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1
Functional Tuning of CARs Reveals Signaling Threshold Above Which CD8+
CTL Antitumor Potency is Attenuated Due to Cell Fas-FasL-Dependent AICD
Annette Künkele1, Adam J. Johnson1, Lisa S. Rolczynski1, Cindy A. Chang1, Virginia
Hoglund1, Karen S. Kelly-Spratt1, Michael C. Jensen1-3
1 BTCCCR, Seattle Children’s Research Institute, Seattle, U.S.A.
2 University of Washington, Department of Pediatrics, Seattle, U.S.A.
3 University of Washington, Department of Bioengineering, Seattle, U.S.A.
Running Title: CAR Mediated Activation Induced Cell Death
Keywords: CAR, CD171, solid tumor, AICD, Fas/FasL pathway
Grant support: A. Künkele was supported by the German Research Foundation
(DFG, Deutsche Forschungsgemeinschaft). M. Jensen was supported by a Stand Up
To Cancer–St. Baldrick’s Pediatric Dream Team Translational Research Grant
(SU2C-AACR-DT1113). Stand Up To Cancer is a program of the Entertainment
Industry Foundation administered by the American Association for Cancer Research.
Corresponding author:
Michael C. Jensen, MD
Ben Towne Center for Childhood Cancer Research
Seattle Children’s Research Institute
1100 Olive Way, Suite 100
Seattle, WA 98101
Email: [email protected]
Phone: +1-206-987-1241 Fax: +1-206-884-4100
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Conflict of interest: M.C.J. is a founder and equity holder in Juno Therapeutics, Inc.
Word Count: 5953
Number of Figures: 6
Number of Supplemental Figures: 4
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Abstract:
Chimeric antigen receptor (CAR) development is biased towards selecting constructs
that elicit the highest magnitude of T-cell functional outputs. Here, we show that
components of CAR extracellular spacer and cytoplasmic signaling domain modulate,
in a cooperative manner, the magnitude of CD8+CTL activation for tumor cell
cytolysis and cytokine secretion. Unexpectedly, CAR constructs that generate the
highest in vitro activity, either by extracellular spacer length tuning or addition of
cytoplasmic signaling modules, exhibit attenuated antitumor potency in vivo, whereas
CARs tuned for moderate signaling outputs mediate tumor eradication. Recursive
CAR triggering renders CTLs expressing hyperactive CARs highly susceptible to
activation-induced cell death (AICD) as a result of augmented FasL expression. CAR
tuning using combinations of extracellular spacers and cytoplasmic signaling
modules, which limit AICD of CD8+CTLs may be a critical parameter for achieving
clinical activity against solid tumors.
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Introduction
Approaches to cancer immunotherapy, whereby T cells are genetically
modified to express chimeric antigen receptors (CAR), are the subject of considerable
early-phase clinical trials (1). Whereas dramatic antitumor potency is observed in
patients treated with CD19-specific CAR-T-cells for B-cell malignancies, such as
acute lymphoblastic leukemia and non-Hodgkin lymphomas, challenges to achieve
similar responses in patients harboring solid tumors are considerable (2-4). At present,
the development and clinical testing of CAR-redirected T-cell adoptive therapy in
cancer patients is largely empiric and constrained by a variety of technical parameters
that impact feasibility of executing clinical phase I trials. Two parameters related to
cell products that can be defined with greater precision are the composition of T-
lymphocyte subset and the tuning of CAR-signaling for functional outputs that
maximize their antitumor activity. Our group has studied the therapeutic activity of
CAR-expressing central memory T cells, a stable antigen-experienced component of
the T-cell repertoire having stem cell-like features and capacity to repopulate long-
lived functional memory niches following adoptive transfer (5-9).
Moving beyond the targeting of CD19-expressing B-cell malignancies, a
significant challenge for the field is the identification and vetting of cell surface target
molecules that are amenable to CAR-T-cell recognition with tolerable “on” target
“off” tumor reactivity (10, 11). Once identified, however, approaches to tune new
CARs for signaling outputs are presently rudimentary. Parameters that are generally
perceived as central to CAR development are the affinity of the target molecule CAR
antigen-binding domain and the signaling modules of the cytoplasmic domain. We
and others have described the significant impact of the extracellular spacer in
contributing to CAR-T-cell performance and the growing appreciation that CAR
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spacers need to adjust the biophysical synapse distance between a T cell and a tumor
cell to one that is compatible for T-cell activation (12-14). Given that each new scFv
and target molecule define a unique distance from the tumor cell plasma membrane,
the adjustment of CAR spacers are unique to each construct and derive via empiric
testing of libraries of spacer length variants.
The present study evaluates the contribution of both extracellular spacer
length and cytoplasmic signaling module selection on the performance of a CAR
specific for a tumor-selective epitope on CD171 (L1-CAM) that is recognized by
monoclonal antibody CE7 and was previously tested as a first generation CAR in a
clinical pilot study (15-17). Using in vitro functional assays for CAR-redirected
effector potency, we observed a quantitative hierarchy of effector outputs based on
spacer dimension in the context of second and third generation cytoplasmic signaling
domains. We observed a striking discordance in CAR-T-cell performance in vitro
versus in vivo due to fratricidal activation-induced cell death (AICD) of the most
functionally potent CAR formats. These data reveal new and potentially clinically
relevant parameters for inspection in the development of CAR-T-cell immunotherapy
for solid tumors.
