A & M Insurance Services 01-Feb-00 FIMBRAA A Herberts Consultancy Services Limited 03-Aug-98 FIMBRAA B and S Hill Insurance Services Limited 10-Sep-98 FIMBRAA C Jones and Partners 21-Jul-99 FIMBRAA Chapman, S Chapman & R Beresford-Lawson trading as Chapman & Hutchins (Financial Advisors) 30-Mar-95 FIMBRAA E Chisham (Insurance) Limited 08-Nov-00 IBRCA F Anfilogoff trading as Special Needs Consultancy 01-Dec-93 FIMBRAA G Investment Life & Pension Bureau 14-Jul-99 FIMBRAA H Bell & Co (Financial Planning) 23-Aug-04 FIMBRA/PIAA Hardy Investment Consultants 31-Aug-99 FIMBRAA J Bekhor & Co 01-Nov-90 TSAA J E Financial Services 15-Jul-99 FIMBRAA J Lees (Insurance Brokers) Limited (Subsequently known asLees No1 Limited) 07-Nov-00 IBRCA J Life Insurance Services Limited 27-Jul-00 FIMBRAA J Norman (Financial Services) Limited 14-Jul-99 FIMBRAA J Prior (Insurance Services) Limited (In Liquidation) (formerly A J Prior (Insurance Brokers) Limited) 17-May-01 IBRCA J White & Associates Limited 14-Mar-00 FIMBRAA M Lubin & A Penn trading as APAL Financial Services 01-Dec-93 FIMBRAA P Black Limited 06-Aug-97 IMROA P R Insurance Services 28-Oct-97 FIMBRAA R Financial Services 22-Mar-00 FIMBRAA R Hoskins & Co 06-Sep-95 FIMBRAA R O Foster Limited 16-Feb-05 FIMBRA/PIAA S Hagues Insurance Consultants 15-May-00 FIMBRAA T Jones 31-Jul-01 FimbraA W Knott Financial Services Limited 29-Aug-01 FIMBRAA & A Associates 05-Dec-90 FIMBRAA & E Insurance Brokers Limited 02-Nov-99 IBRCA A Johnstone Consultancy Limited 07-Jul-00 FIMBRAA D M (Associates) Limited 11-Nov-97 FIMBRAA L L Gladwell Insurance Consultants 29-Mar-99 FIMBRAAB Financial Services Limited (formerly AIB Financial Services Limited) 08-May-00 FIMBRAAbacas Investments Limited trading as Total Management 26-May-99 FIMBRAAbacus Advisory Services Limited 28-Sep-98 FIMBRAAbbey Associates (Finance & Consultancy) Limited 07-Jul-00 IBRCAbbey Financial Services 27-May-99 FIMBRAAbbey Independent Financial Management Limited 29-Jan-99 FIMBRAAbbey Insurance Services Limited 05-Sep-02 FIMBRAAbbot-Owen (Investment Services) Limited 11-Jun-99 FIMBRAA B C Financial Consultants 19-May-99 FIMBRAAberconwy Insurances 23-Feb-99 FIMBRAAberdeen Insurance Consultants Limited 22-Nov-04 FIMBRA/PIAA B S Argent & Associates Limited 24-May-95 FIMBRAAccord Financial Services Limited 01-May-90 FIMBRAAce Financial Services Limited 25-May-00 FIMBRAAckrill & Associates (Investment Management) Limited 15-Sep-00 FIMBRAAcorn Insurance & Mortgage Consultants 01-Mar-92 FIMBRAAcorn Mortgage & Insurance Brokers Limited 21-Sep-99 FIMBRAActionline Financial Services Limited 10-Jun-99 FIMBRAAdams & Nevile Asset Management Limited 13-Sep-99 IMROAdams West Insurance Services Limited (Formerly Adams West Insurance Brokers Ltd, L A Adams (Medicare) Ltd, L A Adams (Financial Services) Ltd) 30-Aug-01 FIMBRAA D C Group Limited 29-Mar-94 FIMBRA

Default Declarations

Investors Compensation Scheme - 28 August 1988 to 30 November 2001Financial Services Compensation Scheme - 1 December 2001 to 31 March 2005

Name of firm Date declared Regulator

Adrian W Wright & Angus MacLeod, formerly trading as Pension Mortgage Plans 28-Feb-05 FIMBRAAdvanced Financial Management Limited (In Liquidation) 26-Feb-03 PIAAdvice Investment and Protection Limited 08-Mar-99 FIMBRAAdvizas Limited (formerly known as Towry Law Financial Solutions Limited and Hogg Robinson Financial Services Limited) 02-Aug-01 FIMBRA/PIAAGL Life and Pensions Limited 23-Feb-99 FIMBRAAiken & Higham Limited 21-Dec-01 FIMBRA/PIAAimis Limited 24-Nov-99 FIMBRAAintree Financial Services 26-Apr-00 PIAAlan C S MacDougall, Esq 11-Jun-99 FIMBRAAlan Edward Westmorland Wood trading as Templeton Shaw & Partners 15-Feb-01 FIMBRA/PIAAlan Grieve & Macpherson 02-Mar-00 FIMBRAAlan Hall trading as A T A Financial Services 29-Jun-04 FIMBRA/PIAAlan Hughes trading as Ash Assurance Consultants 16-Oct-96 FIMBRAAlan J Davitt 21-May-99 FIMBRAAlan John Pearce trading as The Pearce Murphy Partnership 29-Oct-03 PIAAlan Smith, Aston & Partners Limited 17-Feb-00 FIMBRAAlan Treharne & Co Limited 21-Nov-94 FIMBRAAlastair Mackay, Esq 10-Sep-98 FIMBRAAlbany Insurance Brokers Limited (subsequently Albany Insurance Services Limited) 22-Aug-00 FIMBRAAlbany Street Properties Limited 28-Feb-00 FIMBRAAlbion Independent Financial Services 15-Sep-00 FIMBRAAlbion Management Services Limited (In Liquidation), formerly AlbionInvestment Management Limited 30-Apr-03 PIAAlcare Investments Limited trading as Highcare & General Services 13-Jul-99 FIMBRAAldreds Financial Services Limited 08-Mar-04 FIMBRA/PIAAlec Sandford Insurance Services Limited 22-Aug-00 IBRCAlex Dega (Finance & Investment) Limited 07-Mar-05 FIMBRA/PIAAlexander Anthony Investments Plc (now Midland Investment Brokers plc) 22-Oct-04 PIAAlexander Barclay Financial Services Limited 01-Nov-99 FIMBRAAlexander Burns (EDIN.) Limited 12-Nov-03 FIMBRAAlexander David (Financial Consultants) 07-Jul-00 FIMBRAAlexander Insurance Brokers 30-Aug-00 IBRCAlexander Lucas & Co Limited 01-Dec-91 FIMBRAAlexander Miller Formerly Trading as Alex Miller Life & Pensions 24-May-04 FIMBRAAlexander Securities Limited 01-Apr-91 FIMBRAAlexander Stronghold Financial Services Limited Previously Stronghold Financial Services Limited 01-Sep-03 FIMBRA/PIAAlexian Associates 21-Jul-99 FIMBRAAll England Insurance Consultants Limited 13-Mar-03 FIMBRAAllan Rowland Austin trading as Allan Austin Investment Services 03-Dec-03 FIMBRA/PIAAllandale Machin Insurance Services Limited (formerly Allandale Machin Insurance Brokers Limited) 13-Feb-01 IBRCAllanna Limited trading as Allan's Financial Services formerly A H Fortune Limited 23-Jun-99 FIMBRAAlliance Financial Planning Limited 03-Feb-93 FIMBRAAlliance Insurance Brokers Limited (Subsequently Alliance Insurance Centres Limited and now Temseel Holdings Limited) 12-Jul-00 IBRCAllied Anglo Financial Services Limited 27-Apr-00 PIAAllied Equity Limited 01-Dec-88 IMROAllied Financial Limited (In Liquidation) 12-Sep-02 FIMBRA/PIAAllied Global Securities Limited 01-Sep-99 FIMBRAAlpha Life & Pensions Limited formerly Openspin Limited 17-Mar-99 FIMBRAAlpha Suisse Plc 22-Jun-00 FIMBRAAlphagold Financial Services 10-Apr-00 FIMBRAAlpington Insurance Consultants Co Limited 21-Feb-03 FIMBRA/PIAAltman Smith Financial Services Limited 02-Dec-04 FIMBRA/PIAAlton Associates 28-May-99 FIMBRAA M Global Financial Services (Croydon) Limited 01-Nov-91 FIMBRAAmbassador Financial Services Limited 30-Sep-99 FIMBRAAmicable Insurance Consultants 23-Jun-99 FIMBRA

Name of firm Date declared Regulator

Amilcroft Insurance Brokers Limited (subsequently AIC Limited) 17-May-01 IBRCA M P Financial Services 20-Nov-96 FIMBRAAnalysis Financial Services Limited 26-Feb-98 FIMBRAAnchor Financial & Insurance Services Limited 30-Mar-01 FIMBRAAnchor Insurance Brokers Limited 07-Jun-01 FIMBRAAnderson Brown (Life and Pensions Consultants) Limited 22-Aug-00 FIMBRAAnderson Insurance Services 21-May-99 PIAAnderson Stokes Financial Services Limited 26-Jul-04 FIMBRAAndrew & May Insurance Services 12-Sep-00 FIMBRAAndrew Blackwood & Sarah Blackwood trading as Rosewood Consultants 17-Nov-00 FIMBRAAndrew Greenwood formerly trading as A Greenwood Insurances 30-Jul-04 FIMBRAAndrew Hayes formerly trading as Andrew Hayes Consultants 27-Feb-03 FIMBRA/PIAAndrew Holland Life and Pensions 27-Jul-99 FIMBRAAndrew Ingram Independent Financial Services 11-Oct-01 FIMBRAAndrew Peat Financial Consultants (U.K.) Limited 08-Mar-04 FIMBRA/PIAAndrew Pollard trading as Andrew Pollard Financial Services 28-Mar-96 FIMBRAAndrew Smith (Insurance Consultant) Limited 27-May-99 FIMBRAAndrew Weir Insurance Brokers Limited 13-May-03 IBRCAndrews Green Financial Services 07-Oct-92 FIMBRAAnglia Financial Planning Limited 23-Feb-99 FIMBRAAnglo Assurance Consultants Limited 25-Jun-99 PIAAnglo Insurance Facilities Limited formerly known as Brian Wright Insurance Services Limited 02-Mar-00 IBRCAnglo-Zurich Finance Company Limited trading as Canworth Financial Services 29-Jun-04 FIMBRAAnne's Company Limited formerly Flitwick Insurance Services Limited 22-Aug-00 FIMBRAAnthony B Powell Life & Pensions Limited 27-May-99 FIMBRAAnthony Bright formerly trading as Amenity Financial Services 20-Sep-02 FIMBRAAnthony Buckley trading as Carrington & Co Financial Consultants 21-Jul-04 FIMBRA/PIAAnthony C. Morris & Company 14-Jul-99 FIMBRAAnthony Geoffrey Slee & Beverley Ann Slee trading as T Slee Associates 01-Nov-95 FIMBRAAnthony Grey & Lesley E Grey trading as Tony Grey & Co 21-Nov-94 FIMBRAAnthony Howard Easton Formerly trading as Hatton Financial Services 24-Jan-05 FIMBRAAnthony Howard Limited 01-Jul-92 FIMBRAAnthony Ireland Esq 29-Jan-99 FIMBRAAnthony James Starkey trading as Hill Starkey 01-Nov-91 FIMBRAAnthony John Silk, Esq 11-Jun-99 FIMBRAAnthony Lyon formerly trading as Lyon Eaton Associates 06-Sep-02 FIMBRA/PIAAnthony R Johnson, Esq 14-May-99 FIMBRAAnthony Robertson formerly trading as Tony Robertson Insurance 26-Sep-02 FIMBRA/PIAAnthony Schembri trading as Sims Independent Financial Services (Formerly Surrey Insurance & Mortgage Services) 08-Mar-04 FIMBRAAnthony Slade trading as Ashton Investments 28-Mar-96 PIAAnthony Sumner Associates Limited 03-Sep-99 FIMBRAAnthony Trumble formerly trading as A B Trumble Esq IndependentFinancial Intermediary 07-Jun-01 FIMBRAA P Insurance & Mortgage Services 15-Sep-93 FIMBRAA P B Hannaford Financial Services 11-Jun-99 FIMBRAA P D (Insurance Brokers) Limited 16-Oct-03 IBRCA P S Life & Pensions Limited 24-Nov-99 FIMBRAAquila Financial Management 10-Jun-99 FIMBRAAquilla Limited (Formerly known as Aquilla Insurance Brokers Limited) 29-Jun-00 IBRCArcher Murray Limited 10-Apr-02 FIMBRAArchibald Campbell trading as Campbell Cade & Company 15-May-02 FIMBRA/PIAArchie Crozier, formerly trading as Aslan Financial Services 07-Dec-04 FIMBRAArena Financial Services 09-Feb-00 FIMBRAArmand Hobley Deceased, formerly trading as Armand Hobley & Company 21-Apr-04 FIMBRA/PIAArmstrong Associates (Financial Services) Limited 12-Nov-99 PIAArnold Long & Company Limited 06-Aug-04 FIMBRA/PIA /

IBRCAroskin Limited 06-Sep-99 PIAArrow Financial Services 17-Mar-99 FIMBRAArrowhill Financial Planning Limited 22-Oct-04 FIMBRA/PIA

Name of firm Date declared Regulator

Arrowings Limited 21-Dec-01 FIMBRAArthur Cutler Formerly trading as A H Cutler Insurance Services 01-Nov-01 FIMBRAArthur G Davis & Co ( Financial Services) Limited 30-Jul-03 FIMBRA/IBRCArthur G Davis & Co (Insurance Brokers) Limited 21-Feb-03 FIMBRA/IBRCArthur Plunkett trading as South Riding Insurance Services 31-Jan-02 FIMBRAArthur Sims Financial Services 21-Dec-01 FIMBRA/PIAAscotmace Financial Services Limited 20-Jun-00 FIMBRAAshby & Thompson Registered Life & Pension Brokers 15-Feb-00 FIMBRAAshford Parker Limited 11-Jan-05 FIMBRA/PIAAshley Cottee Associates Limited 17-Sep-98 FIMBRAAshton Insurance Consultants Limited 13-Jul-99 FIMBRAAshwell Financial Planning Limited 11-Jun-99 FIMBRAAskham Financial Services (Humberside) Limited 13-Dec-04 FIMBRA/PIAAssociated Financial Planning Limited 06-Aug-98 FIMBRAAssociated Insurance Services Limited 01-Mar-95 FIMBRAAssociated Life Limited 23-Feb-99 FIMBRAAssociated Tax Planning Limited 06-Nov-97 FIMBRAAssurance Planning Services 17-Mar-99 FIMBRAAssured Asset Management Limited formerly Assured Asset Management PLC 17-Jun-99 PIAAtlantic Business Associates Limited 12-Jan-99 FIMBRAATP Enterprises Limited trading as ATP Insurance 02-Nov-99 FIMBRAAtticus Financial Services Limited 18-Apr-00 FIMBRAAtticus Trustees Limited formerly Bain Dawes Financial Services Limited 25-Nov-03 FIMBRAAudley James & Co Limited 28-Mar-96 SFAAusten Young Insurance Brokers Limited 09-Sep-98 FIMBRAAustin & Vickers (Mortgage & Financial Services) Limited 17-Dec-98 FIMBRAAustin Hanway Limited 14-Jul-99 FIMBRAAvanish Sabharwal formerly trading as Avinash Kumar Sabharwal esq 31-Jul-01 FIMBRAAvon Associates (Life & Pensions) Limited 02-Jul-99 PIAAvoncourt Insurance Advisers Limited 07-Jun-00 FIMBRAAxiom Financial Services 26-Nov-97 FIMBRAAylesbury Associates 01-Mar-92 FIMBRAB & B Life & Pensions Limited 31-Mar-99 FIMBRAB & G M Pay Limited trading as P C F C Financial Services 11-Jun-99 FIMBRAB Adams (Financial Services) Limited 28-Sep-98 FIMBRAB G Moore Investment & Insurance Brokers 18-Feb-00 PIAB L Harkness (formerly trading as Grange Financial Management) 29-Jan-01 FIMBRA/PIAB P Shaw (Insurances) Limited 01-May-01 IBRCB M T Gauson Financial Services 02-Sep-99 FIMBRABackhouse Financial Planning Limited 01-Nov-99 FIMBRABailey Nicholls Limited 13-Oct-00 FIMBRABaird & Davis (Insurance Brokers) Limited 01-May-01 IBRCBaker, Reeve & Company Ltd 20-Dec-00 FIMBRABaldersons Financial Services Limited 28-Feb-05 FIMBRA/PIABale Financial Services (Life & Pensions) Limited 24-Nov-99 FIMBRABall Holme Financial Services Limited 22-Nov-04 FIMBRA/PIABalmoral Financial Services Limited 10-Sep-99 FIMBRABalstrawoods Limited 10-Jun-99 FIMBRABanner Assurance Services Limited 05-Feb-99 FIMBRABanstead Insurance Services Limited, formerly Banstead Insurance Brokers Limited 22-Oct-04 IBRC/FIMRABanwern Limited 10-Aug-04 FIMBRA/IBRCBarber Hardy and Company (Financial Advisors) Limited 26-May-00 FIMBRABarchington Securities Limited 09-Feb-00 FIMBRABargate Holroyd (Life & Pensions) Limited 25-Nov-03 FIMBRABarkers Financial Services Limited 10-Jun-99 FIMBRABarlanfin Limited Formerly Cameron McDonald (Financial Services) Limited 19-Sep-01 FIMBRABarlanin Ltd (formerly Cameron McDonald Investment & Pensions Ltd, C M (Investment Management) Ltd, Cameron McDonald (Asset Management) Ltd) 20-Dec-00 FIMBRA/PIABarley Green Limited formerly Overton-Carroll (Financial Services) Limited 01-Nov-99 FIMBRA

Name of firm Date declared Regulator

Barlglen Finance Limited 24-Nov-99 FIMBRABarlow & Company 19-Jan-98 FIMBRABarrie Dean and Company 31-Aug-99 FIMBRABarron Insurance Services (Holdings) Limited 03-Dec-03 IBRCBarry Richardson trading as Barry C Richardson Insurance Services 06-Aug-04 FIMBRABarry Wheelock & David Clark, formerly trading as Gunby Investment Services 16-Feb-05 FIMBRABartlett & Drew Limited 27-May-99 FIMBRABartlett Davies Bicks (Financial) Limited, formerly trading as Bartlett Davies Bicks (Insurance Brokers) Limited and Bartlett Davies Bicks 07-Jan-05 IBRC/PIA/

FIMBRABarum House Securities Limited (In Liquidation) 12-Sep-02 SFABarwells Financial Services Limited 30-Sep-98 FIMBRABasegrowth Limited trading as Pro-tex 22-Mar-96 FIMBRABasildon Financial Services Limited 30-Aug-00 FIMBRABateson & Payne (Life & Pensions Consultants) Limited (formerly Bateson & Payne (Life & Pensions Brokers) Ltd) 21-Dec-01 FIMBRA/PIABaymist Limited 12-Jul-99 FIMBRABeauchamp - Knight Associates 21-Dec-99 PIABeaver & Partners Limited 29-Mar-94 FIMBRABeddis Hobbs Investment Services Limited subsequently Draftdance Limited 23-Feb-99 FIMBRABelgrave Financial Planning Limited (formerly Goulray Wolff Investment Management Ltd and Coleridge Cole & Robertson InvestmentManagement Limited) 04-Oct-01 FIMBRABelmont House Financial Services Limited, formerly known as Candytex Limited 04-Jul-03 FIMBRA/PIABelmont Securities PLC 19-Dec-00 FIMBRABelvedere Independent Financial Advisors Network Limited 01-Mar-95 FIMBRABenchmarque Independent 15-Jul-99 FIMBRABennett & Ridge Limited 20-Mar-00 FIMBRABennetts Group Limited 23-Jul-04 IBRCBentley Haig & Co Limited 06-Nov-96 SIBBentley Insurance Services (Life & Pensions) Limited 28-Sep-98 FIMBRABentley-Leek Financial Services Limited 09-Feb-00 FIMBRABeresford 03-Sep-01 FIMBRABeresford Financial Services Limited 23-Jul-01 FIMBRABerkeley Acland & Co (Life & Pensions) Limited formerly BerkeleyAcland & Co (Life & Pension Brokers) Limited 25-Nov-03 FIMBRABernard Alec Read & Jean Lillian Read trading as B A & J L Read 17-Nov-00 FIMBRABernard Hanson trading as Hansons Insurance Advisory Service 30-Aug-01 FIMBRA/PIABernard Knope & Partners Limited 04-Oct-01 FIMBRA/PIABernhard Henry & Company 12-Jun-98 FIMBRABerry Birch & Noble Financial Services Limited - in liquidation 28-Jul-04 FIMBRA/PIABeryl Gillespie & Robert Goodhew formerly Gillespie) trading as R B &G Computerised Mortgage Shop 05-Jul-95 FIMBRABevan Matthews Limited (In Liquidation) 01-Oct-03 PIABeverley Taxation and Insurance Services 24-Feb-99 FIMBRAB F S Independent Financial Advisers 19-Apr-01 FIMBRAB G C (Securities) Limited 12-Jul-99 FIMBRABiggins Booth plc 04-Nov-92 FIMBRABiggs Insurance Services Limited 13-Jul-99 FIMBRABinding & Williams Associates Limited 20-Jul-00 FIMBRA/PIABirch Securities Limited 29-Jun-00 FIMBRABirchwood Insurance Services 04-Dec-98 PIABird Potter Independent Financial Consultants 11-Oct-01 FIMBRABishops Financial Services Limited 28-Aug-98 FIMBRABishopscourt (BB&Co.) Limited 07-Mar-05 SFAB J W Dollar trading as Wilmot Dollar Associates 01-Mar-92 FIMBRABlack Portch and Swain (Financial Services) Limited 21-Dec-01 FIMBRABlack Swan Financial Services Limited 29-Feb-00 PIABlackburn Insurance Services 19-Apr-00 PIABlade Investments plc 01-Feb-92 AFBD/TSABlake Marston Priest Limited 23-Aug-00 FIMBRA/IBRCBliss Weinel Investment Management Limited 18-Nov-98 FIMBRA

