24
Annu. Rev. Med. 1998. 49:341–61 Copyright © 1998 by Annual Reviews Inc. All rights reserved FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of Melancholia Wayne C. Drevets, MD Departments of Psychiatry and Radiology, University of Pittsburgh Medical Center, Pittsburgh, Pennsylvania 15213 KEY WORDS: PET (positron emission tomography), cerebral glucose metabolism, cerebral blood flow, MRI (magnetic resonance imaging), major depression ABSTRACT Functional brain imaging techniques, which permit noninvasive measures of neurophysiology and neuroreceptor binding, are powerful and sensitive tools for research aimed at elucidating the pathophysiology of major depression. The application of these technologies in depression research has produced several studies of resting cerebral blood flow (BF) and glucose metabolism in subjects imaged during various phases of illness and treatment. This re- view examines these data and the principles relevant to their interpretation and discusses the insights they provide into the anatomical correlates of de- pression. Within the anatomical networks implicated in emotional process- ing by other types of evidence, these BF and metabolic data demonstrate that major depression is associated with reversible, mood state–dependent, neu- rophysiological abnormalities in some structures and irreversible, trait-like abnormalities in other structures. In some of the regions in which trait-like abnormalities appear, abnormal metabolic activity appears at least partly re- lated to the anatomical abnormalities identified in magnetic resonance imag- ing (MRI) studies of depression. APPLICATION OF NEUROIMAGING IN DEPRESSION RESEARCH The major depressive disorders appear particularly tractable to functional im- aging approaches aimed at elucidating their pathophysiology because they 0066-4219/98/0201-0341$08.00 341

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Page 1: FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of

Annu. Rev. Med. 1998. 49:341–61Copyright © 1998 by Annual Reviews Inc. All rights reserved

FUNCTIONAL NEUROIMAGING

STUDIES OF DEPRESSION: The

Anatomy of Melancholia

Wayne C. Drevets, MDDepartments of Psychiatry and Radiology, University of Pittsburgh Medical Center,Pittsburgh, Pennsylvania 15213

KEY WORDS: PET (positron emission tomography), cerebral glucose metabolism, cerebral

blood flow, MRI (magnetic resonance imaging), major depression

ABSTRACT

Functional brain imaging techniques, which permit noninvasive measures ofneurophysiology and neuroreceptor binding, are powerful and sensitive toolsfor research aimed at elucidating the pathophysiology of major depression.The application of these technologies in depression research has producedseveral studies of resting cerebral blood flow (BF) and glucose metabolismin subjects imaged during various phases of illness and treatment. This re-view examines these data and the principles relevant to their interpretationand discusses the insights they provide into the anatomical correlates of de-pression. Within the anatomical networks implicated in emotional process-ing by other types of evidence, these BF and metabolic data demonstrate thatmajor depression is associated with reversible, mood state–dependent, neu-rophysiological abnormalities in some structures and irreversible, trait-likeabnormalities in other structures. In some of the regions in which trait-likeabnormalities appear, abnormal metabolic activity appears at least partly re-lated to the anatomical abnormalities identified in magnetic resonance imag-ing (MRI) studies of depression.

APPLICATION OF NEUROIMAGING IN DEPRESSIONRESEARCH

The major depressive disorders appear particularly tractable to functional im-

aging approaches aimed at elucidating their pathophysiology because they

0066-4219/98/0201-0341$08.00

341

Page 2: FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of

have been associated with disruptions of brain function in the absence of grossneuropathology (1). Their episodic nature and responsiveness to treatmentpermit imaging in both symptomatic and asymptomatic states. The similaritybetween some depressive symptoms and emotional states that can be ex-pressed by nondepressed subjects permits comparisons of the hemodynamicchanges associated with the depressed state with those occurring in healthysubjects during experimentally induced sadness or anxiety (2). The insightsprovided by functional neuroimaging studies of depression may ultimately lo-calize specific brain regions for histopathological assessment, elucidate anti-depressant treatment mechanisms, and guide pathophysiology-based classifi-cation of depression.

The clinical capabilities of these tools for determining diagnoses or guidingtreatment decisions have not been established (3). The abnormalities identifiedin BF and metabolic imaging studies of depression have consisted of differ-ences in mean tracer-uptake values between groups of depressives and con-trols. The sensitivity for detecting abnormalities in individual cases has beenlimited by the small magnitude of such differences relative to the variability ofimaging measures. None of these abnormalities has been shown to sensitivelyand specifically distinguish individual depressives from healthy subjects andfrom subjects who have other illnesses.

SIGNIFICANCE OF REGIONAL BLOOD FLOW ANDGLUCOSE METABOLISM

Changes in local BF and glucose metabolism during mental activity predomi-nantly reflect net differences in the summed metabolic activity associated withterminal field synaptic transmission (4, 5). Dynamic brain imaging can thus beused to provide maps of regional neural function (4). However, these measuresare also affected by cerebrovascular disease, thyroid dysfunction, gray-matterreductions associated with atrophy or hypoplasia, and other abnormalities thatexist in some depressive subgroups (6, 7). Regional BF or metabolic differ-ences between depressives and controls may thus reflect either the physiologi-cal correlates of depressive emotions and thoughts or pathophysiologicalchanges that predispose subjects to or result from affective disease.