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Materials and Methods
CAR construction and lentiviral production
CD171-specific CARs were constructed using (G4S)3 peptide linked VL and
VH segments of the CE7-IgG2 monoclonal antibody (18). The scFv was codon-
optimized and subsequently linked to variable spacer length domains based on 12AA
(short spacer (SS)/“hinge-only”), 119AA (medium spacer (MS)/“hinge-CH3”) or
229AA (long spacer (LS)/“hinge-CH2-CH3”) derived from human IgG4-Fc. All
spacers were linked to the transmembrane domain of human CD28 and to signaling
modules comprising either the cytoplasmic domain (i) of 4-1BB alone (2G CAR) or
(ii) of CD28 (mutant) and 4-1BB (3G CAR), with each signaling module fused to the
human CD3-ζ endodomain (19). The cDNA clones encoding CAR-variants were
linked to a downstream T2A ribosomal skip element and truncated EGF receptor
(EGFRt), cloned into the epHIV7 lentiviral vector and CD171-CAR lentiviruses were
produced in 293T cells (20).
Real-time PCR
Total RNA was extracted from T cells using the RNeasy Minikit (Qiagen).
cDNA was synthesized by reverse transcription using the First Strand Kit (Life
Technologies). RNA quantification was performed using FasL primers (IDT) and the
CFX96 real-time detection system (Biorad). Housekeeping gene actin was used as a
control. Data were analyzed using CFX Manager Software version 3.0.
Protein expression
Western Blot: T cells were harvested, washed in PBS and lysed in protease
inhibitor (Millipore). Proteins were analyzed using SDS/PAGE followed by Western
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blotting using anti-CD247 (CD3-ζ, BD Biosciences). Signals were detected using an
Odyssey Infrared Imager and band intensities were quantified using Odyssey v2.0
software (LI-COR).
Flow Cytometry: Immunophenotyping was conducted using fluorophore-
conjugated mAbs: CD4, CD8, CD27, CD28, CD45RA, CD45RO, CD62L, CCR7
(Biolegend). Cell surface expression of L1-CAM was analyzed using a fluorophore-
conjugated mAb (Clone 014, Sino Biological). EGFRt expression was analyzed using
biotinylated cetuximab (Bristol-Myers-Squibb) and a fluorophore-conjugated
streptavidin secondary reagent. To assess activation and AICD fluorophore-
conjugated mAbs for CD25, CD69, CD137, CD178 (Fas Ligand) and CD95 (Fas, all
Biolegend) were used. Caspase 3 activity was measured using CaspGlow
(eBioscience) following the manufacturer’s protocol. Flow analyses were performed
on an LSRFortessa (BD Biosciences) and data were analyzed using FlowJo software
(Treestar).
Generation of T-cell lines expressing CD171-CARs
Samples of heparinized blood were obtained from healthy donors after written
informed consent following a research protocol approved by the Institutional Review
Board of Seattle Children’s Research Institute (SCRI IRB #13795). Peripheral blood
mononuclear cells (PBMC) were isolated using ficoll (GE Healthcare) and
CD8+CD45RO+CD62L+ central memory T cells (TCM) were isolated using
immunomagnetic microbeads (Miltenyi). First, CD8+CD45RO+ cells were obtained
by negative selection using a CD8 T-cell isolation kit and CD45RA beads, then
enriched for CD62L, activated with anti-CD3/CD28 beads at a bead to cell ratio of
3:1 (Life Technologies) and transduced on day 3 by centrifugation at 800g for 30
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minutes at 32°C with lentiviral supernatant (multiplicity of infection [MOI]=5)
supplemented with 1mg/mL protamine sulfate (APP Pharmaceuticals). T cells were
expanded in RPMI (Cellgro) containing 10% heat-inactivated fetal calf serum (FCS,
Atlas), 2mmol/L L-glutamine (Cellgro), supplemented with a final concentration of
50U/ml recombinant human interleukin (IL)-2 (Chiron Corporation), and 1ng/ml IL15
(Miltenyi). The EGFRt+ subset of each T-cell line was enriched by immunomagnetic
selection with biotin-conjugated Erbitux (Bristol-Myers-Squibb) and streptavidin-
microbeads (Miltenyi) (21). CD171-CAR and mock control T cells were expanded
using a rapid expansion protocol (9). T cells used for in vivo assays were derived by
stimulation with CD3/CD28 beads (S1) followed by 2 rapid expansions (R2) and
cryopreserved 14 days (D14) after the second rapid expansion stimulation.
Cell lines
The neuroblastoma (NB) cell lines Be2 and SK-N-DZ were obtained from the
American Type Culture Collection. Be2-GFP-ffLuc_epHIV7 and SK-N-DZ-GFP-
ffLuc_epHIV7 were derived by lentiviral transduction with the firefly luciferase
(ffLuc) gene and purified by sorting on GFP. Both cell lines were further transduced
with CD19t-2A-IL2_pHIV7 to generate IL2-secreting cell lines purified by sorting on
CD19t. All NB cell lines were cultured in DMEM (Cellgro) supplemented with 10%
heat-inactivated FCS and 2mmol/L L-glutamine. EBV-transformed lymphoblastoid
cell lines (TMLCL) and TMLCL that expressed membrane-tethered CD3epsilon-
specific scFvFc derived from OKT3 mAb (TMLCL-OKT3) (6) were cultured in
RPMI 1640 supplemented with 10% heat-inactivated FCS and 2mmol/L L-glutamine.
CAR-T-cell receptor signaling
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After co-culturing 1x106 effector and target cells for 4-8min, cells were
processed to measure Erk/MAP Kinase ½ activity according to the 7-Plex T-cell
receptor signaling kit (Millipore). Protein concentration was measured using the
Pierce BCA Protein Assay Kit (Thermo Scientific).
In vitro T-cell assays
Cytotoxicity measured by Chromium Release Assay (CRA): Target cells were
labeled with 51Cr (Perkin Elmer), washed and incubated in triplicate at 5x103
cells/well with T cells (S1R2D12-14) at various effector to target (E:T) ratios.