Name of firm Date declared Regulator

Bliss Weinel Limited 21-Jul-99 FIMBRABluestone Financial Services LTD (In Liquidation) 16-Oct-03 FIMBRA/PIAB L W Developments Limited (In Liquidation) formerly Wells Mortgage& Insurance Brokers Limited 05-Sep-03 FIMBRA/IBRCBlyden Limited trading as Towerhill Financial Services 28-Aug-98 FIMBRABlyth McKenna Plc 07-Jan-99 FIMBRAB M F Financial Assurance Brokers 19-May-99 FIMBRAB M I Corporate Finance Limited 13-Jul-98 FIMBRAB M I Investment Management Limited 01-Dec-97 FIMBRABobetro Finance Company Limited 13-Mar-02 FIMBRA/PIABone & Company (International) Limited 24-Dec-04 FIMBRABotham Independent Financial Services Limited 01-Mar-99 FIMBRABounty Financial Services Limited 12-Mar-99 FIMBRABournemouth Financial Services Limited 11-Oct-04 FIMBRA/PIABourne-Swann 12-Feb-01 IBRCBourne-Swann & West Limited 27-Apr-00 IBRCBowbanks and Field Limited 16-Sep-02 FIMBRA/PIABowers Cadle & Co Limited 01-Mar-89 AFBDBowland Financial Management Limited (In Liquidation) 29-Jun-04 FIMBRA/PIABoyton Financial Services Limited 04-Nov-99 FIMBRABracken Financial Services 23-Jul-01 FIMBRABradbrow (UK) Limited 22-Jul-01 FimbraBraddock De Beer Limited 28-Oct-97 FIMBRABradley Insurance 14-Jan-99 FIMBRABradstock Blunt (Scotland) Limited 22-Feb-02 FIMBRABradstock Financial Planning Limited (formerly Crossways FinancialPlanning Limited) 27-Feb-02 FIMBRABradstock Financial Services Limited 04-Apr-01 FIMBRA/PIABradstock Insurance Brokers Limited (formerly Bradstock Blunt (Northern) Limited) 22-Feb-02 FIMBRABraeside Financial Services Limited 13-Oct-98 FIMBRABramley Associates Limited 28-Feb-00 FIMBRABrand Financial Services Limited 05-Nov-97 FIMBRABranson Lovell Financial Services 18-Apr-00 FIMBRABranston & Gothard Limited 06-Jan-99 SFABrayne Whitehead 09-Dec-99 FIMBRABreaks Hughes Life and Pensions Limited 29-Jan-99 FIMBRABrian Agnew 11-Oct-01 FIMBRABrian Backhouse (Life Insurance Services) 01-Nov-99 FIMBRABrian Bamford Investment Services 01-Mar-95 FIMBRABrian Charles Devoti trading as Mortgage & General Financial Services 02-Mar-94 FIMBRABrian Ferris formerly trading as Brian J Ferris & Associates 07-Nov-02 FIMBRA/IBRCBrian Foster and Associates Limited 01-Mar-95 FIMBRABrian Hall Insurance Services Limited formerly Wood Green InsuranceBrokers Limited 06-Dec-00 FIMBRABrian Harris formerly trading as B W Harris & Company 02-Aug-02 FIMBRABrian J Stewart Insurance & Investment Services Limited formerly BrianJ Stewart Independent Financial Services Limited 03-Sep-99 FIMBRABrian John Colome and Brenda Colome formerly trading as Colomer & Co 22-Jul-01 FimbraBrian Jones Financial Management Limited 23-Aug-00 FIMBRA/PIABrian Kilkerr Insurance Services Limited formerly Place D'Or 39 Limited 01-Mar-99 FIMBRABrian Leonard Clothier formerly trading as Rothgrove Financial Services 11-Oct-04 FIMBRABrian Matthew and Partners 11-Jun-99 FIMBRABrian Reeves (Financial Services) Limited 02-Jun-98 FIMBRABrian Sloan trading as Brian Sloan Independent Financial Adviser 23-Feb-99 FIMBRABrian Sutherland & Company 28-Jul-04 FIMBRA/PIABrian Thompson, formerly trading as Brian Thompson Insurance Consultants 13-Dec-04 FIMBRA/PIABrian Wright & Associates 12-Sep-00 IBRCBridewell Insurance Bureau Limited 13-Oct-98 FIMBRABridford Life and Pensions Limited, formerly Stanford & Wood (Life & Pensions) Limited 23-Mar-05 FIMBRABridge Financial Management Limited 21-Nov-94 FIMBRA

Name of firm Date declared Regulator

Bridge Insurance Services 08-Mar-99 FIMBRABrierley Edmondson Limited (Formerly Drummond Naylor Limited) 30-Aug-01 IBRCBright and Roberts Financial Limited 17-Dec-98 FIMBRABristol Enterprise Capital Limited formerly Regionlink Insurance & Investment Brokers, last known as BEC (Bristol) Limited 29-Jun-99 FIMBRABristol Flyover Company Limited (formerly ABC Financial Advice Centre Limited) 04-Jan-02 FIMBRABristol Pensions Limited (In Liquidation) formerly known as RJ Shrubb & Company Limited 01-Oct-04 IMROBritannia Financial Services 29-Jun-99 FIMBRABritannia Limited trading as Domino Financial Services 28-Aug-98 FIMBRABritish Assurance Consultants Limited 25-Jun-02 FIMBRA/PIABrittain & Booth Limited 18-Mar-02 FIMBRAB R L P Management Limited formerly known as Brett & Randall Life& Pensions Limited 10-Feb-03 FIMBRABroadguard Limited 08-Feb-00 FIMBRABroadpulse Limited 27-Jul-99 PIABroadway Business Services Limited 05-Feb-99 FIMBRABrockhill Financial & Insurance Services Limited 10-Mar-98 FIMBRABrokeraid Limited trading as Morgan Associates 11-Jan-94 FIMBRABrombard Investment Services Limited 09-Sep-92 FIMBRABrookhouse Financial Services Limited (formerly Brookhouse Insurance Brokers Limited subsequently Priory Park Insurance Services Limited) 23-Jul-01 FIMBRA/PIABroomhead's Insurance & Financial Services Limited 13-Oct-00 FIMBRA/PIABroughton Heyes Brokers 14-Jan-00 FIMBRABrown Insurance Services Limited 22-Jul-98 FIMBRABrown Investment & Pension Services 23-Mar-00 FIMBRABruce Widdowson Limited 03-Mar-00 IBRCBrunel Financial Consultants Limited 29-Jun-99 FIMBRABrunning and Partners Limited 01-Nov-99 FIMBRABryan D Morris trading as Financial Planning Services 03-Dec-98 FIMBRABryanston Financial Services Limited 21-Sep-99 FIMBRABrymaur Financial Services Limited 04-Aug-00 FIMBRABuchanan Realisations Limited trading as Hutchison & Craft (Life & Pensions) Limited 08-Nov-04 FIMBRABuckingham Financial Services Limited 29-Jun-98 FIMBRABuckingham House Financial Services Limited 25-Jan-01 FIMBRA/PIABuckingham Personal Financial Planning Limited 18-Jun-04 FIMBRA/PIABudd Hulbert Williams Limited 21-Jul-99 FIMBRABureau of Corporate & Executive Planning Ltd 29-Jun-04 FIMBRABurlington Brokers 01-May-03 FIMBRABurlington Financial Management Limited 11-Jun-99 FIMBRABurlington Insurance Services Limited 19-Sep-01 FIMBRABurnawn Financial Services Limited 28-Oct-98 FIMBRABurnell and Company (Insurance) Limited 10-Sep-98 FIMBRABurnetts Financial Services Limited 23-Feb-01 FIMBRABurnham Insurance Services Limited, formerly Burham Insurance Brokers Limited 22-Oct-04 IBRCBurns Crosson Limited 01-May-01 IBRCBush Management Limited (formerly Federated Insurance Brokers Limited) 01-May-01 IBRCBush Taylor & Partners 1983 (Investments) 01-Jul-03 FIMBRA/PIABusiness Consulting Associates (Planning) Limited 09-Dec-99 FIMBRAButler & Butler Financial Services (Butler Limited) 28-Oct-97 FIMBRAButler Smith Holland Financial Services 28-May-99 FIMBRAButtress Rubin Whiting Financial Services Limited (in liquidation) 20-Nov-96 FIMBRAByram Associates Limited 25-Nov-03 FIMBRA/PIAByron Millard & Cooper Limited, formerly Byron Robert & Co. Limited 23-Mar-05 IBRCC & S (Life & Pensions) Limited 11-Oct-04 FIMBRA/PIAC & T Services 01-Nov-99 FIMBRAC B Thomas Insurances 14-Jul-99 FIMBRAC Belfrey Limited, formerly Peter Williams Financial Services Limited 22-Nov-04 FIMBRAC D Strong Financial Services 20-May-99 FIMBRAC Daniel Limited trading as Chris Daniel Financial Services 19-Feb-01 FIMBRA

Name of firm Date declared Regulator

C F Sullivan, Esq 09-Feb-00 PIAC J St Clair (Life & Pensions) Limited 20-May-99 FIMBRAC Knight, J Taylor, P Skeels-Piggins & others trading as TremaynesFinancial Services 05-Jul-95 FIMBRAC Derek Hellewell 23-Feb-99 FIMBRACable Insurance Consultants 08-Jan-02 FIMBRA/PIACAC Financial Services Limited 12-Nov-99 PIACalcluth & Sangster Limited 08-May-00 FIMBRACalder Kidsons Impey (Financial Services) Limited (formerly Calder Kidsons Jess (Financial Services) Ltd & Kidsons Jess Financial Services Ltd) 31-Jan-02 FIMBRACaldy Hills Limited 21-Feb-03 FIMBRA/PIACaledonian Financial Management Limited 16-Jul-03 FIMBRA/PIACaledonian Investments Limited 16-Oct-96 FIMBRACaliburn Limited 01-Nov-99 FIMBRACamberley Insurance & Mortgage Brokers Limited (Latterly known asStalham Financial Services Limited) 04-Apr-00 FIMBRA

Cambrian Financial Services Limited 26-Jan-00 FIMBRACamco Financial Services Limited 20-Dec-00 FIMBRACameron Law & Co Limited 28-Mar-96 FIMBRACamlace Limited trading as J G Knibb (Life & Pensions) 03-Dec-98 FIMBRACampbell Financial Services plc 10-Nov-98 FIMBRACampbell Irvine (Financial Services) Limited 02-Jul-99 FIMBRACampbell Renfield Limited 21-May-99 FIMBRACaperhill Financial Services 23-Feb-99 FIMBRACapic (Life & Pensions) Limited 07-Jan-99 FIMBRACapital & County Life & Pension Consultants Limited 31-Mar-99 FIMBRACapital Gains Corporation PLC 07-Apr-04 FIMBRACapital Planning & Finance Limited- In Liquidation 11-Oct-04 FIMBRA/PIACaradoc (Financial Planning) Limited 20-Dec-02 FIMBRACarden Martin Limited 14-Jan-03 FIMBRACarduc Robinson Limited Formerly Carduc (Insurance Brokers) Limited 19-Sep-01 FIMBRA/PIACardwell & Drew (Financial Services) Limited 07-Jan-02 FIMBRA/PIACarl Bar Associates Limited 04-Dec-98 FIMBRACarl Mingard Insurance Services 31-Mar-98 FIMBRACarleton Consultancy Limited 23-Sep-98 FIMBRACarlines Financial Services Limited 28-Aug-98 FIMBRACarling Balmore Limited 31-Mar-99 FIMBRACarlton Independent Advisers Limited 27-Jul-00 FIMBRACarlton Life & Pensions Limited 26-Mar-98 FIMBRACarlton Retirement Planning Limited 12-Jan-99 FIMBRACarnforth Insurance Services Limited 14-Sep-99 FIMBRACarrington Financial Management Limited 29-Apr-04 FIMBRACarrington Independent Financial Advisors 19-Nov-98 FIMBRACarson and Company Financial Services Limited 10-Jun-99 FIMBRACarson Insurance Services 25-May-99 FIMBRACastle Dyke Financial Services 09-Sep-92 SIBCastle Financial Services (East Anglia) Limited: 09-Sep-92 FIMBRACastle Mortgage & Insurance Services Limited 17-Jun-99 FIMBRACastle Mortgage Centre 29-Jun-99 FIMBRACastlegate Insurance Brokers (Reading) limited 20-Jun-00 FIMBRACastlehill Financial Services Limited 17-Dec-98 FIMBRACathall Community Credit Union Limited 25-Mar-03 FSACathedral Gate Consultants Limited 13-Oct-98 FIMBRACathedral Management Limited 16-Jun-98 FIMBRACavendish Financial Consultants Limited 14-Jan-00 FIMBRACaxton Financial Services 24-Jun-99 FIMBRACedar House Consultants Limited 15-Jun-98 FIMBRACeltic Cross Investment & Insurance Brokers Limited 31-Mar-99 FIMBRACentral Financial Services Limited 17-Jul-96 FIMBRACenturion Financial Services 30-Apr-99 FIMBRAC G A (Trustee & Investment) Co Limited formerly CGA (Financial Services) Limited 15-Jul-99 FIMBRAC G S Insurance Services Limited 29-Jun-00 FIMBRA

Name of firm Date declared Regulator

Chamberlain Marks Insurance Services Limited 28-Sep-98 FIMBRAChambers & Buck Investment Management Limited 25-Jul-94 FIMBRAChambers & Newman Financial Services Limited 24-Mar-98 FIMBRAChambers and Buck Limited 03-Dec-98 FIMBRAChancery Financial Management Limited 03-Sep-97 FIMBRAChapel House Financial Consultants Limited 14-May-96 FIMBRAChapel Mortgage Services formerly Miller Mortgage & Insurance Services Limited 14-Jul-99 FIMBRAChapman and Stacey (Life & Pensions) Ltd (subsequently Chapman and Stacey (Europa) Ltd) 13-Mar-01 FIMBRACharles Bennett Financial Services Limited 08-Mar-00 FIMBRAChartan Limited 07-Jan-00 FIMBRACharter Financial 02-Aug-99 PIAChartered Financial Services Limited 01-Dec-93 FIMBRACharterhall Associates 06-Sep-99 FIMBRACharterhall Investment Services Limited 12-Sep-02 FIMBRACharterhall Management Services Limited (In Liquidation) 03-Dec-03 FIMBRA/PIACharterhouse Insurance Consultants 07-Sep-99 FIMBRAChartertrack Financial Services Limited 22-Aug-00 FIMBRA/PIAChartfield Financial Planning Services Limited 15-Feb-00 PIAChartfield Investment Management Limited 10-Aug-99 FIMBRAChartwells Financial Services Limited 01-Oct-04 FIMBRAChase Financial Services Limited 01-Feb-05 FIMBRAChase Insurance Services 23-Feb-99 FIMBRACheshire Financial Management 31-Aug-99 FIMBRACheshire Insurance Brokers Limited 12-Sep-00 IBRCChilds & Company Limited 27-Jul-99 FIMBRAChilds (Life & Pensions) Limited 01-Oct-04 FIMBRA/PIAChiltern Insurance Services Limited 11-Jun-99 FIMBRAChris Hart Insurance Services Limited, formerly T C Bell & Co Limited 02-Oct-02 FIMBRAChris McHugh & Co 01-Mar-92 FIMBRAChris Shorrocks & Partners 19-May-99 PIAChristchurch Financial Services Limited 29-Jun-99 FIMBRAChristie & Plumb Independent Insurance & Mortgage Consultants 09-May-00 FIMBRAChristopher Bosher & Company Limited 21-May-99 FIMBRAChristopher James & Partners 10-May-00 FIMBRAChristopher Nickolay formerly trading as Earthwork Financial Planning 12-Jan-01 FIMBRAChristopher Wesson formerly trading as Hazlemere Insurance Services 25-Oct-01 FIMBRAC I B Independent Limited 22-Jun-00 FIMBRACitidesk Services Limited 31-Jan-02 FIMBRA/PIACity & County Financial Services 23-Aug-00 FIMBRACity & Provincial (Consultants) Limited 10-May-01 FIMBRACity and West End Pension Consultants 09-Nov-98 FIMBRACity Investment Brokers 22-May-00 FIMBRA/PIACity Investment Management Limited 26-Mar-04 FIMBRACity Monetary Services Limited 10-Sep-98 FIMBRAClare Insurance Consultants Limited 22-Sep-00 FIMBRA/PIAClaremont Savile Limited 06-Sep-95 FIMBRAClarendon (Independent Financial Advisors) Limited 28-Sep-99 FIMBRAClarendon Holdings Limited (formerly Jennings Neale & Jay Financial Services Limited) 13-Feb-02 FIMBRAClark Conway Insurance Brokers Limited formerly Dutton & Clark Limited 16-Oct-02 FIMBRA/PIAClarke & Company Limited 18-Apr-00 IBRCClassic Financial Solutions Network Limited 28-Aug-98 FIMBRAClearlife Limited 14-Jul-99 PIACleeves & Co Limited 05-Feb-02 IBRCClevedon Mortgages (Life & Pensions) 15-Jan-02 FIMBRA/PIACleves Investments Limited 01-May-91 FIMBRAClifton Financial Management Plc 21-Jul-99 FIMBRAClifton Stockbrokers Limited (In Liquidation) 15-May-03 SFAClive Coverson and Martin Waite formerly trading as Devereaux Personal & Corporate Financial Planning 01-Oct-04 FIMBRAClive Fayers Financial Services Limited 06-Dec-95 FIMBRA

Name of firm Date declared Regulator

Clive Lewis Financial Services Limited 10-Jun-99 FIMBRAClive Lewis formerly trading as Clive Lewis & Partners 29-Jun-04 IBRCCMB (Mortgage & Financial Services) LTD 05-Mar-04 FIMBRACMS Associates Limited 21-Nov-94 FIMBRACobbold Roach Limited 05-Aug-92 SFAColebrook Macalister Financial Services Limited 13-May-03 FIMBRAColegate Insurance Services Limited 16-Oct-03 IBRCColeridge Cole & Robertson Limited 17-Mar-99 FIMBRAColin Barber formerly trading as Colin Barber Mortgage & Insurance Services 09-Dec-02 FIMBRAColin Blackmon trading as Colin Blackmon Insurance Brokers 03-Jul-96 FIMBRAColin Edward Sturgess trading as C E Sturgess, Esq 29-Jan-99 FIMBRAColin Jackson trading as Colin Jackson Financial Services 18-Nov-98 FIMBRAColin James Foster Formerly trading as Colin Foster Insurance & Mortgage Consultants 23-Jul-01 FIMBRAColin M Harris Limited 03-Nov-04 IBRCColin Richards Financial Services 09-Dec-99 FIMBRAColin Stanton trading as Grosvenor Employee Benefits 19-Apr-01 FIMBRA/PIACollegiate Investment Co Limited Formerly Collegiate Brokers Limited 23-Jul-01 FIMBRAColne Financial Planning Services Limited 19-Jun-97 FIMBRAComer & Phillips (Brokers) Limited 22-Aug-00 IBRCComos Limited 28-Aug-98 FIMBRAConnaught Financial Services 21-Jul-99 FIMBRAConnaught Fine Limited 15-Jul-99 FIMBRAConnaught Swift Limited 19-Apr-01 FIMBRAConquest Financial & Insurance Services Limited, formerly Conquest Financial Services Limited 25-Nov-04 FIMBRAConsolidated Professional Advisors Limited 17-Jun-99 FIMBRAConway Management Services 30-Sep-98 FIMBRACook & Smith (Insurances) Limited, subsequently G H Smith & Associates Limited 23-Mar-05 FIMBRACoombe Insurance (Services) Limited 20-Jul-04 FIMBRACoombe Insurance Services LTD 24-Aug-04 IBRCCopeland Financial Services Limited 30-Jun-97 FIMBRACornerstone Estates 04-Nov-92 FIMBRACornish Financial Services 23-Aug-00 FIMBRACorporate & Consumer Services (Life & Pensions) Limited 19-Jan-00 FIMBRACorporate Financial Services 12-Jul-99 FIMBRACorporate Investment Services Limited 28-Oct-97 FIMBRACorporate Planning Limited 23-Mar-05FIMBRA/PIA/FSACorrie Realisations Limited (formerly known as Kidsons Impey Financial Services (Edinburgh) Limited) 21-May-03 FIMBRACounty Financial Planners Limited 17-Apr-96 FIMBRACounty Insurance Brokers 08-Dec-04 IBRCCourt Management Services Limited 28-Sep-99 FIMBRACourtenay Hall Associates Limited formerly J N Davidson Insurance Services Limited 24-Jun-99 PIACourtier Lyndale 01-Nov-01 FIMBRACourtier Lyndale Limited 24-Nov-99 FIMBRACourtlets Insurance Brokers Limited 25-Nov-03 FIMBRACourtney Hooper Jackson Limited 29-Jun-99 FIMBRACourtney Investments and General Insurance Services Limited 03-Jul-96 FIMBRACovey Insurance Services Limited 10-Jul-98 FIMBRACox Hepburn (Financial Services) Limited 07-Feb-02 FIMBRA/PIACox Lee Financial Services Limited 14-Jul-00 FIMBRA/IBRCCraig Shackleton formerly trading as Craig Shackleson Independent Mortgage & Insurance Services 07-Sep-04 FIMBRACranbrook Insurance Agencies Limited 13-May-03 FIMBRACrawford Watson Consultants Limited 24-Jan-03 FIMBRACresta FFS Limited formerly Friar Gate Financial Services Limited 14-Sep-99 FIMBRACritchley & Company 08-Jun-00 PIACromwell Investment Management Limited 16-Oct-96 FIMBRA

Name of firm Date declared Regulator

Cross & James Insurance Services Limited 15-Jun-98 FIMBRACroston Farmer & Company 21-Sep-01 FIMBRACrowley Financial Services Limited 05-Dec-97 FIMBRACrownway Financial Services Limited 28-Sep-99 FIMBRACrowther & Co 01-Nov-91 FIMBRACroydon Branch Union of Communication Workers Credit Union Limited 15-Oct-03 FSACrumpsall Insurance Services Limited 24-Jan-05 FIMBRACrundell & Hinkins Limited 21-Apr-04 IBRCCunliffe (Life & Pensions) Limited 21-May-01 FIMBRACurrie & Baker Limited 07-Feb-02 FIMBRA/PIACurtiss Associates 13-May-99 FIMBRACyril Wright Insurance Consultants 21-Dec-99 FIMBRAD & D Consultants (HITCHIN) Limited 19-Sep-01 FIMRAD & H Henty (Life & Pension) Limited 11-Jun-99 FIMBRAD A Fitzgerald Associates 12-Aug-99 FIMBRAD A I Financial Services Limited 26-Mar-01 FIMBRAD A Mckenna (Insurance Services) 22-Nov-04 FIMBRA/PIAD B Rawlings & Co Limited 08-Mar-99 FIMBRAD C Insurance & Financial Services 02-Mar-00 FIMBRAD E & M J Limited formerly South Western Associates (Financial Consultants) Limited 19-May-99 FIMBRAD H Farthing & Company Limited 10-Sep-98 FIMBRAD J Bromige & Partners Limited 28-Sep-99 FIMBRAD J Donaldson & Co 21-Jul-03 IBRCD J Donaldson Life & Pensions Limited 31-Jul-00 FIMBRAD J Roden 08-Mar-00 FIMBRAD Lacey-Hulbert trading as Money Flow 04-Aug-93 FIMBRAD M Conway Financial Services Limited 27-Jul-99 FIMBRAD M Weir trading as Douglas M Weir & Co 29-Mar-93 FIMBRAD W Thomas (Investments) Limited 07-Jul-93 FIMBRAD Willmott, J Lynas & C Scott trading as Charles Scott Life & Pensions 17-Aug-94 FIMBRAD G Stocker (Consultants) Limited 21-Dec-01 FIMBRAD Mcclarity & Company Financial Services Limited 25-Sep-04 FIMBRAD W Andrews Limited formerly David Andrews (Insurance Brokers) Limited 12-Nov-99 FIMBRAD'Arcy Financial Exchange Limited 07-Jan-99 FIMBRADale Sharman Investments Limited 23-Aug-04 FIMBRADales Insurance Brokers Limited (now Dalis Limited) 20-Sep-00 IBRCDalston City Business Credit Union Limited 14-Jan-04 FSADan Sherburn & Company 15-Apr-99 FIMBRADanehill Investments Limited 23-Jun-99 FIMBRADaniels Finance Limited 26-May-99 FIMBRADaniels Financial Planning Limited 16-Mar-00 PIADarley Insurance Consultants Limited 29-Jun-04 FIMBRADavenport Stoll Limited 22-Jan-01 FIMBRADavid & David Financial Services Limited 05-Sep-02 FIMBRADavid A. Bedborough 30-Jun-99 FIMBRADavid Aaron Partnership, formelry David M 15-Dec-04 FIMBRA/PIADavid Bodill Independent Financial Services 01-Mar-99 PIADavid Charles Thompson, Esq 20-Jul-00 FIMBRA/PIADavid Cheeper Mortgage & Associated Services Limited 31-Jan-02 FIMBRADavid Coakley Limited (in liquidation) 02-Jun-93 SFADavid Coupland and Michael Brown formerly trading as Deansgate Consultants 29-Oct-03 FIMBRA/PIADavid Cowell & Company Investment Managemant International Limited 30-Aug-01 FIMBRA/PIADavid Elwood & Company Limited 28-Feb-00 FIMBRADavid Gee & Company (Investment Management) Limited 28-Sep-99 FIMBRADavid Gibson trading as David Gibson Insurance 22-Jul-02 FIMBRADavid Goldsborough (Insurance Brokers) Limited 21-Dec-01 FIMBRADavid Hutchinson (Life & Pensions) Limited 07-Jul-00 FIMBRADavid John Cotton (Deceased) trading as David Cotton & Company 20-Jul-04 FIMBRADavid Leach Formerly trading as David Leach Life PensionsInvestment & Mortgage Consultants 25-Oct-01 FIMBRADavid M Aaron (Personal Financial Planners) Limited- In Liquidation 15-Dec-04 FIMBRA/PIA

