone. Visual inspection of test modules can give additional insights into their performance and degradation behaviors, however these are typically only qualitative and observational in nature. High density quantitative data that provides infor- mation on cell variability and module component degradation can be obtained using image-based measurements such as standard white-light photography, electroluminescence (EL), photoluminescence, UV fluorescence, and IR thermography. EL imaging uses an applied forward-bias voltage across the semiconductor junction to cause radiative charge carrier recombination, with photons emitted in the near-infrared spectral range for silicon. Each pixel represents a spatially resolvable data point of local photon emission registered on the camera sensor, typically generating millions of data points in each module image [1], [6]. Hence, EL images are rich in spatial information related to module performance and condition including cracking, shunting, corrosion, and other degradation mechanisms [7], [8]. Digital EL images can be algorithmically processed to extract features pertaining to overall module performance and specific degradation mecha- nisms both at the module level, and at the cell level by slicing apart the module image after processing. In our prior work, we demonstrated an automated image processing pipeline for standardizing module-level EL images and extracting cell-level images, correlation of EL and I -V features, and machine learning classification of degraded cell EL images [9], [10], [11], [12]. Some researchers have used cell-level image parameters to study spatial and cell variations in module performance [8], [13], [14], [15], [16], [17], [18]. Our goal is to predict module-level power output and mechanistic degradation from EL image features derived with algorithmic and machine learning techniques. Prediction of cell and module performance with an imaging technique such as EL would enable high-speed characterization of modules both on the manufacturing line and as fielded outdoors. Here we introduce automated methods for calculating various pixel intensity-based EL image parameters. Then we use a Convolutional Neural Network to to classify cell-level images by their level of corrosion, and calculate a module- level corrosion metric based on the cell classes. Finally, we build polynomial regression models to predict P mp and R s from the algorithmic and machine learning-derived EL image parameters and report the accuracy of each approach. Pixel intensity-based EL image features including the median pixel intensity and fraction of dark pixels yield the best generalized power prediction models across 5 brands of PV modules in 2 exposure types, with adjusted-R 2 of 0.88 and 0.87, respectively. We also demonstrate degradation mechanism-

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Generalized and Mechanistic PV Module Performance Prediction fromComputer Vision and Machine Learning on Electroluminescence Images

Ahmad Maroof Karimi ∗† , Justin S. Fada ∗ , Nicholas A. Parrilla ∗ , Benjamin G. Pierce ∗† ,Mehmet Koyutürk † , Roger H. French ∗‡ Member, IEEE, Jennifer L. Braid ∗‡ Member, IEEE

∗ SDLE Research Center, Case Western Reserve University, 10900 Euclid Ave., Cleveland, Ohio 44106, USA† Department of Computer and Data Sciences, Case Western Reserve University

‡ Deapartment of Materials Science and Engineering, Case Western Reserve University

Abstract—Electroluminescence (EL) imaging of PV modulesoffers high speed, high resolution information about deviceperformance, affording opportunities for greater insight andefficiency in module characterization across manufacturing,research and development, and power plant operations andmanagement. Predicting module electrical properties from ELimage features is a critical step toward these applications. Inthis work we demonstrate quantification of both generalized andperformance mechanism-specific EL image features, using pixelintensity-based and machine learning classification algorithms.From EL image features, we build predictive models for PVmodule power and series resistance, using time-series I-V andEL data obtained stepwise on 5 brands of modules spanning 3Si cell types through 2 accelerated exposures: damp heat (85oC/ 85% RH) and thermal cycling (IEC 61215). 195 pairs of ELimages and I-V characteristics were analyzed, yielding 11,700individual PV cell images. A convolutional neural network wasbuilt to classify cells by severity of busbar corrosion with highaccuracy (95%).

Generalized power predictive models estimated the maximumpower of PV modules from EL images with high confidence andan adjusted-R2 of 0.88, across all module brands and cell types inextended damp heat and thermal cycling exposures. Mechanisticdegradation prediction was demonstrated by quantification ofbusbar corrosion in EL images of 3 module brands in dampheat, and subsequent modeling of series resistance using thesemechanism-specific EL image features. For modules exhibitingbusbar corrosion, we demonstrated series resistance predictivemodels with adjusted-R2 of up to 0.73.