Supernatants were harvested after a 4-hour incubation for γ-counting using Top Count
NTX (Perkin Elmer) and specific lysis was calculated (16).
Cytotoxicity measured by Biophotonic Luciferase Assay: NB cell lines
containing GFP-ffLuc_epHIV7 were co-cultured with effector cells at a 5:1 E:T ratio.
The effector cells were on their first, second or third round of tumor cell encounter as
described above. To assess the amount of viable tumor cells left after T-cell
encounter, D-Luciferin was added and after 5minutes the biophotonic signal from the
NB cells was measured using an IVIS Spectrum Imaging System (Perkin Elmer).
Cytokine release: A total of 5x105 T cells (S1R2D12-14) were plated with
stimulator cells at a 2:1 E:T ratio for 24hours. IFNγ, TNF�, and IL2 in the
supernatant were measured using Bioplex cytokine assay and Bioplex-200 system
(Bio-rad).
Stress Test: To mimic recursive antigen encounters, we started a co-culture of
adherent target cells and freshly thawed non-adherent effector cells at a 1:1 E:T ratio.
After 24 (round I) and 48 (round II) hours, T-cell viability was assessed using the
Guava ViaCount Assay (Millipore) and non-adherent effector cells were moved to a
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new set of adherent target cells at a 1:1 E:T ratio. After round I, II and III (72hours) T
cells were harvested and treated with a dead cell removal kit (Miltenyi) before further
analysis.
Immunohistochemistry (IHC)
Tumor samples were obtained from patients diagnosed with NB and treated in
the Department of Pediatric Hematology-Oncology of Seattle Children’s Hospital
(SCRI IRB #13740).
Human NBs and mouse brains were harvested, fixed, processed, paraffin
embedded and cut into 5μm sections. Antigen retrieval was performed using Diva
decloaker RTU (Biocare Medical). Primary antibodies were incubated with sections
overnight at 4°C and diluted in blocking buffer as follows: rat monoclonal anti-human
CD3 (Clone CD3-12, Bio-rad) 1:100, mouse monoclonal anti-human Ki67 (Clone
MIB-1, Dako) 1:200, rabbit polyclonal anti-human cleaved caspase 3 (Biocare
Medical) 1:100, rabbit polyclonal anti-human granzyme B (Covance) 1:200, mouse
monoclonal anti-human CD171 (Clone 14.10, Covance) 1:200. Secondary antibodies
(Life technologies) were incubated with sections for 2hours at room temperature and
diluted 1:500 in PBS with 0.2%BSA.
Slides were imaged on an Eclipse Ci upright epifluorescence microscope
(Nikon) equipped with a Nuance multispectral imaging system and analyzed with
InForm analysis software (Perkin Elmer).
Experiments in NOD/SCID/γc-/-mice
NSG mouse tumor models were conducted under SCRI IACUC approved
protocols.
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Intracranial NSG Mouse Neuroblastoma Xenograft Model: Adult male
NOD.Cg-PrkdcscidIl2rgtm1Wjl/SzJ [NODscid gamma (NSG)] mice were obtained from
the Jackson Laboratory or bred in-house. Mice were injected intracranially (i.c.) on
day 0 with 2x105 IL2-secreting, ffLuc-expressing Be2 or SK-N-DZ tumor cells 2mm
lateral, 0.5mm anterior to the bregma and 2.5mm deep from the dura. Mice received a
subsequent intra tumoral injection of 2x106 CAR-modified CD8+ TE(CM) either seven
(therapy response model) or fourteen (stress test model) days later. In the stress test
model mice were euthanized 3 days after T-cell injection and brains were harvested
for IHC analysis.
For bioluminescent imaging of tumor growth, mice received intraperitoneal
(i.p.) injections of D-luciferin (4.29mg/mouse). Mice were anesthetized with
isoflurane and imaged using an IVIS Spectrum Imaging System 15 minutes after D-
luciferin injection. Luciferase activity was analyzed using Living Image Software
Version 4.3 and the photon flux analyzed within regions of interest (all Perkin Elmer).
Statistical analyses
Statistical analyses were conducted using Prism Software (GraphPad). Data
are presented as means±SD or SEM as stated in the figure legends. Student t test was
conducted as a two-sided unpaired test with a confidence interval of 95%. Statistical
analyses of survival were conducted by log-rank testing. Results with a P value less
than 0.05 were considered statistically significant.
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Results
Magnitude of CAR-triggered cytolytic and cytokine functional outputs can be
incrementally modulated based on CAR extracellular spacer size.
The biophysical synapse between a CAR-expressing T cell and a tumor cell is
influenced by the epitope location on the tumor cell surface target molecule relative to
the distance from the tumor cell’s plasma membrane. We hypothesized that CAR
extracellular spacer size tuning to accommodate a functional signaling synapse is a
key attribute to engineering bioactive CARs. In order to assess the impact of CD171-
specific CAR extracellular spacer size, we assembled a set of spacers using modular
domains of human IgG4 as follows: “long spacer”(LS) IgG4 hinge-CH2-CH3,
“medium spacer”(MS) IgG4 hinge-CH3 fusion, and “short spacer”(SS) IgG4 hinge.
