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1 Future Research Topics in Social Entrepreneurship: A Content-Analytic Approach David Gras Syracuse University Martin J. Whitman School of Management 721 University Avenue Syracuse, NY 13244 Tel.: +1 (315) 443-3468 [email protected] Elaine Mosakowski University of Connecticut School of Business 2100 Hillside Road Unit 10410 Storrs, CT 06269 [email protected] G.Thomas Lumpkin Syracuse University Martin J. Whitman School of Management 721 University Avenue Syracuse, NY 13244 Tel.: +1 (315) 443-3164 [email protected]

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Future Research Topics in Social Entrepreneurship:

A Content-Analytic Approach

David Gras

Syracuse University

Martin J. Whitman School of Management

721 University Avenue

Syracuse, NY 13244

Tel.: +1 (315) 443-3468

[email protected]

Elaine Mosakowski

University of Connecticut

School of Business

2100 Hillside Road Unit 10410

Storrs, CT 06269

[email protected]

G.Thomas Lumpkin

Syracuse University

Martin J. Whitman School of Management

721 University Avenue

Syracuse, NY 13244

Tel.: +1 (315) 443-3164

[email protected]

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ABSTRACT

To identify what scholars consider to be important and interesting for future research in

social entrepreneurship, this paper analyzed 248 social entrepreneurship papers and generated

327 topics for future research. From these 327 topics, a modified Delphi process generated

twenty seven underlying themes. Subject matter experts were surveyed as to how interesting

each research topic is, and the extent to which the topics lend themselves to theoretical or

empirical development - from which we also calculated aggregate scores for each theme. In this

paper, we present all research topics that scored at or above 2.5 on a 5-point scale for both

questions. We discuss the implications of both the method and the results of the study.

Keywords: Social Entrepreneurship, Social Enterprise, Future Research

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Future Research Topics in Social Entrepreneurship:

A Content-Analytic Approach

Scholars naturally reflect on important next steps in the collective research agenda. This

is particularly salient and important in emerging research areas, striving to have greater impact

on academicians and practitioners. With great potential for such impact, the field of social

entrepreneurship could benefit from a roadmap of critical but unresolved questions. Scholars

have examined the work to-date to take stock of previous research on social entrepreneurship

(e.g. Short, Moss, & Lumpkin, 2009; Moss, Lumpkin, & Short, in press). Yet little attention has

been paid toward a comprehensive examination of future directions. Instead, scholars new to the

topic of social entrepreneurship have only the individual opinions of authors working in this

domain to help guide their future research.

This paper adopts a novel approach to identifying future research directions to generate

an aggregate picture of research topics in social entrepreneurship. This approach harnesses the

issue-identifying capacities of all authors who have published in the field of social

entrepreneurship. We analyze the text of published social entrepreneurship research papers

about what the authors consider to be important future directions. Specifically, we conduct a

content analysis of all articles published on social entrepreneurship to present, summarize, and

analyze future research possibilities from this comprehensive body of published research.

This approach to collecting and categorizing scholars’ opinions about future research

questions in social entrepreneurship comes at a timely point in the evolution of this field. Social

entrepreneurship research has been characterized as lacking unity with disagreements on the

domain, boundaries, forms, and meanings of the term and field (Dacin, Dacin & Matear, 2010;

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Peredo & McLean, 2006). The identification, explication, and organization of future research

directions may facilitate progress towards field-wide communication and coagulation.

This paper proceeds as follows. We begin with a literature review of extant in-depth

papers on future research in social entrepreneurship. We then detail the methods utilized in this

study; with particular attention to the novel aspects of the methods. The results of the methods

section are the focus of this study and provide readers with a list of future research opportunities,

the dominant themes among these opportunities, and indicators of the quality of both the

individual opportunities and the themes. We conclude the paper with a discussion of the findings

and the implications of the method and the results.

LITERATURE REVIEW

While many published research papers discuss future social entrepreneurship research

(e.g. Dacin, Dacin, & Matear, 2010; Harris, Sapienza & Bowie, 2009; Mair & Martí, 2006), three

papers are notable for the depth of this discussion and the scope of their topics. We briefly

discuss these three papers here – Haugh (2006), Austin, Stevenson & Wei-Skillern (2006), and

Short, Moss & Lumpkin (2009) – and the research themes identified in each of these papers are

summarized in Table 1.

Insert Table 1 About Here

Haugh’s (2005) paper focuses wholly on the future research agenda in social

entrepreneurship. Building on both social enterprise and nonprofit research, this paper begins by

identifying eight themes that she believed would strengthen and deepen our collective knowledge

of social entrepreneurship. These themes are: defining the scope of social entrepreneurship, the

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environmental context, opportunity recognition and innovation, modes of organization, resource

acquisition, opportunity exploitation, performance measurement, and training education and

learning about social entrepreneurship. From this foundation, Haugh derives several individual

research topics that merit study within each theme. Haugh’s attention centers on themes and

topics that would contribute most to practice, not academic research.

Austin, Stevenson and Wei-Skillern (2006) begin by comparing and contrasting

commercial versus social entrepreneurship. This paper identifies similarities between the two,

along with distinctions that will influence future research. The authors create a new framework

to help scholars approach social entrepreneurship research more systematically, and they propose

six areas for future social entrepreneurship research: markets, mission, capital, people,

performance, and context. Within these areas, the authors suggested 28 ideas for future research.

Short, Moss and Lumpkin (2009) conduct what is arguably the most comprehensive

literature review on social entrepreneurship to date. They aimed to summarize and analyze the

extant body of published social entrepreneurship work and deduce future research opportunities

from this analysis. As a result, the authors offer social entrepreneurship variants on the ten key

themes in strategic entrepreneurship identified by Schendel and Hitt (2007). The themes put

forth my Short, Moss and Lumpkin consist of: social value creation, opportunity creation and

discovery, risk taking in social ventures, innovation management in social ventures, effects of

change processes on social ventures, role of technology in creating social value, diffusion of

social innovations, processes underlying social venture formation, relationship between

institutions and social entrepreneurship, and simultaneous production of social and economic

value. The authors also identify several disciplines and theories that may influence future

research.