The physiological correlates of depressive symptoms presumably appear as

reversible changes in local BF and metabolism that normalize after effective

treatment. These changes can to some extent be reproduced in healthy subjects

imaged while performing tasks that mimic the corresponding depressive mani-

festation. For example, in primary major depressive disorder (MDD), the me-

dial orbital cortex shows abnormally elevated BF and metabolism in the de-

pressed phase relative to the remitted phase (Figure 1a, see color section, p. C-

342 DREVETS

Page 3: FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of

8). Medial orbital BF also increases during experimentally induced states of

anxiety or sadness in healthy subjects (2, 8, 9, 10).In contrast, BF and metabolic abnormalities in depression may also reflect

pathophysiological changes in synaptic transmission associated with altered

neurotransmitter synthesis or receptor sensitivity, or with alterations in the

number of synaptic connections resulting from regional atrophy or hypoplasia.

Such abnormalities may be evident regardless of whether subjects are exhibit-

ing symptoms of depression (14, 15).

TECHNICAL ISSUES RELEVANT TO THEINTERPRETATION OF IMAGE DATA

Consensus regarding the functional anatomical correlates of depression hasbeen difficult to achieve because the conclusions disagree across studies.However, many of the conflicts within the literature can be resolved by consid-ering technical issues related to subject selection, image acquisition, and im-age analysis (3).

Subject Selection

Most functional imaging studies of depression involve relatively small samplesizes. This design limitation coupled with the subtle magnitude of the BF andmetabolic differences between depressives and controls relative to the vari-ability of such measures reduces the sensitivity of studies for detecting inter-group differences and for replicating findings across studies. Consequently,subject selection criteria that reduce the variability of imaging measures areoften required to improve statistical sensitivity.

Medication effects are an important source of variability in functional im-

aging studies. Regional BF and metabolism in some prefrontal cortical and

limbic areas of interest in depression are reduced by antidepressant, antipsy-

chotic, and antianxiety drugs (3, 16, 17). Blood flow or metabolic image data

acquired from depressives medicated with these drugs are thus difficult to in-

terpret without the availability of unmedicated baseline scans for comparison.

Nevertheless, most published studies of depression report image data con-

founded by such medication effects, potentially introducing artifactual differ-

ences or obscuring true biological differences between depressives and con-

trols.Another source of variability is introduced by the clinical heterogeneity in-

herent within the depressive syndrome, as diverse signs and symptoms may

have distinct neurophysiological correlates (1). For example, a depressed pa-

tient exhibiting prominent anxiety, obsessive ruminations, insomnia, and psy-

NEUROIMAGING STUDIES OF DEPRESSION 343

Page 4: FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of

chomotor agitation may show dissimilar imaging findings from one who pre-

dominantly manifests apathy, inactivity, excessive sleep, and psychomotor

slowing. Nevertheless, few studies have had sufficiently large subsamples of

depressives manifesting clinical factors to sort out the relative contributions of

each factor to the variability of imaging measures.A related concern for imaging studies of depression is that the major de-

pressive syndrome is heterogenous with regard to etiology and pathology (1).

Biological heterogeneity is evidenced by the variety of antecedents to depres-

sive syndromes; the diversity of responses to somatic or psychological thera-

pies; and the variable presence of neuroendocrine, neurochemical, and cir-

cadian rhythm disturbances in depressive samples (1). If depression is associ-

ated with multiple pathophysiological states, it can presumably be character-

ized by an assortment of distinct functional imaging abnormalities. The litera-

ture confirms this hypothesis, since some subtyping of depressed subjects ap-

pears critical for reducing the variability of image data. Examples discussed

below include the distinction between primary and secondary depressive dis-

orders and between elderly depressives with a late versus an early age-of-

illness-onset.

Implications of Structural Abnormalities for FunctionalNeuroimaging

Presumably related to this biological diversity, some subsets of depressed sub-jects have neuromorphological abnormalities based on structural MRI or CTimaging studies (3). Depressives who are bipolar, psychotic, or elderly (with alate age-of-depression-onset) have an elevated incidence of ventricular andsulcal enlargement and have reductions in some lobar or gyral volumes (3).The tissue reductions reflected by such structural imaging abnormalities de-crease the magnitude of imaging measures from positron emission tomogra-phy (PET) and single photon emission tomography (SPET) images because ofthe low spatial resolution of these images (6). Where atrophy or hypoplasia ex-ists, the tracer uptake measured within the corresponding PET or SPET imagevoxel (volume element) reflects lower proportions of gray and white matterrelative to the proportion of cerebrospinal fluid (CSF). The measured BF ormetabolism is thus reduced via partial volume averaging effects of emphasiz-ing CSF, which is metabolically inactive (6).