Each spacer variant was fused to a CD28-transmembrane domain followed by a
second generation (2G) 4-1BB:zeta-endodomain that was linked to the cell surface
EGFRt tag (Fig.1A) (21). We generated sets of spacer variant 2G-CAR+/EGFRt+
human CD8+ central memory-derived effector T-cell lines (TE(CM)) from purified
CD8+CD45RO+CD62L+ central memory precursors by immunomagnetic selection
(Supplemental Fig.1A+B). Following expansion, lentivirally transduced TE(CM) cell
lines were further enriched for homogeneous levels of EGFRt expression by
cetuximab immunomagnetic positive selection (21). We confirmed the similar surface
expression levels of each of the CAR spacer variants by anti-murine F(ab)-specific
and EGFR-specific flow cytometric staining and protein expression quantified by
western blot for CD3ζ of each T-cell line (Fig.1B+C).
We first sought to determine if the magnitude of 2G-CAR-triggered in vitro
activation of CD8+ TE(CM) is influenced by spacer domain size. The human tumor cell
lines Be2 and SK-N-DZ were selected based on L1-CAM expression levels that are
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similar to those of clinical tumor specimens (Supplemental Fig.2). Following
activation by CD171+ human NB cells, CD171-specific 2G-CAR(LS)-CD8+ TE(CM)
exhibited 3.1-fold higher levels of phospho-ERK (p=0.003), and 5.7-fold higher
percentage of cells expressing the activation marker CD137 (p=0.015) as compared to
their CD171-CAR(SS) counterparts (Fig.1D+E). 2G-CAR(MS) exhibited
intermediate levels of phospho-ERK and CD137 induction as compared to LS and SS
2G-CARs. Next we sought to determine if spacer size also modulated the magnitude
of antitumor cytolytic activity in a LS>MS>SS pattern. Using a 4-hour CRA, we
observed that lysis of CD171+ NB target cells followed the same potency gradient of
LS>MS>SS against both CD171high Be2 and CD171low SK-N-DZ cell lines (Fig.1F
and Supplemental Fig.3A). Further, activation for cytokine secretion followed the
same incremental output hierarchy such that 2G-CAR(LS) produced 8.4-fold higher
amount of IFNγ (p=0.003), 6.3-fold more IL2 (p<0.0001) and 6.1-fold higher levels
of TNFα (p=0.005; Fig.1G) as compared to those elicited by 2G-CAR(SS), with the
induction by 2G-CAR(MS) falling between these two extremes. These data
demonstrate that the biophysical synapse created by CARs can be tuned by spacer
size such that incremental levels of activation and functional outputs are achieved.
Based on standard CAR development criteria typically utilized in the field, the 2G-
CAR(LS) spacer variant would be a lead candidate for further development for
clinical applications.
Inverse correlation of spacer-modulated CAR-redirected CTL functional activity
in vitro with in vivo antitumor potency
To delineate the relationship of the observed potency of CAR-signaling based
on in vitro assays to therapeutic activity in vivo, we performed adoptive transfer
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experiments in NSG mice with established human NB xenografts stereotactically
implanted in the cerebral hemisphere (Fig.2A). Surprisingly, Be2 tumor-engrafted
mice treated with intratumoral injection of 2G-CAR(LS) exhibited no therapeutic
activity necessitating animal euthanasia approximately 3 weeks after tumor
inoculation (Fig.2B+C). In comparison, biophotonic tumor signal was reduced and
survival enhanced in mice treated with 2G-CAR(SS)-CD8+ TE(CM) and to an
intermediate extent in mice treated with the 2G-CAR(MS) variant (p=0.001; median
survival of the different groups: LS=20 days, mock=21 days, MS=59.5 days, SS=76
days) (Fig. 2D). SK-N-DZ tumor-engrafted mice exhibited a SS>MS>>LS hierarchy
of tumor responses with uniform tumor clearance and 100% survival of animals
treated with 2G-CAR(SS)-CD8+ TE(CM) (Supplemental Fig.3C+D). Failure of 2G-
CAR(LS)-redirected CTLs, which we inject directly into engrafted tumors, could not
be attributed to their failure to survive adoptive transfer and be activated in situ, as
equivalent intratumor densities of transferred T cells which expressed granzyme B
and Ki67 were observed by IHC early after adoptive transfer (day3) (Fig.2E-H).
While not statistically significant (p=0.34), 2G-CAR(LS)-CD8+ TE(CM) in which
activated caspase 3 was detected were 12.1-fold more frequent than their 2G-
CAR(SS) counterparts (Fig.2H). These data reveal an unexpected discordance
between the in vitro antitumor potency of CAR-redirected T cells dictated by
extracellular spacer size and their in vivo antitumor therapeutic activity.
Augmented Activation-Induced Cell Death Accompanies Hyperactive Signaling
Outputs of Long-Spacer Formatted Second Generation CAR Upon Recursive
Antigen Exposure
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We hypothesized that whereas in vitro activation for cytolysis in a 4-hour
CRA is the consequence of a limited duration of CAR-signaling, the in vivo tumor
model requires recursive rounds of activation to achieve tumor eradication. Thus, the
signaling performance of a particular CAR format that dictates superior metrics in
vitro may fail to reveal the consequences of the signaling amplitude in vivo. In order
to reproduce recursive serial stimulation in vitro, we devised a CAR-T-cell:tumor cell
co-culture “stress test” assay whereby every 24 hours, CAR-T-cells are harvested and
recursively transferred to culture dishes seeded with tumor cells adjusting for a
constant viable 1:1 T-cell:tumor cell ratio (Fig.3A). We utilized Be2 cells modified to
express firefly luciferase to concurrently track tumor-cell killing upon each of three
rounds of serial transfer. The recursive activation of the 2G-CAR spacer variant lines
resulted in equivalent loss of antitumor activity by round III (Fig.3B). Additionally,
analysis of each spacer variant-expressing effector cells after each round by flow
cytometric measurement revealed that 2G-CAR(LS)-CD8+ TE(CM) displayed higher
frequencies of cells expressing activation markers CD25 and CD69, as compared to
their 2G-CAR(SS) counterparts (round I 79.4% vs 46.8%, p=0.007; round II 74.0% vs
47.6%; round III 65.7% vs 42.1%, p=0.037) (Fig.3C).