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While several commonalities appear across these three papers, their predictions or

suggestions for future research also differ. As to commonalities, the impact of external

influences on social entrepreneurship is mentioned in all three papers in some form (i.e., the

environment, context, or relationships between institutions and social entrepreneurship). At least

two of the papers mention social venture performance, the identification and exploitation of

social opportunities, and the organization of social ventures. Beyond this, relatively inconsistent

guidance is offered as to the most important or needed social entrepreneurship research topics.

In part this derives from different experiences, expectations, and interests of the authors. To

move toward greater convergence in scholars’ future interests, our paper attempts to provide a

field-wide, comprehensive collection and analysis of the publicly expressed research topics

across extant social entrepreneurship papers. We identify several new themes within social

entrepreneurship research not identified in prior review papers, conduct supplemental analyses of

these themes by leading experts in the field, and provide a break-down of component research

topics within each theme.

The next section presents the research methodology we used to achieve these ends.

METHODS

Our methodology included five steps, which were 1) collecting research papers, 2)

collecting proposed future research topics, 3) applying exclusion criteria, 4) cleaning the data,

and 5) analyzing the data.

Collecting Papers

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Our first step focused on collecting a comprehensive set of social entrepreneurship

research papers. Following a precedent set by Short and colleagues (Short et al., 2009), we

searched four databases using four key phrases for peer-reviewed scholarly articles without

restrictions on publications dates. The databases were EBSCO, Web of Knowledge,

ABI/INFORM, and Science Direct. The search phrases were: “social entrepreneurship”, “social

entrepreneur”, “social venture”, and “social enterprise.” Our search yielded 248 papers between

1991 and 2010 from a variety of disciplines, including entrepreneurship, management, marketing

economics, education, finance, law, political science, sociology, and others.

Collecting Proposed Future Research Topics

Once the papers were gathered, the next step involved applying content analysis to

identify what the authors’ proposed as future research topics. To accomplish this, we focused

the content analysis on the final sections of papers. We identified a few exceptions in which

future research topics were not restricted to the final sections of papers. These were either

review papers that take stock of a field (e.g. Certo & Miller, 2008), papers that specifically focus

on a future research agenda (e.g. Haugh, 2005), or some combination of the two (e.g. Short,

Moss & Lumpkin, 2009). Allowing for such exceptions, we conducted a focused analysis in the

following way. First, we read the title and abstract of each paper to determine if the paper fell

into the exception category (i.e. future research topics were proposed throughout the paper). If

a paper was one of the three exceptions identified above, we performed the content analysis on

the text of the entire paper. If it was not, we performed the content analysis on the final sections

of the paper. Sections with the following headings (and their variations) were of particular

priority: “Discussion”, “Conclusion”, “Limitations”, “Implications”, and “Future Research.”

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From these final sections, we entered the text of every instance in which the author(s) provided a

topic for future research into our database. While these statements tended to include terms like

“future research”, “further inquiry”, etc., they came in many forms. Nevertheless, they were

easily identifiable, and we turned our attention to organizing the research topics that this step

produced.

Exclusion Criteria

The need for exclusion criteria can perhaps best be presented using an analogy from

meta-analysis. Quantitative meta-analytic studies employ a variety of criteria to ensure only

appropriate secondary data are used in the analyses (Cooper, 1998). For example, meta-analysis

studies exclude theoretical papers and often employ quality standards such as excluding papers

that fail to use control groups. These exclusion criteria aim to filter out useless or less valid data.

In a similar vein, we created and applied four exclusion criteria to the research topics we

encountered. The exclusion criteria we employed are as follows.

The first criterion excluded topics that, although they are drawn from a social

entrepreneurship paper, they advocate for research in a broader or different field. For example,

in a paper investigating leadership vision in nonprofits (Ruvio, Rosenblatt & Hertz-Lazarowitz,

2010), the authors state that “additional research is needed to identify the relationships between

various facets of vision and different types of ventures or/and leaders” (p.155). While this is

arguably a good topic for future research, it does not pertain specifically to social

entrepreneurship. All similar instances of research topics not focused on social entrepreneurship

were eliminated.

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The second criterion excluded research topics that simply proposed replication of the

paper’s framework, model, propositions, hypotheses, or theory, or proposed testing them in a

slightly different way. Authors of empirical studies often mention methodological improvements

for future scholars to pursue, including collecting a larger or more diverse sample or employing

different types of data collection techniques (such as data from multiple sources or longitudinal

data). For example, Luke and Verreynne (2006) note, “This study has briefly examined only one

government organization in limited depth. Further analysis of similar organizations in greater

detail is necessary…” (p.442). While such topics certainly represent research opportunities, they

do not point future scholars to new research topics. Thus, such statements were culled from our

database.

Our third criterion excluded research ideas that were broad to the point of offering little

guidance to scholars. For example, Zahra and colleagues (2009) comment, “The antecedents of

social entrepreneurship also require careful analysis which might include societal, organizational

and individual variables” (p.530). Notably, the authors go on to identify more specific research

topics, yet the above-quoted topic is too broad-brush to offer a specific topic for study.

Lastly, we excluded research topics that could not be parsimoniously stated within a

sentence or two. Most proposed future research topics were understandable without elaboration

or explanation. Some topics, however, required considerable background information, such as a

working knowledge of the paper’s model or specialized concepts and theories. For example,

Jones, Latham and Betta (2008) state: “Further research is required to analyze how the

divisioning dynamics unfold for social entrepreneurs who, unlike Pat, are more prepared to

openly embrace a managerialist discourse. How can the processes involved in these divisionings

be further theorized?” (p.343). There are at least two issues with this statement. First, one must

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understand what Pat represents in the paper’s case study to reflect the authors’ suggestion

accurately. Second, terms like “divisioning dynamics” are not commonplace and would require

explanation for most scholars working in the social entrepreneurship field. Therefore, while this

statement may point to a promising research topic, it and other like statements were excluded

from the database because of our focus on the parsimony necessary to analyze a large number of

research topics in one paper.

Cleaning the Data

After completing the first three steps, we cleaned the data. Many of the research topics in

the database did not make sense out of context, were sentence fragments, were not topics for

study, or would benefit from rewording. For example, Mair and Marti (2006) argue: “Yet it is

necessary to make major efforts in this direction and to develop useful and meaningful measures

that capture the impact of social entrepreneurship and reflect the objectives pursued” (p.42). In

aiming for parsimonious topics, this sentence was rewritten in the following way: “Develop

useful and meaningful measures that capture the impact of social entrepreneurship and reflect the

objectives pursued.” The importance of retaining the authors’ underlying ideas guided our

editing.