As a result, findings of decreased BF and metabolism in depressives who

exhibit such abnormalities are difficult to interpret. Since the incidence of ven-

tricular and sulcal enlargement does not appear increased in nondelusional,

unipolar depressives who developed the disorder at a young age, the image

data from this group must constitute the benchmark against which physiologi-

344 DREVETS

Page 5: FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of

cal imaging measures in other depressive subtypes are compared (1, 3). Nev-

ertheless, some focal areas of reduced gray matter volume appear to exist even

in young, nondelusional, familial unipolar depressives. Such findings empha-

size the importance of evaluating areas in which BF and metabolism are irre-

versibly decreased in depressives relative to controls using MRI-based mor-

phometric and postmortem histopathological studies (14; see also Figure 2, p.

C-10).Another type of structural abnormality that typically shows up in MRI im-

ages from elderly depressives who have a late age-of-depression-onset in-

volves white matter hyperintensities (WMH) and lacunar infarctions (18).

Postmortem evidence indicates that these hyperintensities reflect arterioscle-

rotic or ischemic disease (18–20). As expected, imaging studies demonstrate

that elderly depressives who have WMH have decreased BF and metabolism

in the involved areas relative to age-matched depressives who do not have

WMH (21). In the presence of cerebrovascular disease, the findings of reduced

BF and metabolism cannot be interpreted as providing information related to

local synaptic transmission. Nevertheless, most functional imaging studies of

depression in the elderly have not excluded (or even identified) subjects who

show MRI evidence of cerebrovascular disease.

Image Acquisition and Analysis Issues

Functional imaging studies of depression have been performed using PET,SPET, and nontomographic multidetector systems, which each present theirown set of unique technical considerations (3, 4). The precision and resolutionof localizing functional imaging measures has been enhanced by progressiveimprovements in spatial resolution [to 4 mm for the newest PET cameras and0.5 mm for functional MRI (fMRI)], techniques for co-registering PET andMRI images, and statistical mapping methods that delimit inherent physiologi-cal differences between depressives and controls (3; see also Figures 1a–c and2, pp. C-8, C-9, C-10). Localization is now limited as much by the anatomicalvariability across individuals as by the spatial resolution of imaging technolo-gies. Nevertheless, most published studies were performed using techniquesthat more severely constrain the size and the location of brain structures fromwhich measures can be obtained (3, 4). For example, images acquired usingSPET or nontomographic multidetector systems and inhalation of 133Xe pro-vide BF measures limited to the cortical gray matter lying near the scalp (4).Moreover, although PET affords relatively high spatial resolution and sensi-tivity for deep structures, in most PET studies, the images have been blurred(by filtering) to spatial resolutions of 2 cm or more prior to analysis. This prac-tice reduces the effects of anatomical variability across subjects, but it also sac-rifices the method's ability for resolving small structures. Such considerations

NEUROIMAGING STUDIES OF DEPRESSION 345

Page 6: FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of

thus influence the size of regions that can be resolved in functional imagingstudies, the boundaries for defining regions of interest, and the sensitivity forreplicating results across studies.

Another technical issue applied variably across imaging studies involvesthe normalization of regional measures by dividing by global or hemisphericmeasures (4). Because of the small subject sample sizes involved in imagingstudies, normalization is usually required to reduce the variability of regionalvalues so that intergroup differences can be detected. Whole-brain BF and glu-cose metabolism have not significantly differed between depressed and con-trol samples in most studies of unmedicated, mid-life depressives (e.g. 14, 16,22). In contrast, global BF and metabolism correlated inversely with thyroidstimulating hormone (TSH) levels and were decreased in a depressed samplewhose mean TSH value exceeded that of the control sample (7). Since modestelevations of TSH are common in major depression, these data suggest that ab-solute BF and metabolic measures in depressive samples may be difficult to in-terpret unless covaried for TSH levels. This problem further emphasizes thebenefits of normalizing regional values to exclude global effects, which wouldminimize the global impact of differences in mean TSH levels between depres-sives and controls on regional BF and metabolic values (7).

ABNORMALITIES OF CEREBRAL BLOOD FLOW ANDMETABOLISM IN DEPRESSION

Studies comparing depressed patients to healthy controls have identified BFand metabolic differences between groups in multiple regions, consistent withthe expectation that the emotional, cognitive, psychomotor, neurovegetative,neuroendocrine, and neurochemical disturbances associated with depressionimplicate extended anatomical networks involving numerous brain structures.This review highlights the major findings delineated by well-designed studiesand replicated across neuroimaging laboratories. The results of studies that areconfounded by medication effects (which occupy a large proportion of the lit-erature) are not included.