In contrast to the LS>MS>SS pattern of upregulation of activation markers in
round I that mimicked our earlier in vitro analysis, we observed a LS/MS>SS loss of
T-cell viability that was most substantial in round III (round III percent dead cells LS
58.7%, MS 62.6% vs SS 21.1%, LS vs SS p=0.024 and MS vs SS p=0.007) (Fig.3D).
To substantiate that the asymmetric loss of T-cell viability by 2G-CAR(LS)-CTLs
occurring with recursive activation was the result of exaggerated AICD, we assessed
the mechanism of cell death focusing on FasL-Fas-mediated T-cell fratricide (22). We
observed tumor-induced CAR activation-dependent upregulation of FasL followed a
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LS>MS>SS hierarchy as 2G-CAR(LS)-CD8+ TE(CM) displayed 4.8-fold and 2.5-fold
higher FasL surface expression, and, 5.5-fold and 3.3-fold higher FasL mRNA
abundance than the short or medium spacer CAR-T-cells, respectively (long vs short:
p<0.0001 and p=0.002; long vs medium: p<0.0001 and p=0.016) (Fig.3E+F). To link
FasL expression with increased Fas-mediated apoptosis, we analyzed caspase 3
activity and observed 13.2-fold higher levels of cleaved caspase 3 in 2G-CAR(LS)-
CD8+ TE(CM) as compared to their SS counterpart (p<0.0001)(Fig.3G). Lastly, we
subjected 2G-CAR(LS)-CD8+ TE(CM) to siRNA knockdown of Fas or FasL, then
exposed them to tumor and observed a 1.4-fold (Fas)(p=0.005) and 1.6-fold
(FasL)(p=0.0001) increase in T-cell viability after round III, respectively (Fig.3H).
To verify that our siRNA knock-down led to a reduction of Fas/FasL, we assessed
their surface expression on the 2G-CAR(LS)-CD8+ TE(CM) and observed a 91.3%
reduction in Fas+ (p<0.0001) and 80.1% reduction in FasL+ CTLs (p<0.0001) than
2G-CAR(LS)-CD8+ TE(CM) treated with scrambled siRNA (Supplemental Fig.4A+B).
In aggregate, these data demonstrate that tuning of CAR spacer size can modulate
downstream signaling events that result not only in differential magnitudes of
antitumor functional outputs but coordinated increases in susceptibility to AICD. The
balance between these two processes for optimal in vivo antitumor activity may not
always be achieved by spacer tuning to achieve the highest levels of CAR-signaling
outputs as exemplified by our comparison of 2G-CAR(LS) and 2G-CAR(SS)
structural variants.
Augmentation of CAR Cytoplasmic Endodomain Composition Reverts Short
Spacer CD171-CAR to AICD-Prone Variant Upon Recursive Tumor Encounter
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Third generation CARs contain two co-stimulatory endodomain modules in
series with the CD3-ζ activation module and have been reported to augment the
magnitude of cytolysis and cytokine production levels over their second generation
counterparts (23). We assembled a CD171-specific 3G-CAR through the addition of a
CD28-endodomain to the 2G 4-1BB:zeta-endodomain (Fig.4A). CD8+TE(CM)
expressing comparable levels of 2G-CAR(SS) and 3G-CAR(SS) were derived from
purified TCM precursors by immunomagnetic selection (Fig.4B+C). 3G-CAR(SS)-
CD8+ TE(CM) demonstrated an 8.4-fold higher induction of CD137 expression upon
tumor contact than their second generation counterparts (p<0.0001)(Fig.4D), a 1.3-
fold increase in cytolytic activity against Be2 targets (effector to target ratio 1:10,
p=0.0001)(Fig.4E) and 5.1-fold more IL2 and 2.5-fold more TNFα secretion
(p<0.0001 and p=0.003)(Fig.4F).
Next we assessed whether the 3G endodomain, in the context of an
extracellular short spacer, could selectively enhance antitumor activity in vivo without
exacerbation of AICD. Surprisingly, the in vivo antitumor activity of 3G-CAR(SS)-
CD8+ TE(CM) against both Be2 (Fig.5A) and SK-N-DZ (Fig.5B) was inferior, though
not to a statistically significant degree to their 2G-CAR(SS) counterparts. These
findings were not attributable to differences in short-term persistence of CAR-T-cells
within tumors based on similar densities of human CD3+ T cells detected 3 days after
adoptive transfer (Fig.5C). Despite the finding of higher frequencies of granzyme B+
3G-CAR(SS)-T-cells compared to 2G-CAR(SS) intratumoral T cells, we again
observed augmented numbers of third generation T cells with activated caspase 3,
suggesting that the augmented costimulation through a combined effect of CD28 and
4-1BB was capable of hyperstimulation resulting in heightened AICD, despite the
context of a short spacer extracellular domain (Fig.5D). This was confirmed by
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18
comparing their performance using the in vitro stress test assay. Following each round
of tumor stimulation, we observed higher frequencies of CD25+CD69+ T cells in the
3G-CAR(SS)-T-cell population (Fig.6A) accompanied by increased frequencies of
dead T cells through successive rounds of activation (Fig.6B). Augmented AICD was
again associated with heightened levels of FasL expression by surface staining and
mRNA content, that in turn coincided with increased levels of activated caspase 3
(Fig.6C-E). These data demonstrate that over tuning of CAR-signaling outputs based
on intracellular signaling domain composition negatively impacted on a tuned short
spacer dimension in a combinatorial manner by enhancing FasL-mediated T-cell
AICD.