While editing was done to make each research topic parsimonious, we note that, at this

stage in the analysis, research topics were not combined or collapsed across papers. Efforts to

collapse topics and eliminate redundancies will be described in the data analysis step.

After applying the four exclusion criteria and cleaning the data, only 59 papers provided

at least one usable future research topic. From these 59 papers we collected 327 research topics.

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Analyzing the Data

The output of the previous three steps was a parsimonious list of 327 future research

topics proposed by researchers published in the social entrepreneurship arena. While this list

itself has potential value, further analysis will generate a deeper look into underlying interest

patterns among social entrepreneurship scholars. We conducted three types of analyses to

uncover these patterns. These analyses focused on capturing the scholarly interest in each topic,

capturing the developmental potential of each topic, clustering the topics by themes, and

generating measures of the scholarly interest in each theme.

The first analysis sought to measure the quality of research topics by considering

scholarly interest, and scholarly perceptions of their empirical or theoretical developmental

potential. Towards this end, two surveys were created with each topic representing an item on

the surveys. The sampling frame for these surveys was board members and participants (i.e.

authors of a paper accepted paper) of the 7th Annual Satter Conference on Social

Entrepreneurship held at New York University (NYU) in 2010. The Satter Conference is “a

three-day conference dedicated to the ongoing development of theory and research on social

entrepreneurship and its impact on global communities. The aim of the conference is to bring

together scholars in social entrepreneurship to discuss emerging concepts and themes in social

entrepreneurship research” (Kickul, 2010, p.1). As such, the participants and board members of

the conference are scholars engaged in social entrepreneurship research, and arguably subject

matter experts on this paper’s research topic. From this sampling frame, we formed a

convenience sample of four board members and two participants at the conference.

Three of the respondents were asked the following question for each topic: “In your

opinion, how interesting is the research [topic]?” The other three respondents were asked “In

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your opinion, how well does the [topic] lend itself to theoretical development and/or empirical

analysis?” These questions were chosen because of their broad and encompassing nature and

because the interestingness and the theoretical/empirical contribution of a research question are

frequently cited as salient criteria for publication (e.g. Colquitt & Ireland, 2009). However a

significant limitation in these questions is that both interestingness and development potential are

“in the eye of the beholder” and thus biased towards the respondent’s paradigm. Nevertheless,

the responses may provide some rough and preliminary quality indicators to differentiate the 327

topics. The responses were averaged and are presented in Table 2. Due to space limitations, we

present all research topics that scored at or above 2.5 on a 5-point scale for both questions.

However the full list of 327 research topics is available at: ‘http://www.SocEntResearch.org’.

Insert Table 2 About Here

Our second analysis focused on discerning thematic clusters among the 327 items. In

order to classify the topics into common categories, we employed a 3-stage modified Delphi

procedure (Dalkey, 1969; Moss, Lumpkin &Short, 2010; Reger & Palmer, 1996). During the

first stage, two of the authors independently read through all 327 topics and categorized each,

based on the primary focus of the topic. The authors were allowed to assign no more than two

categories to any given topic. The flexibility of allowing two classifications proved both useful

and necessary as several topics represented a link between two common research themes. In the

end, 149 of the 327 topics were counted as members of two categories.

During the second stage, the two raters went through every topic together, comparing

their classifications. In this session, the authors divided the topics into two types: those in which

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there was complete agreement between the authors as to the classifications, and those in which

there was not complete agreement. Following this session, the two authors independently

reviewed all of the topics upon which there was disagreement for a second time, determining

whether their classifications should be modified.

During the third and final stage, the two authors jointly went through every topic that

lacked classification agreement in the previous session. At this point, the authors discussed why

they classified the topics as they did and engaged in discussions as to the most appropriate way

to classify each topic. In some cases, this meant referring to the original paper. In others it meant

combining, dividing or renaming the categories to better reflect underlying concepts. Otherwise,

the authors came to conclusions based on logical arguments. There were no topics for which the

authors did not reach a classification consensus.

This method yielded 27 categories which may be deemed as dominant future research

topic themes. The names of these categories are as follows: Business Models & Organizational

Forms, Innovations, Contexts - General, Social & Economic Impact, Opportunities,

Collaborating, Missions & Goals, Financing/Funding, Individual Characteristics,

Measurements & Definitions, Stakeholders, Strategies, Resources, Social Support & Networks,

Corporate Social Responsibility (CSR) & Ethics, Institutions, Effectiveness/Performance,

Conflict & Competing Goals, Policies & Practices, Motivation, Firm Characteristics, Change &

Adaptation, Sustainability, Governance, Government & Public Policy, Local & National

Communities, and Other. This Other category was composed of topics that did not logically fit

into other themes, as well as themes that were composed of 5 or fewer topics – the latter being a

necessity for a parsimonious presentation. Themes that were moved to the Other category

included Leadership, Education, Growth, Marketing, Complexity, Identity, and Competition. A

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brief description of each of the 27 themes, along with examples of member topics is presented in

Figure 1.

Insert Figure 1 About Here

Finally, we compiled some informative statistics on each theme, which included the

number of topics in the theme, the average interesting score (AIS: averaged across both raters

and all topics), the ranking of the AIS scores (1= highest score, 27=lowest score), the average

development score (ADS: averaged across both raters and all topics), and the ranking of the ADS

scores (1= highest score, 27=lowest score). Figure 1 presents these statistics.

Discussion

The current paper has analyzed published research papers in social entrepreneurship to

develop a 30,000-foot view of the field and, in particular, of future research directions. In

conducting this research, this study has generated three outputs: the raw data of future topics

proposed in published research papers, the underlying themes that underscore this list of topics,

and descriptive statistics on these themes. Let us discuss the relevance of each of these outputs.

The raw data that we generated for this study may be quite useful to future social

entrepreneurship researchers. Young scholars or scholars new to this topic might use it as a

springboard for jumping into this research stream. Outside scholars can examine these questions

from the perspective in which they are rooted to find topics to which they can contribute. This

long list of largely unexplored topics can perhaps serve to excite researchers from related but

more mature, well-studied fields about the possibilities of contributing to a nascent field.