Index Terms—PV module degradation, electroluminescenceimaging, computer vision, damp heat, thermal cycling, corrosion,convolutional neural network

I. INTRODUCTION

While module-level current-voltage (I-V ) parameters relateto particular module degradation or performance phenomena[1], [2], [3], [4], these parameters yield only a coarse measureof performance in heterogeneous systems as they measure asingle electrical signal for the full module which consists of60, 72 or 96 full size PV cells. For example, decreasing shortcircuit current (Isc) and shunt resistance (Rsh) are sometimesrelated to cracked cells [5], and increasing series resistance(Rs) can be related to corrosion of cell metalization orinterconnects. However, the specific module components anddegradation mechanisms leading to power loss cannot bedetermined from I-V features alone.

Visual inspection of test modules can give additionalinsights into their performance and degradation behaviors,however these are typically only qualitative and observational

in nature. High density quantitative data that provides infor-mation on cell variability and module component degradationcan be obtained using image-based measurements such asstandard white-light photography, electroluminescence (EL),photoluminescence, UV fluorescence, and IR thermography.

EL imaging uses an applied forward-bias voltage acrossthe semiconductor junction to cause radiative charge carrierrecombination, with photons emitted in the near-infraredspectral range for silicon. Each pixel represents a spatiallyresolvable data point of local photon emission registered onthe camera sensor, typically generating millions of data pointsin each module image [1], [6]. Hence, EL images are richin spatial information related to module performance andcondition including cracking, shunting, corrosion, and otherdegradation mechanisms [7], [8]. Digital EL images can bealgorithmically processed to extract features pertaining tooverall module performance and specific degradation mecha-nisms both at the module level, and at the cell level by slicingapart the module image after processing. In our prior work,we demonstrated an automated image processing pipelinefor standardizing module-level EL images and extractingcell-level images, correlation of EL and I-V features, andmachine learning classification of degraded cell EL images[9], [10], [11], [12]. Some researchers have used cell-levelimage parameters to study spatial and cell variations inmodule performance [8], [13], [14], [15], [16], [17], [18].

Our goal is to predict module-level power output andmechanistic degradation from EL image features derived withalgorithmic and machine learning techniques. Prediction ofcell and module performance with an imaging technique suchas EL would enable high-speed characterization of modulesboth on the manufacturing line and as fielded outdoors.Here we introduce automated methods for calculating variouspixel intensity-based EL image parameters. Then we usea Convolutional Neural Network to to classify cell-levelimages by their level of corrosion, and calculate a module-level corrosion metric based on the cell classes. Finally, webuild polynomial regression models to predict Pmp and Rsfrom the algorithmic and machine learning-derived EL imageparameters and report the accuracy of each approach. Pixelintensity-based EL image features including the median pixelintensity and fraction of dark pixels yield the best generalizedpower prediction models across 5 brands of PV modulesin 2 exposure types, with adjusted-R2 of 0.88 and 0.87,respectively. We also demonstrate degradation mechanism-

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specific prediction of series resistance from EL image pa-rameterization of gridline corrosion.

II. EXPERIMENTAL METHODS

The dataset used in this work consists of I-V curves andEL images taken on 3 samples each of 5 brands (labeledA through E) in 2 accelerated exposures types for a totalof 30 commercial 60-cell modules. These modules span3 silicon PV cell types: mono-crystalline aluminum backsurface field (Al-BSF), multi-crystalline Al-BSF, and mono-crystalline passivated emitter and rear contact cell (PERC).The modules were exposed to standard IEC 61215 damp-heat(85 oC/ 85 % RH) or thermal cycle test conditions [19], withI-V curves and EL images captured at set step wise exposureintervals. For damp heat, 15 modules were measured at 500hour intervals from 0-3000 hours, and 4 modules continuedexposure up to 4200 hours with measurements at 300 hourintervals. For thermal cycling, 15 modules were measuredat 200 cycle intervals from 0-600 cycles, and 4 modulescontinued exposure up to 1000 cycles with measurements at100 cycle intervals. I-V curves were obtained with a Spire4600SLP flash solar simulator. EL images were capturedat module Isc with a Sensovation coolSamBa HR-830 8.3megapixel camera[20]. A subset of the dataset containing ELcell images of one brand having 3 samples exposed underdamp heat condition is shared online (https://osf.io/8zkqg/).

Fig. 1: An example raw electroluminescence image fromdamp heat exposure, exhibiting out of plane tilt and barreldistortion.