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19
Discussion
CARs are capable of mediating multiplexed signaling outputs that trigger
redirected antitumor T-cell effector function (24-26). It stands to reason that the
tuning of CARs for effective T-cell antitumor activity will be more stringent in solid
tumor applications and that empiric designs of CARs based on limited understanding
of the impact of their composition on in vivo antitumor function will only hamper
progress in human clinical applications. Here, we systematically interrogate CAR
structure-function in human central memory-derived CD8+ effector CTLs focusing on
the combinatorial effect(s) of extracellular spacer dimension in the context of
cytoplasmic signaling module composition. By surveying CAR-signaling strength
using in vitro assays, we have identified a potency hierarchy of CAR structural
variants. These analyses have revealed a range of CAR-signaling outputs permissive
for in vivo antitumor activity above which in vivo potency is attenuated by heightened
AICD.
The evolution of CAR design has proceeded to date via a largely empiric
process, and has focused predominantly on the augmentation of signaling outputs
through combinatorial modules of costimulatory receptor cytoplasmic domains fused
in series to immunoreceptor tyrosine-based activation motif (ITAM)-containing
activation domains (27-29). Comparisons of the function of CTLs expressing first,
second, or third generation CARs have typically been made in the context of a “stock”
extracellular spacer domain preferred by a particular laboratory, ranging from full
length IgGs to relatively short CD8α-hinges or membrane proximal portions of CD28
(30-32). Our group and others have studied the impact of spacer dimension on CAR-
signaling and functional activity (14, 19). Unlike a T-cell receptor contact with
peptide loaded HLA Class I or II, which defines a scripted biophysical gap between
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20
T-cell plasma membrane and target-cell plasma membrane that is permissive for
assembly of a supramolecular activation complex, CARs do not conform to this
dimensional relationship as a consequence of the target molecule’s structural
dimensions, the scFv’s epitope location on the target molecule, and the CAR’s spacer
size (33). While the first two dimensions are unique to each selected antigen and
antibody binding domain, the CAR spacer is size tunable and can compensate to some
extent in normalizing the orthogonal synapse distance between CAR-T-cell and target
cell. This topography of the immunological synapse between a T cell and a target cell
also defines a distance that cannot be functionally bridged by a CAR due to a
membrane distal epitope on a cell surface target molecule that, even with a short
spacer CAR, cannot bring the synapse distance in to an approximation for signaling
(13). Likewise, membrane proximal CAR target antigen epitopes have been described
for which signaling outputs are only observed in the context of a long spacer CAR
(34).
Using a CD171-specific scFv-binding domain derived from the CE7 mAb, we
first assessed the impact of extracellular spacer size on signaling outputs from a 4-
1BB:zeta second generation CAR. We observed incremental gains of function in
signaling outputs based on in vitro assays as spacer size increased from the short IgG4
hinge spacer, to an intermediate hinge:CH3, to the full length IgG4-hinge:Fc spacer.
Since prior studies have revealed reduced survival of LS CAR-T-cells due to
interaction between FcγR+ cells in the lung and the Fc-portion of the CAR after
intravenous injection (14, 35), we used for in vivo testing a direct intratumoral route
of CD8+ CTL administration to study the direct effect of spacer length on CAR-T-
cells within a solid tumor that provides IL2 locally, as a surrogate for infusional IL2
and/or co-delivery of CD4+ Th1 T cells. Unexpectedly, the antitumor potency of
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21
intratumorally injected CAR-CD8+ CTLs was inversely correlated to spacer size (i.e.
SS>MS>>LS) and in vitro functional potency. Given these findings, we hypothesized
that commonly employed in vitro assays that assess CAR-T-cell function upon a
single limited duration tumor cell encounter fail to detect the subsequent fate of CAR-
T-cells upon recursive tumor exposure, as would be predicted to occur within solid
tumors in vivo. To better assess this possibility we devised an in vitro assay in which
CAR-T-cells are recursively exposed to equal numbers of biophotonic reporter gene-
expressing tumor cells. Tumor-cell killing can thereby be quantified biophotonically
and retrieved CAR-T-cells can be interrogated for activation status, viability, and
caspase activity after each round of tumor co-culture. We observed that upon three
recursive tumor encounters, disproportionate increases in the frequency of T cells
undergoing apoptosis among 2G-CAR(LS)-T-cells as compared to 2G-CAR(SS)-T-
cells. The exaggerated AICD correlated with heightened LS CAR-induced expression
of FasL and activated caspase 3 relative to SS CAR. AICD in LS CAR-T-cells was
reduced by siRNA knockdown of FAS or FasL prior to exposure to tumor cells. These
in vitro findings reveal a T-cell intrinsic Fas-FasL-dependent mechanism of AICD
that correlates with limited intratumoral persistence of LS CAR-T-cells. In aggregate
these data demonstrate that the non-signaling extracellular spacer is a major tunable
CAR design element that impacts not only on signaling activity but persistence of
CAR-T-cells in solid tumors in a T-cell intrinsic manner, independent of interactions
with Fc+ cells of the RE system (14).