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One notable finding from the data is that many social entrepreneurship papers pointed to

no future research topics for study. While this is not necessarily unique to social

entrepreneurship scholarship, this is arguably surprising given how young the field is and how

many research questions remain unanswered. Perhaps because of the field’s youth, many social

entrepreneurship scholars may have not yet developed their own unique roadmap of fundamental

or burning questions that warrant study. With so many possible directions and so little agreement

as to which are most promising, social entrepreneurship researchers may be hesitant to speculate

about the future. In addition, many social entrepreneurship scholars begin working in this arena

after establishing themselves in outside fields, and this is compounded by no or only limited

availability of publications, conferences, grants, and doctoral programs specific to social

entrepreneurship. With their attention split among several research foci, such academic

boundary spanners may help import innovative theoretical and methodological perspectives, at

the cost of being less engaged with the advancement of the collective social entrepreneurship

research agenda.

In addition to the raw data, this research yielded several findings from the data analysis

that are worthy of discussion. One involves the themes that emerged in the data, which can be

examined with an eye to whether one finds surprising any of the themes that do appear and any

themes that do not appear. First, consider the themes that do appear in our data and that might

not be expected. One theme that emerges is corporate social responsibility and ethics within

social enterprise firms. While corporate social responsibility and ethics are popular topics in the

larger management literature, these issues do not disappear but seem to retain their relevance

within firms with clear social missions. Second, the theme of social and economic impact is also

noteworthy. Traditional entrepreneurship and strategic management research focuses more on

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how the environment - e.g. society or the larger economic context- influences the firm. Within

social entrepreneurship research, however, scholars appear to be emphasizing the greater impact

that social entrepreneurs have on their social and economic environments.

One theme that did not emerge in our data is the global side of social entrepreneurship.

Global, international, and cross-cultural topics were raised in individual papers, but there was not

sufficient attention to these issues that, using our methodology, we could argue that such a theme

emerged. It appears that most researchers focus attention on within culture or within country

social entrepreneurship, although possibilities for insights derived from comparative and/or

global work obviously exist. Compared to commercial entrepreneurship, social

entrepreneurship may be more culture-specific, socially-embedded, and community-tied. While

this may increase the challenges facing social entrepreneurship scholars, a global research

perspective can serve to expand our academic understanding of the interface of societal, cultural,

and economic relations, as well as expand the toolbox of social business models that work in

practice.

While the statistics calculated on the data may be only rough indicators, we suggest the

following interpretations. The number of topic mentions per theme, which generally reflects

how many times a theme was touched upon in the literature, may indicate the overall importance

of a given theme. The number of papers that raised each theme may reflect the scope of the

issues or the level of agreement as to a theme’s importance. The Average-Interest-Scores and

corresponding rankings provide scholars with a way to compare academic interest in different

themes. The Average-Development-Scores may provide a way to gauge the current maturity of

a particular topic or the potential for scholars to contribute to the advancement of the topic.

The most mentioned theme (39 mentions) by a sizeable margin involves

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effectiveness/performance. In this respect, the extant social entrepreneurship literature aligns

with commercial entrepreneurship and strategy literatures such that scholars aim to increase

understanding of why some firms perform better than others. The theme rated as the most

interesting by the survey respondents, concerns the general contexts surrounding social

entrepreneurs. Dimensions within the general context include cultures, market forces, other

organizations, economies, and more. Scholars appear to be highly interested in understanding

the interrelationships between such factors and social entrepreneurs. The theme rated as the

least interesting, however, concentrates on motivation. This is arguably surprising given the

unique challenges inherent in motivating and rewarding employees within social ventures. The

theme rated as having the most potential for theoretical or empirical development was

financing/funding. This theme may thus embody low-hanging fruit for scholars wishing to make

a contribution to extant theoretical or empirical frameworks. Conversely, the theme rated last in

developmental potential concerns corporate social responsibility and ethics. This may highlight

an area of study in which providing theoretical or empirical contributions could prove

particularly challenging.

These are just a few of the findings that the authors deemed most striking. We invite

readers to explore the results in greater depth; particularly those that are related to their own

interests. The next section presents a broader discussion of the interpretation and implications of

this research.

Conclusion

The current paper analyzed 248 social entrepreneurship research papers published

between 1991 and 2010 with an eye to authors’ discussion of future topics worth exploring in

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this field. This analysis generated 327 topics for future research, which were organized across

twenty seven underlying themes. These themes were: Organizational Forms, Innovations,

Contexts, Effects on Environment, Opportunities, Competing and Collaborating, Missions,

Capital, Social Entrepreneur Individuals, Measurements and Definitions, Stakeholders,

Strategies, Resources, Social Networks, Corporate Social Responsibility and Ethics, Institutions,

Performance, Competing Goals, Leadership, and Other. The themes with the highest combined

ratings (combining interesting and developmental potential), as ranked by our subject matter

experts, concerned financing/funding, innovations, and general contexts.

Before digging deeper into the conclusions that one can draw from this study, we must

caution the reader as to its limitations. Several limitations arise from the subjectivity of our

methods. Aspects of the exclusion criteria used to reduce the number of topics – in particular,

criteria three (excluding topics that are too broad) and four (excluding topics that are not

parsimonious) – required the author to apply these criteria based on his judgment as to breadth

and parsimony. The techniques used to measure academic interest, to measure the

developmental potential of topics, and to combine topics into themes may be influenced by the

idiosyncratic interests and paradigmatic perspectives of the individuals completing these tasks.

Given research constraints, we chose individuals for these tasks based on availability and

expertise instead of representativeness of the field. Finally, we required more than five topical

mentions to justify the creation of a theme, whereas a different number might have resulted in

more or fewer themes.

These limitations notwithstanding, however, we believe that this study provides guidance

for scholars seeking to contribute to social entrepreneurship research. Scholarly interest in social

entrepreneurship is growing. We hope that the current study has made a contribution by

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presenting a parsimonious look at future research directions that will in some small way

encourage others to study social entrepreneurs and social ventures. In addition, we hope that by

highlighting the commonality across future research topics, the current paper will reduce the

tendency of scholars to “talk past each other.” This criticism has already been leveled at social

entrepreneurship researchers (e.g. Dacin, Dacin & Matear, 2010; Short et al., 2009). Given the

diverse backgrounds of current (and most likely future) social entrepreneurship scholars, this

field can benefit greatly from balancing novel thinking and meaningful conversation.