III. ANALYTICAL METHODS: IMAGE PROCESSING ANDFEATURE EXTRACTION

The process by which EL images are captured leads tovariation in module orientation between images. To ensurethe images are uniformly oriented and registered for analysis,we created an image processing pipeline, which has beendiscussed in our previous work [9], [11], [12]. Filtering andthresholding methods are used to initially pre-process thedata to remove barrel distortion, reduce noise, and removeunimportant background data. With a noise-reduced image,a convex Hull algorithm is used to identify cell areas andmark them as a “1" (white pixel) while every other pixel isassigned a “0" (black pixel). A series of 1-dimensional x-axisand y-axis parallel slices are taken through the binary arrayto identify the steps up (0 to 1) and steps down (1 to 0)across the slice. These steps correspond to the module edge.

A regression model is fit to the points along the module edge,and the intersections of the edge lines identify the corners ofthe PV module. A perspective transformation is then appliedto uniformly orient and planarize the module image resultingin the final planar-indexed module image ready for subsequentanalysis.

After processing, each module EL image is 8-bit and2500×1500 pixels, or 3,750,000 individual data points ex-isting as light intensities values between 0 (black) and 255(white). Then we segment module images into 60 cell-levelimages and resize each of them to a resolution 250×250pixels. The 30 modules evaluated stepwise through damp heatand thermal cycling exposures yielded 195 module-level ELimages, from which 11,700 cell-level images were extracted.The extracted cell images were then used to calculate thefollowing features: (a) median intensity (Fmed), (b) fraction ofdark pixels (FFDP), (c) normalized busbar width (FNBBW), and(d) busbar corrosion ratio FBBCR. Algorithmic determinationof these four module-level EL features are described in thefollowing subsections.

A. Median Intensity

Pixel intensity in an EL image corresponds to the spatialelectrical activity of the PV module, and therefore its abilityto generate power. Unlike averaging, median intensity (Fmed)removes the effects of outliers, and therefore is more repre-sentative of the overall performance. Here we calculated themedian intensity for each cell-level image, and then calculatethe median of all the median intensities of the cells for eachmodule-level image to obtain a module-level median intensity.

B. Fraction of Dark Pixels

The fraction of dark pixels (FFDP) corresponds to the areaof a cell that emits fewer photons compared with the restof the cell, i.e., the less active or inactive cell area. In otherwords, FFDP corresponds to the region which generates lesselectricity when light is incident on the cell. FFDP is computedfor each cell of a module and then average value of all cellsin a module gives FFDP of the module. FFDP is calculated bysplitting the density plot (Figure 2) of pixel values into twobins by the midpoint value, and then dividing the number ofpixels in the lower bin by the total number of pixels.

Fig. 2: An example pixel intensity plot for cell-level ELimage: (a) probability density plot, (b) probability density plotconverted to dark and bright bins.

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C. Normalized Busbar Width

The normalized busbar width (FNBBW) is calculated toquantify the extent of busbar corrosion. Front side cell corro-sion often manifests in EL images as darkening of the regionnear the busbar (Figure 3(a)). FNBBW is calculated using apeak detection strategy to measure the width of the darkenedareas [21].

(a)

(b)

Fig. 3: Normalized busbar width example. (a) A representativecell image with busbar darkening. (b) Average intensity valuesfor each column of the cell image parallel to the busbars. The4 smallest minima indicating the busbar centers have a red"X" on each side indicating the point where the slope of thecolumn average intensity goes to zero, corresponding to theedge of the darkened area. [21]

After the cell is extracted from the module images, theaverage pixel intensity value in the matrix row parallel to thebusbar direction is calculated. This is done for every row ofthe image matrix leading to 250 data points in the case of our250×250 pixel cell images. A plot representing these valuescan be seen in Figure 3 (b) for the cell image in 3 (a). Todetermine the width of the dark area around the busbar, thecenter of each busbar is first located by using a minimizationpeak finding scheme. Depending on the cell geometry, thisresults in 3 or 4 points corresponding to the busbar centers.Starting from those center busbar points, an algorithm beginsmoving to the left and right until the slope nears zero. Thedistance between these points is the characteristic busbar

width. However, since a single value is desired for each cellimage, the busbar widths for a particular cell are averagedand then normalized by the side length of the cell image, asrepresented by Equation 1:

FNBBW =

∑Ni=1Wi

N × L(1)

where N is the number of busbars, Wi is the ith busbar widthin pixels, and L is the side dimension of the cell image inpixels. FNBBW was calculated for all cells in module brands A,B, and D through damp-heat exposure (brands C and E wereomitted due to exhibiting different degradation patterns).

D. Busbar Corrosion Ratio

The busbar corrosion ratio (FBBCR) is a module-level at-tribute that quantifies the overall busbar corrosion in a modulefrom its cell-level images. In this method, we first label cellsinto different levels of corrosion ranging from 0 to 4, asshown in Figure 4. This classification process is performedby supervised machine learning with a Convolutional NeuralNetwork (CNN).