Given the relation between spacer dimension and in vivo survival in the
context of a 4-1BB:zeta CAR, we sought to understand if the short spacer dimension
would be generically optimal in the context of the augmenting signaling outputs of a
third generation CD28:4-1BB:zeta CAR endodomain format. Consistent with
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22
observations made by multiple other groups, the CD171-specific 3G-CAR(SS)
stimulated heightened levels of cytolytic activity and cytokine synthesis compared to
the 2G-CAR(SS) upon in vitro tumor stimulation. However, the augmented signaling
outputs of the 3G-CAR in the context of its short spacer also increased FasL
expression, exacerbated apoptosis as indicated by increased levels of activated
caspase 3 and resulted in higher frequencies of cell death. Correspondingly, we
observed impaired in vivo antitumor efficacy of the 3G-CAR(SS)-T-cells, as
compared to the 2G-CAR(SS) due to attenuated in vivo intratumoral survival. While
CD28 costimulates T-cells upon initial antigen activation and enhances T-cell
viability by deflecting AICD through NFAT-regulated increases in cFLIPshort,
published studies have also revealed that recursive CD28 costimulation of previously
activated T cells can reduce their subsequent survival via augmented FasL expression
and consequently, increased AICD (36). It is interesting therefore, to speculate if
recursive CD28 signaling mediated by anti-CD19 CD28:zeta CAR-T-cells is
responsible for the relatively short persistence duration in treated ALL patients, as
compared to the often prolonged persistence of anti-CD19 4-1BB:zeta-treated patients
in reported clinical trials (2, 37). In aggregate, these data demonstrate that in vivo
potency of CAR-redirected T cells is dependent, in part, on identifying permissive
combinations of size-optimized extracellular spacer domains in the context of a
particular cytoplasmic signaling domain composition. Further, we describe an in vitro
assay for assessing the proclivity of a CAR-construct to induce AICD in primary
human CD8+ CTLs upon recursive activation events. These studies, using a solid
tumor model system, reveal that “over tuning” of CARs based on in vitro functional
assays, can lead to selection of constructs that exhibit suboptimal in vivo potency due
to excessive AICD.
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There is as yet no predictive structural model that can reliably direct a priori
how CARs should be built based on target molecule epitope location relative to the
plasma membrane of the tumor cell. Moreover, commonly used surrogate in vitro
bioassays may instruct away from a definitive choice of CAR composition that results
in the greatest differential between high-level functional antitumor CAR-T-cell
outputs and low-level AICD. Our work here demonstrates that a CAR structural
library screen technique using the in vitro stress test assay may be a valuable
additional parameter to integrate into CAR engineering. It is conceivable that genetic
strategies might limit susceptibility of hyperactive CAR constructs to undergo AICD,
such as forced over expression of cFLIP or Toso, or, vector-directed synthesis of
siRNAs that knock down FasL or Fas (38, 39). Additional secondary consequences of
CAR over tuning also require interrogation, such as the predilection of hyperactive
CARs to trigger expression of inhibitory receptors, such as PD-1, capable of
enforcing an exhausted T-cell functional status within PD-L1+ solid tumors (40, 41).
Our data demonstrate in a solid tumor model that, 1) CAR structure-function in vitro
testing using commonly employed functional assays can misdirect selection of
candidate constructs as common practice is to focus on those constructs that display
the highest functional activity, and, 2) potency tuning of CAR-redirected effector
CTLs has an upper limit above which gains in the magnitude of effector outputs are
negated by augmentation in AICD upon recursive triggering through the CAR. These
results have guided our selection of a CD171-specific short spacer CAR for a Phase I
study in children with relapsed/refractory neuroblastoma.
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24
Acknowledgement
The authors thank A. DeWispelaere, A. Ravanpay and C. Crane for helpful advice.
The Jensen Laboratory at BTCCCR is the recipient of financial support from the Ben
Towne Pediatric Cancer Research Foundation, Make Some Noise:Cure Kids Cancer
Foundation Incorporation, Seattle Children’s Guild Association, Andrew McDonough
B+ Foundation, Journey4A Cure, Zulily, St. Baldrick’s Foundation and Life Sciences
Discovery Fund.
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25
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Figure Legends
Fig.1. CAR extracellular spacer tunes antitumor effector outputs of CD8+ CTLs.
(A) Schematic of CD171-specific 2G-CAR extracellular domain spacer variants. (B)
Human CD8+ TE(CM) cell surface expression of 2G SS, MS or LS spacer variants and
EGFRt detected with anti-murine F(ab) and cetuximab. (C) Expression levels of 2G-
CAR detected by CD3-ζ-specific Western Blot. (D) 2G-CAR-induced levels of
phospho-ERK upon co-culture with CD171+ Be2 NB cells at a 1:1 E:T ratio (n≥3 per
condition). (E) 2G-CAR activation-induced CD137 surface expression upon tumor
co-culture as in (D). (F) Antitumor lytic activity of spacer variant 2G-CAR-CTLs
determined by CRA. Fold-specific lysis of LS and MS spacers relative to SS 2G-
CAR-CTLs at a 10:1 E:T ratio. (G) Stimulation of cytokine secretion in mixed 2G-
CAR-CTL mixed tumor cultures (n ≥5 per condition). Fold-cytokine production
comparison is relative to SS 2G-CAR as in (F).
Fig.2. Inverse correlation between CAR spacer-dependent CTL functional potency in
vitro and antitumor activity in vivo.
(A) Schema of intracranial (i.c.) NSG mouse NB xenograft therapy model and
biophotonic signal of ffLuc+Be2 tumors at day +6 following stereotactic implantation.
(B) Biophotonic tumor signal response to intratumorally infused 2G-CAR-
CD8+TE(CM) spacer variants (n=6 mice per group). LS 2G-CAR cohort was euthanized
on day 20 due to tumor-related animal distress. (C) Kaplan-Meier survival plot of
treated cohorts from (B). (D) Quantitation of intratumoral 2G-CAR-T-cells at the time
of symptomatic tumor progression. T-cell density determined by counting human
CD3+ cells and reported as total number per 40hpf’s (data representative of individual
tumor analysis). (E) Timeline of tumor retrieval from NSG mice bearing Be2 i.c.