Since the basis for this paper derives from scholars’ assessments of future research

directions, it seems mandatory that we comment on our own beliefs about how the current paper

can lead into new research topics in social entrepreneurship. Our singular focus on academic

research begs the question of what a parallel analysis of practical or popular publications on

social entrepreneurship would yield. Do the interests of practicing social entrepreneurs,

stakeholders who support them, and the general public converge with the topics and themes

identified by researchers? Do their interests differ from those of researchers? Future research

could examine the evolution of thinking between the academy and practice by expanding our

analysis of published social entrepreneurship work to include a broader set of publications. In

addition, the current analysis is ripe for a study of trends, as one indicator of how thinking in the

field changes over time. Finally, the type of analysis reported in this paper can shed insight into

how social entrepreneurship research and associated institutions are growing and changing. A

comparison of our results to similar analyses of social entrepreneurship topics and themes

regularly published in journals, presented at conferences, and taught in doctoral seminars will

shed light on the forces driving the legitimacy of the social entrepreneurship field.

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References

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Tables and Figures

Table 1: Future Research Themes Identified in Extant Papers

Haugh (2005)

Austin, Stevenson &

Wei-Skillern (2006) Short, Moss & Lumpkin (2009)

Defining the Scope of Social

Entrepreneurship

Markets

Social Value Creation

The Environment

Mission

Opportunity Creation &

Discovery

Opportunity Recognition &

Innovation

Capital Risk Taking in Social Ventures

Modes of Organization People Innovation Management in

Social Ventures

Resource Acquisition Performance Effects of Change Processes on

Social Ventures

Opportunity Exploitation Context Role of Technology in Creating

Social Value

Performance Measurement Diffusion of Social Innovations

Training, Education, & Learning

About Social Entrepreneurship

Processes Underlying Social

Venture Formation

Relationship Between

Institutions & Social

Entrepreneurship

Simultaneous Production of

Social and Economic Value

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Table 2: Highest-Rated Research Topics* Author(s) Year Research Topic AIS† ADS‡

Alvord, Brown

& Letts

2004 How do the attributes of social innovations shape outcomes and

success in different contexts?

2.67 4.33

Identify the various forms that social entrepreneurial ventures may

take.

3.33 4.00

What contextual patterns encourage or hinder the emergence of

different kinds of innovations?

3.33 2.67

Austin,

Stevenson &

Wei-Skillern

2006 To what extent are earned-income strategies successful in social

ventures?

3.67 4.67

What have been the effects and effectiveness of applying the

venture-capital approach to social entrepreneurship?

4.00 4.33

Which contextual forces foster social innovation and

entrepreneurship?

4.00 4.33

What new financial instruments could be designed to overcome

some of the current deficiencies in the philanthropic capital

markets?

3.67 4.33

To what extent do earned-income activities create tension with

social mission or organizational values?

3.33 4.33

What are the effects of market forces on the formation and

behavior of social enterprises?

3.67 4.00

In mixed markets where nonprofit and for-profit organizations are

both operating, what are the relative competitive advantages,

disadvantages, and interactive dynamics?

3.67 3.67

What affects the extent and form of competition and collaboration

among social enterprises?

3.33 3.67

To what extent do social enterprises correct market failure? 3.00 3.67

How does the social mission affect resource mobilization? 3.00 3.67

How do country or community contextual differences change

contextual forces?

3.33 3.33

What determines the structure of philanthropic capital markets? 2.67 3.33

How does a social entrepreneur determine the optimum mix of

financing sources for the social enterprise?

2.67 3.33

What are the key drivers of the philanthropic capital markets? 4.00 3.00

What is the entrepreneurial process of identifying opportunities for

social entrepreneurship?

3.00 3.00

How does the social mission affect strategy? 3.00 3.00

How do contextual forces shape opportunity creation for social

entrepreneurship?

3.00 2.67

Certo & Miller 2008 What are the decision rules that philanthropic venture capitalists

use to select social ventures?

3.00 4.33

How do philanthropic venture capitalists influence venture

outcomes?

2.67 4.33

Cooney 2006 How are different types of organizational models set up to manage

exposure of core social services to market and business "risk,"

taking into account different societal contexts?

3.33 3.00

Develop rigorous, empirically grounded methods for evaluating

structural risks to the nature of the services provided to clients -

the population these organizations are built to serve.

2.67 2.67

Dacin, Dacin

& Matear

2010 Develop a stronger understanding of social entrepreneurial failure;

particularly with respect to costs, benefits, loss & grief.

3.00 4.33

What is the appropriate measure or metric of social entrepreneurial

success?

2.67 3.33

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Understand the sources of failure when there are multiple missions

or contradictory logics at play.

3.67 3.00

Develop a stronger understanding of the process of social change

based on progress made in the area of institutional change as well

as the role of discourse and structuration in field-level change.

2.67 3.00

To what extent might social entrepreneurs subjugate their social

mission to their profit mission in order to achieve sustainability?

3.33 2.67

Would social entrepreneurs compromise their objectives or social

mission in order to suit the agendas and priorities of large funding

organizations, governments, and foundations?

2.67 2.67

Dann, Harris,

Mort, Fry &

Binney

2007 Understand the effects of local legal and government contexts on

social value creation in an allied manner to that undertaken in

international business research.

2.67 4.33

Understand the effects of cultural contexts on successes and

failures in social entrepreneurship.

3.00 4.00

Dart 2004 Cross-sectional and cross-national studies focused on political

ideology and social enterprise.

2.67 3.00

Dempsey &

Sanders

2010 Understand how social entrepreneurship reinforces problematic

international development logics, such as by positioning local

groups in developing countries as the objects of intervention.

2.67 3.33

Explore the extent to which narratives of social entrepreneurs

reproduces and challenges extreme commitment, self-sacrifice

and overwork.

2.67 2.67

Domenico,

Haugh &

Tracey

2010 Identify the roles that benevolence and altruism play in resource

acquisition.