Name of firm Date declared Regulator

David Mark Ogden trading as Futures 04-Nov-92 FIMBRADavid Mathieson Life 30-Sep-98 FIMBRADavid Matthews formerly trading as D C Matthews Insurance Consultants 11-Feb-02 FIMBRADavid Mills and Beryl Barnard formerly trading as David R Mills 20-Dec-00 FIMBRADavid Nash & Co Limited 08-May-00 FIMBRADavid Neil Associates Limited 14-Jul-99 PIADavid O'Keeffe Formerly Trading as Grays Inn Financial Services 26-Feb-04 FIMBRA/PIADavid Pawsey Formerly trading as Richmond Financial Services 25-Oct-01 FIMBRADavid Rich Financial Services Limited 11-Jun-99 FIMBRADavid Samuels and Deanna Samuels formerly trading as Future Needs Planning 20-Sep-02 FIMBRA/PIADavid Sheppard (Insurance Brokers) Limited 04-Oct-01 FIMBRA/PIADavid Stanley trading as Saxon Associates formerly Telford Independent Financial Services 05-Mar-99 FIMBRADavid Townsend formerly trading as DFS Lifestyles 08-Jun-01 FIMBRADavid Victor Northam, Raymond George Binge & David Ernest Wiltshire trading as Northam Binge Partners 02-Nov-94 FIMBRADavid Weathersby Insurance Services 15-Jul-99 FIMBRADavid White (Insurance Services) Ltd (formerly David White(Insurance Brokers) Limited) 17-Nov-00 IBRCDavid William Downes formerly trading as Alpha Insurance 25-Oct-00 FIMBRADavid William Nason formerly trading as Tarnwood Insurance Brokers 20-Sep-00 IBRCDavid William Pollock and Patricia Woodcock trading as Monks Financial Services 06-Aug-04 FIMBRADavid Williams, Martin Chidley, Leslie Smith, Kevin Davies, Garfield Lewis,Christopher Hemmings, Leslie Hill, John Ford, formerly trading as Tudor House Financial Services 17-Dec-04 FIMBRA/PIADavid Worth & Company Limited 29-Mar-93 FIMBRADavidson Adam Limited 12-Nov-03 FIMBRADavies Associates Limited 28-Nov-00 FIMBRA/PIADavies Dickens & Slocombe Financial & Insurance Services Limited 05-Sep-03 FIMBRADavies Wagh Limited 22-Oct-04 FIMBRA/PIADavinder Chagger trading as The Mayfair Group of Financial Services 12-Jul-99 FIMBRADaviot Finance Limited 23-Aug-04 PIADavis Lawson 15-Oct-02 FIMBRA/PIADawson David Financial Services Limited 21-Oct-03 FIMBRAD B R N Limited 06-Sep-95 IMROD D M Financial Services Limited (formerly DDM Property Services Limited & latterly known as Matbarn Limited) 26-Sep-00 FIMBRADealshore Limited 01-Mar-95 SFADean Magna 11-Oct-01 FIMBRA/PIADeane Financial Services 23-Jun-99 FIMBRADeaville Hart & Company (Life & Pensions) 29-Jun-98 FIMBRADe-Bema (Financial Management) Limited 20-Nov-96 FIMBRADebrasco & Company Limited 19-Sep-01 FIMBRADecas Associates (UK) Limited 25-Nov-03 FIMBRADee Financial Services Limited 18-Nov-98 FIMBRADelta Insurance Brokers 23-Apr-01 IBRCDelta Insurance Consultants & Mortgage Brokers 20-May-99 PIADenave Financial Services Limited 28-Sep-99 FIMBRADenis Dale Greaves 01-Jul-90 FIMBRADenis Johnson trading as Johnson Financial Services 16-Oct-00 FIMBRADenson Rock Financial Services 15-Feb-00 FIMBRADenver Associates Limited (formerly J.Trevor Financial Services Limited) 04-May-00 FIMBRADerek & Jill Bradley formerly trading as Bradley & Associates 20-Dec-02 FIMBRA/PIADerek Edward Corbett trading as Premier Asset Management 21-Dec-94 FIMBRADerek Gilchrist Financial Services Limited 29-Sep-98 FIMBRADerek Huxtable 26-Mar-01 FIMBRA/PIADerek Lloyd & Maureen Lloyd trading as Lloyd & Company (Securities) 19-Oct-94 FIMBRADerek Neville Oldham trading as Oldham Mortgage Consultants 20-Jan-99 FIMBRADes Mace (Financial Consultants) Limited 02-Mar-94 FIMBRADes Mace and Company 14-Jul-99 FIMBRA

Name of firm Date declared Regulator

Diameter Stockbrokers Limited 01-Aug-91 SFADiamond Group Financial Management Limited (Formerly The Pension Company Limited) 28-Nov-00 FIMBRADiamond Group Independent Financial Advisors Limited 22-Jun-00 FIMBRADirect Line Finance 30-Apr-99 FIMBRAD J D Financial Services Limited 29-Jun-00 FIMBRAD J R Financial Services 27-Jul-00 FIMBRA/IBRCD M Financial Consultants Limited 28-Mar-96 FIMBRAD M C Insurance Brokers Limited 05-Sep-02 FIMBRADobson & Company (Mortgage Investments) Limited 21-Apr-04 FIMBRADominion Investment Management Limited 10-Jun-99 FIMBRADonald Cameron, Esq 05-Nov-99 FIMBRADonne Insurance & Financial Services Limited 29-Jun-04 IBRCDonnellsons Minerva Financial Services Limited (In Liquidation) 28-Nov-00 FIMBRADormland Limited formerly Oughtered & Harrison (Insurance) Limited 07-Sep-04 IBRC/PIADorset Insurance (Consultants) Limited formerly Ashford InsuranceBrokers Limited 09-Dec-03 IBRCDorset Insurance Consultants Limited 30-Sep-98 FIMBRADorward Gray Limited 08-Mar-00 PIADouglas Financial Brokers Limited 07-Oct-98 FIMBRADouglas Gunn Insurance Services 23-Apr-99 FIMBRADouglas King Financial Services Limited (formerly Douglas King and Company Ltd) 24-Jul-03 FIMBRA/PIADouglas Telfer formerly trading as Mitchell Telfer Insurance Bureau 25-Apr-03 FIMBRA/PIADoverose Limited trading as Riches & Co 28-Nov-00 FIMBRADowen Investment Management (Northern) Limited 23-Feb-99 FIMBRADownes Marshall Limited 06-Aug-04 IBRCDowning Banks Limited 04-Nov-92 FIMBRAD P H R Limited 17-Sep-98 FIMBRAD P R Financial Services Limited 15-Sep-00 FIMBRADrewe Lacey Financial Planning Limited 27-Jul-99 FIMBRADrink Palace Limited formerly The Independent Financial Management Group Limited 12-Jul-99 FIMBRADrinkcraft Limited (formerly Robinson Leslie Limited) 26-May-00 FIMBRADS Insurance Services 08-May-00 FIMBRADSI Financial Consultants Limited 14-Jul-99 FIMBRADu Bara Investments Limited 28-Mar-96 FIMBRADuchy Investment Services 12-Jul-99 FIMBRADudley Estate (Newcastle) Credit Union Limited** 14-Jan-04 FSADunbar Boyle & Kingsley Limited 06-Jul-04 SFADunbartonshire (Solicitors) Estate Agency Limited 25-Mar-97 FIMBRADunsdale Securities Limited 01-Jul-90 FIMBRADunstable Insurance Bureau 08-Mar-99 FIMBRADunton Financial Management 06-Jan-99 FIMBRADuntons Limited 18-Jun-99 PIADurwen Group Limited 03-Jul-97 FIMBRADyer Bussey Associates Limited 04-Nov-97 FIMBRAE & D Pringle Financial Services 24-Jun-99 FIMBRAE & P Consultants Limited 28-Sep-00 FIMBRAE C R Financial Services Limited 05-Apr-04 FIMBRA/PIAE D Kerry Financial Services 27-Jun-00 FIMBRAE J Collins & Co Limited 01-Apr-89 TSAE J Kirk & Compamy Limited 24-Aug-04 FIMBRA/PIAE J McCann (Brokers) Limited 01-Jul-91 FIMBRAE K Financial Services Ltd 31-Jul-03 FIMBRA/PIAE L Raby (Life & Pensions Consultants) Limited 11-Jun-99 FIMBRAE Morgan Insurances Limited 30=Aug-00 IBRCE W Cooper & Sons formerly Davidson Cornell (Life & Pensions) Limited 28-Feb-00 FIMBRAE S Insurance Services Limited 08-Mar-00 FIMBRAEarl Financial Management Limited 12-Mar-99 FIMBRAEarl Kenneth Derrick, formerly trading as Earl Derrick Consultancy 05-Jan-05 FIMBRAEarlforth Limited 22-Nov-04 FIMBRA

Name of firm Date declared Regulator

Earlham Financial Services Limited 02-Jul-99 FIMBRAEarthhawk Limited trading as Nicholas Phillips & Company 09-Jan-01 FIMBRA/PIAEast Asiatic Insurance Services (UK) Limited, formerly East AsiaticInsurance Brokers (UK) Limited 08-Nov-04 IBRCEast of England Insurance Brokers Ltd 25-Oct-01 IBRCEast Sussex Brokers 07-Apr-04 IBRCEast Sussex Finance & Insurance Services Limited 13-Jul-99 PIAECIB Limited formerly called E C Insurance Brokers Limited 10-Feb-03 FIMBRAECS Associates formerly Employee Counselling Services Limited 19-May-99 FIMBRAEdgar W Morgan (Insurance Brokers) Ltd, now Edgar W Morgan Limited 01-May-01 IBRCEdgar W Morgan Insurance Brokers Limited 30-Apr-98 FIMBRAEdgbaston Insurance Services Limited 16-Jun-92 FIMBRAEdwin Hodgson Limited (in Liquidation) 27-Jan-05 IBRCEdwin James & Partners Limited 28-Oct-97 FIMBRAEdwin James (Birmingham) Limited 27-Nov-98 FIMBRAEdwin James Limited 23-Feb-05 FIMBRAEileen Davison formerly trading as Eileen Davison Mortgage And Financial Advice Centre 06-Jul-01 FIMBRA/PIAElkan & Barry Simons Limited 21-Dec-01 FIMBRAEllam & Company 12-Jul-99 FIMBRAEllastone Plc 03-Mar-00 SIBEllesmere Braid (Life & Pensions) Limited 07-Jul-00 FIMBRAEllis Blaker And Company Limited (in Liquidation) 10-Apr-02 FIMBRA/PIAElmsley Douglas Barrett trading as Beechcroft Insurance Brokers 05-May-93 FIMBRAElsdon Investments Limited formerly Spencer Thomas Limited 25-Nov-03 IBRCEmber Financial Services Limited 29-Oct-03 FIMBRAEmbery Gillespie Limited, formerly Neville A Barker (Life & PensionsConsultants) Limited 21-Feb-05FIMBRA/PIA/FSAEmployee Credit Union (Luton Borough Council) Ltd 15-Sep-04 FSAEMREM Limited trading as J H S Insurance Consultants 19-May-99 FIMBRAEMS Insurance, Mortgage & Financial Services 30-Jun-00 FIMBRAEnterprise Financial Services Limited 18-Nov-98 FIMBRAEresko Limited 15-Jul-99 FIMBRAEric Caley Financial Services 04-Dec-98 FIMBRAEric Frederick Jowett, Esq 15-May-00 FIMBRAEric Gary Fyles, trading as Brighthelmstone Associates 25-Nov-04 FIMBRAEric Gifford trading as Investment & Mortgage Centre 02-Mar-94 FIMBRAEric Hilton and Dorothy Hilton formerly trading as M & E Investments 30-Aug-01 FIMBRA/PIAEric Williams formerly trading as Williams Insurance Consultants 15-Aug-02 FIMBRAErnest Bertie Financial Services Limited 28-May-03 FIMBRAErnest Black (formerly trading as Newport Black) 13-Mar-01 FIMBRA/IBRCErrolgrange (Insurance & Mortgage Brokers) Limited 03-Dec-98 FIMBRAEskay Enterprises Limited trading as Eskay Financial Planning 10-Mar-98 FIMBRAEssex & Sussex Financial Services Limited 01-Oct-99 FIMBRAEssex County Insurance Services (Leigh-on-sea) 01-Nov-01 FIMBRAEstuary Financial & Commercial Limited 03-Sep-99 FIMBRAEtonheath Limited 17-Dec-98 FIMBRAEuan Wallace And Partners (Financial Services) Limited 11-Jun-02 FIMBRA/PIAEugene Morgan Insurance Services Limited 01-Feb-92 FIMBRAEuropean Insurance Brokers Limited, in Liquidation, formerly trading as Davidson, Clifford & Company Limited, also formerly known as Penge Investments Limited 30-Nov-04 FIMBRAEvans & Co 23-Feb-99 FIMBRAEvans & Rowe (Life & Pensions) Limited 23-Feb-99 FIMBRAEvanwood Investment & Mortgage Brokers 27-Jul-99 FIMBRAEvent Financial Services 29-Aug-01 FIMBRA/PIAEvergreen Financial Services 25-Jun-02 FIMBRAExchange House Financial Services 30-Sep-99 FIMBRAExchequergate Limited 10-Jun-98 FIMBRAExecutive Asset Management Limited 07-Jan-99 FIMBRAExecutive Financial Services Limited 30-Jun-99 FIMBRA

Name of firm Date declared Regulator

Expatriates Executive Consultancy Limited 11-Aug-99 FIMBRAF E Wright (Norht West) Limited 09-Nov-01 FIMBRAF M Mackinnon & Company Limited 22-Nov-04 IBRCF M Welford trading as Didcot Insurance Services 20-Sep-95 FIMBRAF S Lamb & Company Limited 23-Apr-99 FIMBRAFairbairn Financial Services Limited 22-May-03 FIMBRAFairchilds Limited 21-Feb-03 FIMBRAFairhaven Investment Services 13-Oct-99 FIMBRAFairlawn Insurance Consultants 01-May-01 FIMBRAFairswan Credit Union Limited 25-Mar-03 FSAFairweather Insurance Services (Life & Pensions) Limited 30-Apr-99 FIMBRAFamily and Business Insurance 05-Jul-99 FIMBRAFarndale Hammond Life & Pension Services Limited 05-Aug-99 FIMBRAFastlend Limited formerly Fintax (UK) Limited 24-Nov-99 FIMBRAFCC Insurance & Financial Services Limited 02-Dec-03 FIMBRAFDW Financial & Insurance Services Limited 19-May-99 FIMBRAFelman Saunders Limited 05-Mar-99 FIMBRAFennessy Limited 14-Jul-99 FIMBRAFerris & Culverwell (Insurance Brokers) Limited 30-Mar-98 FIMBRAFielding & Co Limited 01-Mar-95 SFAFielding Mann(Financial Services)Limited (now FMFS Limited) 06-Jul-01 FIMBRAFields & Co (IB) Limited formerly Fields & Co (Insurance Brokers) Limited 29-Oct-03 FIMBRAFife Properties 07-Jul-00 FIMBRAFinancial & Broking Services Limited 11-Aug-03 FIMBRAFinancial & Management Services (Wales) Limited - In Liquidation 03-Dec-03 FIMBRA/PIAFinancial Advice Centre (Helensburgh) Limited, formerly known as Douglas Buchanan Savings Life & Pensions Limited 03-Nov-04 FIMBRA/PIAFinancial Advisory Bureau 23-Jun-99 PIAFinancial Alternatives Limited 28-Feb-00 FIMBRAFinancial Management and Training Limited 23-Mar-05 FIMBRAFinancial Management International Limited 28-Mar-96 FIMBRAFinancial Services Centre 27-Jan-98 FIMBRAFinaplan 31-Mar-00 FIMBRAFinchley Independent Financial Advisers 19-Jan-00 FIMBRAFindley Insurance Brokers Limited 16-Mar-94 FIMBRAFinlow Clarke & Co Limited 29-Mar-94 FIMBRAFinnan and Company Limited 16-Oct-03 FIMBRAFinsmort Limited 07-Jun-01 FIMBRA /

IBRCFirm Investments Financial Services 05-Oct-94 FIMBRAFirst Charter Investment Management Limited 17-Oct-95 FIMBRAFirst Choice Advisers Limited 24-Mar-98 FIMBRAFirst Equity Financial Services Limited 06-Dec-95 FIMBRAFirst Euro Limited (In Liquidation) 12-Sep-02 FIMBRAFirst European Investment Corporation Limited, formerly Futures And Options Trading Advisory Services Limited 10-Oct-03 SFAFirst Hamblin (Financial) Limited 12-Jul-99 FIMBRAFirst Somerville Property & Investment Company Limited (In Liquidation) 26-Feb-04 FIMBRAFirstCity Professions Limited 13-Oct-98 FIMBRAFiscal Marketing Limited 06-Aug-04 FIMBRAFisher Prew-Smith Financial Services Limited 01-Oct-91 FIMBRAFlagship Financial Services Limited 21-Apr-04 FIMBRAFlexible Investment Planning Limited 30-Sep-99 FIMBRAFord and James Limited 17-Mar-99 FIMBRAForegate Investment Advisers Limited 13-Mar-03 FIMBRA/PIAForestclaim Limited (formerly Care-Taker Consultants Ltd) 13-Mar-01 FIMBRA/IBRCForshaw Watson Financial Management Limited 21-Dec-99 FIMBRAForshore Limited 10-Sep-98 FIMBRAForth & Clyde Insurance Services Ltd 13-Feb-01 IBRCForthill Investments Limited 30-Nov-99 FIMBRAFortune Securities Limited 03-Jan-01 FIMBRAForum Financial Services Limited 25-May-99 FIMBRA

Name of firm Date declared Regulator

Fox Milton & Co Limited 01-Mar-89 TSAFoxhill Life & Pensions Limited 08-Jun-00 FIMBRAFrance Medcalf Limited 10-Apr-02 FIMBRA/PIAFrancis Binding formerly trading as Binding Morgan Phillips 18-Sep-02 FIMBRAFrancis Moran and Carol Moran trading as FJM Insurance & Financial Services 23-Jul-01 FIMBRAFrank Anderton (Deceased) and Glenn Williamson formerly trading asFrank Anderton Insurance Consultants 26-Feb-04 FIMBRAFrank Hine & Company Limited 26-May-99 FIMBRAFrank Swan formerly trading as Frank Swan Brokers 17-Jan-02 FIMBRA/IBRCFrank Wavish Insurance 27-May-99 FIMBRAFranklin & Russell (Insurance Consultants) 1966 Limited, formerlyFranklin & Russell (Insurance Consultants) Limited 22-Nov-04 FIMBRAFraser Clark (Life & Pensions) Limited 28-Sep-98 FIMBRAFraser Financial Advisors Limited 13-Mar-01 FIMBRAFraser Insurance Services Limited 12-Sep-02 FIMBRA/PIAFrederick Corp and Timothy Russell trading as Russell-Corp Associates 19-Dec-00 FIMBRAFrederick Mark Hunt trading as Hunt Financial Services 28-Aug-98 FIMBRAFrederick Miles trading as Frederick Miles Financial Services, formerly Parkin Westbury Financial Services) 11-Oct-04 FIMBRA/PIAFreelance Financial Planning 27-Jun-00 FIMBRA/PIAFreelance Independent Financial Consultants 17-Jun-99 FIMBRAFreeway Financial Services Limited 23-Aug-04 FIMBRAFriarwood Financial Consultants Limited 21-Jul-99 FIMBRAFullbrooks Limited (In Liquidation) 09-Dec-03 FIMBRA/PIAFund Watch Limited 26-Jun-98 FIMBRAFurness and Liddiard (Insurance Brokers) Limited 01-Oct-04 IBRCFuture Mortgage & Financial Services Limited 28-Aug-98 FIMBRAG & J Associates Limited 09-Nov-01 FIMBRAG A Boston Insurance Brokers Ltd (formerly Neville Insurance Brokers Ltd) 30-Aug-00 FIMBRAG D McNeil & Company Limited 29-Aug-01 IBRCG F Thompson & CO (Insurance) Limited formerly Chestertons Insurance Consultants Limited 09-Dec-03 FIMBRA/IBRCG H Chapman Financial Consultancy 18-Apr-00 FIMBRAG H Freeman (Financial Services) Limited 14-Jan-99 FIMBRAG J Cross and Company (Life & Pensions) 28-Sep-99 FIMBRAG M Clasper, Esq 28-Feb-00 PIAG M Hopkins & Partners Mortgage & Financial Services 17-Dec-99 FIMBRAG N Bishop Financial Services Limited 27-Nov-01 FIMBRAG P Turner Financial Services Limited Formerly G P Turner (Life & Pensions Brokers) Limited 18-Dec-03 FIMBRAG R Cooke & Associates Limited 23-Mar-05 FIMBRA/PIAG S (1994) Ltd formerly Grimston Scott Limited 14-May-99 FIMBRAG S Insurance Brokers Limited (subsequently GSI (Investments) Ltd and Micronorth Ltd) 03-Sep-01 IBRC

G T Mortgage Services Limited 13-Oct-04 FIMBRA/PIAG Temperley (Insurance Services) Limited 13-Oct-99 FIMBRAG W Ellis Financial Services 11-Sep-00 FIMBRAG W Ford (Insurance Brokers) Limited 02-Mar-00 IBRCG W Humphrey 12-Jun-02 FIMBRAGale & Son Financial Services Limited 22-Oct-04 FIMBRAGardner Financial Planning Services Limited 07-Jul-00 FIMBRAGardner Mountain Financial Services Limited 18-Jul-03 FIMBRA/IMROGardner Watts Consultants Limited 20-Jul-00 FIMBRA /PIAGareth Helps formerly trading as Gareth Helps Financial Services 22-Jan-01 FIMBRAGareth Jones and Company Limited 18-Dec-03 FIMBRA/PIAGarner Gay and Company Insurance Consultants Limited 11-Jun-99 FIMBRAGarrett Son and Flowerdew Limited 25-Jan-01 IBRCGarvon Financial Services Limited 12-Jun-98 FIMBRAGary Francis Baker trading as Gary F Baker & Company 06-Sep-95 FIMBRAGemini Business Consultants & Services Limited 20-Sep-00 FIMBRAGeneral Pensions Services Limited 04-Jan-00 FIMBRA

Name of firm Date declared Regulator

Gentra Financial Services Limited previous name Roy Trust Financial Servcies 04-Dec-98 FIMBRAGeoff Edmunds (Financial Adviser) 12-Mar-98 FIMBRAGeoffrey Britton (Investments) Limited 13-Jul-99 FIMBRAGeorge Budd, formerly trading as George Budd Financial Services 22-Nov-04 FIMBRAGeorge Gray Financial Services 26-May-99 FIMBRAGeorge Ilko trading as Ilko Financial Services 15-Feb-95 FIMBRAGeorge Marlow Insurance Services 17-Jun-99 FIMBRAGeorge Myatt & Company Limited 18-Mar-03 FIMBRAGeorge Myatt & Company Limited 08-Nov-04 IBRCGerald Bolton formerly trading as G W Bolton Insurance Brokers 15-Jan-02 IBRCGerald Earle formerly trading as Gerald A Earle ESQ 09-Oct-02 FIMBRA/PIAGerald Huxley & Company (Financial Services) Limited 08-May-00 FIMBRAGerald Probert (Financial Services) Limited formerly Gerald Probert Limited 07-Jan-99 FIMBRAGerald Standley formerly trading as Cathedral Life & Pensions 21-Dec-01 FIMBRAGFS Financial Management Limited 16-Oct-96 FIMBRAGibbons and Company 12-Aug-99 FIMBRAGifford & Co (Bath) 18-Apr-00 FIMBRAGilbert Laycock & Partners Limited 03-Dec-03 FIMBRAGittins Ashby & Cohen 11-Aug-99 FIMBRAGlen Fisher trading as as Glen Fisher Insurance Consultants 06-Dec-95 FIMBRAGlenborough Insurance Services Limited 30-Aug-01 FIMBRAGlendevon Properties Limited trading as Glendevon Financial Services 01-Dec-97 FIMBRAGlenny Financial Services Limited 23-Nov-01 FimbraGlobe Insurance Brokers Limited 17-Dec-99 FIMBRAGlynns (Financial Services) Limited 12-Mar-99 FIMBRAGMP Financial Management Limited 24-Nov-99 FIMBRAGoldcrest Asset Management Limited 05-Dec-97 FIMBRAGoldcrest Associates Limited 16-Dec-92 FIMBRAGolden Valley Finance & Insurance 12-Jul-99 FIMBRAGolding & Partners Limited (subsequently Johnson Fry Financial Planning Limited) 29-Aug-01 FIMBRAGoodrham Edwards Insurance Consultants 28-Sep-99 FIMBRAGoodwin Reoch Insurance Brokers Limited 01-Dec-97 FIMBRAGordon Haigh Insurance Brokers Ltd (now Gordon Haigh Insurance Consultants Ltd) 17-May-01 FIMBRAGordon Laugusthton trading as Laugusthton Dollar (South East) 16-Feb-94 FIMBRAGordon Macrobin (Insurance) Limited 25-Jun-02 IBRCGordon Paul & Webber 25-Mar-99 FIMBRAGordon Pettie Investment Services Limited 19-Sep-01 FIMBRAGordon Robinson & Partners 08-May-00 FIMBRAGordon Westcott formerly trading as Royce Lloyd Wescott 25-Oct-01 FIMBRAGorrill Maule-Oatway & Company Limited 09-Jun-00 IBRCGPA Insurance Services 23-Apr-99 FIMBRAGraeme Openshaw Insurance Services 11-Mar-99 FIMBRAGraham Brown Financial Planning Services Limited 22-May-00 FIMBRAGraham Marshall, Esq 30-Nov-99 FIMBRAGraham Smith Insurance Services Limited 15-Sep-00 IBRCGraham Wilson & Company Financial & Insurance Services 27-Jul-99 FIMBRAGrahame Robert Hopper Formerly trading as Grahame R Hopper & Co 18-Dec-03 FIMBRA/PIAGrant Hayes Limited 12-Aug-99 FIMBRAGraysons Insurance Consultants (Life & Pensions) Limited 22-Aug-00 FIMBRAGreenall Mooney & Company 26-Jun-02 FIMBRAGreenan Investment Management Limited 01-Apr-89 FIMBRAGreendale 10-Oct-97 FIMBRAGreenleaf and Company Life and Pensions 11-Mar-99 FIMBRAGreenridge Barron Limited 31-Mar-99 FIMBRAGreville Baylis, Parry (Financial Planning) Limited 08-Dec-98 FIMBRAGreystone Investments Plc 01-Mar-99 FIMBRAGriffin Financial Services (Cheltenham) Limited 29-Jan-99 PIAGrimley Treen & Company Limited 27-Jul-99 FIMBRAGrosvenor (Insurance Consultants) Limited 01-Sep-99 FIMBRAGrosvenor Finance North West Limited, trading as Grosvenor Associates 22-Nov-04 FIMBRA