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xenografts and treated with 2G-CAR-CTLs for subsequent IHC/IF inspection. (F)
Representative tumor and contralateral hemisphere immunofluorescence (IF) images
for CD3, Ki67 and activated caspase 3 co-staining of SS 2G-CAR-CTLs. (G) IF
quantification of persisting 2G-CAR spacer variant CTLs 3days after intratumoral
implantation. N=total human CD3+cells per 40hpf as in (D). (H) Percentage of CD3+
T cells that co-express granzyme B, Ki67, and activated caspase 3
(n=avg.#cells/40hpf from analysis of two individual engrafted mice).
Fig.3. Recursive antigen exposure in vitro results in differential FasL-mediated AICD
based on CAR spacer dimension.
(A) Schema of in vitro stress test assay for analysis of CAR-T-cell functional status
and viability upon repetitive stimulation with tumor cells. (B) Quantification of
residual viable fLuc+ Be2 tumor cells after successive rounds of 2G-CAR transfer
(%tumor viability=average of 3 independent experiments). (C) Flow cytometric
quantification of CD25 and CD69 surface expression following successive rounds of
co-culture with Be2 cells at an effector:stimulator (E:S) ratio of 1:1 (%CD25+CD69+
values=average of 2 independent experiments). (D) 2G-CAR-T-cell viability
determination by Guava Viacount assay after each round. %Dead T-cells values
derived as in (C). (E) Frequency of FasL+ 2G-CAR-CTLs before and after 8-hour co-
culture with Be2 cells (E:S 1:1; each data point is derived from an independent
experiment). (F) Fold-induction of FasL mRNA transcription measured by rt-qPCR
upon co-culture of MS and LS 2G-CAR spacer variants relative to SS 2G-CAR-CTLs
normalized to beta-actin (average of 5 independent experiments). (G) Frequency of
activated caspase 3+ 2G-CAR-CTLs following 16-hour co-culture with Be2 cells (E:S
1:1; values=average of 4 independent experiments). (H) Effect of siRNA knockdown
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31
of Fas or FasL on apoptosis induction in LS 2G-CAR-CTLs after 3 rounds. Average
viability determination by Guava Viacount assay performed in 3 independent
experiments (“-“ condition is mock electroporated T-cells, “scr” condition scrambled
siRNA).
Fig.4. Augmented co-stimulation via a third generation CD28:4-1BB:zeta
cytoplasmic domain results in enhanced effector function outputs in vitro.
(A) Schematic of 2G-versus 3G-CAR-composition. (B) Human CD8+ TE(CM) cell
surface expression of 2G-versus 3G-CAR(SS) and EGFRt detected with anti-murine
F(ab) and cetuximab. (C) 2G- and 3G-CAR(SS) expression levels detected by CD3-ζ-
specific Western Blot. (D) 2G- versus 3G-CAR(SS) activation-induced CD137
surface expression upon tumor co-culture. (E) Antitumor lytic activity of 2G- versus
3G-CAR(SS)-CTLs determined by CRA. Fold-specific lysis of SS-3G- relative to SS-
2G-CTL at a 10:1 E:T ratio (average of 3 independent experiments). (F) Stimulation
of cytokine secretion in 2G- versus 3G-CAR(SS)-CTL tumor co-cultures (n≥6 per
condition). Fold-cytokine production comparison is relative to 2G-CAR(SS) as in (E).
Fig.5. 3G-CAR(SS)-CTLs do not exhibit enhanced antitumor activity in vivo.
(A) Kaplan-Meier survival curves of Be2 tumor-cells engrafted NSG mice treated
with 2G- versus 3G-CAR(SS)-CTLs (n=5-6 per group, sham-transduced CTL control
in black). (B) Kaplan-Meier survival curves for SK-N-DZ tumor-cells engrafted mice
treated as in (A). (C) 2G- versus 3G-CAR(SS)-T-cell intratumoral persistence 3days
following adoptive transfer. N= #of CD3+ cells per 40hpf in two independently
derived tumor specimens. (D) IF detection of granzyme B+ and activated caspase 3+
CD3+ CTLs as described in (C).
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32
Fig.6. Recursive antigen exposure in vitro results in differential FasL-mediated AICD
based on CAR cytoplasmic signaling in the context of a short spacer extracellular
domain.
(A) Flow cytometric quantification of CD25 and CD69 surface expression by 2G-
versus 3G-CAR(SS)-CTLs following successive rounds of co-culture with Be2 cells
at an E:S of 1:1 (%CD25+CD69+ values derived from average of two independent
experiments). (B) 2G- versus 3G-CAR(SS)-T-cell viability determination by Guava
Viacount assay after each round of tumor co-culture. %Dead T-cells values derived as
previously described. (C) Frequency of FasL+ 2G- versus 3G-CAR(SS)-CTLs before
and after 8-hour co-culture with Be2 cells at an 1:1 E:S ratio (each data point of 5 per
2G-CAR spacer variant is derived from an independently conducted experiment). (D)
Fold-induction of FasL mRNA transcription measured by rt-qPCR upon co-culture of
2G- versus 3G-CAR(SS)-CTLs normalized to beta-actin (average results from 5
independent experiments). (E) Frequency of cytosolic activated caspase3+ 2G- versus
3G-CAR(SS)-CTLs following 16-hour co-culture with Be2 cells at an 1:1 E:S ratio
(values avg. of 4 independent experiments).
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Published OnlineFirst January 9, 2015.Cancer Immunol Res Annette Künkele, Adam J Johnson, Lisa S Rolczynski, et al. Fas-FasL Dependent AICDWhich CD8+ CTL Antitumor Potency is Attenuated Due to Cell Functional Tuning of CARs Reveals Signaling Threshold Above
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