Prefrontal Cortical Abnormalities in Mood Disorders

The prefrontal cortex (PFC) represents 40–50% of the volume of the human

brain. Numerous anatomical and functional subdivisions of the PFC have been

based on anatomical connectivity, cytoarchitectonic distinctions, electro-

physiological studies, lesion analyses, and PET/fMRI brain mapping studies

(12, 24). Within the PFC, performance of either cognitive or emotional proc-

essing tasks generally results in BF increases in multiple, distinct areas (in pat-

terns specific to the mental operations demanded by each type of task) and in

346 DREVETS

Page 7: FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of

focal BF decreases in additional prefrontal areas (4, 25, 26). The latter puta-

tively reflect regions that are deactivated to facilitate task performance via

suppression of unattended, potentially competing background processes (2,

27). The complex activation/deactivation patterns formed by these increases

and decreases in physiological activity are interpreted within the context of

data from other brain mapping and lesion-analysis studies.Many studies of the dorsolateral and the dorsomedial PFC found that BF

and metabolism are decreased in depressives relative to controls (Table 1).These abnormalities have been reversible with effective antidepressant ther-apy in some studies (28, 29; but see 30, 31).

Another prefrontal area in which BF and metabolism are decreased in uni-polar and bipolar depressives is in the anterior cingulate gyrus ventral to thegenu of the corpus callosum (14; see also Figure 2). This decrement appears tobe at least partly explained by a corresponding reduction in cortex, as MRI-based neuromorphometric measures demonstrate an abnormal reduction in themean gray matter volume of the left subgenual PFC in familial bipolar and uni-polar depressed samples (6, 14). Consistent with the hypothesis that an ana-tomical abnormality partly accounts for the metabolic reduction in the subge-nual PFC, metabolism in this region does not normalize following treatment(14).

Neurophysiological activity generally increases abnormally in the ventro-lateral, lateral orbital, and posteromedial orbital portions of the PFC (Figure1a,b, p. C-8) and in the portion of the anterior cingulate gyrus anterior to thegenu of the corpus callosum (i.e. the pregenual anterior cingulate) in unmedi-cated, primary, unipolar depressives (Table 1). When depressives are imagedboth before and during effective antidepressant treatment, ventrolateral pre-frontal and orbital cortex activity decrease in the remitted phase relative to thedepressed phase (Table 2). In contrast, the effects of treatment upon activityin the pregenual anterior cingulate have been more variable: Two SPET stud-ies have reported that anterior cingulate BF increases rather than decreasesfollowing treatment (29, 46; see Table 2).

Abnormalities in Related Subcortical and Limbic Structures

The ventrolateral, ventromedial (i.e. anterior cingulate), and orbital areas of

the PFC where BF and metabolism are abnormal in the depressed phase of

MDD all share extensive interconnections with the amygdala, the mediodorsal

nucleus of the thalamus, and the ventral striatum (the ventromedial caudate

and the nucleus accumbens), structures consistently implicated by other types

of evidence in emotional behavior (12, 50). In the left (and possibly the right)

amygdala and the medial thalamus, BF and metabolism are abnormally in-

creased in unipolar and bipolar depression (37, 38, 41, 42, 51, 52; see also Fig-

NEUROIMAGING STUDIES OF DEPRESSION 347

Page 8: FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of

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ure 1a,c, pp. C-8, C-9). In contrast, in unipolar—but not bipolar—depressives,

BF and metabolism are reduced abnormally in the caudate (37, 22, 53).

Abnormalities in Other Brain Areas

Regional BF and metabolic abnormalities in other brain areas have been repli-

cated less consistently. In areas of the lateral temporal and the parietal cortex,

some studies have found reduced regional BF and metabolism (37, 34, 36, 54).

Some of these areas appear to be involved in processing sensory information.

The significance of BF reductions in such areas in depression is unclear.

These abnormalities may reflect areas that become deactivated as the brain en-

gages in emotional processing, and they may relate to some of the neuropsy-

chological impairments seen in depression (2).

350 DREVETS

Table 2 Antidepressant treatment effects upon ventral prefrontal cortical blood flow and me-tabolism in major depressiona

References Treatment modality Change in BF or glucose metabolismpost- vs pretreatment scans

Bonne et al (29) ECT ↑ anterior cingulate in responders,NS in ventral anterolateral PFC

Cohen et al (36) phototherapy ↓ medial orbital Cb

Drevets & Raichle (47) desipramine ↓ left ventrolateral PFC

Drevets et al (48) sertraline ↓ ventrolateral PFC and orbital C

Ebert et al (39) sleep deprivation ↓ orbital C in respondersb

George et al (49) RTMS ↓ orbital C in responders

Goodwin et al (46) various drug treatments ↑ anterior cingulate, NS in ventralanterolateral

Nobler et al (30) ECT ↓ left ventrolateral PFC, respondersc

Rubin et al (31) nortriptyline or sertraline ↓ left ventrolateral PFC, respondersc

