Fred Baker - the Role of Standards in the Smart Grid: an IETF view

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    The role of standards in theSmart Grid: an IETF view

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    COULD SOMEONE TELL MEWHAT A SMART GRID IS?

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    Smart Grid operationaldomains

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    Smart Grid Framework

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    Smart Grid Standards

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    The wordcomplexity

    comes to mind

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    Current State of the Industry according to Zigbee/Homeplug

    Minimal collaboration between industryresulting in proprietary processes to eachutility

    Current State Utility Requirements

    Fragmented standards

    No common end-to-end system definition

    No comprehensive certification process

    Many Moving PiecesCommon ComprehensiveSolution

    Joint UtilityLeadership

    Fragmented Standards Efforts HAN standard definitions

    and clear path to certification

    ZigB

    ee

    HomePlug

    S

    ystem

    Architecture

    Certification

    HAN Standardsand Certifications

    There is an opportunity to align arounda common comprehensive solution

    IPSO

    Z-Wave

    periphe

    ralproprietary

    Timing is good

    Standards bodies are open to utility engagement

    Pick the best minimum solution

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    WHAT HAS THE INTERNETCOMMUNITYS COMMENTBEEN ON SMART GRID

    STANDARDS?

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    Zones of Smart GridCommunications

    n Enterprise bus:

    n Connects control center applications to markets,generators, and each other

    n

    Field Area Networks:n Devices that control circuit breakers and

    transformers

    n Premises Networks:n Connections within customer and utility premises

    n Substation Networksn Premise networks in substations: special

    requirements

    n AMI Networks:n Connecting utilities to premises

    NIST Roadmap, Version 1.0, September 2009

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    Functional Requirements forcommunication

    n the Network should enable anapplication in a particular domain

    to communicate with an applicationin any other domain in theinformation network, with propermanagement control over who andwhere applications can beinterconnected.

    NIST Roadmap, Version 1.0, September 2009

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    Implication of functional requirements:Link layer independence

    n Many different link layer networks areused in the Smart Grid

    n Ethernet, IEEE 802.11, IEEE 802.15.4g, Homeplug,

    n

    Therefore, eithern Each link layer must be directly translatable to any

    other via a gateway, and addressable end to end,or

    n Network addressing and routing must be

    independent of the link layers in the Smart Gridn Link layers are not designed to be

    translatable and application-independent gateway technology is not

    defined

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    Implication of functional requirements:End to End Security

    n Link layer network standards are notdesigned for applicationidentity/authentication/authorization/confi

    dentiality managementn IEEE has defined many of these within local

    area networks, but not end-to-endn They are also used at the network layer via

    IETF specifications

    n Therefore,n Applications and network elements must

    implement interoperable AAA andencryption standards

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    Implication of functional requirements:Divisibility into manageable domains

    n Design intent of specificationsn Link layer standards, including link

    layer networks, are designed as wire

    replacements they connect everysystem to every other within theirdomain

    n Network layer standards are designed

    to organize networks into separableand separately manageable domains

    n Use each for the purpose for which it

    was designed

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    Implication of functional requirements:End-to-end interoperability

    n Multi-link-layer and Multi-networkinteroperabiityis proven in the Internet

    Architecturen There is no other architecture in current

    use that has demonstrated world-wide,multilingual, general purpose

    interoperability

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    Internet Community to Smart Grid:adopt our working technologies;

    make new mistakesn Focus on security

    n We have defined and partially implementedsecurity solutions, but many dont use them

    n

    Use themn Addressing

    n We have largely used up the IPv4 addressspace; use the larger address space in IPv6

    n Focus on interoperable manageabilityn We have solutions for this, but little market

    requirements; use proven encodings likeXML and application architectures likeBEEP, ATOM, and XMPP

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    Summary

    n Attributes of the InternetArchitecture

    n The service is connectivityn Designed forscale beyond

    imaginationn Simplicityand Standards are

    the watchwordsn Elegance and re-usabilityare

    keys to scaling, evolution, &innovation

    n Improvements we have made thatthe Smart Grid should adopt

    n Use secure channels, secureobjects, and encryptionwhen appropriate

    n Design formanageability

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    The role of standards in theSmart Grid: an IETF view

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    Security:Peer authentication/authorization

    n Applications have different views of their clients andpeers:

    n

    May simply respond to requests DNS, WWWn May have some peers they trust more than others

    SMTPn May only trust certain peers routing

    n In general, authenticate and verify authorization ofpeers

    n Expend as little resources as possible rejectingpeers

    n IPsec, TLS examples of toolsn Largely about securing a channelfor information

    exchangen

    Limit it to trusted parties when possible

    Dont talk with strangers

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    Security:exchange authenticated information

    n Secure the information exchanged when possiblen Signed MIME/XML: I know the pedigree of this

    informationn DKIM for mail: I vouch for the sender of this emailn Secure Interdomain Routing proposals

    n Apply policies based on degree of trustn Example: treat mail from a company that uses DKIM

    and has a valid signature differently than mailfrom the same company that lacks a signature orthe signature is invalid

    How do you know this is relevant and true?

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    Security:information confidentiality

    n Encryption is recommended forcertain kinds of information

    n If information is automatically apublic record, its less important toencrypt in transit; what is importantis whether it is authoritative

    n Non-public information, if monitored,can often be subverted to otherpurposes; steps should be taken toensure its confidentiality in transit