Name of firm Date declared Regulator

Grove Insurance (Bedford) 23-Aug-00 FIMBRAGrove Insurance Services 11-Apr-00 FIMBRAGuardian Financial Consultants Limited 21-Dec-99 FIMBRAGuardian Independent Public Limited Company 01-Oct-04 FIMBRA/PIAGuide Pensions & Insurances Limited (subsequently Dot Com Pensions & Insurances Limited) 13-Feb-01 FIMBRA/PIAGuide Post and Scotland Gate Credit Union Limited 19-Mar-03 FSAGuisborough Management & Financial Services Limited 16-Mar-94 FIMBRAH & S (Life & Pensions) Consultants 17-Dec-99 FIMBRAH A Financial Services (South West) Limited 28-Aug-98 FIMBRAH A Outhwaite Financial Services Limited 24-Nov-99 PIAH B Financial Services Limited 01-Oct-04 FIMBRAH B Sugden & Co Limited (subsequently Morgan Roberts InsuranceServices Limited) 01-May-01 IBRCH Connew (Financial Planning) Limited 21-Dec-01 FIMBRA/PIAH G Walters (Financial Services) Limited 17-Jun-99 FIMBRAH J L Stallard & Co Limited 29-Mar-00 IBRCH Moss Insurance & Mortgage Services 19-Mar-02 FIMBRAH O Cheeseman and Associates Limited (In Liquidation) 30-Jul-03 FIMBRAH R Wilson & Partners Limited 05-Jan-05 IBRCH N J Limited formerly Jeffrey N. Herdman Financial Services Limited 03-Sep-99 FIMBRAH G. Assurance Consultants 21-Dec-01 FIMBRAH Steward Lamb Limited 03-Jul-98 FIMBRAHadfield Life and Pensions Limited 01-Nov-99 FIMBRAHadley Cannon Limited 13-Jul-99 FIMBRAHafeez Associates Limited 01-Oct-04 FIMBRAHale Investments Limited trading as Hale Mortgage Life & Pension Services 01-Sep-99 FIMBRAHalewood Financial Services 10-May-01 FIMBRAHalewood Financial Services Limited 13-Jul-99 FIMBRAHallcross Life & Pensions Limited 28-Sep-99 FIMBRAHallfield Investment Management Limited 23-Jul-01 FIMBRAHallpage Limited trading as Argus Services 08-May-00 FIMBRAHalpern & Woolf Financial Services Limited 24-Jul-98 FIMBRAHamden Life & Pensions Company Limited 12-Feb-01 FIMBRAHamilton & Charles Limited 27-Mar-03 FIMBRAHamilton House Associates Limited 01-Jul-91 FIMBRAHANDF Limited 08-Nov-04 FIMBRAHankey Richmond Financial Services Limited 09-Jul-04 FIMBRAHannam Hatton Associates 15-Jul-99 FIMBRAHanover Druce Financial Services Limited 01-Mar-95 FIMBRAHanover Druce Insurance Services Limited 28-Feb-05 FIMBRAHanover Park Financial Services Limited 22-Nov-04 FIMBRA/PIAHanson & Robertson (Life & Pensions) Limited (In Liquidation) 14-Jan-04 FIMBRA/PIAHanson Goulding & Company (Life & Pensions) Limited 23-Aug-00 FIMBRAHanson Securities (Financial Services) Limited 16-Feb-05 FIMBRA/PIAHardwick Investment Management 31-Jan-01 FIMBRAHarecombe Financial Services Limited 14-Jan-99 FIMBRAHarmont Investment Management Limited 07-Dec-94 FIMBRAHarold Gibson (Life Pensions & mortgages) Limited 30-Aug-01 FIMBRA/PIAHarold Green Associates Limited 27-May-99 FIMBRAHarold Wynne (Life & Pensions) Limited 30-Mar-95 FIMBRAHarrington Pickles (Life & Pensions) Limited 19-Oct-94 FIMBRAHarrison Hood & Co Limited 22-Mar-96 FIMBRAHarrow Finance Mortgage Services Limited, formerly In Liquidation 06-Feb-04 FIMBRAHarry Gregg & William Brown formerly trading as H Gregg & Company Insurance Consultants 21-Feb-03 FIMBRAHarry Hewitt, Esq 14-May-99 FIMBRAHart & Company (Mortgages) Limited 21-May-99 FIMBRAHartley Baines Limited 30-Sep-98 FIMBRAHartley Pensions Management Services Limited 11-Oct-04 FIMBRAHartley Ward Limited 08-Nov-00 FIMBRA/PIAHartley Woollard Investment Managers Limited 30-Aug-01 FIMBRA

Name of firm Date declared Regulator

Hartwood Insurance Services Limited 07-Apr-04 FIMBRAHarvest Financial Services Limited 07-Feb-05 FIMBRA/PIAHarvester Investment Services Limited 25-Nov-03 FIMBRAHarvey & Wood Limited 30-Aug-01 FIMBRA/PIAHarvey Rothchild Associates 26-May-99 FIMBRAHaslemere Broking & Finance Limited formerly Haslemere Financial Services Limited 24-Jul-98 FIMBRAHaven Checketts Limited 21-May-99 PIAHaven Independent Limited 27-Jul-99 FIMBRAHavering Insurance Brokers (Essex) Limited, formerly Insurance Bureau Limited 28-Feb-05 IBRCHawthorne Securities Limited 25-Nov-99 ICS & SFAHayman Jackson (Insurance Brokers) Limited 05-Sep-03 IBRCHayward Financial Services Limited 16-Jun-92 FIMBRAHazel (Insurances) Limited 13-Mar-03 FIMBRAHeadland Financial Services (Inc. Headland Life and Pensions) 13-Jul-99 FIMBRAHeagar Management Services Limited trading as Powell & Co 05-Mar-97 FIMBRAHeanor Insurance Services Limited 05-Sep-03 FIMBRAHeartland Independent Advisers Limited 29-Jun-04 PIAHeath & Blackshaw Financial Services Limited 01-Dec-91 FIMBRAHeath Crawford Finances Limited 10-Jun-99 FIMBRAHebden Vaughan (Life & Pension Brokers) & Company 06-Jul-01 FIMBRAHedley Davies (Life & Pensions) Limited 03-Dec-98 FIMBRAHelm Insurance Brokers Limited, formerly Helm Insurance Consultants Limited 23-Mar-05 IBRCHelmsman Investment Services Limited 02-Mar-99 FIMBRAHenry Ambrose Esq 28-Oct-97 FIMBRAHenry Knott Associates Limited 04-Jan-05 FIMBRA/PIAHeritage Assurance & Investment Consultants Limited 11-May-98 FIMBRAHermes Consultants 14-Jul-99 FIMBRAHermitage Estates 21-Dec-99 FIMBRAHerold (Life & Pensions) Limited 29-Sep-97 FIMBRAHerrington Financial Services Limited 01-Nov-91 IMROHerriot Management Limited 04-May-00 FIMBRAHersham Rowley Limited 01-Mar-91 TSAHGC Financial Services Limited 04-Nov-92 FIMBRAHigh Force Associates Limited 23-Apr-01 FIMBRAHighcliffe Financial Services Limited 11-Jan-94 FIMBRAHigheath Limited 04-Jul-03 FIMBRA/PIAHiley-Payne & Coxwell Investment Management Limited 19-Nov-98 FIMBRAHinks Insurance Brokers (Life & Pensions) Limited 08-Nov-00 FIMBRA/PIAHolborn Financial Management Limited subsequently Holborn Financial Management (1984) Limited 16-Apr-99 FIMBRAHolden Matthews (Financial Services) Limited 01-Oct-03 FIMBRA/PIAHolderness Financial Services Limited 28-Sep-99 FIMBRAHolloway Bank (Insurance Services) Limited 01-Nov-01 IBRCHolmes Young & Associates Limited 26-Mar-01 FIMBRAHolsgrove & Richardson (Life & Pensions) 10-May-01 FIMBRAHome & Overseas Investments (UK) Limited 28-Sep-99 FIMBRAHomeline Estate Agents & Financial Consultants 20-Sep-02 FIMBRAHomer McKenzie Limited 28-Mar-96 FIMBRAHope Associates 04-Feb-00 FIMBRAHope Commodities 15-Dec-93 SFAHorwood Finn (Life & Pensions) Limited 12-Jan-99 FIMBRAHoughton Sanderson Financial & Insurance Services Limited 20-Jan-99 FIMBRAHoulder Financial Services Limited 01-Feb-00 FIMBRAHoward Frapwell Insuraqnce & Mortgage Independent FinancialAdvisers Limited 24-Aug-04 FIMBRA/PIAHTC Financial Services Limited formerly trading as HTC Insurance Services Limited 13-Oct-04 FIMBRA/PIAHudson & Stevenson Limited 24-Jul-98 FIMBRAHugh Mcdermott trading as Hugh Mcdermott Insurance & Mortgages (deceased) 01-Oct-04 FIMBRA/PIAHughes, Disley & Company Limited 06-Jul-01 FIMBRA

Name of firm Date declared Regulator

Hunter & Owen Independent Financial Advisers Limited, formerly White Knights Mortgage & Financial Services Limited 22-Nov-04 FIMBRAHuntrods Haydon & Rose (Financial Services) Limited 11-Sep-00 FIMBRA/IBRCHussein Khalil trading as Premier Insurance Consultants 11-Jan-95 FIMBRAHutchinson Insurance Consultants Limited 24-Mar-99 FIMBRAHutchison and Craft Financial Services Ltd (subsequently HWF Financial Realisations Ltd) 26-Sep-00 FIMBRAHyde Financial Services Limited 21-May-99 FIMBRAI F C Life and Pensions Limited 08-Jun-01 FIMBRAI F S Associates Limited, formerly trading as Beaumont Scott, also as Schoolplan, also as Keith Churchill Insurance Services 07-Dec-04 FIMBRA/PIAI B Thomasson & Associates 07-Jan-99 FIMBRAI Roberts (Insurance Consultants) Limited formerly I Roberts(Insurance Brokers) Limited 04-Sep-01 IBRCI.S.K 11-Jun-99 FIMBRAIan F Micklethwaite Limited 27-Apr-00 FIMBRAIan Fray & Co Insurance Broker, formerly trading as Ian Fray & Co, formerly trading as Ian Fray & Company (Insurance Brokers) 22-Nov-04 FIMBRA/IBRC/

PIAIan Glyn Powditch Esq 29-Apr-03 FIMBRAIan Griffin (Life & Pensions) 13-Jul-99 FIMBRAIan McDonald Davies trading as Midlands Insurance Service 07-Sep-94 FIMBRAI F B (London) Limited 19-Oct-94 FIMBRAI F G Consultancy Limited trading as Investment & Finance Group 05-Mar-99 FIMBRAI F G Financial Services Limited 20-Nov-96 FIMBRAI M F Financial Services plc 06-Dec-95 FIMBRAImmediant Insurance Brokers Limited 01-Nov-99 FIMBRAImpex Cover Limited 12-Aug-99 FIMBRAIndependent Allied Advisers Limited 26-May-99 FIMBRAIndependent Associates (Assurance Services) Limited 18-Sep-98 FIMBRAIndependent Corporate Services Limited 27-Jul-99 FIMBRAIndependent Financial Advice (UK) Limited 03-Aug-98 FIMBRAIndependent Financial Advice Centre (Rickmansworth) Limited 17-Sep-98 FIMBRAIndependent Financial Advisers Limited 16-Oct-96 FIMBRAIndependent Financial Advisory Centre 12-Feb-01 FIMBRA/PIAIndependent Financial Services 20-May-99 FIMBRAIndependent Financial Services 22-Jun-00 FIMBRA & PIAIndependent Financial Services (Darlington) Limited 05-Nov-99 FIMBRAIndependent Financial Services (Somerset) Limited (formerly Boshers (Braunton) Limited 26-Apr-00 FIMBRAIndependent Financial Services Limited 20-Sep-00 FIMBRAIndependent Insurance & Financial Services Limited 26-Feb-02 FIMBRAIndependent Insurance Expertise Limited 23-Aug-04 FIMBRA/PIAIndependent Life & Pensions Ltd (formerly Caleb Roberts (Life & Pensions) Ltd) 12-Feb-01 FIMBRAIndependent Property Securities Limited (in liquidation) 22-Mar-96 IMROIndividual Savings & Insurance Services Limited 28-Mar-96 FIMBRAIndustrial Federated Brokers 19-Jan-00 FIMBRAIngham & Bulcock Limited 05-Jul-99 FIMBRAIngleby & Partners Limited 12-May-98 FIMBRAIngot Financial Advisory Services Limited 01-Nov-02 FIMBRAIngot Mortgage Services Limited 08-Jun-00 FIMBRAInishowen Finance Investment & Tax Counsellors 21-Dec-01 FIMBRA/PIAInsurance & Financial Services Limited 21-Jul-04 FIMBRAInsurance & Investment Services 01-Nov-99 FIMBRAInsurance Experts (Life & Pension Consultants) Limited 08-Sep-00 FIMBRAInsurance Services (Midland) Limited 01-Oct-04 IBRCInsure Direct Limited Formerly Cumbria Investment Brokers Limited 27-Jan-04 FIMBRAInsurite Limited 23-Aug-04 IBRCInsurvend Independent Financial Advisers formerly Christopher Woods Independent Financial Adviser 18-Nov-98 FIMBRAINT (Life & Pensions) Limited 03-Jul-98 FIMBRAInterlink Insurance and Financial Services 08-Jun-00 FIMBRA

Name of firm Date declared Regulator

International Futures Corporation Limited 09-Sep-99 SFAInvestment & Insurance Consultants 24-Jun-99 FIMBRAInvestment And Finance Group Limited 12-Jun-02 FIMBRAInvestment Intermediaries Limited 17-Jun-99 FIMBRAInvestment Management Servces Limited 28-Mar-01 FIMBRAInvestment Managers (Scotland) Limited 05-Dec-97 FIMBRAInvestment Marketing International plc 03-Jul-96 FIMBRAInvestment Marketing Services Limited 09-Sep-92 FIMBRAInvestment Portfolio Services Limited 17-Jun-99 FIMBRAInvestment Services International Limited 20-Nov-96 FIMBRAInvestors Advisory Services Limited 17-Oct-97 FIMBRAInvestors Independent Limited (formerly Heathmen Limited) 29-Aug-00 FIMBRAIronside Insurance Services & Estate Management Company Limited 17-May-01 FIMBRAIrvine Donald & Co (Stirling) Limited 17-Mar-00 IBRCIsla Insurance Services Limited 20-Dec-00 FIMBRAIvan John Spilling trading as MJS Insurance Brokers 21-Apr-04 IBRCIvor and Frances Simon formerly trading as Simon Corr & Company 07-Feb-02 FIMBRA/PIAIvor Cradock Formerly trading as Cradock Financial Services 16-Jun-04 FIMBRA/PIAJ B Lloyd Taylor (Pensions Investment & Financial Planning (Limited) 01-Mar-95 FIMBRAJ B Mortgages Limited 01-Jul-98 FIMBRAJ Bennett & Son (Insurance Brokers) Limited 28-Feb-00 FIMBRAJ D Donnan Limited 14-Jan-00 FIMBRAJ D Dunn & Partners (Financial Services) Limited 17-Dec-98 FIMBRAJ D H Blackburn (Life & Pensions) Limited 31-Jan-02 FIMBRA/PIAJ D Ward (Financial Services) Limited 31-Mar-00 FIMBRAJ David Petch (Life & Pensions) Limited 08-Mar-00 FIMBRAJ Dowie formerly trading as Anchor Insurance Consultants 11-Sep-01 FIMBRAJ E Armstrong Life & General Services 12-Jan-01 FIMBRAJ E Simmons ESQ 05-Mar-03 FIMBRAJ Eade Esq 13-Oct-98 FIMBRAJ H F Insurance & Investment Services 10-Jun-99 FIMBRAJ K Consultants Limited 12-Jul-99 FIMBRAJ K Financial Consultants Limited 14-Jan-00 FIMBRAJ Mackenzie & Company 25-Mar-99 FIMBRAJ Moore & Partners (Life & Pensions) Limited 31-Aug-99 FIMBRAJ P R Insurance Services 17-Jun-99 FIMBRAJ P Rickard, Esq 12-Mar-98 FIMBRAJ Pemberton trading as John Pemberton Independent Financial Services 25-Oct-00 FIMBRA/PIAJ R Bennett & Company (Financial Services) Limited 15-Apr-99 FIMBRAJ Saunders trading as Saxon Investments 20-Nov-96 FIMBRAJ Spencer Jones Limited 10-May-01 FIMBRAJ W Webb Financial Management Limited 05-Sep-97 FIMBRAJ Weston, N Ovey, D Cartwright and G Hodge formerly trading asWeston Ovey (Life and Pensions) 20-Oct-00 FIMBRAJ. B. Cornwell, Esq 30-Nov-99 FIMBRAJ. S. V. Financial Services 14-Jan-00 FIMBRAJ.E. Messeter & Company (Management Services) Limited 14-Jan-00 FIMBRAJackson & Jackson 01-Sep-03 FIMBRA/PIAJacob Insurance Brokers Limited (In Liquidation) 07-Aug-02 FIMBRA/PIAJames Aitkin Mortgage & Life Assurance Consultant 04-Nov-92 FIMBRAJames Blenkin (Finanical Services) Limited 23-Jul-04 FIMBRAJames Leigh and Raymond Duffy formerly trading as Red Rose Insurance Services 22-Oct-04 FIMBRAJames Lytle (Crawley) Limited 26-Apr-00 FIMBRAJames Lytle (Eastbourne) Limited 28-May-99 FIMBRAJames Lytle (Worthing) Limited 11-Feb-02 FIMBRAJames Moffat Spence trading as Watson Laurie Sinclair Life & Pensions Consultants 12-Aug-03 FIMBRAJames Neville & Co. (Financial Services) Limited 10-Sep-99 FIMBRAJames O'Connor formerly trading as Knaveshire Insurance Services 27-Sep-04 FIMBRA/PIAJames Ormiston trading as J Ormiston Insurance & Mortgage Services 26-Feb-03 FIMBRAJames Stuart Robertson formerly trading as Stuart Robertson Insurance Services 31-Aug-04 FIMBRA/PIA

Name of firm Date declared Regulator

Jamison Christie Limited 23-Sep-98 FIMBRAJanuary Services 17-Jun-99 FIMBRAJaqui McCarthy Associates 21-Jul-99 FIMBRAJarolsav Capanda trading as Homecare Insurance and Mortgage Services 23-Jul-01 FIMBRAJavrant Limited 10-Jun-99 FIMBRAJawer UK Limited 07-Oct-98 FIMBRAJBI Asset Management Limited 14-Jul-99 FIMBRAJeffreys Henry Financial Services Limited formerly J H E Limited, subsequently Brennan Financial Services Limited 28-Feb-00 FIMBRAJeffries and Company (Financial Services) Limited 29-Jan-99 FIMBRAJenkinson Treece & Co Limited 26-Sep-00 IBRCJennings & Associates Financial & Investment Services Limited 14-Sep-99 FIMBRAJerome Anderson Associates Limited 12-Jul-99 FIMBRAJGM Financial Services 01-Jan-90 FIMBRAJim Buchanan & Company 20-May-99 FIMBRAJimmy Duffy (Gateshead) Insurance Consultant 30-Aug-01 FIMBRA/PIAJoe Corey, Esq 02-Sep-99 FIMBRAJohn & Norma Bryant trading as John Bryant Independent Financial Advisors (trading as John Bryant) 01-Oct-03 FIMBRA/PIAJohn A Halladay Limited 31-Jan-02 FIMBRAJohn Alexander Fotherby ESQ. 08-Oct-02 FIMBRAJohn Allan trading as Murphy & Allan 03-Jul-96 FIMBRAJohn Angela Financial Services Limited 02-Jul-99 FIMBRAJohn Beardmore and Nicholas Taylor trading as Beardmore Taylor Financial Services 20-Jul-04 FIMBRAJohn Bellamy trading as Eastern Insurance Services 16-Oct-96 FIMBRAJohn Bowman (Financial Advisers) Limited 12-Jul-99 FIMBRAJohn Bridger formerly trading as J R Bridger & Company 07-Jun-01 FIMBRA / PIAJohn Callinan trading as Granville Insurance Brokers 27-Feb-03 FIMBRAJohn Carlyle-Lyon trading as Money Masters 21-Jun-95 FIMBRAJohn Cockerill and Company 02-Jul-99 FIMBRAJohn David Booth Formerly trading as Knightbridge Consultants 25-Oct-01 FIMBRAJohn Davis trading as Mortgage & Insurance Centre 28-Oct-97 FIMBRAJohn Dixon and Anthony Burton formerly trading as John A Dixon and Company 25-Nov-03 FIMBRAJohn Dunhill (Sheffield) Limited 22-Jan-04 FIMBRAJohn Edward Carr trading as JEC Financial Services 01-Jul-03 FIMBRAJohn G Daniels Limited 30-Nov-04 FIMBRA/PIAJohn George Bird formerly trading as J Bird Investment Consultant 04-Dec-00 FIMBRA/PIAJohn Gilmartin trading as F.M.C. 16-Oct-00 FIMBRA/PIAJohn H Denby (Insurance Consultants) Limited 03-Dec-03 FIMBRA/PIAJohn H Luscombe Limited, formerly Lees Luscombe Limited 12-Jun-02 FIMBRA/PIAJohn Hayman PLC 11-Aug-03 FIMBRAJohn Hazell formerly trading as J B Hazell 02-Oct-02 FIMBRAJohn Hitchmough, formerly trading as Aylesbury Insurance Services 25-Jun-02 FIMBRAJohn Horsman & Ian Finch trading as Horsman Finch Insurance Services 16-Sep-97 FIMBRAJohn Jackson Insurance Services 13-Jul-99 PIAJohn Laurence Murphy, Jonathan Geoffrey Steward & Frank James Mountain trading as Jonathans Financial Services 19-Oct-94 FIMBRAJohn Leach (Life & Pensions) Limited 16-Apr-99 FIMBRAJohn Lewis & Son (Insurance Brokers) Limited 24-Jul-01 IBRCJohn Lyon trading as John Lyon Insurance Services 11-Dec-00 FIMBRAJohn M Beirne & Company 08-Mar-99 FIMBRAJohn MacGill formerly trading as MacGill & Company Life and Investment Services 16-Sep-02 FIMBRAJohn Mackenzie formerly trading as Chanonry Assurance Service 29-Jul-03 FIMBRAJohn Mathewson formerly trading as E J Investment Services 11-Oct-01 FIMBRAJohn Mayo 01-Dec-97 FIMBRAJohn Messer-Bennetts Financial Management 06-Jul-01 FIMBRAJohn Mulvey and Company 29-Jan-99 FIMBRAJohn N Hatton and Company Limited 15-Feb-00 FIMBRAJohn Newman formerly trading as John A Newman IFA 01-Nov-01 FIMBRA/PIAJohn Nicholls trading as John Nicholls Financial Services 28-Aug-98 FIMBRA