The CNN method is one of the most popular algorithmsfor classification of images [22], [23], [24], [25], [26]. Wedemonstrated in our earlier work that CNN was the bestclassifier to detect different degradation types in EL imagesof PV cells [12].

0 1 2 3 4

Fig. 4: Examples of cells labeled into five levels of busbardarkening ranging from 0 to 4, such that 0 exhibits no busbarcorrosion, and 4 is most severely corroded.

Cell-level EL images from brands exhibiting busbar cor-rosion (brands A, B, and D) in damp heat exposure werefirst classified manually into five levels of corrosion (0 to4) as shown in Figure 4. We changed the size of imagesfrom 250×250 to 50×50 pixels because classification modelperformed better for images of size 50×50 pixels.

The layer structure of the convolutional neural networkclassifier is shown in Figure 5. The first layer is an inputlayer for cell images of size 50×50, and the next four layersare alternating convolutional and maximum pooling layers.The kernel size in both layer types is 3×3 and the stride inthe maximum pooling layer is (1,1). The activation functiondeployed in the model is Rectified Linear Unit (ReLU) whichis max(0, x) and applied on each element of convolutionallayer. The CNN was implemented in TensorFlow[27] usingKeras[28] and Python[29], and run on GPU. We divided the

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Fig. 5: Architecture of the Convolutional Neural Networkused for the classification of busbar corrosion levels. Cell-level images are reduced to 50×50 pixel resolution for input,and the output layer is a 5-valued vector indicating the cellcorrosion classification.

dataset into training, validation, and testing sets, with 65%,15% and 20% of datapoints respectively. The training datawas used for model training, the validation set was used fortuning model hyperparameters, and the testing set was usedfor assessing model performance. We augmented the trainingset by flipping the images across X and Y axes, and rotating180◦ as described in [12].

The FBBCR is the average corrosion classification valueassigned by the CNN for all cell-level images from a givenmodule-level image. Therefore the FBBCR is a real number inthe range of 0-4.

It is to be noted that FNBBW, and FBBCR are calculated onlyfor brands (A,B and D) exhibiting busbar corrosion as shownby sample cell images in Figure 4 whereas, Fmed, and FFDP arecalculated for all brands exhibiting generalized degradationincluding busbar corrosion as shown by exemplary images inFigure 6.

Fig. 6: EL images of cells demonstrating diversity in degra-dation signatures at various steps of damp heat or thermalcycling within our dataset.

IV. RESULTS

A. Supervised Machine Learning Classification

To calculate FBBCR, we build a CNN model that classifiescell-level images by severity of busbar corrosion, and theaverage value of cell classes in a module gives the FBBCR.Cells segmented from the module images of the 3 modulebrands that exhibit busbar corrosion in damp heat exposurewere classified into 5 corrosion levels 0-4, 0 being un-corroded/good cell class and 4 being the most corrodedclass as shown in Figure 4. Total number of cells that wereextracted from the module images and successfully labeledinto either of the five busbar corrosion classes sum to 4441images. Out of these we used 2841 for training the model, 711

images for model validation and hyper-parameter tuning, andthe remaining 889 cells were used for the test set and to verifythe performance of the CNN model on unseen data. The resultof the CNN model is shown in Table III. High numbers inthe diagonal positions of the matrix indicate that the modelhas correctly classified a large portion of cell images. Theoverall accuracy of the model for classification of the testingdata (889 cell images) is 95%.

B. Correlation of EL and I-V features

Here we explore the correlations between I-V features(Voc, Rsh, Isc, Pmp, Imp, Vmp, FF, Rs) and the EL features(Fmed, FNBBW, FFDP, FBBCR) derived from all module datathrough damp heat and thermal cycling exposure. Figure 7 isa pair-wise Pearson linear correlation plot of these variables,with the rightmost 2 columns containing data from onlythe 3 brands in damp heat exposure which exhibited busbardarkening in EL images (as opposed to other corrosion signa-tures such as framing, between busbar darkening, and overallcell darkening). The variables in the heatmap are groupedsuch that the variables with high correlation coefficients areplaced alongside each other. It can be observed that thefour EL features are highly correlated with some of the I-Vfeatures like Rs, FF, Vmp, Imp and Pmp. The high correlationbetween EL and I-V features suggests that I-V features canbe estimated from the EL features using statistical models.Therefore, we further investigate the relationships betweentwo I-V features (Rs and Pmp) with our algorithmically-derived EL image features. We choose Rs as an electricalsignature of corrosion, which is widely accepted as the mainmechanism of degradation in damp heat exposure of PVmodules. We also choose Pmp to demonstrate generalizedprediction of module performance from EL image features.