2.67 3.00

Dorado 2006 What are the implications of the choice of governance forms in

social entrepreneurship ventures; particularly with respect to the

organizations ability to remain loyal to its social goals?

3.00 3.67

Germak &

Singh

2010 Are social enterprises, some of which operate as for-profit

ventures, more or less effective than traditional nonprofit social

service programs?

2.67 3.33

Grimes 2010 How are the various actors in the field of social entrepreneurship

(e.g. donors, government, academics, etc.) making sense of the

collective identity of social entrepreneurship?

3.00 3.67

To what extent do differences in organizational identity result in

differences in form and differences in efficacy in social ventures?

2.67 3.67

Harris,

Sapienza &

Bowie

2009 Are founders with past traditional entrepreneurship experience

more likely to be successful in launching a new social venture?

3.33 4.33

How is success measured in hybrid organizations that value both

social and economic aims?

2.67 4.00

Under what conditions might such an explicit focus on 'purpose'

provide advantage for traditional entrepreneurs, versus not?

3.67 3.00

Understand the particular ethical issues endemic to social

entrepreneurship.

3.00 2.67

What could traditional entrepreneurs learn from the teleological,

purpose-driven venturing of social entrepreneurs?

2.67 2.67

Haugh 2005 What is the role of social networks in identifying opportunities,

providing resources and business advice to social entrepreneurs?

2.67 4.00

Investigate causes and consequences of social enterprise failure,

and identify strategies to avoid failure.

3.00 3.67

Haugh 2007 Analyze the structure, role and contribution of social venture

networks, and specifically, how business information and advice

might be better delivered to nonprofit enterprises engaging in

trading activity.

3.00 4.00

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Consider how the culture of a nonprofit social venture is created,

the values that are distinctive to nonprofit ventures, and how those

values are influenced by strategies that are more frequently found

in for-profit ventures.

3.00 3.33

Examine how the outcomes of social ventures are created and

whether standardized techniques to evaluate and enumerate

outputs and outcomes could be created.

2.67 3.33

Kistruck &

Beamish

2010 Explore how the social enterprise structure is related to specific

types of legitimacy (e.g. pragmatic, moral, cognitive)

2.67 3.67

Low 2006 Examine the change in boards of directors as non-profits shift

towards for-profit forms.

3.67 4.00

Identify the dominant governance models in social enterprises and

investigate their effectiveness on a variety of criteria.

3.00 3.67

An examination of social enterprise boards of directors in terms of

how they operate and who they elect.

3.33 3.33

Mair & Marti 2006 What is the link between social entrepreneurship and sustainable

development, and how can social entrepreneurship contribute to

sustainable development?

3.33 4.33

What explains the emergence of geographic clusters of social

entrepreneurial activity?

3.00 4.33

Can we observe geographical clusters with higher levels of social

entrepreneurial activity, e.g. India and Bangladesh, or Brazil and

Ecuador?

2.67 4.33

Develop useful and meaningful measures that capture the impact

of social entrepreneurship and reflect the objectives pursued.

3.00 4.00

If context and embeddedness is so important, to what extent is it

possible to transfer practices and scale out initiatives across

geographic and community borders?

3.00 4.00

Are some forms of organizing for social entrepreneurship better

suited to address specific needs than others?

2.67 4.00

How does social entrepreneurship differ in developed and

developing countries?

2.67 4.00

Examine the enabling and/or constraining effects of embeddedness

with regard to social entrepreneurship.

3.00 3.67

What institutional factors explain the emergence of social

entrepreneurship and what theoretical lenses may help us

understand those factors?

3.00 3.00

Mason,

Kirkbride &

Bryde

2007 The variables influencing legitimacy in social enterprises offer an

opportunity to study how governance systems facilitate an

effective performance reporting process.

3.00 3.33

Do particular governance arrangements have a significant impact

upon performance (both of the organization and individuals)?

2.67 3.33

The influence of constitutive rules in shaping the institutional

environment, and understanding the relevance of routines and

symbolic elements, would add depth to current understanding of

social enterprise governance.

3.00 3.00

McDonald 2007 How does the organization adapt its social mission over time? 3.33 2.67

Meyskens,

Robb-Post,

Stamp,

Carsrud &

Reynolds

2010 Investigate the presence or absence of knowledge spillover in

networks of social entrepreneurs.

2.67 4.67

Can social entrepreneurs position themselves to absorb knowledge

spillovers and transform them into competitive advantage in

similar ways as posited for commercial entrepreneurs?

3.00 4.33

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27

Can partnerships and strategic alliances and other structures be

used to make the social firm more competitive and thus more

successful?

2.67 3.00

Does the type of social venture formation (e.g., alliances vs.

hierarchical governance) affect its ability to perform

economically?

3.00 2.67

Miller &

Wesley II

2010 Explore whether the increased accountability from social venture

capitalist funding affects performance both in the short term

(during funding) and long term (after funding).

3.33 3.33

Explore the long-term performance and strategic implications of

social venture capital funding.

2.67 3.33

Examine the structure and timing of social venture capital

decisions.

3.00 3.00

Munoz &

Tinsley

2008 Examine the degree to which social enterprises are emerging in

response to public-sector demand and the implications this has for

the autonomy of social enterprise as something separate from the

state.

3.33 3.33

Explore the evolution of the relationship between social enterprise

and the public sector.

2.67 2.67

Murphy &

Coombs

2009 Do social purposes change over time (either in direction or

strength)?

3.00 3.33

Peredo &

Chrisman

2006 May community-based enterprises be effectively introduced in

communities (e.g., in refugee settings) that do not have a shared

history of cooperative effort?

3.33 2.67

Short, Moss &

Lumpkin

2009 Which dimensions of an entrepreneurial orientation are key to

effective social venturing?

2.67 5.00

Can social entrepreneurs create disruptive innovations in the

commercial sector?

3.00 4.33

What strategic and managerial consequences flow from social

entrepreneurs' urge to satisfy both economic and social objectives?

2.67 4.33

Is there a difference in the meaning and function of social

entrepreneurship across cultural boundaries?

3.33 3.67

Which entrepreneurial and strategic processes are most effective

for creating social value across different social entrepreneurship

activities?

3.33 3.33

In what ways to social innovation processes change the ventures

creating the innovations?