Name of firm Date declared Regulator

John Norman Pearson, ESQ 06-Jul-01 FIMBRAJohn O'Connor and Michael O'Connor, formerly trading as Bede Insurance Services 10-Apr-02 FIMBRA/PIAJohn Paul Hatfield trading as Associated Financial Services 24-May-04 FIMBRAJohn Pollard Associates Limited 23-Feb-99 FIMBRAJohn R Broughton (deceased), formerly trading as Broughton More & Company 16-Feb-05 FIMBRAJohn R Chadwick & Company (Life & Pensions) Limited 28-Sep-00 FIMBRA/PIAJohn R Fox & Company 06-Oct-99 PIAJohn Raymond Financial Services Limited 12-Mar-99 FIMBRAJohn Richard Wood trading as JRW Insurance Brokers 16-Mar-94 FIMBRAJohn Robert Wood Esq 17-Jan-01 FIMBRA/PIAJohn Rocks & Company 30-Jun-99 FIMBRAJohn Siddall & Son (Financial Services) Limited 23-Sep-98 PIAJohn Siddall & Son Limited 30-July-99 ICS

22-Oct-99 SFAJohn Stephen Financial Services Limited 24-Mar-00 FIMBRAJohn Stewart Financial Consultancy 19-May-99 FIMBRAJohn Stovell Pensions & Investments 14-Jan-99 FIMBRAJohn Taylor Investment & Assets Management 23-Feb-98 FIMBRAJohn Watson & Daniel O'Leary trading as Daniel Roche Associates 10-May-01 FIMBRAJohn William Radley trading as Personal Insurance Services 08-Jan-97 FIMBRAJohn Williams trading as D C Parker Life & Pensions 06-Aug-03 FIMBRA/PIAJohn Winter, Esq 26-May-99 FIMBRAJohn Wood Services Limited 04-Sep-01 FIMBRA/PIAJohn Wyatt and Charles Peplow formerly trading as BWP Partners 25-Nov-03 FIMBRA/PIAJohn Yendell and Company Limited 04-Jan-00 FIMBRAJohnson Financial Management Limited, subsequently Finmancrest Limited 22-Oct-04 FIMBRAJohnston Wells & Co Limited 15-Mar-00 FIMBRAJones & Brunt Limited 30-Aug-01 IBRCJoseph Teppett & Co Mortgage Insurance Consultants 23-Feb-99 FIMBRAJoyce Roberts Financial Consultants Limited (formerly Shotjust Limited) 15-Sep-00 FIMBRAJR Marrington & Company Limited 23-Mar-99 FIMBRAJubilee Pickles Limited trading as Jubilee Insurance 15-Feb-00 FIMBRAJudy Ward (Hall Green) Limited 14-May-96 FIMBRAJulie Ann Lancaster trading as Breckland Insurance Brokers 27-May-04 FIMBRA/PIA

IBRCJulie Mingaye trading as Esseveld Enterprises 13-Feb-02 FIMBRAJustmo International Financial Brokers Limited 16-Jun-93 FIMBRAJ W L Academy Investment Management Limited 07-Mar-05 FIMBRA/PIAK A Edis and Company (Insurances) Limited 13-Oct-99 FIMBRAK B Insurance Brokers (London) Limited 01-May-01 IBRCK Brown & Co (Newcastle) Limited (In Liquidation) 25-Mar-02 FIMBRA/IBRCK J Earl & Associates 23-Feb-99 FIMBRAK R Gordon Limited (formerly Gordon Peel & Company Limited) 01-May-01 IBRCK Shipside Associates Limited 07-Oct-04 FIMBRAK E Mitchell & Son Limited 23-Aug-00 IBRCKallender Jeffries Financial Services Limited formerly trading as KallenderAshford Financial Services Limited 25-Nov-03 FIMBRA/PIAKaran Kissoon Singh formerly Trading as the Mortgage & Savings Shop 07-Sep-04 FIMBRAKaye Dee Insurance & Mortgage Consultants Limited 12-Mar-04 FIMBRAKCC Insurance Services (Life & Pensions) Limited 21-May-03 FIMBRA/PIAKearsley Financial Services formerly Kearsley (Life & Pension Brokers) Limited, subsequently Bellish Limited 08-Mar-99 FIMBRAKedleston Investment Limited 21-Dec-01 FIMBRAKedleston Stockbrokers 02-Nov-94 SFAKeith Anthony Pearson trading as Pearson Buckingham Mortgage& Insurance Consultants 05-Jul-04 FIMBRAKeith Artis Associates 24-Jul-98 FIMBRAKeith Aston formerly trading as Aston Associates 09-Oct-02 FIMBRA/PIAKeith Brake trading as K E Brake Life Pensions and Investments 25-Jan-01 FIMBRAKeith G Wallace & Associates 15-Jul-99 FIMBRAKeith M Platt (Insurance Brokers) Limited 02-Mar-00 IBRC

Name of firm Date declared Regulator

Keith Nash Life & Pensions Consultant 23-Aug-00 FIMBRAKeith Pryce (Cheshire) Limited 25-Nov-03 IBRCKeith Quinnen trading as Argos Insurance Mortgage 28-Aug-98 FIMBRAKeith Simpson trading as Derwent Mortgage & Financial Consultants 01-Feb-95 FIMBRAKeith Thomas Howland trading as Roanland Insurance Consultants 15-Feb-95 FIMBRAKelden & Company 03-Aug-04 IBRCKelly's Insurance Services 24-Mar-99 FIMBRAKelsh & Sons Limited 16-Oct-03 FIMBRAKemp & Co (Financial Consultants) Limited 26-Apr-00 FIMBRAKemp Insurance Services 22-Jun-00 FIMBRA/PIAKen Atkinson & Co 17-Jun-99 FIMBRAKen Littler Financial Services 12-Jan-99 FIMBRAKendall & Co Financial Services Limited 28-Sep-99 FIMBRAKendall White & Company Limited 01-Sep-00 FIMBRA & PIAKendel Financial Services 02-Jul-99 FIMBRAKenilworth Financial Services 15-Feb-00 PIAKennant Financial Services Limited 29-Jan-99 FIMBRAKenneth Allen trading as Allen Life And Pensions Services 16-Jul-03 FIMBRAKenneth and Pauline Gilchrist Formerly trading as Gilchrist & Gilchrist 30-Aug-01 FIMBRAKenneth J Bruno trading as Ken Bruno Associates 21-Jun-95 FIMBRAKenneth Rogers Financial Services Limited 17-Dec-98 FIMBRAKenneth Wright (Financial Services) Limited 31-Mar-99 FIMBRAKensington Financial Services Limited 13-Sep-04 FIMBRAKetteridge Goddard (Life & Pensions) Limited 03-Sep-01 FIMBRAKevin Carroll (Inter-National) Insurance Broker (formerly trading as Kevin Carroll International Insurance Broker & Financial Adviser) 29-Nov-01 FIMBRA/IBRCKevin James Raymond Birks trading as Gables Independent Financial Advisors 06-Feb-04 FIMBRAKevin Morris Mortgages Investment Pensions & Life Assurance 06-Sep-99 FIMBRAKevin Rees and Ivor & Anita Rees trading as Rees Insurance 31-Jan-02 FIMBRA/PIAKeyston Limited trading as Financial Consultancy Services 17-Mar-99 FIMBRAKeywest Life & Pensions Ltd- In Liquidation 22-Nov-04 FIMBRAKilbarrons Limited 29-Apr-04 FIMBRA/PIAKilbybond Limited 24-Jul-01 FIMBRAKillick & Inglis 01-Jun-94 FIMBRAKimberworth Insurance Services Limited 22-May-00 FIMBRAKing Street Financial Services Limited 22-Nov-04 FIMBRA/PIAKing's Lynn Financial Consultants Limited 29-Jun-98 FIMBRAKings Financial Services (Sevenoaks) Limited 23-Mar-05 FIMBRAKingston Avis & Company Limited 24-Nov-99 FIMBRAKingswood Financial Services Limited 23-Mar-98 FIMBRAKingsworld Financial Limited 09-Dec-99 FIMBRAKinnin Insurance & Financial Services 16-Sep-02 FIMBRAKinnoull & Athol Limited (now John McNichol (Perth) Limited) 30-Oct-01 FIMBRAKirkpatrick Mitchell Associates 01-Oct-90 FIMBRAKLM Financial Services Limited 05-Sep-02 FIMBRA/PIAKnight Williams & Company Limited 15-Jul-96 FIMBRAL & P PLC formerly known as Lamont & Partners PLC 17-Jun-99 FIMBRAL & P Run Off Limited 01-Feb-00 PIAL A Boots & Son Co Limited formerly L A Boots & Son (Insurance Brokers) Co Ltd 10-May-01 IBRCL F Morgan Limited, formerly L F Morgan (Insurance Brokers) Limited 22-Nov-04 IBRCL G Financial Services Limited, now T43 Limited 22-Nov-04 FIMBRAL Haskings Limited 01-Oct-04 FIMBRAL N C Financial Services Limited 27-Sep-00 FIMBRAL & A Investment Consultants Limited 06-May-92 FIMBRALancashire & Yorkshire Portfolio Management Limited 01-Jan-92 FIMBRALancaster Hilton Investments plc 20-Dec-95 IMROLancasters Financial Services (Barnsley) Limited 29-Jan-99 FIMBRALancastrian Financial Services Limited 16-Feb-05 SIBLansdowne Financial Services 21-Dec-01 FIMBRALansley & Company 05-Dec-97 FIMBRALaphouse Limited formerly John Hatton & Co Limited 26-Jan-00 PIALarcombe Limited 26-Sep-00 FIMBRA

Name of firm Date declared Regulator

Larnell (Insurances) Limited 24-Nov-99 FIMBRALarry Barreto and Fiona Jelley formerly trading as Barreto & Partners 31-Mar-03 FIMBRA/PIALatimer Investment Services plc 01-Nov-91 FIMBRALaurence Dyer Financial Planning Limited 27-May-99 FIMBRALawes Montague 24-Jul-01 FIMBRALawes Montague (Bristol) Limited 28-Mar-96 FIMBRALawford Financial Services Limited (In Liquidation) 16-Jan-01 PIALawrance Financial Services Limited 21-Dec-01 FIMBRA/PIALawrence Davis Associates 13-Oct-99 FIMBRALawrence Meara Limited formally Norden Meara Limited 12-Jun-98 FIMBRALawson & Dixon Estate Agents, Mortgage and Insurance Consultants 07-Jun-01 FIMBRALawtrade Limited 10-Jul-98 FIMBRALawyers Financial Services Limited 05-Mar-97 FIMBRALaycock Financial Management Limited 01-Nov-02 FIMBRALaymonds of London Limited 07-Jul-93 FIMBRALeadenhall Life & Pensions Limited 01-Nov-99 FIMBRALeading Financial Services 28-Mar-96 FIMBRALeary Dodson 10-Sep-99 FIMBRALeasowe Credit Union Limited 08-May-03 FSALee Connolly Associates 23-Apr-99 FIMBRALee, Cocker & Hartley Ltd trading as Seven Oaks Insurance 10-Feb-03 FIMBRALegal Marketing Services Limited (subsequently Robert Lawrie & Co Limited) 08-Jan-01 FIMBRALeicester City Council Employees Credit Union 08-May-03 FSALeigh Financial Planning Limited formerly known as Prestwood Rye Financial Planning Limited 22-Nov-99 FIMBRALemant Limited 29-Jun-98 FIMBRALeo Insurance Consultants 24-Nov-99 FIMBRALeo Morrissey 08-Sep-00 IBRCLeon Menzies Limited 24-Dec-04 FIMBRA/PIALeonard Mann trading as Atlas Financial Consultants 19-Nov-03 FIMBRA/PIALeonard March trading as Leonard March Insurance & Financial Services 21-Jun-95 FIMBRALeonard Walker 19-Jan-00 FIMBRALeslie Hamilton trading as Les Hamilton & Associates 03-Aug-04 FIMBRALeslie Hare formerly trading as Hare Insurance Brokers 17-Jan-01 IBRCLeslie John Everett trading as Leslie Everett Associates Financial Services 07-Jul-93 FIMBRALeslin Joseph Harris trading as Leslin Financial Services 16-Mar-94 FIMBRALester Edwards Insurance Consultants 14-Jul-99 FIMBRALewis & Co Financial Services 29-Jun-98 FIMBRALewis Alkin Financial Services Limited 28-Mar-96 FIMBRALewis Frame Limited 02-Sep-98 FIMBRALewis, Cox & Company Limited 01-Feb-00 FIMBRALewis-Ranwell & Company Limited 25-Nov-03 IBRCLGL Securities Limited 22-Mar-96 FIMBRALiddiatt Insurance Brokers Limited 03-Nov-04 IBRCLifeguard Associates 03-Mar-99 FIMBRALifeplan Financial Services 28-Sep-99 FIMBRALifetime Independent Financial Advisers Limited 06-Dec-95 FIMBRALightwater Mortgage And Financial Services 30-Aug-01 FIMBRA/PIALinden Guild Financial Services 19-May-99 FIMBRALinnoc Europe Limited 23-Aug-04 SFALionel Genn Financial Consultants Limited 16-Jun-92 FIMBRALis Life, Pensions & Investments Limited 21-Apr-04 FIMBRA/PIAListerdale Financial Services Limited 30-Sep-99 FIMBRALlechryd Financial Services 23-Aug-00 FIMBRALloyd Bentley P.L.C 05-Jan-05 FIMBRA/PIALloyd Manley Life, Pensions & Investments Limited 22-Aug-00 FIMBRALloyd Taylor (Independent Financial Advisers) Limited 11-Jan-95 FIMBRAL L Y R Financial Management Limited 19-Jul-02 FIMBRAL M D International Financial Services Limited 27-Nov-00 FIMBRAL M D International Investment Management Limited 28-Feb-05 FIMBRAL M D International Investment Management Services 18-Jun-97 FIMBRALocal Properties (Life) Limited Formerly Holt Park (Life & Pensions) Limited 03-Sep-01 FIMBRA

Name of firm Date declared Regulator

Lock Birchall (Financial Services) Limited 14-Jul-99 FIMBRALockyer and Wernham 30-Jun-99 FIMBRALoh Morris Borst Limited 20-Jan-99 FIMBRALombarde Warwick (Newcastle) Limited 16-Apr-99 FIMBRALondon & Canterbury Financial Consultants Limited 16-Oct-96 FIMBRALondon Corporate Securities Limited (in liquidation) 04-Mar-98 FIMBRALondon Financial Services Limited 03-Jun-92 FIMBRALoran & Loran 24-Jun-99 FIMBRALothbury Insurance Services Limited 22-Nov-04 FIMBRA/PIALovell & Co Limited 01-Oct-90 TSALowden Securities Limited trading as The Mortgage Line 24-Nov-99 FIMBRALuma Investment and Insurance Consultants 26-Jan-00 PIALycett Law Limited 26-Jun-02 FIMBRALydhurst Associates (Hanley) Limited 12-Mar-04 FIMBRALynborough Financial Services Limited trading as Mortgages & Money Matters 31-Jul-00 FIMBRALyngate Limited, formerly Farmer Insurance Consultants Limited 03-Jul-02 IBRCLynx Financial Services Limited 05-Feb-02 FIMBRALynx Management (Financial Services) Limited 01-Nov-99 FIMBRAM & C Insurance Services Limited 29-Jan-99 FIMBRAM & D Consultants Limited formerly trading as Medical & Dental Insurance Brokers Limited 17-May-01 FIMBRAM & E Corporate Services Limited 16-Sep-02 SFAM & E Financial Management PLC 17-Jan-01 FIMBRAM A Noble (Life & Pensions) Limited 17-Jan-01 FIMBRA/PIAM B Lightfoot & E J Davenport trading as John Bruce Investment Services 05-Mar-97 FIMBRAM C C Financial Services 14-Jul-99 FIMBRAM C H Edginton Insurance Brokers Limited 01-May-01 IBRCM G Clegg (Financial Services) Limited 23-Feb-99 FIMBRAM Gill Financial Services 23-Aug-00 FIMBRAM H Adams 07-Jul-00 FIMBRAM H G Financial Services Limited 08-Jan-01 FIMBRAM J Financial Planning 28-Aug-98 FIMBRAM J Palfrey & Co Limited 09-Jul-04 FIMBRAM J Trembecki & Associates 25-May-00 FIMBRAM Malloy & Partners Insurance Consultants 26-May-99 FIMBRAM P Financial Consultants Limited 11-Aug-99 FIMBRAM P Ryan (Life & Pensions) 08-May-00 FIMBRAM R Shaw trading as Rutland Shaw Financial Services 30-Mar-95 FIMBRAM S Bell Financial Services Limited 18-Sep-98 FIMBRAM T J Insurance Investment Consultancy 23-Aug-00 FIMBRAM L. Bagree 29-Jan-99 FIMBRAM Travers Smith, Esq 01-Nov-99 FIMBRAM.M Financial Services 14-Jul-99 FIMBRAM R I Insurance Consultancy 13-Feb-02 FIMBRA/PIAM S L (Financial Services) Limited 16-Nov-99 FIMBRAMacclesfield Insurance Bureau 23-Jun-99 FIMBRAMackenzie Financial Services Limited 04-Dec-98 FIMBRAMacmillan Stewart Investments Limited 28-Mar-96 FIMBRAMadoc Financial Services Limited 09-Jun-98 FIMBRAMagenta Financial Services Limited 16-Oct-96 FIMBRAMaidstone Mortgage Centre Limited (in liquidation) trading as I E Direct 08-Jul-04 FIMBRAMakerfield Insurance Brokers Limited 10-Apr-02 FIMBRA/IBRCMalachy John O'Neill 29-Nov-01 IBRCMalbon Townsend (Financial Services) Limited 28-Sep-04 FIMBRAMalcolm Chapman & Janet Chapman trading as Malcolm Chapman & Co 07-Dec-94 FIMBRAMalcolm Chapman Financial Services Limited 07-Dec-94 FIMBRAMalcolm Clarke Life & Pensions Limited 19-Apr-01 FIMBRAMalcolm Factor, formerly trading as Matters 07-Feb-05 FIMBRAMales Insurance Consultants 02-Jul-99 FIMBRAManaged Financial Services Limited 30-Mar-95 FIMBRAManbury Personal Financial Advisers Limited 04-Nov-97 FIMBRAManning & Company (Life & Pensions) Limited 01-Sep-00 FIMBRA

Name of firm Date declared Regulator

Manor Financial Consultants 24-Nov-99 FIMBRAMaranpar Limited trading as Coleridge Cole & Robertson 03-Sep-01 FIMBRAMarble Financial Services Limited 09-Feb-98 FIMBRAMarchington Limited (formerly North Midland Insurance Brokers Limited) 07-Jun-01 IBRCMardners Insurance 23-Jun-99 FIMBRAMargaret R Birtle (Insurance Brokers) Limited 01-May-01 IBRCMark Charles Bromwich trading as MCB Associates 22-Sep-94 FIMBRAMark Evans Investments 02-Aug-99 FIMBRAMark Owen Insurance Services 15-Jul-99 FIMBRAMark Richard (Life & Pension) Limited 17-Jun-99 FIMBRAMarks, Jacobson & Co Limited 20-May-99 FIMBRAMarlene Jones & Anna Feeney formerly trading as Feeney, Jones, Tedcastle & CO 09-Nov-01 FIMBRAMarlingham Financial Services Limited 02-Jun-93 FIMBRAMarlow, Burt & Partners 31-Aug-99 FIMBRAMarlowe Sachs (Independent Financial Advice) 25-May-99 FIMBRAMarsh Ward (Insurances) Limited (in liquidation) 21-Jul-04 IBRCMarshall French & Lucas Limited (Formerly Swiss Financial Services (UK) Limited) * 05-Jul-02 SFAMarshall Wooldridge (TCB) Limited 21-Dec-01 FIMBRAMarshall-Emmens Associates Limited 23-Feb-05 FIMBRAMartin Blue Insurance Consultants Limited (In Liquidation) (formerly Martin Blue (Insurance Brokers) Ltd) 17-May-01 IBRCMartin Brittain Financial Services 10-Jun-99 FIMBRAMartin Crannis Financial Services Limited 30-Aug-01 FIMBRAMartin Luck trading as Dacorum Financial Consultants 23-Jun-99 FIMBRAMartt and Partners Insurance Services 17-Jun-99 FIMBRAMartyn Balm Life & Pensions Limited 28-Feb-00 FIMBRAMartyn Meade (Financial Services) Limited 31-Mar-98 FIMBRAMason and Mason Limited (In Liquidation) formerly Mason and Mason Life& Pensions Limited and Mason & Mason (Insurance Services) Limited 23-Apr-01 FIMBRA/PIAMason Mulcahy Financial Management Limited 28-Sep-99 FIMBRAMassow Rainbow Group Limited Formerly Massow Financial Services Limited - In Receivership 24-May-04 PIAMatthews Clarke Financial Services Limited 23-Aug-04 FIMBRA/PIAMaund McLeonards PLC 23-Aug-00 IBRCMaureen Randell F.C.I.I. Insurance Consultant 04-Jan-02 FIMBRAMaurice Apple Financial Services Limited (subsequently Dynamis Financial Services Ltd) 04-Oct-01 FIMBRA/PIAMaurice Horlock Financial Services 16-Sep-02 FIMBRA/PIAMaxim Insurance Consultants Limited 13-Nov-00 FIMBRA &

IBRCMayell Insurance Consultants 30-Aug-00 FIMBRAMayfair Insurance Brokers 19-Mar-03 FIMBRA/PIAMayflower Investment and Financial Services Limited 22-May-00 FIMBRAMazewell Limited 29-Jun-00 FIMBRAMcCartneys (Life Pensions & Investments) Limited 12-Sep-02 FIMBRAMcClure & Whitaker (Life) Limited 29-Jul-03 FIMBRA/PIAMcDonald-Guy Limited 01-May-01 IBRCMcGee Financial Services Limited (formerly McGee Management Limited) 04-Dec-00 FIMBRA/PIAMcInric Limited (Formerly Flint & Co [Wallingford] Limited) 07-Mar-05 FIMBRA/PIAMckenna Financial Services Limited 31-Aug-04 FIMBRA/PIAMcKenna Gladstone Walker Limited 14-Jul-99 PIAMckenzie & Co (Insurance Brokers) Limited 15-Sep-04 IBRCMcKeown Lovett Investment Management Limited 24-Nov-99 FIMBRAMcKeown Lovett plc 17-Aug-94 FIMBRAMDA Investment Management Limited (formerly Corporate Benefit Services Ltd & Malcolm Doney Associates Investment Manangement Ltd) 12-Sep-00 FIMBRAMedical Insurance Agency Limited 01-Dec-04 FIMBRA/PIAMelbourne Roberts Insurance Services Limited 02-May-02 FIMBRAMelville & CO (Newbury) Limited formerly Melville J Burbage& Associates (Life & Pensions) Limited 26-Nov-01 FIMBRAMelville Harrison Limited 23-Jun-99 PIAMendip Insurance Brokers Limited 29-Aug-01 IBRC