C. Series Resistance Prediction from EL Image Features

Module-level series resistance is a composite measure ofthe series resistances of all cells, metalization, and intercon-nects including the junction box and external leads. As celldefects appear, the module EL pixel intensity distributionbecomes more heterogeneous. For example, corrosion ofcell metalization leads to darkened cell areas where carrierinjection is reduced during DC biasing of the module. Asa result, FNBBW, FFDP, and FBBCR show positive correlationwith Rs, while Fmed shows negative correlation with Rs as themodule degrades, as seen in the pair-wise Pearson correlationheatmap in Figure 7. The correlation values between Rs andFmed, FNBBW, FFDP, and FBBCR are -0.75, 0.84, 0.75, and 0.79respectively, consistent with the high correlation among theEL image features themselves.

In both DH and TC, the overall EL image brightnessdecreases as a function of exposure duration, while Rs in-creases as corrosion develops. The plots in Figure 8 are shownfor normalized values of features; solid lines in the plotsrepresents normalized series resistance (Rs-n) whereas, dashedlines represent normalized EL features (represented with '-n'as a suffix in subscript. All normalization is performed relativeto the initial value of I-V or EL image feature. Curves are

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Fig. 7: Pair-wise Pearson correlation heatmap of eight I-V features (Voc, Rsh, Isc, Pmp, Imp, Vmp, FF, Rs) and fourEL features(Fmed, FNBBW, FFDP, FBBCR) extracted from step-wise data collected through damp heat and thermal cyclingexposures. The Pearson correlation values are color codedfrom 1 (blue) for positive correlation to -1 (red) for negativecorrelation. The Pearson correlation correlation coefficients ofFNBBW and FBBCR are derived only from damp heat exposuredata of brands A, B, and D, whereas data from all five brandsin both exposures was used for the remaining ten variables.

color coded according to the five brands, and each modulehas a corresponding pair of solid and dashed curves. Averagevalues of correlation shown between Rs and the image featureare calculated first applying Fisher’s Z transformation onthe correlation coefficients and then taking the mean of theFisher’s Z transform values and converting the mean back toa correlation coefficient [30]. We observe that the dashed andsolid lines of the same color show similar trends conformingto our expectation that an EL image feature and Rs correlatefor a module as it degrades. Curves in the plots are fittedusing 'Loess', a non-parametric regression method [31]. Anadvantage of using the Loess is that it does not require apriori functional form of the curve and uses least square localregression with a sliding window size of 0.75. The valuesin the plots are normalized so that the I-V and EL imagefeatures become comparable across modules and brands. Allthe subsequent normalized values of features are calculatedby dividing the data points by the baseline value (value at 0hour for DH or 0 cycles for TC) of a module brand.

Figure 8 (a) and (b) show the time-series of Rs-n with−Fmed-n for all five brands as they are exposed to stressorsunder DH and TC respectively. It is also evident from thelarge value of Rs-n and −Fmed-n in Figure 8 (a) compared to

Fig. 8: Plots show trends for normalized series resistance Rs-nand the four EL image features extracted from EL imagestaken stepwise through accelerated exposures. (a) and (b) areplots for Rs-n and -Fmed-n (normalized median intensity ofmodule images) through damp heat (DH) and thermal cycling(TC) respectively. (c) and (d) are plots for Rs-n and FFDP-nunder DH and TC respectively. (e) and (f) are plots for Rs-nand FNBBW-n, and Rs-n and FBBCR respectively under DH forbrands A, B, and D only. Solid lines in all the plots correspondto Rs-n, while dashed lines indicate EL image features. Curvefitting in these plots was done with Loess (local regression).

(b), that the modules under DH degrade differently and expe-rience greater power loss when compared with TC exposurecondition. We also observe that the correlation value of 0.88in Figure 8 (a) is much higher than the correlation value inFigure 8 (b), indicating that image darkening in DH is morerelated to Rs-n than in TC. Similarly, plots in Figure 8 (c) and(d) are drawn for EL image feature FFDP-n and Rs-n under DHand TC exposures respectively. Like -Fmed-n, FFDP-n followsthe trend of Rs-n in each exposure type with high correlationvalues (0.88 for DH and 0.85 for TC). Figure 8 (e) and (f)show the time-series trends of FNBBW-n and FBBCR alongside8 for module brands A, B, and D under DH exposure, dueto these brands exhibiting busbar darkening in this exposuretype. Therefore, to predict the series resistance associated withbusbar darkening in EL images, we use FNBBW-n and FBBCRto build two degree polynomial regression models to predictRs-n.