Trivedi et al (43) fluoxetine ↓ left orbital C

Wu et al (45) sleep deprivation ↓ anterior cingulate, responders

aAbbreviations: C, cortex; ECT, electroconvulsive therapy; PFC, prefrontal cortex; RTMS, re-peated transcranial magnetic stimulation.↑ , ↓ , and NS indicate increases, decreases, or no signifi-cant changes, respectively, in the treated relative to the untreated state for regions assessed. Notall studies examined the same regions, and the absence of a listed result for a specific region indi-cates that no image data were provided for that region. The changes in these ventral PFC regionsshow similar results to studies of antidepressant drug treatment in obsessive compulsive disor-dered samples (3). In contrast to these ventral prefrontal changes in depression, BF and metabo-lism in the dorsal anterior cingulate and the dorsolateral PFC have been shown to increase insome studies of depression (e.g. 28, 40), but to decrease in others (41, 42) following effective an-tidepressant treatment.

bThe treatment-associated change reported in this study was not shown by paired statisticaltests but rather by the observation that in the treatment responders, the abnormal increase that wasevident pretreatment was not present post-treatment.

cThese studies were performed using the radiotracer, xenon-133, which only provides BFmeasures near the scalp. Thus results were not available for the orbital or the cingulate cortices(see text).

Page 11: FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of

Finally, abnormally increased BF has been reported in the cerebellar vermis

in major depression (33). As in the case of the orbital cortex, BF in the vermis

increases in experimentally induced states of anxiety or sadness in healthy

subjects and in anxiety states elicited in subjects who have anxiety disorders

(8, 55, 68). This finding affects the interpretation of the results of early SPET

studies of depression, which normalized flow in all other brain regions by cere-

bellar flow. For example, Philpot et al (54) showed that while comparisons of

regional-to-cerebellar ratios resulted in apparent flow reductions in most re-

gions assessed in depressives relative to controls, when the same data were re-

calculated as ratios relative to the ipsilateral occipital cortex (where flow gen-

erally does not differ between depressives and controls), only the right parietal

cortex BF ratio remained significantly decreased in depression.

Primary Major Depressive Subtypes Requiring SpecialConsiderations

The abnormal BF and metabolic increases in the ventral PFC and the amygdalahave not been demonstrable in all primary depressive samples. Elderly depres-sives who have WMH have not demonstrated abnormal elevations in these ar-eas (e.g. 21). In addition, depressive subgroups who are nonresponsive to anti-depressant treatments have shown either reductions (40) or no differences (39,45) in anterior cingulate and orbital cortex activity with respect to controlgroups.

Elderly depressives with MRI evidence of cerebrovascular disease (seen as

WMH or lacunae in T2 weighted images) show reduced BF and metabolic

measures, putatively on a vascular/ischemic basis (18, 21). To examine the

physiological correlates of depression in elderly samples, it is thus necessary

either to exclude such subjects (who are clinically characterized by having an

age-of-depression-onset after age 60 and relatively greater degrees of cogni-

tive impairment) or to study such subjects as their own controls in pre- versus

posttreatment comparisons. A study of elderly depressives that excluded sub-

jects who had moderate or severe WMH reported the same findings as found in

young depressives, namely, increased BF in the orbital cortex, the ventro-

lateral PFC, and the amygdala (41). In a study of elderly depressed samples

that included subjects who had WMH, successful treatment with either elec-

troconvulsive therapy (ECT) or antidepressant drug therapy resulted in a fur-

ther decrease in BF in the left ventrolateral PFC (30, 31). These data converge

with those presented in Table 2 to indicate that the depressed state is associated

with elevated ventral prefrontal activity relative to the remitted state.Imaging studies in bipolar depressives also appear to be confounded by

neuromorphological abnormalities, as volumetric reductions in some prefron-

NEUROIMAGING STUDIES OF DEPRESSION 351

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tal cortical and limbic structures have been reported in bipolar samples (14,

56). Such morphometric abnormalities presumably reduce the magnitude of

PET and SPET measures in the vicinity of these structures (6). Consistent with

this concern, identification of hypermetabolism in the orbital cortex, the

amygdala, and the medial thalamus in bipolar depressives has in some studies

depended on the use of high (e.g. 5-mm full-width at half-width maximum

[FWMH; see Reference 4 for description]) rather than low spatial resolution

PET images (e.g. 17-mm FWHM), since the effects of partial volume averag-

ing diminish as resolution increases (51).Finally, some means of enriching subject samples for depressives likely to

have biological markers for depression may be needed to demonstrate evi-

dence of functional neuroimaging abnormalities in small samples. For exam-

ple, unipolar depressives with familial loading for alcoholism are also less

likely to have neuroendocrine and sleep EEG abnormalities (i.e. other biologi-

cal markers for depression) as compared to familial pure depressives (1). Simi-

larly, samples of unipolar depressives with familial loading for alcoholism

have mean metabolic values in the above-mentioned regions, between those of

healthy controls and of unipolar depressives with familial-pure depressive dis-

ease (38). In other studies, elevated anterior cingulate, orbital, and amygdala

activity have been shown in subsets whose depressive symptoms improve with

total sleep deprivation but not in subgroups who are unresponsive to sleep dep-

rivation (39, 45).