Name of firm Date declared Regulator

Mentor Financial and Investment Consultants 20-May-99 FIMBRAMercat Business and Financial Services Limited 14-Jan-00 FIMBRAMeridian Benefit Consultants Limited 30-Jun-99 FIMBRAMerrow Insurance Services Limited 08-Nov-04 FIMBRAMerstan Limited 07-Jul-00 FIMBRAMervyn Sellick Financial Management Consultant 19-Jan-00 FIMBRAMeryl Court Technical Services plc (formerly Redcliffe Associates plc) 21-Dec-01 FIMBRA/PIAMIC Financial Planning Services 06-Jan-99 FIMBRAMIC Financial Services Limited 30-Jun-99 FIMBRAMichael Adam 21-Dec-00 FIMBRA/PIAMichael Alan Johnson trading as Suffolk Mortgage Services 28-Sep-98 FIMBRAMichael Beanland trading as Michael Beanland & Company 30-Aug-01 FIMBRAMichael Blackshaw formerly trading as City Insurance Services 20-Nov-02 FIMBRAMichael David formerly trading as David & Sons 26-Sep-02 FIMBRAMichael F P Howlett trading as Michael F P Howlett Associates 27-Nov-98 FIMBRAMichael Fish Insurance Services 31-Jul-00 FIMBRAMichael Forbes & Co 21-May-99 FIMBRAMichael Howey Formerly Trading As Icthos Insurance Consultants formerly Icthos Insurance Brokers 27-Jan-04 FIMBRA/PIAMichael J Alexander Life, Pensions & Investment Advisers Limited 24-Jul-01 FIMBRAMichael John Gurgul trading as H and S Mortgage Advisory Services 22-Sep-98 FIMBRAMichael John Warren & Howard Graham Wood trading as West Devon Financial Services 19-Apr-95 FIMBRAMichael Knowles & Company Limited 21-May-99 FIMBRAMichael Lee & Company Limited 26-Oct-98 FIMBRAMichael Lewis Financial Management Limited 06-Oct-93 FIMBRAMichael Lewis Quinn trading as Independent Financial Development 05-Feb-99 FIMBRAMichael Moore Associates 05-Jul-99 FIMBRAMichael Morrison Limited 19-Sep-01 FIMBRAMichael Smith formerly trading as Michael James Smith ESQ 01-Nov-01 FIMBRAMichael Stork and John Delmar-Morgan formerly trading as Morgan Stork 31-Jan-02 FIMBRAMichael T Sievewright Esq & Company 24-Nov-99 FIMBRAMichael Watts Financial Services 28-Sep-00 FIMBRA/PIAMichael Whitfield, formerly trading as Whitfield & Partners 07-Feb-05 FIMBRA/PIAMichael Wilks Formerly trading as Priory Financial Management 07-Mar-05 FIMBRAMid Essex Finance & Insurance 17-Dec-98 FIMBRAMidas Financial Planning Limited 26-May-99 FIMBRAMike Osborne Insurance Services Limited 14-Jan-03 FIMBRAMike Towns & Associates Insurance Services 26-Mar-98 FIMBRAMildmay Money Management Limited 03-Jun-98 FIMBRAMildminster Limited 01-Nov-89 FIMBRAMilehouse Investments Limited 20-May-99 FIMBRAMiles Benham (Insurance Brokers) Limited 25-Nov-03 IBRCMiles Jefferson Farra Limited 04-Dec-97 FIMBRAMill Financial Management Limited 08-Dec-98 FIMBRAMillar Cosens plc 15-Nov-95 FIMBRAMiller & Partners 09-Apr-99 FIMBRAMiller Insurance Agency 08-Aug-97 FIMBRAMiller Regis Financial Services Limited 20-Oct-00 FIMBRAMills & Wood (Life & Pensions) Limited 27-Jun-00 FIMBRAMilner Devereaux 15-Jul-99 FIMBRAMilton Financial Services Limited 13-Oct-99 FIMBRAMiltonash Limited 17-Dec-04 FIMBRAMinto Associates 19-Jan-00 PIAMitrepalm Financial Services Limited 23-Feb-99 FIMBRAMJB Associates 22-May-00 FIMBRAModern Money Limited 12-Mar-98 FIMBRAMomentum Financial Services Limited 24-Nov-99 FIMBRAMonarch Financial Advisers Limited (In Liquidation) 16-Feb-05 FIMBRA/PIAMoney Box Independent Financial Services Limited 23-Feb-05 FIMBRAMoney Watchers Limited (In Liquidation) 28-Feb-05 PIAMonument Life & Pensions Limited 10-Jun-99 FIMBRA

Name of firm Date declared Regulator

Moores Marr Bradley Limited 19-Sep-01 FIMBRA/PIAMoray Financial Services 14-Jul-99 FIMBRAMoremaker Limited trading as Rowan Financial Management 04-Dec-98 FIMBRAMoreover Savings and Finance Limited 25-Mar-99 FIMBRAMorewide Limited 05-Jul-99 FIMBRAMorgan & Gill 02-Aug-99 FIMBRAMorgan Brewood Limited 01-Feb-00 FIMBRAMorgan Financial Services Limited 16-Apr-99 FIMBRAMorgan Webb and Company Limited 23-Feb-99 FIMBRAMorribond Kane & Partners Limited 13-Oct-98 FIMBRAMortgages Plus 04-Dec-98 FIMBRAMortimer Miles & Co Limited 01-Sep-91 FIMBRAMorton Dunn Financial Services Limited 09-Sep-92 FIMBRAMothersill (Financial Services) Limited 27-May-99 FIMBRAMovecover Limited (In Liquidation) trading as Alpha Financial Services 11-Oct-04 FIMBRA/PIAMr A Carrol, Mr R Fairhurst & Mrs L Fairhurst trading as LangleyFinancial Planning Services 28-Mar-96 FIMBRAMr Barry Lehaney trading as Securicare Financial Consultants 05-Jun-96 FIMBRAMr Beagles & Mr Haggertay trading as Jeffes & Haggertay Associates 13-Nov-00 FIMBRAMr Bruce Elliot and Mr Chris Hammond, formerly trading asThe Money Management Centre 23-Feb-05 FIMBRA/PIAMr C G Brewitt trading as Brewitt Associates 23-Feb-99 FIMBRAMr C J Holme & Mrs L E Holme trading as Holme Associates 03-Jul-96 FIMBRAMr Colin Ivor Usherwood trading as Graham Simmons Insurance Services 22-Mar-96 FIMBRAMr D M Robinson trading as Bewdley Investment & Insurance Services 19-May-99 FIMBRAMr D Saunders trading as Saunders Insurance Services 16-Oct-00 FIMBRAMr David Crabtree trading as Crabtrees Property & Mortgage Centre 19-Dec-00 FIMBRAMr David Mason and Mr Richard Boreham trading as Trafalgar Financial Consultants 04-Mar-03 FIMBRAMr David Sleeman trading as Capital Financial Consultants 11-Mar-99 FIMBRAMr F Halliwell trading as Lancastria Financial Management Services 31-Mar-00 FIMBRAMR Gordon Searle formerly trading as Amor Searle & Company 31-Aug-04 FIMBRA/PIAMr Grimmer trading as Grimmer & Osbourn 25-Oct-00 FIMBRAMr Hawkins trading as Stuart Alexander & Hawkins 04-Dec-00 FIMBRAMr Hugh McReynolds Formerly Trading as Lyn Mar Estate Agents 26-Feb-04 FIMBRA/PIAMr I D Box trading as Execuplan Asset Management formerly Stevenson Box Financial Planning 19-Mar-99 FIMBRAMr I K Robb formerly trading as The Robb Agency 03-Sep-01 FIMBRAMr Ian Hugh Pennicott trading as C H Associates 24-Nov-99 FIMBRAMr James Moody & Mr Michael Clifton trading as Alliance Insurance Shop 07-Aug-96 FIMBRAMr James Tierney trading as Campbell McWilliams Associates 23-Aug-00 IBRCMr John Dean trading as Townley Dean 23-Aug-00 FIMBRAMr John Gilmartin trading as The Financial Management Centre 04-Jan-00 FIMBRAMr John Mac & Mr Robert Carter trading as MAC Financial Management 06-Mar-96 FIMBRAMr John Mason trading as Corporate Business Securities 06-Mar-96 FIMBRAMr Jonathan Battersby, formerly trading as Jonathan Battersby & Company 07-Feb-05 FIMBRA/PIAMr K J Freeman trading as Freeman Financial Services. 20-Sep-95 FIMBRAMr Ken Jones Formerly trading as Ken Jones Insurance 04-Oct-01 FIMBRA/PIAMr Laurence Mellor trading as Laurie Mellor Associates 14-May-99 FIMBRAMr Lawrence Arthur Clements trading as Lawrence & Partners 23-Feb-99 FIMBRAMr Liam Carey trading as Tara Consultants 28-Mar-96 FIMBRAMr Lunney & Mr Smethurst trading as Pendle Assurance Services 14-Jul-99 PIAMr Paul Eric Morgan formerly trading as Paul Morgan Financial Services 22-Sep-04 FIMBRAMr Paul Fitzgerald trading as Acorn Financial Consultants 23-Aug-00 FIMBRAMr Peter Martin trading as P T Martin & Company 04-Dec-00 IBRCMr R S Webb Formerly Trading As R S Webb Insurances 07-Mar-05 IBRCMr R Ward trading as Onward Insurance Services 09-Apr-99 FIMBRAMr Raymond George Phillips trading as Phillips Financial 21-Feb-96 FIMBRAMr Richard Knight formerly trading as Knightsbridge Associates 03-Sep-01 FIMBRAMr S G Forster trading as County Life & Pensions 23-Feb-99 FIMBRAMr S Plimbley Formerly trading as G R Plimbley & Sons 29-Aug-01 IBRCMr S W Birmingham trading as Birmingham Insurance Services 05-Feb-97 FIMBRA

Name of firm Date declared Regulator

Mr Simon Thorpe formerly trading as Simon H N Thorpe & Company 21-Dec-01 FIMBRAMr T D B Walton And Ms H A Walton Formerly trading as A A C Mortgage & Insurance Consultants 07-Mar-05 FIMBRAMr T Emery trading as Tina Financings 11-Jan-07 FIMBRAMr Terence Willison and Mr Norris Kilby formerly trading as Maywill Financial Services 12-May-04 FIMBRAMr Trevor Peel trading as Glen Insurance Services 23-Feb-99 FIMBRAMr Victor Graham Green trading as Victor Green & Company 16-Oct-96 FIMBRAMr W Cullen trading as LCA Financial Services 25-Oct-00 FIMBRAMr W J Quick trading as W J Quick, Griffiths & Co 21-Dec-01 FIMBRA/PIAMrs Linda Susan Scott trading as Alliance Financial Management 28-Mar-96 FIMBRAMrs V J Booth trading as VJB Insurance Services 16-Oct-96 FIMBRAMS Insurance Services Limited 01-Dec-93 FIMBRAMulticover Financial Services Plc 17-Mar-00 FIMBRAMultivale Limited 14-May-99 FIMBRAMunicipal and Country (Consultants) Limited 10-Jun-99 FIMBRAMunro Associates Limited 19-Oct-99 FIMBRAMurray & Company 11-Oct-01 FIMBRAMurray Cowles Associates Limited 16-Oct-96 FIMBRAMurray Noble Limited 29-Aug-01 FIMBRA/PIAN J Hyam trading as Twitten Mortgage & Insurance Services 30-Aug-00 FIMBRA/PIAN Miles Insurance Services Limited 08-Mar-00 IBRCN T Consultants 30-Sep-99 FIMBRAN/E Insurance Services (Life and Pensions) Limited 12-Sep-02 FIMBRA/PIANarendra Patel formerly trading as Narvin International Financial Services 14-Nov-02 FIMBRANationwide Company and Personal Pensions Limited 12-Jul-99 FIMBRANeedham Financial Consultants Limited 08-Dec-98 FIMBRANeil Monk trading as WMC Financial 27-Jan-04 FIMBRA/PIANeill McCalister Limited 07-Jun-01 FIMBRANeville Warents formerly trading as Neville Warents 13-Oct-04 FIMBRA/PIANew Life Financial Services Limited 05-Nov-97 FIMBRANew Life Investment Management Limited 05-Aug-98 FIMBRANew Life Sales And Marketing 24-Jul-01 FIMBRANew World Insurance Services 17-Jun-99 FIMBRANewby Investment Consultants Limited 29-Jan-99 FIMBRANewcourt Associates Limited formerly Barnett Dancer Financial Consultants Limited, formerly Habiwell Limited 23-Feb-99 FIMBRANewgrove Financial Services Limited 03-Aug-04 FIMBRANewhouse & General Life & Pensions 30-Jun-99 FIMBRANicholas Donaldson & Company 30-Sep-98 FIMBRANicholas Plant trading as William Lewis Financial Group 06-Dec-95 FIMBRANicholson Eastwood & Clark Limited 10-May-04 FIMBRA/PIANick Price Financial Services Limited 05-Mar-97 FIMBRANidderdale Financial Services Limited 04-Dec-98 FIMBRANigel Barrett Investments Limited 23-Apr-99 FIMBRANigel Davis Insurance Services 11-Jun-99 FIMBRANigel Ensor Limited trading as Rainbow Insurances 16-Dec-92 FIMBRANoble & Company (Independent Financial Advisors) Limited 05-Oct-94 FIMBRANoel Anthony McMenamin trading as Lloyd McMenamin & Associates 28-Oct-97 FIMBRANorman & Joscelyn Cockayne, formerly trading as N & J Cockayne Independent Financial Advisers 08-Nov-04 FIMBRA/PIANorman Baird formerly trading as NB Associates 03-Aug-04 FIMBRA/PIANorman Charles Hillier, Esq 07-Apr-99 FIMBRANorman David Mitchell formorly trading as Planned Investments 24-Aug-04 FIMBRA/PIANorman K. Ward and Son Limited 27-Mar-03 FIMBRA/PIA

PIANorman Kenneth Ward, Esq 03-Jan-01 FIMBRANorman Lynch Limited 02-Jul-98 FIMBRANorman McNeil & Partners Limited formerly trading as County Financial Services (Pensions) Limited 29-Oct-03 FIMBRA/PIANorman, Hastings & Company Limited 16-Nov-99 FIMBRA

Name of firm Date declared Regulator

Norminster Associates Limited 09-Sep-98 FIMBRANorris & Co (Life & Pensions) Limited (In Liquidation) 16-Sep-03 FIMBRA/PIANorth Down Insurance Brokers Limited 09-Jul-04 IBRCNorth London Insurance (Life & Pensions) Consultants Limited 15-Jun-04 FIMBRA/PIANorth Midland Financial Services (Offshore) Limited formerlyNorth Midland & Financial Services Limited 23-Apr-99 FIMBRANorth West Pension & Life 15-Sep-93 FIMBRANorthdowns Insurance Mortgage and Pensions Consultants Limited 22-Nov-04 FIMBRA/PIANorthern Blackmore (Life & Pensions) Limited 26-Mar-99 PIANorthway Financial Services Limited 17-Mar-99 FIMBRANorthwood O'Neill Barrett Limited 17-Jun-99 FIMBRANorvic Insurance Brokers Limited (now Norvic Insurance Services Limited) 22-Sep-04 IBRCNotecall Limited 03-Sep-01 FIMBRA/PIANRB Insurance Services Limited Formerly Known as Clarkes Financial Services Limited 29-Oct-03 FIMBRAO'Connell Nicholls Limited 15-Nov-95 FIMBRAO'Donnell Ross 05-Aug-99 FIMBRAOak House Financial Services Limited 27-Jun-00 FIMBRAOakingham Financial Management Limited (in liquidation) 16-Oct-96 FIMBRAOakland Financial Consultants 13-Feb-01 FIMBRAOaktree Financial Services Limited, trading as White Head & Raynolds Financial 23-Dec-04 FIMBRA/PIAOakwood Financial Services 08-Mar-99 FIMBRAOGWR Insurance Services 26-May-99 FIMBRAOmnirate Limited 10-Sep-98 FIMBRAOmniway Limited 31-Jan-02 FIMBRA/PIAORBI Financial Service Limited 14-Sep-01 FIMBRAOrchard Financial Services Limited formerly Neatstrong Limited 14-Jan-99 FIMBRAOrdbourne Limited 16-Oct-03 FIMBRAOughtred & Harrison Insurance Brokers (Midlands) Limited 09-Jul-04 IBRCOverseas Link Associates Limited 08-May-97 FIMBRAOwensure Limited (trading as Chiltern Insurance Group) 22-Sep-00 FIMBRAOxford Insurance Services Limited 28-Aug-98 FIMBRAOxted Financial Services Limited 16-Dec-92 FIMBRAP & G Independent Financial Advisors Limited 14-Jul-99 FIMBRAP A & O M Wright and Partners 30-Sep-99 FIMBRAP C Beckwith Financial Services 30-Jun-00 FIMBRAP D Armson and Company 14-Jul-99 FIMBRAP D Associates Group Limited 26-Feb-04 FIMBRA/PIAP G Howorth Financial Consultant 11-Oct-01 FIMBRAP I Adams Consultants 31-Mar-98 FIMBRAP J Independent Financial Advisor 21-May-99 FIMBRAP M Laurence Insurance Services Limited 13-Apr-04 FIMBRAP R Elias & Associates 08-May-00 FIMBRAP T M Insurance & Mortgage Consultants 30-Jun-99 FIMBRAP Webber & B Fisher trading as Roy Alexander & Company 19-Jun-97 FIMBRAP J Hare Esq 29-Jan-99 FIMBRAP D T Financial Services Limited 07-Jan-99 FIMBRAP M C Independent Financial Advisers 23-Jun-99 FIMBRAP.T.L. Associates (Nottingham) 09-Feb-00 FIMBRAP A Roberts Insurance Brokers Limited 17-Jun-99 FIMBRAPace Howard-Jones Limited 07-Jan-99 FIMBRAPacemaker Limited (formerly known as Bain Hogg FinancialServices Limited and Bain Clarkson Financial Services Limited) 02-Aug-01 FIMBRAPackage and Leisure Limited, trading as Mortgage & Investment Centre 07-Dec-04 FIMBRAPage & Wells Financial Services Limited 19-May-99 FIMBRAPaget Miller Limited 13-Oct-00 FIMBRAPalace Court Consultants Limited 04-Dec-00 FIMBRAPalace Financial Services Limited 22-Jan-99 FIMBRAPall Mall Asset Management Limited 19-Oct-94 FIMBRAPanchille Holdings LTD (Formerly Known as Drewe Lacey InvestmentManagement Limited and Drewe Lacey (Holdings) Limited 26-Feb-04 FIMBRAPanoramic Financial Management Limited 06-Oct-93 FIMBRA

Name of firm Date declared Regulator

Parade Insurance Consultants Limited 27-Apr-00 FIMBRAParagon Financial Services Limited 13-Jun-00 FIMBRAPark and Company 02-Jul-99 FIMBRAPark Equity Services Limited 05-Nov-97 FIMBRAPark Gray Financial Services Limited 19-Nov-98 FIMBRAParkdale Group Limited 10-May-00 FIMBRAParke Walton Limited 03-Mar-00 IBRCParker Wilde Limited 22-Nov-04 FIMBRAParkins Scutt (Financial Services) Limited 17-Jul-96 FIMBRAPartners Insurance Consultants Limited formerly Partners Insuranceand Investments Limited 07-Jan-99 FIMBRAPatricia Hunter formerly trading as Trish Hunter & Associates 17-May-01 FIMBRAPatrick Austin formerly trading as Pat Austin and Associates 30-Aug-01 FIMBRAPatrick Dineen & Company (Life & Pensions) Limited 17-Jan-01 FIMBRAPatrick Garbett Associates 17-Dec-99 FIMBRAPatrick Joseph Gilligan trading as P J Gilligan & Company 20-Dec-00 FIMBRAPatrick MacNamee and Associates Limited 30-Jun-99 FIMBRAPatrick McGreevy & Alan Mellor trading as M M Insurance Services 03-Feb-04 FIMBRA/PIAPatrick Scott Rann Kennedy trading as Patrick Kennedy & Partners 16-Oct-00 FIMBRA/PIAPatterson Paton Limited 26-Feb-02 IBRCPattinson Edwards Limited Formerly known as Pattinson Edwards& Company (Insurance Brokers) Limited 26-Feb-03 FIMBRA/PIAPaul Adams Financial Consultancy Limited 28-Aug-98 FIMBRAPaul Anthony Gold & Marguerita Gold formerly trading as Gold & Associates 16-Sep-04 FIMBRA/PIAPaul Arabskyj trading as PA Financial Services 21-Dec-94 FIMBRAPaul Burgess, Paul Wreford, Stuart Wilkins & Vernon Unsworth formerly trading as Burgess Wreford & Unsworth & Subsequently trading as Independent Mortgage Centre 11-Oct-04 FIMBRA/PIAPaul Butler, Jennifer Doyle, Maurice Doyle, Mitchell Robinson trading as John Doyle Partnership 28-Mar-03 FIMBRA/PIAPaul Childs (Worksop) Limited 08-May-00 IBRCPaul Freeman & Company Limited 21-Feb-05 FIMBRAPaul Gilson trading as Money Matters Independent Financial Advisers 28-Mar-96 FIMBRAPaul Henderson formerly trading as Henderson & Company 13-Feb-02 FIMBRAPaul J Geoffrey Associates Financial Services Limited 20-Dec-95 FIMBRAPaul J Geoffrey Associates PLC 06-Jul-01 IBRCPaul McIntyre and Carol McIntyre formerly trading as The Insurance Centre 21-Dec-01 IBRCPaul Radly Drew 12-Jul-00 FIMBRAPaul Sanderson & Peter William Harris trading as Sanderson Harris Associates 08-Jul-04 FIMBRAPaul Symonds trading as R J Costain Insurance Brokers 19-Apr-01 IBRCPausescope Limited 17-Dec-98 FIMBRAPaxman & Wood (Insurance Brokers) Limited 10-May-01 IBRCPaxman Financial Services Limited 01-Nov-99 FIMBRAPaxman Wood (Financial Services) Limited 24-May-95 FIMBRAPaxsted Financial Services Limited 04-Nov-92 FIMBRAP C F C Asset Management 01-Mar-92 FIMBRAP C S Galatea Limited (In Liquidation) formerly HELM Financial Services Limited 10-Feb-03 FIMBRA/PIAPear Tree Financial Services 23-Feb-99 FIMBRAPearce Gallagher Insurance & Financial Services Limited 18-Sep-02 FIMBRAPearson Lloyd Crofts Limited 13-Feb-01 FIMBRAPeers Financial Services Limited 05-Nov-97 FIMBRAPemberton Insurance Advisers Limited (formerly Surrey Financial Services Limited) 12-Nov-01 FIMBRAPembridge Investment Management Limited 02-Aug-95 FIMBRAPenad BL Limited formerly known as Barker Longstaff Limited 01-Nov-95 FIMBRAPenad FS Limited 23-Apr-99 FIMBRAPenad L G Limited formerly Leonard Grouse Associates Limited 21-Apr-04 FIMBRAPendragon Services formerly Pendragon Investment Consultants 29-Feb-00 FIMBRAPenistone Insurance Brokers Limited 25-Jul-01 IBRCPenliff Consultants Limited 20-May-99 FIMBRAPenns Financial Services Limited 16-Oct-00 FIMBRAPension & Investment Advisory Centre PLC 22-Aug-00 FIMBRA