In Table I, we show two quadratic polynomial models, andthe rows corresponding to FNBBW-n and FBBCR models in thetable have their coefficients calculated by using dataset from

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brands A, B, and D in DH exposure. The three performancemetrics, adjusted-R2, root mean square error (RMSE), andmean absolute percentage error (MAPE) are shown in theircorresponding rows along with the coefficients of the models.To compare the FNBBW-n and FBBCR, the regression plots ofthe quadratic models for (Rs-n) is shown in Figure 9.

Fig. 9: Normalized series resistance (Rs-n) predictive modelsusing FNBBW-n and FBBCR as the independent variables. Thegray shaded region along the regression line is the 95%confidence interval.

The mean and standard deviation in Table I are calculatedby five-fold cross-validation, in which the dataset is split intofive folds, a regression model is trained on four folds together,giving the adjusted-R2, RMSE and MAPE are calculated onfifth fold (test dataset). The RMSE value is calculated onoriginal (un-normalized) values after multiplying the normal-ized values with normalizing factor. This process is repeatedfive times by switching one fold of dataset as a test set andremaining four folds as a training set in each iteration.

D. Maximum Power Prediction from EL Image Features

Maximum power (Pmp) is a critical value of interest indegradation analysis as this directly relates to the module’sperformance or energy production. In the heatmap shown inFigure 7, the correlation coefficients of Pmp to Fmed, and FFDPon full dataset are 0.79, and -0.82 while the correlation of Pmpwith FNBBW, and FBBCR for brand A, B, and D under DH is-0.72, and -0.82 respectively.

Similar to Figure 8 which shows the trends of Rs-n and ELimage features, Figure 10 shows the time-series of normalizedPmp (Pmp-n) with normalized EL image features. Figures 10(e) and (f) use data from brands A, B, and D throughDH exposure, whereas remaining plots (a-d) use all modulebrands through both DH and TC exposure types. In all plotsof Figure 10, we observe that EL image features are highlycorrelated with Pmp-n, and thus they can serve as predictorsfor Pmp-n.

The coefficients of the predictive models and their per-formance metrics for normalized Pmp (Pmp-n) from four ELfeatures are shown in Table II and the regression plots of themodels are shown in Figure 11. Mean and standard deviationof the performance metrics (adjusted-R2, RMSE, and MAPE)are calculated using five-fold cross-validation. The regressionmodels shown in Figures 11 (a) and (b) use Fmed-n andFFDP-n variables respectively to predict Pmp-n for all brands inboth TC and DH exposures, whereas Figures 11 (c) and (d)show predictive models for Pmp-n with independent variables

Fig. 10: Plots show time-series of normalized Pmp (Pmp-n) andfour module-level EL image features through accelerated ex-posures. (a) and (b) are plots for Pmp-n and Fmed-n (normalizedmedian intensity of module images) under damp-heat (DH)condition and thermal cycling (TC) respectively. (c) and (d)are plots for Pmp-n and 1-FFDP-n under DH and TC respectively.(e) and (f) are plots for Pmp-n and 1-FNBBW-n, and Pmp-n and1-FBBCR respectively for DH exposure of brands A, B, andD. Solid lines in all the plots are for Pmp-n and the dashedlines are for the corresponding EL image feature. Correlationvalues between Pmp-n and EL image features are shown ineach plot. Curve fitting in these plots are done using localregression.

FNBBW-n and FBBCR respectively, for only brands A, B, and Dunder DH exposure.

V. DISCUSSION

The recent works in automated detection of various celldegradation types [12], [32], [33] leveraged EL images andmachine learning methods. This work applies automatedfeature extraction from EL images of PV modules in twoways: (1) quantification of mechanistic Rs degradation, and(2) generalized prediction of module power.

1) Feature-Based Quantification of Mechanistic Degrada-tion: Mechanism-specific prediction of PV module electricalperformance from EL image features is important for rapididentification and quantification of module defects in manu-facturing, as well as degradation in power plant operations andmanagement. In PV research, this capability combined withstatistically significant module EL image data and knowl-edge of modules’ bill of materials can help to identify cell

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TABLE I: Quadratic polynomial models for predicting normalized series resistance (Rs-n) from given EL image feature Xunder DH for module brands A, B, and D. The EL image feature for each model is shown in column X and the values ofparameters β0, β1, and β2 for each model are shown alongside. Mean and standard deviation of model performance metricsfrom five-fold cross validation are also presented for each model.