3.33 3.33

Do social ventures hold more conservative stances toward risk

than commercial ventures?

2.67 3.33

In what ways do technologies provide competitive advantages in

social ventures?

2.67 3.33

How can social entrepreneurship activities be measured to enable

economic analysis?

2.67 3.33

Are the motivations/drivers of social venture creation the same as

or different from those of traditional venture creation?

3.00 3.00

What factors most impact social innovation diffusion? 3.00 3.00

Does the unique experience of a social venture foster the creation

of new opportunities?

2.67 3.00

Do social entrepreneurs use opportunity discovery processes in the

same ways as commercial entrepreneurs?

2.67 3.00

Young &

Tilley

2006 Are best practices of sustainable entrepreneurship transferable

between organizations?

3.00 3.33

Is sustainable entrepreneurship measurable? 2.67 3.00

Zahra,

Rawhouser,

2008 What are the personal or structural factors that contribute to social

ventures' emergence, organizing behavior, and subsequent

3.33 4.00

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Bhawe,

Neubaum &

Hayton

successes and failures?

Given that behavioral theory argues that entrepreneurs satisfice

when confronted with multiple constrains, does the increased

complexity of multiple stakeholders influence the decisions of

entrepreneurs?

3.00 3.00

Does the globalization of social ventures' missions slow down

entrepreneurs' decision-making process?

2.67 3.00

*The full list of 327 topics has been made available at: http://www.SocEntResearch.org

†AIS: “Average Interesting Score” is the average rating given by the subject matter experts when asked the

following question: “In your opinion, how interesting is the [topic]?”

‡ADS: “Average Development Score” is the average rating given by the subject matter experts when asked the

following question: “In your opinion, how well does the [topic] lend itself to theoretical development and/or

empirical analysis?”

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Figure 1: Future Research Themes

Theme 1

Description: Topics regarding the forms and

structures of SE ventures

Example: Does the type of social venture formation

(e.g., alliances vs. hierarchical governance) affect

its ability to perform economically?

Name of theme: Business Models &

Organizational Forms

Number of topics in theme: 20

Avg. Interesting Score: 2.12

Interesting Score Rank: 25

Avg. Theory/Empirical Development Score: 3.17

Theory/Empirical Development Rank: 10

Name of theme: Innovations

Number of topics in theme: 14

Avg. Interesting Score: 2.64

Interesting Score Rank: 2

Avg. Theory/Empirical Development Score: 3.29

Theory/Empirical Development Rank: 5

Theme 2

Description: Topics regarding innovating within SE

ventures

Example: What factors most impact social

innovation diffusion?

Name of theme: Contexts - General

Number of topics in theme: 19

Avg. Interesting Score: 2.79

Interesting Score Rank: 1

Avg. Theory/Empirical Development Score: 3.23

Theory/Empirical Development Rank: 6

Theme 3

Description: Topics regarding contextual influences

upon SE (excluding government & community)

Example: Understand the effects of cultural

contexts on successes and failures in social

entrepreneurship.

Name of theme: Social & Economic Impact

Number of topics in theme: 24

Avg. Interesting Score: 2.25

Interesting Score Rank: 17

Avg. Theory/Empirical Development Score: 2.86

Theory/Empirical Development Rank: 20

Theme 4

Description: Topics regarding social value creation

(including through economic means)

Example: To what degree does the responsiveness

of entrepreneurs to the community lead to general

improvements in those communities, including

measures of its general levels of health and welfare,

crime, and consumer confidence?

Name of theme: Opportunities

Number of topics in theme: 14

Avg. Interesting Score: 2.33

Interesting Score Rank: 9

Avg. Theory/Empirical Development Score: 2.88

Theory/Empirical Development Rank: 19

Theme 5

Description: Topics regarding entrepreneurial

opportunities in SE

Example: What is the entrepreneurial process of

identifying opportunities for social

entrepreneurship?

Name of theme: Collaborating

Number of topics in theme: 15

Avg. Interesting Score: 2.22

Interesting Score Rank: 19

Avg. Theory/Empirical Development Score: 2.73

Theory/Empirical Development Rank: 23

Theme 6

Description: Topics regarding SE ventures’

collaborations with other firms

Example: Identify the conditions under which an

alliance with a social cause can improve attitudes

and behaviors toward a corporate brand.

Name of theme: Missions & Goals

Number of topics in theme: 29

Avg. Interesting Score: 2.38

Interesting Score Rank: 8

Avg. Theory/Empirical Development Score: 2.54

Theory/Empirical Development Rank: 26

Theme 7

Description: Topics regarding the goals and

purpose of SE ventures

Example: What gives the social mission statement

force?

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Name of theme: Financing/Funding

Number of topics in theme: 24

Avg. Interesting Score: 2.50

Interesting Score Rank: 5

Avg. Theory/Empirical Development Score: 3.44

Theory/Empirical Development Rank: 1

Theme 8

Description: Topics regarding start-up capital used

by SE ventures

Example: What are the key drivers of the

philanthropic capital markets?

Name of theme: Individual Characteristics

Number of topics in theme: 25

Avg. Interesting Score: 1.95

Interesting Score Rank: 26

Avg. Theory/Empirical Development Score: 2.97

Theory/Empirical Development Rank: 15

Theme 9

Description: Topics regarding the individual

characteristics SEs

Example: Are certain personality characteristics

uniquely associated with social entrepreneurs?

Name of theme: Measurements & Definitions

Number of topics in theme: 27

Avg. Interesting Score: 2.22

Interesting Score Rank: 21

Avg. Theory/Empirical Development Score: 2.93

Theory/Empirical Development Rank: 17

Theme 10

Definitions: Topics regarding measurement &

definition issues in SE research

Example: How can one measure social-value

creation?

Name of theme: Stakeholders

Number of topics in theme: 7

Avg. Interesting Score: 2.14

Interesting Score Rank: 23

Avg. Theory/Empirical Development Score: 2.62

Theory/Empirical Development Rank: 25

Theme 11

Description: Topics regarding entities that have a

stake in SE ventures

Example: How can entrepreneurs best communicate

the social value proposition to different

stakeholders?