Name of firm Date declared Regulator

Pension and Investment Planning Services 17-Mar-99 FIMBRAPension Mortgage Plans 08-Jun-00 FIMBRAPension Solutions Limited 06-Sep-99 FIMBRAPentagon Financial Management (East Anglia) Limited 28-Mar-96 FIMBRAPentagon Financial Services Limited 16-Sep-98 FIMBRAPentre-Vere Limited 25-May-94 FIMBRAPerch Rock Investments Limited trading as Castle Asset Financial Services 31-Aug-99 FIMBRAPeregrine Overseas Limited 23-Aug-04 FIMBRA/PIAPerry & Perry (Insurance Services) Limited 22-May-00 FIMBRA/PIAPerry Prowse (Life and Pensions) Limited 13-Oct-00 FIMBRA/PIAPersad Reeve & Company (Financial Services) 24-Jun-99 FIMBRAPeter Allan Lem trading as Goldcrest Financial Services 07-Dec-94 FIMBRAPeter Begam Financial Services 08-Sep-00 FIMBRA & PIAPeter Broome and Company Limited 07-Feb-05 FIMBRA/PIAPeter Clowes Insurance & Investment Services Limited 02-Nov-99 FIMBRAPeter Cracknell Associates (Financial Planning & Insurance Consultants) Limited 21-May-99 FIMBRAPeter Edwards formerly trading as Lepton Insurance Services 05-Sep-02 FIMBRAPeter F Keeling & Company 12-Sep-00 FIMBRA & PIAPeter George Marshall Esq 23-Feb-99 FIMBRAPeter Ginn trading as Peter Ginn & Company 07-May-03 FIMBRAPeter Hardy Insurance Brokers 08-Sep-00 FIMBRAPeter Harries formerly trading as Robert Halsey Insurance Brokers 03-Jan-02 FIMBRAPeter John Naylor trading as Naylor Investment Services 12-May-98 PIAPeter Masters Financial Services 12-Jul-99 FIMBRAPeter McArthur Insurance & Mortgage Services 08-Sep-00 FIMBRA / PIAPeter McDowell & Peter Price trading as Carlton Financial Services 28-Aug-98 FIMBRAPeter Mickelburgh & Judy Mickelburgh formerly trading as Shipdham Insurance Services 19-Apr-01 FIMBRAPeter Moore and Anne Moore formerly trading as Cable Financial Services 25-Nov-02 FIMBRAPeter S Varley Insurance Services 16-Apr-99 FIMBRAPeter Sellers (Insurance Brokers) Limited 16-Feb-05 IBRCPeter Sweetland Life & Pensions Limited 20-May-99 FIMBRAPeter Woodward trading as Wodwards 23-Aug-04 FIMBRA/PIAPetherelle Limited (In Liquidation) 09-Oct-02 FIMBRAP F S Mortgage Consultants 25-Jul-01 FIMBRAP G L Insurance Consultants Limited 13-Oct-99 FIMBRAPharos Financial Services Limited 16-Jun-04 FIMBRA/PIAPhilip A Barnes (Insurance Brokers) Limited (now Philip A Barnes Limited) 03-Aug-04 FIMBRAPhilip J Turner 01-Jul-91 FIMBRAPhilip Jalland Limited 04-Dec-00 FIMBRA/PIAPhilip James Barrington trading as Barrington Associates 06-Jul-01 FIMBRAPhilip John Howells formerly trading as Willis Howells Financial Services 23-Aug-04 FIMBRA/PIAPhilip Renshaw 20-Sep-01 FIMBRAPhilip Ritchie trading as Ritchie Advisory Services 28-Aug-98 FIMBRAPhilip Smith trading as Phillip D Smith Esq 15-Nov-95 FIMBRAPhilip Sprake Financial Services 30-Jun-99 FIMBRAPhilip Stubbs formerly trading as Alexander Stubbs IndependentFinancial Advisers 21-Feb-03 FIMBRA/PIAPhillippa Levy & Associates Limited 07-Nov-02 FIMBRA/IBRCPhillips Woodbine Limited formerly D & J Davies (Life and Pensions Consultants) Limited 03-Dec-03 FIMBRAPhoenix Court Limited, formerly Orion I B I A Limited 08-Nov-04 FIMBRAPhoenix Financial Planning 30-Aug-01 FIMBRAP I B (Financial Services) Limited 17-May-01 FIMBRAPiper Lee and Piper Limited 30-Jun-99 PIAPitts Insurance and Mortgage Consultants 05-Sep-97 FIMBRAPlanet Financial Services Limited 08-Jun-00 FIMBRAPlanned Finance Investment Managers Limited 10-Sep-98 FIMBRAPlanned Futures (Scotland) Limited 21-Dec-01 FIMBRAPlanned Futures Limited 02-Mar-00 FIMBRAPlatt (Life & Pensions) Limited 01-Dec-97 FIMBRAP L P Financial Services Limited formerly Peter Long & Partners Limited

Name of firm Date declared Regulator

formerly Paul Gregory Associates Limited 21-May-99 FIMBRAP M A Pensions Management Limited 28-Sep-00 FIMBRAPolicy Insurance Brokers Limited 22-Aug-00 IBRCPoole And Callaghan Financial Consultants Limited 25-Jun-98 FIMBRAPortcullis Agencies 27-Nov-98 FIMBRAPorter, Dawson Limited 14-May-96 FIMBRAPortfolio Financial Services 14-Jul-99 FIMBRAPortfolio Investment Services 27-Oct-98 FIMBRAPortman Financial Services 14-Jul-99 FIMBRAPortman Financial Services Limited 21-Dec-00 FIMBRAPosal Insurance and Financial Services Limited 26-Mar-01 FIMBRAP P A Independent Network plc 16-Aug-95 FIMBRAP P L (Fund Management) Limited 04-Nov-92 FIMBRAPractical Financial Management Limited 16-Feb-05 FIMBRAPremier Park Financial Services Limited 24-Jul-97 FIMBRAPrestige Insurance Services Limited formerly Prestige Insurance Limited & Prestige (Insurance) Brokers Limited 01-Oct-04 IBRCPride Consultants 17-Dec-99 FIMBRAPrincipal Financial Services Limited 16-Oct-03 FIMBRAPrior & Associates Limited 02-Jun-98 FIMBRAPriory Insurance (Life and Pensions) 31-Aug-99 FIMBRAPriory James Limited 04-Apr-00 IBRCPrismatic Limited 27-Jul-99 FIMBRAPrivate & Commercial (Life Pensions) Consultants Limited (trading as Grosvenor Insurance Consultants) 01-May-01 FIMBRAProfessional Advisers Investment Services Limited (formerly Premier Investment Management Services Limited) 04-Jan-01 FIMBRA/PIAProfessional Asset Management Ltd (formerly F & R Financial Services Ltd,Fraser Smith Group Ltd, Fraser Smith Ltd, Hambro Fraser Smith Ltd) 10-Jan-01 FIMBRA/PIAProfessional Link Services Limited 08-Jun-00 FIMBRAProperty Bond Marketing Limited 12-Aug-99 FIMBRAProperty Enterprise Managers Limited 12-Jan-00 IMROProtacs Limited 03-Dec-97 FIMBRAPurdie and Byron (Leamington) Limited formerly trading as Purdie and Byron (Insurance Brokers) limited 11-Oct-04 IBRCPuttick Pensions and Financial Services 05-Feb-99 FIMBRAPym & Company Limited 10-Apr-02 FIMBRA/PIAQuantum Financial Services (Norwich) Limited 17-Sep-98 FIMBRAQuay Financial Services Limited 02-Jul-99 FIMBRAQuay Securities Financial Services Limited formerly Life Concepts Limited 23-Jun-99 FIMBRAQuebec Financial Services Ltd 19-Dec-00 FIMBRAQuestor Financial Services Limited 12-Mar-99 FIMBRAR A Austin Life And Pensions Limited (In Liquidation) 06-Jul-01 FIMBRA/PIAR A Woods trading as Bradley Finance 30-Apr-97 FIMBRAR B Ballingham trading as Bridges Insurance Services 22-Sep-98 FIMBRAR C Parish (Financial Services) Limited formerly R C Parish (Insurance Brokers) Limited trading as R C (Life & Pensions) Limited 05-Feb-99 FIMBRAR E Hutt Independent Financial Advisers Limited (In Liquidation) 24-May-04 FIMBRA/PIAR E Kerslake & Company 30-Aug-01 FIMBRAR F King Insurance Consultants Limited 17-Jun-99 FIMBRAR H Hughes (Colwyn Bay) Limited 02-Mar-00 IBRCR H Richards Associates Limited 28-Feb-98 FIMBRAR J Boorer & Associates (Life) Limited 06-Oct-04 FIMBRAR J Piper (Life & Pensions) Limited (In Liquidation) Formerly R J Piper(Life & Pensions Brokers) Limited 14-Jan-04 FIMBRA/PIAR J Purnell 28-Nov-00 FIMBRAR J Temple PLC (In Liquidation), formerly R J Temple & Company Limited 26-Nov-03 FIMBRA/PIAR L Insurance Limited 03-Dec-03 IBRCR M Armstrong and Company 01-Nov-99 FIMBRAR M Gibson & Partners Limited 11-Jun-02 FIMBRA/PIAR M McKinnie (Life & Pensions) Ltd 22-Jan-01 FIMBRAR O Dearn & Son Life & Pensions 25-May-99 FIMBRA

Name of firm Date declared Regulator

R S & J Insurance Services (Wales) Limited 12-Jul-99 FIMBRAR E. Raines (Financial) 23-Nov-99 FIMBRAR R. Insurance Services Limited 02-Mar-00 IBRCR A W Clark & Dixon Limited 09-Dec-99 FIMBRAR.I.B Limited (In Liquidation) formerly Raytel Insurance Brokers Limited 09-Nov-01 FIMBRAR.W Ralph Insurance Consultants 12-Nov-99 FIMBRARaffles Area Credit Union Limited** 16-Jul-04 FSARakesh Kumar Sharma trading as RK Shops & Business 25-Jun-97 FIMBRARall Asset Management 19-Mar-03 FIMBRARalph Wright Financial Services Limited 08-May-00 FIMBRARamsay General Insurance Services Limited 24-Nov-99 FIMBRARandall Financial Services Limited 27-Mar-03 FIMBRA/PIARatmor Incorporated Insurance & Financial Advisors 21-Mar-00 PIARawmhill (financial Services) Limited (formerly Rawmhill Brokers (Financial Services)Ltd) 30-Aug-01 FIMBRARay Greenwood Fund Management 21-Jan-99 FIMBRARaymond Mcbride formerly trading as Mcbride Insurance Agency 11-Oct-04 FIMBRARaymond Reginald Butters (Deceased) Formerly Trading asBreydon Insurance Life & Pensions 12-Nov-03 FIMBRARaynes, Hodder, Davison & Company Limited 06-Sep-99 PIAR B & M Associates Limited 08-Jun-00 FIMBRAR B G Associates 31-Mar-99 FIMBRAR C I Portfolio Managers Limited 16-Dec-92 FIMBRARealmsquill Limited formerly Westbrook Life & Pensions Limited 23-Sep-98 FIMBRAReam Financial Services Limited 26-May-99 FIMBRARebbecks Financial Services Limited 30-Jun-99 FIMBRARedbridge Estates Developments Limited 03-Jul-98 FIMBRARees Partners & Co 01-Mar-92 FIMBRARegal Cover Financial Planning Limited (formerly Holbeach Securities Limited) 26-May-00 FIMBRARegency Financial Services 17-Mar-99 FIMBRARegent Financial Management 10-Sep-99 FIMBRARegent Financial Services Limited 25-Feb-99 FIMBRARegent Life Associates Limited 17-Mar-99 FIMBRAReginald Smith & Perry Kinnair trading as P & R Insurance Services 16-Jun-04 FIMBRAReilly Ross Life & Pensions Limited 09-Dec-99 FIMBRARelocation Limited 12-Jul-99 FIMBRARenfrew Insurance Agents Limited, formerly Renfrew Insurance Brokers Limited 23-Mar-05 FIMBRA/IBRCResidential & Commercial Mortgage Services Limited trading asThe Mortgage & Pension Shop 31-Aug-04 FIMBRA/PIAReyd Services Limited 06-Mar-96 FIMBRAR H B Financial Services Limited 21-Jul-03 FIMBRA/PIARhodes Wood (Investment) Limited 19-May-99 FIMBRARibble Life Insurance Services Limited 23-Feb-99 FIMBRARicca Simon Financial Services Limited 05-Aug-92 FIMBRARichard Bloomfield (Assurance Services) Limited (formerly Rateunique Limited) 13-Feb-02 FIMBRA/PIARichard Bolton trading as Bolton Godfrey 10-Feb-03 FIMBRA FIM-BRA/PIARichard Carter Life Consultants Limited 01-Mar-92 FIMBRARichard Douglass Yeates formerly trading as Heritage Assurance & Pension Consultancy 01-Oct-04 FIMBRARichard Field Financial Services Limited 29-Apr-98 FIMBRARichard Field Insurance (Sevenoaks) 12-Aug-99 FIMBRARichard Grenville Financial Management Limited 05-Jan-01 FIMBRARichard Hallett trading as Austin Financial Management Services 17-Sep-97 FIMBRARichard Harrison & Company 06-Sep-99 FIMBRARichard John Collier, Lee Charles Shurey & Martin Anthony Chedgy trading asRichmond Investments 06-Dec-95 FIMBRARichard Johnson Associates 14-Jul-99 FIMBRARichard K Thompson Associates 04-Nov-97 FIMBRARichard Matkin formerly trading as Albion Investment Management 10-May-04 FIMBRARichard Philpin & Company 06-Dec-00 FIMBRARichard Roberts & Neil Spenceley trading as Spenceley

Name of firm Date declared Regulator

& Roberts Insurance Services 25-Nov-03 FIMBRA/PIARichard Thacker (Financial Services) Limited 12-Jun-02 FIMBRA/PIARichard Thomas Derby Blencowe trading as Richard Blencowe (Life & Pensions) 30-Jul-99 FIMBRARichards & Drew Limited 23-Aug-00 FIMBRARichards Life and Pensions 18-Sep-98 FIMBRARichards, Longstaff Limited 28-Aug-98 FIMBRARichmond Ash Limited 21-Apr-04 FIMBRARichmond Insurance Services 05-Jul-99 FIMBRARichmond Lyon Financial Services Limited 24-Feb-99 FIMBRARichmond Stuart Insurance Services 09-Aug-99 FIMBRARickett, Baldwin (Pensions) Limited 20-Jul-00 FIMBRARidgefield Financial Services Limited 23-Aug-04 FIMBRA/PIARidgway (Life & Pensions) Limited 30-Jun-99 FIMBRARidley Devine & Company Limited 29-Nov-99 IBRCRIM Fund Management Limited 07-Sep-94 FIMBRARiseley & Company Financial Services Limited 12-Feb-01 FIMBRARNR Insurance & Financial Services Limited 12-Jun-02 FIMBRA/PIARobert Barrie formerly trading as Bellwood Insurance Consultants 01-Nov-01 FIMBRARobert Byles, formerly trading as R Byles Financial Services, also known as Bob Byles Financial Services 30-Nov-04 FIMBRA/PIARobert Carter & Partners 01-Apr-91 FIMBRARobert Evans & Associates FIMBRARobert Graham (Insurance Services) Limited 16-Oct-03 FIMBRARobert Haymes Financial Consultants 11-Jun-99 PIARobert James Fowler trading as R J Fowler Insurance Consultantsand Estate Agents 25-Mar-99 FIMBRARobert St Clair & Company Limited 22-Jan-98 FIMBRARobert T Kane (Insurances) Limited 28-Nov-00 IBRCRobert William Gask, Esq 05-Jul-99 FIMBRARobin Hancock trading as Nord Investment Services 03-Jan-01 FIMBRA/PIARobin Huckle & Co Limited 07-May-02 IBRCRobinson Cooke Financial Services 01-Oct-99 FIMBRARoderick Taylor Esq 23-Feb-99 FIMBRARodney Bennett (Life & Pensions) Ltd 03-Jan-01 FIMBRARodney G F Annable Esq 21-Jan-02 FIMBRARoebuck Financial Services Limited 17-Mar-99 FIMBRARoger Bratby formerly trading as RWB Investment and Pension Services 16-Sep-02 FIMBRARoger Cockrill, Esq 19-Jan-00 PIARoger Michael Jones trading as Parker Grant & Company 16-Jun-98 FIMBRARoger Murray Insurance Brokers 30-Jun-00 FIMBRARoger Smith formerly trading as Thornbury Insurance Services 14-Jul-04 FIMBRARoger Smith Independent Financial Adviser Limited (formerly Inchmoor Limited) 13-Mar-01 FIMBRA/PIARoger W Barugh & Company Limited 30-Sep-98 FIMBRARomford Insurance Bureau Limited 01-May-01 IBRCRonald E Froud & Associates 01-Dec-91 FIMBRARonald Garvie Esq 12-Sep-00 FIMBRARonald John Acton, Esq 21-May-99 FIMBRARonald Leask, David Leask & Frances Leask trading as Ronald M Leask& Company 11-Dec-00 FIMBRARonald Pronger formerly trading as The Chantler House Company 13-Feb-03 FIMBRARossli Financial Services Limited 28-Sep-99 FIMBRARotherwell Financial Management Limited 02-Jul-99 FIMBRARoxborough Financial Management Limited 28-Feb-98 FIMBRARoy & Nita Teveraux-Webb trading as Tutors' Investment & Pensions 16-Sep-03 FIMBRARoy Hawcock (deceased), formerly trading as Roy Hawcock Insurance Services 13-Dec-04 FIMBRARoy Insole trading as R W Insole & Company 09-Dec-03 FIMBRARoy King formerly trading as Roy King Insurance and Financial Services 17-Nov-00 FIMBRA/PIARoy Lewis (Life & Pensions) Limited (Now Insight 21 Limited) 23-Aug-00 FIMBRARoy Silvester and Sandra Silvester formerly trading as Silvester & Company 25-Jul-01 FIMBRA/PIARSR Financial Services Limited 16-Jun-92 FIMBRARuabon, Cefn & District Credit Union Limited 15-Oct-03 FSA

Name of firm Date declared Regulator

Ruben Walter Agencies Limited 03-Feb-93 FIMBRARuben Walter Investment Management Limited 01-Mar-92 FIMBRARussell John Sandrey, Paul Anthony Keating & Anne CatherineKeating trading as Swift & Company Mortgages Life & Pensions 20-Dec-95 FIMBRARussell Ward (Insurance Brokers) Limited (Subsequently known as Russell Ward I.B Ltd) 07-Jul-00 FIMBRARWIS (Midland) Limited 01-Nov-99 FIMBRAS & G L Financial Consultants 11-Aug-03 FIMBRA/PIAS & S Insurance Services Limited 30-Aug-01 FIMBRAS & S Insurance Services Limited 29-Oct-03 FIMBRAS A Robertson & Company 14-Oct-99 FIMBRAS B Financial Services Limited 03-Nov-04 FIMBRAS C Insurances Limited 17-Jun-99 FIMBRAS Hirst Financial Consultants 19-Oct-99 FIMBRAS J Taylor And Associates Limited 02-Mar-05 FIMBRA/PIAS P Joint Limited 29-Aug-00 IBRCS R Services (UK) Limited 07-Feb-05 IBRCS Tate, Esq 23-Jun-99 FIMBRAS Victor Boyd and Company 05-Jul-99 FIMBRAS W Vian Limited Formerly Seaforth Insurance Services Limited 14-Jan-04 IBRCSaffron Brokers (Life & Pensions) Limited 04-Oct-01 FIMBRA/PIASage Financial Consultants Limited 22-Nov-04 FIMBRASalter Insurance Services Limited 28-Sep-99 FIMBRASandbern Insurance Consultants 18-Nov-98 FIMBRASandbourne Pension Planning Limited 21-Dec-01 FIMBRASanderson Harris Associates Limited 21-Feb-05 FIMBRASatchville Securities Limited 13-Dec-04 FIMBRASaunders P F M Limited 01-Jul-98 FIMBRASaunders, French & Company Limited 19-Nov-98 FIMBRAScantlebury & Whyte Independent Financial Services Limited 09-Sep-92 FIMBRASCD Associates Limited 21-Feb-01 FIMBRA/PIASchool Fees Insurance Agency Limited 15-Feb-00 PIAScott & Company (Financial Services) Limited 28-Sep-04 FIMBRA/PIAScott & Scott Financial Services Limited 28-Mar-96 FIMBRAScott Laing (Financial Services) Limited (In Liquidation) formerlyGeorge Scott (Insurance Services) Limited 08-Oct-02 FIMBRA/PIAScottish Fiduciary Investment Company Limited 29-Sep-98 FIMBRAScottway Insurance Services Limited formerly known as Scott & Wason(Insurance Services) Limited 24-Aug-04 IBRCSeaham Investment Consultants 20-May-99 FIMBRASearchrain Limited 21-Nov-94 FIMBRASecurity and Annuity Life Limited 20-Dec-95 FIMBRASedgemoor Financial Services Limited 31-Jan-02 FIMBRASekalb Two Limited, formerly Seymour Pope Financial Services Limited and Seymour Pope & Company Life & Pensions Limited 16-Oct-03 FIMBRASelectline Financial Services Limited 13-Oct-98 FIMBRASeligmann, Harris & Co 10-May-99 SFASellers Estate Agency (Cumbernauld) Limited 11-Aug-99 FIMBRASellnote Limited trading as Rush Green Insurance Services 26-Nov-01 FIMBRASelwyn Life Brokerage Limited 04-Dec-96 SIBSenate (Finance & Insurance) Limited 26-Mar-04 FIMBRASenator Life & Pensions 03-Sep-01 FIMBRA/PIASenior Financial Services Limited 03-Aug-04 FIMBRASeradata Limited trading as A Walsh & Paul Grant Assurance Services 31-Aug-99 FIMBRASeven Shield Limited 07-Jan-99 PIASevern Valley Financial Services Limited (now SVFS Limited) 16-Jan-01 FIMBRA/PIASeverndale Insurance Consultants 01-Jun-91 FIMBRAShaddick Financial Services Limited 22-May-00 FIMBRAShandon Mortgage Centre 21-Dec-01 FIMBRA/PIAShane Fox trading as Fox Associates 17-Nov-00 FIMBRASharman Associates 17-Jun-99 FIMBRAShaw & Sons (Life & Investment Services) Limited 03-Nov-04 FIMBRA/PIA

Name of firm Date declared Regulator

Sheard-Whitehead Limited 13-Jul-99 PIAShearlangstone Brokers Limited 28-Sep-98 FIMBRASheerbest Limited 01-Apr-90 FIMBRASheffield Insurance Services Limited 31-Jan-02 FIMBRASheldwich Insurance Agencies Limited 08-Nov-04 IBRCShenton Scott Limited 28-Mar-01 FIMBRAShepherds Bush Social and Welfare Credit Union Limited 25-Sep-03 FSASherbourne Financial Services Limited 18-Nov-98 FIMBRASherwins Financial Management Limited 24-Jan-03 FIMBRA/PIASherwood Associates Financial Services Limited 15-Jul-99 FIMBRAShipmans Financial Services Limited 07-Mar-05 FIMBRA/PIASidesaddle Investments Limited formerly Bernard A Potter Limited 21-Apr-04 IBRCSidney D E Jong & Co Limited 01-Nov-99 FIMBRASiltala Fund Managers Limited 11-Jan-94 FIMBRASimmons Lowe & Company Limited 23-Nov-04 IBRCSimmons Mortgage Life and Pensions Limited 11-Jun-99 FIMBRASimon Financial Services 06-Oct-93 FIMBRASIMS Idependent Financial Services Limited 20-Jul-00 FIMBRA/PIASims Investment Services 17-Dec-98 FIMBRASIS (Life and Pensions) Limited 05-Aug-04 FIMBRASkytrack Financial Services 22-Jul-98 FIMBRASleaford Financial Services Ltd (formerly known as T & R (Financial Services) Ltd) 20-Sep-00 FIMRA/PIA

Smith Bishop & Morgan Limited 09-Nov-01 FIMBRASmith Coulton & Partners Limited 15-Sep-93 FIMBRASmith Law & Company 16-Feb-00 FIMBRASoames & Co Financial Management Limited 06-May-92 FIMBRASolfile Limited (In Liquidation) formerly known as Johnstone Rose Limited 21-Feb-03 FIMBRA/IBRC/

PIASolicitors Estate Agency (Glasgow) Limited 26-Feb-02 FIMBRASolicitors Estate Agency (Hamilton) Limited 08-Nov-04 FIMBRASolicitors Financial Consultancy Services Limited 30-Mar-95 FIMBRASolicitors' Estate Agency (Paisley) Limited 05-Feb-99 FIMBRASolo Life & Pensions Limited 28-Oct-97 FIMBRASoraff Nieman (Insurance Consultants) Limited 10-May-01 FIMBRASouth Bar Brokers 19-May-99 FIMBRASouth Cheshire Investment Services Limited 31-Mar-00 FIMBRASouth Derbyshire (Life Pensions & Investments) Limited 07-Jan-99 FIMBRASouth Park Investments Limited 01-Aug-02 FIMBRASouth Shields Investments 26-Apr-00 FIMBRASouth Yorkshire Financial Planning 30-Mar-95 FIMBRASouthport & County Financial Services Limited 04-Nov-92 FIMBRASouthport Investment Centre Limited (Subsequently Hesketh InternationalFund Management Limited) 04-Oct-01 FIMBRA/PIA

Southwest Essex Financial Consultants Limited formerly known as J L Manson Financial Consultants Limited 15-Nov-99 FIMBRASovereign Financial Planning Limited 23-Apr-99 FIMBRASovereign Investment Consultants Limited 27-Nov-98 FIMBRASpa Insurance Services 18-Nov-98 FIMBRASpalding Insurance Services (Life Pensions & Investment) 26-Nov-01 FIMBRA/PIASpalding Kirkcaldy Limited formerly Spalding (Insurance Brokers) Limited 01-Sep-03 FIMBRA/IBRCSpectrum Wales Limited 29-Mar-99 PIASpencer Dean & Perrie (Investments) Limited 25-Jul-01 FIMBRASpiremark Limited 24-Nov-99 FIMBRASpring Hill Financial Services Limited 11-Oct-01 FIMBRA/PIASt James Investment Management Limited 07-Jul-93 FIMBRASt James' Court (EFS) Limited trading as Executive Financial Services 08-Dec-98 FIMBRASt Olaf Insurance Brokers Limited 24-Oct-02 IBRCStafford Knight Life Assurance Brokers Limited 23-Aug-00 FIMBRAStag Mortgage & Financial Services 17-Dec-98 FIMBRAStanhope Woodford Limited formerly D H R Limited 25-Nov-03 FIMBRAStanley & Partners 02-Nov-99 FIMBRA