Rs-n = β0 + β1X + β2X2 Adjusted-R2 RMSE MAPEX β0 β1 β2 Mean Std. dev. Mean Std. dev. Mean Std. dev.

FNBBW-n 1.192 1.992 0.360 0.61 0.057 0.049 0.034 6.88 4.50FBBCR 1.196 2.119 0.725 0.73 0.025 0.055 0.035 6.82 1.75

TABLE II: Third degree polynomial models for predicting normalized maximum power (Pmp-n) from given EL image featureX for all modules in DH and TC. The EL image feature for each model is shown in column X and the values of parametersβ0, β1, β2, β3 for each model are shown alongside. Mean and standard deviation of model performance metrics from five-foldcross validation are also presented for each model.

Pmp-n = β0 + β1X + β2X2 + β3X3 Adjusted-R2 RMSE MAPEX β0 β1 β2 β3 Mean Std. dev. Mean Std. dev. Mean Std. dev.

1-Fmed-n 0.936 -1.396 -0.756 -0.039 0.88 0.025 11.87 5.57 3.46 1.58FFDP-n 0.936 -1.502 -0.478 -0.128 0.87 0.016 12.44 4.96 3.94 2.08

FNBBW-n 0.935 -0.576 -0.064 -0.005 0.70 0.03 13.35 10.53 4.34 3.08FBBCR 0.932 -0.650 -0.204 0.014 0.81 0.017 9.53 4.75 2.83 1.45

Fig. 11: Normalized power Pmp-n predictive model using fournormalized EL features: (a) 1-Fmed-n, (b) FFDP-n, (c) FNBBW-n,and (d) FBBCR. The gray shaded region along the regressionline is the 95% confidence interval.

types, materials, and fielding conditions that lead to specificdegradation modes in PV modules. Toward this goal, we firstdemonstrated methods to calculate two EL image features(FNBBW, and FBBCR) that quantify a specific degradationfeature: the width of busbar darkening. As only three brands(A, B, and D) under DH exhibit busbar darkening, we useddata only from these modules to model series resistance fromEL image features. All four EL features have high correlationamong themselves (Figure 7), it is because they quantifyingthe darkening of EL images in various ways. Despite all ELfeatures having high correlation between them, they representdifferent aspects of cell degradation. Fmed represents overallhealth of PV module, FFDP represents the fraction of thesurface area of PV module that is functioning poorly, FNBBWgives the normalized value of busbar width independent of

TABLE III: Confusion matrix for CNN model cell classifica-tion into five corrosion levels in order of increasing severityfrom 0-4 as shown in Figure 4. Precision and recall metricsfor each class are represented by last row and last columnrespectively.

Predicted class Recall0 1 2 3 4

Act

ual

clas

s 0 527 8 0 0 0 0.981 20 112 5 0 0 0.812 0 4 82 3 0 0.923 0 0 2 62 2 0.934 0 0 0 2 60 0.96

Precision 0.96 0.90 0.92 0.92 0.96

number of busbars, and FBBCR uses cell classification bybusbar corrosion level and averages for a module-level value.It is important to emphasize, we have only used FNBBW, andFBBCR features to predict Rs-n because an increase in busbarcorrosion leads to high Rs [34].

For FNBBW, we directly calculate the width of the darkenedbusbar region from cell images (shown in Figure 3 andEquation 1), whereas for FBBCR we first classify the cellsinto either of the five classes based on the severity level ofcorrosion (using CNN model in Figure 5) and calculate theaverage corrosion level for all cells in the module to obtainFBBCR. The CNN models used to predict the classes of cell(Table III) classified the cells with high accuracy of over 94%.In addition, we observe in Figure 7 that FBBCR and FNBBWhave a high correlation of 0.92, which confirms that FBBCRderived from supervised machine learning classification isa good representation of busbar corrosion width FNBBW,while being more adaptable to new data. In using EL imagefeatures to predict series resistance of modules, Table I showsthat the FBBCR model has the better adjusted-R2 (0.73) ofthe two mechanistic EL image features for predicting Rs-n.Furthermore, the 95% confidence interval (shaded region) inFigure 9 of the FBBCR model is narrower compared to FNBBW