Anatomical Circuits Related to Depression

Since alterations in BF and metabolism primarily reflect changes in local syn-aptic activity, interpreting the regional abnormalities in depression requiresconsideration of anatomical connectivity. Elevated regional BF and metabo-lism may signify increased neurotransmission (excitatory or inhibitory) fromafferent projections arising from within the same structure or from a distalstructure (4, 5). Conversely, reductions in regional BF or metabolism may re-flect a decrease in afferent transmission (e.g. owing to active inhibition at up-stream synapses).

The imaging data in primary major depression converge with evidence

from lesion analyses to implicate circuits involving parts of the frontal and

temporal lobes along with related parts of the striatum, pallidum, and thalamus

in the pathophysiology of depression (1, 37, 12). For example, the findings in

primary unipolar depressives of abnormally increased BF and metabolism in

the ventrolateral and orbital portions of the PFC, the amygdala, and the medial

thalamus (Figure 1a–c, pp. C-8, C-9), coupled with indications of reduced

flow in the medial caudate, implicate two interconnected circuits in the patho-

352 DREVETS

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physiology of depression. A limbic-thalamo-cortical circuit involves the

amygdala, the mediodorsal nucleus of the thalamus (in the medial thalamus),

and the ventral PFC; and a limbic-striatal-pallidal-thalamic circuit involves re-

lated parts of the striatum and the ventral pallidum as well as the components

of the other circuit (37).The amygdala and the prefrontal cortical regions are connected by excita-

tory projections with each other and with the mediodorsal nucleus of the thala-

mus. As a result, increased metabolic activity in these structures would pre-

sumably reflect increased synaptic transmission through the limbic-thalamo-

cortical circuit. Consistent with this hypothesis, neurosurgical procedures that

ameliorate treatment-resistant depression interrupt projections within these

circuits, and effective antidepressant drug treatments reduce BF and metabo-

lism in the amygdala, the ventral PFC, and the medial thalamus (37, 47, 48).

However, transmission through these circuits likely differs across depressive

subtypes, since the lesions involving the PFC (i.e. tumors or infarctions) and

the diseases of the basal ganglia (e.g. Parkinson’s or Huntington’s diseases),

which are associated with higher rates of depression than other similarly de-

bilitating conditions, result in dysfunction at distinct points within these cir-

cuits that affect synaptic transmission in different ways (1). This concept finds

an analogy in the more dorsal motor circuitry, in which lesions at various

points can result in paraplegia but are associated with dissimilar patterns of ab-

normal synaptic transmission.

Functional Imaging Studies of Secondary Depression

Consistent with a circuitry-based approach to the functional anatomy of de-pression, results of imaging studies of depressive syndromes arising secondaryto neurological disorders generally differ from those reported for primary de-pressive syndromes. In contrast to the findings of increased BF or metabolismin parts of the orbital cortex in primary depressives (Table 1), orbital BF or me-tabolism is reportedly decreased or not significantly different in subjects whohave depressive syndromes arising secondary to Parkinson's disease, Hunting-ton's disease, or basal ganglia infarction relative to nondepressed subjects whohave the same illnesses (Table 3). Similarly, in the dorsolateral PFC, BF andmetabolism are generally not significantly different between subjects whohave neurological diseases who meet criteria for major depression and thosewho do not, which contrasts with the findings in primary depression (Table 1).

Studies of the physiological correlates of depressive symptoms in subjects

who have primary psychiatric disorders other than mood disorders have re-

ported abnormalities that more closely resemble those found in primary de-

pressive samples. In a study of subjects who had bulimia nervosa (63), metabo-

NEUROIMAGING STUDIES OF DEPRESSION 353

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lism trended toward being abnormally reduced in the dorsolateral PFC, where

it correlated negatively with depression ratings [as reported in primary depres-

sion (28)]. Metabolism tended to be abnormally elevated in the orbital cortex,

where it correlated negatively with obsessive-compulsive ratings. These re-

sults are similar to the relationships found between posterior orbital BF and

obsession ratings in primary obsessive-compulsive disorder (9) and between

orbital metabolism and depressive ideation ratings in primary depression (38).In addition, cocaine-dependent subjects scanned within the first week of co-

caine withdrawal as they experienced both depressive symptoms and cocaine

craving had elevated glucose metabolism in the medial orbital cortex and the

basal ganglia relative to healthy controls (64). The direction of the metabolic

abnormality in the orbital cortex resembled that seen in primary depression

(Table 1), but the direction of the abnormality in the basal ganglia was opposite

that found in the basal ganglia of primary unipolar depressives (37, 22, 35, 53).Primary and secondary depression thus appear to involve the same general

structures, though the patterns and the direction of the abnormalities within

these structures in some cases differs between primary and secondary depres-

354 DREVETS

Table 3 Regional blood flow and metabolic abnormalities in the ventral prefrontal cortex inprimary versus secondary neuropsychiatric syndromesa