Name of theme: Strategies

Number of topics in theme: 25

Avg. Interesting Score: 2.29

Interesting Score Rank: 13

Avg. Theory/Empirical Development Score: 3.32

Theory/Empirical Development Rank: 4

Theme 12

Description: Topics regarding the strategic actions

of SE ventures

Example: Why and when do nonprofits adopt a

strategy of differentiation as opposed to other

responses to competition?

Name of theme: Resources

Number of topics in theme: 27

Avg. Interesting Score: 2.14

Interesting Score Rank: 24

Avg. Theory/Empirical Development Score: 3.06

Theory/Empirical Development Rank: 13

Theme 13

Description: Topics regarding resources and their

uses by SE ventures

Example: What are the ways in which social

enterprises mobilize assets other models see as

liabilities?

Name of theme: Social Support & Networks

Number of topics in theme: 13

Avg. Interesting Score: 2.28

Interesting Score Rank: 15

Avg. Theory/Empirical Development Score: 3.38

Theory/Empirical Development Rank: 2

Theme 14

Description: Topics regarding the social networks

of SEs

Example: Investigate the presence or absence of

knowledge spillover in networks of social

entrepreneurs.

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Name of theme: CSR & Ethics

Number of topics in theme: 14

Avg. Interesting Score: 2.24

Interesting Score Rank: 18

Avg. Theory/Empirical Development Score: 2.12

Theory/Empirical Development Rank: 27

Theme 15

Description: Topics regarding either corporate

social responsibility or ethics within SE ventures

Example: Under what conditions are social

entrepreneurs willing to cut ethical corners?

Name of theme: Institutions

Number of topics in theme: 17

Avg. Interesting Score: 2.29

Interesting Score Rank: 12

Avg. Theory/Empirical Development Score: 3.33

Theory/Empirical Development Rank: 3

Theme 16

Description: Topics regarding institutional forces

that influence SEs

Example: Explore the mimetic institutional forces in

relation to structural outcomes in social enterprises.

Name of theme: Effectiveness/Performance

Number of topics in theme: 39

Avg. Interesting Score: 2.31

Interesting Score Rank: 11

Avg. Theory/Empirical Development Score: 3.21

Theory/Empirical Development Rank: 7

Theme 17 Description: Topics regarding the performance or

growth of SE ventures

Example: Are social enterprises, some of which

operate as for-profit ventures, more or less effective

than traditional nonprofit social service programs?

Name of theme: Conflict & Competing Goals

Number of topics in theme: 6

Avg. Interesting Score: 2.22

Interesting Score Rank: 20

Avg. Theory/Empirical Development Score: 2.94

Theory/Empirical Development Rank: 16

Theme 18

Description: Topics regarding how conflicting

issues and goals influence SE ventures

Example: What strategic and managerial

consequences flow from social entrepreneurs' urge

to satisfy both economic and social objectives?

Name of theme: Policies & Practices

Number of topics in theme: 16

Avg. Interesting Score: 2.25

Interesting Score Rank: 16

Avg. Theory/Empirical Development Score: 3.21

Theory/Empirical Development Rank: 8

Theme 19

Description: Topics regarding the policies and

practices within SE firms

Example: Are best practices of sustainable

entrepreneurship transferable between

organizations?

Name of theme: Motivation

Number of topics in theme: 11

Avg. Interesting Score: 1.91

Interesting Score Rank: 27

Avg. Theory/Empirical Development Score: 2.82

Theory/Empirical Development Rank: 21

Theme 20

Description: Topics regarding motivations of SEs as

well as others in the SE venture

Example: Does an organization's mission motivate

benefactors to give to the institution; and if so,

how?

Name of theme: Firm Characteristics

Number of topics in theme: 7

Avg. Interesting Score: 2.29

Interesting Score Rank: 14

Avg. Theory/Empirical Development Score: 2.76

Theory/Empirical Development Rank: 22

Theme 21

Description: Topics regarding firm-level

characteristics in social entrepreneurship

Example: Consider how the culture of a nonprofit

social venture is created, the values that are

distinctive to nonprofit ventures, and how those

values are influenced by strategies that are more

frequently found in for-profit ventures.

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Name of theme: Change & Adaptation

Number of topics in theme: 11

Avg. Interesting Score: 2.39

Interesting Score Rank: 7

Avg. Theory/Empirical Development Score: 2.91

Theory/Empirical Development Rank: 18

Theme 22

Description: Topics regarding changes in and

around SE ventures

Example: Examine the change in boards of directors

as non-profits shift towards for-profit forms.

Name of theme: Sustainability

Number of topics in theme: 7

Avg. Interesting Score: 2.57

Interesting Score Rank: 3

Avg. Theory/Empirical Development Score: 3.19

Theory/Empirical Development Rank: 9

Theme 23

Description: Topics regarding the sustainability of

SE ventures

Example: To what extent might social entrepreneurs

subjugate their social mission to their profit mission

in order to achieve sustainability?

Name of theme: Governance

Number of topics in theme: 15

Avg. Interesting Score: 2.56

Interesting Score Rank: 4

Avg. Theory/Empirical Development Score: 3.16

Theory/Empirical Development Rank: 11

Name of theme: Government & Public Policy

Number of topics in theme: 14

Avg. Interesting Score: 2.31

Interesting Score Rank: 10

Avg. Theory/Empirical Development Score: 3.00

Theory/Empirical Development Rank: 14

Name of theme: Local & National Communities

Number of topics in theme: 14

Avg. Interesting Score: 2.40

Interesting Score Rank: 6

Avg. Theory/Empirical Development Score: 3.13

Theory/Empirical Development Rank: 12

Name of theme: Other

Number of topics in theme: 21

Avg. Interesting Score: 2.16

Interesting Score Rank: 22

Avg. Theory/Empirical Development Score: 2.73

Theory/Empirical Development Rank: 24

Theme 27

Description: Topics that did not logically fit into

other themes, or have enough (6) to form a new

theme.

Example: No representative examples

Theme 24

Description: Topics regarding the internal

governance of SE ventures

Example: Examine the governance and control

issues used to deal with simultaneous management

of conflicting ideologies and practices.

Theme 25

Description: Topics regarding how governments

impact SEs

Example: Which practices enable social

entrepreneurship to be robust in the face of political

corruption?

Theme 26

Description: Topics regarding how communities

impact SEs

Example: How does social entrepreneurship differ

in developed and developing countries?