Name of firm Date declared Regulator

Stanley Sheinwald trading as S & G Finance 16-Mar-94 FIMBRAStateform Financial Management Limited formerly Berkeley St James's Financial Management Limited 19-Nov-98 FIMBRAStaunton Group Limited 05-Feb-99 FIMBRASteadfast Insurance Services Limited formerly known as A M Marrs (PG) Limited 30-Aug-01 IBRCSteed (Financial Services) Limtied 09-Feb-00 IBRCSteed Harris (Investments) Limited 17-Mar-99 FIMBRAStephen Cowan trading as Cowan Elliott Cowan 11-Aug-03 FIMBRAStephen Crawley formerly trading as Sterling Management 21-Dec-01 FIMBRA/PIAStephen Hollis, Michael Carter and Adrian Widdett formerly trading as A M A Financial Group 15-May-02 FIMBRA/PIAStephen Liddle trading as S L (Stephen Liddle) Financial Services 01-Aug-96 FIMBRAStephen Robertshaw trading as Robertshaw & CO 30-Aug-01 FIMBRAStephen Uren Limited 10-Jul-98 FIMBRAStephen William Mark Welsh trading as Stephen Welsh & Co 28-Mar-96 FIMBRASterling Consultants Limited 06-Oct-99 FIMBRASterling Financial Consultants Limited 21-Dec-01 FIMBRA/PIASterling Financial Management Limited 19-Jan-00 FIMBRASteven Howells trading as Steven Howells Insurance & Investment Services 28-Nov-00 FIMBRAStevenage Insurance (Financial Planning) Services Limited 17-Mar-99 FIMBRAStewart Johnson Financial Services Limited 10-Feb-03 FIMBRA/IBRC

SIBStigenace Financial Services Limited, formerly MIA Financial Services Limited 04-Jan-05 PIAStirling and Gilmour (Financial And Property Services) Limited 21-Feb-05 FIMBRAStirling Asset Management Limited (In Liquidation) 11-Jun-02 FIMBRA/PIAStirling Insurance Consultants 19-Mar-99 FIMBRAStockbridge Associates Limited 31-Jan-02 FIMBRA/PIAStoic Financial Services Limited 23-Aug-00 FIMBRAStone House Insurance Services Limited 25-Nov-03 IBRCStone House Life Assurance Services Limited 30-Jul-03 FIMBRAStoneleigh Investments 24-Nov-99 FIMBRAStones McCourt Investments Limited 09-Apr-99 FIMBRAStour Finance 25-Oct-01 FIMBRAStour Financial Services Limited 16-Mar-94 FIMBRAStreamline Associates 29-Sep-97 FIMBRAStronghold Asset Managers Limited 10-May-00 FIMBRAStuart & Verity (Life & Pensions) Limited 23-Mar-05 FIMBRA/PIAStuart Alsop trading as Heritage Financial Services 16-Oct-03 FIMBRA/PIAStudley Financial Services Limited 12-Mar-04 FIMBRASuckling Waddington And Partners Limited (In Liquidation) 15-May-02 FIMBRA/PIASummit Insurance and Financial Consultants Limited 03-Jun-97 FIMBRASurene Limited, formerly Walji Asaria Financial & Insurance Services Limited 16-Feb-05 FIMBRASussex County Insurance Services 07-Jan-99 FIMBRASussex Sterling Limited 07-Jan-99 FIMBRASvenska Financial Services Limited 26-May-00 FIMBRASwale Life and Pension (Consultants) Limited 13-Jul-99 FIMBRASwarbrick & Booth Independent Financial Advisers 23-Feb-99 FIMBRASweet life and Mortgage Limited (In Liquidation) 19-Nov-01 FIMBRASwift Finance and Investment Limited 01-Nov-99 FIMBRASwimcourt Limited 20-May-99 FIMBRASwinburne knowles Insurance Limited 19-Sep-01 IBRCSwinford Financial Services Limited 25-Nov-03 FIMBRA/PIASydney Burgess & Partners (Life and Pensions) Limited 23-Feb-99 FIMBRAT A Hill Life & Pensions 14-Sep-01 FIMBRA/PIAT A Paling (Insurance and Claim Consultants) Limited 28-Sep-98 FIMBRAT Capper trading as Lyness Alexander Investment Services 21-Nov-94 FIMBRAT G Blow And Company Insurance Consultants 26-Jun-98 FIMBRAT H Barclay Financial Services Limited 03-Sep-01 FIMBRAT J Whiteley (Financial Planning) Limited 29-Apr-98 FIMBRAT Loftus & Company (Insurance Brokers) Limited 12-Mar-04 IBRCT Marshall & Associates Limited 04-Apr-00 IBRCT P Godfrey & Company Limited (formerly Cowper & Dean Limited) 16-Oct-03 FIMBRA/IBRC

Name of firm Date declared Regulator

T R Pagett Associates Limited 29-Jan-99 FIMBRAT V Andrews & CE Wenborn trading as Genesis Insurance Services 05-Jul-95 FIMBRAT W Financial Services Limited 23-Jul-04 FIMBRAT Arnold Life & Pensions 04-Dec-98 FIMBRAT McDonagh Financial Services Limited 23-Feb-99 FIMBRAT G Galgey & Company Limited 07-Jul-00 FIMBRA & SFAT T Independent Financial Advisers Limited (formerly T T International Brokers Limited) 27-Mar-02 FIMBRATaggart Insurance Brokers 16-Sep-98 FIMBRATaliesin Ivor Edwards and Elizabeth Joan Edwards formerly trading asEJ Consultants 06-Jul-01 FIMBRATancred Financial Services Limited 27-Jul-00 FIMBRATangent Financial Services Limited 13-Sep-04 FIMBRATask Force Financial Services Limited 19-Nov-98 PIATattersall Investment Management Limited 30-Apr-98 FIMBRATatton Investment Management Services Limited 17-Mar-93 FIMBRATax & Financial Services (Sussex) Limited 21-Dec-01 FIMBRA/PIATaxworth Financial Services Limited 23-Apr-99 FIMBRATaylor & Ellington (Life & Pensions) Limited 25-Jul-01 FIMBRA/PIATaylor Churchill Limited 10-Feb-03 FIMBRA/PIATaylor Financial Services 12-Feb-01 FIMBRATaylor Insurance & Investments 27-Feb-98 FIMBRAT C Coombs & Co (in liquidation) 02-Feb-94 SFATeeling Financial Services Limited 23-Jun-99 FIMBRATees Wear Financial Consultants Limited 01-Nov-99 FIMBRATemple & Kean Limited 25-Jul-01 FIMBRATemple Court Independent Limited 21-Feb-03 FIMBRA/PIATemple Gray 12-Jun-00 FIMBRATemplegate Financial Management Limited 18-Feb-93 FIMBRATemplegate Investment Managers Limited 01-Mar-92 FIMBRATemplehouse Financial Services Limited 29-Jun-99 FIMBRATendring Dial Credit Union Limited 26-Mar-03 FSATerence Schofield trading as Schofield Insurance Services 14-May-97 FIMBRAT F P Limited 09-Mar-00 FIMBRAThameswood Credit Union ** 12-Sep-02 FSAThe Better Business Centre Limited 28-Sep-98 FIMBRAThe Cowburn Partnership 09-Jun-00 PIAThe Fellowship Investment Company Limited 05-Nov-98 FIMBRAThe Finance Bureau 28-Aug-98 FIMBRAThe Financial Planning Consortium Limited 07-Dec-04 FIMBRA/PIAThe Gerrard Partnership Limited 13-Jul-99 FIMBRAThe Hallmark Consultancy Limited 05-Feb-99 FIMBRAThe HN Financial Consultancy Group LTD 03-Dec-03 FIMBRAThe House & Mortgage Centre Limited 19-Nov-98 FIMBRAThe Insurance Centre 04-Oct-01 FIMBRAThe Insurance Centrte Limited 17-Dec-04 IBRCThe Kennett Group 05-Nov-99 FIMBRAThe Kensington Group 20-Jan-99 FIMBRAThe Lansdowne Forum Limited 17-Dec-99 FIMBRAThe Levitt Group Limited 01-Mar-91 FIMBRAThe Lines Partnership Limited (formerly Linda Lines Associates Ltd and currently L.L.Partnership Ltd) 13-Feb-02 FIMBRA/PIAThe Lydgate Group plc trading as The WestCourt Group plc 13-Oct-98 FIMBRAThe Lytle Group 09-Dec-99 FIMBRAThe Moneywise Centre Limited 04-Mar-98 FIMBRAThe Mortgage Centre (Yorkshire) Limited 21-Jul-03 FIMBRAThe Mortgage Clinic Limited 23-Feb-99 FIMBRAThe New Home Mortgage Company Limited formerly trading as A & LFinancial Services Limited 11-Oct-04 FIMBRAThe Nield Johnson Partnership 17-Mar-99 FIMBRAThe Old Treasury (Financial Management Limited) 01-Mar-95 FIMBRAThe Omori Group Limited 23-Feb-99 FIMBRA

Name of firm Date declared Regulator

The Pension Shop Limited (In Liquidation) 08-Oct-02 FIMBRA/PIAThe Property Centre 23-Feb-99 FIMBRAThe Resource Partnership Limited 10-May-01 FIMBRA / SFAThe Thomas Egerton Wood Partnership Limited 06-Sep-99 FIMBRATheobalds Road Company Limited Formerly J W Sleath & company Limited 05-Sep-02 FIMBRA/PIATheodore Allen & Company Limited 21-Jul-99 FIMBRAThomas Derek Mackereth formerly trading as Derek Mackereth Insurance 07-Sep-04 FIMBRA/PIAThomas Dyer & Company (Management Consultants) Limited 12-Mar-04 FIMBRAThomas Gould & Co (Financial Services) Limited 11-Mar-99 FIMBRAThomas H Adams Insurance Services 20-Jun-00 FIMBRAThomas P Stackhouse & Son Limited 20-Sep-00 FIMBRAThomas Parfitt & Lacey Limited 11-Jul-00 FIMBRAThomas Wood Partnership 21-Jul-99 FIMBRAThomas-Ridgard Insurance Services Limited 08-Nov-04 FIMBRAThompson & Richardson (Specialist Investment Services) Limited 28-Apr-00 PIAThompson Insurance Consultants (Romford) Limited 05-Jul-02 FIMBRA/PIAThomson And Turner (Life and Pensions) Limited 16-Feb-05 FIMBRA/PIAThomson Ferguson (Life & Pensions) Limited 01-Oct-03 FIMBRA/PIAThomson Investments Limited 28-Sep-99 FIMBRAThorndale Financial Services Limited 23-Feb-99 FIMBRAThorne Associates Limited 23-Feb-99 FIMBRAThorogood Associates 27-May-99 FIMBRAThorwell (Insurance Consultants) Limited (Inliquidation) 15-Sep-00 FIMBRA/PIATimeshield Limited 04-Oct-99 FIMBRATimevale Limited 07-Jan-99 FIMBRATimothy Glynn trading as Glynn Goodwin & Co 17-Aug-94 FIMBRATink Insurances 14-Jan-02 FIMBRA/PIAT M G Insurance Agency 01-Dec-91 FIMBRAToleman Insurance Services Limited 09-Aug-99 FIMBRATom Lewis & Associates Limited 14-Sep-99 FIMBRATony Brown Financial Advisers 21-Dec-01 FIMBRATony Gibson Insurance Consultants 31-Aug-99 FIMBRATony Lawford Financial Services Limited formerly Matthews, Harris & Associates (Pensions & Investments) Limited 23-Jul-04 FIMBRA/PIATony Morris 03-Dec-98 FIMBRATony O'Neill Insurance Services 31-Aug-99 FIMBRATony O'Neill Insurance Brokers 29-Jun-04 IBRCToonhill Limited formerly Chatsworth Insurance Consultants Limited 04-Nov-99 FIMBRATotal Protection Services Limited trading as Pressing Engagements 02-Jul-99 FIMBRATower Financial Consultants Limited, formerly known asT B A Financial Services Limited 30-Nov-04 FIMBRA/PIATown & Country Assurance Services Limited 22-Jan-01 FIMBRATown & County (Life & Pensions) Limited 09-Feb-00 FIMBRATown Centre Financial Services 25-Mar-97 FIMBRATownend & Company (Insurance Services) Limited (formerly Townend & Company (Insurance Brokers) Limited) 01-May-01 IBRCTownend (Life and Pensions) Limited 18-Nov-98 FIMBRATownsend Rayner Associates Limited, formerly Townsend & Bugg Financial Services Limited 22-Nov-04 FIMBRA/PIATownsends Financial Services Limited formerly A G Townsend Financial Services Limited 12-Nov-99 PIATrahair Keen 16-Apr-99 FIMBRATrans Action 02-Aug-99 FIMBRATransfinance International Limited 10-Mar-98 FIMBRATranters Investment Planning Services Limited 20-May-99 FIMBRATrevor Lewis Financial Services Limited 29-Jan-99 FIMBRATrevor Saw trading as Trevor Saw Insurance Services 13-Oct-98 FIMBRATrevor White trading as Trevor White & Company 22-Nov-04 FIMBRA/PIATribune Independent Financial Management Limited 30-Nov-99 PIATrinity Insurance Services (London) Limited 11-Oct-04 FIMBRATrinity Portfolio Life & Pensions Limited 29-Jun-00 FIMBRATrinity Portfolio Services Limited 16-Jul-03 FIMBRA

Name of firm Date declared Regulator

Truelife Financial Services Limited 15-Sep-00 FIMBRATrumark Financial Services Limited (In Liquidation) 15-May-03 FIMBRATruro Life & Pensions Limited 01-Nov-99 FIMBRATudor Court Associates 15-Jul-99 FIMBRATudor Financial Services Limited 06-Dec-95 FIMBRATudor Mortgage Services Limited 21-Feb-01 FIMBRATufton and Farmer Limited (In Liquidation) 21-Dec-00 FIMBRA/PIATurretlynn Limited 30-Nov-99 IBRCTwin Counties Limited 14-Jul-99 FIMBRATyer (Financial Services) Limited 01-Dec-95 FIMBRAU.K and Overseas Management Limited 14-Oct-99 FIMBRAUK & General Securities plc 06-May-92 SFAUK Expatriates Professional Advisory Services (Middlesborough) Limited 09-Mar-00 PIAUK Expatriates Professional Advisory Services Limited 04-Nov-99 FIMBRAUK Financial Management Limited 21-Mar-00 FIMBRAUK Northern Independent Intermediaries Limited 28-Aug-98 FIMBRAUKAY Financial Services 01-Sep-91 FIMBRAUnity Insurance Services Limited 02-Aug-02 FIMBRA/PIAUniversal Investment Advisers Limited 03-Aug-00 FIMBRAUniversity Medical & General Limited 17-Dec-98 FIMBRAUpperstock Limited 01-Sep-91 FIMBRAUrwin Mortlock Financial Services Limited 06-Sep-99 FIMBRAV W B (Cornwall) Limited 19-Mar-99 FIMBRAV.P. Investments Limited 02-Jul-99 FIMBRAVadis Life & Pensions Limited 12-Mar-99 FIMBRAValentine & Wolff (Life & Pensions Consultants) Limited 12-Sep-02 FIMBRAValentine & Wolff Limited 25-Jul-01 IBRCValestone Limited (formerly Rhodes Booth Ramsbottom & Co Limited) 22-May-00 FIMBRAValleyside Financial Services 24-Mar-99 FIMBRAValleyway Limited trading as Valleyway Professional Services 22-Dec-00 FIMBRAValmet Asset Management Limited 05-Dec-90 FIMBRAValued Investment Planning 17-Dec-98 FIMBRAVance Adams & Reid Financial Services Limited 02-Nov-99 FIMBRAVantage Financial Management 03-Jul-98 FIMBRAVauntage Financial Services Limited 02-Oct-02 FIMBRAVernon Harper Strudwick formerly trading as Vernon Strudwick Associates 13-Nov-00 FIMBRA/PIAVictor Nelson Hearmon & David John Marshall formerly trading asHearmon & Company 13-Oct-04 FIMBRAVidian Limited 15-Jan-99 PIAVince Walker Independent Financial Adviser 21-Dec-01 FIMBRA/PIAVital Financial Services Limited (in Liquidation) 08-Mar-04 PIAVSB Associates Limited 21-Feb-96 FIMBRAVulcan Insurance Brokers (Life Pensions & Investments) Limited 07-May-02 FIMBRAW Gerwyn Williams & Underwood 10-Apr-00 IBRCW H Foot (Life & Pensions Brokers) Limited 08-Dec-98 FIMBRAW K Financial Services Limited 16-Sep-03 FIMBRAW L Gibson & Associates 21-Dec-99 FIMBRAW L M Financial Services Limited (in Liquidation) 25-Nov-03 FIMBRA/PIAW Matthews (Life & Pensions) Limited 05-Jul-99 FIMBRAW R Voegt and Company 23-Jun-99 FIMBRAW T W Freary Financial Management 17-Nov-00 FIMBRAW J Shore (Financial & Pensions Management) Limited 04-Nov-97 FIMBRAW J H Dovey Insurance Brokers Limited subsequently W.J.H. DoveyInsurance Services Limited 05-Feb-99 FIMBRAW P W & Partners Limited 20-Jan-99 FIMBRAW T Life & Pensions Limited 23-Feb-99 FIMBRAWadsworth Bates Limited 30-Mar-95 FIMBRAWain-Hobson, Sykes & Company 11-Jun-99 FIMBRAWait - Martin 03-Sep-99 FIMBRAWakefield Securities (Insurance Consultants) Limited 29-Aug-01 FIMBRAWalter Wilson & Co Limited 08-Nov-00 FIMBRAWarburton Wyse (Mortgage Brokers) Limited 13-Apr-04 FIMBRA

Name of firm Date declared Regulator

Ward Financial Services Limited 04-Nov-99 FIMBRAWardman Jory Financial Management 25-Jun-98 FIMBRAWare Insurance Services Limited formerly trading as Ware InsuranceBrokers Limited 08-Jun-01 IBRCWaring Marshall 07-Oct-98 FIMBRAWarren & Johnson 01-Oct-04 IBRC IBRCWaterford Investments Limited 21-Dec-01 FIMBRAWaterloo Financial Services Limited 07-Feb-96 FIMBRAWatermans Financial Services Limited 30-Jun-99 FIMBRAWatford Insurance Brokers Ltd 21-Feb-03 FIMBRA/IBRCWatkins Insurance 09-Nov-98 FIMBRAWatson Clarke Limited 14-Jan-00 FIMBRAWatts & Groves (Insurance Brokers) Limited 03-Mar-00 IBRCWaverley Fund Management Limited 20-Apr-93 FIMBRAWay Moss Limited 07-Jan-03 FIMBRAWB Greatrix & Partners 06-Apr-00 IBRCWeatherers Financial Services Limited 23-Apr-99 FIMBRAWellard Shaw Financial Services Limited (In Liquidation) 27-Jan-04 FIMBRA/PIAWemyssfield Insurance Brokers Limited 17-Dec-04 IBRC/PIAWentworth Investment Services Limited 07-Jul-93 FIMBRAWentworth Life and Pensions Consultants Limited 31-Jul-00 FIMBRAWentworths Financial Services Limited 24-Jun-99 FIMBRAWentworths Limited 18-Oct-00 FIMBRA/PIAWessex Asset Management Limited 16-Oct-96 IMROWestcourt Asset Management Limited 06-May-92 FIMBRAWestern Associates Life And Pensions Limited 07-Apr-04 FIMBRAWestern Investments 01-Nov-01 FIMBRAWestfield (Goosnargh) Limited formerly known as Wood & Craven Limited 27-Mar-03 FIMBRA/PIAWestlon Financial Management Limited 28-Sep-99 FIMBRAWestmid Insurance Brokers (Sedgley) Limited trading as Beacon Insurance Services 25-Oct-00 FIMBRAWeston Financial Services Limited (In Liquidation) 19-Sep-02 FIMBRA/PIAWestside Securities Limited 01-Mar-95 FIMBRAWestwood Rowe Limited 16-Oct-96 FIMBRAWeybourne Financial Services Limited 14-Feb-01 FIMBRA/PIAWhite Kerwin Liimted 22-Oct-04 FIMBRAWhite Knight 21-Sep-99 FIMBRAWhite Morgan & Company Limited 16-Nov-99 PIAWhitechurch Investment Services Limited 04-Jan-05 PIAWhitehead & Reynolds Financial Services Limited 10-Jun-99 FIMBRAWhitehouse Moorman & Partners Limited 20-Jul-00 FIMBRAWhitehouse Moorman Financial Planning Limited 05-Nov-99 FIMBRAWhittles Financial Services 05-Aug-99 FIMBRAWIB Limited (In Liquidation) formerly known as Wimpey Insurance Brokers Limited 31-Jan-03 IBRCWild Sea Investment Haven Limited 30-Aug-01 FIMBRA/PIAWilliam Bromley Patrick Dalley trading as Alvechurch Financial Services 24-Jul-98 FIMBRAWilliam Fleetwood McEntegart trading as W F McEntegart, ESQ. 21-Apr-04 FIMBRAWilliam G Church formerly trading as Unsworth Insurance Services 08-Jan-02 FIMBRAWilliam Jenkins (Independent Financial Advisors) Limited 10-Jun-99 FIMBRAWilliam Lewis Financial Services Limited subsequently SilverpowerServices Limited 23-Feb-99 FIMBRAWilliam Russell formerly trading as Russell Financial Services 01-May-03 FIMBRA/PIAWilliam Tuke & Co Limited 16-Sep-02 FIMBRAWilliam Turner & Albert Lattimer formerly trading as Armlat Insurance Services 21-Apr-04 FIMBRA/PIAWilliams Independent Financial Services Limited, formerly Killimor Financial Services Limited 16-Feb-05 FIMBRA/PIAWilliamson & McClure 13-Mar-03 IBRC SIBWilliamson Moore (Investments) Limited 14-Jan-00 FIMBRAWillis Financial Services Limited, Formerly Willis Persaud (Financial Consultants) Limited 02-Aug-02 FIMBRA/PIAWillow (Life & Pensions) Limited 24-Nov-99 FIMBRA

Name of firm Date declared Regulator

Wilson Mynett Ltd (formerly Barclay Mynett Ltd) 12-Sep-00 FIMBRAWimbledon & South West Finance 10-May-95 FIMBRAWimpey Insurance Life & Pensions Services Limited 07-Jan-98 FIMBRAWinder Grove Associates Limited 04-Apr-00 FIMBRAWishart Hughes Life & Pensions trading as Wilson Wishart 07-Feb-96 FIMBRAWitley Financial Services Limited 01-Dec-91 FIMBRAW J J Limited 26-Mar-01 FIMBRA/PIAWolfe Oakey Brown & Associates Limited 08-Jan-97 FIMBRAWoodale Asset Management Limited 13-Apr-04 FIMBRAWoodhouse Insurance Consultancy 23-Jun-99 PIAWoolwich Financial and Insurance Services Limited 20-Dec-95 FIMBRAWoolwich Financial Services Limited 03-Apr-03 FIMBRAWright Seligman & Co 01-Nov-91 IMROWyedean Investment Consultants Limited (subsequently Decidelife Limited) 23-Feb-99 FIMBRAWyndham Insurance Services Limited 31-Jan-02 FIMBRAWyvern Asset Management 10-Jan-96 FIMBRAWyvern Insurance Services Limited 24-Mar-99 FIMBRAYamayill Limited 22-Jan-01 FIMBRAYarborough Insurance Brokers Limited 28-Oct-97 FIMBRAYarrow Young Financial Services (Winchester) Limited, Formerly Worktown Adams Financial Services Limited, Formerly Worktown Adams Limited 02-Aug-02 FIMBRAYarrow Young Financial Services Limited 26-Sep-00 FIMBRAYates Investment & Pension Services Limited 01-Dec-04 FIMBRA/PIAYork Pollard Limited 12-Jan-05 FIMBRA/PIAYoung Street Financial Services Limited 05-Jul-99 FIMBRAYthan Life & Pensions 23-Feb-99 FIMBRA

Name of firm Date declared Regulator