Primary Secondary References (and primary diagnoses)

Unipolar majordepression ⇑ b

NS

Mayberg et al (57) (Parkinson’sdisease)c

Mayberg et al (58) (Huntington’sdisease)c

Mayberg et al (59) (basal gangliainfarction)c

Ring et al (60) (Parkinson’s disease)c

Obsessive-compulsivedisorder ⇑ d

NS

LaPlane et al (61) (basal ganglialesions)e

George et al (62) (Tourette’s syndrome)f

aAbbreviations: D, disease; NS, difference not significant. Additional studies of subjects whohad depressive symptoms but did not meet criteria for the major depressive syndrome are re-viewed in the text.

bBF and metabolism generally increased in unmedicated, primary depressives versus controls(Table 1).

cComparison between depressed and nondepressed subjects with the same illness.dBF and metabolism generally increased in unmedicated subjects with primary obsessive-

compulsive disorder relative to controls (3, 32).eSubjects with secondary obsessive-compulsive syndrome compared to healthy controls.fComparison between Tourette’s subjects who manifest obsessions and compulsions vs.

Tourette’s subjects without such features.

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sive syndromes. This observation provides further support for a circuitrymodel in which mood disorders are associated with dysfunctional interactionsbetween multiple structures, rather than increased or decreased activity withina single structure (1).

Other neuropsychiatric syndromes that occur comorbidly with MDD mayalso involve the same neural circuits. For example, the orbital-striatal-pallidal-thalamic circuits have also been implicated in the pathophysiology ofobsessive-compulsive disorder (3, 9, 32), potentially providing insight into thecomorbidity between depressive and obsessional syndromes (1). The differ-ences found in the ventral PFC between primary and secondary depressionparallel the findings in primary and secondary obsessive-compulsive syn-dromes, in which ventral PFC metabolism is increased in the former but de-creased or unchanged in the latter (Table 3).

FUNCTIONAL CORRELATES OF NEUROIMAGINGABNORMALITIES IN DEPRESSION

Regional BF and metabolic abnormalities in depressed subjects may reflect (a)the pathophysiological changes that predispose individuals to recurrent, ab-normal mood episodes; (b) the physiological concomitants of signs and symp-toms of depression; (c) the physiological correlates of neurotransmitter systemdysfunction; (d) the compensatory mechanisms invoked to modulate or inhibitpathological processes; or (e) the areas that have been deactivated during on-going emotional processing. Hypotheses regarding the functional significanceof BF and metabolic correlates of depression thus depend on converging infor-mation from functional imaging studies performed in healthy controls or in pa-tients who have related diseases and from electrophysiological and lesionanalysis studies of humans and monkeys.

The Dorsal Prefrontal Cortex and NeuropsychologicalImpairment

The areas of reduced BF and metabolism found in the dorsolateral and the dor-

somedial PFC in depression have been linked to the neuropsychological mani-

festations of depression (2, 65, 66). Regional BF does not increase in these re-

gions during experimentally induced emotional states (2, 12). Instead, in the

vicinity of the dorsolateral prefrontal areas where BF and metabolism are de-

creased in depression, blood flow increases in healthy subjects imaged as they

perform tasks involving visuospatial memory, pictorial memory for visual ob-

jects, maze navigation, or manipulation of memorized verbal information (2).

Dolan et al (65) proposed that this abnormality reflects nonspecific slowing of

cognitive processing, based upon their findings that BF is also decreased in

NEUROIMAGING STUDIES OF DEPRESSION 355

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this area in subjects who have schizophrenia, and that the BF reduction corre-

lates with ratings of impoverished speech both in depressed and in schizo-

phrenic subjects. In contrast, Dolan et al (66) more specifically linked abnor-

mal BF in the dorsomedial PFC (which includes the dorsal anterior cingulate

gyrus) to impaired performance on neuropsychological testing.

The Orbital Cortex: Potential Role in Correcting Perseverative,Unreinforced Behavior

The abnormal elevations of BF and metabolism in the ventrolateral and orbital

areas of the PFC and the pregenual anterior cingulate cortex in depression are

thought to reflect physiological activity related to ongoing emotional process-

ing and/or obsessive ruminations (2, 9, 37, 12, 32, 69). Regional BF increases

in these areas during experimentally induced sadness or anxiety in healthy sub-

jects and during induced anxiety and/or obsessional states in subjects who

have obsessive-compulsive disorder, panic disorder, post-traumatic stress dis-

order, and simple animal phobia (e.g. 2, 8, 9, 10, 68). Lesion analyses in hu-

mans and experimental animals; single-unit recording studies in monkeys; and

autoradiographic studies in experimental animals exposed to stressors, threats,

or appetitive stimuli also support a role for these areas in emotional behavior

(12, 50, 67). Finally, these prefrontal areas share the most extensive anatomi-

cal connections with subcortical areas implicated in emotional behavior, such

as the amygdala, the ventral striatum, and the lateral hypothalamus. Consistent

with their proposed role in ongoing emotional processing during depressive

episodes, BF and metabolism decrease in the ventrolateral PFC and the orbital

cortex as depressive symptoms remit during treatment (Table 2).Parts of the orbital cortex may be activated in depression to mediate at-