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model.2) Generalized Power Prediction: Generalized module

power prediction is critical for large-scale PV plants whereoperation and management is not feasible by traditionalmethods of manual screening of PV modules. In this work,we demonstrated the correlation of PV module’s Pmp and ELfeatures which are: Fmed, FFDP, FNBBW, and FBBCR (Figure10). We build generalized power prediction models using datafrom five PV module brands under two different exposuretypes to predict normalized Pmp from intensity-based ELimage features Fmed-n, or FFDP-n (shown in Figure 11 (a) and(b), and Table II). Since the decrease in pixel intensity ofEL images is proportional to power loss in the PV device,features that directly measure the proportion of dark regionsin an image gives better prediction of Pmp results than thefeatures that measure one mechanistic degradation, i.e., widthof busbar corrosion. This is evident from the models in TableII, Fmed-n, and FFDP-n have high adjusted-R2 (0.88 and 0.87)and similar error values for RMSE (11.87 and 12.44) andMAPE (3.46 and 2.83) when compared with FNBBW-n andFBBCR which are only calculated for brands A, B, and D underDH exposure. Hence, the more generalized intensity-based ELimage features account for all power loss mechanisms presentin the cells, whereas mechanistic-specific features such asFNBBW-n and FBBCR are not effective for generalized powerprediction. Therefore our module power predictive modelsusing the module EL image intensity-based features Fmed-nand FFDP-n are independent of cell type and degradation mode.

Due to the high quality of modern PV modules and thenature of their response to DH and TC accelerated exposures,most data points used to build the predictive models inFigures 9 and 11 are clustered toward low degradation (highpower/low series resistance). The 95% confidence intervaldemonstrate model response to data variance.

The predictive models discussed above were built using I-V and EL image features normalized to initial (pre-exposure)values. In this way, we were able to accurately predictmodule power and series resistance changes across brandsand Si cell technologies with generalized models. In thereal world, using this method to predict degraded moduleelectrical performance from EL images would require initialcharacterization of the module at the time of fielding. Thispractice is realistic with recent advances in high-speed PVmodule imaging technologies for field survey, and is highlydesired by investors and power plant owners to validate anddemonstrate the quality and capacity of new installations.Furthermore, PV module in-line characterization at the timeof manufacture is now ubiquitous, so vertically integrated PVcompanies already possess initial module data required fornormalization.

VI. CONCLUSION

In this work, we developed models to predict PV module I-V features from EL image parameters. Generalized predictivemodels using robust EL image intensity-based features in-cluding median pixel intensity (Fmed) and the fraction of darkpixels (FFDP) demonstrated high Pmp prediction accuracy for

195 EL and I-V measurements of 30 PV modules spanningfive brands and 3 cell types in 2 accelerated exposures. Fmedand FFDP generalized predictive models of Pmp had highadjusted-R2 values of 0.88 and 0.87, respectively. We alsodemonstrated EL image feature quantification of mechanisticdegradation, using both pixel-based and supervised machinelearning classification approaches to measure busbar darken-ing in cell-level EL images. The module-level features derivedfrom these image parameters, FNBBW and FBBCR, were thenused to build predictive models for module series resistance(Rs). Of the two models, the model based on the supervisedmachine learning classification feature (FBBCR) exhibited thehigher adjusted-R2 of 0.73 and more narrow band for 95%confidence interval. The CNN model used to derive FBBCRclassified cell-level images based on severity of busbar dark-ening with high accuracy of over 94%. These performancepredictive methods require only initial characterization of aPV module with EL imaging and I-V curve tracing, and canthen be used to estimate the module’s power output at anytime up to module failure from the EL image of the degradedmodule. This enables high-speed in-situ power estimationfor fielded PV modules, and a framework for understandinglarge-scale mechanistic degradation of PV modules at highresolution. Additionally, these methods can be applied acrossthe manufacturing, operations and management, and researchand development facets of the PV community to enhance thespeed, quality, and usefulness of cell and module-level image-based characterization.

ACKNOWLEDGMENT

This material is based upon work supported by the U.S.Department of Energy’s Office of Energy Efficiency andRenewable Energy (EERE) under Solar Energy TechnologiesOffice (SETO) Agreement Number DE-EE-0008172. JLB issupported by the U.S. Department of Energy (DOE) Officeof Energy Efficiency and Renewable Energy administered bythe Oak Ridge Institute for Science and Education (ORISE)for the DOE. ORISE is managed by Oak Ridge Associ-ated Universities (ORAU) under DOE contract number DE-SC0014664. This work made use of the Rider High Perfor-mance Computing Resource in the Core Facility for AdvancedResearch Computing at Case Western Reserve University.

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