tempts to modulate or inhibit emotional responses (69). Although flow and

metabolism are abnormally elevated in the lateral and posterior orbital cortices

during depression, the magnitude of the physiological activity in these regions

correlates inversely with ratings of depression severity and negative thought

frequency (37, 38). Similarly, in obsessive-compulsive or animal phobic sub-

jects scanned during exposure to phobic stimuli and in healthy subjects imaged

during induced sadness, BF in the posteromedial orbital cortex increases, yet

the magnitude of the BF change correlates inversely with ratings of obsessive

thinking, anxiety, and sadness, respectively (9, 10, 68). These findings are

consistent with evidence from electrophysiological studies and lesion analyses

indicating that the orbital cortex plays a role in correcting behavioral or emo-

tional responses that become inappropriate as reinforcement contingencies

change, and in inhibiting emotion-like responses elicited by electrical stimula-

tion of the amygdala (70–72). Thus, in primary major depression, activation of

356 DREVETS

Page 17: FUNCTIONAL NEUROIMAGING STUDIES OF DEPRESSION: The Anatomy of

the posterior orbital cortex may reflect endogenous attempts to break per-

severative patterns of negative thought and emotion. In contrast, in some sec-

ondary depressive syndromes, a perseverative emotional state may result from

disruption of orbital cortex function either by lesions within the PFC or by le-

sions of the basal ganglia that interrupt neural interactions between the orbital

cortex and the striatum (1, 69).

The Amygdala and Emotional Behavior

The amygdala is the only structure in which regional BF and glucose metabo-lism consistently correlate positively with depression severity (37, 38, 52).The preliminary observation that amygdala metabolism remains abnormallyelevated during sleep implies that amygdala hypermetabolism reflects a patho-logical process rather than a physiological correlate of conscious behaviors orthoughts during scanning (42). In addition to being elevated in the depressedstate, BF and metabolism in the left amygdala appear abnormally elevated(though to a lesser extent) in asymptomatic (i.e. between depressive episodes),familial depressives who are not receiving treatment (37). Conversely, duringantidepressant drug treatment that both ameliorates the depressive symptomsand helps prevent relapse, amygdala metabolism decreases toward normal(48).

Consistent with these observations, antidepressant drug–treated, remitted

subjects with MDD who relapse when given a tryptophan-free diet (which

putatively depletes CNS serotonin levels) have higher baseline amygdala me-

tabolism (prior to depletion) than similar subjects who did not relapse (73).

These data are thus compatible with the hypothesis that abnormally elevated

amygdala activity may confer susceptibility to relapse and recurrence of de-

pressive episodes (1, 74). Finally, abnormal resting metabolism in the amyg-

dala has not been reported in other conditions, suggesting that this finding may

be specific to primary mood disorders.The amygdala has been implicated by single-unit and lesion studies in as-

signing emotional significance to experiential stimuli and in organizing the be-

havioral, autonomic, and neuroendocrine manifestations of emotional expres-

sion (12, 51). For example, amygdala activity stimulates corticotropin releas-

ing factor (CRF) containing neurons in the paraventricular nucleus of the hy-

pothalamus to release CRF via both direct and indirect projections (75). Dur-

ing depressive episodes, amygdala metabolism correlates positively with

plasma cortisol levels (52). Because amygdala hypermetabolism and cortisol

release may be linked in depression, the failure to normalize glucocorticoid

function during antidepressant treatment may be associated with an increased

risk of depressive relapse (76).

NEUROIMAGING STUDIES OF DEPRESSION 357

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CONCLUDING REMARKS

The future of functional neuroimaging research appears bright, as advances inPET and functional MRI (fMRI) technologies and the availability of newradioligands for receptor imaging progressively increase the sophistication ofthe experimental questions that can be addressed using imaging techniques. Indepression research, PET and SPET will be used increasingly to quantify neu-roreceptor binding and neurotransmitter function, permitting fuller characteri-zation of the neurochemical abnormalities suggested by studies of body fluids,postmortem tissue, and neuroendocrine function. In addition, PET and fMRIwill be used to assess hemodynamic changes during the performance of neu-ropsychological and emotional tasks to examine the functional responses ofspecific brain structures in depression. The integration of such data with thoseobtained using lesion analysis and postmortem histopathological approacheswill increasingly refine our understanding of the anatomical correlates of mel-ancholia.

Visit the Annual Reviews home page at

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358 DREVETS

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